sec news digest, 12-09-1992 · a group of penny stock promoters on november 24, 1992. the complaint...
TRANSCRIPT
r IBR i RlJ lJi - Issue 92-237 December 9 1992 ~
_ J ~Pi leg
CIVIL PROCEEDINGS
BURTON WAISBREN JR ENJOINED
The Commission announced that on September 29 1992 it filed a complaint and thereafter on October 9 1992 the Honorable James Alesia of the United States District Court for the Northern District of Illinois issued a Final Judgment and Order of Permanent Injunction (Order of Permanent Injunction) against Burton A Waisbren Jr (Waisbren) enjoining him from further violations of the antifraud and reportingprovisions of the federal securities laws Waisbren without admitting or denyingthe allegations of the complaint consented to the entry of the Order of Permanent Injunction against him
The complaint alleged that Waisbren failed to disclose in offering documents and quarterly reports the true financial condition of his company First Stop Professional Services Inc (First Stop) The financial statements in First Stops offeringdocuments and quarterly reports were overstated approximately $15 million by the inclusion of accounts receivable whtch were not collectible due to advanced age and the improper reinstatement of $237693 of receivables which had previously been written-off the companys books as uncollectible [SEC v Burton A Waisbren Jr USDC ND Illinois Civil Action File No 92 C 6572] (LR-13455)
JEREMY HIGGINS CONSENTS TO PERMANENT INJUNCTION
On December 2 the Commission announced the filing of a complaint in the US District Court for the Northern District of California against Jeremy W Higgins (Higgins)alleging violations of Section l7(a) of the Securities Ace of 1933 (Securities Act)and Section lOeb) of the Securities Exchange Act of 1934 (Exchange Act) and Rule lOb-5 thereunder The complaint alleges that Higgins sold 3252 shares of the common stock of his employer Applied Biosystems Inc on June 12 1989 while in possession of material nonpublic information prior to a public announcement of lower than anticipated annual earnings
Without admitting or denying the allegations Higgins consented to the entry of a final judgment permanently enjoining him from future violations of Section 17(a) of Lhe Securities Act Section lOeb) of the Exchange Act and Rule lOb-5 thereunder HiggLns Wa~ ordered to disgorge trading losses avoided of $1837380 together with prejudgment interest thereon and to pay a one-time civil penalty under the Insider Trading Sanctions Act of 1984 as amended in an amount equal to his losses avoided [SEC v Jeremy W Higgins Civil Action No C 92-4688 VRW ND Cal] (LR-13456)
COMPLAINT FILED AGAINST STOCK PROMOTERS
The Commission announced the filing of a complaint commencing a civil action against a group of penny stock promoters on November 24 1992 The complaint names Glenn A Schuster Leslie Mersky Frances A Corpier Daniel L Mauss Salvatore A LanzaThomas E Russo Edward N Lamarca Jay M Vermonty and Hank P Vanderkam The complaint also names Westsphere Dunshaw Patton Ltd a corporation operated bySchuster Van Pelt Cahn amp Radclif Inc a corporation operated by Mersky and Wasatch Stock Trading Inc a Utah corporation thatis registered with the Commission as a broker-dealer
The complaint alleges these defendants violated various antifraud provisions of the Securities Act and Exchange Act in the distribution and manipulation of the shares of Bancus Richmond Inc Bancus was the survivor of a reverse merger with a shellH
company secretly controlled by Schuster Vanderkam an attorney and Corpierallegedly participated in the shell companys fraudulent offering Schuster and Mersky secretly controlled the bulk of Bancus purportedly publicly-tradeable shareswhich they distributed into the OTC market on the basis of a fraudulent promotionalscheme Mauss and Lanza through the broker-dealers and the other individual defendants also distributed Bancus shares [SEC v Glenn A Schuster et al USDCSDTX Houston Division Civil Action No H-92-3598] (LR-13457)
) CIVIL ACTION AGAINST BLAINE TAYLOR ET AL I ) The Commission announced that Final Judgments of Permanent Injunctions were entered
by the Honorable J Thomas Greene of the United States District Court District of Utah Central Division against Blaine C Taylor on June 10 1992 Ray A Warren of Salt Lake City Utah on October 29 1992 and against Lee A Walker of Las VegasNevada on June 29 1992 The Final Judgments enjoin each of the defendants from further vic lations of Section lOeb) of the Securities Exchange Act of 1934 (ExchangeAct) and Rule lOb-5 thereunder Defendants Taylor and Warren were additionallyenjoined from further violations of Section 17(a) of the Securities Act of 1933 and Sections 5(a) and S(c) of the Exchange Act and Rule 10b-6 thereunder Disgorgementof illegal profits was also ordered against Taylor Warren and Walker in the amount of $85000 $177000 and $106254 69 respectively payment of which was waived based upon defendants demonstrated inability to pay
The Final Judgments were based upon Consents and Undertakings executed by each defendant neither admitting nor denying the allegations in the Commissions complaintThe Commissions complaint alleged among other things that defendants Taylor Warren Walker acted as finders for the merger of SVS Laboratories Inc a privately-heldMaryland corporation engaged in AIDS research and Nadar Inc a Utah shell corporation and used their advance knowledge of the merger in purchasing Nadar Inc shares prior to its public announcement and thereafter selling the shares at a profit [SEC v Blaine C Taylor et al Civil Action No 88-C-6l9G D Utah] (LR-13458)
2 NEWS DIGEST December 9 1992
CIVIL ACTION AGAINST CORPORATE CAPITAL RESOURCES INC DANIEL WESTON LLOYD BLONDER MARVIN MEARS AND MORRIS LERNER
The Commi ion announced that on November 24 1992 a complaint WampI filed in the Central Ditrict of California eeking injunctive and other equitable relief againtCorporate Capital aeource Inc (Corporate Capital aeourcl) Daniel D WetonLloyd Blonder a Marvin Mear and Morri L Lerner alleging that they committed violation of Section 17(a) of the Sicuritie Act of 1933 Section lOeb) and 13(a)of the Securitie Exchange Act of 1934 and Rule 10b-S 12b-20 13a-l and 13a-13 promulgated thereunder and Section 34(b) of the Investment Company Act
The Commi bullbull ions complaint alleges that the defendants isued fale and mi leading financial tatements that materially overstated the value of Corporate CapitalResources holdings in its various investee companies Thee aggregate overvaluations of Corporate Capital Resources net asset value ranged from 7 to 53 and were contained in Corporate Capital Resources periodic filings with the Commission for each of its accounting periods ended September 30 1988 through March 31 1990 and were used to sell securities to the public
The complaint further alleges that Corporate Capital Resources improperly recorded a sham sale of one of its investee companies for the period ended September 301989 This transaction had the effect of materially inflating reported earnings in fiscal year 1989
The complaint also alleges that Daniel D Weston Lloyd Blonder R Marvin Mears and Morris L Lerner were primary violators or aiders and abettors to Corporate Capital Resources violations of the antifraud and periodic reporting provisions [SEC v Corporate Capital Resources Inc Daniel D Weston Lloyd Blonder R Marvin Mears and Morris L Lerner Civil Action No 92 700l-WJR JRx CD Cal] (LR-13460 AAE Rel 435)
INVESTMENT COMPANY ACT RELBASES
ANCHOR NATIONAL LIFE INSURANCE COMPANY ET AL
A nocice has been issued giving interested persons until December 29 to request a hearing on an application filed by Anchor National Life Insurance Company Variable Separate Account (Separate Account) SunAmerica Securities Inc and Royal Alliance Associates Inc for an order pursuant to Section 6(c) of the Investment Company Act The order would grant exemptions from the provisions of Sections 26(a)(2) and 27(c)(2) of the Act to the extent necessary to permit the deduction of a mortality and expense risk charge and a distribution expense charge from the assets of the Separate Account under certain individual and group flexible payment deferred annuity contracts (Rel1C-19147 - December 4)
NEWS DIGEST December 9 1992 3
)
I gt
GOLDEN AMERICAN LIFE INSURANCE COMPANY ET AL
A notice has been issued giving interested persons until December 29 to request a hearing on an application filed by Golden American Life Insurance Company the Golden American Separate Account D (Account) and Directed Services Inc for an order pursuant to Section 6 (c) of the Investment Company Act The order would grantexemptions from the provisions of Sections 2(a)(35) 12(b) 26(a)(2)(C) and 27(c)(2)of the Act and Rule 12b-l thereunder The exemptions would apply to the extent necessary to permit the deduction of a mortality and expense risk charge from the assets of the Account under deferred variable annuity contracts and variable annuitycertain contracts the deduction of a premium- based sales charge from accumulation value and to permit the deduction of a guaranteed death benefit charge from the accumulation value under the deferred annuity contract (Rel IC-19l48 - December 4)
HOLDING COMPANY ACT RELEASES
THE NARRAGANSETT ELECTRIC COMPANY
An order has been issued authorizing The Narragansett Electric Company (Narragansett) an electric public-utility subsidiary company of New England Electric System a registered holding company to amend its preferred stock preference provisions to allow for additional series or classes of preferred stock with different par values and to authorize additional shares of its existing class of preferred stock $50 parvalue such that the aggregate combined outstanding par value of all series thereof would not exceed $60 million (ReI 35-25694)
MASSACHUSETTS ELECTRIC COMPANY
An order has been issued authorizing Massachusetts EJectric Company (Mass Electric) an electric public-utility subsidiary company of New England Electric System a registered holding company to amend its Articles of Organization and By-laws to provide for a new class of preferred stock and to authorize additional shares of its existing class of preferred stock such that the aggregate combined outstanding parvalue of all series thereof would not exceed $120 million (Rel 35-25695)
CENTRAL AND SOUTH WEST CORPORATION ET AL
An order has been issued authorizing a proposal by Central and South West Corporation(CSW) a registered holding company Central Power and Light Company (CPL) a wholly-owned electric utility subsidiary company of CSW and CSW Credit Inc (Credit) a wholly-owned nonutility subsidiary company of CSW CSW and CPL propose to form a non-profit and non-stock corporation (OPCO) with no members under the Texas Non-Profit Corporation Act which will replace Houston Lighting and Power Company (HLP) as the project manager of the South Texas Project Electric Generating Station Because the documents regarding OPCO are not finalized the applicants request that the Commission reserve jurisdiction with respect to CPLs participation in OPCO In addition Credit proposes to acquire accounts receivable of HLP for its factoringbusiness and to borrow up to $650 million during a l2~ year period for such acquisition (Rel 35-25696)
NEWS DIGEST December 9 1992 4
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE
A proposed rule change (SR-CBOE-92-3l) filed by the Chicalo Board Options Exchanle which adds two near-term expiration months to the previously approved expiration cycle for Financial Times-Stock Exchange 100 Index options listed on the CBOE has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934 Publication of the proposal is expected in the Federal Rlister during the week of December 7 (Rel 34-31570 International Series Rel 506)
PROPOSED RULE CHANGE
The Chiclo Board Options Exchanse filed a proposed rule change (SR-CBOE-92-l9) with the Commission which amends the eligibility standards under which individualsmember organizations and j oint accounts may participate in the CSOE s Retail Automatic Execution System (RAES) for Standard amp Poors 100 Index (OEX) options The CSOE plans to include the revised eligibility standards in its rules as CBOE Rule 2417RAES Eligibility in OEX Publication of the proposal is expected in the Federal Register during the week of December 7 (Rel 34-31571)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933 The reported information appears as follows Form Name Address and Phone Number (if available) of the issuer of the security Title and the number andor face amount of the securities being offered Name of the managingunderwriter or depositor (if applicable) File number and date filed Assigned Branch and a designation if the statement is a New Issue
S-8 CINCINNATI MICROWAVE INC ONE MICROWAVE PLZ CINCINNATI OH 45249 (513) 489-5400 -150000 (1496875) COMMON STOCK (FILE 33-55144 - DEC 01) (BR 8)
S-8 CINCINNATI MICROWAVE INC ONE MICROWAVE PLZ CINCINNATI OH 45249 (513) 489-5400 -500000 (S1656250) COMMON STOCK (FILE 33middot55146 - DEC 01) (BR 8)
Smiddot1 SUNRISE BANCORP INCDE 2216 DIXIE HWY FT MITCHELL KY 41017 (606) 331-6565 -3174000 (S31740OOO) COMMON STOCK (FILE 33-55148 - DEC 01) (BR 2)
Smiddot8 MIDSOUTH CORP IDEI 111 E CAPITOL ST JACKSON MS 39201 (601) 353-7508 - 406150($352359494) COMMON STOCK (FILE 33middot55150 DEC 01) (BR 5)
Smiddot3 ORBITAL SCIENCES CORP IDEI 12500 FAIR LAKES CIRCLE FAIRFAX VA 22033 (703) 631-3600 - 63250000 ($63250000) CONVERTIBLE DEBENTURES AND NOTES (FILE33-55156 - DEC 01) (BR 12)
NEWS DIGEST December 9 1992 5
REGISTRATIONS CONTINUED
S-8 CAREMARK INTERNATIONAL INC ONE BAXTER PARKWAY DEERFIELD IL 60015 (708) 948-2000 72667 ($981005) COMMON STOCK_ (FILE 33-55160 - DEC 01) (BR 6)
S-8 CAREMARK INTERNATIONAL INC ONE BAXTER PARKWAY DEERFIELD IL 60015 (708) 948-2000 - 14000000 ($189000000) COMMON STOCK (FILE 33-55162 - DEC 01) (BR 6)
S-8 CAREMARK INTERNATIONAL INC ONE BAXTER PARKWAY DEERFIELD IL 60015 (708) 948-2000 - 6000000 ($81000000) COMMltgtN STOCK (FILE 33-55164 - DEC 01) (BR 6)
S-8 BURLINGTON NORTHERN INCIDEI 3800 CONTINENTAL PLZ 777 MAIN ST FT WORTH TX 76102 (817) 878-2000 - 500000 ($20812500) COMMON STOCK_ (FILE 33-55196 - DEC 01)(BR_ 5)
S-3 FRUIT OF THE LOOM INC IDEI 5000 SEARS TWR 233 S WACKER DR CHICAGO IL 60606 (312) 876-1724 - 630000 ($30161250) COMMON STOCK (FILE 33-55198 - DEC 01)(BR 8)
S-1 BIOCONTROL TECHNOLOGY INC 300 INDIAN SPRINGS RD INDIANA PA 15701 (412) 349-1811 6450612 ($22964179) COMMON STOCK_ (FILE 33-55200 - DEC 01) (BR 8)
S-8 LINCARE HOLDINGS INC 19337 US 19 N STE 500 CLEARWATER FL 34624 (813) 530-7700 -1486884 ($1379071) COMMON STOCK_ (FILE 33-55202 - DEC 01) (BR 5)
S-1 ALCO INTERNATIONAL GROUP INC 10085 CARROLL CANYON ROAD SUITE 100 SAN DIEGO CA 92131 (619) 695-9555 3735799 ($24933717) COMMON STOCK (FILE 33-55204 - DEC 01)(BR 4)
S-8 ECOSCIENCE CORP IDE THREE BIOTECH PARK ONE INNOVATION DR WORCESTER MA 01605 (508) 754-0300 - 802025 ($5614175) COMMON STOCK (FILE 33-55206 - DEC 01) (BR 8)
S-8 HEI INC 1495 STEIGER LAKE LN PO BOX 5000 VICTORIA MN 55386 (612) 443-2500 -80000 ($107200) COMMON STOCK (FILE 33-55208 - DEC 01) (BR 3)
)I S-8 ALLWASTE INC 3040 POST OAK BLVD STE 1300 HOUSTON TX 77056 (713) 623-8777 -) 800000 ($5100000) COMMON STOCK (FILE 33-55210 - DEC 01) (BR 8)
S-8 ELECTRONIC ARTS INC 1450 FASHION ISLAND BLVD SAN MATEO CA 94404 (415) 571-7171 -950000 ($30162500) COMMON STOCK (FILE 33-55212 - DEC 01) (BR 9)
S-8 AMERICAN SOFTWARE INC 470 E PACES FERRY RO NE ATLANTA GA 30305 (404) 261-4381 -500000 ($4531250) COMMON STOCK (FILE 33-55214 - DEC 01) (BR 9)
S-3 TRINITY INDUSTRIES INC 2525 STEMMONS FREEWAY DALLAS TX 75207 (214) 631-4420 -234465 ($792784781) COMMON STOCK (FILE 33-55216 - DEC 02) (BR 5)
Smiddot3 VISHAY INTERTECHNOLOGY INC 63 LINCOLN HWY MALVERN PA 19355 (215) 644-1300 -2300000 ($81075000) COMMON STOCK UNDERWRITER BEAR STEARNS amp CO INCLEHMAN BROTHERS SALOMON BROTHERS INC (FILE 33-55220 - DEC 02) (BR 3)
smiddot3 OLD NATIONAL BANCORP 420 MAIN ST EVANSVILLE IN 47708 (812) 464-1200 - 50000000($50000000) STRAIGHT BONDS (FILE 33-55222 - DEC 02) (BR 1)
S-3 MELLON BANK CORP ONE MELLON BANK CTR 500 GRANT ST PITTSBURGH PA 15258 (412) 234-5000 - 2000000 ($50000000) PREFERRED STOCK (FILE 33-55228 - DEC 02)(BR_ 1)
6 NEWS DIGEST December 9 1992
REGISTRATIONS CONTINUED
S-8 ALDEN JOHN FINANCIAL CORP 7300 CORPORATE CTR DR MIAMI FL 33126 (305) 470-3767 -746966 ($16199825) COMMON STOCK (FILE 33-55230 - DEC 02) (BR 9)
S-1 HAT BRANDS INC 3301 CASTLE~ ROAD RICHMOND VIRGINA VA 23234 (804) 233-9683 -35000000 ($35000000) STRAIGHT BONOS (FILE 33-55238 - DEC 02) (BR 7)
S-8 COLUMBIA HOSPITAL CORP 777 MAIN ST STE 2100 FORT WORTH TX 76102 (817) 870-5900- 2000000 ($39500000) COMMON STOCK (FILE 33-55270 - DEC 02) (BR 6)
S-8 COLUMBIA HOSPITAL CORP 777 MAIN ST STE 2100 FORT WORTH TX 76102 (817) 870-5900- 100000 ($1975000) COMMON STOCK (FILE 33-55272 - DEC 02) (BR 6)
S-8 MUTUAL ASSURANCE INC 100 BROOK~ PLACE BIRMINGHAM AL 35209 (205) 877-4400 -75000 ($1650000) COMMON STOCK (FILE 33-55276 - DEC 02) (BR 9)
S-8 INSIGNIA FINANCIAL GROUP INC ONE INSIGNIA FINANCIAL PLZ PO BOX 1089 GREENVILLESC 29602 (803) 239-1000 - 1000000 ($1250000) COMMON STOCK (FILE 33-55278 -DEC 02) (BR 6)
Smiddot8 UNIMED INC 2150 E LAKE COOK RD BRANCHBURG TOWNSHIP BUFFALO GROVE IL 60089 (708) 541-2525 1019750 ($9177750) COMMON STOCK (FILE 33middot55286 DEC 02)(BR 2)
ACQUISITION OF SECURITIES
Companies and individuals must report to the Commission within ten days on Schedule l3D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule l3G) may in lieu of filing a Schedule l3D file a Schedule l3G within 45 daysafter the end of the calendar year in which the person became subject to Section l3(d)(1) Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule l4D-l
Below is a list of recent filings of Schedules 13D and l4D which includes the following information Column 1 - the company purchased (top) and the name of the purchaser Column 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (in OOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing ie new update or revision
EVENT SHRS(OOO) CUSIP FILINGNAME AND CLASS OF STOCKOWNER FORM DATE owNED PRIORX STATUS
AUDIO COMMUNICT NETWRK COM 158 05099410AEI MUSIC NETWORK INC 130 12 492 97 99 UPDATE
CARE CONCEPTS INC COM 2583 14163710LIFESCIENCES TECH PRTNRS ET AL 130 1011092 305 298 UPDATE
NEWS DIGEST Decembe~ 9 1992 7
ACQUISITIONS CONT
NAME ANP CLASS OF STOCKOWNER FORM EVENT DATE
SHRS(OOO)XOWNED
CUSIP FILING PRlORX STATUS
CHICAGO amp NO WESTN HLDGS CRP COM BLACKSTONE CAPITAL PARTNERS 130 12 192
12032288
16715510 335 UPDATE
DAKOTA BAN CORP INC COM 47 23391810 GACKSTETTER DEAN 0 130 22892 83 65 UPDATE
ERC INDS INC WOOD JOHN GROUP PLC
COM 130 12 492
6539472
26890220 472 UPDATE
EMULEX CORP ADVENT VI LP ET AL
COM 130 12 192
1338125
29247510 114 UPDATE
EXECUTONE INFORMATION SYS GRUBER JON 0 ET AL
COM 130 1112092
154951
30160710 00 NEW
GLACIER WTR SVCS INC COM 264 37639510
STEPHENS PAUL H ET AL 130 111992 81 00 NEW
Igtl]Yf (J-1 (
INDUSTRIAL HLDGS INC RENAISSANCE CAP PRTNRS
MTS SYS CORP BINGER E THOMAS
COM II
COM
130
130
10 792
12 392
767 45616010 250 00 NEW
300 55377710 67 00 NEW
MID ST RACEWAY INC COM 122 59549210
) BENNETT PATRICK R 130 1112092 480 467 UPDATE
I I NEW YORK BANCORP INC COM 729 64938910
MALLOY PATRICK E III ET AL 130 121 392 153 145 UPDATE
PRISM GROUP INC COM 833 74264410 RENAISSANCE CAP PRTNRS II 130 113092 190 00 NEW
SCIENTIFIC SOFTWARE INTERCOM COM RENAISSANCE CAP PRTNRS II 13D 93092
1000170
80879610 00 NEW
SERVICO INC DEL COM 333 81764810 BECKER ISIDORE A 130 12 292 94 00 NEW
STERLING SOFTWARE INC COM 625 85954710 WYLY CHARLES J JR 130 12 492 62 96 UPDATE
STERLING SOFTWARE INC COM 344 85954710 WYL Y SAM 130 12 492 34 100 UPDATE
VOLUNTEER CAP CORP NEW COM 155 92875310 EDMONDS CLARENCE ET AL 130 12 292 38 58 UPDATE
XTRA CORP COM 290 98413810 MUTUAL LIFE ASSURCANAOA ET AL 130 11 292 49 69 UPDATE
B NEWS DIGEST December 9 1992
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Item 1 Changes in Control of RegistrantItem 2 Acquisition or Disposition of AssetsItem 3 Bankruptcy or ReceivershipItem 4 Changes in Registrants Certifying AccountantItem 5 Other Materially Important EventsItem 6 Resignations of Registrants DirectorsItem 7 Financial Statements and ExhibitsItem 8 Change in Fiscal Year
The companies listed below have filed 8-K reports for the date indicated andoramendments to 8-K reports previously filed responding to the item(s) of the form specified Copies of the reports may be purchased from the Commissions Public Reference Room (when ordering please give the date of the report) An invoice will be included with the requested material when mailed
STATE 8K ITEM NO NAME OF ISSUER COOE 1 2 3 4 5 678 DATE COMMENT --- _- - --_ -_ -- --_ ------- _ ----- -
ADDSCO INDUSTRIES INC DE X X 122592ALIAS RESEARCH INC X X 103192ALLIED SIGNAL INC DE X X 111892ALTEON INC DE DE X X 113092AMERICAN GENERAL FINANCE CORP IN X X 120192AMERICAN HOUSING TRUST XI X 112592APPLIED BIOSYSTEMS INC CA X 120492ASSOCIATES CORPORATION OF NORTH AMERICA DE X 120192BALL CORP IN X X 120192BANCFLORIDA FINANCIAL CORP DE X X 120192BANK OF AME NA TR amp SA AS SPNB HO EQ LN X X 111692BARRINGER TECHNOLOGIES INC DE X 120392BEAR STEARNS SECURED INVES INC COLL MORT X X 112592BEL FUSE INC NJ NJ X 111992BELMAC CORP FL FL X X 111792BETHLEHEM CORP PA X X 112592BLACK HILLS CORP SO X 120392BOISE CASCADE CORP DE X X 120492BOSTON CAPITAL TAX CREDIT FUND II LTD PA DE X X 102392BOSTON CAPITAL TAX CREDIT FUND III L P X X 093092BRANI FF INC NV X X 072792BRENDLES INC NC X X 112292BUCKEYE PARTNERS L P DE X X 120292CATERPILLAR INC DE X 120292CATHERINES STORES CORP DE NO ITEMS 111792 AMEND CCI COOED COMMUNICATIONS INC X 112392CENTRAL BANKING SYSTEM INC DE X 112592CENTRAL PENNSYLVANIA FINANCIAL CORP PA X X 112592CMC SECURITIES CORP DE X 113092COLORADO NATIONAL BANKSHARES INC CO X 120192COMMERCIAL BANCORPORATION OF COLORADO CO X 120192CONCORD CAMERA CORP NJ X 113092CU BANCORP CA X 112092
NEWS DIGEST December 9 1992 9
8K REPORTS CONT
STATI It( ITIM NO HAME 0 ISSUER COOE 234 5 7 1 DATI CCMMINT ~bull
)
l1 rr LI -j(
)
I j
DAUPHIN TECHNOLOGY INC DIVALL INCOME PROPERTIES 3 L P OIVALL INSURED INCOME FUND LTD PARTNERSH DIVALL INSURED INCOME PROPERTIES 2 LIMIT DLJ MORTGAGE ACCEPTANCE CORP MORT PASS T DNA PLANT TECHNOLOGY CORP DREYERS GRANO ICE CREAM INC DURI RON CO INC DYCO OIL amp GAS PROGRAM 1981-1 DYCO OIL amp GAS PROGRAM 1981-2 DYCO OIL amp GAS PROGRAM 1983-1 DYCO OIL amp GAS PROGRAM 1983-2 DYCO OIL amp GAS PROGRAM 1984-1 DYCO 1917- OIL amp GAS PROGRAM DYCO 1978-1 OIL amp GAS PROGRAMS DYCO 1978-2 OIL amp GAS PROGRAMS DYec 1979-1 OIL amp GAS PROGRAMS DYCO 1979-2 OIL amp GAS PROGRAMS DYCO 1980-1 OIL amp GAS PROGRAMS DYCO 1980-2 OIL amp GAS PROGRAMS DYCO 1982-1 OIL amp GAS PROGRAMS DYCO 1982-2 OIL amp GAS PROGRAMS EASTERN AIR LINES INC ELECTRIC amp GAS TECHNOLOGY INC ELECTRIC amp GAS TECHNOLOGY INC ENZON INC EQUIMARK CORP EQUITEC FINANCIAL GROUP INC FIRST BANK SYSTEM INC FIRST USA BANK FIRST USA CREDIT CARD MAS FIRST USA BANK FIRST USA CREDIT CARD TRU
UT WI WI WI
DE DE NY MN MN MN MN MN
MN MN
MN MN MN MN DE T)(TIC DE DE CA DE
DE
IC NO ITEMS NO ITEMS NO ITIMS
)(
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X )(
X )(
)(
X )(
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X X
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1202921119211192119210289209119211209209239212392112392112392112392112392 112392 112392 1112392 112392 112392 112392 112392 112392 112392 103192 1029192 102992 12392 120292103192051592 111692 11116192
AMEND AMINO AMEND
AMEND
AMEND
AMEND
FISCHER IMAGING CORP FLORAFAX INTERNATIONAL INC
DE DE NO ITEMS
X 091892 1119192
AMEND
FORD MOTOR CREDIT CO FORTUNE BANCORP INC FO)(MEYER CORP GALVEST INC GEOOYNE RESOURCES INC GREEN TREE FINANCIAL CORP MAN HOU CON SR
DE FL DE NV DE
NO X
)(
)(
X ITEMS
X )(
)(
X )(
1204192 120292 112092030692 112492 111592
AMEND
GUNDLE ENVIRONMENTAL SYSTEMS INC HABERSHAM ENERGY CO HARCOR ENERGY INC HARSCO CORP HAWAIIAN ELECTRIC CO INC HAWAIIAN ELECTRIC INDUSTRIES INC HOLIDAY RV SUPERSTORES INC HOME FEDERAL BANCORP OF MISSOURI INC
DE OK DE DE HI HI FL 110
)(
)(
X
X )(
)(
X
X )(
X
)(
)(
)( 120392 1112592 112392120292120292 1202921210292112092
HOUSI~G HOUSING HOUSING HOUSING
SECURITIES SECURITIES SECURITIES SECURITIES
INC NY INC MOR PAS TH CERT S INC MOR PAS THR CERT INC MOR PASS THRO CER
NY
NY DE
X X X )(
)(
X X )(
112592102592102592102592
NEWS DIGEST December 9 1992 10
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 234 5 6 7 8 DATE COMMENT ---------------------------------------- _---_ - _-- _------HOUSING SECURITIES INC MaR PASS THRO CER HOUSING SECURITIES INC MOR PASS THRO CER HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORTGAGE PASS TH HUDSON GENERAL CORP INTEGRA FINANCIAL CORP INTERNET COMMUNICATIONS CORP JOY TECHNOLOGIES INC JUPITER NATIONAL INC KEOKUK BANCSHARES INC KERR GROUP INC
DE DE
DE
DE DE PA CO DE DE DE DE
X
X
X X
X X
X X X X X
X
X X X X X
X
X X X X X X X X X
X X
X X X X X
X X
102592102592102592102592102592102592102592102592102592102592102592112592120192110692112392111992 112092100192
KEY CENTURION BANCSHARES INC LAFAYETTE AMERICAN BANCORP INC LANNETT CO INC LESLIES POOLMART LIFECORE BIOMEDICAL INC LITTLE PRINCE PRODUCTIONS LTD LORAL CORP INYI
rN
DE PA CA MN NY NY
X
X
X
X X
X
X
X
X X X
X
11130920911921130920831921204921111692 12102192
AMEND
MACMILLAN BLOEDEL LTD X 113092 MARIETTA CORP MAXXAM GROUP INC IDE MAXXAM INC MBNA CORP MCCAW CELLULAR COMMUNICATIONS INC
NY DE DE MD DE
X
X X X
X X
112492120192120192112492 111792
MEDICAL INNOVATIONS INC IDEI DE X X X 111992 MEDIVATORS INC MN X 113092 MEDSTAT SYSTEMS INC MITEK SYSTEMS INC MONSANTO CO NATIONAL INTERGROUP INC NATIONSBANK CORP NEW VALLEY CORP
MI DE DE DE NC NY
X X
X X X
X X
X X X
113092112392112092112092112492113092
NORTH CAROLINA RAILROAD CO NORTHERN STATES POWER CO IMNI
NC MN
X X
1210192120192
NORTHLAND PREMIER CABLE LIMITED PARTNERS NOXSO CORP OESI POWER CORP OPTICAL SPECIALTIES INC
WA VA DE CA
NO ITEMS X
X X
X
X
073092120392112592 093092
AMEND
AMEND PAYLINE SYSTEMS INC OR X 113092 PEOPLES HERITAGE FINANCIAL GROUP INC ME X X 120392
PORTLAND GENERAL CORP lOR PORTLAND GENERAL ELECTRIC CO ORI QUALITY PRODUCTS INC RADYNE CORP RATHBONE KING amp SEELEY INC
OR OR DE NY DE
X
X
NO ITEMS X
X
X
120192120192 120192 1201192 111692
NEWS DIGEST December 9 1992 11
8K REPORTS CaNT
STATE 81( ITEM NO
NAME OF ISSUER COOE 123 4 5 678 DATE CCM4ENT
--------------------------------------- - - -- ---_ _---_ READING amp BATES CORP DE X X 1210292REGENEX INC DE X X 111692RENTECH INC CO CO X 051892REYNOLDS METALS CO DE X 113092ROBERTS PHARMACEUTICAL CORP NJ X 112492RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592SALOMON BROTHERS MORTGAGE SECURITIES VII DE X 112492SALVATORI OPHTHALMICS INC FL X 1210492SAXON MORTGAGE SECURITIES CORP VA X X 112492SAXON MORTGAGE SECURITIES CORP SERIES 19 X X 102592SEAGULL ENERGY CORP TX X X 120492SEAL FLEET INC NV X 113092SECURITY PACIFIC ACCEPTANCE CORP DE X 092791SPINNAKER SOFTWARE CORPMN MN X X 120192STANLEY WORKS CT X X 1210392STATE STREET BOSTON CORP MA X 112492
STRUCTURED ASSET SECURITIES CORPORATION DE X X 112092 SUMMIT ENVIRONMENTAL GROUP INC DE X OS2192 AMEND
bull r ) SUNGROUP INC TN X 112492 AMEND
tJ SUNGROUP INC TN X 120192n SUPRADUR COMPANIES INC DE X X X 1892rJ TEJAS POWER CORP0$ DE X 073192 AMEND ( TEXAS MERIDIAN RESOURCES CORPORATION TX X X 111392 AMEND
TEXAS UTILITIES CO TX X 112092~ TEXAS UTILITIES ELECTRIC CO TX X 1i2092 ) THORATEC LABORATORIES CORP CA X X 112392I TIDE WEST OIL CO CO X X X X X 112092
gt TIERCO GROUP INCDE DE NO ITEMS 101492 AMEND TRACOR INC DE X 1210492TRIBUNE CO DE X X 1210492TRIPLE THREAT ENTERPRISES INC NJ NJ X X 111992U S ENVIRONMENTAL INC DE X X 120192UMC ELECTRONICS CO DE X X 112092UNDERWRITERS FINANCIAL GROUP INC CO X 102192 AMEND UNICOMP INC CO X 120392UNION TEXAS PETROLEUM HOLDINGS INC DE X X 120392UNITED FINANCIAL GROUP INCDE DE X 112592UNITED MISSOURI BANCSHARES INC MO X 102892UNITED RETAIL GROUP INCDE DE X X 120292UNIVERSITY PATENTS INC DE X 111192VALUE HEALTH INC CT DE X 102092 AMEND VARITY CORP DE X 2492VIROLOGY TESTING SCIENCES INC DE X X X 120392WESTAM MORTGAGE FINANCIAL CORP AR X X 112492WESTINGHOUSE ELECTRIC CORP PA X X 120392WSMP INC NC X 112592ZAlE CORP DE X X 112592
NEWS DIGEST December 9 1992 12
Without admitting or denying the allegations Higgins consented to the entry of a final judgment permanently enjoining him from future violations of Section 17(a) of Lhe Securities Act Section lOeb) of the Exchange Act and Rule lOb-5 thereunder HiggLns Wa~ ordered to disgorge trading losses avoided of $1837380 together with prejudgment interest thereon and to pay a one-time civil penalty under the Insider Trading Sanctions Act of 1984 as amended in an amount equal to his losses avoided [SEC v Jeremy W Higgins Civil Action No C 92-4688 VRW ND Cal] (LR-13456)
COMPLAINT FILED AGAINST STOCK PROMOTERS
The Commission announced the filing of a complaint commencing a civil action against a group of penny stock promoters on November 24 1992 The complaint names Glenn A Schuster Leslie Mersky Frances A Corpier Daniel L Mauss Salvatore A LanzaThomas E Russo Edward N Lamarca Jay M Vermonty and Hank P Vanderkam The complaint also names Westsphere Dunshaw Patton Ltd a corporation operated bySchuster Van Pelt Cahn amp Radclif Inc a corporation operated by Mersky and Wasatch Stock Trading Inc a Utah corporation thatis registered with the Commission as a broker-dealer
The complaint alleges these defendants violated various antifraud provisions of the Securities Act and Exchange Act in the distribution and manipulation of the shares of Bancus Richmond Inc Bancus was the survivor of a reverse merger with a shellH
company secretly controlled by Schuster Vanderkam an attorney and Corpierallegedly participated in the shell companys fraudulent offering Schuster and Mersky secretly controlled the bulk of Bancus purportedly publicly-tradeable shareswhich they distributed into the OTC market on the basis of a fraudulent promotionalscheme Mauss and Lanza through the broker-dealers and the other individual defendants also distributed Bancus shares [SEC v Glenn A Schuster et al USDCSDTX Houston Division Civil Action No H-92-3598] (LR-13457)
) CIVIL ACTION AGAINST BLAINE TAYLOR ET AL I ) The Commission announced that Final Judgments of Permanent Injunctions were entered
by the Honorable J Thomas Greene of the United States District Court District of Utah Central Division against Blaine C Taylor on June 10 1992 Ray A Warren of Salt Lake City Utah on October 29 1992 and against Lee A Walker of Las VegasNevada on June 29 1992 The Final Judgments enjoin each of the defendants from further vic lations of Section lOeb) of the Securities Exchange Act of 1934 (ExchangeAct) and Rule lOb-5 thereunder Defendants Taylor and Warren were additionallyenjoined from further violations of Section 17(a) of the Securities Act of 1933 and Sections 5(a) and S(c) of the Exchange Act and Rule 10b-6 thereunder Disgorgementof illegal profits was also ordered against Taylor Warren and Walker in the amount of $85000 $177000 and $106254 69 respectively payment of which was waived based upon defendants demonstrated inability to pay
The Final Judgments were based upon Consents and Undertakings executed by each defendant neither admitting nor denying the allegations in the Commissions complaintThe Commissions complaint alleged among other things that defendants Taylor Warren Walker acted as finders for the merger of SVS Laboratories Inc a privately-heldMaryland corporation engaged in AIDS research and Nadar Inc a Utah shell corporation and used their advance knowledge of the merger in purchasing Nadar Inc shares prior to its public announcement and thereafter selling the shares at a profit [SEC v Blaine C Taylor et al Civil Action No 88-C-6l9G D Utah] (LR-13458)
2 NEWS DIGEST December 9 1992
CIVIL ACTION AGAINST CORPORATE CAPITAL RESOURCES INC DANIEL WESTON LLOYD BLONDER MARVIN MEARS AND MORRIS LERNER
The Commi ion announced that on November 24 1992 a complaint WampI filed in the Central Ditrict of California eeking injunctive and other equitable relief againtCorporate Capital aeource Inc (Corporate Capital aeourcl) Daniel D WetonLloyd Blonder a Marvin Mear and Morri L Lerner alleging that they committed violation of Section 17(a) of the Sicuritie Act of 1933 Section lOeb) and 13(a)of the Securitie Exchange Act of 1934 and Rule 10b-S 12b-20 13a-l and 13a-13 promulgated thereunder and Section 34(b) of the Investment Company Act
The Commi bullbull ions complaint alleges that the defendants isued fale and mi leading financial tatements that materially overstated the value of Corporate CapitalResources holdings in its various investee companies Thee aggregate overvaluations of Corporate Capital Resources net asset value ranged from 7 to 53 and were contained in Corporate Capital Resources periodic filings with the Commission for each of its accounting periods ended September 30 1988 through March 31 1990 and were used to sell securities to the public
The complaint further alleges that Corporate Capital Resources improperly recorded a sham sale of one of its investee companies for the period ended September 301989 This transaction had the effect of materially inflating reported earnings in fiscal year 1989
The complaint also alleges that Daniel D Weston Lloyd Blonder R Marvin Mears and Morris L Lerner were primary violators or aiders and abettors to Corporate Capital Resources violations of the antifraud and periodic reporting provisions [SEC v Corporate Capital Resources Inc Daniel D Weston Lloyd Blonder R Marvin Mears and Morris L Lerner Civil Action No 92 700l-WJR JRx CD Cal] (LR-13460 AAE Rel 435)
INVESTMENT COMPANY ACT RELBASES
ANCHOR NATIONAL LIFE INSURANCE COMPANY ET AL
A nocice has been issued giving interested persons until December 29 to request a hearing on an application filed by Anchor National Life Insurance Company Variable Separate Account (Separate Account) SunAmerica Securities Inc and Royal Alliance Associates Inc for an order pursuant to Section 6(c) of the Investment Company Act The order would grant exemptions from the provisions of Sections 26(a)(2) and 27(c)(2) of the Act to the extent necessary to permit the deduction of a mortality and expense risk charge and a distribution expense charge from the assets of the Separate Account under certain individual and group flexible payment deferred annuity contracts (Rel1C-19147 - December 4)
NEWS DIGEST December 9 1992 3
)
I gt
GOLDEN AMERICAN LIFE INSURANCE COMPANY ET AL
A notice has been issued giving interested persons until December 29 to request a hearing on an application filed by Golden American Life Insurance Company the Golden American Separate Account D (Account) and Directed Services Inc for an order pursuant to Section 6 (c) of the Investment Company Act The order would grantexemptions from the provisions of Sections 2(a)(35) 12(b) 26(a)(2)(C) and 27(c)(2)of the Act and Rule 12b-l thereunder The exemptions would apply to the extent necessary to permit the deduction of a mortality and expense risk charge from the assets of the Account under deferred variable annuity contracts and variable annuitycertain contracts the deduction of a premium- based sales charge from accumulation value and to permit the deduction of a guaranteed death benefit charge from the accumulation value under the deferred annuity contract (Rel IC-19l48 - December 4)
HOLDING COMPANY ACT RELEASES
THE NARRAGANSETT ELECTRIC COMPANY
An order has been issued authorizing The Narragansett Electric Company (Narragansett) an electric public-utility subsidiary company of New England Electric System a registered holding company to amend its preferred stock preference provisions to allow for additional series or classes of preferred stock with different par values and to authorize additional shares of its existing class of preferred stock $50 parvalue such that the aggregate combined outstanding par value of all series thereof would not exceed $60 million (ReI 35-25694)
MASSACHUSETTS ELECTRIC COMPANY
An order has been issued authorizing Massachusetts EJectric Company (Mass Electric) an electric public-utility subsidiary company of New England Electric System a registered holding company to amend its Articles of Organization and By-laws to provide for a new class of preferred stock and to authorize additional shares of its existing class of preferred stock such that the aggregate combined outstanding parvalue of all series thereof would not exceed $120 million (Rel 35-25695)
CENTRAL AND SOUTH WEST CORPORATION ET AL
An order has been issued authorizing a proposal by Central and South West Corporation(CSW) a registered holding company Central Power and Light Company (CPL) a wholly-owned electric utility subsidiary company of CSW and CSW Credit Inc (Credit) a wholly-owned nonutility subsidiary company of CSW CSW and CPL propose to form a non-profit and non-stock corporation (OPCO) with no members under the Texas Non-Profit Corporation Act which will replace Houston Lighting and Power Company (HLP) as the project manager of the South Texas Project Electric Generating Station Because the documents regarding OPCO are not finalized the applicants request that the Commission reserve jurisdiction with respect to CPLs participation in OPCO In addition Credit proposes to acquire accounts receivable of HLP for its factoringbusiness and to borrow up to $650 million during a l2~ year period for such acquisition (Rel 35-25696)
NEWS DIGEST December 9 1992 4
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE
A proposed rule change (SR-CBOE-92-3l) filed by the Chicalo Board Options Exchanle which adds two near-term expiration months to the previously approved expiration cycle for Financial Times-Stock Exchange 100 Index options listed on the CBOE has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934 Publication of the proposal is expected in the Federal Rlister during the week of December 7 (Rel 34-31570 International Series Rel 506)
PROPOSED RULE CHANGE
The Chiclo Board Options Exchanse filed a proposed rule change (SR-CBOE-92-l9) with the Commission which amends the eligibility standards under which individualsmember organizations and j oint accounts may participate in the CSOE s Retail Automatic Execution System (RAES) for Standard amp Poors 100 Index (OEX) options The CSOE plans to include the revised eligibility standards in its rules as CBOE Rule 2417RAES Eligibility in OEX Publication of the proposal is expected in the Federal Register during the week of December 7 (Rel 34-31571)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933 The reported information appears as follows Form Name Address and Phone Number (if available) of the issuer of the security Title and the number andor face amount of the securities being offered Name of the managingunderwriter or depositor (if applicable) File number and date filed Assigned Branch and a designation if the statement is a New Issue
S-8 CINCINNATI MICROWAVE INC ONE MICROWAVE PLZ CINCINNATI OH 45249 (513) 489-5400 -150000 (1496875) COMMON STOCK (FILE 33-55144 - DEC 01) (BR 8)
S-8 CINCINNATI MICROWAVE INC ONE MICROWAVE PLZ CINCINNATI OH 45249 (513) 489-5400 -500000 (S1656250) COMMON STOCK (FILE 33middot55146 - DEC 01) (BR 8)
Smiddot1 SUNRISE BANCORP INCDE 2216 DIXIE HWY FT MITCHELL KY 41017 (606) 331-6565 -3174000 (S31740OOO) COMMON STOCK (FILE 33-55148 - DEC 01) (BR 2)
Smiddot8 MIDSOUTH CORP IDEI 111 E CAPITOL ST JACKSON MS 39201 (601) 353-7508 - 406150($352359494) COMMON STOCK (FILE 33middot55150 DEC 01) (BR 5)
Smiddot3 ORBITAL SCIENCES CORP IDEI 12500 FAIR LAKES CIRCLE FAIRFAX VA 22033 (703) 631-3600 - 63250000 ($63250000) CONVERTIBLE DEBENTURES AND NOTES (FILE33-55156 - DEC 01) (BR 12)
NEWS DIGEST December 9 1992 5
REGISTRATIONS CONTINUED
S-8 CAREMARK INTERNATIONAL INC ONE BAXTER PARKWAY DEERFIELD IL 60015 (708) 948-2000 72667 ($981005) COMMON STOCK_ (FILE 33-55160 - DEC 01) (BR 6)
S-8 CAREMARK INTERNATIONAL INC ONE BAXTER PARKWAY DEERFIELD IL 60015 (708) 948-2000 - 14000000 ($189000000) COMMON STOCK (FILE 33-55162 - DEC 01) (BR 6)
S-8 CAREMARK INTERNATIONAL INC ONE BAXTER PARKWAY DEERFIELD IL 60015 (708) 948-2000 - 6000000 ($81000000) COMMltgtN STOCK (FILE 33-55164 - DEC 01) (BR 6)
S-8 BURLINGTON NORTHERN INCIDEI 3800 CONTINENTAL PLZ 777 MAIN ST FT WORTH TX 76102 (817) 878-2000 - 500000 ($20812500) COMMON STOCK_ (FILE 33-55196 - DEC 01)(BR_ 5)
S-3 FRUIT OF THE LOOM INC IDEI 5000 SEARS TWR 233 S WACKER DR CHICAGO IL 60606 (312) 876-1724 - 630000 ($30161250) COMMON STOCK (FILE 33-55198 - DEC 01)(BR 8)
S-1 BIOCONTROL TECHNOLOGY INC 300 INDIAN SPRINGS RD INDIANA PA 15701 (412) 349-1811 6450612 ($22964179) COMMON STOCK_ (FILE 33-55200 - DEC 01) (BR 8)
S-8 LINCARE HOLDINGS INC 19337 US 19 N STE 500 CLEARWATER FL 34624 (813) 530-7700 -1486884 ($1379071) COMMON STOCK_ (FILE 33-55202 - DEC 01) (BR 5)
S-1 ALCO INTERNATIONAL GROUP INC 10085 CARROLL CANYON ROAD SUITE 100 SAN DIEGO CA 92131 (619) 695-9555 3735799 ($24933717) COMMON STOCK (FILE 33-55204 - DEC 01)(BR 4)
S-8 ECOSCIENCE CORP IDE THREE BIOTECH PARK ONE INNOVATION DR WORCESTER MA 01605 (508) 754-0300 - 802025 ($5614175) COMMON STOCK (FILE 33-55206 - DEC 01) (BR 8)
S-8 HEI INC 1495 STEIGER LAKE LN PO BOX 5000 VICTORIA MN 55386 (612) 443-2500 -80000 ($107200) COMMON STOCK (FILE 33-55208 - DEC 01) (BR 3)
)I S-8 ALLWASTE INC 3040 POST OAK BLVD STE 1300 HOUSTON TX 77056 (713) 623-8777 -) 800000 ($5100000) COMMON STOCK (FILE 33-55210 - DEC 01) (BR 8)
S-8 ELECTRONIC ARTS INC 1450 FASHION ISLAND BLVD SAN MATEO CA 94404 (415) 571-7171 -950000 ($30162500) COMMON STOCK (FILE 33-55212 - DEC 01) (BR 9)
S-8 AMERICAN SOFTWARE INC 470 E PACES FERRY RO NE ATLANTA GA 30305 (404) 261-4381 -500000 ($4531250) COMMON STOCK (FILE 33-55214 - DEC 01) (BR 9)
S-3 TRINITY INDUSTRIES INC 2525 STEMMONS FREEWAY DALLAS TX 75207 (214) 631-4420 -234465 ($792784781) COMMON STOCK (FILE 33-55216 - DEC 02) (BR 5)
Smiddot3 VISHAY INTERTECHNOLOGY INC 63 LINCOLN HWY MALVERN PA 19355 (215) 644-1300 -2300000 ($81075000) COMMON STOCK UNDERWRITER BEAR STEARNS amp CO INCLEHMAN BROTHERS SALOMON BROTHERS INC (FILE 33-55220 - DEC 02) (BR 3)
smiddot3 OLD NATIONAL BANCORP 420 MAIN ST EVANSVILLE IN 47708 (812) 464-1200 - 50000000($50000000) STRAIGHT BONDS (FILE 33-55222 - DEC 02) (BR 1)
S-3 MELLON BANK CORP ONE MELLON BANK CTR 500 GRANT ST PITTSBURGH PA 15258 (412) 234-5000 - 2000000 ($50000000) PREFERRED STOCK (FILE 33-55228 - DEC 02)(BR_ 1)
6 NEWS DIGEST December 9 1992
REGISTRATIONS CONTINUED
S-8 ALDEN JOHN FINANCIAL CORP 7300 CORPORATE CTR DR MIAMI FL 33126 (305) 470-3767 -746966 ($16199825) COMMON STOCK (FILE 33-55230 - DEC 02) (BR 9)
S-1 HAT BRANDS INC 3301 CASTLE~ ROAD RICHMOND VIRGINA VA 23234 (804) 233-9683 -35000000 ($35000000) STRAIGHT BONOS (FILE 33-55238 - DEC 02) (BR 7)
S-8 COLUMBIA HOSPITAL CORP 777 MAIN ST STE 2100 FORT WORTH TX 76102 (817) 870-5900- 2000000 ($39500000) COMMON STOCK (FILE 33-55270 - DEC 02) (BR 6)
S-8 COLUMBIA HOSPITAL CORP 777 MAIN ST STE 2100 FORT WORTH TX 76102 (817) 870-5900- 100000 ($1975000) COMMON STOCK (FILE 33-55272 - DEC 02) (BR 6)
S-8 MUTUAL ASSURANCE INC 100 BROOK~ PLACE BIRMINGHAM AL 35209 (205) 877-4400 -75000 ($1650000) COMMON STOCK (FILE 33-55276 - DEC 02) (BR 9)
S-8 INSIGNIA FINANCIAL GROUP INC ONE INSIGNIA FINANCIAL PLZ PO BOX 1089 GREENVILLESC 29602 (803) 239-1000 - 1000000 ($1250000) COMMON STOCK (FILE 33-55278 -DEC 02) (BR 6)
Smiddot8 UNIMED INC 2150 E LAKE COOK RD BRANCHBURG TOWNSHIP BUFFALO GROVE IL 60089 (708) 541-2525 1019750 ($9177750) COMMON STOCK (FILE 33middot55286 DEC 02)(BR 2)
ACQUISITION OF SECURITIES
Companies and individuals must report to the Commission within ten days on Schedule l3D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule l3G) may in lieu of filing a Schedule l3D file a Schedule l3G within 45 daysafter the end of the calendar year in which the person became subject to Section l3(d)(1) Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule l4D-l
Below is a list of recent filings of Schedules 13D and l4D which includes the following information Column 1 - the company purchased (top) and the name of the purchaser Column 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (in OOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing ie new update or revision
EVENT SHRS(OOO) CUSIP FILINGNAME AND CLASS OF STOCKOWNER FORM DATE owNED PRIORX STATUS
AUDIO COMMUNICT NETWRK COM 158 05099410AEI MUSIC NETWORK INC 130 12 492 97 99 UPDATE
CARE CONCEPTS INC COM 2583 14163710LIFESCIENCES TECH PRTNRS ET AL 130 1011092 305 298 UPDATE
NEWS DIGEST Decembe~ 9 1992 7
ACQUISITIONS CONT
NAME ANP CLASS OF STOCKOWNER FORM EVENT DATE
SHRS(OOO)XOWNED
CUSIP FILING PRlORX STATUS
CHICAGO amp NO WESTN HLDGS CRP COM BLACKSTONE CAPITAL PARTNERS 130 12 192
12032288
16715510 335 UPDATE
DAKOTA BAN CORP INC COM 47 23391810 GACKSTETTER DEAN 0 130 22892 83 65 UPDATE
ERC INDS INC WOOD JOHN GROUP PLC
COM 130 12 492
6539472
26890220 472 UPDATE
EMULEX CORP ADVENT VI LP ET AL
COM 130 12 192
1338125
29247510 114 UPDATE
EXECUTONE INFORMATION SYS GRUBER JON 0 ET AL
COM 130 1112092
154951
30160710 00 NEW
GLACIER WTR SVCS INC COM 264 37639510
STEPHENS PAUL H ET AL 130 111992 81 00 NEW
Igtl]Yf (J-1 (
INDUSTRIAL HLDGS INC RENAISSANCE CAP PRTNRS
MTS SYS CORP BINGER E THOMAS
COM II
COM
130
130
10 792
12 392
767 45616010 250 00 NEW
300 55377710 67 00 NEW
MID ST RACEWAY INC COM 122 59549210
) BENNETT PATRICK R 130 1112092 480 467 UPDATE
I I NEW YORK BANCORP INC COM 729 64938910
MALLOY PATRICK E III ET AL 130 121 392 153 145 UPDATE
PRISM GROUP INC COM 833 74264410 RENAISSANCE CAP PRTNRS II 130 113092 190 00 NEW
SCIENTIFIC SOFTWARE INTERCOM COM RENAISSANCE CAP PRTNRS II 13D 93092
1000170
80879610 00 NEW
SERVICO INC DEL COM 333 81764810 BECKER ISIDORE A 130 12 292 94 00 NEW
STERLING SOFTWARE INC COM 625 85954710 WYLY CHARLES J JR 130 12 492 62 96 UPDATE
STERLING SOFTWARE INC COM 344 85954710 WYL Y SAM 130 12 492 34 100 UPDATE
VOLUNTEER CAP CORP NEW COM 155 92875310 EDMONDS CLARENCE ET AL 130 12 292 38 58 UPDATE
XTRA CORP COM 290 98413810 MUTUAL LIFE ASSURCANAOA ET AL 130 11 292 49 69 UPDATE
B NEWS DIGEST December 9 1992
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Item 1 Changes in Control of RegistrantItem 2 Acquisition or Disposition of AssetsItem 3 Bankruptcy or ReceivershipItem 4 Changes in Registrants Certifying AccountantItem 5 Other Materially Important EventsItem 6 Resignations of Registrants DirectorsItem 7 Financial Statements and ExhibitsItem 8 Change in Fiscal Year
The companies listed below have filed 8-K reports for the date indicated andoramendments to 8-K reports previously filed responding to the item(s) of the form specified Copies of the reports may be purchased from the Commissions Public Reference Room (when ordering please give the date of the report) An invoice will be included with the requested material when mailed
STATE 8K ITEM NO NAME OF ISSUER COOE 1 2 3 4 5 678 DATE COMMENT --- _- - --_ -_ -- --_ ------- _ ----- -
ADDSCO INDUSTRIES INC DE X X 122592ALIAS RESEARCH INC X X 103192ALLIED SIGNAL INC DE X X 111892ALTEON INC DE DE X X 113092AMERICAN GENERAL FINANCE CORP IN X X 120192AMERICAN HOUSING TRUST XI X 112592APPLIED BIOSYSTEMS INC CA X 120492ASSOCIATES CORPORATION OF NORTH AMERICA DE X 120192BALL CORP IN X X 120192BANCFLORIDA FINANCIAL CORP DE X X 120192BANK OF AME NA TR amp SA AS SPNB HO EQ LN X X 111692BARRINGER TECHNOLOGIES INC DE X 120392BEAR STEARNS SECURED INVES INC COLL MORT X X 112592BEL FUSE INC NJ NJ X 111992BELMAC CORP FL FL X X 111792BETHLEHEM CORP PA X X 112592BLACK HILLS CORP SO X 120392BOISE CASCADE CORP DE X X 120492BOSTON CAPITAL TAX CREDIT FUND II LTD PA DE X X 102392BOSTON CAPITAL TAX CREDIT FUND III L P X X 093092BRANI FF INC NV X X 072792BRENDLES INC NC X X 112292BUCKEYE PARTNERS L P DE X X 120292CATERPILLAR INC DE X 120292CATHERINES STORES CORP DE NO ITEMS 111792 AMEND CCI COOED COMMUNICATIONS INC X 112392CENTRAL BANKING SYSTEM INC DE X 112592CENTRAL PENNSYLVANIA FINANCIAL CORP PA X X 112592CMC SECURITIES CORP DE X 113092COLORADO NATIONAL BANKSHARES INC CO X 120192COMMERCIAL BANCORPORATION OF COLORADO CO X 120192CONCORD CAMERA CORP NJ X 113092CU BANCORP CA X 112092
NEWS DIGEST December 9 1992 9
8K REPORTS CONT
STATI It( ITIM NO HAME 0 ISSUER COOE 234 5 7 1 DATI CCMMINT ~bull
)
l1 rr LI -j(
)
I j
DAUPHIN TECHNOLOGY INC DIVALL INCOME PROPERTIES 3 L P OIVALL INSURED INCOME FUND LTD PARTNERSH DIVALL INSURED INCOME PROPERTIES 2 LIMIT DLJ MORTGAGE ACCEPTANCE CORP MORT PASS T DNA PLANT TECHNOLOGY CORP DREYERS GRANO ICE CREAM INC DURI RON CO INC DYCO OIL amp GAS PROGRAM 1981-1 DYCO OIL amp GAS PROGRAM 1981-2 DYCO OIL amp GAS PROGRAM 1983-1 DYCO OIL amp GAS PROGRAM 1983-2 DYCO OIL amp GAS PROGRAM 1984-1 DYCO 1917- OIL amp GAS PROGRAM DYCO 1978-1 OIL amp GAS PROGRAMS DYCO 1978-2 OIL amp GAS PROGRAMS DYec 1979-1 OIL amp GAS PROGRAMS DYCO 1979-2 OIL amp GAS PROGRAMS DYCO 1980-1 OIL amp GAS PROGRAMS DYCO 1980-2 OIL amp GAS PROGRAMS DYCO 1982-1 OIL amp GAS PROGRAMS DYCO 1982-2 OIL amp GAS PROGRAMS EASTERN AIR LINES INC ELECTRIC amp GAS TECHNOLOGY INC ELECTRIC amp GAS TECHNOLOGY INC ENZON INC EQUIMARK CORP EQUITEC FINANCIAL GROUP INC FIRST BANK SYSTEM INC FIRST USA BANK FIRST USA CREDIT CARD MAS FIRST USA BANK FIRST USA CREDIT CARD TRU
UT WI WI WI
DE DE NY MN MN MN MN MN
MN MN
MN MN MN MN DE T)(TIC DE DE CA DE
DE
IC NO ITEMS NO ITEMS NO ITIMS
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1202921119211192119210289209119211209209239212392112392112392112392112392 112392 112392 1112392 112392 112392 112392 112392 112392 112392 103192 1029192 102992 12392 120292103192051592 111692 11116192
AMEND AMINO AMEND
AMEND
AMEND
AMEND
FISCHER IMAGING CORP FLORAFAX INTERNATIONAL INC
DE DE NO ITEMS
X 091892 1119192
AMEND
FORD MOTOR CREDIT CO FORTUNE BANCORP INC FO)(MEYER CORP GALVEST INC GEOOYNE RESOURCES INC GREEN TREE FINANCIAL CORP MAN HOU CON SR
DE FL DE NV DE
NO X
)(
)(
X ITEMS
X )(
)(
X )(
1204192 120292 112092030692 112492 111592
AMEND
GUNDLE ENVIRONMENTAL SYSTEMS INC HABERSHAM ENERGY CO HARCOR ENERGY INC HARSCO CORP HAWAIIAN ELECTRIC CO INC HAWAIIAN ELECTRIC INDUSTRIES INC HOLIDAY RV SUPERSTORES INC HOME FEDERAL BANCORP OF MISSOURI INC
DE OK DE DE HI HI FL 110
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)( 120392 1112592 112392120292120292 1202921210292112092
HOUSI~G HOUSING HOUSING HOUSING
SECURITIES SECURITIES SECURITIES SECURITIES
INC NY INC MOR PAS TH CERT S INC MOR PAS THR CERT INC MOR PASS THRO CER
NY
NY DE
X X X )(
)(
X X )(
112592102592102592102592
NEWS DIGEST December 9 1992 10
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 234 5 6 7 8 DATE COMMENT ---------------------------------------- _---_ - _-- _------HOUSING SECURITIES INC MaR PASS THRO CER HOUSING SECURITIES INC MOR PASS THRO CER HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORTGAGE PASS TH HUDSON GENERAL CORP INTEGRA FINANCIAL CORP INTERNET COMMUNICATIONS CORP JOY TECHNOLOGIES INC JUPITER NATIONAL INC KEOKUK BANCSHARES INC KERR GROUP INC
DE DE
DE
DE DE PA CO DE DE DE DE
X
X
X X
X X
X X X X X
X
X X X X X
X
X X X X X X X X X
X X
X X X X X
X X
102592102592102592102592102592102592102592102592102592102592102592112592120192110692112392111992 112092100192
KEY CENTURION BANCSHARES INC LAFAYETTE AMERICAN BANCORP INC LANNETT CO INC LESLIES POOLMART LIFECORE BIOMEDICAL INC LITTLE PRINCE PRODUCTIONS LTD LORAL CORP INYI
rN
DE PA CA MN NY NY
X
X
X
X X
X
X
X
X X X
X
11130920911921130920831921204921111692 12102192
AMEND
MACMILLAN BLOEDEL LTD X 113092 MARIETTA CORP MAXXAM GROUP INC IDE MAXXAM INC MBNA CORP MCCAW CELLULAR COMMUNICATIONS INC
NY DE DE MD DE
X
X X X
X X
112492120192120192112492 111792
MEDICAL INNOVATIONS INC IDEI DE X X X 111992 MEDIVATORS INC MN X 113092 MEDSTAT SYSTEMS INC MITEK SYSTEMS INC MONSANTO CO NATIONAL INTERGROUP INC NATIONSBANK CORP NEW VALLEY CORP
MI DE DE DE NC NY
X X
X X X
X X
X X X
113092112392112092112092112492113092
NORTH CAROLINA RAILROAD CO NORTHERN STATES POWER CO IMNI
NC MN
X X
1210192120192
NORTHLAND PREMIER CABLE LIMITED PARTNERS NOXSO CORP OESI POWER CORP OPTICAL SPECIALTIES INC
WA VA DE CA
NO ITEMS X
X X
X
X
073092120392112592 093092
AMEND
AMEND PAYLINE SYSTEMS INC OR X 113092 PEOPLES HERITAGE FINANCIAL GROUP INC ME X X 120392
PORTLAND GENERAL CORP lOR PORTLAND GENERAL ELECTRIC CO ORI QUALITY PRODUCTS INC RADYNE CORP RATHBONE KING amp SEELEY INC
OR OR DE NY DE
X
X
NO ITEMS X
X
X
120192120192 120192 1201192 111692
NEWS DIGEST December 9 1992 11
8K REPORTS CaNT
STATE 81( ITEM NO
NAME OF ISSUER COOE 123 4 5 678 DATE CCM4ENT
--------------------------------------- - - -- ---_ _---_ READING amp BATES CORP DE X X 1210292REGENEX INC DE X X 111692RENTECH INC CO CO X 051892REYNOLDS METALS CO DE X 113092ROBERTS PHARMACEUTICAL CORP NJ X 112492RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592SALOMON BROTHERS MORTGAGE SECURITIES VII DE X 112492SALVATORI OPHTHALMICS INC FL X 1210492SAXON MORTGAGE SECURITIES CORP VA X X 112492SAXON MORTGAGE SECURITIES CORP SERIES 19 X X 102592SEAGULL ENERGY CORP TX X X 120492SEAL FLEET INC NV X 113092SECURITY PACIFIC ACCEPTANCE CORP DE X 092791SPINNAKER SOFTWARE CORPMN MN X X 120192STANLEY WORKS CT X X 1210392STATE STREET BOSTON CORP MA X 112492
STRUCTURED ASSET SECURITIES CORPORATION DE X X 112092 SUMMIT ENVIRONMENTAL GROUP INC DE X OS2192 AMEND
bull r ) SUNGROUP INC TN X 112492 AMEND
tJ SUNGROUP INC TN X 120192n SUPRADUR COMPANIES INC DE X X X 1892rJ TEJAS POWER CORP0$ DE X 073192 AMEND ( TEXAS MERIDIAN RESOURCES CORPORATION TX X X 111392 AMEND
TEXAS UTILITIES CO TX X 112092~ TEXAS UTILITIES ELECTRIC CO TX X 1i2092 ) THORATEC LABORATORIES CORP CA X X 112392I TIDE WEST OIL CO CO X X X X X 112092
gt TIERCO GROUP INCDE DE NO ITEMS 101492 AMEND TRACOR INC DE X 1210492TRIBUNE CO DE X X 1210492TRIPLE THREAT ENTERPRISES INC NJ NJ X X 111992U S ENVIRONMENTAL INC DE X X 120192UMC ELECTRONICS CO DE X X 112092UNDERWRITERS FINANCIAL GROUP INC CO X 102192 AMEND UNICOMP INC CO X 120392UNION TEXAS PETROLEUM HOLDINGS INC DE X X 120392UNITED FINANCIAL GROUP INCDE DE X 112592UNITED MISSOURI BANCSHARES INC MO X 102892UNITED RETAIL GROUP INCDE DE X X 120292UNIVERSITY PATENTS INC DE X 111192VALUE HEALTH INC CT DE X 102092 AMEND VARITY CORP DE X 2492VIROLOGY TESTING SCIENCES INC DE X X X 120392WESTAM MORTGAGE FINANCIAL CORP AR X X 112492WESTINGHOUSE ELECTRIC CORP PA X X 120392WSMP INC NC X 112592ZAlE CORP DE X X 112592
NEWS DIGEST December 9 1992 12
CIVIL ACTION AGAINST CORPORATE CAPITAL RESOURCES INC DANIEL WESTON LLOYD BLONDER MARVIN MEARS AND MORRIS LERNER
The Commi ion announced that on November 24 1992 a complaint WampI filed in the Central Ditrict of California eeking injunctive and other equitable relief againtCorporate Capital aeource Inc (Corporate Capital aeourcl) Daniel D WetonLloyd Blonder a Marvin Mear and Morri L Lerner alleging that they committed violation of Section 17(a) of the Sicuritie Act of 1933 Section lOeb) and 13(a)of the Securitie Exchange Act of 1934 and Rule 10b-S 12b-20 13a-l and 13a-13 promulgated thereunder and Section 34(b) of the Investment Company Act
The Commi bullbull ions complaint alleges that the defendants isued fale and mi leading financial tatements that materially overstated the value of Corporate CapitalResources holdings in its various investee companies Thee aggregate overvaluations of Corporate Capital Resources net asset value ranged from 7 to 53 and were contained in Corporate Capital Resources periodic filings with the Commission for each of its accounting periods ended September 30 1988 through March 31 1990 and were used to sell securities to the public
The complaint further alleges that Corporate Capital Resources improperly recorded a sham sale of one of its investee companies for the period ended September 301989 This transaction had the effect of materially inflating reported earnings in fiscal year 1989
The complaint also alleges that Daniel D Weston Lloyd Blonder R Marvin Mears and Morris L Lerner were primary violators or aiders and abettors to Corporate Capital Resources violations of the antifraud and periodic reporting provisions [SEC v Corporate Capital Resources Inc Daniel D Weston Lloyd Blonder R Marvin Mears and Morris L Lerner Civil Action No 92 700l-WJR JRx CD Cal] (LR-13460 AAE Rel 435)
INVESTMENT COMPANY ACT RELBASES
ANCHOR NATIONAL LIFE INSURANCE COMPANY ET AL
A nocice has been issued giving interested persons until December 29 to request a hearing on an application filed by Anchor National Life Insurance Company Variable Separate Account (Separate Account) SunAmerica Securities Inc and Royal Alliance Associates Inc for an order pursuant to Section 6(c) of the Investment Company Act The order would grant exemptions from the provisions of Sections 26(a)(2) and 27(c)(2) of the Act to the extent necessary to permit the deduction of a mortality and expense risk charge and a distribution expense charge from the assets of the Separate Account under certain individual and group flexible payment deferred annuity contracts (Rel1C-19147 - December 4)
NEWS DIGEST December 9 1992 3
)
I gt
GOLDEN AMERICAN LIFE INSURANCE COMPANY ET AL
A notice has been issued giving interested persons until December 29 to request a hearing on an application filed by Golden American Life Insurance Company the Golden American Separate Account D (Account) and Directed Services Inc for an order pursuant to Section 6 (c) of the Investment Company Act The order would grantexemptions from the provisions of Sections 2(a)(35) 12(b) 26(a)(2)(C) and 27(c)(2)of the Act and Rule 12b-l thereunder The exemptions would apply to the extent necessary to permit the deduction of a mortality and expense risk charge from the assets of the Account under deferred variable annuity contracts and variable annuitycertain contracts the deduction of a premium- based sales charge from accumulation value and to permit the deduction of a guaranteed death benefit charge from the accumulation value under the deferred annuity contract (Rel IC-19l48 - December 4)
HOLDING COMPANY ACT RELEASES
THE NARRAGANSETT ELECTRIC COMPANY
An order has been issued authorizing The Narragansett Electric Company (Narragansett) an electric public-utility subsidiary company of New England Electric System a registered holding company to amend its preferred stock preference provisions to allow for additional series or classes of preferred stock with different par values and to authorize additional shares of its existing class of preferred stock $50 parvalue such that the aggregate combined outstanding par value of all series thereof would not exceed $60 million (ReI 35-25694)
MASSACHUSETTS ELECTRIC COMPANY
An order has been issued authorizing Massachusetts EJectric Company (Mass Electric) an electric public-utility subsidiary company of New England Electric System a registered holding company to amend its Articles of Organization and By-laws to provide for a new class of preferred stock and to authorize additional shares of its existing class of preferred stock such that the aggregate combined outstanding parvalue of all series thereof would not exceed $120 million (Rel 35-25695)
CENTRAL AND SOUTH WEST CORPORATION ET AL
An order has been issued authorizing a proposal by Central and South West Corporation(CSW) a registered holding company Central Power and Light Company (CPL) a wholly-owned electric utility subsidiary company of CSW and CSW Credit Inc (Credit) a wholly-owned nonutility subsidiary company of CSW CSW and CPL propose to form a non-profit and non-stock corporation (OPCO) with no members under the Texas Non-Profit Corporation Act which will replace Houston Lighting and Power Company (HLP) as the project manager of the South Texas Project Electric Generating Station Because the documents regarding OPCO are not finalized the applicants request that the Commission reserve jurisdiction with respect to CPLs participation in OPCO In addition Credit proposes to acquire accounts receivable of HLP for its factoringbusiness and to borrow up to $650 million during a l2~ year period for such acquisition (Rel 35-25696)
NEWS DIGEST December 9 1992 4
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE
A proposed rule change (SR-CBOE-92-3l) filed by the Chicalo Board Options Exchanle which adds two near-term expiration months to the previously approved expiration cycle for Financial Times-Stock Exchange 100 Index options listed on the CBOE has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934 Publication of the proposal is expected in the Federal Rlister during the week of December 7 (Rel 34-31570 International Series Rel 506)
PROPOSED RULE CHANGE
The Chiclo Board Options Exchanse filed a proposed rule change (SR-CBOE-92-l9) with the Commission which amends the eligibility standards under which individualsmember organizations and j oint accounts may participate in the CSOE s Retail Automatic Execution System (RAES) for Standard amp Poors 100 Index (OEX) options The CSOE plans to include the revised eligibility standards in its rules as CBOE Rule 2417RAES Eligibility in OEX Publication of the proposal is expected in the Federal Register during the week of December 7 (Rel 34-31571)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933 The reported information appears as follows Form Name Address and Phone Number (if available) of the issuer of the security Title and the number andor face amount of the securities being offered Name of the managingunderwriter or depositor (if applicable) File number and date filed Assigned Branch and a designation if the statement is a New Issue
S-8 CINCINNATI MICROWAVE INC ONE MICROWAVE PLZ CINCINNATI OH 45249 (513) 489-5400 -150000 (1496875) COMMON STOCK (FILE 33-55144 - DEC 01) (BR 8)
S-8 CINCINNATI MICROWAVE INC ONE MICROWAVE PLZ CINCINNATI OH 45249 (513) 489-5400 -500000 (S1656250) COMMON STOCK (FILE 33middot55146 - DEC 01) (BR 8)
Smiddot1 SUNRISE BANCORP INCDE 2216 DIXIE HWY FT MITCHELL KY 41017 (606) 331-6565 -3174000 (S31740OOO) COMMON STOCK (FILE 33-55148 - DEC 01) (BR 2)
Smiddot8 MIDSOUTH CORP IDEI 111 E CAPITOL ST JACKSON MS 39201 (601) 353-7508 - 406150($352359494) COMMON STOCK (FILE 33middot55150 DEC 01) (BR 5)
Smiddot3 ORBITAL SCIENCES CORP IDEI 12500 FAIR LAKES CIRCLE FAIRFAX VA 22033 (703) 631-3600 - 63250000 ($63250000) CONVERTIBLE DEBENTURES AND NOTES (FILE33-55156 - DEC 01) (BR 12)
NEWS DIGEST December 9 1992 5
REGISTRATIONS CONTINUED
S-8 CAREMARK INTERNATIONAL INC ONE BAXTER PARKWAY DEERFIELD IL 60015 (708) 948-2000 72667 ($981005) COMMON STOCK_ (FILE 33-55160 - DEC 01) (BR 6)
S-8 CAREMARK INTERNATIONAL INC ONE BAXTER PARKWAY DEERFIELD IL 60015 (708) 948-2000 - 14000000 ($189000000) COMMON STOCK (FILE 33-55162 - DEC 01) (BR 6)
S-8 CAREMARK INTERNATIONAL INC ONE BAXTER PARKWAY DEERFIELD IL 60015 (708) 948-2000 - 6000000 ($81000000) COMMltgtN STOCK (FILE 33-55164 - DEC 01) (BR 6)
S-8 BURLINGTON NORTHERN INCIDEI 3800 CONTINENTAL PLZ 777 MAIN ST FT WORTH TX 76102 (817) 878-2000 - 500000 ($20812500) COMMON STOCK_ (FILE 33-55196 - DEC 01)(BR_ 5)
S-3 FRUIT OF THE LOOM INC IDEI 5000 SEARS TWR 233 S WACKER DR CHICAGO IL 60606 (312) 876-1724 - 630000 ($30161250) COMMON STOCK (FILE 33-55198 - DEC 01)(BR 8)
S-1 BIOCONTROL TECHNOLOGY INC 300 INDIAN SPRINGS RD INDIANA PA 15701 (412) 349-1811 6450612 ($22964179) COMMON STOCK_ (FILE 33-55200 - DEC 01) (BR 8)
S-8 LINCARE HOLDINGS INC 19337 US 19 N STE 500 CLEARWATER FL 34624 (813) 530-7700 -1486884 ($1379071) COMMON STOCK_ (FILE 33-55202 - DEC 01) (BR 5)
S-1 ALCO INTERNATIONAL GROUP INC 10085 CARROLL CANYON ROAD SUITE 100 SAN DIEGO CA 92131 (619) 695-9555 3735799 ($24933717) COMMON STOCK (FILE 33-55204 - DEC 01)(BR 4)
S-8 ECOSCIENCE CORP IDE THREE BIOTECH PARK ONE INNOVATION DR WORCESTER MA 01605 (508) 754-0300 - 802025 ($5614175) COMMON STOCK (FILE 33-55206 - DEC 01) (BR 8)
S-8 HEI INC 1495 STEIGER LAKE LN PO BOX 5000 VICTORIA MN 55386 (612) 443-2500 -80000 ($107200) COMMON STOCK (FILE 33-55208 - DEC 01) (BR 3)
)I S-8 ALLWASTE INC 3040 POST OAK BLVD STE 1300 HOUSTON TX 77056 (713) 623-8777 -) 800000 ($5100000) COMMON STOCK (FILE 33-55210 - DEC 01) (BR 8)
S-8 ELECTRONIC ARTS INC 1450 FASHION ISLAND BLVD SAN MATEO CA 94404 (415) 571-7171 -950000 ($30162500) COMMON STOCK (FILE 33-55212 - DEC 01) (BR 9)
S-8 AMERICAN SOFTWARE INC 470 E PACES FERRY RO NE ATLANTA GA 30305 (404) 261-4381 -500000 ($4531250) COMMON STOCK (FILE 33-55214 - DEC 01) (BR 9)
S-3 TRINITY INDUSTRIES INC 2525 STEMMONS FREEWAY DALLAS TX 75207 (214) 631-4420 -234465 ($792784781) COMMON STOCK (FILE 33-55216 - DEC 02) (BR 5)
Smiddot3 VISHAY INTERTECHNOLOGY INC 63 LINCOLN HWY MALVERN PA 19355 (215) 644-1300 -2300000 ($81075000) COMMON STOCK UNDERWRITER BEAR STEARNS amp CO INCLEHMAN BROTHERS SALOMON BROTHERS INC (FILE 33-55220 - DEC 02) (BR 3)
smiddot3 OLD NATIONAL BANCORP 420 MAIN ST EVANSVILLE IN 47708 (812) 464-1200 - 50000000($50000000) STRAIGHT BONDS (FILE 33-55222 - DEC 02) (BR 1)
S-3 MELLON BANK CORP ONE MELLON BANK CTR 500 GRANT ST PITTSBURGH PA 15258 (412) 234-5000 - 2000000 ($50000000) PREFERRED STOCK (FILE 33-55228 - DEC 02)(BR_ 1)
6 NEWS DIGEST December 9 1992
REGISTRATIONS CONTINUED
S-8 ALDEN JOHN FINANCIAL CORP 7300 CORPORATE CTR DR MIAMI FL 33126 (305) 470-3767 -746966 ($16199825) COMMON STOCK (FILE 33-55230 - DEC 02) (BR 9)
S-1 HAT BRANDS INC 3301 CASTLE~ ROAD RICHMOND VIRGINA VA 23234 (804) 233-9683 -35000000 ($35000000) STRAIGHT BONOS (FILE 33-55238 - DEC 02) (BR 7)
S-8 COLUMBIA HOSPITAL CORP 777 MAIN ST STE 2100 FORT WORTH TX 76102 (817) 870-5900- 2000000 ($39500000) COMMON STOCK (FILE 33-55270 - DEC 02) (BR 6)
S-8 COLUMBIA HOSPITAL CORP 777 MAIN ST STE 2100 FORT WORTH TX 76102 (817) 870-5900- 100000 ($1975000) COMMON STOCK (FILE 33-55272 - DEC 02) (BR 6)
S-8 MUTUAL ASSURANCE INC 100 BROOK~ PLACE BIRMINGHAM AL 35209 (205) 877-4400 -75000 ($1650000) COMMON STOCK (FILE 33-55276 - DEC 02) (BR 9)
S-8 INSIGNIA FINANCIAL GROUP INC ONE INSIGNIA FINANCIAL PLZ PO BOX 1089 GREENVILLESC 29602 (803) 239-1000 - 1000000 ($1250000) COMMON STOCK (FILE 33-55278 -DEC 02) (BR 6)
Smiddot8 UNIMED INC 2150 E LAKE COOK RD BRANCHBURG TOWNSHIP BUFFALO GROVE IL 60089 (708) 541-2525 1019750 ($9177750) COMMON STOCK (FILE 33middot55286 DEC 02)(BR 2)
ACQUISITION OF SECURITIES
Companies and individuals must report to the Commission within ten days on Schedule l3D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule l3G) may in lieu of filing a Schedule l3D file a Schedule l3G within 45 daysafter the end of the calendar year in which the person became subject to Section l3(d)(1) Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule l4D-l
Below is a list of recent filings of Schedules 13D and l4D which includes the following information Column 1 - the company purchased (top) and the name of the purchaser Column 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (in OOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing ie new update or revision
EVENT SHRS(OOO) CUSIP FILINGNAME AND CLASS OF STOCKOWNER FORM DATE owNED PRIORX STATUS
AUDIO COMMUNICT NETWRK COM 158 05099410AEI MUSIC NETWORK INC 130 12 492 97 99 UPDATE
CARE CONCEPTS INC COM 2583 14163710LIFESCIENCES TECH PRTNRS ET AL 130 1011092 305 298 UPDATE
NEWS DIGEST Decembe~ 9 1992 7
ACQUISITIONS CONT
NAME ANP CLASS OF STOCKOWNER FORM EVENT DATE
SHRS(OOO)XOWNED
CUSIP FILING PRlORX STATUS
CHICAGO amp NO WESTN HLDGS CRP COM BLACKSTONE CAPITAL PARTNERS 130 12 192
12032288
16715510 335 UPDATE
DAKOTA BAN CORP INC COM 47 23391810 GACKSTETTER DEAN 0 130 22892 83 65 UPDATE
ERC INDS INC WOOD JOHN GROUP PLC
COM 130 12 492
6539472
26890220 472 UPDATE
EMULEX CORP ADVENT VI LP ET AL
COM 130 12 192
1338125
29247510 114 UPDATE
EXECUTONE INFORMATION SYS GRUBER JON 0 ET AL
COM 130 1112092
154951
30160710 00 NEW
GLACIER WTR SVCS INC COM 264 37639510
STEPHENS PAUL H ET AL 130 111992 81 00 NEW
Igtl]Yf (J-1 (
INDUSTRIAL HLDGS INC RENAISSANCE CAP PRTNRS
MTS SYS CORP BINGER E THOMAS
COM II
COM
130
130
10 792
12 392
767 45616010 250 00 NEW
300 55377710 67 00 NEW
MID ST RACEWAY INC COM 122 59549210
) BENNETT PATRICK R 130 1112092 480 467 UPDATE
I I NEW YORK BANCORP INC COM 729 64938910
MALLOY PATRICK E III ET AL 130 121 392 153 145 UPDATE
PRISM GROUP INC COM 833 74264410 RENAISSANCE CAP PRTNRS II 130 113092 190 00 NEW
SCIENTIFIC SOFTWARE INTERCOM COM RENAISSANCE CAP PRTNRS II 13D 93092
1000170
80879610 00 NEW
SERVICO INC DEL COM 333 81764810 BECKER ISIDORE A 130 12 292 94 00 NEW
STERLING SOFTWARE INC COM 625 85954710 WYLY CHARLES J JR 130 12 492 62 96 UPDATE
STERLING SOFTWARE INC COM 344 85954710 WYL Y SAM 130 12 492 34 100 UPDATE
VOLUNTEER CAP CORP NEW COM 155 92875310 EDMONDS CLARENCE ET AL 130 12 292 38 58 UPDATE
XTRA CORP COM 290 98413810 MUTUAL LIFE ASSURCANAOA ET AL 130 11 292 49 69 UPDATE
B NEWS DIGEST December 9 1992
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Item 1 Changes in Control of RegistrantItem 2 Acquisition or Disposition of AssetsItem 3 Bankruptcy or ReceivershipItem 4 Changes in Registrants Certifying AccountantItem 5 Other Materially Important EventsItem 6 Resignations of Registrants DirectorsItem 7 Financial Statements and ExhibitsItem 8 Change in Fiscal Year
The companies listed below have filed 8-K reports for the date indicated andoramendments to 8-K reports previously filed responding to the item(s) of the form specified Copies of the reports may be purchased from the Commissions Public Reference Room (when ordering please give the date of the report) An invoice will be included with the requested material when mailed
STATE 8K ITEM NO NAME OF ISSUER COOE 1 2 3 4 5 678 DATE COMMENT --- _- - --_ -_ -- --_ ------- _ ----- -
ADDSCO INDUSTRIES INC DE X X 122592ALIAS RESEARCH INC X X 103192ALLIED SIGNAL INC DE X X 111892ALTEON INC DE DE X X 113092AMERICAN GENERAL FINANCE CORP IN X X 120192AMERICAN HOUSING TRUST XI X 112592APPLIED BIOSYSTEMS INC CA X 120492ASSOCIATES CORPORATION OF NORTH AMERICA DE X 120192BALL CORP IN X X 120192BANCFLORIDA FINANCIAL CORP DE X X 120192BANK OF AME NA TR amp SA AS SPNB HO EQ LN X X 111692BARRINGER TECHNOLOGIES INC DE X 120392BEAR STEARNS SECURED INVES INC COLL MORT X X 112592BEL FUSE INC NJ NJ X 111992BELMAC CORP FL FL X X 111792BETHLEHEM CORP PA X X 112592BLACK HILLS CORP SO X 120392BOISE CASCADE CORP DE X X 120492BOSTON CAPITAL TAX CREDIT FUND II LTD PA DE X X 102392BOSTON CAPITAL TAX CREDIT FUND III L P X X 093092BRANI FF INC NV X X 072792BRENDLES INC NC X X 112292BUCKEYE PARTNERS L P DE X X 120292CATERPILLAR INC DE X 120292CATHERINES STORES CORP DE NO ITEMS 111792 AMEND CCI COOED COMMUNICATIONS INC X 112392CENTRAL BANKING SYSTEM INC DE X 112592CENTRAL PENNSYLVANIA FINANCIAL CORP PA X X 112592CMC SECURITIES CORP DE X 113092COLORADO NATIONAL BANKSHARES INC CO X 120192COMMERCIAL BANCORPORATION OF COLORADO CO X 120192CONCORD CAMERA CORP NJ X 113092CU BANCORP CA X 112092
NEWS DIGEST December 9 1992 9
8K REPORTS CONT
STATI It( ITIM NO HAME 0 ISSUER COOE 234 5 7 1 DATI CCMMINT ~bull
)
l1 rr LI -j(
)
I j
DAUPHIN TECHNOLOGY INC DIVALL INCOME PROPERTIES 3 L P OIVALL INSURED INCOME FUND LTD PARTNERSH DIVALL INSURED INCOME PROPERTIES 2 LIMIT DLJ MORTGAGE ACCEPTANCE CORP MORT PASS T DNA PLANT TECHNOLOGY CORP DREYERS GRANO ICE CREAM INC DURI RON CO INC DYCO OIL amp GAS PROGRAM 1981-1 DYCO OIL amp GAS PROGRAM 1981-2 DYCO OIL amp GAS PROGRAM 1983-1 DYCO OIL amp GAS PROGRAM 1983-2 DYCO OIL amp GAS PROGRAM 1984-1 DYCO 1917- OIL amp GAS PROGRAM DYCO 1978-1 OIL amp GAS PROGRAMS DYCO 1978-2 OIL amp GAS PROGRAMS DYec 1979-1 OIL amp GAS PROGRAMS DYCO 1979-2 OIL amp GAS PROGRAMS DYCO 1980-1 OIL amp GAS PROGRAMS DYCO 1980-2 OIL amp GAS PROGRAMS DYCO 1982-1 OIL amp GAS PROGRAMS DYCO 1982-2 OIL amp GAS PROGRAMS EASTERN AIR LINES INC ELECTRIC amp GAS TECHNOLOGY INC ELECTRIC amp GAS TECHNOLOGY INC ENZON INC EQUIMARK CORP EQUITEC FINANCIAL GROUP INC FIRST BANK SYSTEM INC FIRST USA BANK FIRST USA CREDIT CARD MAS FIRST USA BANK FIRST USA CREDIT CARD TRU
UT WI WI WI
DE DE NY MN MN MN MN MN
MN MN
MN MN MN MN DE T)(TIC DE DE CA DE
DE
IC NO ITEMS NO ITEMS NO ITIMS
)(
)(
)(
)( )( )(
X )(
X )(
)(
X )(
)(
)(
)(
)(
X X
)(
X
)(
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X )( )( )(
)(
)( )(
X X )(
X X
)(
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1202921119211192119210289209119211209209239212392112392112392112392112392 112392 112392 1112392 112392 112392 112392 112392 112392 112392 103192 1029192 102992 12392 120292103192051592 111692 11116192
AMEND AMINO AMEND
AMEND
AMEND
AMEND
FISCHER IMAGING CORP FLORAFAX INTERNATIONAL INC
DE DE NO ITEMS
X 091892 1119192
AMEND
FORD MOTOR CREDIT CO FORTUNE BANCORP INC FO)(MEYER CORP GALVEST INC GEOOYNE RESOURCES INC GREEN TREE FINANCIAL CORP MAN HOU CON SR
DE FL DE NV DE
NO X
)(
)(
X ITEMS
X )(
)(
X )(
1204192 120292 112092030692 112492 111592
AMEND
GUNDLE ENVIRONMENTAL SYSTEMS INC HABERSHAM ENERGY CO HARCOR ENERGY INC HARSCO CORP HAWAIIAN ELECTRIC CO INC HAWAIIAN ELECTRIC INDUSTRIES INC HOLIDAY RV SUPERSTORES INC HOME FEDERAL BANCORP OF MISSOURI INC
DE OK DE DE HI HI FL 110
)(
)(
X
X )(
)(
X
X )(
X
)(
)(
)( 120392 1112592 112392120292120292 1202921210292112092
HOUSI~G HOUSING HOUSING HOUSING
SECURITIES SECURITIES SECURITIES SECURITIES
INC NY INC MOR PAS TH CERT S INC MOR PAS THR CERT INC MOR PASS THRO CER
NY
NY DE
X X X )(
)(
X X )(
112592102592102592102592
NEWS DIGEST December 9 1992 10
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 234 5 6 7 8 DATE COMMENT ---------------------------------------- _---_ - _-- _------HOUSING SECURITIES INC MaR PASS THRO CER HOUSING SECURITIES INC MOR PASS THRO CER HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORTGAGE PASS TH HUDSON GENERAL CORP INTEGRA FINANCIAL CORP INTERNET COMMUNICATIONS CORP JOY TECHNOLOGIES INC JUPITER NATIONAL INC KEOKUK BANCSHARES INC KERR GROUP INC
DE DE
DE
DE DE PA CO DE DE DE DE
X
X
X X
X X
X X X X X
X
X X X X X
X
X X X X X X X X X
X X
X X X X X
X X
102592102592102592102592102592102592102592102592102592102592102592112592120192110692112392111992 112092100192
KEY CENTURION BANCSHARES INC LAFAYETTE AMERICAN BANCORP INC LANNETT CO INC LESLIES POOLMART LIFECORE BIOMEDICAL INC LITTLE PRINCE PRODUCTIONS LTD LORAL CORP INYI
rN
DE PA CA MN NY NY
X
X
X
X X
X
X
X
X X X
X
11130920911921130920831921204921111692 12102192
AMEND
MACMILLAN BLOEDEL LTD X 113092 MARIETTA CORP MAXXAM GROUP INC IDE MAXXAM INC MBNA CORP MCCAW CELLULAR COMMUNICATIONS INC
NY DE DE MD DE
X
X X X
X X
112492120192120192112492 111792
MEDICAL INNOVATIONS INC IDEI DE X X X 111992 MEDIVATORS INC MN X 113092 MEDSTAT SYSTEMS INC MITEK SYSTEMS INC MONSANTO CO NATIONAL INTERGROUP INC NATIONSBANK CORP NEW VALLEY CORP
MI DE DE DE NC NY
X X
X X X
X X
X X X
113092112392112092112092112492113092
NORTH CAROLINA RAILROAD CO NORTHERN STATES POWER CO IMNI
NC MN
X X
1210192120192
NORTHLAND PREMIER CABLE LIMITED PARTNERS NOXSO CORP OESI POWER CORP OPTICAL SPECIALTIES INC
WA VA DE CA
NO ITEMS X
X X
X
X
073092120392112592 093092
AMEND
AMEND PAYLINE SYSTEMS INC OR X 113092 PEOPLES HERITAGE FINANCIAL GROUP INC ME X X 120392
PORTLAND GENERAL CORP lOR PORTLAND GENERAL ELECTRIC CO ORI QUALITY PRODUCTS INC RADYNE CORP RATHBONE KING amp SEELEY INC
OR OR DE NY DE
X
X
NO ITEMS X
X
X
120192120192 120192 1201192 111692
NEWS DIGEST December 9 1992 11
8K REPORTS CaNT
STATE 81( ITEM NO
NAME OF ISSUER COOE 123 4 5 678 DATE CCM4ENT
--------------------------------------- - - -- ---_ _---_ READING amp BATES CORP DE X X 1210292REGENEX INC DE X X 111692RENTECH INC CO CO X 051892REYNOLDS METALS CO DE X 113092ROBERTS PHARMACEUTICAL CORP NJ X 112492RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592SALOMON BROTHERS MORTGAGE SECURITIES VII DE X 112492SALVATORI OPHTHALMICS INC FL X 1210492SAXON MORTGAGE SECURITIES CORP VA X X 112492SAXON MORTGAGE SECURITIES CORP SERIES 19 X X 102592SEAGULL ENERGY CORP TX X X 120492SEAL FLEET INC NV X 113092SECURITY PACIFIC ACCEPTANCE CORP DE X 092791SPINNAKER SOFTWARE CORPMN MN X X 120192STANLEY WORKS CT X X 1210392STATE STREET BOSTON CORP MA X 112492
STRUCTURED ASSET SECURITIES CORPORATION DE X X 112092 SUMMIT ENVIRONMENTAL GROUP INC DE X OS2192 AMEND
bull r ) SUNGROUP INC TN X 112492 AMEND
tJ SUNGROUP INC TN X 120192n SUPRADUR COMPANIES INC DE X X X 1892rJ TEJAS POWER CORP0$ DE X 073192 AMEND ( TEXAS MERIDIAN RESOURCES CORPORATION TX X X 111392 AMEND
TEXAS UTILITIES CO TX X 112092~ TEXAS UTILITIES ELECTRIC CO TX X 1i2092 ) THORATEC LABORATORIES CORP CA X X 112392I TIDE WEST OIL CO CO X X X X X 112092
gt TIERCO GROUP INCDE DE NO ITEMS 101492 AMEND TRACOR INC DE X 1210492TRIBUNE CO DE X X 1210492TRIPLE THREAT ENTERPRISES INC NJ NJ X X 111992U S ENVIRONMENTAL INC DE X X 120192UMC ELECTRONICS CO DE X X 112092UNDERWRITERS FINANCIAL GROUP INC CO X 102192 AMEND UNICOMP INC CO X 120392UNION TEXAS PETROLEUM HOLDINGS INC DE X X 120392UNITED FINANCIAL GROUP INCDE DE X 112592UNITED MISSOURI BANCSHARES INC MO X 102892UNITED RETAIL GROUP INCDE DE X X 120292UNIVERSITY PATENTS INC DE X 111192VALUE HEALTH INC CT DE X 102092 AMEND VARITY CORP DE X 2492VIROLOGY TESTING SCIENCES INC DE X X X 120392WESTAM MORTGAGE FINANCIAL CORP AR X X 112492WESTINGHOUSE ELECTRIC CORP PA X X 120392WSMP INC NC X 112592ZAlE CORP DE X X 112592
NEWS DIGEST December 9 1992 12
)
I gt
GOLDEN AMERICAN LIFE INSURANCE COMPANY ET AL
A notice has been issued giving interested persons until December 29 to request a hearing on an application filed by Golden American Life Insurance Company the Golden American Separate Account D (Account) and Directed Services Inc for an order pursuant to Section 6 (c) of the Investment Company Act The order would grantexemptions from the provisions of Sections 2(a)(35) 12(b) 26(a)(2)(C) and 27(c)(2)of the Act and Rule 12b-l thereunder The exemptions would apply to the extent necessary to permit the deduction of a mortality and expense risk charge from the assets of the Account under deferred variable annuity contracts and variable annuitycertain contracts the deduction of a premium- based sales charge from accumulation value and to permit the deduction of a guaranteed death benefit charge from the accumulation value under the deferred annuity contract (Rel IC-19l48 - December 4)
HOLDING COMPANY ACT RELEASES
THE NARRAGANSETT ELECTRIC COMPANY
An order has been issued authorizing The Narragansett Electric Company (Narragansett) an electric public-utility subsidiary company of New England Electric System a registered holding company to amend its preferred stock preference provisions to allow for additional series or classes of preferred stock with different par values and to authorize additional shares of its existing class of preferred stock $50 parvalue such that the aggregate combined outstanding par value of all series thereof would not exceed $60 million (ReI 35-25694)
MASSACHUSETTS ELECTRIC COMPANY
An order has been issued authorizing Massachusetts EJectric Company (Mass Electric) an electric public-utility subsidiary company of New England Electric System a registered holding company to amend its Articles of Organization and By-laws to provide for a new class of preferred stock and to authorize additional shares of its existing class of preferred stock such that the aggregate combined outstanding parvalue of all series thereof would not exceed $120 million (Rel 35-25695)
CENTRAL AND SOUTH WEST CORPORATION ET AL
An order has been issued authorizing a proposal by Central and South West Corporation(CSW) a registered holding company Central Power and Light Company (CPL) a wholly-owned electric utility subsidiary company of CSW and CSW Credit Inc (Credit) a wholly-owned nonutility subsidiary company of CSW CSW and CPL propose to form a non-profit and non-stock corporation (OPCO) with no members under the Texas Non-Profit Corporation Act which will replace Houston Lighting and Power Company (HLP) as the project manager of the South Texas Project Electric Generating Station Because the documents regarding OPCO are not finalized the applicants request that the Commission reserve jurisdiction with respect to CPLs participation in OPCO In addition Credit proposes to acquire accounts receivable of HLP for its factoringbusiness and to borrow up to $650 million during a l2~ year period for such acquisition (Rel 35-25696)
NEWS DIGEST December 9 1992 4
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE
A proposed rule change (SR-CBOE-92-3l) filed by the Chicalo Board Options Exchanle which adds two near-term expiration months to the previously approved expiration cycle for Financial Times-Stock Exchange 100 Index options listed on the CBOE has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934 Publication of the proposal is expected in the Federal Rlister during the week of December 7 (Rel 34-31570 International Series Rel 506)
PROPOSED RULE CHANGE
The Chiclo Board Options Exchanse filed a proposed rule change (SR-CBOE-92-l9) with the Commission which amends the eligibility standards under which individualsmember organizations and j oint accounts may participate in the CSOE s Retail Automatic Execution System (RAES) for Standard amp Poors 100 Index (OEX) options The CSOE plans to include the revised eligibility standards in its rules as CBOE Rule 2417RAES Eligibility in OEX Publication of the proposal is expected in the Federal Register during the week of December 7 (Rel 34-31571)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933 The reported information appears as follows Form Name Address and Phone Number (if available) of the issuer of the security Title and the number andor face amount of the securities being offered Name of the managingunderwriter or depositor (if applicable) File number and date filed Assigned Branch and a designation if the statement is a New Issue
S-8 CINCINNATI MICROWAVE INC ONE MICROWAVE PLZ CINCINNATI OH 45249 (513) 489-5400 -150000 (1496875) COMMON STOCK (FILE 33-55144 - DEC 01) (BR 8)
S-8 CINCINNATI MICROWAVE INC ONE MICROWAVE PLZ CINCINNATI OH 45249 (513) 489-5400 -500000 (S1656250) COMMON STOCK (FILE 33middot55146 - DEC 01) (BR 8)
Smiddot1 SUNRISE BANCORP INCDE 2216 DIXIE HWY FT MITCHELL KY 41017 (606) 331-6565 -3174000 (S31740OOO) COMMON STOCK (FILE 33-55148 - DEC 01) (BR 2)
Smiddot8 MIDSOUTH CORP IDEI 111 E CAPITOL ST JACKSON MS 39201 (601) 353-7508 - 406150($352359494) COMMON STOCK (FILE 33middot55150 DEC 01) (BR 5)
Smiddot3 ORBITAL SCIENCES CORP IDEI 12500 FAIR LAKES CIRCLE FAIRFAX VA 22033 (703) 631-3600 - 63250000 ($63250000) CONVERTIBLE DEBENTURES AND NOTES (FILE33-55156 - DEC 01) (BR 12)
NEWS DIGEST December 9 1992 5
REGISTRATIONS CONTINUED
S-8 CAREMARK INTERNATIONAL INC ONE BAXTER PARKWAY DEERFIELD IL 60015 (708) 948-2000 72667 ($981005) COMMON STOCK_ (FILE 33-55160 - DEC 01) (BR 6)
S-8 CAREMARK INTERNATIONAL INC ONE BAXTER PARKWAY DEERFIELD IL 60015 (708) 948-2000 - 14000000 ($189000000) COMMON STOCK (FILE 33-55162 - DEC 01) (BR 6)
S-8 CAREMARK INTERNATIONAL INC ONE BAXTER PARKWAY DEERFIELD IL 60015 (708) 948-2000 - 6000000 ($81000000) COMMltgtN STOCK (FILE 33-55164 - DEC 01) (BR 6)
S-8 BURLINGTON NORTHERN INCIDEI 3800 CONTINENTAL PLZ 777 MAIN ST FT WORTH TX 76102 (817) 878-2000 - 500000 ($20812500) COMMON STOCK_ (FILE 33-55196 - DEC 01)(BR_ 5)
S-3 FRUIT OF THE LOOM INC IDEI 5000 SEARS TWR 233 S WACKER DR CHICAGO IL 60606 (312) 876-1724 - 630000 ($30161250) COMMON STOCK (FILE 33-55198 - DEC 01)(BR 8)
S-1 BIOCONTROL TECHNOLOGY INC 300 INDIAN SPRINGS RD INDIANA PA 15701 (412) 349-1811 6450612 ($22964179) COMMON STOCK_ (FILE 33-55200 - DEC 01) (BR 8)
S-8 LINCARE HOLDINGS INC 19337 US 19 N STE 500 CLEARWATER FL 34624 (813) 530-7700 -1486884 ($1379071) COMMON STOCK_ (FILE 33-55202 - DEC 01) (BR 5)
S-1 ALCO INTERNATIONAL GROUP INC 10085 CARROLL CANYON ROAD SUITE 100 SAN DIEGO CA 92131 (619) 695-9555 3735799 ($24933717) COMMON STOCK (FILE 33-55204 - DEC 01)(BR 4)
S-8 ECOSCIENCE CORP IDE THREE BIOTECH PARK ONE INNOVATION DR WORCESTER MA 01605 (508) 754-0300 - 802025 ($5614175) COMMON STOCK (FILE 33-55206 - DEC 01) (BR 8)
S-8 HEI INC 1495 STEIGER LAKE LN PO BOX 5000 VICTORIA MN 55386 (612) 443-2500 -80000 ($107200) COMMON STOCK (FILE 33-55208 - DEC 01) (BR 3)
)I S-8 ALLWASTE INC 3040 POST OAK BLVD STE 1300 HOUSTON TX 77056 (713) 623-8777 -) 800000 ($5100000) COMMON STOCK (FILE 33-55210 - DEC 01) (BR 8)
S-8 ELECTRONIC ARTS INC 1450 FASHION ISLAND BLVD SAN MATEO CA 94404 (415) 571-7171 -950000 ($30162500) COMMON STOCK (FILE 33-55212 - DEC 01) (BR 9)
S-8 AMERICAN SOFTWARE INC 470 E PACES FERRY RO NE ATLANTA GA 30305 (404) 261-4381 -500000 ($4531250) COMMON STOCK (FILE 33-55214 - DEC 01) (BR 9)
S-3 TRINITY INDUSTRIES INC 2525 STEMMONS FREEWAY DALLAS TX 75207 (214) 631-4420 -234465 ($792784781) COMMON STOCK (FILE 33-55216 - DEC 02) (BR 5)
Smiddot3 VISHAY INTERTECHNOLOGY INC 63 LINCOLN HWY MALVERN PA 19355 (215) 644-1300 -2300000 ($81075000) COMMON STOCK UNDERWRITER BEAR STEARNS amp CO INCLEHMAN BROTHERS SALOMON BROTHERS INC (FILE 33-55220 - DEC 02) (BR 3)
smiddot3 OLD NATIONAL BANCORP 420 MAIN ST EVANSVILLE IN 47708 (812) 464-1200 - 50000000($50000000) STRAIGHT BONDS (FILE 33-55222 - DEC 02) (BR 1)
S-3 MELLON BANK CORP ONE MELLON BANK CTR 500 GRANT ST PITTSBURGH PA 15258 (412) 234-5000 - 2000000 ($50000000) PREFERRED STOCK (FILE 33-55228 - DEC 02)(BR_ 1)
6 NEWS DIGEST December 9 1992
REGISTRATIONS CONTINUED
S-8 ALDEN JOHN FINANCIAL CORP 7300 CORPORATE CTR DR MIAMI FL 33126 (305) 470-3767 -746966 ($16199825) COMMON STOCK (FILE 33-55230 - DEC 02) (BR 9)
S-1 HAT BRANDS INC 3301 CASTLE~ ROAD RICHMOND VIRGINA VA 23234 (804) 233-9683 -35000000 ($35000000) STRAIGHT BONOS (FILE 33-55238 - DEC 02) (BR 7)
S-8 COLUMBIA HOSPITAL CORP 777 MAIN ST STE 2100 FORT WORTH TX 76102 (817) 870-5900- 2000000 ($39500000) COMMON STOCK (FILE 33-55270 - DEC 02) (BR 6)
S-8 COLUMBIA HOSPITAL CORP 777 MAIN ST STE 2100 FORT WORTH TX 76102 (817) 870-5900- 100000 ($1975000) COMMON STOCK (FILE 33-55272 - DEC 02) (BR 6)
S-8 MUTUAL ASSURANCE INC 100 BROOK~ PLACE BIRMINGHAM AL 35209 (205) 877-4400 -75000 ($1650000) COMMON STOCK (FILE 33-55276 - DEC 02) (BR 9)
S-8 INSIGNIA FINANCIAL GROUP INC ONE INSIGNIA FINANCIAL PLZ PO BOX 1089 GREENVILLESC 29602 (803) 239-1000 - 1000000 ($1250000) COMMON STOCK (FILE 33-55278 -DEC 02) (BR 6)
Smiddot8 UNIMED INC 2150 E LAKE COOK RD BRANCHBURG TOWNSHIP BUFFALO GROVE IL 60089 (708) 541-2525 1019750 ($9177750) COMMON STOCK (FILE 33middot55286 DEC 02)(BR 2)
ACQUISITION OF SECURITIES
Companies and individuals must report to the Commission within ten days on Schedule l3D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule l3G) may in lieu of filing a Schedule l3D file a Schedule l3G within 45 daysafter the end of the calendar year in which the person became subject to Section l3(d)(1) Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule l4D-l
Below is a list of recent filings of Schedules 13D and l4D which includes the following information Column 1 - the company purchased (top) and the name of the purchaser Column 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (in OOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing ie new update or revision
EVENT SHRS(OOO) CUSIP FILINGNAME AND CLASS OF STOCKOWNER FORM DATE owNED PRIORX STATUS
AUDIO COMMUNICT NETWRK COM 158 05099410AEI MUSIC NETWORK INC 130 12 492 97 99 UPDATE
CARE CONCEPTS INC COM 2583 14163710LIFESCIENCES TECH PRTNRS ET AL 130 1011092 305 298 UPDATE
NEWS DIGEST Decembe~ 9 1992 7
ACQUISITIONS CONT
NAME ANP CLASS OF STOCKOWNER FORM EVENT DATE
SHRS(OOO)XOWNED
CUSIP FILING PRlORX STATUS
CHICAGO amp NO WESTN HLDGS CRP COM BLACKSTONE CAPITAL PARTNERS 130 12 192
12032288
16715510 335 UPDATE
DAKOTA BAN CORP INC COM 47 23391810 GACKSTETTER DEAN 0 130 22892 83 65 UPDATE
ERC INDS INC WOOD JOHN GROUP PLC
COM 130 12 492
6539472
26890220 472 UPDATE
EMULEX CORP ADVENT VI LP ET AL
COM 130 12 192
1338125
29247510 114 UPDATE
EXECUTONE INFORMATION SYS GRUBER JON 0 ET AL
COM 130 1112092
154951
30160710 00 NEW
GLACIER WTR SVCS INC COM 264 37639510
STEPHENS PAUL H ET AL 130 111992 81 00 NEW
Igtl]Yf (J-1 (
INDUSTRIAL HLDGS INC RENAISSANCE CAP PRTNRS
MTS SYS CORP BINGER E THOMAS
COM II
COM
130
130
10 792
12 392
767 45616010 250 00 NEW
300 55377710 67 00 NEW
MID ST RACEWAY INC COM 122 59549210
) BENNETT PATRICK R 130 1112092 480 467 UPDATE
I I NEW YORK BANCORP INC COM 729 64938910
MALLOY PATRICK E III ET AL 130 121 392 153 145 UPDATE
PRISM GROUP INC COM 833 74264410 RENAISSANCE CAP PRTNRS II 130 113092 190 00 NEW
SCIENTIFIC SOFTWARE INTERCOM COM RENAISSANCE CAP PRTNRS II 13D 93092
1000170
80879610 00 NEW
SERVICO INC DEL COM 333 81764810 BECKER ISIDORE A 130 12 292 94 00 NEW
STERLING SOFTWARE INC COM 625 85954710 WYLY CHARLES J JR 130 12 492 62 96 UPDATE
STERLING SOFTWARE INC COM 344 85954710 WYL Y SAM 130 12 492 34 100 UPDATE
VOLUNTEER CAP CORP NEW COM 155 92875310 EDMONDS CLARENCE ET AL 130 12 292 38 58 UPDATE
XTRA CORP COM 290 98413810 MUTUAL LIFE ASSURCANAOA ET AL 130 11 292 49 69 UPDATE
B NEWS DIGEST December 9 1992
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Item 1 Changes in Control of RegistrantItem 2 Acquisition or Disposition of AssetsItem 3 Bankruptcy or ReceivershipItem 4 Changes in Registrants Certifying AccountantItem 5 Other Materially Important EventsItem 6 Resignations of Registrants DirectorsItem 7 Financial Statements and ExhibitsItem 8 Change in Fiscal Year
The companies listed below have filed 8-K reports for the date indicated andoramendments to 8-K reports previously filed responding to the item(s) of the form specified Copies of the reports may be purchased from the Commissions Public Reference Room (when ordering please give the date of the report) An invoice will be included with the requested material when mailed
STATE 8K ITEM NO NAME OF ISSUER COOE 1 2 3 4 5 678 DATE COMMENT --- _- - --_ -_ -- --_ ------- _ ----- -
ADDSCO INDUSTRIES INC DE X X 122592ALIAS RESEARCH INC X X 103192ALLIED SIGNAL INC DE X X 111892ALTEON INC DE DE X X 113092AMERICAN GENERAL FINANCE CORP IN X X 120192AMERICAN HOUSING TRUST XI X 112592APPLIED BIOSYSTEMS INC CA X 120492ASSOCIATES CORPORATION OF NORTH AMERICA DE X 120192BALL CORP IN X X 120192BANCFLORIDA FINANCIAL CORP DE X X 120192BANK OF AME NA TR amp SA AS SPNB HO EQ LN X X 111692BARRINGER TECHNOLOGIES INC DE X 120392BEAR STEARNS SECURED INVES INC COLL MORT X X 112592BEL FUSE INC NJ NJ X 111992BELMAC CORP FL FL X X 111792BETHLEHEM CORP PA X X 112592BLACK HILLS CORP SO X 120392BOISE CASCADE CORP DE X X 120492BOSTON CAPITAL TAX CREDIT FUND II LTD PA DE X X 102392BOSTON CAPITAL TAX CREDIT FUND III L P X X 093092BRANI FF INC NV X X 072792BRENDLES INC NC X X 112292BUCKEYE PARTNERS L P DE X X 120292CATERPILLAR INC DE X 120292CATHERINES STORES CORP DE NO ITEMS 111792 AMEND CCI COOED COMMUNICATIONS INC X 112392CENTRAL BANKING SYSTEM INC DE X 112592CENTRAL PENNSYLVANIA FINANCIAL CORP PA X X 112592CMC SECURITIES CORP DE X 113092COLORADO NATIONAL BANKSHARES INC CO X 120192COMMERCIAL BANCORPORATION OF COLORADO CO X 120192CONCORD CAMERA CORP NJ X 113092CU BANCORP CA X 112092
NEWS DIGEST December 9 1992 9
8K REPORTS CONT
STATI It( ITIM NO HAME 0 ISSUER COOE 234 5 7 1 DATI CCMMINT ~bull
)
l1 rr LI -j(
)
I j
DAUPHIN TECHNOLOGY INC DIVALL INCOME PROPERTIES 3 L P OIVALL INSURED INCOME FUND LTD PARTNERSH DIVALL INSURED INCOME PROPERTIES 2 LIMIT DLJ MORTGAGE ACCEPTANCE CORP MORT PASS T DNA PLANT TECHNOLOGY CORP DREYERS GRANO ICE CREAM INC DURI RON CO INC DYCO OIL amp GAS PROGRAM 1981-1 DYCO OIL amp GAS PROGRAM 1981-2 DYCO OIL amp GAS PROGRAM 1983-1 DYCO OIL amp GAS PROGRAM 1983-2 DYCO OIL amp GAS PROGRAM 1984-1 DYCO 1917- OIL amp GAS PROGRAM DYCO 1978-1 OIL amp GAS PROGRAMS DYCO 1978-2 OIL amp GAS PROGRAMS DYec 1979-1 OIL amp GAS PROGRAMS DYCO 1979-2 OIL amp GAS PROGRAMS DYCO 1980-1 OIL amp GAS PROGRAMS DYCO 1980-2 OIL amp GAS PROGRAMS DYCO 1982-1 OIL amp GAS PROGRAMS DYCO 1982-2 OIL amp GAS PROGRAMS EASTERN AIR LINES INC ELECTRIC amp GAS TECHNOLOGY INC ELECTRIC amp GAS TECHNOLOGY INC ENZON INC EQUIMARK CORP EQUITEC FINANCIAL GROUP INC FIRST BANK SYSTEM INC FIRST USA BANK FIRST USA CREDIT CARD MAS FIRST USA BANK FIRST USA CREDIT CARD TRU
UT WI WI WI
DE DE NY MN MN MN MN MN
MN MN
MN MN MN MN DE T)(TIC DE DE CA DE
DE
IC NO ITEMS NO ITEMS NO ITIMS
)(
)(
)(
)( )( )(
X )(
X )(
)(
X )(
)(
)(
)(
)(
X X
)(
X
)(
)(
)(
)( )(
)( )(
)(
X )( )( )(
)(
)( )(
X X )(
X X
)(
)(
)(
)(
1202921119211192119210289209119211209209239212392112392112392112392112392 112392 112392 1112392 112392 112392 112392 112392 112392 112392 103192 1029192 102992 12392 120292103192051592 111692 11116192
AMEND AMINO AMEND
AMEND
AMEND
AMEND
FISCHER IMAGING CORP FLORAFAX INTERNATIONAL INC
DE DE NO ITEMS
X 091892 1119192
AMEND
FORD MOTOR CREDIT CO FORTUNE BANCORP INC FO)(MEYER CORP GALVEST INC GEOOYNE RESOURCES INC GREEN TREE FINANCIAL CORP MAN HOU CON SR
DE FL DE NV DE
NO X
)(
)(
X ITEMS
X )(
)(
X )(
1204192 120292 112092030692 112492 111592
AMEND
GUNDLE ENVIRONMENTAL SYSTEMS INC HABERSHAM ENERGY CO HARCOR ENERGY INC HARSCO CORP HAWAIIAN ELECTRIC CO INC HAWAIIAN ELECTRIC INDUSTRIES INC HOLIDAY RV SUPERSTORES INC HOME FEDERAL BANCORP OF MISSOURI INC
DE OK DE DE HI HI FL 110
)(
)(
X
X )(
)(
X
X )(
X
)(
)(
)( 120392 1112592 112392120292120292 1202921210292112092
HOUSI~G HOUSING HOUSING HOUSING
SECURITIES SECURITIES SECURITIES SECURITIES
INC NY INC MOR PAS TH CERT S INC MOR PAS THR CERT INC MOR PASS THRO CER
NY
NY DE
X X X )(
)(
X X )(
112592102592102592102592
NEWS DIGEST December 9 1992 10
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 234 5 6 7 8 DATE COMMENT ---------------------------------------- _---_ - _-- _------HOUSING SECURITIES INC MaR PASS THRO CER HOUSING SECURITIES INC MOR PASS THRO CER HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORTGAGE PASS TH HUDSON GENERAL CORP INTEGRA FINANCIAL CORP INTERNET COMMUNICATIONS CORP JOY TECHNOLOGIES INC JUPITER NATIONAL INC KEOKUK BANCSHARES INC KERR GROUP INC
DE DE
DE
DE DE PA CO DE DE DE DE
X
X
X X
X X
X X X X X
X
X X X X X
X
X X X X X X X X X
X X
X X X X X
X X
102592102592102592102592102592102592102592102592102592102592102592112592120192110692112392111992 112092100192
KEY CENTURION BANCSHARES INC LAFAYETTE AMERICAN BANCORP INC LANNETT CO INC LESLIES POOLMART LIFECORE BIOMEDICAL INC LITTLE PRINCE PRODUCTIONS LTD LORAL CORP INYI
rN
DE PA CA MN NY NY
X
X
X
X X
X
X
X
X X X
X
11130920911921130920831921204921111692 12102192
AMEND
MACMILLAN BLOEDEL LTD X 113092 MARIETTA CORP MAXXAM GROUP INC IDE MAXXAM INC MBNA CORP MCCAW CELLULAR COMMUNICATIONS INC
NY DE DE MD DE
X
X X X
X X
112492120192120192112492 111792
MEDICAL INNOVATIONS INC IDEI DE X X X 111992 MEDIVATORS INC MN X 113092 MEDSTAT SYSTEMS INC MITEK SYSTEMS INC MONSANTO CO NATIONAL INTERGROUP INC NATIONSBANK CORP NEW VALLEY CORP
MI DE DE DE NC NY
X X
X X X
X X
X X X
113092112392112092112092112492113092
NORTH CAROLINA RAILROAD CO NORTHERN STATES POWER CO IMNI
NC MN
X X
1210192120192
NORTHLAND PREMIER CABLE LIMITED PARTNERS NOXSO CORP OESI POWER CORP OPTICAL SPECIALTIES INC
WA VA DE CA
NO ITEMS X
X X
X
X
073092120392112592 093092
AMEND
AMEND PAYLINE SYSTEMS INC OR X 113092 PEOPLES HERITAGE FINANCIAL GROUP INC ME X X 120392
PORTLAND GENERAL CORP lOR PORTLAND GENERAL ELECTRIC CO ORI QUALITY PRODUCTS INC RADYNE CORP RATHBONE KING amp SEELEY INC
OR OR DE NY DE
X
X
NO ITEMS X
X
X
120192120192 120192 1201192 111692
NEWS DIGEST December 9 1992 11
8K REPORTS CaNT
STATE 81( ITEM NO
NAME OF ISSUER COOE 123 4 5 678 DATE CCM4ENT
--------------------------------------- - - -- ---_ _---_ READING amp BATES CORP DE X X 1210292REGENEX INC DE X X 111692RENTECH INC CO CO X 051892REYNOLDS METALS CO DE X 113092ROBERTS PHARMACEUTICAL CORP NJ X 112492RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592SALOMON BROTHERS MORTGAGE SECURITIES VII DE X 112492SALVATORI OPHTHALMICS INC FL X 1210492SAXON MORTGAGE SECURITIES CORP VA X X 112492SAXON MORTGAGE SECURITIES CORP SERIES 19 X X 102592SEAGULL ENERGY CORP TX X X 120492SEAL FLEET INC NV X 113092SECURITY PACIFIC ACCEPTANCE CORP DE X 092791SPINNAKER SOFTWARE CORPMN MN X X 120192STANLEY WORKS CT X X 1210392STATE STREET BOSTON CORP MA X 112492
STRUCTURED ASSET SECURITIES CORPORATION DE X X 112092 SUMMIT ENVIRONMENTAL GROUP INC DE X OS2192 AMEND
bull r ) SUNGROUP INC TN X 112492 AMEND
tJ SUNGROUP INC TN X 120192n SUPRADUR COMPANIES INC DE X X X 1892rJ TEJAS POWER CORP0$ DE X 073192 AMEND ( TEXAS MERIDIAN RESOURCES CORPORATION TX X X 111392 AMEND
TEXAS UTILITIES CO TX X 112092~ TEXAS UTILITIES ELECTRIC CO TX X 1i2092 ) THORATEC LABORATORIES CORP CA X X 112392I TIDE WEST OIL CO CO X X X X X 112092
gt TIERCO GROUP INCDE DE NO ITEMS 101492 AMEND TRACOR INC DE X 1210492TRIBUNE CO DE X X 1210492TRIPLE THREAT ENTERPRISES INC NJ NJ X X 111992U S ENVIRONMENTAL INC DE X X 120192UMC ELECTRONICS CO DE X X 112092UNDERWRITERS FINANCIAL GROUP INC CO X 102192 AMEND UNICOMP INC CO X 120392UNION TEXAS PETROLEUM HOLDINGS INC DE X X 120392UNITED FINANCIAL GROUP INCDE DE X 112592UNITED MISSOURI BANCSHARES INC MO X 102892UNITED RETAIL GROUP INCDE DE X X 120292UNIVERSITY PATENTS INC DE X 111192VALUE HEALTH INC CT DE X 102092 AMEND VARITY CORP DE X 2492VIROLOGY TESTING SCIENCES INC DE X X X 120392WESTAM MORTGAGE FINANCIAL CORP AR X X 112492WESTINGHOUSE ELECTRIC CORP PA X X 120392WSMP INC NC X 112592ZAlE CORP DE X X 112592
NEWS DIGEST December 9 1992 12
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE
A proposed rule change (SR-CBOE-92-3l) filed by the Chicalo Board Options Exchanle which adds two near-term expiration months to the previously approved expiration cycle for Financial Times-Stock Exchange 100 Index options listed on the CBOE has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934 Publication of the proposal is expected in the Federal Rlister during the week of December 7 (Rel 34-31570 International Series Rel 506)
PROPOSED RULE CHANGE
The Chiclo Board Options Exchanse filed a proposed rule change (SR-CBOE-92-l9) with the Commission which amends the eligibility standards under which individualsmember organizations and j oint accounts may participate in the CSOE s Retail Automatic Execution System (RAES) for Standard amp Poors 100 Index (OEX) options The CSOE plans to include the revised eligibility standards in its rules as CBOE Rule 2417RAES Eligibility in OEX Publication of the proposal is expected in the Federal Register during the week of December 7 (Rel 34-31571)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933 The reported information appears as follows Form Name Address and Phone Number (if available) of the issuer of the security Title and the number andor face amount of the securities being offered Name of the managingunderwriter or depositor (if applicable) File number and date filed Assigned Branch and a designation if the statement is a New Issue
S-8 CINCINNATI MICROWAVE INC ONE MICROWAVE PLZ CINCINNATI OH 45249 (513) 489-5400 -150000 (1496875) COMMON STOCK (FILE 33-55144 - DEC 01) (BR 8)
S-8 CINCINNATI MICROWAVE INC ONE MICROWAVE PLZ CINCINNATI OH 45249 (513) 489-5400 -500000 (S1656250) COMMON STOCK (FILE 33middot55146 - DEC 01) (BR 8)
Smiddot1 SUNRISE BANCORP INCDE 2216 DIXIE HWY FT MITCHELL KY 41017 (606) 331-6565 -3174000 (S31740OOO) COMMON STOCK (FILE 33-55148 - DEC 01) (BR 2)
Smiddot8 MIDSOUTH CORP IDEI 111 E CAPITOL ST JACKSON MS 39201 (601) 353-7508 - 406150($352359494) COMMON STOCK (FILE 33middot55150 DEC 01) (BR 5)
Smiddot3 ORBITAL SCIENCES CORP IDEI 12500 FAIR LAKES CIRCLE FAIRFAX VA 22033 (703) 631-3600 - 63250000 ($63250000) CONVERTIBLE DEBENTURES AND NOTES (FILE33-55156 - DEC 01) (BR 12)
NEWS DIGEST December 9 1992 5
REGISTRATIONS CONTINUED
S-8 CAREMARK INTERNATIONAL INC ONE BAXTER PARKWAY DEERFIELD IL 60015 (708) 948-2000 72667 ($981005) COMMON STOCK_ (FILE 33-55160 - DEC 01) (BR 6)
S-8 CAREMARK INTERNATIONAL INC ONE BAXTER PARKWAY DEERFIELD IL 60015 (708) 948-2000 - 14000000 ($189000000) COMMON STOCK (FILE 33-55162 - DEC 01) (BR 6)
S-8 CAREMARK INTERNATIONAL INC ONE BAXTER PARKWAY DEERFIELD IL 60015 (708) 948-2000 - 6000000 ($81000000) COMMltgtN STOCK (FILE 33-55164 - DEC 01) (BR 6)
S-8 BURLINGTON NORTHERN INCIDEI 3800 CONTINENTAL PLZ 777 MAIN ST FT WORTH TX 76102 (817) 878-2000 - 500000 ($20812500) COMMON STOCK_ (FILE 33-55196 - DEC 01)(BR_ 5)
S-3 FRUIT OF THE LOOM INC IDEI 5000 SEARS TWR 233 S WACKER DR CHICAGO IL 60606 (312) 876-1724 - 630000 ($30161250) COMMON STOCK (FILE 33-55198 - DEC 01)(BR 8)
S-1 BIOCONTROL TECHNOLOGY INC 300 INDIAN SPRINGS RD INDIANA PA 15701 (412) 349-1811 6450612 ($22964179) COMMON STOCK_ (FILE 33-55200 - DEC 01) (BR 8)
S-8 LINCARE HOLDINGS INC 19337 US 19 N STE 500 CLEARWATER FL 34624 (813) 530-7700 -1486884 ($1379071) COMMON STOCK_ (FILE 33-55202 - DEC 01) (BR 5)
S-1 ALCO INTERNATIONAL GROUP INC 10085 CARROLL CANYON ROAD SUITE 100 SAN DIEGO CA 92131 (619) 695-9555 3735799 ($24933717) COMMON STOCK (FILE 33-55204 - DEC 01)(BR 4)
S-8 ECOSCIENCE CORP IDE THREE BIOTECH PARK ONE INNOVATION DR WORCESTER MA 01605 (508) 754-0300 - 802025 ($5614175) COMMON STOCK (FILE 33-55206 - DEC 01) (BR 8)
S-8 HEI INC 1495 STEIGER LAKE LN PO BOX 5000 VICTORIA MN 55386 (612) 443-2500 -80000 ($107200) COMMON STOCK (FILE 33-55208 - DEC 01) (BR 3)
)I S-8 ALLWASTE INC 3040 POST OAK BLVD STE 1300 HOUSTON TX 77056 (713) 623-8777 -) 800000 ($5100000) COMMON STOCK (FILE 33-55210 - DEC 01) (BR 8)
S-8 ELECTRONIC ARTS INC 1450 FASHION ISLAND BLVD SAN MATEO CA 94404 (415) 571-7171 -950000 ($30162500) COMMON STOCK (FILE 33-55212 - DEC 01) (BR 9)
S-8 AMERICAN SOFTWARE INC 470 E PACES FERRY RO NE ATLANTA GA 30305 (404) 261-4381 -500000 ($4531250) COMMON STOCK (FILE 33-55214 - DEC 01) (BR 9)
S-3 TRINITY INDUSTRIES INC 2525 STEMMONS FREEWAY DALLAS TX 75207 (214) 631-4420 -234465 ($792784781) COMMON STOCK (FILE 33-55216 - DEC 02) (BR 5)
Smiddot3 VISHAY INTERTECHNOLOGY INC 63 LINCOLN HWY MALVERN PA 19355 (215) 644-1300 -2300000 ($81075000) COMMON STOCK UNDERWRITER BEAR STEARNS amp CO INCLEHMAN BROTHERS SALOMON BROTHERS INC (FILE 33-55220 - DEC 02) (BR 3)
smiddot3 OLD NATIONAL BANCORP 420 MAIN ST EVANSVILLE IN 47708 (812) 464-1200 - 50000000($50000000) STRAIGHT BONDS (FILE 33-55222 - DEC 02) (BR 1)
S-3 MELLON BANK CORP ONE MELLON BANK CTR 500 GRANT ST PITTSBURGH PA 15258 (412) 234-5000 - 2000000 ($50000000) PREFERRED STOCK (FILE 33-55228 - DEC 02)(BR_ 1)
6 NEWS DIGEST December 9 1992
REGISTRATIONS CONTINUED
S-8 ALDEN JOHN FINANCIAL CORP 7300 CORPORATE CTR DR MIAMI FL 33126 (305) 470-3767 -746966 ($16199825) COMMON STOCK (FILE 33-55230 - DEC 02) (BR 9)
S-1 HAT BRANDS INC 3301 CASTLE~ ROAD RICHMOND VIRGINA VA 23234 (804) 233-9683 -35000000 ($35000000) STRAIGHT BONOS (FILE 33-55238 - DEC 02) (BR 7)
S-8 COLUMBIA HOSPITAL CORP 777 MAIN ST STE 2100 FORT WORTH TX 76102 (817) 870-5900- 2000000 ($39500000) COMMON STOCK (FILE 33-55270 - DEC 02) (BR 6)
S-8 COLUMBIA HOSPITAL CORP 777 MAIN ST STE 2100 FORT WORTH TX 76102 (817) 870-5900- 100000 ($1975000) COMMON STOCK (FILE 33-55272 - DEC 02) (BR 6)
S-8 MUTUAL ASSURANCE INC 100 BROOK~ PLACE BIRMINGHAM AL 35209 (205) 877-4400 -75000 ($1650000) COMMON STOCK (FILE 33-55276 - DEC 02) (BR 9)
S-8 INSIGNIA FINANCIAL GROUP INC ONE INSIGNIA FINANCIAL PLZ PO BOX 1089 GREENVILLESC 29602 (803) 239-1000 - 1000000 ($1250000) COMMON STOCK (FILE 33-55278 -DEC 02) (BR 6)
Smiddot8 UNIMED INC 2150 E LAKE COOK RD BRANCHBURG TOWNSHIP BUFFALO GROVE IL 60089 (708) 541-2525 1019750 ($9177750) COMMON STOCK (FILE 33middot55286 DEC 02)(BR 2)
ACQUISITION OF SECURITIES
Companies and individuals must report to the Commission within ten days on Schedule l3D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule l3G) may in lieu of filing a Schedule l3D file a Schedule l3G within 45 daysafter the end of the calendar year in which the person became subject to Section l3(d)(1) Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule l4D-l
Below is a list of recent filings of Schedules 13D and l4D which includes the following information Column 1 - the company purchased (top) and the name of the purchaser Column 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (in OOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing ie new update or revision
EVENT SHRS(OOO) CUSIP FILINGNAME AND CLASS OF STOCKOWNER FORM DATE owNED PRIORX STATUS
AUDIO COMMUNICT NETWRK COM 158 05099410AEI MUSIC NETWORK INC 130 12 492 97 99 UPDATE
CARE CONCEPTS INC COM 2583 14163710LIFESCIENCES TECH PRTNRS ET AL 130 1011092 305 298 UPDATE
NEWS DIGEST Decembe~ 9 1992 7
ACQUISITIONS CONT
NAME ANP CLASS OF STOCKOWNER FORM EVENT DATE
SHRS(OOO)XOWNED
CUSIP FILING PRlORX STATUS
CHICAGO amp NO WESTN HLDGS CRP COM BLACKSTONE CAPITAL PARTNERS 130 12 192
12032288
16715510 335 UPDATE
DAKOTA BAN CORP INC COM 47 23391810 GACKSTETTER DEAN 0 130 22892 83 65 UPDATE
ERC INDS INC WOOD JOHN GROUP PLC
COM 130 12 492
6539472
26890220 472 UPDATE
EMULEX CORP ADVENT VI LP ET AL
COM 130 12 192
1338125
29247510 114 UPDATE
EXECUTONE INFORMATION SYS GRUBER JON 0 ET AL
COM 130 1112092
154951
30160710 00 NEW
GLACIER WTR SVCS INC COM 264 37639510
STEPHENS PAUL H ET AL 130 111992 81 00 NEW
Igtl]Yf (J-1 (
INDUSTRIAL HLDGS INC RENAISSANCE CAP PRTNRS
MTS SYS CORP BINGER E THOMAS
COM II
COM
130
130
10 792
12 392
767 45616010 250 00 NEW
300 55377710 67 00 NEW
MID ST RACEWAY INC COM 122 59549210
) BENNETT PATRICK R 130 1112092 480 467 UPDATE
I I NEW YORK BANCORP INC COM 729 64938910
MALLOY PATRICK E III ET AL 130 121 392 153 145 UPDATE
PRISM GROUP INC COM 833 74264410 RENAISSANCE CAP PRTNRS II 130 113092 190 00 NEW
SCIENTIFIC SOFTWARE INTERCOM COM RENAISSANCE CAP PRTNRS II 13D 93092
1000170
80879610 00 NEW
SERVICO INC DEL COM 333 81764810 BECKER ISIDORE A 130 12 292 94 00 NEW
STERLING SOFTWARE INC COM 625 85954710 WYLY CHARLES J JR 130 12 492 62 96 UPDATE
STERLING SOFTWARE INC COM 344 85954710 WYL Y SAM 130 12 492 34 100 UPDATE
VOLUNTEER CAP CORP NEW COM 155 92875310 EDMONDS CLARENCE ET AL 130 12 292 38 58 UPDATE
XTRA CORP COM 290 98413810 MUTUAL LIFE ASSURCANAOA ET AL 130 11 292 49 69 UPDATE
B NEWS DIGEST December 9 1992
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Item 1 Changes in Control of RegistrantItem 2 Acquisition or Disposition of AssetsItem 3 Bankruptcy or ReceivershipItem 4 Changes in Registrants Certifying AccountantItem 5 Other Materially Important EventsItem 6 Resignations of Registrants DirectorsItem 7 Financial Statements and ExhibitsItem 8 Change in Fiscal Year
The companies listed below have filed 8-K reports for the date indicated andoramendments to 8-K reports previously filed responding to the item(s) of the form specified Copies of the reports may be purchased from the Commissions Public Reference Room (when ordering please give the date of the report) An invoice will be included with the requested material when mailed
STATE 8K ITEM NO NAME OF ISSUER COOE 1 2 3 4 5 678 DATE COMMENT --- _- - --_ -_ -- --_ ------- _ ----- -
ADDSCO INDUSTRIES INC DE X X 122592ALIAS RESEARCH INC X X 103192ALLIED SIGNAL INC DE X X 111892ALTEON INC DE DE X X 113092AMERICAN GENERAL FINANCE CORP IN X X 120192AMERICAN HOUSING TRUST XI X 112592APPLIED BIOSYSTEMS INC CA X 120492ASSOCIATES CORPORATION OF NORTH AMERICA DE X 120192BALL CORP IN X X 120192BANCFLORIDA FINANCIAL CORP DE X X 120192BANK OF AME NA TR amp SA AS SPNB HO EQ LN X X 111692BARRINGER TECHNOLOGIES INC DE X 120392BEAR STEARNS SECURED INVES INC COLL MORT X X 112592BEL FUSE INC NJ NJ X 111992BELMAC CORP FL FL X X 111792BETHLEHEM CORP PA X X 112592BLACK HILLS CORP SO X 120392BOISE CASCADE CORP DE X X 120492BOSTON CAPITAL TAX CREDIT FUND II LTD PA DE X X 102392BOSTON CAPITAL TAX CREDIT FUND III L P X X 093092BRANI FF INC NV X X 072792BRENDLES INC NC X X 112292BUCKEYE PARTNERS L P DE X X 120292CATERPILLAR INC DE X 120292CATHERINES STORES CORP DE NO ITEMS 111792 AMEND CCI COOED COMMUNICATIONS INC X 112392CENTRAL BANKING SYSTEM INC DE X 112592CENTRAL PENNSYLVANIA FINANCIAL CORP PA X X 112592CMC SECURITIES CORP DE X 113092COLORADO NATIONAL BANKSHARES INC CO X 120192COMMERCIAL BANCORPORATION OF COLORADO CO X 120192CONCORD CAMERA CORP NJ X 113092CU BANCORP CA X 112092
NEWS DIGEST December 9 1992 9
8K REPORTS CONT
STATI It( ITIM NO HAME 0 ISSUER COOE 234 5 7 1 DATI CCMMINT ~bull
)
l1 rr LI -j(
)
I j
DAUPHIN TECHNOLOGY INC DIVALL INCOME PROPERTIES 3 L P OIVALL INSURED INCOME FUND LTD PARTNERSH DIVALL INSURED INCOME PROPERTIES 2 LIMIT DLJ MORTGAGE ACCEPTANCE CORP MORT PASS T DNA PLANT TECHNOLOGY CORP DREYERS GRANO ICE CREAM INC DURI RON CO INC DYCO OIL amp GAS PROGRAM 1981-1 DYCO OIL amp GAS PROGRAM 1981-2 DYCO OIL amp GAS PROGRAM 1983-1 DYCO OIL amp GAS PROGRAM 1983-2 DYCO OIL amp GAS PROGRAM 1984-1 DYCO 1917- OIL amp GAS PROGRAM DYCO 1978-1 OIL amp GAS PROGRAMS DYCO 1978-2 OIL amp GAS PROGRAMS DYec 1979-1 OIL amp GAS PROGRAMS DYCO 1979-2 OIL amp GAS PROGRAMS DYCO 1980-1 OIL amp GAS PROGRAMS DYCO 1980-2 OIL amp GAS PROGRAMS DYCO 1982-1 OIL amp GAS PROGRAMS DYCO 1982-2 OIL amp GAS PROGRAMS EASTERN AIR LINES INC ELECTRIC amp GAS TECHNOLOGY INC ELECTRIC amp GAS TECHNOLOGY INC ENZON INC EQUIMARK CORP EQUITEC FINANCIAL GROUP INC FIRST BANK SYSTEM INC FIRST USA BANK FIRST USA CREDIT CARD MAS FIRST USA BANK FIRST USA CREDIT CARD TRU
UT WI WI WI
DE DE NY MN MN MN MN MN
MN MN
MN MN MN MN DE T)(TIC DE DE CA DE
DE
IC NO ITEMS NO ITEMS NO ITIMS
)(
)(
)(
)( )( )(
X )(
X )(
)(
X )(
)(
)(
)(
)(
X X
)(
X
)(
)(
)(
)( )(
)( )(
)(
X )( )( )(
)(
)( )(
X X )(
X X
)(
)(
)(
)(
1202921119211192119210289209119211209209239212392112392112392112392112392 112392 112392 1112392 112392 112392 112392 112392 112392 112392 103192 1029192 102992 12392 120292103192051592 111692 11116192
AMEND AMINO AMEND
AMEND
AMEND
AMEND
FISCHER IMAGING CORP FLORAFAX INTERNATIONAL INC
DE DE NO ITEMS
X 091892 1119192
AMEND
FORD MOTOR CREDIT CO FORTUNE BANCORP INC FO)(MEYER CORP GALVEST INC GEOOYNE RESOURCES INC GREEN TREE FINANCIAL CORP MAN HOU CON SR
DE FL DE NV DE
NO X
)(
)(
X ITEMS
X )(
)(
X )(
1204192 120292 112092030692 112492 111592
AMEND
GUNDLE ENVIRONMENTAL SYSTEMS INC HABERSHAM ENERGY CO HARCOR ENERGY INC HARSCO CORP HAWAIIAN ELECTRIC CO INC HAWAIIAN ELECTRIC INDUSTRIES INC HOLIDAY RV SUPERSTORES INC HOME FEDERAL BANCORP OF MISSOURI INC
DE OK DE DE HI HI FL 110
)(
)(
X
X )(
)(
X
X )(
X
)(
)(
)( 120392 1112592 112392120292120292 1202921210292112092
HOUSI~G HOUSING HOUSING HOUSING
SECURITIES SECURITIES SECURITIES SECURITIES
INC NY INC MOR PAS TH CERT S INC MOR PAS THR CERT INC MOR PASS THRO CER
NY
NY DE
X X X )(
)(
X X )(
112592102592102592102592
NEWS DIGEST December 9 1992 10
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 234 5 6 7 8 DATE COMMENT ---------------------------------------- _---_ - _-- _------HOUSING SECURITIES INC MaR PASS THRO CER HOUSING SECURITIES INC MOR PASS THRO CER HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORTGAGE PASS TH HUDSON GENERAL CORP INTEGRA FINANCIAL CORP INTERNET COMMUNICATIONS CORP JOY TECHNOLOGIES INC JUPITER NATIONAL INC KEOKUK BANCSHARES INC KERR GROUP INC
DE DE
DE
DE DE PA CO DE DE DE DE
X
X
X X
X X
X X X X X
X
X X X X X
X
X X X X X X X X X
X X
X X X X X
X X
102592102592102592102592102592102592102592102592102592102592102592112592120192110692112392111992 112092100192
KEY CENTURION BANCSHARES INC LAFAYETTE AMERICAN BANCORP INC LANNETT CO INC LESLIES POOLMART LIFECORE BIOMEDICAL INC LITTLE PRINCE PRODUCTIONS LTD LORAL CORP INYI
rN
DE PA CA MN NY NY
X
X
X
X X
X
X
X
X X X
X
11130920911921130920831921204921111692 12102192
AMEND
MACMILLAN BLOEDEL LTD X 113092 MARIETTA CORP MAXXAM GROUP INC IDE MAXXAM INC MBNA CORP MCCAW CELLULAR COMMUNICATIONS INC
NY DE DE MD DE
X
X X X
X X
112492120192120192112492 111792
MEDICAL INNOVATIONS INC IDEI DE X X X 111992 MEDIVATORS INC MN X 113092 MEDSTAT SYSTEMS INC MITEK SYSTEMS INC MONSANTO CO NATIONAL INTERGROUP INC NATIONSBANK CORP NEW VALLEY CORP
MI DE DE DE NC NY
X X
X X X
X X
X X X
113092112392112092112092112492113092
NORTH CAROLINA RAILROAD CO NORTHERN STATES POWER CO IMNI
NC MN
X X
1210192120192
NORTHLAND PREMIER CABLE LIMITED PARTNERS NOXSO CORP OESI POWER CORP OPTICAL SPECIALTIES INC
WA VA DE CA
NO ITEMS X
X X
X
X
073092120392112592 093092
AMEND
AMEND PAYLINE SYSTEMS INC OR X 113092 PEOPLES HERITAGE FINANCIAL GROUP INC ME X X 120392
PORTLAND GENERAL CORP lOR PORTLAND GENERAL ELECTRIC CO ORI QUALITY PRODUCTS INC RADYNE CORP RATHBONE KING amp SEELEY INC
OR OR DE NY DE
X
X
NO ITEMS X
X
X
120192120192 120192 1201192 111692
NEWS DIGEST December 9 1992 11
8K REPORTS CaNT
STATE 81( ITEM NO
NAME OF ISSUER COOE 123 4 5 678 DATE CCM4ENT
--------------------------------------- - - -- ---_ _---_ READING amp BATES CORP DE X X 1210292REGENEX INC DE X X 111692RENTECH INC CO CO X 051892REYNOLDS METALS CO DE X 113092ROBERTS PHARMACEUTICAL CORP NJ X 112492RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592SALOMON BROTHERS MORTGAGE SECURITIES VII DE X 112492SALVATORI OPHTHALMICS INC FL X 1210492SAXON MORTGAGE SECURITIES CORP VA X X 112492SAXON MORTGAGE SECURITIES CORP SERIES 19 X X 102592SEAGULL ENERGY CORP TX X X 120492SEAL FLEET INC NV X 113092SECURITY PACIFIC ACCEPTANCE CORP DE X 092791SPINNAKER SOFTWARE CORPMN MN X X 120192STANLEY WORKS CT X X 1210392STATE STREET BOSTON CORP MA X 112492
STRUCTURED ASSET SECURITIES CORPORATION DE X X 112092 SUMMIT ENVIRONMENTAL GROUP INC DE X OS2192 AMEND
bull r ) SUNGROUP INC TN X 112492 AMEND
tJ SUNGROUP INC TN X 120192n SUPRADUR COMPANIES INC DE X X X 1892rJ TEJAS POWER CORP0$ DE X 073192 AMEND ( TEXAS MERIDIAN RESOURCES CORPORATION TX X X 111392 AMEND
TEXAS UTILITIES CO TX X 112092~ TEXAS UTILITIES ELECTRIC CO TX X 1i2092 ) THORATEC LABORATORIES CORP CA X X 112392I TIDE WEST OIL CO CO X X X X X 112092
gt TIERCO GROUP INCDE DE NO ITEMS 101492 AMEND TRACOR INC DE X 1210492TRIBUNE CO DE X X 1210492TRIPLE THREAT ENTERPRISES INC NJ NJ X X 111992U S ENVIRONMENTAL INC DE X X 120192UMC ELECTRONICS CO DE X X 112092UNDERWRITERS FINANCIAL GROUP INC CO X 102192 AMEND UNICOMP INC CO X 120392UNION TEXAS PETROLEUM HOLDINGS INC DE X X 120392UNITED FINANCIAL GROUP INCDE DE X 112592UNITED MISSOURI BANCSHARES INC MO X 102892UNITED RETAIL GROUP INCDE DE X X 120292UNIVERSITY PATENTS INC DE X 111192VALUE HEALTH INC CT DE X 102092 AMEND VARITY CORP DE X 2492VIROLOGY TESTING SCIENCES INC DE X X X 120392WESTAM MORTGAGE FINANCIAL CORP AR X X 112492WESTINGHOUSE ELECTRIC CORP PA X X 120392WSMP INC NC X 112592ZAlE CORP DE X X 112592
NEWS DIGEST December 9 1992 12
REGISTRATIONS CONTINUED
S-8 CAREMARK INTERNATIONAL INC ONE BAXTER PARKWAY DEERFIELD IL 60015 (708) 948-2000 72667 ($981005) COMMON STOCK_ (FILE 33-55160 - DEC 01) (BR 6)
S-8 CAREMARK INTERNATIONAL INC ONE BAXTER PARKWAY DEERFIELD IL 60015 (708) 948-2000 - 14000000 ($189000000) COMMON STOCK (FILE 33-55162 - DEC 01) (BR 6)
S-8 CAREMARK INTERNATIONAL INC ONE BAXTER PARKWAY DEERFIELD IL 60015 (708) 948-2000 - 6000000 ($81000000) COMMltgtN STOCK (FILE 33-55164 - DEC 01) (BR 6)
S-8 BURLINGTON NORTHERN INCIDEI 3800 CONTINENTAL PLZ 777 MAIN ST FT WORTH TX 76102 (817) 878-2000 - 500000 ($20812500) COMMON STOCK_ (FILE 33-55196 - DEC 01)(BR_ 5)
S-3 FRUIT OF THE LOOM INC IDEI 5000 SEARS TWR 233 S WACKER DR CHICAGO IL 60606 (312) 876-1724 - 630000 ($30161250) COMMON STOCK (FILE 33-55198 - DEC 01)(BR 8)
S-1 BIOCONTROL TECHNOLOGY INC 300 INDIAN SPRINGS RD INDIANA PA 15701 (412) 349-1811 6450612 ($22964179) COMMON STOCK_ (FILE 33-55200 - DEC 01) (BR 8)
S-8 LINCARE HOLDINGS INC 19337 US 19 N STE 500 CLEARWATER FL 34624 (813) 530-7700 -1486884 ($1379071) COMMON STOCK_ (FILE 33-55202 - DEC 01) (BR 5)
S-1 ALCO INTERNATIONAL GROUP INC 10085 CARROLL CANYON ROAD SUITE 100 SAN DIEGO CA 92131 (619) 695-9555 3735799 ($24933717) COMMON STOCK (FILE 33-55204 - DEC 01)(BR 4)
S-8 ECOSCIENCE CORP IDE THREE BIOTECH PARK ONE INNOVATION DR WORCESTER MA 01605 (508) 754-0300 - 802025 ($5614175) COMMON STOCK (FILE 33-55206 - DEC 01) (BR 8)
S-8 HEI INC 1495 STEIGER LAKE LN PO BOX 5000 VICTORIA MN 55386 (612) 443-2500 -80000 ($107200) COMMON STOCK (FILE 33-55208 - DEC 01) (BR 3)
)I S-8 ALLWASTE INC 3040 POST OAK BLVD STE 1300 HOUSTON TX 77056 (713) 623-8777 -) 800000 ($5100000) COMMON STOCK (FILE 33-55210 - DEC 01) (BR 8)
S-8 ELECTRONIC ARTS INC 1450 FASHION ISLAND BLVD SAN MATEO CA 94404 (415) 571-7171 -950000 ($30162500) COMMON STOCK (FILE 33-55212 - DEC 01) (BR 9)
S-8 AMERICAN SOFTWARE INC 470 E PACES FERRY RO NE ATLANTA GA 30305 (404) 261-4381 -500000 ($4531250) COMMON STOCK (FILE 33-55214 - DEC 01) (BR 9)
S-3 TRINITY INDUSTRIES INC 2525 STEMMONS FREEWAY DALLAS TX 75207 (214) 631-4420 -234465 ($792784781) COMMON STOCK (FILE 33-55216 - DEC 02) (BR 5)
Smiddot3 VISHAY INTERTECHNOLOGY INC 63 LINCOLN HWY MALVERN PA 19355 (215) 644-1300 -2300000 ($81075000) COMMON STOCK UNDERWRITER BEAR STEARNS amp CO INCLEHMAN BROTHERS SALOMON BROTHERS INC (FILE 33-55220 - DEC 02) (BR 3)
smiddot3 OLD NATIONAL BANCORP 420 MAIN ST EVANSVILLE IN 47708 (812) 464-1200 - 50000000($50000000) STRAIGHT BONDS (FILE 33-55222 - DEC 02) (BR 1)
S-3 MELLON BANK CORP ONE MELLON BANK CTR 500 GRANT ST PITTSBURGH PA 15258 (412) 234-5000 - 2000000 ($50000000) PREFERRED STOCK (FILE 33-55228 - DEC 02)(BR_ 1)
6 NEWS DIGEST December 9 1992
REGISTRATIONS CONTINUED
S-8 ALDEN JOHN FINANCIAL CORP 7300 CORPORATE CTR DR MIAMI FL 33126 (305) 470-3767 -746966 ($16199825) COMMON STOCK (FILE 33-55230 - DEC 02) (BR 9)
S-1 HAT BRANDS INC 3301 CASTLE~ ROAD RICHMOND VIRGINA VA 23234 (804) 233-9683 -35000000 ($35000000) STRAIGHT BONOS (FILE 33-55238 - DEC 02) (BR 7)
S-8 COLUMBIA HOSPITAL CORP 777 MAIN ST STE 2100 FORT WORTH TX 76102 (817) 870-5900- 2000000 ($39500000) COMMON STOCK (FILE 33-55270 - DEC 02) (BR 6)
S-8 COLUMBIA HOSPITAL CORP 777 MAIN ST STE 2100 FORT WORTH TX 76102 (817) 870-5900- 100000 ($1975000) COMMON STOCK (FILE 33-55272 - DEC 02) (BR 6)
S-8 MUTUAL ASSURANCE INC 100 BROOK~ PLACE BIRMINGHAM AL 35209 (205) 877-4400 -75000 ($1650000) COMMON STOCK (FILE 33-55276 - DEC 02) (BR 9)
S-8 INSIGNIA FINANCIAL GROUP INC ONE INSIGNIA FINANCIAL PLZ PO BOX 1089 GREENVILLESC 29602 (803) 239-1000 - 1000000 ($1250000) COMMON STOCK (FILE 33-55278 -DEC 02) (BR 6)
Smiddot8 UNIMED INC 2150 E LAKE COOK RD BRANCHBURG TOWNSHIP BUFFALO GROVE IL 60089 (708) 541-2525 1019750 ($9177750) COMMON STOCK (FILE 33middot55286 DEC 02)(BR 2)
ACQUISITION OF SECURITIES
Companies and individuals must report to the Commission within ten days on Schedule l3D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule l3G) may in lieu of filing a Schedule l3D file a Schedule l3G within 45 daysafter the end of the calendar year in which the person became subject to Section l3(d)(1) Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule l4D-l
Below is a list of recent filings of Schedules 13D and l4D which includes the following information Column 1 - the company purchased (top) and the name of the purchaser Column 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (in OOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing ie new update or revision
EVENT SHRS(OOO) CUSIP FILINGNAME AND CLASS OF STOCKOWNER FORM DATE owNED PRIORX STATUS
AUDIO COMMUNICT NETWRK COM 158 05099410AEI MUSIC NETWORK INC 130 12 492 97 99 UPDATE
CARE CONCEPTS INC COM 2583 14163710LIFESCIENCES TECH PRTNRS ET AL 130 1011092 305 298 UPDATE
NEWS DIGEST Decembe~ 9 1992 7
ACQUISITIONS CONT
NAME ANP CLASS OF STOCKOWNER FORM EVENT DATE
SHRS(OOO)XOWNED
CUSIP FILING PRlORX STATUS
CHICAGO amp NO WESTN HLDGS CRP COM BLACKSTONE CAPITAL PARTNERS 130 12 192
12032288
16715510 335 UPDATE
DAKOTA BAN CORP INC COM 47 23391810 GACKSTETTER DEAN 0 130 22892 83 65 UPDATE
ERC INDS INC WOOD JOHN GROUP PLC
COM 130 12 492
6539472
26890220 472 UPDATE
EMULEX CORP ADVENT VI LP ET AL
COM 130 12 192
1338125
29247510 114 UPDATE
EXECUTONE INFORMATION SYS GRUBER JON 0 ET AL
COM 130 1112092
154951
30160710 00 NEW
GLACIER WTR SVCS INC COM 264 37639510
STEPHENS PAUL H ET AL 130 111992 81 00 NEW
Igtl]Yf (J-1 (
INDUSTRIAL HLDGS INC RENAISSANCE CAP PRTNRS
MTS SYS CORP BINGER E THOMAS
COM II
COM
130
130
10 792
12 392
767 45616010 250 00 NEW
300 55377710 67 00 NEW
MID ST RACEWAY INC COM 122 59549210
) BENNETT PATRICK R 130 1112092 480 467 UPDATE
I I NEW YORK BANCORP INC COM 729 64938910
MALLOY PATRICK E III ET AL 130 121 392 153 145 UPDATE
PRISM GROUP INC COM 833 74264410 RENAISSANCE CAP PRTNRS II 130 113092 190 00 NEW
SCIENTIFIC SOFTWARE INTERCOM COM RENAISSANCE CAP PRTNRS II 13D 93092
1000170
80879610 00 NEW
SERVICO INC DEL COM 333 81764810 BECKER ISIDORE A 130 12 292 94 00 NEW
STERLING SOFTWARE INC COM 625 85954710 WYLY CHARLES J JR 130 12 492 62 96 UPDATE
STERLING SOFTWARE INC COM 344 85954710 WYL Y SAM 130 12 492 34 100 UPDATE
VOLUNTEER CAP CORP NEW COM 155 92875310 EDMONDS CLARENCE ET AL 130 12 292 38 58 UPDATE
XTRA CORP COM 290 98413810 MUTUAL LIFE ASSURCANAOA ET AL 130 11 292 49 69 UPDATE
B NEWS DIGEST December 9 1992
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Item 1 Changes in Control of RegistrantItem 2 Acquisition or Disposition of AssetsItem 3 Bankruptcy or ReceivershipItem 4 Changes in Registrants Certifying AccountantItem 5 Other Materially Important EventsItem 6 Resignations of Registrants DirectorsItem 7 Financial Statements and ExhibitsItem 8 Change in Fiscal Year
The companies listed below have filed 8-K reports for the date indicated andoramendments to 8-K reports previously filed responding to the item(s) of the form specified Copies of the reports may be purchased from the Commissions Public Reference Room (when ordering please give the date of the report) An invoice will be included with the requested material when mailed
STATE 8K ITEM NO NAME OF ISSUER COOE 1 2 3 4 5 678 DATE COMMENT --- _- - --_ -_ -- --_ ------- _ ----- -
ADDSCO INDUSTRIES INC DE X X 122592ALIAS RESEARCH INC X X 103192ALLIED SIGNAL INC DE X X 111892ALTEON INC DE DE X X 113092AMERICAN GENERAL FINANCE CORP IN X X 120192AMERICAN HOUSING TRUST XI X 112592APPLIED BIOSYSTEMS INC CA X 120492ASSOCIATES CORPORATION OF NORTH AMERICA DE X 120192BALL CORP IN X X 120192BANCFLORIDA FINANCIAL CORP DE X X 120192BANK OF AME NA TR amp SA AS SPNB HO EQ LN X X 111692BARRINGER TECHNOLOGIES INC DE X 120392BEAR STEARNS SECURED INVES INC COLL MORT X X 112592BEL FUSE INC NJ NJ X 111992BELMAC CORP FL FL X X 111792BETHLEHEM CORP PA X X 112592BLACK HILLS CORP SO X 120392BOISE CASCADE CORP DE X X 120492BOSTON CAPITAL TAX CREDIT FUND II LTD PA DE X X 102392BOSTON CAPITAL TAX CREDIT FUND III L P X X 093092BRANI FF INC NV X X 072792BRENDLES INC NC X X 112292BUCKEYE PARTNERS L P DE X X 120292CATERPILLAR INC DE X 120292CATHERINES STORES CORP DE NO ITEMS 111792 AMEND CCI COOED COMMUNICATIONS INC X 112392CENTRAL BANKING SYSTEM INC DE X 112592CENTRAL PENNSYLVANIA FINANCIAL CORP PA X X 112592CMC SECURITIES CORP DE X 113092COLORADO NATIONAL BANKSHARES INC CO X 120192COMMERCIAL BANCORPORATION OF COLORADO CO X 120192CONCORD CAMERA CORP NJ X 113092CU BANCORP CA X 112092
NEWS DIGEST December 9 1992 9
8K REPORTS CONT
STATI It( ITIM NO HAME 0 ISSUER COOE 234 5 7 1 DATI CCMMINT ~bull
)
l1 rr LI -j(
)
I j
DAUPHIN TECHNOLOGY INC DIVALL INCOME PROPERTIES 3 L P OIVALL INSURED INCOME FUND LTD PARTNERSH DIVALL INSURED INCOME PROPERTIES 2 LIMIT DLJ MORTGAGE ACCEPTANCE CORP MORT PASS T DNA PLANT TECHNOLOGY CORP DREYERS GRANO ICE CREAM INC DURI RON CO INC DYCO OIL amp GAS PROGRAM 1981-1 DYCO OIL amp GAS PROGRAM 1981-2 DYCO OIL amp GAS PROGRAM 1983-1 DYCO OIL amp GAS PROGRAM 1983-2 DYCO OIL amp GAS PROGRAM 1984-1 DYCO 1917- OIL amp GAS PROGRAM DYCO 1978-1 OIL amp GAS PROGRAMS DYCO 1978-2 OIL amp GAS PROGRAMS DYec 1979-1 OIL amp GAS PROGRAMS DYCO 1979-2 OIL amp GAS PROGRAMS DYCO 1980-1 OIL amp GAS PROGRAMS DYCO 1980-2 OIL amp GAS PROGRAMS DYCO 1982-1 OIL amp GAS PROGRAMS DYCO 1982-2 OIL amp GAS PROGRAMS EASTERN AIR LINES INC ELECTRIC amp GAS TECHNOLOGY INC ELECTRIC amp GAS TECHNOLOGY INC ENZON INC EQUIMARK CORP EQUITEC FINANCIAL GROUP INC FIRST BANK SYSTEM INC FIRST USA BANK FIRST USA CREDIT CARD MAS FIRST USA BANK FIRST USA CREDIT CARD TRU
UT WI WI WI
DE DE NY MN MN MN MN MN
MN MN
MN MN MN MN DE T)(TIC DE DE CA DE
DE
IC NO ITEMS NO ITEMS NO ITIMS
)(
)(
)(
)( )( )(
X )(
X )(
)(
X )(
)(
)(
)(
)(
X X
)(
X
)(
)(
)(
)( )(
)( )(
)(
X )( )( )(
)(
)( )(
X X )(
X X
)(
)(
)(
)(
1202921119211192119210289209119211209209239212392112392112392112392112392 112392 112392 1112392 112392 112392 112392 112392 112392 112392 103192 1029192 102992 12392 120292103192051592 111692 11116192
AMEND AMINO AMEND
AMEND
AMEND
AMEND
FISCHER IMAGING CORP FLORAFAX INTERNATIONAL INC
DE DE NO ITEMS
X 091892 1119192
AMEND
FORD MOTOR CREDIT CO FORTUNE BANCORP INC FO)(MEYER CORP GALVEST INC GEOOYNE RESOURCES INC GREEN TREE FINANCIAL CORP MAN HOU CON SR
DE FL DE NV DE
NO X
)(
)(
X ITEMS
X )(
)(
X )(
1204192 120292 112092030692 112492 111592
AMEND
GUNDLE ENVIRONMENTAL SYSTEMS INC HABERSHAM ENERGY CO HARCOR ENERGY INC HARSCO CORP HAWAIIAN ELECTRIC CO INC HAWAIIAN ELECTRIC INDUSTRIES INC HOLIDAY RV SUPERSTORES INC HOME FEDERAL BANCORP OF MISSOURI INC
DE OK DE DE HI HI FL 110
)(
)(
X
X )(
)(
X
X )(
X
)(
)(
)( 120392 1112592 112392120292120292 1202921210292112092
HOUSI~G HOUSING HOUSING HOUSING
SECURITIES SECURITIES SECURITIES SECURITIES
INC NY INC MOR PAS TH CERT S INC MOR PAS THR CERT INC MOR PASS THRO CER
NY
NY DE
X X X )(
)(
X X )(
112592102592102592102592
NEWS DIGEST December 9 1992 10
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 234 5 6 7 8 DATE COMMENT ---------------------------------------- _---_ - _-- _------HOUSING SECURITIES INC MaR PASS THRO CER HOUSING SECURITIES INC MOR PASS THRO CER HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORTGAGE PASS TH HUDSON GENERAL CORP INTEGRA FINANCIAL CORP INTERNET COMMUNICATIONS CORP JOY TECHNOLOGIES INC JUPITER NATIONAL INC KEOKUK BANCSHARES INC KERR GROUP INC
DE DE
DE
DE DE PA CO DE DE DE DE
X
X
X X
X X
X X X X X
X
X X X X X
X
X X X X X X X X X
X X
X X X X X
X X
102592102592102592102592102592102592102592102592102592102592102592112592120192110692112392111992 112092100192
KEY CENTURION BANCSHARES INC LAFAYETTE AMERICAN BANCORP INC LANNETT CO INC LESLIES POOLMART LIFECORE BIOMEDICAL INC LITTLE PRINCE PRODUCTIONS LTD LORAL CORP INYI
rN
DE PA CA MN NY NY
X
X
X
X X
X
X
X
X X X
X
11130920911921130920831921204921111692 12102192
AMEND
MACMILLAN BLOEDEL LTD X 113092 MARIETTA CORP MAXXAM GROUP INC IDE MAXXAM INC MBNA CORP MCCAW CELLULAR COMMUNICATIONS INC
NY DE DE MD DE
X
X X X
X X
112492120192120192112492 111792
MEDICAL INNOVATIONS INC IDEI DE X X X 111992 MEDIVATORS INC MN X 113092 MEDSTAT SYSTEMS INC MITEK SYSTEMS INC MONSANTO CO NATIONAL INTERGROUP INC NATIONSBANK CORP NEW VALLEY CORP
MI DE DE DE NC NY
X X
X X X
X X
X X X
113092112392112092112092112492113092
NORTH CAROLINA RAILROAD CO NORTHERN STATES POWER CO IMNI
NC MN
X X
1210192120192
NORTHLAND PREMIER CABLE LIMITED PARTNERS NOXSO CORP OESI POWER CORP OPTICAL SPECIALTIES INC
WA VA DE CA
NO ITEMS X
X X
X
X
073092120392112592 093092
AMEND
AMEND PAYLINE SYSTEMS INC OR X 113092 PEOPLES HERITAGE FINANCIAL GROUP INC ME X X 120392
PORTLAND GENERAL CORP lOR PORTLAND GENERAL ELECTRIC CO ORI QUALITY PRODUCTS INC RADYNE CORP RATHBONE KING amp SEELEY INC
OR OR DE NY DE
X
X
NO ITEMS X
X
X
120192120192 120192 1201192 111692
NEWS DIGEST December 9 1992 11
8K REPORTS CaNT
STATE 81( ITEM NO
NAME OF ISSUER COOE 123 4 5 678 DATE CCM4ENT
--------------------------------------- - - -- ---_ _---_ READING amp BATES CORP DE X X 1210292REGENEX INC DE X X 111692RENTECH INC CO CO X 051892REYNOLDS METALS CO DE X 113092ROBERTS PHARMACEUTICAL CORP NJ X 112492RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592SALOMON BROTHERS MORTGAGE SECURITIES VII DE X 112492SALVATORI OPHTHALMICS INC FL X 1210492SAXON MORTGAGE SECURITIES CORP VA X X 112492SAXON MORTGAGE SECURITIES CORP SERIES 19 X X 102592SEAGULL ENERGY CORP TX X X 120492SEAL FLEET INC NV X 113092SECURITY PACIFIC ACCEPTANCE CORP DE X 092791SPINNAKER SOFTWARE CORPMN MN X X 120192STANLEY WORKS CT X X 1210392STATE STREET BOSTON CORP MA X 112492
STRUCTURED ASSET SECURITIES CORPORATION DE X X 112092 SUMMIT ENVIRONMENTAL GROUP INC DE X OS2192 AMEND
bull r ) SUNGROUP INC TN X 112492 AMEND
tJ SUNGROUP INC TN X 120192n SUPRADUR COMPANIES INC DE X X X 1892rJ TEJAS POWER CORP0$ DE X 073192 AMEND ( TEXAS MERIDIAN RESOURCES CORPORATION TX X X 111392 AMEND
TEXAS UTILITIES CO TX X 112092~ TEXAS UTILITIES ELECTRIC CO TX X 1i2092 ) THORATEC LABORATORIES CORP CA X X 112392I TIDE WEST OIL CO CO X X X X X 112092
gt TIERCO GROUP INCDE DE NO ITEMS 101492 AMEND TRACOR INC DE X 1210492TRIBUNE CO DE X X 1210492TRIPLE THREAT ENTERPRISES INC NJ NJ X X 111992U S ENVIRONMENTAL INC DE X X 120192UMC ELECTRONICS CO DE X X 112092UNDERWRITERS FINANCIAL GROUP INC CO X 102192 AMEND UNICOMP INC CO X 120392UNION TEXAS PETROLEUM HOLDINGS INC DE X X 120392UNITED FINANCIAL GROUP INCDE DE X 112592UNITED MISSOURI BANCSHARES INC MO X 102892UNITED RETAIL GROUP INCDE DE X X 120292UNIVERSITY PATENTS INC DE X 111192VALUE HEALTH INC CT DE X 102092 AMEND VARITY CORP DE X 2492VIROLOGY TESTING SCIENCES INC DE X X X 120392WESTAM MORTGAGE FINANCIAL CORP AR X X 112492WESTINGHOUSE ELECTRIC CORP PA X X 120392WSMP INC NC X 112592ZAlE CORP DE X X 112592
NEWS DIGEST December 9 1992 12
REGISTRATIONS CONTINUED
S-8 ALDEN JOHN FINANCIAL CORP 7300 CORPORATE CTR DR MIAMI FL 33126 (305) 470-3767 -746966 ($16199825) COMMON STOCK (FILE 33-55230 - DEC 02) (BR 9)
S-1 HAT BRANDS INC 3301 CASTLE~ ROAD RICHMOND VIRGINA VA 23234 (804) 233-9683 -35000000 ($35000000) STRAIGHT BONOS (FILE 33-55238 - DEC 02) (BR 7)
S-8 COLUMBIA HOSPITAL CORP 777 MAIN ST STE 2100 FORT WORTH TX 76102 (817) 870-5900- 2000000 ($39500000) COMMON STOCK (FILE 33-55270 - DEC 02) (BR 6)
S-8 COLUMBIA HOSPITAL CORP 777 MAIN ST STE 2100 FORT WORTH TX 76102 (817) 870-5900- 100000 ($1975000) COMMON STOCK (FILE 33-55272 - DEC 02) (BR 6)
S-8 MUTUAL ASSURANCE INC 100 BROOK~ PLACE BIRMINGHAM AL 35209 (205) 877-4400 -75000 ($1650000) COMMON STOCK (FILE 33-55276 - DEC 02) (BR 9)
S-8 INSIGNIA FINANCIAL GROUP INC ONE INSIGNIA FINANCIAL PLZ PO BOX 1089 GREENVILLESC 29602 (803) 239-1000 - 1000000 ($1250000) COMMON STOCK (FILE 33-55278 -DEC 02) (BR 6)
Smiddot8 UNIMED INC 2150 E LAKE COOK RD BRANCHBURG TOWNSHIP BUFFALO GROVE IL 60089 (708) 541-2525 1019750 ($9177750) COMMON STOCK (FILE 33middot55286 DEC 02)(BR 2)
ACQUISITION OF SECURITIES
Companies and individuals must report to the Commission within ten days on Schedule l3D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule l3G) may in lieu of filing a Schedule l3D file a Schedule l3G within 45 daysafter the end of the calendar year in which the person became subject to Section l3(d)(1) Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule l4D-l
Below is a list of recent filings of Schedules 13D and l4D which includes the following information Column 1 - the company purchased (top) and the name of the purchaser Column 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (in OOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing ie new update or revision
EVENT SHRS(OOO) CUSIP FILINGNAME AND CLASS OF STOCKOWNER FORM DATE owNED PRIORX STATUS
AUDIO COMMUNICT NETWRK COM 158 05099410AEI MUSIC NETWORK INC 130 12 492 97 99 UPDATE
CARE CONCEPTS INC COM 2583 14163710LIFESCIENCES TECH PRTNRS ET AL 130 1011092 305 298 UPDATE
NEWS DIGEST Decembe~ 9 1992 7
ACQUISITIONS CONT
NAME ANP CLASS OF STOCKOWNER FORM EVENT DATE
SHRS(OOO)XOWNED
CUSIP FILING PRlORX STATUS
CHICAGO amp NO WESTN HLDGS CRP COM BLACKSTONE CAPITAL PARTNERS 130 12 192
12032288
16715510 335 UPDATE
DAKOTA BAN CORP INC COM 47 23391810 GACKSTETTER DEAN 0 130 22892 83 65 UPDATE
ERC INDS INC WOOD JOHN GROUP PLC
COM 130 12 492
6539472
26890220 472 UPDATE
EMULEX CORP ADVENT VI LP ET AL
COM 130 12 192
1338125
29247510 114 UPDATE
EXECUTONE INFORMATION SYS GRUBER JON 0 ET AL
COM 130 1112092
154951
30160710 00 NEW
GLACIER WTR SVCS INC COM 264 37639510
STEPHENS PAUL H ET AL 130 111992 81 00 NEW
Igtl]Yf (J-1 (
INDUSTRIAL HLDGS INC RENAISSANCE CAP PRTNRS
MTS SYS CORP BINGER E THOMAS
COM II
COM
130
130
10 792
12 392
767 45616010 250 00 NEW
300 55377710 67 00 NEW
MID ST RACEWAY INC COM 122 59549210
) BENNETT PATRICK R 130 1112092 480 467 UPDATE
I I NEW YORK BANCORP INC COM 729 64938910
MALLOY PATRICK E III ET AL 130 121 392 153 145 UPDATE
PRISM GROUP INC COM 833 74264410 RENAISSANCE CAP PRTNRS II 130 113092 190 00 NEW
SCIENTIFIC SOFTWARE INTERCOM COM RENAISSANCE CAP PRTNRS II 13D 93092
1000170
80879610 00 NEW
SERVICO INC DEL COM 333 81764810 BECKER ISIDORE A 130 12 292 94 00 NEW
STERLING SOFTWARE INC COM 625 85954710 WYLY CHARLES J JR 130 12 492 62 96 UPDATE
STERLING SOFTWARE INC COM 344 85954710 WYL Y SAM 130 12 492 34 100 UPDATE
VOLUNTEER CAP CORP NEW COM 155 92875310 EDMONDS CLARENCE ET AL 130 12 292 38 58 UPDATE
XTRA CORP COM 290 98413810 MUTUAL LIFE ASSURCANAOA ET AL 130 11 292 49 69 UPDATE
B NEWS DIGEST December 9 1992
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Item 1 Changes in Control of RegistrantItem 2 Acquisition or Disposition of AssetsItem 3 Bankruptcy or ReceivershipItem 4 Changes in Registrants Certifying AccountantItem 5 Other Materially Important EventsItem 6 Resignations of Registrants DirectorsItem 7 Financial Statements and ExhibitsItem 8 Change in Fiscal Year
The companies listed below have filed 8-K reports for the date indicated andoramendments to 8-K reports previously filed responding to the item(s) of the form specified Copies of the reports may be purchased from the Commissions Public Reference Room (when ordering please give the date of the report) An invoice will be included with the requested material when mailed
STATE 8K ITEM NO NAME OF ISSUER COOE 1 2 3 4 5 678 DATE COMMENT --- _- - --_ -_ -- --_ ------- _ ----- -
ADDSCO INDUSTRIES INC DE X X 122592ALIAS RESEARCH INC X X 103192ALLIED SIGNAL INC DE X X 111892ALTEON INC DE DE X X 113092AMERICAN GENERAL FINANCE CORP IN X X 120192AMERICAN HOUSING TRUST XI X 112592APPLIED BIOSYSTEMS INC CA X 120492ASSOCIATES CORPORATION OF NORTH AMERICA DE X 120192BALL CORP IN X X 120192BANCFLORIDA FINANCIAL CORP DE X X 120192BANK OF AME NA TR amp SA AS SPNB HO EQ LN X X 111692BARRINGER TECHNOLOGIES INC DE X 120392BEAR STEARNS SECURED INVES INC COLL MORT X X 112592BEL FUSE INC NJ NJ X 111992BELMAC CORP FL FL X X 111792BETHLEHEM CORP PA X X 112592BLACK HILLS CORP SO X 120392BOISE CASCADE CORP DE X X 120492BOSTON CAPITAL TAX CREDIT FUND II LTD PA DE X X 102392BOSTON CAPITAL TAX CREDIT FUND III L P X X 093092BRANI FF INC NV X X 072792BRENDLES INC NC X X 112292BUCKEYE PARTNERS L P DE X X 120292CATERPILLAR INC DE X 120292CATHERINES STORES CORP DE NO ITEMS 111792 AMEND CCI COOED COMMUNICATIONS INC X 112392CENTRAL BANKING SYSTEM INC DE X 112592CENTRAL PENNSYLVANIA FINANCIAL CORP PA X X 112592CMC SECURITIES CORP DE X 113092COLORADO NATIONAL BANKSHARES INC CO X 120192COMMERCIAL BANCORPORATION OF COLORADO CO X 120192CONCORD CAMERA CORP NJ X 113092CU BANCORP CA X 112092
NEWS DIGEST December 9 1992 9
8K REPORTS CONT
STATI It( ITIM NO HAME 0 ISSUER COOE 234 5 7 1 DATI CCMMINT ~bull
)
l1 rr LI -j(
)
I j
DAUPHIN TECHNOLOGY INC DIVALL INCOME PROPERTIES 3 L P OIVALL INSURED INCOME FUND LTD PARTNERSH DIVALL INSURED INCOME PROPERTIES 2 LIMIT DLJ MORTGAGE ACCEPTANCE CORP MORT PASS T DNA PLANT TECHNOLOGY CORP DREYERS GRANO ICE CREAM INC DURI RON CO INC DYCO OIL amp GAS PROGRAM 1981-1 DYCO OIL amp GAS PROGRAM 1981-2 DYCO OIL amp GAS PROGRAM 1983-1 DYCO OIL amp GAS PROGRAM 1983-2 DYCO OIL amp GAS PROGRAM 1984-1 DYCO 1917- OIL amp GAS PROGRAM DYCO 1978-1 OIL amp GAS PROGRAMS DYCO 1978-2 OIL amp GAS PROGRAMS DYec 1979-1 OIL amp GAS PROGRAMS DYCO 1979-2 OIL amp GAS PROGRAMS DYCO 1980-1 OIL amp GAS PROGRAMS DYCO 1980-2 OIL amp GAS PROGRAMS DYCO 1982-1 OIL amp GAS PROGRAMS DYCO 1982-2 OIL amp GAS PROGRAMS EASTERN AIR LINES INC ELECTRIC amp GAS TECHNOLOGY INC ELECTRIC amp GAS TECHNOLOGY INC ENZON INC EQUIMARK CORP EQUITEC FINANCIAL GROUP INC FIRST BANK SYSTEM INC FIRST USA BANK FIRST USA CREDIT CARD MAS FIRST USA BANK FIRST USA CREDIT CARD TRU
UT WI WI WI
DE DE NY MN MN MN MN MN
MN MN
MN MN MN MN DE T)(TIC DE DE CA DE
DE
IC NO ITEMS NO ITEMS NO ITIMS
)(
)(
)(
)( )( )(
X )(
X )(
)(
X )(
)(
)(
)(
)(
X X
)(
X
)(
)(
)(
)( )(
)( )(
)(
X )( )( )(
)(
)( )(
X X )(
X X
)(
)(
)(
)(
1202921119211192119210289209119211209209239212392112392112392112392112392 112392 112392 1112392 112392 112392 112392 112392 112392 112392 103192 1029192 102992 12392 120292103192051592 111692 11116192
AMEND AMINO AMEND
AMEND
AMEND
AMEND
FISCHER IMAGING CORP FLORAFAX INTERNATIONAL INC
DE DE NO ITEMS
X 091892 1119192
AMEND
FORD MOTOR CREDIT CO FORTUNE BANCORP INC FO)(MEYER CORP GALVEST INC GEOOYNE RESOURCES INC GREEN TREE FINANCIAL CORP MAN HOU CON SR
DE FL DE NV DE
NO X
)(
)(
X ITEMS
X )(
)(
X )(
1204192 120292 112092030692 112492 111592
AMEND
GUNDLE ENVIRONMENTAL SYSTEMS INC HABERSHAM ENERGY CO HARCOR ENERGY INC HARSCO CORP HAWAIIAN ELECTRIC CO INC HAWAIIAN ELECTRIC INDUSTRIES INC HOLIDAY RV SUPERSTORES INC HOME FEDERAL BANCORP OF MISSOURI INC
DE OK DE DE HI HI FL 110
)(
)(
X
X )(
)(
X
X )(
X
)(
)(
)( 120392 1112592 112392120292120292 1202921210292112092
HOUSI~G HOUSING HOUSING HOUSING
SECURITIES SECURITIES SECURITIES SECURITIES
INC NY INC MOR PAS TH CERT S INC MOR PAS THR CERT INC MOR PASS THRO CER
NY
NY DE
X X X )(
)(
X X )(
112592102592102592102592
NEWS DIGEST December 9 1992 10
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 234 5 6 7 8 DATE COMMENT ---------------------------------------- _---_ - _-- _------HOUSING SECURITIES INC MaR PASS THRO CER HOUSING SECURITIES INC MOR PASS THRO CER HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORTGAGE PASS TH HUDSON GENERAL CORP INTEGRA FINANCIAL CORP INTERNET COMMUNICATIONS CORP JOY TECHNOLOGIES INC JUPITER NATIONAL INC KEOKUK BANCSHARES INC KERR GROUP INC
DE DE
DE
DE DE PA CO DE DE DE DE
X
X
X X
X X
X X X X X
X
X X X X X
X
X X X X X X X X X
X X
X X X X X
X X
102592102592102592102592102592102592102592102592102592102592102592112592120192110692112392111992 112092100192
KEY CENTURION BANCSHARES INC LAFAYETTE AMERICAN BANCORP INC LANNETT CO INC LESLIES POOLMART LIFECORE BIOMEDICAL INC LITTLE PRINCE PRODUCTIONS LTD LORAL CORP INYI
rN
DE PA CA MN NY NY
X
X
X
X X
X
X
X
X X X
X
11130920911921130920831921204921111692 12102192
AMEND
MACMILLAN BLOEDEL LTD X 113092 MARIETTA CORP MAXXAM GROUP INC IDE MAXXAM INC MBNA CORP MCCAW CELLULAR COMMUNICATIONS INC
NY DE DE MD DE
X
X X X
X X
112492120192120192112492 111792
MEDICAL INNOVATIONS INC IDEI DE X X X 111992 MEDIVATORS INC MN X 113092 MEDSTAT SYSTEMS INC MITEK SYSTEMS INC MONSANTO CO NATIONAL INTERGROUP INC NATIONSBANK CORP NEW VALLEY CORP
MI DE DE DE NC NY
X X
X X X
X X
X X X
113092112392112092112092112492113092
NORTH CAROLINA RAILROAD CO NORTHERN STATES POWER CO IMNI
NC MN
X X
1210192120192
NORTHLAND PREMIER CABLE LIMITED PARTNERS NOXSO CORP OESI POWER CORP OPTICAL SPECIALTIES INC
WA VA DE CA
NO ITEMS X
X X
X
X
073092120392112592 093092
AMEND
AMEND PAYLINE SYSTEMS INC OR X 113092 PEOPLES HERITAGE FINANCIAL GROUP INC ME X X 120392
PORTLAND GENERAL CORP lOR PORTLAND GENERAL ELECTRIC CO ORI QUALITY PRODUCTS INC RADYNE CORP RATHBONE KING amp SEELEY INC
OR OR DE NY DE
X
X
NO ITEMS X
X
X
120192120192 120192 1201192 111692
NEWS DIGEST December 9 1992 11
8K REPORTS CaNT
STATE 81( ITEM NO
NAME OF ISSUER COOE 123 4 5 678 DATE CCM4ENT
--------------------------------------- - - -- ---_ _---_ READING amp BATES CORP DE X X 1210292REGENEX INC DE X X 111692RENTECH INC CO CO X 051892REYNOLDS METALS CO DE X 113092ROBERTS PHARMACEUTICAL CORP NJ X 112492RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592SALOMON BROTHERS MORTGAGE SECURITIES VII DE X 112492SALVATORI OPHTHALMICS INC FL X 1210492SAXON MORTGAGE SECURITIES CORP VA X X 112492SAXON MORTGAGE SECURITIES CORP SERIES 19 X X 102592SEAGULL ENERGY CORP TX X X 120492SEAL FLEET INC NV X 113092SECURITY PACIFIC ACCEPTANCE CORP DE X 092791SPINNAKER SOFTWARE CORPMN MN X X 120192STANLEY WORKS CT X X 1210392STATE STREET BOSTON CORP MA X 112492
STRUCTURED ASSET SECURITIES CORPORATION DE X X 112092 SUMMIT ENVIRONMENTAL GROUP INC DE X OS2192 AMEND
bull r ) SUNGROUP INC TN X 112492 AMEND
tJ SUNGROUP INC TN X 120192n SUPRADUR COMPANIES INC DE X X X 1892rJ TEJAS POWER CORP0$ DE X 073192 AMEND ( TEXAS MERIDIAN RESOURCES CORPORATION TX X X 111392 AMEND
TEXAS UTILITIES CO TX X 112092~ TEXAS UTILITIES ELECTRIC CO TX X 1i2092 ) THORATEC LABORATORIES CORP CA X X 112392I TIDE WEST OIL CO CO X X X X X 112092
gt TIERCO GROUP INCDE DE NO ITEMS 101492 AMEND TRACOR INC DE X 1210492TRIBUNE CO DE X X 1210492TRIPLE THREAT ENTERPRISES INC NJ NJ X X 111992U S ENVIRONMENTAL INC DE X X 120192UMC ELECTRONICS CO DE X X 112092UNDERWRITERS FINANCIAL GROUP INC CO X 102192 AMEND UNICOMP INC CO X 120392UNION TEXAS PETROLEUM HOLDINGS INC DE X X 120392UNITED FINANCIAL GROUP INCDE DE X 112592UNITED MISSOURI BANCSHARES INC MO X 102892UNITED RETAIL GROUP INCDE DE X X 120292UNIVERSITY PATENTS INC DE X 111192VALUE HEALTH INC CT DE X 102092 AMEND VARITY CORP DE X 2492VIROLOGY TESTING SCIENCES INC DE X X X 120392WESTAM MORTGAGE FINANCIAL CORP AR X X 112492WESTINGHOUSE ELECTRIC CORP PA X X 120392WSMP INC NC X 112592ZAlE CORP DE X X 112592
NEWS DIGEST December 9 1992 12
ACQUISITIONS CONT
NAME ANP CLASS OF STOCKOWNER FORM EVENT DATE
SHRS(OOO)XOWNED
CUSIP FILING PRlORX STATUS
CHICAGO amp NO WESTN HLDGS CRP COM BLACKSTONE CAPITAL PARTNERS 130 12 192
12032288
16715510 335 UPDATE
DAKOTA BAN CORP INC COM 47 23391810 GACKSTETTER DEAN 0 130 22892 83 65 UPDATE
ERC INDS INC WOOD JOHN GROUP PLC
COM 130 12 492
6539472
26890220 472 UPDATE
EMULEX CORP ADVENT VI LP ET AL
COM 130 12 192
1338125
29247510 114 UPDATE
EXECUTONE INFORMATION SYS GRUBER JON 0 ET AL
COM 130 1112092
154951
30160710 00 NEW
GLACIER WTR SVCS INC COM 264 37639510
STEPHENS PAUL H ET AL 130 111992 81 00 NEW
Igtl]Yf (J-1 (
INDUSTRIAL HLDGS INC RENAISSANCE CAP PRTNRS
MTS SYS CORP BINGER E THOMAS
COM II
COM
130
130
10 792
12 392
767 45616010 250 00 NEW
300 55377710 67 00 NEW
MID ST RACEWAY INC COM 122 59549210
) BENNETT PATRICK R 130 1112092 480 467 UPDATE
I I NEW YORK BANCORP INC COM 729 64938910
MALLOY PATRICK E III ET AL 130 121 392 153 145 UPDATE
PRISM GROUP INC COM 833 74264410 RENAISSANCE CAP PRTNRS II 130 113092 190 00 NEW
SCIENTIFIC SOFTWARE INTERCOM COM RENAISSANCE CAP PRTNRS II 13D 93092
1000170
80879610 00 NEW
SERVICO INC DEL COM 333 81764810 BECKER ISIDORE A 130 12 292 94 00 NEW
STERLING SOFTWARE INC COM 625 85954710 WYLY CHARLES J JR 130 12 492 62 96 UPDATE
STERLING SOFTWARE INC COM 344 85954710 WYL Y SAM 130 12 492 34 100 UPDATE
VOLUNTEER CAP CORP NEW COM 155 92875310 EDMONDS CLARENCE ET AL 130 12 292 38 58 UPDATE
XTRA CORP COM 290 98413810 MUTUAL LIFE ASSURCANAOA ET AL 130 11 292 49 69 UPDATE
B NEWS DIGEST December 9 1992
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Item 1 Changes in Control of RegistrantItem 2 Acquisition or Disposition of AssetsItem 3 Bankruptcy or ReceivershipItem 4 Changes in Registrants Certifying AccountantItem 5 Other Materially Important EventsItem 6 Resignations of Registrants DirectorsItem 7 Financial Statements and ExhibitsItem 8 Change in Fiscal Year
The companies listed below have filed 8-K reports for the date indicated andoramendments to 8-K reports previously filed responding to the item(s) of the form specified Copies of the reports may be purchased from the Commissions Public Reference Room (when ordering please give the date of the report) An invoice will be included with the requested material when mailed
STATE 8K ITEM NO NAME OF ISSUER COOE 1 2 3 4 5 678 DATE COMMENT --- _- - --_ -_ -- --_ ------- _ ----- -
ADDSCO INDUSTRIES INC DE X X 122592ALIAS RESEARCH INC X X 103192ALLIED SIGNAL INC DE X X 111892ALTEON INC DE DE X X 113092AMERICAN GENERAL FINANCE CORP IN X X 120192AMERICAN HOUSING TRUST XI X 112592APPLIED BIOSYSTEMS INC CA X 120492ASSOCIATES CORPORATION OF NORTH AMERICA DE X 120192BALL CORP IN X X 120192BANCFLORIDA FINANCIAL CORP DE X X 120192BANK OF AME NA TR amp SA AS SPNB HO EQ LN X X 111692BARRINGER TECHNOLOGIES INC DE X 120392BEAR STEARNS SECURED INVES INC COLL MORT X X 112592BEL FUSE INC NJ NJ X 111992BELMAC CORP FL FL X X 111792BETHLEHEM CORP PA X X 112592BLACK HILLS CORP SO X 120392BOISE CASCADE CORP DE X X 120492BOSTON CAPITAL TAX CREDIT FUND II LTD PA DE X X 102392BOSTON CAPITAL TAX CREDIT FUND III L P X X 093092BRANI FF INC NV X X 072792BRENDLES INC NC X X 112292BUCKEYE PARTNERS L P DE X X 120292CATERPILLAR INC DE X 120292CATHERINES STORES CORP DE NO ITEMS 111792 AMEND CCI COOED COMMUNICATIONS INC X 112392CENTRAL BANKING SYSTEM INC DE X 112592CENTRAL PENNSYLVANIA FINANCIAL CORP PA X X 112592CMC SECURITIES CORP DE X 113092COLORADO NATIONAL BANKSHARES INC CO X 120192COMMERCIAL BANCORPORATION OF COLORADO CO X 120192CONCORD CAMERA CORP NJ X 113092CU BANCORP CA X 112092
NEWS DIGEST December 9 1992 9
8K REPORTS CONT
STATI It( ITIM NO HAME 0 ISSUER COOE 234 5 7 1 DATI CCMMINT ~bull
)
l1 rr LI -j(
)
I j
DAUPHIN TECHNOLOGY INC DIVALL INCOME PROPERTIES 3 L P OIVALL INSURED INCOME FUND LTD PARTNERSH DIVALL INSURED INCOME PROPERTIES 2 LIMIT DLJ MORTGAGE ACCEPTANCE CORP MORT PASS T DNA PLANT TECHNOLOGY CORP DREYERS GRANO ICE CREAM INC DURI RON CO INC DYCO OIL amp GAS PROGRAM 1981-1 DYCO OIL amp GAS PROGRAM 1981-2 DYCO OIL amp GAS PROGRAM 1983-1 DYCO OIL amp GAS PROGRAM 1983-2 DYCO OIL amp GAS PROGRAM 1984-1 DYCO 1917- OIL amp GAS PROGRAM DYCO 1978-1 OIL amp GAS PROGRAMS DYCO 1978-2 OIL amp GAS PROGRAMS DYec 1979-1 OIL amp GAS PROGRAMS DYCO 1979-2 OIL amp GAS PROGRAMS DYCO 1980-1 OIL amp GAS PROGRAMS DYCO 1980-2 OIL amp GAS PROGRAMS DYCO 1982-1 OIL amp GAS PROGRAMS DYCO 1982-2 OIL amp GAS PROGRAMS EASTERN AIR LINES INC ELECTRIC amp GAS TECHNOLOGY INC ELECTRIC amp GAS TECHNOLOGY INC ENZON INC EQUIMARK CORP EQUITEC FINANCIAL GROUP INC FIRST BANK SYSTEM INC FIRST USA BANK FIRST USA CREDIT CARD MAS FIRST USA BANK FIRST USA CREDIT CARD TRU
UT WI WI WI
DE DE NY MN MN MN MN MN
MN MN
MN MN MN MN DE T)(TIC DE DE CA DE
DE
IC NO ITEMS NO ITEMS NO ITIMS
)(
)(
)(
)( )( )(
X )(
X )(
)(
X )(
)(
)(
)(
)(
X X
)(
X
)(
)(
)(
)( )(
)( )(
)(
X )( )( )(
)(
)( )(
X X )(
X X
)(
)(
)(
)(
1202921119211192119210289209119211209209239212392112392112392112392112392 112392 112392 1112392 112392 112392 112392 112392 112392 112392 103192 1029192 102992 12392 120292103192051592 111692 11116192
AMEND AMINO AMEND
AMEND
AMEND
AMEND
FISCHER IMAGING CORP FLORAFAX INTERNATIONAL INC
DE DE NO ITEMS
X 091892 1119192
AMEND
FORD MOTOR CREDIT CO FORTUNE BANCORP INC FO)(MEYER CORP GALVEST INC GEOOYNE RESOURCES INC GREEN TREE FINANCIAL CORP MAN HOU CON SR
DE FL DE NV DE
NO X
)(
)(
X ITEMS
X )(
)(
X )(
1204192 120292 112092030692 112492 111592
AMEND
GUNDLE ENVIRONMENTAL SYSTEMS INC HABERSHAM ENERGY CO HARCOR ENERGY INC HARSCO CORP HAWAIIAN ELECTRIC CO INC HAWAIIAN ELECTRIC INDUSTRIES INC HOLIDAY RV SUPERSTORES INC HOME FEDERAL BANCORP OF MISSOURI INC
DE OK DE DE HI HI FL 110
)(
)(
X
X )(
)(
X
X )(
X
)(
)(
)( 120392 1112592 112392120292120292 1202921210292112092
HOUSI~G HOUSING HOUSING HOUSING
SECURITIES SECURITIES SECURITIES SECURITIES
INC NY INC MOR PAS TH CERT S INC MOR PAS THR CERT INC MOR PASS THRO CER
NY
NY DE
X X X )(
)(
X X )(
112592102592102592102592
NEWS DIGEST December 9 1992 10
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 234 5 6 7 8 DATE COMMENT ---------------------------------------- _---_ - _-- _------HOUSING SECURITIES INC MaR PASS THRO CER HOUSING SECURITIES INC MOR PASS THRO CER HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORTGAGE PASS TH HUDSON GENERAL CORP INTEGRA FINANCIAL CORP INTERNET COMMUNICATIONS CORP JOY TECHNOLOGIES INC JUPITER NATIONAL INC KEOKUK BANCSHARES INC KERR GROUP INC
DE DE
DE
DE DE PA CO DE DE DE DE
X
X
X X
X X
X X X X X
X
X X X X X
X
X X X X X X X X X
X X
X X X X X
X X
102592102592102592102592102592102592102592102592102592102592102592112592120192110692112392111992 112092100192
KEY CENTURION BANCSHARES INC LAFAYETTE AMERICAN BANCORP INC LANNETT CO INC LESLIES POOLMART LIFECORE BIOMEDICAL INC LITTLE PRINCE PRODUCTIONS LTD LORAL CORP INYI
rN
DE PA CA MN NY NY
X
X
X
X X
X
X
X
X X X
X
11130920911921130920831921204921111692 12102192
AMEND
MACMILLAN BLOEDEL LTD X 113092 MARIETTA CORP MAXXAM GROUP INC IDE MAXXAM INC MBNA CORP MCCAW CELLULAR COMMUNICATIONS INC
NY DE DE MD DE
X
X X X
X X
112492120192120192112492 111792
MEDICAL INNOVATIONS INC IDEI DE X X X 111992 MEDIVATORS INC MN X 113092 MEDSTAT SYSTEMS INC MITEK SYSTEMS INC MONSANTO CO NATIONAL INTERGROUP INC NATIONSBANK CORP NEW VALLEY CORP
MI DE DE DE NC NY
X X
X X X
X X
X X X
113092112392112092112092112492113092
NORTH CAROLINA RAILROAD CO NORTHERN STATES POWER CO IMNI
NC MN
X X
1210192120192
NORTHLAND PREMIER CABLE LIMITED PARTNERS NOXSO CORP OESI POWER CORP OPTICAL SPECIALTIES INC
WA VA DE CA
NO ITEMS X
X X
X
X
073092120392112592 093092
AMEND
AMEND PAYLINE SYSTEMS INC OR X 113092 PEOPLES HERITAGE FINANCIAL GROUP INC ME X X 120392
PORTLAND GENERAL CORP lOR PORTLAND GENERAL ELECTRIC CO ORI QUALITY PRODUCTS INC RADYNE CORP RATHBONE KING amp SEELEY INC
OR OR DE NY DE
X
X
NO ITEMS X
X
X
120192120192 120192 1201192 111692
NEWS DIGEST December 9 1992 11
8K REPORTS CaNT
STATE 81( ITEM NO
NAME OF ISSUER COOE 123 4 5 678 DATE CCM4ENT
--------------------------------------- - - -- ---_ _---_ READING amp BATES CORP DE X X 1210292REGENEX INC DE X X 111692RENTECH INC CO CO X 051892REYNOLDS METALS CO DE X 113092ROBERTS PHARMACEUTICAL CORP NJ X 112492RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592SALOMON BROTHERS MORTGAGE SECURITIES VII DE X 112492SALVATORI OPHTHALMICS INC FL X 1210492SAXON MORTGAGE SECURITIES CORP VA X X 112492SAXON MORTGAGE SECURITIES CORP SERIES 19 X X 102592SEAGULL ENERGY CORP TX X X 120492SEAL FLEET INC NV X 113092SECURITY PACIFIC ACCEPTANCE CORP DE X 092791SPINNAKER SOFTWARE CORPMN MN X X 120192STANLEY WORKS CT X X 1210392STATE STREET BOSTON CORP MA X 112492
STRUCTURED ASSET SECURITIES CORPORATION DE X X 112092 SUMMIT ENVIRONMENTAL GROUP INC DE X OS2192 AMEND
bull r ) SUNGROUP INC TN X 112492 AMEND
tJ SUNGROUP INC TN X 120192n SUPRADUR COMPANIES INC DE X X X 1892rJ TEJAS POWER CORP0$ DE X 073192 AMEND ( TEXAS MERIDIAN RESOURCES CORPORATION TX X X 111392 AMEND
TEXAS UTILITIES CO TX X 112092~ TEXAS UTILITIES ELECTRIC CO TX X 1i2092 ) THORATEC LABORATORIES CORP CA X X 112392I TIDE WEST OIL CO CO X X X X X 112092
gt TIERCO GROUP INCDE DE NO ITEMS 101492 AMEND TRACOR INC DE X 1210492TRIBUNE CO DE X X 1210492TRIPLE THREAT ENTERPRISES INC NJ NJ X X 111992U S ENVIRONMENTAL INC DE X X 120192UMC ELECTRONICS CO DE X X 112092UNDERWRITERS FINANCIAL GROUP INC CO X 102192 AMEND UNICOMP INC CO X 120392UNION TEXAS PETROLEUM HOLDINGS INC DE X X 120392UNITED FINANCIAL GROUP INCDE DE X 112592UNITED MISSOURI BANCSHARES INC MO X 102892UNITED RETAIL GROUP INCDE DE X X 120292UNIVERSITY PATENTS INC DE X 111192VALUE HEALTH INC CT DE X 102092 AMEND VARITY CORP DE X 2492VIROLOGY TESTING SCIENCES INC DE X X X 120392WESTAM MORTGAGE FINANCIAL CORP AR X X 112492WESTINGHOUSE ELECTRIC CORP PA X X 120392WSMP INC NC X 112592ZAlE CORP DE X X 112592
NEWS DIGEST December 9 1992 12
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Item 1 Changes in Control of RegistrantItem 2 Acquisition or Disposition of AssetsItem 3 Bankruptcy or ReceivershipItem 4 Changes in Registrants Certifying AccountantItem 5 Other Materially Important EventsItem 6 Resignations of Registrants DirectorsItem 7 Financial Statements and ExhibitsItem 8 Change in Fiscal Year
The companies listed below have filed 8-K reports for the date indicated andoramendments to 8-K reports previously filed responding to the item(s) of the form specified Copies of the reports may be purchased from the Commissions Public Reference Room (when ordering please give the date of the report) An invoice will be included with the requested material when mailed
STATE 8K ITEM NO NAME OF ISSUER COOE 1 2 3 4 5 678 DATE COMMENT --- _- - --_ -_ -- --_ ------- _ ----- -
ADDSCO INDUSTRIES INC DE X X 122592ALIAS RESEARCH INC X X 103192ALLIED SIGNAL INC DE X X 111892ALTEON INC DE DE X X 113092AMERICAN GENERAL FINANCE CORP IN X X 120192AMERICAN HOUSING TRUST XI X 112592APPLIED BIOSYSTEMS INC CA X 120492ASSOCIATES CORPORATION OF NORTH AMERICA DE X 120192BALL CORP IN X X 120192BANCFLORIDA FINANCIAL CORP DE X X 120192BANK OF AME NA TR amp SA AS SPNB HO EQ LN X X 111692BARRINGER TECHNOLOGIES INC DE X 120392BEAR STEARNS SECURED INVES INC COLL MORT X X 112592BEL FUSE INC NJ NJ X 111992BELMAC CORP FL FL X X 111792BETHLEHEM CORP PA X X 112592BLACK HILLS CORP SO X 120392BOISE CASCADE CORP DE X X 120492BOSTON CAPITAL TAX CREDIT FUND II LTD PA DE X X 102392BOSTON CAPITAL TAX CREDIT FUND III L P X X 093092BRANI FF INC NV X X 072792BRENDLES INC NC X X 112292BUCKEYE PARTNERS L P DE X X 120292CATERPILLAR INC DE X 120292CATHERINES STORES CORP DE NO ITEMS 111792 AMEND CCI COOED COMMUNICATIONS INC X 112392CENTRAL BANKING SYSTEM INC DE X 112592CENTRAL PENNSYLVANIA FINANCIAL CORP PA X X 112592CMC SECURITIES CORP DE X 113092COLORADO NATIONAL BANKSHARES INC CO X 120192COMMERCIAL BANCORPORATION OF COLORADO CO X 120192CONCORD CAMERA CORP NJ X 113092CU BANCORP CA X 112092
NEWS DIGEST December 9 1992 9
8K REPORTS CONT
STATI It( ITIM NO HAME 0 ISSUER COOE 234 5 7 1 DATI CCMMINT ~bull
)
l1 rr LI -j(
)
I j
DAUPHIN TECHNOLOGY INC DIVALL INCOME PROPERTIES 3 L P OIVALL INSURED INCOME FUND LTD PARTNERSH DIVALL INSURED INCOME PROPERTIES 2 LIMIT DLJ MORTGAGE ACCEPTANCE CORP MORT PASS T DNA PLANT TECHNOLOGY CORP DREYERS GRANO ICE CREAM INC DURI RON CO INC DYCO OIL amp GAS PROGRAM 1981-1 DYCO OIL amp GAS PROGRAM 1981-2 DYCO OIL amp GAS PROGRAM 1983-1 DYCO OIL amp GAS PROGRAM 1983-2 DYCO OIL amp GAS PROGRAM 1984-1 DYCO 1917- OIL amp GAS PROGRAM DYCO 1978-1 OIL amp GAS PROGRAMS DYCO 1978-2 OIL amp GAS PROGRAMS DYec 1979-1 OIL amp GAS PROGRAMS DYCO 1979-2 OIL amp GAS PROGRAMS DYCO 1980-1 OIL amp GAS PROGRAMS DYCO 1980-2 OIL amp GAS PROGRAMS DYCO 1982-1 OIL amp GAS PROGRAMS DYCO 1982-2 OIL amp GAS PROGRAMS EASTERN AIR LINES INC ELECTRIC amp GAS TECHNOLOGY INC ELECTRIC amp GAS TECHNOLOGY INC ENZON INC EQUIMARK CORP EQUITEC FINANCIAL GROUP INC FIRST BANK SYSTEM INC FIRST USA BANK FIRST USA CREDIT CARD MAS FIRST USA BANK FIRST USA CREDIT CARD TRU
UT WI WI WI
DE DE NY MN MN MN MN MN
MN MN
MN MN MN MN DE T)(TIC DE DE CA DE
DE
IC NO ITEMS NO ITEMS NO ITIMS
)(
)(
)(
)( )( )(
X )(
X )(
)(
X )(
)(
)(
)(
)(
X X
)(
X
)(
)(
)(
)( )(
)( )(
)(
X )( )( )(
)(
)( )(
X X )(
X X
)(
)(
)(
)(
1202921119211192119210289209119211209209239212392112392112392112392112392 112392 112392 1112392 112392 112392 112392 112392 112392 112392 103192 1029192 102992 12392 120292103192051592 111692 11116192
AMEND AMINO AMEND
AMEND
AMEND
AMEND
FISCHER IMAGING CORP FLORAFAX INTERNATIONAL INC
DE DE NO ITEMS
X 091892 1119192
AMEND
FORD MOTOR CREDIT CO FORTUNE BANCORP INC FO)(MEYER CORP GALVEST INC GEOOYNE RESOURCES INC GREEN TREE FINANCIAL CORP MAN HOU CON SR
DE FL DE NV DE
NO X
)(
)(
X ITEMS
X )(
)(
X )(
1204192 120292 112092030692 112492 111592
AMEND
GUNDLE ENVIRONMENTAL SYSTEMS INC HABERSHAM ENERGY CO HARCOR ENERGY INC HARSCO CORP HAWAIIAN ELECTRIC CO INC HAWAIIAN ELECTRIC INDUSTRIES INC HOLIDAY RV SUPERSTORES INC HOME FEDERAL BANCORP OF MISSOURI INC
DE OK DE DE HI HI FL 110
)(
)(
X
X )(
)(
X
X )(
X
)(
)(
)( 120392 1112592 112392120292120292 1202921210292112092
HOUSI~G HOUSING HOUSING HOUSING
SECURITIES SECURITIES SECURITIES SECURITIES
INC NY INC MOR PAS TH CERT S INC MOR PAS THR CERT INC MOR PASS THRO CER
NY
NY DE
X X X )(
)(
X X )(
112592102592102592102592
NEWS DIGEST December 9 1992 10
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 234 5 6 7 8 DATE COMMENT ---------------------------------------- _---_ - _-- _------HOUSING SECURITIES INC MaR PASS THRO CER HOUSING SECURITIES INC MOR PASS THRO CER HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORTGAGE PASS TH HUDSON GENERAL CORP INTEGRA FINANCIAL CORP INTERNET COMMUNICATIONS CORP JOY TECHNOLOGIES INC JUPITER NATIONAL INC KEOKUK BANCSHARES INC KERR GROUP INC
DE DE
DE
DE DE PA CO DE DE DE DE
X
X
X X
X X
X X X X X
X
X X X X X
X
X X X X X X X X X
X X
X X X X X
X X
102592102592102592102592102592102592102592102592102592102592102592112592120192110692112392111992 112092100192
KEY CENTURION BANCSHARES INC LAFAYETTE AMERICAN BANCORP INC LANNETT CO INC LESLIES POOLMART LIFECORE BIOMEDICAL INC LITTLE PRINCE PRODUCTIONS LTD LORAL CORP INYI
rN
DE PA CA MN NY NY
X
X
X
X X
X
X
X
X X X
X
11130920911921130920831921204921111692 12102192
AMEND
MACMILLAN BLOEDEL LTD X 113092 MARIETTA CORP MAXXAM GROUP INC IDE MAXXAM INC MBNA CORP MCCAW CELLULAR COMMUNICATIONS INC
NY DE DE MD DE
X
X X X
X X
112492120192120192112492 111792
MEDICAL INNOVATIONS INC IDEI DE X X X 111992 MEDIVATORS INC MN X 113092 MEDSTAT SYSTEMS INC MITEK SYSTEMS INC MONSANTO CO NATIONAL INTERGROUP INC NATIONSBANK CORP NEW VALLEY CORP
MI DE DE DE NC NY
X X
X X X
X X
X X X
113092112392112092112092112492113092
NORTH CAROLINA RAILROAD CO NORTHERN STATES POWER CO IMNI
NC MN
X X
1210192120192
NORTHLAND PREMIER CABLE LIMITED PARTNERS NOXSO CORP OESI POWER CORP OPTICAL SPECIALTIES INC
WA VA DE CA
NO ITEMS X
X X
X
X
073092120392112592 093092
AMEND
AMEND PAYLINE SYSTEMS INC OR X 113092 PEOPLES HERITAGE FINANCIAL GROUP INC ME X X 120392
PORTLAND GENERAL CORP lOR PORTLAND GENERAL ELECTRIC CO ORI QUALITY PRODUCTS INC RADYNE CORP RATHBONE KING amp SEELEY INC
OR OR DE NY DE
X
X
NO ITEMS X
X
X
120192120192 120192 1201192 111692
NEWS DIGEST December 9 1992 11
8K REPORTS CaNT
STATE 81( ITEM NO
NAME OF ISSUER COOE 123 4 5 678 DATE CCM4ENT
--------------------------------------- - - -- ---_ _---_ READING amp BATES CORP DE X X 1210292REGENEX INC DE X X 111692RENTECH INC CO CO X 051892REYNOLDS METALS CO DE X 113092ROBERTS PHARMACEUTICAL CORP NJ X 112492RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592SALOMON BROTHERS MORTGAGE SECURITIES VII DE X 112492SALVATORI OPHTHALMICS INC FL X 1210492SAXON MORTGAGE SECURITIES CORP VA X X 112492SAXON MORTGAGE SECURITIES CORP SERIES 19 X X 102592SEAGULL ENERGY CORP TX X X 120492SEAL FLEET INC NV X 113092SECURITY PACIFIC ACCEPTANCE CORP DE X 092791SPINNAKER SOFTWARE CORPMN MN X X 120192STANLEY WORKS CT X X 1210392STATE STREET BOSTON CORP MA X 112492
STRUCTURED ASSET SECURITIES CORPORATION DE X X 112092 SUMMIT ENVIRONMENTAL GROUP INC DE X OS2192 AMEND
bull r ) SUNGROUP INC TN X 112492 AMEND
tJ SUNGROUP INC TN X 120192n SUPRADUR COMPANIES INC DE X X X 1892rJ TEJAS POWER CORP0$ DE X 073192 AMEND ( TEXAS MERIDIAN RESOURCES CORPORATION TX X X 111392 AMEND
TEXAS UTILITIES CO TX X 112092~ TEXAS UTILITIES ELECTRIC CO TX X 1i2092 ) THORATEC LABORATORIES CORP CA X X 112392I TIDE WEST OIL CO CO X X X X X 112092
gt TIERCO GROUP INCDE DE NO ITEMS 101492 AMEND TRACOR INC DE X 1210492TRIBUNE CO DE X X 1210492TRIPLE THREAT ENTERPRISES INC NJ NJ X X 111992U S ENVIRONMENTAL INC DE X X 120192UMC ELECTRONICS CO DE X X 112092UNDERWRITERS FINANCIAL GROUP INC CO X 102192 AMEND UNICOMP INC CO X 120392UNION TEXAS PETROLEUM HOLDINGS INC DE X X 120392UNITED FINANCIAL GROUP INCDE DE X 112592UNITED MISSOURI BANCSHARES INC MO X 102892UNITED RETAIL GROUP INCDE DE X X 120292UNIVERSITY PATENTS INC DE X 111192VALUE HEALTH INC CT DE X 102092 AMEND VARITY CORP DE X 2492VIROLOGY TESTING SCIENCES INC DE X X X 120392WESTAM MORTGAGE FINANCIAL CORP AR X X 112492WESTINGHOUSE ELECTRIC CORP PA X X 120392WSMP INC NC X 112592ZAlE CORP DE X X 112592
NEWS DIGEST December 9 1992 12
8K REPORTS CONT
STATI It( ITIM NO HAME 0 ISSUER COOE 234 5 7 1 DATI CCMMINT ~bull
)
l1 rr LI -j(
)
I j
DAUPHIN TECHNOLOGY INC DIVALL INCOME PROPERTIES 3 L P OIVALL INSURED INCOME FUND LTD PARTNERSH DIVALL INSURED INCOME PROPERTIES 2 LIMIT DLJ MORTGAGE ACCEPTANCE CORP MORT PASS T DNA PLANT TECHNOLOGY CORP DREYERS GRANO ICE CREAM INC DURI RON CO INC DYCO OIL amp GAS PROGRAM 1981-1 DYCO OIL amp GAS PROGRAM 1981-2 DYCO OIL amp GAS PROGRAM 1983-1 DYCO OIL amp GAS PROGRAM 1983-2 DYCO OIL amp GAS PROGRAM 1984-1 DYCO 1917- OIL amp GAS PROGRAM DYCO 1978-1 OIL amp GAS PROGRAMS DYCO 1978-2 OIL amp GAS PROGRAMS DYec 1979-1 OIL amp GAS PROGRAMS DYCO 1979-2 OIL amp GAS PROGRAMS DYCO 1980-1 OIL amp GAS PROGRAMS DYCO 1980-2 OIL amp GAS PROGRAMS DYCO 1982-1 OIL amp GAS PROGRAMS DYCO 1982-2 OIL amp GAS PROGRAMS EASTERN AIR LINES INC ELECTRIC amp GAS TECHNOLOGY INC ELECTRIC amp GAS TECHNOLOGY INC ENZON INC EQUIMARK CORP EQUITEC FINANCIAL GROUP INC FIRST BANK SYSTEM INC FIRST USA BANK FIRST USA CREDIT CARD MAS FIRST USA BANK FIRST USA CREDIT CARD TRU
UT WI WI WI
DE DE NY MN MN MN MN MN
MN MN
MN MN MN MN DE T)(TIC DE DE CA DE
DE
IC NO ITEMS NO ITEMS NO ITIMS
)(
)(
)(
)( )( )(
X )(
X )(
)(
X )(
)(
)(
)(
)(
X X
)(
X
)(
)(
)(
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)(
X )( )( )(
)(
)( )(
X X )(
X X
)(
)(
)(
)(
1202921119211192119210289209119211209209239212392112392112392112392112392 112392 112392 1112392 112392 112392 112392 112392 112392 112392 103192 1029192 102992 12392 120292103192051592 111692 11116192
AMEND AMINO AMEND
AMEND
AMEND
AMEND
FISCHER IMAGING CORP FLORAFAX INTERNATIONAL INC
DE DE NO ITEMS
X 091892 1119192
AMEND
FORD MOTOR CREDIT CO FORTUNE BANCORP INC FO)(MEYER CORP GALVEST INC GEOOYNE RESOURCES INC GREEN TREE FINANCIAL CORP MAN HOU CON SR
DE FL DE NV DE
NO X
)(
)(
X ITEMS
X )(
)(
X )(
1204192 120292 112092030692 112492 111592
AMEND
GUNDLE ENVIRONMENTAL SYSTEMS INC HABERSHAM ENERGY CO HARCOR ENERGY INC HARSCO CORP HAWAIIAN ELECTRIC CO INC HAWAIIAN ELECTRIC INDUSTRIES INC HOLIDAY RV SUPERSTORES INC HOME FEDERAL BANCORP OF MISSOURI INC
DE OK DE DE HI HI FL 110
)(
)(
X
X )(
)(
X
X )(
X
)(
)(
)( 120392 1112592 112392120292120292 1202921210292112092
HOUSI~G HOUSING HOUSING HOUSING
SECURITIES SECURITIES SECURITIES SECURITIES
INC NY INC MOR PAS TH CERT S INC MOR PAS THR CERT INC MOR PASS THRO CER
NY
NY DE
X X X )(
)(
X X )(
112592102592102592102592
NEWS DIGEST December 9 1992 10
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 234 5 6 7 8 DATE COMMENT ---------------------------------------- _---_ - _-- _------HOUSING SECURITIES INC MaR PASS THRO CER HOUSING SECURITIES INC MOR PASS THRO CER HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORTGAGE PASS TH HUDSON GENERAL CORP INTEGRA FINANCIAL CORP INTERNET COMMUNICATIONS CORP JOY TECHNOLOGIES INC JUPITER NATIONAL INC KEOKUK BANCSHARES INC KERR GROUP INC
DE DE
DE
DE DE PA CO DE DE DE DE
X
X
X X
X X
X X X X X
X
X X X X X
X
X X X X X X X X X
X X
X X X X X
X X
102592102592102592102592102592102592102592102592102592102592102592112592120192110692112392111992 112092100192
KEY CENTURION BANCSHARES INC LAFAYETTE AMERICAN BANCORP INC LANNETT CO INC LESLIES POOLMART LIFECORE BIOMEDICAL INC LITTLE PRINCE PRODUCTIONS LTD LORAL CORP INYI
rN
DE PA CA MN NY NY
X
X
X
X X
X
X
X
X X X
X
11130920911921130920831921204921111692 12102192
AMEND
MACMILLAN BLOEDEL LTD X 113092 MARIETTA CORP MAXXAM GROUP INC IDE MAXXAM INC MBNA CORP MCCAW CELLULAR COMMUNICATIONS INC
NY DE DE MD DE
X
X X X
X X
112492120192120192112492 111792
MEDICAL INNOVATIONS INC IDEI DE X X X 111992 MEDIVATORS INC MN X 113092 MEDSTAT SYSTEMS INC MITEK SYSTEMS INC MONSANTO CO NATIONAL INTERGROUP INC NATIONSBANK CORP NEW VALLEY CORP
MI DE DE DE NC NY
X X
X X X
X X
X X X
113092112392112092112092112492113092
NORTH CAROLINA RAILROAD CO NORTHERN STATES POWER CO IMNI
NC MN
X X
1210192120192
NORTHLAND PREMIER CABLE LIMITED PARTNERS NOXSO CORP OESI POWER CORP OPTICAL SPECIALTIES INC
WA VA DE CA
NO ITEMS X
X X
X
X
073092120392112592 093092
AMEND
AMEND PAYLINE SYSTEMS INC OR X 113092 PEOPLES HERITAGE FINANCIAL GROUP INC ME X X 120392
PORTLAND GENERAL CORP lOR PORTLAND GENERAL ELECTRIC CO ORI QUALITY PRODUCTS INC RADYNE CORP RATHBONE KING amp SEELEY INC
OR OR DE NY DE
X
X
NO ITEMS X
X
X
120192120192 120192 1201192 111692
NEWS DIGEST December 9 1992 11
8K REPORTS CaNT
STATE 81( ITEM NO
NAME OF ISSUER COOE 123 4 5 678 DATE CCM4ENT
--------------------------------------- - - -- ---_ _---_ READING amp BATES CORP DE X X 1210292REGENEX INC DE X X 111692RENTECH INC CO CO X 051892REYNOLDS METALS CO DE X 113092ROBERTS PHARMACEUTICAL CORP NJ X 112492RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592SALOMON BROTHERS MORTGAGE SECURITIES VII DE X 112492SALVATORI OPHTHALMICS INC FL X 1210492SAXON MORTGAGE SECURITIES CORP VA X X 112492SAXON MORTGAGE SECURITIES CORP SERIES 19 X X 102592SEAGULL ENERGY CORP TX X X 120492SEAL FLEET INC NV X 113092SECURITY PACIFIC ACCEPTANCE CORP DE X 092791SPINNAKER SOFTWARE CORPMN MN X X 120192STANLEY WORKS CT X X 1210392STATE STREET BOSTON CORP MA X 112492
STRUCTURED ASSET SECURITIES CORPORATION DE X X 112092 SUMMIT ENVIRONMENTAL GROUP INC DE X OS2192 AMEND
bull r ) SUNGROUP INC TN X 112492 AMEND
tJ SUNGROUP INC TN X 120192n SUPRADUR COMPANIES INC DE X X X 1892rJ TEJAS POWER CORP0$ DE X 073192 AMEND ( TEXAS MERIDIAN RESOURCES CORPORATION TX X X 111392 AMEND
TEXAS UTILITIES CO TX X 112092~ TEXAS UTILITIES ELECTRIC CO TX X 1i2092 ) THORATEC LABORATORIES CORP CA X X 112392I TIDE WEST OIL CO CO X X X X X 112092
gt TIERCO GROUP INCDE DE NO ITEMS 101492 AMEND TRACOR INC DE X 1210492TRIBUNE CO DE X X 1210492TRIPLE THREAT ENTERPRISES INC NJ NJ X X 111992U S ENVIRONMENTAL INC DE X X 120192UMC ELECTRONICS CO DE X X 112092UNDERWRITERS FINANCIAL GROUP INC CO X 102192 AMEND UNICOMP INC CO X 120392UNION TEXAS PETROLEUM HOLDINGS INC DE X X 120392UNITED FINANCIAL GROUP INCDE DE X 112592UNITED MISSOURI BANCSHARES INC MO X 102892UNITED RETAIL GROUP INCDE DE X X 120292UNIVERSITY PATENTS INC DE X 111192VALUE HEALTH INC CT DE X 102092 AMEND VARITY CORP DE X 2492VIROLOGY TESTING SCIENCES INC DE X X X 120392WESTAM MORTGAGE FINANCIAL CORP AR X X 112492WESTINGHOUSE ELECTRIC CORP PA X X 120392WSMP INC NC X 112592ZAlE CORP DE X X 112592
NEWS DIGEST December 9 1992 12
8K REPORTS CONT
STATE 8K ITEM NO NAME OF ISSUER COOE 1 234 5 6 7 8 DATE COMMENT ---------------------------------------- _---_ - _-- _------HOUSING SECURITIES INC MaR PASS THRO CER HOUSING SECURITIES INC MOR PASS THRO CER HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORT PASS THRO CE HOUSING SECURITIES INC MORTGAGE PASS TH HUDSON GENERAL CORP INTEGRA FINANCIAL CORP INTERNET COMMUNICATIONS CORP JOY TECHNOLOGIES INC JUPITER NATIONAL INC KEOKUK BANCSHARES INC KERR GROUP INC
DE DE
DE
DE DE PA CO DE DE DE DE
X
X
X X
X X
X X X X X
X
X X X X X
X
X X X X X X X X X
X X
X X X X X
X X
102592102592102592102592102592102592102592102592102592102592102592112592120192110692112392111992 112092100192
KEY CENTURION BANCSHARES INC LAFAYETTE AMERICAN BANCORP INC LANNETT CO INC LESLIES POOLMART LIFECORE BIOMEDICAL INC LITTLE PRINCE PRODUCTIONS LTD LORAL CORP INYI
rN
DE PA CA MN NY NY
X
X
X
X X
X
X
X
X X X
X
11130920911921130920831921204921111692 12102192
AMEND
MACMILLAN BLOEDEL LTD X 113092 MARIETTA CORP MAXXAM GROUP INC IDE MAXXAM INC MBNA CORP MCCAW CELLULAR COMMUNICATIONS INC
NY DE DE MD DE
X
X X X
X X
112492120192120192112492 111792
MEDICAL INNOVATIONS INC IDEI DE X X X 111992 MEDIVATORS INC MN X 113092 MEDSTAT SYSTEMS INC MITEK SYSTEMS INC MONSANTO CO NATIONAL INTERGROUP INC NATIONSBANK CORP NEW VALLEY CORP
MI DE DE DE NC NY
X X
X X X
X X
X X X
113092112392112092112092112492113092
NORTH CAROLINA RAILROAD CO NORTHERN STATES POWER CO IMNI
NC MN
X X
1210192120192
NORTHLAND PREMIER CABLE LIMITED PARTNERS NOXSO CORP OESI POWER CORP OPTICAL SPECIALTIES INC
WA VA DE CA
NO ITEMS X
X X
X
X
073092120392112592 093092
AMEND
AMEND PAYLINE SYSTEMS INC OR X 113092 PEOPLES HERITAGE FINANCIAL GROUP INC ME X X 120392
PORTLAND GENERAL CORP lOR PORTLAND GENERAL ELECTRIC CO ORI QUALITY PRODUCTS INC RADYNE CORP RATHBONE KING amp SEELEY INC
OR OR DE NY DE
X
X
NO ITEMS X
X
X
120192120192 120192 1201192 111692
NEWS DIGEST December 9 1992 11
8K REPORTS CaNT
STATE 81( ITEM NO
NAME OF ISSUER COOE 123 4 5 678 DATE CCM4ENT
--------------------------------------- - - -- ---_ _---_ READING amp BATES CORP DE X X 1210292REGENEX INC DE X X 111692RENTECH INC CO CO X 051892REYNOLDS METALS CO DE X 113092ROBERTS PHARMACEUTICAL CORP NJ X 112492RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592SALOMON BROTHERS MORTGAGE SECURITIES VII DE X 112492SALVATORI OPHTHALMICS INC FL X 1210492SAXON MORTGAGE SECURITIES CORP VA X X 112492SAXON MORTGAGE SECURITIES CORP SERIES 19 X X 102592SEAGULL ENERGY CORP TX X X 120492SEAL FLEET INC NV X 113092SECURITY PACIFIC ACCEPTANCE CORP DE X 092791SPINNAKER SOFTWARE CORPMN MN X X 120192STANLEY WORKS CT X X 1210392STATE STREET BOSTON CORP MA X 112492
STRUCTURED ASSET SECURITIES CORPORATION DE X X 112092 SUMMIT ENVIRONMENTAL GROUP INC DE X OS2192 AMEND
bull r ) SUNGROUP INC TN X 112492 AMEND
tJ SUNGROUP INC TN X 120192n SUPRADUR COMPANIES INC DE X X X 1892rJ TEJAS POWER CORP0$ DE X 073192 AMEND ( TEXAS MERIDIAN RESOURCES CORPORATION TX X X 111392 AMEND
TEXAS UTILITIES CO TX X 112092~ TEXAS UTILITIES ELECTRIC CO TX X 1i2092 ) THORATEC LABORATORIES CORP CA X X 112392I TIDE WEST OIL CO CO X X X X X 112092
gt TIERCO GROUP INCDE DE NO ITEMS 101492 AMEND TRACOR INC DE X 1210492TRIBUNE CO DE X X 1210492TRIPLE THREAT ENTERPRISES INC NJ NJ X X 111992U S ENVIRONMENTAL INC DE X X 120192UMC ELECTRONICS CO DE X X 112092UNDERWRITERS FINANCIAL GROUP INC CO X 102192 AMEND UNICOMP INC CO X 120392UNION TEXAS PETROLEUM HOLDINGS INC DE X X 120392UNITED FINANCIAL GROUP INCDE DE X 112592UNITED MISSOURI BANCSHARES INC MO X 102892UNITED RETAIL GROUP INCDE DE X X 120292UNIVERSITY PATENTS INC DE X 111192VALUE HEALTH INC CT DE X 102092 AMEND VARITY CORP DE X 2492VIROLOGY TESTING SCIENCES INC DE X X X 120392WESTAM MORTGAGE FINANCIAL CORP AR X X 112492WESTINGHOUSE ELECTRIC CORP PA X X 120392WSMP INC NC X 112592ZAlE CORP DE X X 112592
NEWS DIGEST December 9 1992 12
8K REPORTS CaNT
STATE 81( ITEM NO
NAME OF ISSUER COOE 123 4 5 678 DATE CCM4ENT
--------------------------------------- - - -- ---_ _---_ READING amp BATES CORP DE X X 1210292REGENEX INC DE X X 111692RENTECH INC CO CO X 051892REYNOLDS METALS CO DE X 113092ROBERTS PHARMACEUTICAL CORP NJ X 112492RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592RYLAND MORTGAGE SECURITIES CORP SERIES 1 X x 102592SALOMON BROTHERS MORTGAGE SECURITIES VII DE X 112492SALVATORI OPHTHALMICS INC FL X 1210492SAXON MORTGAGE SECURITIES CORP VA X X 112492SAXON MORTGAGE SECURITIES CORP SERIES 19 X X 102592SEAGULL ENERGY CORP TX X X 120492SEAL FLEET INC NV X 113092SECURITY PACIFIC ACCEPTANCE CORP DE X 092791SPINNAKER SOFTWARE CORPMN MN X X 120192STANLEY WORKS CT X X 1210392STATE STREET BOSTON CORP MA X 112492
STRUCTURED ASSET SECURITIES CORPORATION DE X X 112092 SUMMIT ENVIRONMENTAL GROUP INC DE X OS2192 AMEND
bull r ) SUNGROUP INC TN X 112492 AMEND
tJ SUNGROUP INC TN X 120192n SUPRADUR COMPANIES INC DE X X X 1892rJ TEJAS POWER CORP0$ DE X 073192 AMEND ( TEXAS MERIDIAN RESOURCES CORPORATION TX X X 111392 AMEND
TEXAS UTILITIES CO TX X 112092~ TEXAS UTILITIES ELECTRIC CO TX X 1i2092 ) THORATEC LABORATORIES CORP CA X X 112392I TIDE WEST OIL CO CO X X X X X 112092
gt TIERCO GROUP INCDE DE NO ITEMS 101492 AMEND TRACOR INC DE X 1210492TRIBUNE CO DE X X 1210492TRIPLE THREAT ENTERPRISES INC NJ NJ X X 111992U S ENVIRONMENTAL INC DE X X 120192UMC ELECTRONICS CO DE X X 112092UNDERWRITERS FINANCIAL GROUP INC CO X 102192 AMEND UNICOMP INC CO X 120392UNION TEXAS PETROLEUM HOLDINGS INC DE X X 120392UNITED FINANCIAL GROUP INCDE DE X 112592UNITED MISSOURI BANCSHARES INC MO X 102892UNITED RETAIL GROUP INCDE DE X X 120292UNIVERSITY PATENTS INC DE X 111192VALUE HEALTH INC CT DE X 102092 AMEND VARITY CORP DE X 2492VIROLOGY TESTING SCIENCES INC DE X X X 120392WESTAM MORTGAGE FINANCIAL CORP AR X X 112492WESTINGHOUSE ELECTRIC CORP PA X X 120392WSMP INC NC X 112592ZAlE CORP DE X X 112592
NEWS DIGEST December 9 1992 12