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Universitas Mulawarman, Samarinda Situation of the Mangrove Ecosystem and the related Community Livelihoods in Muara Badak, Mahakam Delta, East Kalimantan, Indonesia. Report of WP-1 Contract number: FP6 - 003697 Vietnam National University Kasetsart University Mulawarman University STREAM Stockholm Environment Institute

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Page 1: Situation of the Mangrove Ecosystem and the related ...library.enaca.org/mangrove/outputs/situation_report_kalimantan.pdf · history in the following sections, this report will present

Universitas Mulawarman, Samarinda

Situation of the Mangrove Ecosystem

and the related Community Livelihoods

in Muara Badak, Mahakam Delta, East Kalimantan, Indonesia .

Report of WP-1

Contract number: FP6 - 003697

Vietnam National University

Kasetsart University

Mulawarman University

STREAM

Stockholm

Environment Institute

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Universitas Mulawarman, Samarinda

Situation of the Mangrove Ecosystem

and the Related Community Livelihoods

in Muara Badak, Mahakam Delta, East Kalimantan, Indonesia .

Report of WP-1

Contract number : FP6 – 003697

Reporting and Fieldwork by : Roel H. Bosma A. Syafei Sidik Eko Sugiharto

Fitriyana Anugrah Aditya Budiarsa

Sumoharjo Samsul Rizal

Nuryatiningsih

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Content Abstract..................................................................................................................................2 1. Introduction........................................................................................................................5

1.1. The Mahakam-delta .....................................................................................................5 1.2. Settlement history of the Mahakam Delta.....................................................................5

2. Situation analysis................................................................................................................7 2.1. Livelihood activities and systems.................................................................................8

2.1.1. Relative contributions to livelihood.......................................................................8 2.1.2. Vulnerability .........................................................................................................9 2.1.3. Gender ................................................................................................................11

2.2. Networks ...................................................................................................................12 2.2.1. Market networks .................................................................................................12 2.2.2. Institutional analyses...........................................................................................12 2.2.3. Stakeholders' involvement...................................................................................13

2.3. Ecological Situation of the Mahakam delta ................................................................13 2.3.1. Soil type..............................................................................................................14 2.3.3. Perception of the situation...................................................................................15 2.3.4. Potential indicators for eco-system monitoring in the Mahakam Delta.................15

2.4. Conclusions and recommendations ............................................................................16 3. Participatory Rural Assessments (PRA)............................................................................17

3.1. Methods and tools......................................................................................................17 3.2. Salo-Palai ..................................................................................................................18

3.2.1. Livelihood activities............................................................................................18 Gender ......................................................................................................................19 Mangrove derives goods and services .......................................................................21 Vulnerability.............................................................................................................21

3.2.2. Market networks and institutional analyses .........................................................21 3.2.3. Ecological setting................................................................................................22

3.3. Saliki .........................................................................................................................24 3.3.1. Livelihood activities............................................................................................24

Gender ......................................................................................................................25 Mangrove derives goods and services .......................................................................26 Vulnerability.............................................................................................................27

3.3.2. Market networks and institutional analyses .........................................................27 3.3.3. Ecological setting................................................................................................28

3.4. Taddutan....................................................................................................................30 3.4.1. Livelihood activities............................................................................................30

Gender ......................................................................................................................31 Mangrove derives goods and services .......................................................................32 Vulnerability.............................................................................................................32

3.4.2. Market networks and institutional analyses .........................................................32 3.4.3. Ecological setting................................................................................................33

References............................................................................................................................34

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Abstract The 1100 km2 of the Mahakam delta was entirely covered by pure Nypa, mixed Nypa-Avicennia, pure Avicennia and Rhizophora, and some sparse Sonneratia populations until 1930. At present, this vegetation covers less than 10% on isolated islands and inside concessions of oil&gas companies. In 1970, cold storage became available and farming of shrimp started. During the monetary crises of 1997 shrimp prices in local currency rose sky high and pond opening by locals and immigrants exploded. In 2006, ponds covered 90% of the delta; more than 1/3 is not used and was probably opened for speculation, a.o. on a future compensation by mining companies. The shrimp production system is extensive, and productions from 200 to 300 kg/ha in the first year gradually declined to 100 kg/ha/yr from 4 crops. Since 2000, WSSV and Red Gil disease reduced production as only one crop out of four is successful. The 3 research sites are located in villages of the sub-district Muara Badak in the north of the delta. Site 1, Salo-Palai hamlet 2 and 3, includes about half of the island of Joppang, while site 2, Saliki hamlet 1, 2 and 3, includes the other half of Joppang; the third site regroups hamlet 7, 8 and 9 from Saliki and is located on the island of Taddutan. Except for an area of 1 ha, a small island and a narrow fringe of Nypa on the riverside, the mangrove cover in the research sites was replaced by fishponds. Farmers fear the consequences: abrasion of their pond dikes, degraded water quality, and reduced availability of crab, fish and shrimp seed. The lack of breeding grounds and refuges for the fish is shared by the fishermen. Recently the land clearing for oil-palm plantation to produce bio-fuel started in Saliki’s delta area.

Around 80% of the livelihood activities of the pond-farmers, pond care-takers, and fishermen is based on or related to the mangrove resource. In some hamlets located on the islands the population depends for 100% on the pond, but most others have a mixed population of workers for private companies, government officers, traders, land-less agricultural workers, fishermen and farmers. Only those households having a house on the mainland also farm dry land crops or keep livestock. Farming shrimp and milkfish and collecting shrimp and crab provide the main income; average productivities are 75, 375, 160 and 80 kg/ha/yr resp., according to the farmers. The care-takers are hired by land owners living mostly outside the district. The same large owners dominate the collection and marketing chain. Various financial relationships tie the care-takers and the smaller owners to these rich elite. Improving and stabilising the shrimp production is important to reduce dependency of pond-farmers on the collectors being at the same time input and credit providers as well as the source of information on prices and technologies.

The seasonality of the activities is relatively high as the ponds have 4 main harvests per year. Fishing and catching crab, give a more regular cash flow, but are only practised during high tide. Some started crab culture. The relative contribution of pond farming to livelihood is on average close to 50%, which makes the population highly vulnerable for decreasing pond productivity and for shocks in shrimp production like have occurred in the past. The livelihood activities of the poorer households depends more on the natural resource base. A main part of the population immigrated to make a livelihood and they claim to stay as long as the land provides enough to survive. Improving and stabilising the shrimp production is of the greatest importance, also to reduce the dependency of the pond-farmers upon the products collectors that are at the same time input and credit providers as well as the main source of information on prices and new technologies. To re-establish the eco-system some pond owners started to plant mangrove on the pond-dikes, which gives an opportunity to start action research with the farmers to establish the best ways to recover the mangrove eco-system and improve overall productivity. A main problem for mangrove recovery will be to involve the absentee and large owners not interested in a productive pond and mostly not aware of the eco-systems function. Recovering mangrove brings forward the problem of ownership that is based on the area being a pond. Local authorities need to provide some kind of safe-guard to secure the right on compensation.

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1. Introduction

The situation analyses was carried out in six steps: a preliminary survey for the selection of research villages, study of secondary data, a workshop to train staff involved in the project, pond farmer meetings for a rapid assessment (RA), individual interviews, focus group discussions, and a stakeholder workshop to cross-check the results. Three villages in one coastal district were selected on the bases of year round accessibility, readiness to collaborate, background in coastal zone management. After a description of the Mahakam delta and it's history in the following sections, this report will present an executive summary of the general findings in chapter 2 and the details of the rapid assessments in each village in chapter 3.

1.1. The Mahakam-delta

The Mahakam delta covers close to 110,000 ha (1100 km2) and is, except for it's land-side fringe, a collection of islands accessible by boat only (Figure 1.1). All weather or earthen roads are lead out on the northern and southern fringe leading to the villages from where boats allow reaching the islands that are poor in infrastructure. Numerous pipelines cross the delta and earthen roads are laid out for their maintenance by the oil & gas companies. Figure 1.1 The Mahakam Delta and the location of the projects' research sites. A rainfall of over 2.5m in an area larger than 25,000 km2 provides water and sediments to the 900 km length of the Mahakam river flowing into the Makassar strait having a strong north-south current. The fluvial plain, where the river splits, is relatively small. The multi mouthed section of the Mahakam is a mixed fluvial/tidal delta where the sand-sized fractions deposit in the central and southern parts (Lambert, 2003). Erosion occurs on the north shores and sand deposits on the shores of the southern delta where the tidal and mud flats are very large (Bourgeois et al., 2001). The original vegetation of this delta was composed mainly of pure Nypa, mixed Nypa-Avicennia, pure Avicennia and Rhizophora, and some sparse Sonneratia populations. The fauna is mainly composed of aquatic and flying creatures: birds, fish, crocodiles, and crustaceans. The fresh water dolphins (Irawadi) can still be observed. On the islands wild pigs and apes were observed in the past; at present pigs have disappeared.

1.2. Settlement history of the Mahakam Delta.

The findings of the RA's confirmed the settlement history of the Mahakam delta described by Bourgeois et al (2001). From around 1890 to 1970 migrants from Sulawesi settled on the fringes of the delta to crop land and on its' shores for fishing; the natural habitat was hardly disturbed and fish, shrimp and crab sold locally. After 1970 the first cold storage company installed, fish export possibilities increased and especially fishing of shrimp took off. Also exploitation of oil and gas started leading to land speculation by wealthy people both from inside and outside Kalimantan. In 1984 trawl fishing was prohibited to protect the marine

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biotope, especially the demersal species (aquatic species just living near the bottom). However mini-trawlers are used again since 1998 by lack of control. Figure 1.2. Estimated pond opening rate (bars), related to specific events that influenced shrimp farming (arrows); and land cover in the Mahakam Delta (lines with markers). Based on a GIS database constructed from historic settlement analysis, maps, aerial photographs and satellite photos. Adapted from Bourgeois et al. 2002.

Since 1970 farming of shrimp started in ponds dug manually or with excavators after 1990. During the economic crises of 1997 shrimp prices in local currency rose sky high and between 1997 and pond opening exploded. Between 1996 and 1999 36,000ha of Nypah mangrove and 5,500ha of freshwater mangrove were converted in ponds (Bourgeois et al, 2002; Figure 1.2). In 2001, 75% of the delta was covered with ponds of which 1/3 was opened for speculation on future compensation by oil and gas companies; those companies try to re-enforce their land concessions leading to conflicts with the local populations In 2003 the area of productive ponds was just above 45.000ha (Noryadi et al, 2006). This stimulated extensive production methods in very large ponds in order to claim land for rent seeking. In most cases the real pond size is must smaller than the actual area between the dikes as only the soil needed to make the dikes was excavated while the central plateau of most pond kept its' the original level (picture on cover). This might also explain the smaller productivity of the larger ponds observed by Noryadi et al (2006). Since 2001 also, the impact of the white spot virus reduced productivity strongly.

The agricultural sector, including fisheries and aquaculture represents less than 10% of the local economy (BPS, 2005). In Sanga-Sanga the fishermen and (pond-)farmers constitute around 15% of the population (Table 2.1), and in and around the urban areas like Samarinda this will be much lower. More diversification at a higher scale will hardly constitute an outlet for fishermen and pond-farmers that loose their livelihood based on the mangrove eco-system. Improving their income from agriculture, aquaculture and fisheries seems the best option.

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2. Situation analysis

The situation analyses focuses on three sites located at the northern fringe of the Mahakam delta in the sub-district of Muara Badak (Figure 2.1.). Only a small portion of this sub-district is located in the delta like Muara Jawa, Sanga-Sanga and Samboja sub-district (Table 2.1). The sub-district of Anggana is located entirely in the Mahakam delta, explaining its' low population density.

Figure 2.1 Map of research villages; Taduttan is the island of which the coastal section is called P. Lerong, the research focuses on Saliki’s section of this island (site 3); Joppang is the island of which the coastal section is called P. Letung; site 2 is in Saliki and site 1 is in Salo Palai village. The projects' research sites are located in Salo-Palai village and in the neighbouring Saliki village: 1. Salo-Palai's hamlet 2 and 3 exploiting ponds on Joppang island. 2. Saliki's hamlet 1, 2, and 3 sharing Joppang, hereafter called Saliki for convenience. 3. Saliki's hamlets 7, 8, and 9 on the island of Taddutan, hereafter called Taddutan for

convenience. Of the total number of households in these villages, about 22 % are registered as fishermen or pond-farmer, which is an underestimate with regard to pond-farming households. In Saliki's hamlets covered by the research sites the number of households practising the two main activities was officially 390, while Taddutan claimed to have over 200 more than registered. The percentage of households implied in pond-farming and fisheries is close to 100% in site 3, and around 50% in site 1 and 2, like in Anggana sub-district. The hamlets of the villages selected are also representative for the delta because owners live on as well as outside the islands.

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Table 2.1. Population and income distribution according to official statistics of the Mahakam delta sub-districts*. Area

number of households Total population Persons /km2

number of fisher & pond farmer households

Muara Badak 8305 34,437 36.7 1,864 Muara Jawa 6475 24,077 31.9 2,055 Sanga-Sanga 3,717 13,852 59.4 558 Samboja 12,977 45,157 43.2 2,358 Anggana 6,554 27,289 15.2 3,299

* Mahakam-delta is part of 5 sub-districts covering 4671 km2, Muara Badak covers 939 km2; Anggana is entirely located in the delta, and covers most of the delta. Salo-Palai and Saliki have a mixed population of local residents and recent immigrants (mostly from Sulawesi), while Taddutan is entirely composed of recent immigrants. The family structure in the area is mostly nuclear, except when people get older. Elder people share their house with one of the married children and his household.

2.1. Livelihood activities and systems

The project addresses mangrove management and thus households basing at least part of their livelihood on this natural resource. Figure 2.2 shows that a large number of the activities households use for their livelihood systems are based on the mangrove-estuarine ecosystem.

2.1.1. Relative contributions to livelihood In the three sites, about 40% of the households' livelihoods resources is related to the mangrove forest; this relative contribution increases to 80% if the pond farming activities are included. The mangrove-estuarine related activities include catching crab, collecting seed for pond farming, making crab traps, make Nypa roof covers, fisheries, making dry salted fish, and collect fire-wood. The pond farming related activities include the pond farmers, the pond care-takers, the pond workers and the collectors. The Taddutan site relies by far the most on pond farming as it has no main land section (Table 2.2.). Figure 2.2. Overview of the various activities the populations might use for their livelihood.

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Table 2.2. The main livelihood activities in the 3 sites, their sex involvement and their relative contribution to livelihood (not representative; sample size: 9, 12 and 8 households respectively).

Sex task division*

Relative contribution to livelihood (%) Livelihood activities ♂ ♀ Salo-Palai Saliki-Joppang Saliki-Taddutan. Fishing 100 0 14 21 6 Make traps & roof covers 100 75 1 1 5 Prepare dry salted fish 42 83 7 1 6 Pond farmer 100 45 36 29 57 Pond care-taker 100 25 13 3 Off-farm pond worker 100 70 9 1 2 Collect fish for market 100 30 5 6 6 Catch mud crab 100 24 7 11 14 Bake (and sell) cookies 0 100 8 2 Crop & livestock farming 83 50 5 5 Non-farming ** 86 30 9 10 2 * % of the male and of the female involved in the activity for the households doing the activity. ** Making boat, salaried labour, renting and trading for Salo-Palai and Saliki-Joppang but collect fire-

wood for Saliki-Taddutan.

2.1.2. Vulnerability The dependency of the poor on the intact natural resources is higher than for the medium and well-off wealth categories (Table 2.3). The well-off and medium categories of households exploit as many livelihood activities related to the natural resources as the poor but also do also other activities that generate cash or products for consumption. The correlation coefficients between wealth rank (well-off = 1, medium = 2 and poor = 3) and the mangrove related activities contribution to consumption is positive (0.39) but for the relative contribution to cash it is negative (-0.23). Table 2.3. The dependency of three categories of wealth on mangrove resources for their livelihood. Relative contribution to livelihood of:

Mangrove related activities Plus pond farming Wealth rank

n Total Cash Consum. Total Cash Consumption

Well-off 5 40 18 22 67 40 27 Medium 16 30 17 13 74 55 19 Poor 8 64 55 10 95 78 17

The total pond area in the three sites is close to 5000 ha of which the owners of 3000

ha have registered in the village. Just over 400 ha are for ponds smaller than 5 ha owned by over half of the population (Figure 2.3). Most owners of a larger land area hire care-takers for pond surveillance, management, and harvest. Figure 2.3. The distribution of the total land area (5000 ha) over 4 categories of land size and

the frequency distribution of the number of land owners.

13.5

78.0

0.58.0

0.0

20.0

40.0

60.0

80.0

100.0

< 2 2 to 5 5 to 15 > 15

Categorie of land size (ha)

%land area

owners

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Several financial relationships between owner and care-taker exist (Table 2.4). Most types of sharing arrangements discourage investments that could increase pond productivity, as from the benefits of every supplementary step done or Rupiah invested, a higher share goes to the owner than to the care-taker. Only arrangement 8 and 9 seem fair. The rent is much higher in Saliki compared to Taddutan, probably because of the location (close to road network) but perhaps also because of soil type causing the average shrimp harvest to be only half in Taddutan compared to Saliki.

Table 2.4. Nine types of relationships between pond owners and care-takers in Saliki and Taddutan.

Type of Cooperation

Production inputs (Seedstock, Fertilizer, Feed)

Type of harvest sharing

Owner 66% 1

Caretaker 34%

Sharing of tiger prawn and spotted prawn identical to cost sharing. Crab all for care-taker

Owner 80% 2

Caretaker 20%

Sharing of tiger prawn and spotted prawn identical to cost sharing. Crab all for care-taker

Owner 50% 3

Caretaker 50% (incl. hire worker)

Sharing of tiger prawn identical to cost sharing. Spotted Prawn and crab all for care-taker

Owner land and seed 100% 4

Caretaker Hire worker

Equal share of tiger prawn for both Spotted & crabs for caretaker.

Owner land 5

Caretaker 100% inputs & worker

Equal share of tiger prawn for both Spotted & crabs for caretaker.

Owner Land 6

Caretaker Own or ponggawa (100%)

Equal share of tiger prawn for both Spotted & crabs for caretaker.

7 Owner 100 % capital & land 20% for caretaker, 80 % owner

8 Pond Repairing

Caretaker repairs pond and provide 100% of inputs.

Repairing pond and getting harvest for 2 year and then give the pond back to owner.

9 Land rent All cost plus rent Rp. 2 to 4 million /ha/year.

100 % for land user

Note: In scenario 1 to 3 the owner pond has the responsibility to provide the caretaker with consumables like rice, coffee, fuel, expense for religious ceremony or to pay for medical cost. The seasonality of the various activities increases this vulnerability. The sea-fisheries have two main seasons: the southern wind season starting in July and lasting until September and the northern wind season being dominant in January and February. The ponds have four main harvest seasons: March, July, September, and December. Crab collection and small harvests are done when the low tide falls in day-time; at stagnant tide in day-time the pond related activities are reduced. River fishing and crab collection are done at high tide.

The statistical data collected by the Fisheries Services and available at the Regencial Fisheries Services in Tenggarong showed no variation for the fisheries catches since 2000. This is similar to the overall pattern in the region, where a large increase in catch was observed in the preceding years (van Zwieten et al, 2006). The catches are estimated to be just above the 4,000 t/yr; the estimated catches for both Saliki and Salo-Palai were just below 800 t/yr (see 2.3.4 on data collection). As for the pond production a trend was apparent in the sub-district: between 2001 and 2003 the totals varied between 1100 and 1200 t/yr, but from 2004 to 2006 it fluctuated between 1650 and 1900 t/yr. We assume that the pond productivity losses, a.o. caused by WSSV, were compensated by opening new ponds and putting in production the areas that were cleared from mangrove but not used for shrimp farming yet.

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In the first year after opening, the pond can produce between 100 and 300kg of shrimp/ha/year, which in 5 years gradually declines to 50 to 100 kg/ha/year according to farmers in the research sites (local farmers; van Zwieten et al. 2006). Since the appearance of WSSV and Red Gill in 2000, the farmers only have a good shrimp harvest once every four cycles and the average pond productivity is close to 45 kg/ha/year of tiger prawn (Noryadi et al, 2006). In the research site farmers harvest three times on average 25 kg/ha of tiger prawn, and 125 kg/ha of milkfish, thus 75 and 375 kg/ha/year. Farmers in the research site say they collect on average close to 160 kg of spotted shrimp, 80 kg of crab per year. For the delta the averages are 49 and 11 kg/ha/yr respectively, and according to this source 70 kg/ha of milkfish can be collected (Noryadi et al, 2006). According to Bourgeois (2002) some farmers made more income from collecting crab.

For the provision of capital needed for pond inputs and for livelihood in times of distress, the care-takers and resource poor farmers depend on collectors and their bosses. These last include the so-called “Punggawa”. Punggawa are (local) elite having a high social status and political influence. They generally have earned quite some capital a.o. through shrimp farming and trading.

Table 2.4. Gender analysis framework for three mangrove related activities and a livestock activity.

Activity Labour input

Access to ownership

Decision-power

Access to benefit

Access to information

Husband + + + + + + + + + + + + Wive + + 0 + + + +

Pond farming (Saliki)

Young* + - - + - Husband + + + + + + + + + + + + + + + Wife + 0 + + + + +

Fisheries (Salo-Palai)

Young* + + - + + + - Husband + + + + + + + + + Wife + + + + + + + + + -

Making dry salted fish (Salo-Palai)

Young* 0 0 - + - Husband 0 + - + 0 Wive + + + + + + + + + + + + 0

Raise chicken (Saliki)

Young* 0 + - + 0 Legend: - = not and never ; 0 = mostly not ; + = some ; ++ = good ; +++ = very high * in one of the village a category of children replaced 'young' who were not very much present in the communities being at school or working outside the area..

2.1.3. Gender The involvement of sexes in the activities is different between sites and types. Only fishing on boats is an exclusive male activity (Table 2.2.), though women are involved in fishing related activities: making equipments and preparing dry salted fish (Table 2.4.). This involvement of women partly explains the apparent contradiction between the labour division mentioned for fishing in Table 2.2, with the data mentioned for fisheries activities in the gender analysis framework (Table 2.4.). Moreover women and girls practise cane fishing. The material for the traps and the roof covers is mostly collected by the men, while both women and children assist in the making. In Salo-Palai, compared to Saliki and Taddutan more activities are carried out exclusively by men. The women of Saliki and Taddutan are more involved in the farming than those of Salo-Palai. Women in Salo-Palai seem to focus solely on housekeeping activities which gives them less decision power on the pond-farming and farming related

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activities and less access to the benefits. The household activities are dominated by women; some bake cookies also for selling. Though women have access to ownership of chicken, they do not have access to land (Table 2.4). The men have better access to information probably because they travel more.

2.2. Networks

2.2.1. Market networks For the local producers, fishermen and pond farmers, the only part visible part of the market chain is the collector. Most farmers provide their harvest to a collector coming to their farms. The collectors are specialised for products (Figure 2.4.). Collectors also can be specialised for markets: e.g. some collect crab or shrimp for export only. Specialised fishermen are concentrated in specific villages: for the study area these are Saliki-Nilam and Salo-Palai. The specialised fishermen provide their catch to a collector. The landing site of Saliki-Nilam is appropriate for larger trawlers and for landing sea fish. The catches of non-specialised fishing are primarily for household consumption and local market; excess fish are mostly salted and dried before selling to a collector. Figure 2.4: Market network of products from aquaculture and fisheries in the Mahakam Delta

Seed of shrimp and milkfish is collected or bought from neighbours, vendors, or collectors. The vendors and collectors obtain the seed from local hatcheries, or these are flown in from other islands and countries.

2.2.2. Institutional analyses The state structure is quit well integrated in the villages and hamlets through the election of representatives in the village counsel, and the representation at the district level by the village head (Figure 2.4.). At village level the government officers are teachers and administrators only and no technicians. Most government services are weakly represented in the selected sites; the Fishery services only touches upon Saliki and has no contact with farmers on Salo-Palai or on Taddutan. The RA's confirmed that the credit from the state bank is not accessible for pond-farmers and fishermen (Bourgeois et al. 2002). Community based organisations (CBO's) are not frequent: associations of youngsters and women in Salo-Palai, an association of fishermen in Saliki, and a pond farmers organisation (Keddutan Mandiri) in Taddutan (Figure 2.5.). Two NGO's are active in the region: one for rural credit in Salo-Palai and one for replanting mangrove trees. The last was not mentioned by the farmers, but known in Saliki by the Fisheries Service's agent accompanying UNMUL's team during the fieldwork. On the other side of the delta, in the sub-district of Sambodja, the Fisheries Service experiments with a rural credit system to make the pond-farmers more independent of the collectors. In fact the collectors are input providers as well imposing their prices and interest rates to the farmers depending on them. A student of UnMul is monitoring the credit system.

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A Management Counsel for the Mahakam Delta has been created in 2004 after the presentation of the report of Bourgeois et al. (2002) commissioned by TotalFinaElf but it has never been called to meet. This demonstrates the existing conflicts of interest for many government officials, oil company workers, entrepreneurs, etcetera: many invested in land, be it only by the excavation of a pond or by establishing a plantation, for social security reasons and to have a chance on obtaining compensation from government or a mining company. Figure 2.5. The assembled institutional network of the research sites

SP= Salo-Palai; SK=Saliki; TD=Taddutan; RT = hamlet leader; BPD = counselor of KADES; KADES = head of village

Pond workers

LPD = Rural Credit NGO

Private companies

MANGROVEMahakam

RT

Fishery Service

Forestry Service

Research (UnMul)

Association of women, SP

KADES / BPD

Association of youngsters, SP

Religeous leaders

Village elders

CamatAssociation of fishermen, SK

KeddutanMandiri, TD

Pond care-takers

Pond owners

Collectors Distributor

BPD Bank credit

Shrimp farmers association SP Pond

farmers

2.2.3. Stakeholders' involvement Former analysis showed that the pond farmers thought they had no active role to play in mangrove maintenance or recovery and all stakeholders pointed at the village heads and districts authorities (Bourgeois et al, 2002). At present, in Salo-Palai individual pond farmers take action: they plant mangrove and pond farmers in Taddutan created an association having the goal to replant mangrove.

The distribution of pond areas per owner is skewed: less than 30% of the people own nearly 80% of the areas in all of the sites (Figure 2.3). Some of those are absent owners, sometimes coming in during each harvest from a local town like Samarinda. Others are living far away on different Indonesian islands. This renders any mangrove management extremely difficult. One cannot, for example, expect from people exploiting only 1 ha to plant half of that area with mangrove trees as this demands also investing in a new dike. On the other hand, the large owners are mostly absentee rent seekers more interested in increased value of land or compensation by oil & gas companies, than in pond productivity. We assume that the large owners would hardly feel the financial consequences if half of their land would be transformed into mangrove forest, but most are hard to contact and interested in (future) rent.

In Saliki village the first large scale oil palm plantation started in 2006. In 2007 an area of 10.000 ha was covered. The state promotes large oil plantation to create labour but this effect is discussed (Purnomo, 2006).

2.3. Ecological Situation of the Mahakam delta

In all three sites the mangrove forests have almost disappeared. Mostly only a narrow strip of Nypa has remained along the shoreline. The last large mangrove trees suffer due to a lack of ecological bases. This gives also food for thought on the potential for success of replanting mangrove trees.

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2.3.1. Soil type Soil type in the sub-district Muara Badak is loamy varying from silt loam to clay loam, except for the coastline which is loam with sand. The southern part of the delta receives more sand and the soiltype will probably be clay-loam and sandy clay-loam. Subsoil of some of the islands is peat which makes them very sensitive to erosion and abrasion. Some soils of the mangroves contain iron pyrite (FeS2) which is stable in anaerobic conditions (Boyd, 1995). However, especially in acid soils, oxidation of iron pyrite and microbial processes produces sulphuric acid. Sulphuric acid dissolves various metals which can mix with the pond water with run-off from rains or through flooding after prolonged dry periods. To prevent coastal soils containing iron-pyrite to express acid-sulphide properties regular flushing and draining is needed (Tri, 1996). Figure 2.6. Problem tree composed from the 3 trees elaborated at Salo-Palai.

2.3.2. Mangrove derived goods and services

The functions attributed to mangrove forests are: o Provide firewood, and material for roof cover and for traps (mainly for crab) o Protection of land from spring-tide and from erosion by currents and waves o Shelter of aquatic animals from heat and predators o Refuge for reproduction of mud crab, fish and shrimp o Keep quality of water good o Protection of pond-dikes o Source of food for fish and shrimps o Keep production of ponds high.

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These functions are also reflected in the problem tree (Figure 2.6). The last two functions in the list are not recognised at every site. The awareness seems higher among populations that resided longer in the delta.

2.3.3. Perception of the situation Various discussions show that the farmers we met are aware of the problem that may arise if the mangrove layer at the riversides and the coastlines does not get stronger; in particular they fear broken dikes and the loss of their harvest. The problem trees show that farmers do not always well distinguish underlying causes, direct causes and consequences, and final consequences. More awareness raising can be reached by using the problem tree extensively. Farmers acknowledge the low production level. The shrimp production system is extensive, and productions from 200 to 300 kg/ha in the first year gradually declined to 100 kg/ha/yr from 4 crops. Since 2000, WSSV and Red Gill disease reduced production further as on average only one crop out of four is successful. The villagers think that the pond production can be maintained or improved by applying more fertilizer and pesticide to the pond. Locally farmers started planting or are organising themselves to replant mangrove. The questions remain how the plantation should be done to re-establish the mangrove ecosystem and how sufficient area can be recovered to fulfil the functions attributed to this ecosystem. Most farmers planted the trees on the inside of the dikes (see cover page). One may wonder if this may be of any use for pond productivity as planting mangrove trees on the inside slope of the dike may also weaken the narrow handmade dikes while farmers fear already a breach from erosion. Planting on the plateau in a functional pond is neither a solution; mangrove will not be submitted to tide and die, or the shrimp production will either decrease or not improve (Dr Tri, personal communication). Perhaps they could build a second dike at some distance from the river, create space for the mangrove and reduce their pond area (or practice various forms of silvo-fisheries). With the present production level the smaller farmers do not have the capital to invest given the credit rates asked by the collectors. The villagers of Saliki would like to see a demonstration pond because they doubt whether the decomposing mangrove leaves are good for the shrimp and fish in the pond.

2.3.4. Potential indicators for eco-system monitoring in the Mahakam Delta According to the pond farmers and fishermen the following indicators can be used to monitor the effect of mangrove management:

o enough seed for fish and shrimp; o easy to find mud crab; o less mortality of shrimp; o the presence of apes and wild pigs; o less destruction of coastline from waves compared to the present narrow area at the

riverside composed of Nypa mainly. The number of trees planted and the area covered individually could be registered. To monitor the mangrove coverage the images from Google-earth can be used. Further the Fishery Service collects data for the sub-district Maura Badak on the quantity of fish equipments and of fish produced by 3 types of cage cultures, by brackish and fresh water culture, and by marine fisheries but not for open water fisheries. Lack of staff causes annual data for fisheries from Saliki and Salo-Palai to be based a single sample; data on pond production are provided by the village head to the sub-district and the method of data collection is not standardised. In the sub-district sampling is only regular and standardised for 2 out of the 9 villages; this is probably the same situation for the other sub-districts related to the delta.

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The data on Gross Provincial Product are based on the same data provided by the Fisheries Services. The Provincial Bureau of Statistics (BPS) in Tenggarong had no detailed estimates on household income available; the number of households practising an activity as main source of livelihood is available.

2.4. Conclusions and recommendations

In the research sites the mangrove cover has almost been replaced by fishponds except for a narrow fringe of Nypa on the riverside. In the entire Mahakam delta close to 90% of the mangrove cover has disappeared; the 10% remaining mostly are found in concessions for oil & gas companies. Farmers fear the consequences of erosion and abrasion on their pond dikes and on the water quality, and the reduced availability of seed for crab, fish and shrimp. The notion of a lack of spawning grounds, nurseries and refuges for fish is shared by the fishermen. Around 80% of the livelihood activities of the population of the research sites, pond-farmers, pond care-takers, fishermen and farmers, is based on or related to the mangrove resource. The livelihood activities of the poorer households depends more on the natural resource base. The seasonality of the activities is relatively high as the ponds have 4 main harvests per year. Fishing on the tidal flat and catching crab give a more regular cash flow, but are only practised during high tide. The relative contribution of pond farming to livelihood is on average close to 50%, which makes the population highly vulnerable to decreased pond productivity and for shocks in shrimp production as has occurred in the past. A main part of the population immigrated to find a new livelihood in the area and if pond farming does not provide this anymore they will, might move again to replace still virgin natural resources with plantations or ponds. Improving and stabilising the shrimp production is of the greatest importance. This will contribute to a reduced dependency of the pond-farmers on the product collectors that are at the same time input and credit providers as well as the main source of information on prices and new technologies. A huge part of the ponds is non-productive, and opened for speculation for high profits, land value and compensation by oil companies. These absentee owners of mostly larger non-productive ponds make the re-establishment of the mangrove-forest more complex as they are not interested in a productive pond; they seem generally unaware of the eco-systems functions of intact mangrove forests. In an attempt to re-establish the mangrove eco-system some pond owners started to replant mangrove, mostly on the pond-dikes which is probably not the best method. However this gives an opportunity to start action research with the farmers to establish the best ways to recover the mangrove eco-system. The main problem will be the involvement of the absentee owners that hire care-takers, and the owners of ponds that are not in production. Re-establishing mangrove will highlight the problem of ownership which is based on the area turned into a pond while mangrove-forest is perceived as open access. Local authorities need to provide some kind of safe-guard (cadastre or contract) to secure the ownership of land. We recommend that the RESCOPAR projects carries out at least part of its' pond research on the MANGROVE research sites. If done in a participatory way this may increase farmers' know-how. The Dutch WSSD program from its' Ministry of Agriculture and Fisheries could be requested funding for training of farmers.

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3. Participatory Rural Assessments (PRA)

The selected sites are all located at the northern fringe of the Mahakam delta in the district of Muara Badak (Figure 2.2). The district has a many oil and gas wells of which pipelines lead to a central locality. The existing road infrastructure is mostly laid out by Oil & Gas companies; they construct earthen roads to limit access in order to reduce the risk for the numerous pipelines. The sites are located in Saliki village and in the neighbouring Salo-Palai village. Saliki has over 2,500 inhabitants and is composed of 9 hamlets (RT); hamlets 4, 5 and 6 are mainly composed of labourers for private companies and agents of government. Salo-Palai is located closest to the sea and has a population of mixed origin: local and recent immigrants, like Saliki. The population of Taddutan is almost entirely composed of recent immigrants from Sulawesi. In Salo-Palai the research will focus on 2 hamlets out of 9: RT-3 and 2 exploiting ponds on Joppang island. The second site is composed by Saliki's hamlet 1, 2, and 3 (Saliki-Nilam) that share Joppang with Salo-Palai. Saliki's hamlets 7, 8, and 9 on the island of Taddutan compose the third site. After presenting the methods used we will describe the results of the assessments in the three sites: Salo-Palai, Saliki, and Taddutan. Details from the description of the first site that are similar will not be repeated in the following sections but rather discussed.

3.1. Methods and tools

After studying secondary data and a pre-survey to identify the research site, a workshop was held to train the staff involved in the project and to increase awareness among stakeholders. At village level tools of the participatory rural assessments (PRA) were used for rapid assessment (i.e. data collection). At the start, the participation of the local stakeholders at a first meeting of pond farmers was not always representative for the community, which made the gender analyses difficult. Though each PRA becomes unique during the process an effort was made to use identical methods in each site in order to obtain comparable data. In the first series of general meetings (see 3.2, 3.3, and 3.4) the participants in all villages made an inventory of their livelihood activities, a village resource map, a Venn diagram of the stakeholders involved or of institutions represented or active in the village, and a seasonal activity calendar. The Venn diagram of the market chain made in the first village was verified orally in the others. A problem tree focussing on the mangrove disappearance was composed in one village by three focus groups. A transect walk was superfluous due to the limited variation in the village resource maps and of the natural resource base itself. Individual interviews were held in all three villages to assess vulnerability of the poor. In principle we aimed to select in each sites three households of each category, but due to under representation of rich and poor at the meeting this was not possible (Table 2.1). Next the general characteristics of the households we asked next to the involvement of sexes in each activity, to score the labour frequency and intensity, cost and risk on a scale of 1 to 5. The importance of the natural resource base for the livelihoods was done by ranking the relative contribution of each activity to the cash and consumption satisfaction of individual households, using 100 peanuts to be divided among each activity. Focus group discussions were organised to complete the data on various subjects and a stakeholder workshop was held to cross-check the results. To cross-check the collected data an identical set of diagrams (except for the map) was presented in each community.

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3.2. Salo-Palai

Salo-Palai has close to 1160 inhabitants (about 640 male and 520 females) of which a large proportion are workers for the private oil & gas companies and for government. The sex frequency distribution is skewed because young women work in town and get married. At present it is becoming more difficult for young men to find a wife. Salo-Palai is composed of 9 RT's (hamlets). The inhabitants of four hamlets have activities related to the natural resource base: 1, 2, 3, and 7. Hamlet 3 has only pond farmers and is located on Joppang, the small island at the seaside between Taddutan and the mainland, and is only accessible by boat. Hamlet 2 is on the main land and its population is active in fishing, crop farming and pond farming. Hamlet 2 is the only hamlet with fishermen. Hamlet 3 is composed of 23 households (55 male and 36 females) and hamlet 2 of 27 households (54 males and 37 females). To cover all the activities related to the Mahakam delta's natural resource base we followed the advice of government officials to work both in hamlet 2 and 3. Two general meetings were held; one during the training week and one to complete the data; the first meeting was held on the island (16 men) and the second on the mainland (12 men and 3 women). Figure 3.2.1. The resource map of Salo-Palai, with the sea on upper-left side of the figure (= north). On the east side Salo-Palai is bordered by Saliki (dotted line); on the north side it is bordered by the sea and Muara Badak village. The islands are located in the center of the map. Legend: Pipa TOTAL = pipelines; Jalan VICO = road constructed by (oil)company The double lines leaving from the single one are roads, other lines are creeks and rivers.

3.2.1. Livelihood activities Households' livelihood activities in Salo-Palai are based both on natural resources, on brackish water and fresh water pond farming, and on dry land farming (Table 3.2.1). Some households depend on one source of income: salaried workers and government officers. For pond farmers, farming of shrimp, milkfish and collecting crab is the main source of income. From the brackish water ponds they harvest milkfish, and three types of shrimp (red, spotted and white); the milkfish and the shrimp are stocked with seed collected or bought in the neighbourhood, or bought from vendors or collectors. In the fresh water ponds they raise Nile tilapia. Crab is collected from the pond and its' vicinity. Fish catch is mainly composed of Pangasius nasutus, Macrones nemurus, Collossoma macropomum (all freshwater), Lates calcalifer Bloch, Parastromateus niger Bloch and Pampus argenteus (all brackish water). Fishing is done either with mini-trawlers (at sea), long-lines, set-nets, and traps (for crab mainly). Pond farming is by far the most demanding activity, in view of labour as well as cost, but above all producers find it risky (Table 3.2.1). Also collecting aquatic products is

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considered risky, probably because of the hazard of spoiling of the products as ice is not availability on-farm. Table 3.2.1. The main livelihood activities in Salo-Palai, their sex involvement, a score on a scale of 1 to 5 for the demand in labour (frequency and intensity), for the cost and the risk of the activity and their relative contribution to livelihood (sample size: 9 households only).

Sex task division*

Relative contribution

to livelihood (%) Livelihood activities ♂ ♀

Labour freq.

Labour int.

Cost Risk Cash Cons. Fishing 100 0 2.7 2.6 2.5 2.6 8 6 Make traps & roof covers 100 100 2.0 2.0 3.0 4.0 0 1 Prepare dry salted fish 33 67 1.4 1.2 1.0 0.8 2 5 Pond farming 100 50 4.0 3.8 4.2 5.0 32 4 Off-farm pond worker 100 75 3.1 3.4 2.0 1.5 3 6 Collect fish for market 100 0 2.0 1.0 5.0 5.0 4 1 Catch mud crab 100 0 3.8 3.3 2.0 2.0 6 1 Make and sell cookies 0 100 2.0 1.9 1.6 1.3 1 7 Crop farming 100 50 3.5 3.0 3.0 4.5 3 2 Non-farming ** 100 0 2.5 1.0 2.0 3.5 8 1 * % of the male and of the female involved in the activity for the households doing the activity. ** Non-farming in the sample includes: construction workers and salaried labourers. Gender Some activities are carried out exclusively by men (fishing, collecting crab, collector, non-farm), while other are carried out dominantly men (pond and crop farming). Baking cookies is an exclusive female activity though most for household this is for own consumption only; preparing dry salted fish is dominated by women (Table 3.2.1.). Only trap and roof cover construction seem to engage both sexes equally. If no petrol stove is available, the women collect firewood from the surrounding area; they feel it is quite difficult and time-consuming. On the island potable water is collected from the rain or brought in from a well on the main land. The gender analysis framework for several mangrove related activities shows that the access of women to ownership of land and its benefits is limited (Table 3.2.2). The men provide most of the labour input and have more power in decision-making except for making salt fish. The men have slightly better access to information. Table 3.2.2. Gender analysis framework for several mangrove related activities.

Activity Labour input

Access to ownership

Decision-power

Access to benefit

Access to information

Husband + + + + + + + + + + + + + Wife + 0 + + 0 + +

Pond farming

Children* - - - - + Husband + + + + + + + + + + + + + + + Wife + 0 + + + + + Fisheries Children* + + - + + + - Husband + + + + + + + + + Wife + + + + + + + + + - Making dry

salted fish Children* 0 0 - + -

Legend: - = not and never ; 0 = mostly not ; + = some ; ++ = good ; +++ = very high * category replacing 'young' who were not very much present in the communities being at school or working outside the area.

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Figure 3.2.2. Annual activity calendar, Salo Palai village (completed on 30 May 2007) Livelihood activity 1 2 3 4 5 6 7 8 9 10 11 12 1. Pond farmers a) Preparation of pond b) Pond feeding and management c) First harvest of shrimp d) Harvest of shrimp and milkfish e) Cleaning of pond 2. Fishermen a) Fishing with northern wind b) Preparation of fishing equipment c) Fishing with southern wind d) Off-farm pond worker (harvest) e) Prepare dry salted fish f) Fish with set-nets, wire, and canes 3. Collectors of products 4. Other mangrove related activities a) Collect crabs 5. Other activities a) Bake cookies b) Crop and tree farming c) Salaried labourer * d) Trading, renting and shop keeping

* some labourers in the oil and gas industry have jobs with 3 weeks up 1 weeks off.

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Mangrove derives goods and services In Salo-Palai, 35% of livelihood sources, including fisheries, depend on a good functioning mangrove. When including the pond and related activities this increases to 80%. Other livelihood resources are farming and various temporary and permanent jobs. Dependency on mangrove-estaurine derived goods and services is relatively high. The contribution of own capital to pond production is good: on average about 25% only is funded through the collectors, though especially the care-takers depend on collectors for 100%. According to the inventories of 4 focus groups the functions of mangrove are:

• Protection of land from spring tide and from erosion of current and waves • Fish refuge/shelter: from heat and predators • Prolific reproduction of mud crab, shrimp and fish • Protection of pond dikes • Source of clean water and food for fish and shrimps to keep production of ponds high.

Vulnerability. The high dependency on pond and related activities renders the population vulnerable, which is reinforced by seasonality. Seasonality of most livelihood activities is high and depends either on season or on tide (Figure 3.2.2.). The activities of pond farming and crab collecting are related to tide and time of harvest. Pond labourers are especially needed for the harvest, sometimes for cleaning and preparation, and for reparation of dikes (December at spring tide), making landless people the most vulnerable category. The pond harvest period lasts about 14 days, when tides are rising and falling during day-time. The big harvest is four times a year: March, July, September, and December. Crab collection continues all year but it is concentrated in low tide, when the farmers have less pond activities. While fishing at sea depends on the seasonal winds, the river fishing activities are permanent at high tide and allow the family to cover current expenditures. Fishery catches decreased since 2005 when fuel price in local market was high, so that some people started fishing as second activity for consumption only. The shrimp production decreased sharply since 2000 and reached a bottom line in some ponds. Especially care-takers and specialised pond farmers desperately wait for a good year or a new technology. Pond farmers in Salo Palai assume they will remain working as pond farmers, despite their low/failed harvest over the last three periods. They do not see an alternative besides pond farmer and hope to obtain a good harvest just for 1 period a year.

3.2.2. Market networks and institutional analyses The market network of the aquatic products is not very transparent for most farmers as they only meet the specialised collectors (Figure 3.2.3.). The collector is the only source of information for farmers on market prices. Figure 3.2.3. Market network as perceived by the population of Salo Palai.,

Export

Pond products

Collector for shrimp and milkfish from Muara Badak

Fishery products

Collector for crab in Salo Palay

Collector for fish in Salo Palay village

Collector with cold storage

Shrimp packing company

Local market for small shrimp and milk fish

Market transport to Samarinda

Muara Badak

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Salo Palai has two community based organisations (CBO's): the women association and the association of young (Figure 3.2.4.). The State Services for Fisheries or for Forestry recently stimulated the organisation of a shrimp farmer group in Salo-Palai. One NGO is active in the field of rural credit. The religious leaders and village elders have influence but they are not formally organised. Other types of organisations are government related. The private oil and gas companies provide a lot of labour, but were also a source of conflict as their claim on land concessions came in late and unexpected. Some people already opened ponds and plantations and claim compensation of their investment. The decentralised government institutions are well based in each hamlet (RT) and village. Each hamlet chooses a hamlet leader (the RT). The hamlet leaders, village elders, religious leaders, and leaders of associations, have a seat in the village counsel (BPD). The village chooses a head of village (KADES) and a counsellor (BPD) that direct the government officers at the village and that represent the village at district level. Figure 3.2.4. Venn diagram of institutional relations of Salo-Palai village(RT = Hamlet leader = member of village counsel).

3.2.3. Ecological setting The dominant soil type of Salo-Palai is loam. The sub-soil of the island Joppang is probably composed of peat. Pond opening started since 1994 by Mr. Abidin; he opened a pond of 2 ha by hand. In the past the population of Salo-Palai succeeded to limit land distribution to a maximum of 4 ha per person, but this does is not reflected any more in the land distribution (Table3.2.3). Of the 150 ha of land used for ponds of 2 to 5 ha, about half (75ha) is owned by 26 people from outside the village. In most cases the real pond size is much smaller than the actual area between the dikes as only the soil needed to make the dikes was excavated while the central plateau of most pond kept its original level (Photo cover page). Table 3.2.3 The estimated land and owners distribution on Salo-Palai's section of Joppang total land area (ha) % land area number of pond owners 2 ha and less 7.8 2 5 between 2 and 5 ha 150 24 75 between 6 and 15 ha 134 42 15 15 ha and more 101 32 5 Causes and consequences of the mangrove disappearance were analysed with a problem tree. Three focus groups composed very different trees that are partly complementary (Figure 3.2.6). One group estimated a specific organisation is needed for mangrove recovery

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activities. To prevent mangrove forest from disappearing the following actions were proposed by the local population:

• Provide information on mangrove function and rehabilitation technology • Stop cutting mangrove a.o. for pond opening • Own initiative of pond-farmers to recover and replant mangrove.

Most pond farmers are aware of the importance of mangrove for pond productivity and started replanting trees on the inside of the pond dike. An elder immigrant from Sulawesi whose wife and children already returned, almost completed the tour of his 2 ha pond (Figure 3.2.6). One may wonder if this may be of any use for pond productivity as planting trees on the dike may also weaken the narrow handmade dikes while farmers fear already a breach from erosion. In fact they should build a second dike at some distance from the river, create space for the mangrove and reduce their pond area (or conduct other types of silvo-fisheries). With the present production level they do not have the capital to invest given the credit rates asked by the collectors. The farmers' gave the following indicators for good mangrove coverage: enough seed for fish and shrimp; easy to find mud crab; less mortality of shrimp; less destruction of coastline from waves than the present narrow area at the riverside composed of Nypah mainly. Figure 3.2.7. Three different problems trees of the mangrove disappearance

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3.3. Saliki

Officially, the population of Saliki is mainly composed of (in decreasing order) workers of the company exploiting the oil & gas fields, shrimp farmers, pond workers, and farmers. The proposed research sites are RT-1, RT-2 and RT-3, mainly composed of fishermen and farmers having a pond on Saliki's section of Joppang, the small island between Taddutan and the mainland, that they share with Salo-Palai (Figure 3.3.1). RT-1 alone has close to 170 households, RT-2 has over 50 and RT-3 more than 80, together they unite over 580 female and 700 male.

In 2006 land was cleared for an oil-palm plantation to produce bio-fuel. The plantation is located on the mainland of Saliki but in the Mahakam delta area. Most of the households exploiting a pond on the island and originating from Saliki have two houses: one on the mainland and one on the island on the pond-dike. Other inhabitants of the island are care-takers or watchman for large owners. The resource map shows that hardly any space is left for mangrove on this section of the island. Two general meetings were held; one during the training week and one to complete the data; the first meeting was held on the mainland (6 men) and the second on the island (12 men and 3 women). In between data were collected by individual interviews. Figure 3.3.1. The resource map of hamlet 1, 2, and 3 of Saliki, drawn by the men present at 01-06-2007; the left side (east) of the island Joppang in the centre of the map belongs to Salo-Palai.

3.3.1. Livelihood activities Figure 3.3.2. shows the activities of the section of Saliki's population using the natural resources for their livelihood. Farmers of Saliki started to culture crab. On the mainland also fresh water pond could be found. Chicken are mainly kept near the house in the village; other households kept Bali cattle. In Saliki sufficient women were at the meeting to have a female focus group discuss gender related questions (See section Gender).

The drinking water for the households on the island comes from the mainland and all gender assist in collection and transport. Both men and women collect firewood for household consumption only and not for sale. Especially collecting fire-wood can be a constraining activity; some households estimated that collecting fire-wood took over 15 % of a persons’ time (See section: Mangrove derived goods and services).

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Figure 3.3.2. Summarises the livelihood activities mentioned separately by a group of men and women present on 01-06-2007.

Though the relative contribution of pond culture to livelihood is important, fishing, crop and livestock farming and non-farm activities contribute more to consumption and provision of cash compared to the other sites (Table 3.3.1). Nevertheless in Saliki activities related to pond culture, catching crab and collection of aquatic products are considered the most labour demanding. Pond culture and collection of aquatic products are the most costly and risky. The high score for labour demand for making traps and roof covers is not in agreement with the low frequency mentioned in the calendar (Figure 3.3.3, page 23). Table 3.3.1. The main livelihood activities in Saliki RT-1 and 2, their sex involvement, a score on a scale of 1 to 5 for the demand in labour (frequency and intensity), for the cost and the risk of the activity and their relative contribution to livelihood (sample size: 12 households).

Sex task division*

Relative contribution

to livelihood (%) Livelihood activities ♂ ♀

Labour freq.

Labour int.

Cost Risk Cash Cons. Fishing 100 0 3.2 3.5 3.0 3.3 16 5 Make traps & roof covers 67 67 3.7 3.7 4.3 3.0 0 1 Pond farming 100 63 3.5 3.4 4.4 4.1 23 6 Pond care-taker 100 0 4.5 4.5 2.5 3.0 10 3 Collect fish for market 100 50 4.5 3.5 4.5 4.0 5 1 Catch mud crab 100 33 3.7 3.7 2.8 2.3 10 1 Household activities** 0 100 3.5 3.0 2.0 1.7 0 3 Crop & livestock farming 75 50 2.8 2.5 2.5 1.8 1 4 Non-farm activities*** 100 33 2.5 2.0 1.5 3.0 9 2 * % of the male and of the female involved in the activity for the households doing the activity. ** Includes: making dry and salted fish *** Includes: off-farm pond work, making boat, salaried labour, renting and trading. Gender In Saliki, compared to Salo-Palai, less activities are carried out exclusively by men (fishing, pond care-taker). However labour for most activities is dominantly provided by men (Table 3.3.1). Preparing dry salted fish and baking cookies are included in the household activities dominated by women, because these activities did not contribute to the generation of cash by people in the sample. The material for traps and roof covers is mostly collected by men, while both women and children assist in their construction. The latter and the strong involvement of women in making dry salted fish explains the apparent contradiction between labour division mentioned for fishing in Table 3.3.1, with the data mentioned for fisheries activities in the

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gender analysis framework (Table 3.3.2). The gender analysis framework for several mangrove related activities shows that men present at the meeting estimate access of women to benefits very high compared to Salo-Palai. Though women have access to ownership of chicken, they do not have access to land as in the other sites (Table 3.3.2). For pond farming and fishing men provide most of the labour input, but women have a say on benefits especially from fisheries and from raising chicken. The participants claim that as the women of Saliki are more involved in farming activities than those of Salo-Palai, the first have also higher decision making power on the activity and access to the benefits; women in Salo-Palai seem to focus solely on housekeeping activities. The men have better access to information, probably because they travel more. Table 3.3.2. Gender analysis framework for several mangrove related activities

Activity Labour input

Access to ownership

Decision-power

Access to benefit

Access to information

Husband + + + + + + + + + + + + Wife + + 0 + + + + Pond farming

Children* + - - + - Husband + + + + + + + + + + Wife ++ 0 + + + + + + Fisheries Children* + - - + - Husband + + + + + + + + + + Wife + 0 + + + + Culture crab Children* - + - + - Husband 0 + - + 0 Wife + + + + + + + + + + + + 0

Raise chicken

Children* 0 + - + 0 Legend: - = not and never ; 0 = mostly not ; + = some ; ++ = good ; +++ = very high * category replacing 'young' who were not much present in the communities being outside the area. Mangrove derived goods and services In Saliki (hamlets 1 and 2), the relative contribution to livelihoods from mangrove-estuarine derived goods and services is 49%, which is higher compared to Taddutan and Salo-Palai due to a.o. the fisheries activities (Table 3.3.1.). When including the pond related activities this figure increases to 74%, which is lower compared to the other sites (scoring 85 and 80% respectively). The pond farmers themselves fund close to three quarters of their culture activities, the smaller part is provided by the collectors. One of the mangrove derived goods is firewood. According to two pond caretakers living alone, collecting wood may take up to 25 % of their resources at the present shrimp productivity and price. A focus group discussion with care-takers on contract arrangements, listed 5 types of contract arrangement (Table 2.4: lines 1, 2, 3, 8 and 9). The cost of the rent of land is 4 million Rupiah per year. Table 3.3.3. The estimated land and owners distribution on Saliki's section of Joppang total land area (ha) % land area number of pond owners 2 ha and less 10 2 10 between 2 and 5 ha 220 33 100 between 6 and 15 ha 275 41 20 15 ha and more 160 24 6 Most people whose livelihoods are related to pond-farming are either care-taker or owner of less then 5 ha. Care-takers are in charge of larger areas on behalf of either 2 persons

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living in the main village, of several others living in other villages/cities of Kalimantan, or living on Sulawesi. Vulnerability The main activities in Saliki seem influenced by the tide only (Figure 3.3.3, page 22). The people fish only in the river and this is not seasonal like in Salo-Palai where sea-fishing is practised. The fire-wood is collected seasonally and stored to dry. The opening of ponds on this section of the island Taddutan started in 1992 only. Replacing mangrove with ponds was completed after the financial crises of 1997 that made extensive shrimp farming lucrative in local currency. Since 2004, 12 years after the first pond opening, shrimp production decreased sharply due to the effect of white spot disease virus. If the disease impact on pond productivity gets worse they will try ecological shrimp farming with mangrove trees or look for other means of making a living like oil palm production.

3.3.2. Market networks and institutional analyses As in Salo-Palai and Taddutan most producers rely entirely on collectors for information on prices. The Fisheries Services are present in Saliki but do not provide information on prices.

Figure 3.2.3. Market network as perceived by the population of Saliki. The institutional framework of Saliki is poor in internal organisations: only fishermen have an organisation (Figure 3.3.5). Pond farmers and fishermen of Saliki do not have access to credit of the BPD as they cannot present a proof of regular income. The mainland of the village has regular contact with the Fishery Service though this is mainly for monitoring. The pond farmers have never been offered training on aquaculture. Figure 3.3.5. The institutional framework has perceived by farmers and fishermen of Saliki-RT1,2&3.

On the island the proportion of pond farmers to care-takers is around 665 ha (Table 3.3.3). A majority of pond owners has 1 or 2 ha on the riverside of the island. Most of the larger ponds are located at the interior of the island. Two large owners are from Saliki, the village head and Mr. Darmawan; two outsiders are hadj Ariff from Taddutan (Taddutan) and hadj Saha from Samarinda. One of the latter is assumed to have claimed over 400ha of land. The village head obtains a good return from his ponds because he was has a pond since 1992

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and reached top production at 1997 at the time prawns were highly priced (Rp. 250.000,-/kg); besides that he knows the importance of mangrove function as shelter/refuge seed of shrimp and crab and its protection of land from disaster from sea like tsunami.

3.3.3. Ecological setting The main land Saliki-Nilam is located on loam. The island is probably a huge loamy mud-flats upon peat. The first pond on this island was opened in 1992 by an inhabitant of Saliki. By 1997 50% of mangrove was replaced by ponds, by 2000 90% and in 2005 all except 1 ha (see figure 3.3.6) and the borders of the river and the creek. In the vicinity, the only large mangrove area is a concession of an oil & gas company on the territory of Salo-Palai. An NGO is active in mangrove planting and these activities are known by the agent of the Fishery Service but most local pond farmers do not seem to be aware of the possibilities. One pond farmer planted over 100 mangroves but only 3 survived because he did not have information on the planting conditions. Planting on the central plateau of the pond did not succeed but planting on the dikes is successful. The villagers agree with a silvo-fishery concept with 40% of mangrove, but they lack the capital for implementation and need a demonstration model. They are afraid that the decomposing mangrove leaves are toxic for shrimp and fish in the pond. Farmers are aware of an effect of mangrove disappearance on productivity of fisheries and ponds. According to the farmers the wild pigs have disappeared from the island but they still observe apes. Mangrove area is needed for the reproduction of fish, shrimp and crab. Indicators for good mangrove cover are:

1. Seed of shrimp, crab and fish are plentiful and are easier to be found 2. Wild pigs and apes easier to be found 3. The land does not never flood and dike never damage 4. High Productivity of pond and fishing.

Figure 3.3.6. The resource map of Saliki drawn by the women who were present on June 1 2007. The 1 ha of mangrove is located at the south of the island (right upper corner of the picture). Piko= concession of VICO company. Figure 3.3.7. Problem tree of mangrove disappearance according to fishermen and pond-farmers of Saliki.

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Figure 3.3.3. Annual activity calendar of Saliki hamlet 1 (1 Juni 2007)

Livelihood activity 1 2 3 4 5 6 7 8 9 10 11 12 1. Pond farming 2. Collecting crab 3. Making and repairing boats 4. Pond care-taker 5. Catching fish 6. Renting boat 7. Labour for pond harvest 8. Culture crab 9. Collecting firewood 10. Raising chicken 11. Housekeeping& raising children

Figure 3.4.3. Annual activity calendar of Taddutan (31 May 2007) Livelihood activity 1 2 3 4 5 6 7 8 9 10 11 12 1. Pond farming 2. Pond care-taker 3. Pond worker 4. Collecting crab 5. Catching fish 6. Making nypah roof cover 7. Collector 8. Trading or keeping shop 9. Preparing dry salted fish 10. Collecting fish seed

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3.4. Taddutan

Taddutan is part of Saliki village but it is located at between 1 and 2 hours travel by boat from the village offices on a well separated island. It is composed of three hamlets: RT 7, 8 and 9 (Figure 3.4.1). According to the RT leaders these have close to 350 households, of which less than 250 are registered. Officially RT-7, 8, and 9 are composed of 67, 15 and 8 households with around 270 males and 170 females. Apparently a large part of the people living in Taddutan, coming from and having part or all of their household living on the island of Sulawesi, do not register at the village office of Saliki. Except for a small island in the vicinity, all land has been transformed to ponds. The first pond of 20ha was opened by H. Arif and H. Saha; the first ponds were opened by hand; later excavators were used. Mangrove and Nypah populations can only be found at the coast line of the islands. The sea-side of the island belongs to the district of Muara Badak and is separated from Taddutan by oil & gas pipe-lines. Hamlet 7 is separated from hamlet 8 and 9 by a large creek. Figure 3.4.1. The resource map of Taddutan; on

the right the island Pimping.

3.4.1. Livelihood activities The livelihood activities of the population of Taddutan focusses around the ponds (Figure 3.4.2) contributing by far most to their livelihood (Table 3.4.1). Some activities are for household consumption only; other household related activities were omitted: carry water and collect fire-wood. In Taddutan pond related activities dominate the labour demand and carry the highest risk (Table 3.4.1). Only the collector estimates that his activity is more costly, which seems justified. Figure 3.4.2. The livelihood activities of the population of Taddutan

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Table 3.4.1. The main livelihood activities in Taddutan, their sex involvement, a score on a scale of 1 to 5 for the demand in labour (frequency and intensity), for the cost and the risk of the activity and their relative contribution to livelihood (sample size: 8 households only).

Sex task division*

Relative contribution

to livelihood (%) Livelihood activities ♂ ♀

Labour freq.

Labour int.

Cost Risk Cash Cons. Fishing 100 0 3.0 2.0 1.5 1.5 3 2 Make traps & roof covers 100 25 2.0 1.8 2.3 2.5 1 4 Prepare dry salted fish 67 83 2.7 2.2 1.5 1.7 4 2 Pond farming 100 25 4.4 3.1 3.5 3.5 47 10 Off-farm pond worker 100 0 4.0 3.0 1.0 3.0 1 1 Pond care-taker 100 50 5.0 5.0 2.5 2.5 2 1 Collect fish for market 100 25 4.0 3.5 3.8 3.0 5 1 Catch mud crab 100 29 3.9 3.1 2.4 2.1 11 3 Collect seed for pond 100 0 5.0 4.0 3.0 3.0 1 0 Collect fire-wood ** 0 100 0 2 * % of the male and of the female involved in the activity for the households doing the activity. ** Omitted during assessment, are from a household activity not using a natural resource. Gender In Taddutan, compared to Salo-Palai, less activities are carried out exclusively by men (fishing, pond worker). However, men dominantly provide labour for most activities, except for preparing dry salted fish that is dominated by women (Table 3.4.1). Men collect the nypah material for roof covers, while both women and children assist in the making of small mats (Table 3.4.2). The gender analysis framework for several mangrove related activities shows that the men present at the meeting estimate access of women to benefits very high compared to Salo-Palai. Women’s access to ownership of land is limited (Table 3.4.2). Men provide most of the labour input and have more power in decision-making especially for collecting seed. Men have better access to information on pond farming because they travel more. Table 3.4.2. Gender analysis framework for several mangrove related activities

Activity Labour input

Access to ownership

Decision-power

Access to benefit

Access to information

Husband + + + + + + + + + + + + Wife + 0 + + + + 0 Pond farming

Young + + - 0 + 0 Husband + + + + + + + + + + + + + Wife 0 0 0 0 + + Fisheries Young + + + + 0 0 0 Husband + + + + + + + + + + Wife 0 0 0 + + 0

Collect shrimp and fish seed

Young + + + + + Husband + + + + + + + + + + + + + + + Wife + + + + + + + +

Making roof cover

Young + 0 + + 0 Legend: - = not and never ; 0 = mostly not ; + = some ; ++ = good ; +++ = very high

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Mangrove derived goods and services In Taddutan, 31% of livelihood sources, including fisheries, depend on a good functioning mangrove. When including the pond and related activities this increases to 85%, which makes the population extremely vulnerable. Other contributions to livelihood are household related activities, various temporary jobs and trading. Vulnerability

The pond related activities are governed by tides: when rising and falling tides are during daytime farmers harvest shrimp (Figure 3.4.3., page 23). At neap tide pond related activities are less intensive. The effect of season is lower compared to Salo-Palai because fishing activities are limited to the river at high tide. Also catching crab is done at high tide. Four times a year the pond is emptied for the main harvest. In December a pond worker is needed to repair dikes that are damaged by spring tide. The trend of lower pond productivity due to high disease frequency also reached Taddutan since 2001. High productions have become rare: disease has become normal and an acceptable production a good event. Most farmers have little idea on the fundamental causes, on the relation with the high density of ponds (to an extent that all mangrove forest was replaced), and do not dispose of any technological solution. The contribution of own capital to pond production is excellent: on average about 12% only is funded through the collectors, though especially the care-takers depend on collectors and punggawa for 100%. Some of the contract arrangements between care-takers and pond-owners in Taddutan are slightly different from the other site (Table 2.4: line 4,5,6,7, 8 and 9). The cost of land rental is Rp. 2.000.000/ha/year only. About 50% of the pond area is not registered and a relative huge proportion of the ponds covers over 15 ha each (Table 3.4.3.) Table 3.4.3: The estimated land and owners distribution in Taddutan total land area (ha) % land area number of pond owners 2 ha and less 4.5 0.1 3 between 2 and 5 ha 25 0.6 10 between 6 and 15 ha 260 6.7 34 between 15 and 30 ha 452 11.6 14 30 ha and more 1170 30.9 13 Non registered (average 26.2 ha) 1941 50.0 74

3.4.2. Market networks and institutional analyses Information on the market only reaches the farmers of Taddutan through the collectors. The collectors come to a farmers’ house located next to the pond-dikes, agree on the price with the farmer and select and weigh the produce. If farmers are short of cash for whatever reason they mostly turn to the same collectors or through the collectors to their bosses or punggawa for a credit. Figure 3.4.3. The stakeholders of the livelihoodsystem in Taddutan.

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The care-takers are in charge of larger areas on behalf of persons living in other villages/cities of Kalimantan or on Sulawesi. Except for the local government representation, the institutional network of Taddutan is limited to the stakeholders of the pond farming (Figure 3.4.3). When pond opening started an organisation named Fajar terbit in charge of the distribution of land was active; since all land has been distributed this organisation had become de-facto non-functional. Recently the pond farmers of the 3 hamlets created their own organisation: Keduttan mandiri, having 27 members, which is less than 10% of the households living in the 3 hamlets. The goal of this organisation is the maintenance and replanting of mangrove.

3.4.3. Ecological setting The subsoil of the islands is peat covered with up to 1 m of fluvial loam depositions. Pond opening started in 1990 and almost all mangrove forest had completely disappeared in 2001. The nypah fringe at its' coast line has become very narrow. The rare large mangrove trees that can be seen on the island also seem to lose their vitality, probably by lack of ecological basis. Fresh drinking water is not available in Taddutan; all has to be brought from Saliki and Handil D. It has been tried to drill a bore-hole but the water available down to 100 m was not recommended for drinking.

The negatives effects of mangrove disappearance mentioned by the farmers are: erosion by the tidal currents and the waves and lower seed production of fish, shrimp, and crab. They have the feeling that the water level raises (it may well be that the weight of the dikes compress the peat). The strength of the water and the narrow layer of Nypah worries them because the dikes of their ponds are relatively narrow because they were hand-made. Besides, according to farmers the cutting of mangrove results in bad water quality (dark and bad smell). Newly cleared areas need to be washed for 3 month before being appropriate for shrimp production. Indicators for a good mangrove cover are plenty of young fish, shrimp, and crab. When there were still mangrove forests on the islands people from Samarinda came to fish. For cooking the population is using more often a petrol stove and thus redcing the need to collect fire-wood. I a further comment on the general problem tree (Figure 2.6) the pond-farmers state that the only way to improve production is increase the pond area. They could assist in planting mangrove trees but they consider it has to be done outside the pond; mangrove trees inside the pond favours disease prevalence and shrimp mortality.

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