shareholding pattern as per regulation 31(1)(b) of the ... · shareholding pattern as per...

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Shareholding Pattern as per Regulation 31(1)(b) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 for the quarter ended 31st March, 2018 1 Name of Listed Entity: Alembic Pharmaceuticals Limited 2 Scrip Code/Name of Scrip/Class of Security: BSE: 533573 NSE: APLLTD 3 Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c) a* if under 31(1)(b) then indicate the report for Quarter ending: 31st March, 2018 b. I If under 31(1)(c) then indicate date of allotment/extinguishment: NA 4 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:- Particulars Y es * N o * 1 Whether the Listed Entity has issued any partly paid up shares? No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No 3 Whether the Listed Entity has any shares against which depository receipts are issued? No 4 Whether the Listed Entity has any shares in locked-in? No 5 iWhether any shares held by promoters are pledge or otherwise encumbered? No *If the Listed Entity selects the option 'No' for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is 'No' declared by Listed Entity in above table the values will be considered as 'Zero' by default on submission of the format of holding of specified securities. F - 5 The tabular format for disclosure of holding of specified securities is as follows:- 390 003.

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Page 1: Shareholding Pattern as per Regulation 31(1)(b) of the ... · Shareholding Pattern as per Regulation 31(1)(b) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations,

Shareholding Pattern as per Regulation 31(1)(b) of the SEBI (Listing Obligations and Disclosure Requirements)

Regulations, 2015 for the quarter ended 31st March, 2018

1 Name of Listed Entity: Alembic Pharmaceuticals Limited

2 Scrip Code/Name of Scrip/Class of Security: BSE: 533573 NSE: APLLTD

3 Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c)

a*

if under 31(1)(b) then indicate the report for Quarter ending: 31st March, 2018

b. I If under 31(1)(c) then indicate date of allotment/extinguishment: NA

4 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of

information:-

Particulars Y es * N o *

1 Whether the Listed Entity has issued any partly paid up shares? No

2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No

3 Whether the Listed Entity has any shares against which depository receipts are issued? No

4 Whether the Listed Entity has any shares in locked-in? No

5 iWhether any shares held by promoters are pledge or otherwise encumbered? No

*If the Listed Entity selects the option 'No' for the questions above, the columns for the partly paid up shares,

Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or

otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock

Exchange website. Also wherever there is 'No' declared by Listed Entity in above table the values will be considered

as 'Zero' by default on submission of the format of holding of specified securities.

F-5 The tabular format for disclosure of holding of specified securities is as follows:-

390 003.

Page 2: Shareholding Pattern as per Regulation 31(1)(b) of the ... · Shareholding Pattern as per Regulation 31(1)(b) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations,

Table I- Summary Statement holding of specified securities

Category Category of shareholder Number No. of fully No. of No. of Total nos. Sharehold Number of Voting Rights held in each class of No. of Shareholdi Number of locked in Number of Shares pledged Number of

of paid up equity Partly shares shares held ing as a 3'. securities Shares ng as a shares or otherwise encumbered equity shares

sharehold shares held paid-up underlyin of total Underlying assuming held in

ers equity g no. of Outstanthn full dematerialise No of Voting Rights Total as No. (a) As a % of No. (a) As a % of

shares Depositor shares % of g conversion total total d form

held y Receipts (calculate (AeBaC) convertible of Shares Shares d as per securities convertibt held(b) held(b)

Class eg: X Class eg: Y Total SCRR, (including e

1957) Warrants( securities

as a

percentage

of diluted

share

-- (VII) -

capital)

(II) (Ill) (IV) (V) (VI) (VIII) (IX) (a) )Xl)= (XII) (XIII) (XIV)

(IV)-r(V)s (VI) As a % of )Vll)*(X( As

)A.BsC2) a % of

(A+BeC2)

(A) Promoter & Promoter Group 20 137478753 0 0 137478753 12.9269 137478753 0 137478753 72.9269 0 72.9269 0 - 0.0000 0 0.0000 137478753 (B) Public 46833 51037161 0 0 51037161 27.0731 51037161 0 51037161 27.0731 0 27.0731 0 0.0000 0 0.0000 48109239 (C) Non Promoter - NonPublic I) 0 0 0 0 0.0000 0 0 I) 0.0000 0 0.0000 0 0.0000 0 0.0000 0

(Cl) SharesUnderlyingDRs 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 O.DOOO 0 )C2) Shares Held By Employee Trust 0 0 0 1 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0

_

0.0000

-

0

Total 46853 188515914 0 0 188S15914 100.00001 188515914 0 188515914 100.00001 0.0000 0 0.0000 185587992

VADODp 390 003.

Page 3: Shareholding Pattern as per Regulation 31(1)(b) of the ... · Shareholding Pattern as per Regulation 31(1)(b) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations,

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group --

Catogory & Name of

shareholders

PAN No,. of

sharehold

cr5

No. of fully

paid op equity

shares held

Partly

paid-op

equity

shares

held

No. of

shares

onderlyin

g

Depositor

Receipts

Total no,.

shares held

Sharehold

ing as % (calculate

dos per

SORe.

1957)

Number of Voting Rights held in each class of

securities

No. of

Shares

Underlying

Outstanthn

9 convertible

securities

(including

Warrants)

Shareholdin

g, as as

assuming

full

conversion

of

cnnvertble

securities)

as

percentage

of diluted

share

capital)

Number of locked in

shares

Number of Shares

pledged or otherwise

encumbered

Number of

equity shares

held in

dematerialise

d form No of Voting Rights Total as

S of Total

VOting

Rights

No. (a) As a % of

total

Shares

held(b)

No. (a) As a

total

Shares

held(b) Class eg 0 Class eg Total

(I) (II) (III) (IV) (0) (VI) (VII) v

)IV(o(V(u (VI)

(VIII)

As a S of

(A0B0C2)

(1) (0) )Xl)v

)VlI)n)X( As

o%of

)AoB o02)

(XII) (XIII) (olV)

Indian

(a) Individuals I Hindu Undivided 9 10670955 0 0 10670955 5.6605 Family

10670955 0 10670955 5.6605 0 0.0000 0 o,00gO 0 0.0000 10670955

Chirayu Rannanbhai Amin ABMPAS729P 1 4521469 0 0 1 4521465 2.3985 4521465 0 4521465 13985 0 0.0000 0 00000 0 0.8000 4521465

Malika Chirayu Amin AXMPA57306 1 3005730 0 8 3005730 15944 3005730 0 3005730 1.5944 0 00000 0 0.0000 0 000000 3005730 Pranauchirayu Amin ABMPA5731II 1 0039800 0 0 1009800 0.5357 1339800 0 1009000 05357 0 3.0000 a - 000000 0 0.8000 1009000

Ssaunak Chirayu Amin ARIPA67830 1 1006900 0 0 1006900 0.5342 1006980 0 1806908 0.5342 0 00000 0 - - 0.0000 0 p999 1006900 Udit Chirayu Amin ACKPA4056E 1 1006980 0 0 - 1006980 0.5347 1006980 0 1006980 0,5342 0_ 00000 - 0.0000

- 0 - 0.0000 .,. 1006980

noaya Shaonak Amin 8IITPA9184K 1 30000 0 0 30000 0.0159 30800 - 8 30000 0.0159 3_ 08000 - - 0.0000 0 0.0000 30000

t'aintara Shaunak Aviv ARXPA0076E 1 38000 0 3 - 30003 0.0159 30000 - 0 30000 0.0199 0_ 00000 0 -- 0.0000 0 0.0000 30000

Ravvr Pravan Anne APDPA2105A 1 30000 0 3 - 30000 0.0159 30000 - 3 30000 0,0159 0 0.0000 - - 00000 0 0.0300 30000 Sarnira Pranan Aviv AIPPA9819C 1 30000 0 0 - 30000 0.0159 30000 - 0 30000 0.0159 0 0.0000 - - 0.0000 0 0.0000 30000

(b) Central Government /State

Government(s)

0 0 0 0 0 0.0000 0 8 0 0.0000 0 0.0000 0 0.0000 0 0,0000 0

)c) Financial Institutions Banks o 0 0 _0 0 0.0000 0 0 0 0.0000 0 0.0000 - - 0.0000 0 0.0000 0 (d) Any Other (Specify)

Bodies Corporate 4 125507498 0 0 - 125507490 66.0766 125587498 8_ 125507490 66.5766 _0 0,0000 - - 0,0000 0 0.0000 125007498

Alembic Limited A.ABCA79SOP 1 55471200 0 0 - 55471208 29,4252 55471203 0 55471200 294252 0_ 0.0000 0 - 0.0000 0 0,0000 55471708 hr-no Ltd AABCA7953Q 1 20698780 0 0 - 20698780 10.9799 20698780 - 0 70698780 10,9799 0 - 00000 - 0.0000 0 00000 20698780

Nirayu Pot Limited AAACN7427K 1. 49336655 0 0 49336655 26.1711 49336655 0 49336655 26.1711 0 00000 - - 0.0000 0 0.0008 49336655

Pooshak Limited AAACD50060 1 855 0 1 1 855 0.0005 055 0 855 0.0005 0 00000 - - 0.0000 0_ 0.0000 859

Trusts 6 1299400 0 - - 1299400 0.6893 1299400 0 1099400 0.6893 o - 0.0000 - - 0.0000 0 0.0000 1299400 Vidy.mdh, Trust A&ATV1633L 1 009550 0 - - 809550 0.4294 809550 8 809550 04294 _0 - 0.0000 0 - 0.0000 0 040000 809550 Arugyaoardhini Society AAATA2302D 1 280950 0 - 280950 0,9490 280950 0 280950 0.1490 0 0.0000 0 0.0000 0 00000 280950

Lltkarsft Vidyakendra AAATUO282C 1 146250 0 - - 146250 0,0776 146750 0 146250 0.0776 0_ 00000 0 - 0,0000 0_ 0.0000 146750

Uljwal Vidyalaya AAATU1113G 1 62250 0 - - 02250 0.0330 62250 3 6290 0.0330 0_ 00000 - - 0.0000 0_ 0.0008 62250 Laburnum Family Trust- AA8AL2508C 1 200 0 0 - 200 0.0001 200 0 - 200 0.0001 8 8.0030 - - 0.0000 0 - 0.0000 200 Viroad FarnilyTrusIn AACAV4176B 1 700 0 0 - 200 00001 200 0 200 0.0001 0 00000 - - 0.0000 0 0.0000 290 Limited Liability Partnership 1 900 0 - - 900 0,0005 900 0 900 0.0005 0 0.0000 - - ,9Q999 0_ 0.0000 900 Virar,rya Packlght LIP AAOPV5056II 1 000 0 - - 900 0.0005 900 0 900 0.0005 0 00000 - 0.0000 0 - 0.0000 900

Sub Total (A)1) 20 187478753 0 0 - 137478753 72.9269 137478753 0 137478753 72.9269 0 0.0000 0 - 0,0000 0 - 0.0000 137478753 Foreign _

(a) Individuals (Non-Resident

Individuals / Foreign Individuals)

0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0

(6) Goneronnent 0 0 0 0 0 0.0000 0 0 00 0 )c) Institutions 0 o o 0 0 0.0000 0 0 0 O.00GC o 0.8000 0 0.0000 0 0.0000 0 (d) Foreign Portfolio Investor 0 0 0 0 1. 0 0.0000 0 0 0 0.0000 0 0.0000 0 0 0

Page 4: Shareholding Pattern as per Regulation 31(1)(b) of the ... · Shareholding Pattern as per Regulation 31(1)(b) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations,

(e( Any Other (Specify) 0 0 0 0 0 0.0000 0 0 0 I 0.0000 0 0.0000 0 00000 0 - 00000 0

Sob Total (A)(2) 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0

Total Shareholding Of Promoter 20 137478753 0 0 137478753 72.9269 137478753 0 137478753 I 72.9269 0 0.0000 0 0.0000 0 0.0000 137478753

And Promoter Group (A)

(A)(1)+(A)(2)

10,73,250 Equity Shares held in the name of Chirayo Rarnanbhai Amin in representative capacity of Karta of Chirayu Ramanbhai Amin HUF.

vEqty Shores held in the name of the Trustees on behalf of the Trust.

Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account voting rights which are frozen etc.: N.A.

Note:

(1) PAN would not be displayed on websde of Stock Exchange(s)

(2) The term Encumbrance has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

VJ)ODARA

Page 5: Shareholding Pattern as per Regulation 31(1)(b) of the ... · Shareholding Pattern as per Regulation 31(1)(b) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations,

Table Ill -Statement showing shareholding pattern of the Public Shareholder

Category & Name of

shareholders

PAN - No. of

sf,arehold

ers

No, of fully

paid op equity

shares held

Partly

paid-up

equity

shares

hold

No. of

shares

underlyin

g

Depositor

Receipts

Total coos.

shares held

Sharehold

ing %

(calculate

dOS POC

SCRR.

1957)

Number of Voting Rights held in each class

of securities

No. of

Shares

Underlying

Ootstaedio

g convertible

securities

(including

Warrants)

Shareholding

. as a%

assuming full

conversion of

convertible

securities

as a

percentage

of diluted

share capital)

Number of Locked in

shares

Number of Shares pledged

or otherwise encumbered

Number of

equity shares

held in

dematerialise

0 form No of Voting Rights Total as

% of Total

voting

Rights

No. (a) As a % of

total

Shares

held(b)

No. (a) Asa%of

total

Shares

held(b) Crass 0

(Equity

Shares)

Classy Total

(II) )IlI( (IV) )V) (VI) (VII)

)IV)u)V(o (VI)

(VIII)

As 0% of

(AnBnC2(

(IX) (8) (Xl(u (VII(n(X(

As a % of

(A0BOC2(

(XII) (XII) (XIV)

1 institutions

(a( Mutual Fund 9 9086820 0 0 9086820 4,8202 9086820 0 9886920 4.8202 0 0.0000 0 0.0000 0 0.0000 9086820

ICICI Pmnclentcul Mstul Fund A.SAAI0038F 1 5755638 8 0 5758635 3,0547 5158638 0 5758638 3 5547 8 0.0000 0 00000 0 000000 5750638

)b( Venture Capital Ponds 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0

)c) Alternate Investment Fonds 1 71621 0 0 71621 0.0380 71621 0 71621 0.0380 0 0.0000 0 0.0000 0 0.0000 71621

(d( Foreign Venture Capital

Investors

0 0 0 0 0 0.0000 0 0 0 0.0000 0 0,0000 0 8.0000 0 0.0000 0

(e( Foreign Portfolio Investor 85 17269110 0 0 17269110 9.1606 17269110 0 17269110 9.1600 0 0.0000 0 0.0000 0 0.0000 17269110

Elura India Opportunities Fond

Lirrritnd

AABC(6307N 1 2367979 2357979 1.2561 2367979 0 2367979 1.2561 0 0.0000 0 0.0000 0 0.0000 2367979

Matthews India Fond AABTM6157F 1 3880414 0 II 3080414 2,0584 3880414 8 3880414 2.0584 0 0.0000 0 0.0000 0 0.0000 3880414

I'resta Fond l,crnited AADCC2634A 1 2547710 0 0 2047718 1.3515 2547710 0 2547710 1,3515 0 0.0000 0 0.0000 0 00000 7547710

(f) Financial Institutions/ Banks 12 571906 0 0 571906 0.3034 571906 0 871906 0.3034 0 0.0000 0 0.0000 0 0.0000 556806

- (g( Insurance Companies 0 0 0 0 6 0,0000 0 0 0 0.0000 0 0,0000 0 0.0000 0 0.0000 0

(6) Provident Funds/ Pension Funds 0 0 0 0 0 00000 8 0 0 0,0000 0 0.0000 0 0.0000 0 0.0000 0

(i) Any Other (Specify) 0 0 0 0 0 _0.0000, 0 0 0 0.0000 0 0.0000 0 0.00w 0 0.0000_. 0

Sub Total (8((1) 107 26999457 0 0 26999457 14,3221 26999487 0 26999487 14,3221 0 0.0000 0 0.0000 0 0.0000 26984387

2 Central Government/ State

Government(s)/ President of

India

0 0 0 0 0 0.0500 0 0 0 0.0000 0 0,0000 0 0.0000 0 0.0000 0

Nub Total (8)(2( 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0,0000 0 0,0000 0

3 Non-Institutions

(a) Individuals

i shareholders

holding nominal share capital up

to Rs. 2 Iabhs.

44468 15385350 0 0 15385350 8.1613 15385350 0 15385380 8.1613 0 0.0000 0 0.0000 0 0.0000 12488453

ii. Individual shareholders

holding nominal share capital in

excess of Rs. 2 lahhs.

12 4526222 5 0 4526222 2,4515 4526222 0 4526222 2,4010 0 0.0000 0 0.0000 0 0.0000 4526222

)b) NBFC5 registered with 881 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 O.ODOO 0

(c) Employee Trusts 0 0 0 0 0 0.0000 0 0 8 0.0000 0 0.0000 0 0.0000 0 0.0000 0

)d( Overseas Oepositories)holding

DR5( (balancing figure)

0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.5000 0 0.0000 0 0.0000 0

(e) lAny Other (Specity) 2246 4126132 0 0 4126132 2.1887 4126132 0 4126132 2.1887 0 0.0000 0 0.0000 0 4110207

Trusts 5 11797 I) 0 11797 0.0863 15797 0 11797 0.0063 0 0.0000 0 0.0000 0 0.0000 8947

Hindu Undivided Family 745 430035 0 0 430035 0.2281 430035 0 430035 0.2281 0 8.0000 0 0.0000 0 0.0000 430035

VADODARA 390 003.

Page 6: Shareholding Pattern as per Regulation 31(1)(b) of the ... · Shareholding Pattern as per Regulation 31(1)(b) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations,

Non Resident Indians (Non 332 412564 0 0 412564 0.2188

Repat(

412564 0 413564 0.2188 0 0.0000 0 0.0000 0 0.0000 410739

Non Resident Indians (Repat) 693 227518 0 0 227518 0.1207 227518 0 227518 0.1207 0 0.0000 0 0.0000 0 0.0000 227518

Foreign Portfolio Investor 1 100 0 0 100 0.0001

(individual)

100 0 100 0.0001 0 0.0000 0 0.0000 0 0.0000 100

Unclaimed Suspense Account 1 778000 0 0 778008 0.4127 778008 0 778008 0.4127 0 0.0000 0 0.0000 0 0.0000 778008

Clearing Member 116 61741 0 0 61741 0.0328 61741 0 61741 0.0328 0 0.0000 0 0.0000 0 0.0000 61741

Bodies Corporate 348 2204369 0 0 2204369 1.1693 2204369 0 2204369 1.1693 0 0.0000 0 0.0000 0 0.0000 2193119

- Sob Total (B))3) 46726 24437704 0 0 24037704 12.7510 24037704 0 24037734 12.7510 0 0.0000 0 0.0000 0 0.0000 21124882

I T01al Public Shareholding (8)u 46833 51037161 0 0 51037161 27.0731 51037161 0 51037161 27.0731 0 0.0000 0 0.0000 0 0.0000 1 43109239

Number of

Shareholders

I Outstanding Shares in unclaimed

suspense accoont

Voting Rights which are

frozen

276S 778009 778008

Note; 0-(('(VADODARA (1) PAN would not be displayed on website of Stock Exchange(s). 390 00 (2) The above format needs tube disclosed along with the name of following peruonu:lostitutions/Non Institutions holding more than M. of total number of shares.

(3) W.r.t. the information pertaining to Depository Receipts, the saner may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian.

Details of the shareholders acting as persons in Concert including their Shareholding (No. and %)

Details of Shares which remain unclaimed may be Risen hear along with details such as number of shareholders, outstanding shares held in demos/unclaimed suspense account, voting rights which are frozen etc.

Page 7: Shareholding Pattern as per Regulation 31(1)(b) of the ... · Shareholding Pattern as per Regulation 31(1)(b) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations,

Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public Shareholder

Category & Name of PAN NOS. of NO. of folly Partly No. of shares Total nos. Shareholdi Number of Voting Rights held In each class No. of Shareholdin Number of Locked in Number of Shares Number of shareholders sharehold paid op equity paid-op underlying shares held ng % of securities Shares g, as a % shares pledged or otherwise equity shares

ers shares held equity Depository (calculate Underlying assuming encumbered hold in

shares Receipts d as per Outstandin full denrateriahse No of Voting Rights Totalasa No. (a( As a % of No. (a) ASa%Of

held SCRR, % of Total 9 conversion total total d form

1957) Voting convertible of Shares Shares

Rights) securities convertible held(b) held(b) Class S Class V Total (including securities)

Warrants) as a

percentage

of diluted

share

capital)

(II) (Ill) )IV) (U) (VI) (VII) = (VIII) )IX) (X( )Xl) (XII) (XIII) (XIV)

(IV)o(V)r)Vl) Asa%of (VII)v(X)As

)AoBvC2) a % of

)AoBvC2)

Custodian/OR Holder 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 1 0

2 Employee Benefit Trust (under 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 SEBI (Share based Employee

Benefit) Regulations, 2014)

Total Non-Promoter- Non Public 0 0 0 0 0 0.0000 0 0 0 0,0000 0 0.0000 0 0.0000 0 0.0000 0 Shareholding )C(c (C)(1).(C))2)

Note:

(1) PAN would not be displayed on website of Stock Exchange(s).

(2) The above format needs to disclose name of all holders holding more than 1% of total number of shares.

(3) W.r.t. the information pertaining to Depository Receipts, the same maybe disclosed in the respective columns to the extent information available,

For Alembic Pharmaceuticals limited

f/7 VADODARA

390003. Ajay Kumar Oesai

Sr. VP - Finance & Company Secretary