SECURING IDENTITIES

NOVEMBER 4TH 2010

Agenda

� The Datacard Group & Global Experience in ID

� Document Security

� Focus on Passports

BREAK (Approximately 15.00)

� Biometrics and Identity Management

� Personalisation Hardware

� Case Studies

� Q & A

THE DATACARD GROUPTHE DATACARD GROUP

• Expertise

– Secure ID and Card personalisation Solutions

• History

– Founded in 1969

– USA Corporation

OVERVIEW

APJ– USA Corporation

– Headquarters Minneapolis

– Privately owned by Quandt family

• Revenue

– Approximately $450M pa

Americas42%

APJ24%

EMEIA34%

MARKET FOCUS

CorporateFinancial

GovernmentHealthcare

EducationTelecommunications

Retail/Loyalty

DATACARD EXPERIENCE

• Over 40 years of experience in financial and government card programs

• Total solutions provider - complete portfolio of professional services, not just software, systems and supplies

• Proven history of reliability, low total cost of ownership and investment protection

• Security at every level - software, systems, data, documents

WORLD LEADERSHIP

Datacard

• Is a World-leader in secure ID and financial card personalisation solutions

• Has Government identity programs in more than 90 countries

• Is an industry innovator in smart card personalisation and other advanced

technologies

Every day Datacard solutions are used toEvery day Datacard solutions are used to

• Personalize and deliver more than 10 million cards

• including more than 4.7 million smart cards

• Personalize more than 35,000 passports

• Passport programs in 14 countries

• National ID programs in more than 25 countries

• Driver’s Licenses in more than 30 countries

Card Colour Card Laser Engraving Passport Laser Engraving

PERSONALISATION SYSTEMS

Milling and embedding Card Colour/Laser Passport Colour/Laser

STRONG GLOBAL PRESENCE

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Sales and Services in 120+ countries

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1,400+ employees

= Major Regional Office= Major Development Center

Planning Services - Migration planning, implementation planning, operations analysis, establish strategies for optimal results

Migration Services - Image, template, database and smart card migration. Migrate critical assets to new technology.

Start -up Services - Installation, training, custom

Global Services

Start -up Services - Installation, training, custom integration and project management help ensure successful implementations.

Warranty - Comprehensive warranty for all products

Support Services - Various standard and customizable support options available; maximizing investments

DATACARD INTERNATIONAL REFERENCE SITES

• National ID

• Passports

• Driver’s License

• Social Services

• Immigration

• Other Programs

• Law Enforcement

• Gov't Employee ID

• Transit

SECURING OUR IDENTIFICATIONSECURING OUR IDENTIFICATION

THE HISTORY OF IDENTITY

& S

yste

m C

ompl

exity

Citizen InformationInfrastructure

Systems are becomingincreasingly complex & integrated!

In the 19th century, it was sufficient to ask who you were

In the 20th century, it was sufficient to show who you were

In the 21st century, we will have to prove who we are

Integrated

1980

Badging Production(instant film)

Identity System(digital image + database)

Tech

nica

l &

Sys

tem

Com

plex

ity

19902000

Citizen Registration(multi-function documents)

Infrastructure (multi-modalbiometrics)

2010Components

Systems

IntegratedSystems &Services

Fraud Trends

• As document security is increased to protect against counterfeit & alteration…

• … the focus of attack shifts to impersonation.

A systematic and comprehensive analysis of two or more faces can be performed by first comparing the overall shape of each face. Most faces fall into these (3) primary shapes:

Impostor Detection

OVALROUND SQUARE

SAMEINDIVIDUAL

IMPOSTER DETECTION

INDIVIDUAL

IMPOSTOR

IMPOSTER DETECTION

IMPOSTOR

IMPOSTER DETECTION

IMPOSTOR

IMPOSTER DETECTION

IMPOSTOR

DOCUMENT SECURITY

Secure Solution

Easy to Verify Difficult to Reproduce

Secure Document Secure System

Document Security

Simplicity

Consistency

Training

Technology

Durability

Technology

Consistency

Materials Control

Equipment Control

Information Control

THE THREATS

There are two methods of criminal attack on ID documents:

• Counterfeiting – manufacture of a new illegal document

Summary of Threat

The Threats

• Forgery/Tamper – alteration of an existing genuine document

Various different ways of creating or obtaining an ID document, to which they are not entitled, are available to the criminal, and can be categorised as 7 Threats:

1. Counterfeit/Simulation – copies/simulations of entire documents

2. Theft of components – copies made from stolen genuine materials

3. Counterfeit from cannibalized documents – copies made from genuine pieces

The ThreatsThe 7 Threats

4. Alteration of document – changes to the personalized data on a genuine document

5. Photo/Signature substitution – replacement of photo and/or signature with another.

6. “Lookalikes” – who look like the genuine document photo

7. Impostors – people who fake entitlement to a genuine document before it is issued

The ThreatsThe 7 Threats – Simplified!

MAKE IT!

TAKE IT!

FAKE IT!

The ThreatsThe Threat is Real!

The ThreatsCeaseless Attacks

The development of improved security features must never pause, as the attacks by criminals are ceaseless

When part of a document is made stronger then the attack shifts somewhere else:

e.g. from alteration to counterfeiting

• e.g. from counterfeiting to impostors or lookalikes• e.g. from counterfeiting to impostors or lookalikes

With the introduction of each new generation of ID documents, the security of the next generation must already be under consideration, to ensure the bar is raised again

THE DEFENCES

Datacard Confidential

• How valuable are the contents?

• What is the neighbourhood like?

• Is there a known defensive weakness?

For cost-effective security, defences must reflect the level of risk

As an analogy, consider how we might identify appropriate cost-effective protection for a house or other building:

The Defences“How much Security do I need?”

• Is there a known defensive weakness?

• Has there been a history of break-ins in the area?

• Are there any trends to the typical attacks?

• If someone gets in, could there be consequential loss (e.g. access elsewhere)?

•As for a house, no single security measure will defend against all the threats to ID

Used throughout the industry, the Security Feature Level refers to how secret the feature is, as well as who uses it and how:

The Defences

LEVEL 1 (OVERT) a visible feature which may be used by anyone with little or no training and without any additional device

e.g. Hologram, OVI, MLI/CLI, paper watermark

Multiple Levels of Security

LEVEL 3 (FORENSIC) a deeply hidden feature which requires specialist knowledge and equipment to use e.g.

various proprietary taggants

LEVEL 2 (COVERT) a hidden feature which requires some knowledge and a simple device to use e.g. UV-fluorescence,

microtext

Security may be incorporated into the document in different places:

The Defences

• Security printing

• Base substrate – particularly paper

Multiple Layers of Security

• Personalisation

• Laminate (if present)

• Biometric (if present)

PRINT

Introduction to Printing

Printing

Commercial Printing uses dots and just 4 colours to create full-colorimages. It is either Traditional or Digital:

Traditional Printing applies ink from a physical image such as movable metal type, printing plate, rollers or screen

Digital Printing is from a digital (computer) file, rather than a physical image

X10 magnification

X10 magnification

Printing

• Uses lines, not just dots

• Uses actual colours, not the 4 colour process

Security Printing is different from commercial printing:

Introduction to Printing

colour process

• Uses special processes not in commercial printing, e.g. intaglio

• Uses restricted materials not in commercial printing, e.g. optically variable and fluorescent pigmentsSecurity

print

X10 magnification

SECURITY PRINTPRINT

Security Print

Security Print refers to the range of printing technologies used by printers to secure documents of value.

When used to print the background design for ID cards and passports the fundamental process is offset lithography, employing line structures and real color rather than dot structures using four color printing processes (CMYK)

It should be highly consistent, reproducing identical documents

It should include anti-copy patterns, rainbows, micro-printing & UV fluorescence

A Definition

It should include anti-copy patterns, rainbows, micro-printing & UV fluorescence

Security print is secure because the structures and materials it uses, and the registration accuracy it achieves, are difficult to copy with commercial systems

Microtext

Security PrintPrinted Features

HOLOGRAMS

• “Hologram” is a generic term, part of the family of Optically Variable Devices (OVDs)

• More correctly called a DOVID (Diffractive Optically Variable Image Device)

• Made by embossing a very fine corrugated structure, which “splits” light:

HologramsPrinciples

DOVID microstructure (< 1 micron deep)

Printable OVDs include OVI (Optically Variable Ink)

LAMINATE

The purpose of the laminate is to protect the data beneath it from:

• deliberate attempts to alter it

• accidental damage in normal use

OVD laminates must be both transparent (to see the data) and reflective (to see the OVD). High Refractive Index (HRI) material within the laminate

LaminateLaminate Properties

Passport laminates have evolved over the last 40 years:

Self-adhesive and heat-seal “thick” polyester films

Invisible inks and taggants

Novel hologram features

1960 1970 1980 1990 2000 2010

Textured printed adhesive to

defend against photo-substitution Transparent HRI

holographic film

Refractive Index (HRI) material within the laminate makes this possible

A laminate needs to be durable enough to withstand the hazards of normal use, yet delicate enough to distort or break if attempts are made to lift it from the document

If a laminate can be lifted whole, the OVD does not protect the document, indeed it might validate the document even though

LaminateLaminate Properties

document, indeed it might validate the document even though it has been tampered with

One solution to this potential conflict of laminate properties is to not have one!

TRAINING

Training

It is essential that any person who inspects a passport, and who

“A document that is not examined serves no purpose, no matter how many security features it has”

Training and Awareness

It is essential that any person who inspects a passport, and who makes a decision of whether or not it is genuine and unaltered, looks at it efficiently and effectively and knows what they are looking for

It may be appropriate to run a campaign to raise awareness of security features before a new passport is launched.

BIOMETRICS AND IDENTITY MANAGEMENT

BIOMETRIC – FINGERPRINT HISTORY

Early-mid 1800’s

– The first studies and papers on fingerprinting were created1892

– Argentine police officer solved the first case thanks to fingerprint identification1897

– World’s first fingerprint bureau opens in India– Approval of fingerprint usage for criminal identification

1901

– Fingerprint bureau founded in Scotland Yard– Henry Classification System is devised for storage and search of tenprint cards – Henry Classification System is devised for storage and search of tenprint cards

1902

– Fingerprinting is used in the New York Civil Service

Last 20+ Years

– Shift from ink to digital fingerprint image capture

• Additional Biometrics

– Hand geometry, DNA, Iris, Facial Recognition, Voice, Hand Writing, Vein

Secure Identification and Credentialing

Integrated Chain of Trust

SECURE IDENTIFICATION PROCESS WORKFLOW

PASSPORTSPASSPORTS

Questions at the Border

Specified in ICAO 9303

A standard passport booklet with an embedded contactless chip containing passport data

Chip can be in front or back cover or in

What is an e-Passport?

Chip can be in front or back cover or in the data-page

The international e-Passport symbol indicates that a booklet contains a chip

Passport StandardsICAO The International Civil Aviation Organisation is a UN agency, with 190 members, set up 40 years ago to improve efficiency and security for air travellers

• Efficiency is addressed using machine readability and interoperable standards, whilst security is tackled using recommended minimum security standards. Both are formalised in Doc 9303, the ICAO “Rule Book”

• In 2005, ICAO States agreed to issue Machine Readable Passports by April 2010, and ALL non-MRP passports will expire in April 2015

USA

• The U.S. has several passport requirements for their 27 Visa-waiver countries e.g. passports must be chipped if issued after 26/10/06

Europe

• The European Union requires minimum security standards of its 27 members passports, including the addition of a fingerprint biometric by the end of June 2009

Does the datapagematch the citizen?

Is the passport genuine?

Citizen Border Control Official

Passport Booklet

At the Border – no chip

Does the datapagematch the citizen?

Does the datapage

Is the passport genuine?

CitizenBorder Control Official

Passport Booklet

At the Border – with chip

Does the datapage match the chip

data?

Does chip data match the citizen?

Is the chip genuine?

Passport ChipLive capture citizen biometric

Cryptographic authentication system

Confidence at the Border

Passport History

Number 159WE, NIKOLA I

BY THE GRACE OF GOD PRINCE OF MONTENEGRO

Personal description:Faith orthodYears 27Stature tallFace roundHair blackEyes black

Mouth{ ordinary

Announce to all and everyone, who about itis entitled to know, that wearer of this NikolaJakov Kovačevićof Lješanska Nahija

travels to Greece

Asked is, so, of all Foreign Governments that

1887 - Montenegro

{ ordinaryNose

Moustache brownState marriedPersonal marks =

[stamp]

Lasts for:Three years

Governments thatto said Nikola

not only free to stated place passage and return to his Fatherland, but in caseof necessity, protection as well to give.

Cetinje 16 January 1887

By command of His Highness.Minister of foreign affairs:M. Plamenac

Passport History2008 - Montenegro

This is only the personalisation security. There is more security in the print & paper

Netherlands

NETHERLANDS - SECURITY DOCUMENTS

4 x MX60006 x PB6500 4 x MX6000

Netherlands have used Datacard equipment for 10 years

Approximately 35 million books produced to date! Approx 3

million books per year. Producing up to 20,000 books per day.

All commitments to the government met.

ePassports eNID’s eDL’s

USA Passport Card – Not just a book!

Passport ManufactureAssembly Line Manufacture

• The majority of the passports in the World are manufactured on assembly lines from either Kugler-Womako (Germany) or Uno Seisakusho (Japan)

Chips (Optional)

Security printed paper

Blank PassportAssembly

Covers, thread etc

Chips (Optional) Blank Passport

Personalisation of the blank passport uses one of four available technologies

Assembly

Passport PersonalisationPassport Personalisation

• Digital passport

personalisation began in the

early 1990’s

• Today, there are essentially

Electro-photographic

“laser toner” or “laser printing”

Dye /Pigment Retransfer

Personalisation

• Today, there are essentially

four common digital

personalisation

technologies

Inkjet

Laser Engraving

These four different technologies have been adopted to personalise the passports of over 170 countries with digital images and text:

• Inkjet

• Laser engraving

• Electro -photographic 120

14

Number of Countries (208)

inkjet

laser engraving

Personalisation

• Electro -photographic

• Retransfer95

34

31

13

laser engraving

toner

retransfer

special (Germany)

non-digital

no data available

Presenting the annual issuance volume gives a clearer picture of the global coverage of each technology:

4%3%

0%

Volume of Passports p.a. (120m)

inkjet

laser engraving

Personalisation

51%

18%

3%

21%toner

retransfer

special (Germany)

non-digital

no data

Digital Printing

Personalisation uses dots and 3 or 4 colours:

Ink jet *Electro-photographic

Dots and 4 Colors

Ink jet

Laser Engraving Photograph (for comparison)

D2T2**

**Dye Diffusion Thermal Transfer

*Electro-photographic

*Laser Toner

Passport Issuance SystemsPassport Issuance Systems

PB6500™ PASSPORT ISSUANCE SYSTEM

Key Features:

• Designed with extensive customer/market input & research

• High volume - Up to 200 Passports per hour

• Centralised and inline• Truly modular and upgradeable

platform to meet the needs of passport issuers

• Multiple personalisation technologies• Commonality with MX6000 card

production system

PB6500 SYSTEM SUMMARY

• Fast and Efficient - Designed to maximize throughput, minimize downtime

• Technology - Broad range of innovative technologies: color, laser, lamination, electronic,

others

• Quality

– Highest production quality

– Monitors and prevents operator errors

• Cost Effective • Cost Effective

– Efficiency delivers higher throughput per system

– Lower total cost of ownership

• Secure - Strong system level security and user authentication

• Modular

• Allows new technology to be integrated as needed

– Maximizes your return on investment costs

Desktop colour passport personalisation

Close match output with PB6500 colour

personalisation

ICAO e-passport compliant

Desktop Colour System

FEATURES

RFID Reader and Writer

The desktop passport printer allows read and write of data to chip (to ICAO)

Camera System

The Camera System enables registration of personalisation to pre-print

Camera can retrieve information (e.g. passport number) from the document

Desktop Laser System

Desktop laser passport personalisation

ICAO e-passport compliant

No external laser cooling systems

MLI and CLI capable

FEATURES

RFID Reader and Writer

The laser passport printer allows read and write of data to chip (to ICAO)

Camera System

The Camera System enables registration of personalisation to pre-print

Camera can retrieve information (e.g. passport number) from the document

THANK YOU FOR YOUR ATTENTIONTHANK YOU FOR YOUR ATTENTION