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Engineering Structures 22 (1999) 513–524 www.elsevier.com/locate/engstruct Seismic response reduction of irregular buildings using passive tuned mass dampers Chi-Chang Lin * , Jin-Min Ueng, Teng-Ching Huang Department of Civil Engineering, National Chung-Hsing University, Taichung, Taiwan, ROC, 40227 Received 13 January 1998; received in revised form 23 April 1998; accepted 24 April 1998 Abstract This paper illustrates the practical considerations and vibration control effectiveness of passive tuned mass dampers (PTMDs) for irregular buildings, modelled as multi-storey torsionally coupled shear buildings, under bi-directional horizontal earthquake excitations. The PTMD is designed to control the mode which makes most contribution to the largest response of the building. Its optimum installation location and moving direction are determined from the controlled mode shape values. The optimal system parameters of PTMD are then calculated by minimizing the mean-square modal displacement response ratio of controlled mode between the building with and without PTMD under earthquake excitation from critical direction. As two PTMDs are used to reduce both translational responses, this study arranges the two mass dampers to achieve the largest vibration reduction. Numerical and statistical results from a long and a square five-storey torsionally coupled buildings subjected to five real earthquakes from different incident angles verify that the proposed optimal PTMDs are able to reduce the building responses effectively. 1999 Elsevier Science Ltd. All rights reserved. Keywords: Earthquake vibration control; Torsionally coupled building; Tuned mass damper 1. Introduction Through intensive research and development in recent years, the passive tuned mass damper (PTMD) has been accepted as an effective vibration control device for both new structures and existing structures to enhance their reliability against winds, earthquakes, and human activi- ties [1–12]. PTMDs can be incorporated into an existing structure with less interference compared with other passive energy dissipation devices. Since 1971, many PTMDs have been successfully installed in high-rise buildings and towers in the world (for example, the Cit- icorp Center in New York City, the John Hancock Build- ing in Boston, USA; the Sydney Tower in Sydney, Aus- tralia; the Crystal Tower Building in Osaka and many observatory towers in Japan) and reported to be able to reduce wind-induced vibrations significantly. The deter- mination of optimal system parameters (i.e. the mass, damping and stiffness coefficients) of a PTMD to * Corresponding author. Tel.: 1 886 4 2840438, Ext. 225; fax: 1 886 4 2851992; e-mail: [email protected]. 0141-0296/99/$ - see front matter 1999 Elsevier Science Ltd. All rights reserved. PII:S0141-0296(98)00054-6 decrease structural vibrations induced by different types of excitations is now well established [13–17]. The effectiveness of a single PTMD is decreased by its detuning frequency and off-optimum damping. In more recent studies [18–24], multiple tuned mass dampers (MTMDs) with distributed natural frequencies near the fundamental frequency of the main structure were pro- posed to improve the vibration control effectiveness. Almost all of these studies considered the controlled structure as a single degree-of-freedom (SDOF) system with its fundamental modal properties to design the PTMD and MTMDs. However, a real building usually possesses a large number of degrees of freedom and is actually asymmetric to some degree even with a nomin- ally symmetric plan. It will undergo lateral as well as torsional vibrations simultaneously under purely trans- lational excitations. Thus, the simplified SDOF system which ignores the structural lateral–torsional coupling and the PTMD effect on different modes could overesti- mate the control effectiveness of PTMD [23]. In addition, it is well known that the vibration control of structures using PTMD is mainly attributed to the sup- pression of controlled modal responses. The previous

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Page 1: Seismic response reduction of irregular buildings using ... response...Seismic response reduction of irregular buildings using passive tuned mass dampers Chi-Chang Lin*, Jin-Min Ueng,

Engineering Structures 22 (1999) 513–524www.elsevier.com/locate/engstruct

Seismic response reduction of irregular buildings using passivetuned mass dampers

Chi-Chang Lin*, Jin-Min Ueng, Teng-Ching HuangDepartment of Civil Engineering, National Chung-Hsing University, Taichung, Taiwan, ROC, 40227

Received 13 January 1998; received in revised form 23 April 1998; accepted 24 April 1998

Abstract

This paper illustrates the practical considerations and vibration control effectiveness of passive tuned mass dampers (PTMDs)for irregular buildings, modelled as multi-storey torsionally coupled shear buildings, under bi-directional horizontal earthquakeexcitations. The PTMD is designed to control the mode which makes most contribution to the largest response of the building. Itsoptimum installation location and moving direction are determined from the controlled mode shape values. The optimal systemparameters of PTMD are then calculated by minimizing the mean-square modal displacement response ratio of controlled modebetween the building with and without PTMD under earthquake excitation from critical direction. As two PTMDs are used toreduce both translational responses, this study arranges the two mass dampers to achieve the largest vibration reduction. Numericaland statistical results from a long and a square five-storey torsionally coupled buildings subjected to five real earthquakes fromdifferent incident angles verify that the proposed optimal PTMDs are able to reduce the building responses effectively. 1999Elsevier Science Ltd. All rights reserved.

Keywords:Earthquake vibration control; Torsionally coupled building; Tuned mass damper

1. Introduction

Through intensive research and development in recentyears, the passive tuned mass damper (PTMD) has beenaccepted as an effective vibration control device for bothnew structures and existing structures to enhance theirreliability against winds, earthquakes, and human activi-ties [1–12]. PTMDs can be incorporated into an existingstructure with less interference compared with otherpassive energy dissipation devices. Since 1971, manyPTMDs have been successfully installed in high-risebuildings and towers in the world (for example, the Cit-icorp Center in New York City, the John Hancock Build-ing in Boston, USA; the Sydney Tower in Sydney, Aus-tralia; the Crystal Tower Building in Osaka and manyobservatory towers in Japan) and reported to be able toreduce wind-induced vibrations significantly. The deter-mination of optimal system parameters (i.e. the mass,damping and stiffness coefficients) of a PTMD to

* Corresponding author. Tel.:1 886 4 2840438, Ext. 225; fax:1886 4 2851992; e-mail: [email protected].

0141-0296/99/$ - see front matter 1999 Elsevier Science Ltd. All rights reserved.PII: S0141-0296 (98)00054-6

decrease structural vibrations induced by different typesof excitations is now well established [13–17]. Theeffectiveness of a single PTMD is decreased by itsdetuning frequency and off-optimum damping. In morerecent studies [18–24], multiple tuned mass dampers(MTMDs) with distributed natural frequencies near thefundamental frequency of the main structure were pro-posed to improve the vibration control effectiveness.Almost all of these studies considered the controlledstructure as a single degree-of-freedom (SDOF) systemwith its fundamental modal properties to design thePTMD and MTMDs. However, a real building usuallypossesses a large number of degrees of freedom and isactually asymmetric to some degree even with a nomin-ally symmetric plan. It will undergo lateral as well astorsional vibrations simultaneously under purely trans-lational excitations. Thus, the simplified SDOF systemwhich ignores the structural lateral–torsional couplingand the PTMD effect on different modes could overesti-mate the control effectiveness of PTMD [23]. Inaddition, it is well known that the vibration control ofstructures using PTMD is mainly attributed to the sup-pression of controlled modal responses. The previous

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514 C.-C. Lin et al. /Engineering Structures 22 (1999) 513–524

studies determined the system parameters of PTMDbased on this general concept. However, it is found inthis paper that the vibration control effectiveness of aPTMD depends not only on the controlled modal para-meters of the primary structure but also on the installedlocation and moving direction of the PTMD as well asthe earthquake direction. Therefore, for a torsionallycoupled real structure, the previously simplified modelmay lead to incorrect design of PTMD and overestim-ation of its vibration control effectiveness.

This study deals with the optimal installed floor,planar position and moving direction of PTMDs forirregular buildings under incident horizontal earthquakeexcitations. The building is modelled as a multi-storeytorsionally coupled shear building with one rotation andtwo translations for each floor. The critical seismic inci-dent angle to certain DOF of the building is determinedsuch that its mean-square response under random exci-tation is maximum. The PTMD is designed to controlthe mode which makes most contribution to the largestresponse of the building. Its optimum installationlocation and moving direction are determined from themode shape values of controlled mode. The optimal sys-tem parameters of PTMD are then calculated by minim-izing the mean-square modal displacement responseratio of controlled mode between the building with andwithout PTMD under earthquake excitation from criticaldirection. As two PTMDs which have the same totalmass as one PTMD are used to reduce both translationalresponses, this study arranges the two mass dampers toachieve the largest vibration reduction. Performance ofthe proposed optimal PTMDs is demonstrated bynumerical and statistical studies of a long and a squarefive-storey torsionally coupled buildings subjected tofive real earthquakes from various incident angles.

2. Dynamic equation of building TMD systems

With reference to the building idealization consistingof rigid floors supported on massless axially inextensiblecolumns and walls, the general torsionally coupledmultistorey buildings as shown in Fig. 1 have the follow-ing features: (1) the principal axes of resistance for allthe stories are identically oriented, along thex and y-axes shown; (2) the centers of mass of the floors do notlie on a vertical axis; (3) centers of resistance of thestories do not lie on a vertical axis, either, i.e. the staticeccentricities at each storey are not equal; (4) all floorsdo not have the same radius of gyrationr about the verti-cal axis through the center of mass; and (5) ratios of thethree stiffness quantities—translational stiffness inx andy directions and torsional stiffness—for any storey aredifferent.

For the above general torsionally coupledN-storeybuilding, each floor has three degrees of freedom:x- and

Fig. 1. N-storey general torsionally coupled building TMD system.

y-displacements, relative to the ground, of the center ofmass and rotation about a vertical axis. For floorl, theyare denoted byxl, yl and ul, respectively. Assumed thata SDOF PTMD of mass,msy, damping coefficient,csy

and stiffness,ksy, is installed at thelth floor with thedistance ofdy to y-axis of lth floor, and moving inydirection. The dynamic equation of motion of the com-bined building TMD system under an incident horizontalearthquake excitation (incident angleb from x direction)can be written as

FM 0

0T msyGH u

usyJ 1 FC 0

0T 0GH u

usyJ 1 FK 0

0T 0GH u

usyJ

1

0

:

0

[ksyyl 1 ksyyyrlul 2 ksyusy](3l 2 1)th row

[ksyyyy1 1 ksyy2yrlul 2 ksyyyusy](3l)th row

0

:

0

[ksy(usy 2 yl 2 yyrlul)](3N 1 1)th row

(1)

1

0

:

0

[csyyl 1 csyyyrlul 2 csyusy](3l 2 1)th row

[csyyyyl 1 csyy2yrlul 2 csyyyusy](3l)th row

0

:

0

[csy(usy 2 yl 2 yyrlul)](3N 1 1)th row

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515C.-C. Lin et al. /Engineering Structures 22 (1999) 513–524

5 H 2 Mr ug

2 msysinbugJ 5 HF

fsJ

In Eq. (1), M 5 diag(M1 M2… M l… MN) 5 3N 33N mass matrix of building,M l 5 diag (ml ml ml) 5 33 3 mass submatrix,ml is the lumped mass of floorl.Similarly, K 5 3N 3 3N stiffness matrix of building andexpressed as

K 5

K1,1 K1,2

K2,1 K2,2 K2,3

· · ·

Kl,l 2 1 Kl,l Kl,l 1 1

· · ·

KN 2 1,N 2 2 KN 2 1,N 2 1 KN 2 1,N

KN,N 2 1 KN,N

in which

Kl,l 2 1 5 3 2 kxl0

0 2 kyl

kxleyl,l

/rl 2 kylexl,l

/rl

kxleyl 2 1,l

/rl 2 1

2 kylexl 2 1,l

/rl 2 1

( 2 kul2 kxl

eyl,leyl 2 1,l

2 kylexl,l

exl 2 1,l)/rl 2 1rl

4(l 5 2 | N)

Kl,l 5 3kxl

1 kxl 1 10

0 kyl1 kyl 1 1

( 2 kxleyl,l

2 kxl 1 1eyl,l 1 1

)/rl (kylexl,l

1 kyl 1 1exl,l 1 1

)/rl

( 2 kxleyl,l

2 kxl 1 1eyl,l 1 1

)/rl

(kylexl,l

1 kyl 1 1exl,l 1 1

/rl)

(kul1 kul 1 1

1 kxle2

yl,l1 kxl 1 1

e2yl,l 1 1

1 kyle2

xl,l1 kyl 1 1

e2xl,l 1 1

)/r2l4

(l 5 1 | N 2 1)

Kl,l 5 3 kxl0 2 kxl

eyl,l/rl

0 kylkyl

exl,l/rl

2 kxleyl,l

/rl kylexl,l

/rl (kul1 kxl

e2yl,l

1 kyle2

xl,l)/r2

l4

(l 5 N)

Kl,l 1 1 5 32 kxl 1 1

0

0 2 kyl 1 1

kxl 1 1eyl,l 1 1

/rl 2 kyl 1 1exl,l 1 1

/rl

kxl 1 1eyl 1 1,l 1 1

/rl 1 1

2 kyl 1 1exl 1 1,l 1 1

/rl 1 1

( 2 kul 1 12 kxl 1 1

eyl,l 1 1eyl 1 1,l 1 1

2 kyl 1 1exl,l 1 1

exl 1 1,l 1 1)/rlrl 1 1

4(l 5 1 | N 2 1)

are the stiffness submatrices, wherekxl,kyl

and kulare

translational and rotational stiffnesses of storeyl; exl,l

andexl,l 1 1denote the static eccentricites inx-axis at floor

l with respect to storeyl and l 1 1, respectively; andrl

is the radius of gyration of floorl. uT 5 [x1 y1 r1u1… xl

yl rlul… xN yN rNuN]T and usy denotes the displacementvector of primary structure and the PTMD displacementrelative to base, respectively;T is the matrix transposeoperator. rT 5 [cosb sinb 0 cosb sinb 0…]T is theground influence coefficient vector;ug represents theincident earthquake ground acceleration; andyy 5 dy/rl.Assumed thatC is a classical damping matrix, the equ-ation of motion of ith mode of controlled structure isexpressed as

hi 1 2jivihi 1 v2i hi 5

1m*

iO3N

k 5 1

fk,iFk

1f3l,i

m*i

[yymsy(2jsyvsynsy 1 v2synsy)] (2)

1f3l 2 1,i

m*i

[msy(2jsyvsynsy 1 v2synsy)]

In Eq. (2),ysy 5 usy 2 (yl 1 dyul) is the displacementof PTMD relative to thelth floor, or say PTMD’s stroke;m*

i and hi are theith generalized modal mass and dis-placement;vsy 5 √ksy/msy and jsy 5 csy/(2msyvsy) rep-resent the natural frequency and damping ratio ofPTMD, respectively.f3l−l,i denotes the (3l 2 1)thelement ofith mode shapefi. Fk is the kth element offorce vectorF in Eq. (1). Define

miy 5 (f3l 2 1,i 1 yyf3l,i)msy

m*i

5 riy(1 (3)

1 yy(f3l,i/f3l 2 1,i)) andF*i 5

1m*

iO3N

k 5 1

fk,iFk

whereriy 5 f3l 2 1,i(msy/m*i ) denotes theith modal mass

ratio of PTMD. Then, Eq. (2) can be rewritten as

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516 C.-C. Lin et al. /Engineering Structures 22 (1999) 513–524

hi 1 2jivihi 2 miy(2jsyvsynsy) 1 v2i hi (4)

2 miy(v2synsy) 5 F*

i

Similarly, the equation of motion of PTMD in Eq.(1) becomes

( O3N

k 5 1

f3l 2 1,khk 1 yy O3N

k 5 1

f3l,khk 1 nsy) (5)

1 2jsyvsynsy 1 v2synsy 5 f *

s

wheref *s 5 fs/msy. Provided that the PTMD is designed

to tune theith mode of controlled structure, from Eqs.(4) and (5), the equations of motion forith mode andPTMD are expressed in matrix form as

F 1 0

(f3l 2 1,i 1 yyf3l,i) 1GH hi

nsyJ

1 F2jivi 2 miy(2jsyvsy)

0 2jsyvsyGH hi

nsyJ (6)

1 Fv2i 2 miyv

2sy

0 v2sy

GHhi

nsyJ 5 2 H Gi

sinbJug

where Gi 5 (fTi Mr )/(fT

i Mfi) is the ith modal partici-pation factor. It has been proved that as the primarystructure has no lateral–torsional coupling, Eq. (6) isreduced to the same form as that of previous studies[1,25]. For the case of primary structure without PTMD,its ith modal equation of motion is given as

hi 1 2jivihi 1 v2i hi 5 2 Giug (7)

The comparison of structural modal responses in Eqs.(6) and (7) leads to the determination of optimalPTMD’s system parameters and vibration control effec-tiveness of PTMD.

3. Optimal system parameters of PTMDs

According to Eqs. (6) and (7), the optimal PTMD’sparameters are determined by minimizing the mean-square displacement response ratio of theith tuned mode(or say controlled mode),RdE,i, between the structurewith and without installation of PTMD under an incidenthorizontal earthquake excitation.RdE,i takes the form as

RdE,i 5E[h2

i ]TMD

E[h2i ]NOTMD

5AB

(8)

in which

A 5 4jij3syr3

fy(Gi 1 riy(1 1 ny(f3l,i/f3l 2 1,i)))2

(1 1 riyf3l 2 1,i(1 1 ny(f3l,i/f3l 2 1,i))2)

1 4j2i j

2syr4

fy(Gi 1 riy(1 1 ny(f3l,i/f3l 2 1,i)))2

(1 1 riyf3l 2 1,i(1 1 ny(f3l,i/f3l 2 1,i))2)

1 4j3i jsyr3

fy(Gi 1 riy(1 1 ny(f3l,i/f3l 2 1,i)))2

1 4j2i j

2syr2

fy(Gi 1 riy(1 1 ny(f3l,i/f3l 2 1,i)))2

2 jijsyr3fy(G2

i 2 r2iy(1 1 ny(f3l,i/f3l 2 1,i))2)

(1 1 riyf3l 2 1,i(1 1 ny(f3l,i/f3l 2 1,i))2)

2 jijsyr3fy(Gi 1 riy(1 1 ny(f3l,i/f3l 2 1,i)))2

1 G2i jijsyrfy 1 j2

i r2fy(riy(1 1 ny(f3l,i/f3l 2 1,i)))2

1 jijsyr5fy(Gi 1 riy(1 1 ny(f3l,i/f3l 2 1,i)))2

(1 1 riyf3l 2 1,i(1 1 ny(f3l,i/f3l 2 1,i))2)2

1 j2i r4

fy(Gi 1 riy(1 1 ny(f3l,i/f3l 2 1,i)))2

(riyf3l 2 1,i(1 1 ny(f3l,i/f3l 2 1,i))2)

B 5 4G2i jij

3syr3

fy(1 1 riyf3l 2 1,i(1 1 ny(f3l,i/f3l 2 1,i))2)

1 4G2i j

2i j

2syr2

fy

1 G2i j

2syr2

fy(riyf3l 2 1,i(1 1 ny(f3l,i/f3l 2 1,i))2)

1 4G2i j

2i j

2syr4

fy(1 1 riyf3l 2 1,i(1 1 ny(f3l,i/f3l 2 1,i))2)

1 G2i jijsyrfy 1 4G2

i j3i jsyr3

fy 2 2G2i jijsyr3

fy

1 G2i j

2i r4

fy(riyf3l 2 1,i(1 1 ny(f31,i/f3l 2 1,i))2)2

1 G2i jijsyr5

fy(1 1 riyf3l 2 1,i(1 1 ny(f3l,i/f3l 2 1,i))2)

where rfy 5 vsy/vi is defined as the frequency ratio ofPTMD to the controlled mode. Owing to the magnitudeof elements,fk,i, in mode shape vectorfi is relative,the valueRdE,i depends onfk,i. If fi is selected to nor-malize the ith effective modal mass Mi 5

( O3N

k 5 1

fk,imkrk)2/ O3N

k 5 1

f 2k,imk, RdE,i becomes independent of

fk,i, andGi is reduced to 1.0. Under this definition, themodal mass ratioriy in Eq. (3) has a definite physicalmeaning and its expression becomesriy 5 (f3l−1,imsy)Mi.

The value ofRdE,i smaller than unity represents theattenuation of structural responses due to the presenceof PTMDs. It can be seen from Eq. (8) thatRdE,i equalsto unity asyy 5 ( 2 f3l−1,i/f3l,i). That means no vibrationreduction. This finding indicates the importance of theconsiderations of lateral–torsional coupling effect andthe installation location of PTMDs.

It is also seen from Eq. (8) thatRdE,i is a function ofthe controlled modal parameters (ji andfi), the PTMD’ssystem parameters (riy, jsy and rfy), the installed floor(f3l−1,i, f3l,i), moving direction and planar position (yy)of PTMD, as well as the seismic incident angleb. Foran existing building, when the controlled modal para-

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517C.-C. Lin et al. /Engineering Structures 22 (1999) 513–524

meters, the installed floor, planar position and movingdirection of PTMD, and the seismic incident anglebare known or given (to be discussed later), the optimalPTMD’s system parameters can be obtained by differen-tiating RdE,i with respect toriy, rfy and jsy equating tozero, respectively, to minimizeRdE,i. Their values maybe found by solving the following simultaneous equa-tions

∂RdE,i

∂riy

5 0,∂RdE,i

∂rfy

5 0,∂RdE,i

∂jsy

5 0 (9)

It has been found by Lin and colleagues [16,25] thatan optimal modal mass ratio, (riy)opt exists, but is rarelyused due to economic considerations. Hence, in general,we find out (rfy,jsy)opt for various values ofriy and thensearch for (riy)opt. As mentioned in preceding sections,prior to the determination of the optimal PTMD’s designparameters from Eq. (9), we must first determine (i) thecontrolled structural mode; (ii) the installed floor, mov-ing direction and planar position of PTMD, and (iii) thecritical seismic incident anglebcr. These factors playvery important roles in optimum design of PTMDs andtheir control efficacy.

3.1. Controlled modes

As seen in the theoretical development, it is obviousthat a PTMD is optimally designed to control the modewhich makes the most contribution to a specifiedresponse of the primary structure. For a torsionallycoupled shear building, the first three modes are the mostimportant to the translational and torsional responses ofeach floor. However, the translations inx and y direc-tions have different dominant modes. It is even possibleto reduce the dynamic responses of all degrees of free-dom using one PTMD, but this PTMD will not be theoptimal one to every degree of freedom. In general, theconventional design of a PTMD is to reduce the largestresponse, which may cause damage, of the primarystructure. Therefore, the dominant mode to the largeststructural response is selected as the controlled modeof PTMD.

3.2. Installed floor, moving direction and planarposition of PTMD

It has been shown by Lin et al. [25] for planar build-ings that the floor corresponding to the tip of controlledmode shape will be the optimum location for PTMD,because more response reduction can be achieved. Simi-larly, for a torsionally coupled building, the terms off3l−1,i andyy in Eq. (6) clearly denote the installed floorl, moving directiony, or say DOF (3l 2 1), and planarpositiondy. Therefore, the optimum installation floor and

planar position of PTMD can be determined by meansof maximizing the absolute values of (f3l−1,i 1 yyf3l,i)for moving iny direction or (f3l−2,i 1 yxf3l,i) for movingin x direction. To achieve this, the following steps aresuggested: (i) choose the floor which has the largestmode shape value in controlled mode as the installedfloor; (ii) choose the degree of freedom of the largestresponse as the moving direction of PTMD; (iii) theabsolute value of (f3l−1,i 1 yyf3l,i) depends on the signof translation (f3l−1,i or f3l−2,i) and rotation (f3l,i) modeshape values. When both mode shape values have thesame signs, we choose the maximum positive value ofyy or yx allowable in the installed floor. On the otherhand, whenf3l−1,i or f3l−2,i andf3l,i have opposite signs,we chooseyy or yx to be the maximum negative value.Through the above steps, it is concluded that the greaterthe distance between PTMD and the mass center of theinstalled floor, the more vibration reduction is obtained.

3.3. Critical seismic incident angle

The dynamic responses of a torsionally coupled build-ing also depend on the incident angle of earthquake exci-tation. To design optimal PTMDs, it is essential andnecessary to find the critical seismic incident anglewhich induces the largest structural responses. In thispaper, the critical seismic incident angle,bcr, is determ-ined such that the mean-square response of the desiredcontrolled degree of freedom is maximum. For anN-storey existing building, when only the firstnID modalparameters are known by modal parameter identificationtechniques [25], its mean-square displacement responsein y direction of top floor is expressed as

E[y2N] 5 E

`

0

u OnID

k 5 1

2 1m*

k

[( 2 v2 1 2ijkvkv (10)

1 v2k)−1· (fT

kMr )]f3N 2 1,ku2sinbSug(v)dv

where Sug(v) is the power spectral density of earth-

quake input.

4. Optimal design of second PTMD

According to above design procedure for one PTMD,the response of controlled DOF is reduced. Since thisPTMD is designed based on the dominant modal proper-ties of this DOF and its corresponding seismic incidentangle, its capability in reducing the responses of otherDOFs under an earthquake from different angles shouldbe further investigated. It is found in this paper thatwhether additional PTMDs are required depends uponthe degree of coupling among DOFs. For instance, a

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518 C.-C. Lin et al. /Engineering Structures 22 (1999) 513–524

square building with nearly equal stiffnesses and smallstatic eccentricities inx andy directions has slight coup-ling in x andy responses even though both translationalfrequencies are close. One PTMD designed for reducingy responses is not able to decreasex responses if anearthquake is applied from the critical incident angle ofx responses and vice versa. Under this circumstance, asecond PTMD becomes necessary.

Assumed that a second PTMD with massmsx, damp-ing csx, and stiffnessksx, is also mounted at thelth floorof the N-storey torsionally coupled building to tune thejth mode and moving inx direction. The equations ofmotion for thejth mode and two PTMDs are expressedin matrix form as

3 1 0 0

(f3l 2 2,j 1 yxf3l,j ) 1 0

(f3l 2 1,j 1 yyf3l,j ) 0 145 hj

nsx

nsy

61 32jj vj 2 mjx(2jsxvsx) 2 mjy(2jsyvsy)

0 2jsxvsx 0

0 0 2jsyvsy

45 hj

nsx

nsy

6 (11)

1 3v2j 2 mjxv

2sx 2 mjyv

2sy

0 v2sx 0

0 0 v2sy

45hj

nsx

nsy

6 5

2 5 Gj

cosb

sinb6ug

By matrix partition, Eq. (11) is separated into the fol-lowing two expressions

F 1 0

(f3l 2 2,j 1 yxf3l,j ) 1GHhj

nsxJ

1 F2jj vj 2 mjx(2jsxvsx)

0 2jsxvsxGHhj

nsxJ (12)

1 H 2 mjy(2jsyvsy)nsy

0J 1 Fv2

j 2 mjxv2sx

0 v2sx

GHhj

nsxJ

1 H 2 mjyv2synsy

0J 5 2 H Gj

cosbJug

(f3l 2 1,j 1 yyf3l,j )hj 1 nsy 1 2jsyvsynsy (13)

1 v2synsy 5 2 sinbug

Taking Fourier transform of Eqs. (12) and (13) andsubstituting Eq. (13) into Eq. (12), we obtain the equ-ation of motion of thejth mode and the second PTMD as

F 2 v2 1 2ivjj vj 1 v2j 1

v2( 2 2ivmjyjsyvsy 2 mjyv2sy)

2 v2 1 2ivjsyvsy 1 v2sy

(f3l 2 1,j 1 yyf3l,j )

2 v2(f3l 2 2,j 1 yxf3l,j )

G

F 2 2ivmjxjsxvsx 2 mjxv2sx

2 v2 1 2ivjsxvsx 1 v2sx

GHhj (iv)

nsx(iv)J 5 (14)

2 HGj 1 sinb2 2ivmjyjsyvsy 2 mjyv2

sy

2 v2 1 2ivjsyvsy 1 v2sy

cosb

Jug(iv)

In Eq. (14),hj(iv) denotes the Fourier displacementresponse of thejth mode of a building with two PTMDs.As Eqs. (8)–(10), the optimal system parameters of thesecond PTMD are determined by minimizing the mean-square displacement response ratio of thejth mode,RdE,j,between the building with two PTMDs and with onePTMD under an incident horizontal earthquake from thecritical angle ofx responses,bcr,x.

5. Numerical verifications

Two five-storey torsionally coupled buildings arepresented to demonstrate the new design procedure andvibration control effectiveness of proposed optimalPTMDs. The first building (B1) has relative weak stiff-nesses iny direction compared with those inx directionfor each floor such as a long building. The second build-ing (B2) has nearly equal stiffnesses inx and y direc-tions. Tables 1 and 2 list their physical system para-meters and first three modal frequencies, damping ratiosand mode shapes. It is seen that the modal orders arey2 u 2 x and y 2 x 2 u for B1 and B2, respectively.In addition, B2 possesses close translational modeswhich will cause unnegligible interaction between twomodes. The total mass ratio of either one PTMD or twoPTMDs to building total mass, is set to be 2% in thefollowing numerical examples.

5.1. First PTMD

Becausey direction is weak for both buildings,ydirection of top floor is the controlled DOF and the firstmode is thus the controlled mode. According to Eq. (10),the critical seismic incident angles of top floor displace-ment in y direction for both buildings are found to be96° and 91° as shown in Figs. 2 and 3. Following theproposed design concept, the first PTMD is installed atthe top floor, moving iny direction to reduce the firstmodal displacement under earthquake fromb 5 96° or91°. Since f14,1 and f15,1 have different signs (i.e.232.096 and 14.454 for B1 and2 5.234 and 2.578 forB2), yy is chosen to be2 1.25 which corresponds tody

5 2 10 m in opposite side of the resistance center forboth buildings. The optimal PTMD’s system parametersare then calculated by Eq. (9) and listed in Table 3.

The variation of mean square displacement response

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Table 1The physical system parameters of B1 and B2

Building Floor massm Storey stiffness Storey eccentricity (m) Radius of(kg) gyration (m)

kx (N/m) ky (N/m) ku (N-m) ex ey

B1 1F 2.03 105 9.0 3 107 5.4 3 107 4.5 3 109 2.0 1.0 8.02F 1.83 105 8.0 3 107 4.8 3 107 4.2 3 109 2.0 1.0 8.03F 1.63 105 7.0 3 107 4.2 3 107 3.9 3 109 2.0 1.0 8.04F 1.43 105 6.0 3 107 3.6 3 107 3.6 3 109 2.0 1.0 8.05F 1.23 105 5.0 3 107 3.0 3 107 3.3 3 109 2.0 1.0 8.0

B2 1F 2.03 105 5.4 3 107 5.3 3 107 4.5 3 109 1.0 1.0 8.02F 1.93 105 5.0 3 107 4.9 3 107 4.2 3 109 1.0 1.0 8.03F 1.83 105 4.5 3 107 4.4 3 107 3.9 3 109 1.0 1.0 8.04F 1.73 105 4.0 3 107 3.9 3 107 3.5 3 109 1.0 1.0 8.05F 1.63 105 3.5 3 107 3.5 3 107 3.2 3 109 1.0 1.0 8.0

Table 2The first three modal properties of B1 and B2

Mode shapes v (Hz) j (%)

x direction y direction ru direction

Building B1 B2 B1 B2 B1 B2 B1 B2 B1 B2

Mode 1 0.769 0.730 2.00 2.00

31.00

1.987

2.863

3.533

3.907

4 31.000

1.988

2.890

3.608

4.026

4 32 7.894

2 15.848

2 23.086

2 28.786

2 32.096

4 32 1.298

2 2.583

2 3.761

2 4.700

2 5.234

4 33.892

7.636

10.851

13.206

14.454

4 30.659

1.305

1.877

2.327

2.578

4Mode 2 0.980 0.758 2.00 2.00

31.000

2.005

2.918

3.635

4.050

4 31.000

1.988

2.894

3.615

4.037

4 30.599

1.228

1.830

1.330

2.636

4 30.803

1.597

2.328

2.912

3.244

4 31.186

2.322

3.292

3.998

4.370

4 30.073

0.145

0.209

0.259

0.287

4Mode 3 1.105 0.910 2.04 2.04

31.000

2.022

2.969

3.731

4.182

4 31.000

1.994

2.923

3.668

4.114

4 32 0.211

2 0.442

2 0.674

2 0.876

2 1.004

4 32 0.934

2 1.865

2 2.738

2 3.442

2 3.849

4 32 0.844

2 1.650

2 2.335

2 2.830

2 3.090

4 32 3.566

2 7.055

2 10.142

2 12.566

2 13.919

4

Table 3Optimal system parameters of first PTMD for B1 and B2

Building Controlled mode Mass ratio (%)js (%) gf Installed floor Moving direction yy

B1 Mode 1 2 14.0 0.91 5F y 2 1.25B2 Mode 2 2 12.0 0.93 5F y 2 1.25

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Table 4Reduction of peak and root-mean-square responses of B1 under five real earthquakes

Earthquake Peak response RMS response

x5 (cm) y5 (cm) (ru)5 (cm) x5 (cm) y5 (cm) (ru)5 (cm)

El Centro (1940) 6.39 23.10 14.24 1.05 4.96 2.45(3.93) (15.75) (8.37) (0.71) (2.69) (1.29)

Taft (1952) 5.52 17.15 8.55 1.00 3.13 1.60(3.79) (13.56) (6.28) (0.78) (1.74) (0.94)

San Fernando (1971) 2.21 6.31 4.59 0.37 0.95 0.65(1.62) (5.46) (3.18) (0.29) (0.76) (0.51)

Mexico (1985) 30.54 77.61 52.44 7.10 19.02 11.60(11.50) (40.37) (29.78) (5.16) (8.83) (6.96)

Kobe (1995) 6.54 22.17 11.55 1.32 4.88 2.46(5.02) (15.85) (7.94) (0.94) (2.36) (1.24)

(•) Responses with one PTMD.

Fig. 2. Top floor mean-square displacement response of B1 with andwithout PTMD.

Fig. 3. Top floor mean-square displacement response of B2 with andwithout PTMD.

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Fig. 4. Top floor displacement transfer function for B1 asb = 96°.

of top floor with b is shown in Fig. 2 for B1 with andwithout PTMD. It is seen that all responses (particularlyy response) are reduced for earthquakes from any inci-dent angle. Thus, it is concluded that one optimal PTMDis adequate for the first type buildings. Fig. 4 depicts thetransfer functions forb 5 96°. It is apparent that thefirst modal amplitude in all three directional responsesis suppressed significantly which agrees with the theor-etical results. A statistical study is performed for B1under five normalized (PGA5 0.3 g) real earthquakes,i.e. El Centro (1940), Taft (1952), San Fernando (1971),Mexico (1985) and Kobe (1995) fromb 5 96°. Table

Table 5Optimal system parameters of two PTMDs for B2

PTMD Controlled mode Mass ratio (%) js (%) gf Installed floor Moving direction yx or yy

First Mode 1 1 8.0 0.96 5F y 2 1.25 (yy)Second Mode 2 1 6.0 0.99 5F x 1.25 (yx)

Fig. 5. Top floor displacement response of B1 under scaled-downKobe earthquake fromb = 96°.

4 lists the reductions of top floor peak and root-mean-square displacements with and without PTMD. Fig. 5shows the time history displacement responses of the topfloor under Kobe earthquake. As we expect, both peakand root-mean-square responses are reduced up to 40%.However, it is found in Fig. 3 that the top floor meansquare displacement of B2 inx direction increases asb 5 (0–45)° and (145–180)°. This is attributed to theamplification of its dominant modal response (mode 2)

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Fig. 6. (a) Top floor displacement transfer function for B2 asb = 9°. (b) Top floor displacement transfer function for B2 asb = 91°.

Table 6Peak responses of B2 under scaled-down Kobe earthquake

b 5 9° (bcr,x5) b 5 91°(bcr,y5)

x5 (cm) y5 (cm) (ru)5 (cm) x5 (cm) y5 (cm) (r0)5 (cm)

Uncontrolled 22.95 9.60 6.16 9.14 23.86 7.22One PTMD 23.62 5.31 5.48 4.02 16.31 5.51

( 1 3%) ( 2 45%) ( 2 11%) ( 2 56%) ( 2 32%) ( 2 24%)Two PTMDs 17.08 5.86 4.21 4.32 18.75 4.61

( 2 26%) ( 2 39%) ( 2 32%) ( 2 53%) ( 2 21%) ( 2 36%)

after the installation of first PTMD. As observed in thepreceding section, B2 has low coupling among threeDOFs of each floor. Therefore, a second PTMD isrequired.

5.2. Second PTMD

To compare the vibration control effectiveness usingone PTMD and two PTMDs, the same total mass of

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PTMD is used for both cases. Through detailed numeri-cal studies, we found that two PTMDs with equal masswill give the best control performance. The optimallocations and system parameters of two PTMDs for B2are shown in Table 5. Fig. 6 illustrates the transfer func-tions of top floor displacement for B2 with one and twoPTMDs under earthquakes from 9° (bcr,x5) and 91°(bcr,y5). The corresponding time history responses underscaled-down 1995 Kobe earthquake fromb 5 9° aregiven in Fig. 7. Their peak responses are summarizedin Table 6. The number in parenthesis (•) denotes thepercentage of response reduction. It is seen thatx5 ampli-fies when only one PTMD is used iny direction. The factof tremendous reduction of peak and root-mean-squareresponses again reveals the necessity and importance ofthe second PTMD.

Fig. 7. Top floor displacement response of B2 under scaled-down Kobe earthquake fromb = 9°.

6. Conclusions

This paper deals with the optimum installationlocation in plan and in elevation and moving directionof PTMDs for multi-storey torsionally coupled buildingsunder incident horizontal earthquake excitations. Theoptimal PTMD’s system parameters are calculated byminimizing the mean-square total modal displacementresponse ratio of controlled mode between the buildingwith and without PTMD under the earthquake excitationfrom critical direction. From theoretical developmentsand numerical results, the following conclusions aredrawn: (1) the critical seismic incident angle is determ-ined such that the mean-square response of the desiredcontrolled DOF is maximum; (2) the dominant mode ofdesired controlled DOF is assigned as the controlled

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mode of PTMD; (3) the floor corresponding to the tipof controlled mode shape is the optimum installed floorof PTMD; (4) the moving direction of PTMD is the sameas the controlled DOF; (5) the greater the distancebetween PTMD and mass center of the installed floor,the more vibration reduction; (6) one PTMD is adequatein reducing both translations and rotation of long build-ings under earthquakes from any incident angle. How-ever, a second PTMD is required for buildings withnearly equal stiffness inx and y directions. Numericaland statistical results of a long and a square five-storeytorsionally coupled building under five real earthquakesagree well with those of theoretical development.

Acknowledgements

This research was supported in part by the NationalScience Council of the Republic of China under grantno. NSC 86-2621-P-005-006. This support is greatlyappreciated.

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