seminar a: green bonds: philippe berthoud-prosperous group

PROSPEROUS GROUP AG

Löwenstrasse 32 – 8001 Zürichwww.prosperous.ch

+41 44 535 0330

«Are professional Investors using sustainable & renewable

energy investments to diversify their Portfolios» ?

=>> Abstract of the diploma work at the Executive Programme REM-HSG

at the University of St.Gallen (CH) 2015-16 and its solutions developed by

PROSPEROUS GROUP.

Prosperous Group, Montag, 26. September 2016

LiLi-Bonds.com

Introduction

1


Peak - People - Performance

1. Peak of the Presentation

A. Abstract of the diploma work at the Executive Programme REM-HSG at the University ofSt.Gallen (CH) 2015-16

B. Solutions and investments opportunities by PROSPEROUS GROUP

C. Q&A

2. People >> Philippe H. Berthoud, MBA

A. Innovator of Financial Markets in different Regions and Sectors with a strong intrinsic motivation.

B. Successful developer of regional and global investment platforms

C. Performed by various Universities e.g. Stanford, Zurich, St. Gallen, etc.

3. Performance >> Strategies, Products and Platforms

A. EURO STOXX50 Indexes Family

B. Very First ETFs in Europe

C. GRiP > First Russian Global Fund Platform

D. AST FEE > First Swiss Pension Foundation focusing on Renewable Energy

E. LiLiBonds.com & GreenieBonds.com

F. More projects & platforms : LiLi-Tender-Bonds, Corsa Box, SEB SwissEnergyBond, GiX, etc.


LiLi-Bonds.com

Abstract of the diploma work of the

Executive Programme REM- HSG

3

Powered by

«Are professional Investors usingsustainable & renewable energyinvestments to diversify theirPortfolios» ?

December 2015


Assets under Management of the Research Partners

Beantwortet: 41 Übersprungen: 2

Powered by

Which Asset Classes are they investing in ?Beantwortet: 31 Übersprungen: 12

Powered by

How are they managing their portfolios ?Beantwortet: 31 Übersprungen: 12

Powered by

Investment Targets ?Beantwortet: 30 Übersprungen: 13

Powered by

Biggest Investment Risk ?Beantwortet: 27 Übersprungen: 16

Powered by

In which Renewable Energies are You investing ?Beantwortet: 18 Übersprungen: 25

Powered by

Opinion of different risk-return profile :

traditional vs sustainable investment portfolios


Powered by

Are You ready to rise your investments in sustainable investements ?


Powered by

How many mandates are giving to external Asset Managers ?Beantwortet: 21 Übersprungen: 22


LiLi-Bonds.com

Investment & Risk Appetite of

professional Investors

14


Investment Parameters vs. Client Segments in Switzerland

15

InvestorsPFs BKs AM / FIM

(Life-)

Insurances

Treasuries

Corporates

Collect.

Investm. Family Offs

Parameter e.g. Funds

Liquid tradeable - - -

Fixed Interest - -

Sustainable Investm.

ESG / SRI / RE -

Green Bonds -

Volatility (Product) - - - -

Investment Assurance

… - - - - - -

… - - - - - -

Costs -


LiLi-Bonds.com

Solutions by PROSPEROUS GROUP

16


Strategies to Products to Global Platform(s)

1. CORSA BOX > Strategies & Mandates

>> Started as a Core Satellite strategy provider – gaining mandates by not traditional

approach e.g. alternative core satellite strategy

2. PROs Global Income Fund & REM Global Sustainable Fund

>> We are Global Income Manager with a outperforming track record

>> Currently we are acquiring one of the oldest Swiss Funds managing sustainable

assets (13 yrs., Lipper 5* / Morningstar 4*)

>> changing it into a sustainable focused Fund with a alternative core satellite strategy

based on LiLiBonds !!

3. www.LiLiBonds.com Listed, Liquid, asset backed Bonds

>> More detailed information following

4. www.GreenieBonds.com Sustainable Prosperity at your delight

>> Probably first Global Sustainable Bond Platform which is showing all diversity of Bond

products e.g. rated, non-rated, Funds, Certificates, Alternative Debt, etc.

http://www.lilibonds.com/

http://www.greeniebonds.com/

Seite 18

Listed – at Frankfurt Stock Exchange

Liquid – due daily Prices and weekly calculated NAVs

Asset backed Bond – through Portfolio (pledge)

Fixed Bond Interest 4% p.a. - quarterly paid (various bonds & currencies)


The Clou – Fixed Interest Bond through INCOME Portfolio

19

Various Income Assets globally diversified

Fixed Interest Bond listed at

Frankfurt Stock Exchange

First products focusing on :

A. Global Real Estate & Infrastructure Bond

B. Global Income Bond


De quoi s’agit-il - What is the Opportunity

Description

Exchange Traded Debt (ETD) are listed investments, e.g. Notes or Bonds, but daily liquid

tradeable just like stocks

Listing at Deutsche Börse Frankfurt : transparent, regulated, controlled by FINMA

Liquid due daily prices and weekly NAV (Portfolio Liquidity Ratio 80:20 daily/monthly)

Bond asset backed through Portfolio (pledge)

Chances

Investment alternative to 0%-yield capital markets

ETD : out of INCOME Portfolio structuring FIXED INTEREST BOND

INCOME Portfolios offers better opportunities

Value and protection through diversification

Performance and Liquidity through various strategies


What does «INCOME» mean ?

INCOME Asset classes

A globally diversified Portfolio with various Income strategies may limit risk and gain a

steady, attractive return, which is outperforming fixed interest bonds.

1. Fixed Interest Bonds

2. Real Estate Equities -> e.g. REITs

3. Infrastructure Investments

4. Energy Equities -> e.g. YieldCos

5. High Yield Bonds

6. Various niche products and strategies with few or no correlation to traditional markets

7. Leasing & Lending Products

8. Quant & alternative Products

PROSPEROUS has won its know how, experiences and a track record by

consulting a Global Income Fund which is outperforming the benchmark

remarkable.


… complemented by a Platform

Developing the Platform

=>> www.LiLi-Bonds.com

Lili-bonds.com is a platform for Listed, Liquid and asset backed Bonds

offering a minimal Fixed Bond Interest of 4% p.a. / quarterly paid.

The first two LiliBonds will be listed at Frankfurt Stock Exchange and are

focusing on

A. Global Real Estate & Infrastructure Bond (US$)WKN No. A2BF74 / ISIN No. MT0000871435

B. Global Income Bond (Euro)WKN No. A2BF75 / ISIN No. MT0000871427

The objective of the products is to offer long-term, attractive, risk sensitive

returns. LiLiBonds are THE alternative to the 0%-yield capital markets !

http://www.lili-bonds.com/


… only a Marketing Story ?

Benefits for Clients

1. Transparent, regulated, liquid, controlled, limited low risk

2. Fixed Bond Interest of 4% p.a. / quarterly paid (Euro, US$, Swiss Francs)

3. Diversification Opportunities for Portfolio Managers

1. Currencies

2. Balancing conservative or balanced Portfolios

3. Balancing Liquidity and short-term Portfolios

4. Supports Core Satellite Strategies

4. Low Fees :

1. Management 0.25-0.3% p.a.

2. TER (est.) 0.50% p.a.

5. Risk limited through Portfolio (pledge), low volatility, low correlation, daily liquidity

6. Sharp Ratio (est.) : 2.5 !!

7. …


Approach & Solution

Approach > “Tripple Core Satellite Strategy”

1. Liquidity Ratio : 2/3 daily vs 1/3 monthly (several “defense lines”

2. Cash Flows : 2/3 CFs vs 1/3 retained

3. Investments 2/3 collective vs 1/3 direct investments

VFS Global Income Bond - Portfolio 07.2016 (in Euro)

Asset Themes % TR in % % p.a. Perf. Liquidity Cash Flow % pos.month Euro / US$

Product Region Portfolio Portfolio

MB Real Estate 10 6,50 0,65 monthly retained 100 y / y

Europe

Viva Real Estate 15 5,8 0,87 daily monthly 100 y /y

Europe

YC Infra 20 7 1,4 daily quarterly ?? n / y

Global

SAR Prot. Alpha Qu.Income 15 6 0,9 daily retained 85 y /y

Global

PRE AF Pure Income 10 6 0,6 monthly retained 100 y / y

Global

SAR HY Pure Income 10 5 0,5 daily retained 65 y / y

Global

7.25% GP Bond Infra 15 5,41 0,8 daily semi-annual ?? n / y

Global

Cash 5 0 0 daily y / y

Portfolio Perf. 100 5,72 > 90%

Liquidity Ratio 80 /20

daily vs. monthly

CF quarterly quarterly Total

monthly 0,87 / 12 0,07 x3 0,22 0,77% -0,23%

quarterly 1,4 / 4 0,35 0,35 CF gap

semi annual 0,8 /2 0,4 :2 0,2 0,07% p.m.


What guarantees the Success ?

Performance Driver–what guarantees the success? 1. ETD (Exchange Traded Debt) structure – transforming an INCOME

portfolio into a listed Bond 2. Longterm successful experiences in managing INCOME Portfolios and

niche markets & products 3. Low volatility through Portfolio composition 4. Focus on few or no correlation to traditional, global (yield) markets 5. Sharp ratio of 2.2 - 2.8 6. Last but not least: low cost due to low management fees of 0.3% p.a.

Maximize Liquidity - Minimize Costs - Improve Trading Capabilities

Investment Assurance – limited low risk! 1. Portfolio asset backs the Bond (pledge) 2. Daily liquidity 3. Transparent, highly regulated and controlled by BAFIN through LISTING

@ Deutsche Börse Frankfurt 4. Globally diversified, conservatively managed INCOME Portfolios 5. Few or no-correlation to traditional (yield) markets 6. Average of Portfolio > 90% positive monthly return 7. Portfolio track record > 5.2% p.a.


PROSPEROUS GROUP AG

Introduction & Contacts

26


Swissness, Innovation & Providence

Qualifying Investment Niches & creating Innovationsto achieve successfully the Goals for our Clients and Partners


PROSPEROUS

GROUP

VFSVitudurum Fund Selection

SSFSwiss Smart Finance

ProCapPROSPEROUS Capital

Excellence Center for Core-Satellite strategies(CORSA BOX)

Distribution Platform for investment products

Excellence Center for Wealth protecting & tax solutions (insurance & fund products)

Wealth management partnerships worldwide

Investment products1. Core-Satellite Strategies2. Certificates on niche funds3. Tailor made products

M&A solutions, Private Equity deals

Investment Committee:CEOHead Market & ClientsHead Nachhaltigkeit & EE

Head Asset Management & ProdukteHead Plattformen, Projekte & Marktunterstützung

Board of Directors & CEO ai:Samuel Strub, President & CEOPhilippe H. Berthoud, MBA

Head Business Development:Nicolas Wepener

CFO:Timon J. Witschi

CTO :Noah Menzi

AST FEESchweiz. Anlagestiftung

fürErneuerbare Energien

Excellence Center for Renewable Energies

PROs Fund FLUmbrella Fund Structure

Investment Funds1. PROs Global Income Fund2. PROs Diversified Energy Fund3. PROs Microfinance Fund4. Tailor made products for UHNW

CORSA BOXStrategy & Wealth

Platform

Corporate Structure (Stand 1Q2016)

REM GmbH(in Gründung)

Stiftung zur GründungInfrastructure

Stock Exchange

PROs LiLi-BondsListed Liquid - asset backed Bond

Platform

Solutions to finance the

Global Energy Transition


PROSPEROUS GROUP AG

ZURICH OFFICE

Löwenstrasse 32

8001 Zürich

+41 44 535 0330

www.LiLiBonds.comwww.GreenieBonds.com

Samuel Strub, lic. oec HSG Philippe H. BERTHOUD, MBA

President &CEO PROSPEROUS Group Head Strategies & Markets

+41 79 263 9580 +41 79 702 5093

[email protected] [email protected]

Timon Witschi Nicolas Wepener

CFO PROSPEROUS GROUP / WALSER & Partner Head Business Development

+41 44 213 1226 +41 79 221 1880

[email protected] [email protected]

Contacts

http://www.lilibonds.com/

http://www.prosperous.ch/

mailto:[email protected]




PROSPEROUS GROUP AG

Löwenstrasse 32 – 8001 Zürichwww.prosperous.ch

+41 44 535 0330

We invite Global Investment Managers to perform

their Income Portfolios…

… and give their WEALTH an unique host

http://lili-bonds.com/

http://lili-bonds.com/


LiLi-Bonds.com

Attachments

31


Success it’s not always what You see…

… Amat Victoria Curam


Process of Cooperation

33

NDA / LOIProduct

Offer

First

Contact

Creating

Solutions

Decision &

Agreement

Product

DevelopmentMarket

Introduction

Basic

Presentation Short List

Process

Deliver-

ables

ongoing

Management

Controlling

Factsheets,

Reports, etc.


PROs Funds Umbrella-Fund Structure

Domicile : Liechtenstein, FL

PROs

Global Income

PROs

Diversified Energy (3Q2016)

PROs

Microfinance (3Q2016)

PROs… PROs ….

Revisor

PwC Pricewaterhouse

Coopers

Asset Manager

IFAG AG

Depotbank

LLB Liechtensteinische

Landesbank

Administration

IFAG AG

Administration: IFAG Institutionelle Fondsleitung AG, Vaduz, FLDepotbank: LLB Liechtensteinische Landesbank AG, Vaduz, FL

Revision: PwC PricewaterhouseCoopers AG, St.Gallen (CH)

Asset Manager: IFAG Institutionelle Fondsleitung AG, Vaduz, FL

Business Development: PROSPEROUS Group AG, Zurich (CH)

PROSPEROUS GROUP Umbrella-Fund Structure , Domicile Liechtenstein, FL

PROs Funds