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Session 3 Public Administration in the cycle of policy design, implementation and evaluation France (FR): How to turn ethnographic insight into more efficient policy-making 8 th Quality Conference Françoise Waintrop

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Page 1: Session 3 Public Administration in the cycle of policy design, implementation and evaluation France (FR): How to turn ethnographic insight into more efficient

Session 3 Public Administration in the cycle of policy design, implementation and evaluation

France (FR): How to turn ethnographic insight into more efficient policy-making

8th Quality Conference

Françoise Waintrop

Page 2: Session 3 Public Administration in the cycle of policy design, implementation and evaluation France (FR): How to turn ethnographic insight into more efficient

Case Description (1/4): Make citizen switch to digital channelsA huge challenge for French Administration

Like many other countries, the French administration looked at improving accessibility of their services. They proposed a multichannel offer with the use of internet, email, phone, and counter in order to facilitate contact with users.

The multichannel offer should have brought simplicity … It leads to more complexity

It generates a flow of users going to reception services without any added value from the employee : dissatisfaction and costs for the administration

The aim of our experiment is to help tax administration to face this very important challenge: increasing online tax return instead of paper (to encourage tax payers in using more online services to declare and get answers for low added-value requests)

An ethnographic approach for understanding this « repeated behaviour »

Page 3: Session 3 Public Administration in the cycle of policy design, implementation and evaluation France (FR): How to turn ethnographic insight into more efficient

Case Description (2/4): Make citizen switch to digital channelsAn ethnographic approach

Various attitude and behaviour profiles were established concerning the different contact channels

EthnographieEthnographieThe results of the ethnographic approach

This learning led to two decisions

To redesign the website taking into account “life events” search entries. Throughout 2014, online and offline workshops are being organized with 20 tax administration users and employees to test the accessibility and clarity of online and mobile services.

BEHAVIOURAL ECONOMICS

To use the nudge methodology to allay users concerns and encourage them to use the internet in low added-value procedures.

Page 4: Session 3 Public Administration in the cycle of policy design, implementation and evaluation France (FR): How to turn ethnographic insight into more efficient

BEHAVIOURAL ECONOMICS

Case description (3/4): Experiment nudge approaches to design better public policies for more efficient results

Public policy aims to tailor our behavior to generate “good” decisions for the individual or society.

Three main tools at administration’s disposal:

Laws and Regulations

Financial incentives (subsidies or taxes) Information

Foundation

Our decisions are influenced by many factors such as emotions, context, social interactions, or the way in which choices are presented to us.

Nudge helps governments to reinforce the effectiveness of public policy and to enable desired behavioural changes by individuals and society as a whole.

MENTAL SHORTCUTS

SOCIAL NORMS

Nudges can be seen as a fourth, complementary course of action available to public policy decision makers

Behavioural Economics radically changes our comprehension of individual decision-making processes

Page 5: Session 3 Public Administration in the cycle of policy design, implementation and evaluation France (FR): How to turn ethnographic insight into more efficient

Case description (4/4): A first experiment with the French Tax Administration - The results

Current behaviour: triggers and barriers

Expected behaviour: Using online services

Thinking about using a digital channel

Using a digital channel for the 1st

time

Re-using a digital channel

Behavioural economics principles

The confused

The worrier

The (neo) novice

Nudge lab

The results of the 2014 campaign

+ 10% of online tax return

Page 6: Session 3 Public Administration in the cycle of policy design, implementation and evaluation France (FR): How to turn ethnographic insight into more efficient

Impact: a fundamental shift in the way of making public policies

To help decision makers to be successful in the use of Nudge

approach

Test, learn, adapt

Measure the impact of the nudges on behaviour

Engaging stakeholdersTo be sure the

recommendation will be implemented

Ethics

Be respectful of an individual’s freedom of

choice

Customized solutions based on real users

experience

To be sure of the impact of the nudges, stress on user’s experience, understanding their behaviour (often said,

rarely made)

The pragmatism consisting in testing nudges and evaluating their impact before their implementation is a real source of efficiency

Page 7: Session 3 Public Administration in the cycle of policy design, implementation and evaluation France (FR): How to turn ethnographic insight into more efficient

Perspectives (1/2): Proven success in the Tax Administration has inspired alternatives as to how to design and implement public policies

Nudge is starting to be applied in public policies facing with costly (Tax administration) or risky public behaviour (health and safety) that neither legislation, taxation nor information have managed to reduce.

Policy of promotion of generic medicines with a view to enhancing their use

Road safety. The aim is to better understand the behavior of road users and limit risk-taking behaviour (for those who use their phone while driving)

Public Health. Encouraging people to pay their hospital expenses

Human resources. The aim is to improve working conditions in order to reduce absenteeism (Ville de Paris)

Eldercare. Encouraging elderly persons to temporary stay in institutional care

Page 8: Session 3 Public Administration in the cycle of policy design, implementation and evaluation France (FR): How to turn ethnographic insight into more efficient

Perspectives (2/2): lessons learned

A big success…

Being successful in disseminating this approach based on behavioural economics in the French ministries

Defining a new method based on users behaviour’s understanding

Obtaining results at the first experiment

Nevertheless, this big success has hidden two major lacks in this method :

The importance of using cognitive biases in the analysis of the different levers and barriers

The importance of designing experiments (randomised controlled trials)

Page 9: Session 3 Public Administration in the cycle of policy design, implementation and evaluation France (FR): How to turn ethnographic insight into more efficient

Annexes

Page 10: Session 3 Public Administration in the cycle of policy design, implementation and evaluation France (FR): How to turn ethnographic insight into more efficient

The nudge approach

Step 1User Journey

Insights

Step 2Cognitive biases

analysis

Step 3Nudge Lab

Step 4Selection &

Improvements

Step 5Design of

experimentations

Step 6Efficiency testing

A six steps approach

Behavioural Economics

ethnographyIdentify and analyse psychological tendendies that are a common outcome of human thought : human judgements and decisions differ from rational choice theory

Generate nudges (gentle prompts that triggers a desirable behavior (or prevent the opposite conduct) by using implicit levers, others than rational persuasion (information, education...), mainly by modifying situational choice architectures)

Page 11: Session 3 Public Administration in the cycle of policy design, implementation and evaluation France (FR): How to turn ethnographic insight into more efficient

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Step 1User Journey

Insights

Understanding the reason why of the existing behavior and the barriers of adopting the desired behavior. The specificity of this ethno research is to use the lens of behavioral economics meaning to identify the role of the 3 main differents influences which have been discovered in behavioral economics : the personal factors, the social interactions and the role of the environmental and situational factors.

A six steps approach

Identify and analyse psychological tendendies that are a common outcome of human thought : human judgements and decisions differ from rational choice theory

Step 2Cognitive biases

analysis

Step 3Nudge Lab

1 day co creation workshop experts who add the Behavioural Economics and nudge knowledge, client side people (including final internal clients) and creative people as gamers for example. The nudgelab workshop is moderated by a qual expert in creativity techniques to stimulate inspiration.

Page 12: Session 3 Public Administration in the cycle of policy design, implementation and evaluation France (FR): How to turn ethnographic insight into more efficient

A six steps approach

Step 4Selection &

Improvements

Step 5Design of

experimentations

Step 6Efficiency testing

How to select and priorize the different nudges which have been designed in a rigourous and standardized way.

Pre-testing research aiming at evaluating the impact of the different nudges on behaviour.

Are we successful in our objective to encourage a behaviour change before national implementation?

Randomized controlled trial are recommanded

Page 13: Session 3 Public Administration in the cycle of policy design, implementation and evaluation France (FR): How to turn ethnographic insight into more efficient

French Tax AdministrationExemples of nudges experimented in 2014

Nudge communication by e-mail

Testing text message

Page 14: Session 3 Public Administration in the cycle of policy design, implementation and evaluation France (FR): How to turn ethnographic insight into more efficient

French Tax AdministrationExemples of nudges experimented in 2014

Default nudge applied to tax return notice

Page 15: Session 3 Public Administration in the cycle of policy design, implementation and evaluation France (FR): How to turn ethnographic insight into more efficient

CONTACT

• Françoise Waintrop, Cheffe de la Mission Méthodes d’écoute et d’innovation

Secrétariat général pour la modernisation de l’action publique

Services du Premier Ministre

[email protected]

www.modernisation.gouv.fr