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    Paglaum v COMELECApril 2, 2013

    Carpio

    FACTS:

    52 party-list groups and organizations filed separate petitions

    with the SC to reverse the COMELEC resolutions

    disqualifying them from the May 2013 elections. The

    COMELEC The COMELEC excluded from participating in

    the 13 May 2013 partylist elections those that did not satisfy

    these two criteria: (1) all national, regional, and sectoral

    groups or organizations must represent the marginalized

    and underrepresented sectors, and (2) all nominees must

    belong to the marginalized and underrepresented sector

    they represent.

    ISSUE: W/N parties which do not represent the

    marginalized and underrepresented sectors may

    participate in the party-list elections.

    RULING: YES.

    The party-list system is not exclusively for sectoral

    parties.

    1) Constitutional basis

    - The framers of the Constitution intended the

    party-list system to include not only sectoral but

    also non-sectoral parties. They intended the

    sectoral parties to constitute a part, but not the

    entirety, of the party-list system.

    - Section 5(1), Article VI of the Constitution is

    crystal-clear that there shall be a party-list system

    of registered national, regional, and sectoral

    parties or organizations. The commas after the

    words, national and regional separate national

    and regional parties from sectoral parties. Had the

    framers intended national and regional parties to

    be at the same time sectoral, they would have

    stated national and regional sectoral parties.

    - Thus, the party-list system is composed of three

    (3) different groups: (1) national

    parties/organizations; (2) regional

    parties/organizations; and (3) sectoral

    parties/organizations. National and regional

    parties or organizations need to be organized

    along sectoral lines and need not represent

    any particular sector.

    - Moreover, Section 5(2) of Article VI mandates that

    during the first 3 consecutive terms of Congress

    after the ratification, one-half of the seats allocatedto party-list representatives shall be filled by

    selection or election from labor, peasant, urban

    poor, indigenous cultural communities, women,

    youth, and such other sectors as may be provided

    by law, except the religious sector. It clearly shows

    that the party-list system is not exclusively for

    sectoral parties for 2 reasons: (1) The other half

    would naturally be open to non-sectoral party-list

    representatives; (2) The reservation applies only

    for the first 3 consecutive terms clearly making the

    party-list system fully open after the end of the first

    3 congressional terms.

    2) Statutory basis: The Party-List System Act

    - RA 7941, or the Party-List System Act, does not

    require national and regional parties or

    organizations to represent the marginalized and

    underrepresented sectors. In its definition ofterms, a party means either a political party or a

    sectoral party or a coalition of parties.

    - The phrase marginalized and underrepresented

    should refer only to the sectors that are by their

    nature, economically marginalized and

    underrepresented. These sectors are: labor,

    peasant, fisherfolk, urban poor, indigenous cultural

    communities, handicapped, veterans, overseas

    workers, and other similar factors.

    o For these sectors, a majority of the

    members of the sectoral party must

    belong to the marginalized and

    underrepresented. The nominees of the

    sectoral party either must belong to the

    sector, or must have a track record of

    advocacy for the sector represented.

    o Belonging to the marginalized and

    underrepresented sector does not

    mean one must wallow in poverty,

    destitution or infirmity. It is sufficient

    that one, or his or her sector, is below

    the middle class. More specifically, the

    economically marginalized and

    underrepresented are those who fall in

    the low income group as classified by

    the NSCB.

    Ang Bagong Bayani and BANAT rulings overturned

    - Ang Bagong Bayani expressly declared, in its

    second guideline for the accreditation of parties

    under the party-list system, that while even major

    political parties are expressly allowed by RA 7941

    and the Constitution to participate in the party-list

    system, they must comply with the declared

    statutory policy of enabling Filipino citizens

    belonging to marginalized and underrepresented

    sectors xxx to be elected to the HoR.

    - However, the requirement that the political party

    must represent the marginalized and

    underrepresented automatically disqualified major

    political parties from participating.

    - This inherent inconsistency has been

    compounded by the COMELECs refusal to

    register sectoral wings officially organized by

    major political parties.

    - BANAT merely formalized the prevailing practice

    when it expressly prohibited major political parties

    from participating in the party-list system, even

    through their sectoral wings.

    - The 1987 Constitution and R.A. No. 7941 allow

    major political parties to participate in party-

    list elections so as to encourage them to work

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    assiduously in extending their constituencies to

    the marginalized and underrepresented and to

    those who lack well-defined political

    constituencies.

    o The participation of major political

    parties in party-list elections must be

    geared towards the entry, as members

    of the House of Representatives, of themarginalized and underrepresented

    and those who lack well-defined

    political constituencies, giving them a

    voice in lawmaking.

    o Thus, to participate in party-list

    elections, a major political party that

    fields candidates in the legislative

    district elections must organize a

    sectoral wing, like a labor, peasant,

    fisherfolk, urban poor, professional,

    women or youth wing, that can register

    under the party-list system. Such

    sectoral wing of a major political party

    must have its own constitution, by-laws,

    platform or program of government,

    officers and members, a majority of

    whom must belong to the sector

    represented.

    o The sectoral wing is in itself an

    independent sectoral party, and is linked

    to a major political party through a

    coalition. This linkage is allowed by

    Section 3 of R.A. No. 7941, which

    provides that component parties or

    organizations of a coalition may

    participate independently (in party-list

    elections) provided the coalition of which

    they form part does not participate in the

    party-list system.- It would not be in accord with the Constitution and

    RA 7941 to apply the criteria in Ang Bagong

    Bayani and BANAT.

    New parameters in determining who may participate in

    party-list elections

    1. Three different groups may participate in the party-

    list system:

    (a) national parties/organizations,

    (b) regional parties/rganizations, and

    (c) sectoral parties or organizations.

    2. National and regional parties/organizations do not

    need to organize along sectoral lines and do

    not need to represent any marginalized and

    underrepresented sector.

    3. Political parties can participate provided they

    register under the party-list system and do not field

    candidates in legislative district elections.

    o A political party, whether major or not,

    that fields candidates in legislative

    district elections can participate in

    partylist elections only through its

    sectoral wing that can separately

    register under the party-list system. The

    sectoral wing is by itself an independent

    sectoral party, and is linked to a political

    party through a coalition.

    4. Sectoral parties or organizations may either be (a)

    marginalized and underrepresented OR (b)

    lacking in well-defined political constituencies. It

    is enough that their principal advocacy pertains tothe special interest and concerns of their sector.

    o marginalized and underrepresented

    include labor, peasant, fisherfolk, urban

    poor, indigenous cultural communities,

    handicapped, veterans, and overseas

    workers.

    o well-defined political constituencies

    include professionals, the elderly,

    women, and the youth.

    5. A majority of the members of sectoral parties or

    organizations that represent the marginalized and

    underrepresented or that lack well-defined

    political constitutencies must belong to the sector

    they represent.

    o The nominees of sectoral parties must

    belong to their respective sectors, or

    must have a track record of advocacy

    for their respective sectors.

    o The nominees of national and regional

    parties or organizations must be bona-

    fide members of such parties or

    organizations.

    6. National, regional, and sectoral parties or

    organizations shall not be disqualified if some of

    their nominees are disqualified, provided that they

    have at least one nominee who remains qualified.

    Banat v Comelec (July 8, 2009, Carpio)

    FACTS:

    (April 21, 2009 Decision) Barangay Association for National Advancement

    and Transparency (BANAT) filed before the

    National Board of Canvassers(NBC) a petition toproclaim the full number of party listrepresentatives provided by the Constitution.

    However, the recommendation of the head of thelegal group of COMELECs national board ofcanvassers to declare the petition moot and

    academic was approved by the COMELEC enbanc.

    BANAT filed for petition for certiorari and

    mandamus assailing the resolution of COMELEC

    to their petition to proclaim the full number of partylist representatives provided by the Constitution.

    The COMELEC, sitting as the NBC, promulgated aresolution proclaiming thirteen (13) parties aswinners in the party-list elections in May 2007. The

    COMELEC announced that, upon completion ofthe canvass of the party-list results, it woulddetermine the total number of seats of each

    winning party, organization, or coalition inaccordance with Veterans Federation Party v.COMELEC formula.

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    Bayan Muna, Abono, and Advocacy for TeacherEmpowerment Through Action, Cooperation and

    Harmony Towards Educational Reforms (ATeacher) asked the COMELEC, acting as NBC, toreconsider its decision to use

    the Veterans formula. COMELEC denied theconsideration.

    Bayan Muna, Abono, and A Teacher filed for

    certiorari with mandamus and prohibition assailingthe resolution of the COMELEC in its decision touse the Veterans formula.

    SC in the April 21, 2009 Decision held that:

    o The 20% allocation of party-listrepresentatives is merely a ceiling;

    party-list representatives cannot bemore than 20% of the members of theHouse of Representatives.

    o The three-seat limit in Section 11(b) ofRA 7941 is constitutional. The three-seat cap, as a limitation to the number

    of seats that a qualified party-listorganization may occupy, remains a

    valid statutory device that prevents anyparty from dominating the party-listelections.

    o The second clause of Section 11(b) of

    R. A. 7941 those garnering more thantwo percent (2%) of the votes shall beentitled to additional seats in

    proportion to their total number of votesis unconstitutional. The two percentthreshold only in relation to the

    distribution of the additional seatspresents an unwarranted obstacle to thefull implementation of Section 5(2),

    Article VI of the Constitution andprevents the attainment of "the broadestpossible representation of party,

    sectoral or group interests in the Houseof Representatives."

    o In determining the allocation of seats for

    party-list representatives under Section11 of R.A. No. 7941, the followingprocedure shall be observed:

    1. The parties, organizations, andcoalitions shall be ranked from thehighest to the lowest based on the

    number of votes they garneredduring the elections.

    2. The parties, organizations, and

    coalitions receiving at least twopercent (2%) of the total votes castfor the party-list system shall be

    entitled to one guaranteed seateach.

    3. Those garnering sufficient number ofvotes, according to the ranking in

    paragraph 1, shall be entitled toadditional seats in proportion totheir total number of votes until all

    the additional seats are allocated.

    4. Each party, organization, or coalitionshall be entitled to not more than

    three (3) seats.

    o Neither the Constitution nor R.A. No.7941 prohibits major political parties

    from participating in the party-listsystem. On the contrary, the framers ofthe Constitution clearly intended the

    major political parties to participate inparty-list elections through their sectoralwings. Also, in defining a "party" that

    participates in party-list elections aseither "a political party or a sectoralparty," R.A. No. 7941 also clearly

    intended that major political parties willparticipate in the party-list elections.Excluding the major political parties inparty-list elections is manifestly againstthe Constitution, the intent of theConstitutional Commission, and R.A.

    No. 7941. However, by the vote of 8-7,the Court decided to continue the rulingin Veteransdisallowingmajor political

    parties from participating in the party-

    list elections, directly or indirectly.

    (July 8, 29009 Decision)

    The House of Representatives filed a motion forclarification in intervention on the April 21, 2009

    Decision and enumerated the issues forclarification as follows:

    A. There are only 219 legislative districts

    and not 220. Accordingly, the allotedseats for party-list representation should

    only be 54 and not 55. WON admit 55 oronly 54 considering that the Courtdeclared as winners 55 party-list

    representatives? Held: 54

    B. WON admit 32 or only such number

    of representatives that would completethe 250 member maximum prescribedby Article VI, Sec. 5(1) of the

    Constitution? If it admits 32, will itviolates the Consti considering that thetotal members would now rise to 270?

    Held: NOT violative. Admit 32 or evenmore.

    C. How the 2% threshold applies. Held:2% threshold applies only on the 1

    st

    round seat allocation. In the second

    round allocation of additional seats,

    there is no minimum voterequirement.

    D. WON the principle laid down inVeterans that "the filling up of theallowable seats for party-list

    representatives is not mandatory," hasbeen abandoned. Held: NO

    On the other hand, Armi Jane Roa-Borje (Roa-Borje), third nominee of Citizens Battle Against

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    Corruption (CIBAC), filed a motion for leave forpartial reconsideration-in-intervention, alleging

    that: The Supreme Court, in ruling on theprocedure for distribution of seats, has deprivedwithout due process and in violation of the equal

    protection clause, parties with more significantconstituencies, such as CIBAC, Gabriela andAPEC, in favor of parties who did not even meet

    the 2% threshold.

    SC Ruling:

    As we stated in our Decision of 21 April 2009, "[t]hisformula allows for the corresponding increase in the

    number of seats available for party-list representativeswhenever a legislative district is created by law." Thus,for every four district representatives, the 1987 Constitution

    mandates that there shall be one party-list representative.There is no need for legislation to create an additional party-list seat whenever four additional legislative districts are

    created by law. Section 5(2), Article VI of the 1987Constitution automatically creates such additional party-listseat.

    The filling-up of all available party-list seats is notmandatory. Actual occupancy of the party-list seats depends

    on the number of participants in the party-list election.

    Under Section 11(b) of R.A. No. 7941, garnering 2% of the

    total votes cast guarantees a party one seat. This 2%threshold for the first round of seat allocation does notviolate any provision of the 1987 Constitution. Thus, the

    Court upholds this 2% threshold for the guaranteed seats asa valid exercise of legislative power.

    In the second round allocation of additional seats, there is nominimum vote requirement to obtain a party-list seatbecause the Court has struck down the application of the 2%

    threshold in the allocation of additional seats.

    However, a party-list organization has to obtain a sufficient

    number of votes to gain a seat in the second round of seatallocation. What is deemed a sufficient number of votes isdependent upon the circumstances of each election, such as

    the number of participating parties, the number of availableparty-list seats, and the number of parties with guaranteedseats received in the first round of seat allocation.

    To address Roa-Borjes motion for partial reconsideration-in-intervention and for purposes of computing the results in

    future party-list elections, we reiterate that in the second stepof the second round of seat allocation, the preference in thedistribution of seats should be in accordance with the higher

    percentage and higher rank, without limiting the distributionto parties receiving two-percent of the votes. To limit thedistribution of seats to the two-percenters would

    mathematically prevent the filling up of all the availableparty-list seats.

    The 1987 Constitution does not require absolute

    proportionality in the allocation of party-list seats. The phrase"legislative districts apportioned among the provinces,cities, and the Metropolitan Manila area in accordance with

    the number of their respective inhabitants, and on the basisof a uniform and progressive ratio" in Section 5(1) of ArticleVI requires that legislative districts shall be apportioned

    according to proportional representation. However, this

    principle of proportional representation applies onlyto legislative districts, not to the party-list system. The

    allocation of seats under the party-list system is governed bythe last phrase of Section 5(1), which states that the party-list representatives shall be "those who, as provided by

    law, shall be elected through a party-list system," givingthe Legislature wide discretion in formulating the allocationof party-list seats. Clearly, there is no constitutional

    requirement for absolute proportional representation in theallocation of party-list seats in the House of Representatives.

    To summarize, there are four parameters in a Philippine-style party-list election system:

    1. Twenty percent of the total number of themembership of the House of Representatives isthe maximum number of seats available to party-

    list organizations, such that there is automaticallyone party-list seat for every four existing legislativedistricts.

    2. Garnering two percent of the total votes cast inthe party-list elections guarantees a party-list

    organization one seat. The guaranteed seats shallbe distributed in a first round of seat allocation toparties receiving at least two percent of the total

    party-list votes.

    3. The additional seats, that is, the remaining

    seats after allocation of the guaranteed seats,shall be distributed to the party-list organizationsincluding those that received less than two percent

    of the total votes. The continued operation of thetwo percent threshold as it applies to the allocationof the additional seats is now unconstitutional

    because this threshold mathematically andphysically prevents the filling up of the availableparty-list seats. The additional seats shall be

    distributed to the parties in a second round of seat

    allocation according to the two-step procedure laiddown in the Decision of 21 April 2009 as clarified

    in this Resolution.

    4. The three-seat cap is constitutional. The three-

    seat cap is intended by the Legislature to preventany party from dominating the party-list system.There is no violation of the Constitution because

    the 1987 Constitution does not require absoluteproportionality for the party-list system. The well-settled rule is that courts will not question the

    wisdom of the Legislature as long as it is notviolative of the Constitution.

    These four parameters allow the mathematical and practicalfulfillment of the Constitutional provision that party-list

    representatives shall comprise twenty percent of themembers of the House of Representatives. At the sametime, these four parameters uphold as much as possible theParty-List Act, striking down only that provision of the Party-List Act that could not be reconciled anymore with the 1987

    Constitution.