sec news digest, 08-19-1993 · and unrelated business accounts and were used by her to pay personal...

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Issue 93-160 August 19 1993

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INJUNCTIVE ACTION FILED AGAINST KAROLA JAMISON

The Commission announced that on August 16 it filed a civil injunctive action in the US District Court for the District of Hawaii against Karola E Jamison (Jamison)alleging that she violated the antifraud provisions of the federal securities laws The complaint also seeks an accounting and disgorgement

The complaint alleges that from about March 1988 through November 1989 Jamison a resident of Hawaii engaged in a fraudulent investment scheme whereby she offered and sold securities in a purported international loan program called the Collateralized Funding Program (CFP) raising approximately $102 million from more than 40 investors Jamison capitalizing on her husbands high rank in the military attracted investors who were primarily military personnel and acquaintances of Jamison

The complaint also alleges that undisclosed to investors the CFP was really a Ponzi scheme consisting of nothing more than a few failed transactions Jamison also misled investors concerning the risks of the investment the non-refundability of commitment fees and the true nature of the international loan program Moreover Jamison failed to inform investors that investor funds were commingled with funds in her personaland unrelated business accounts and were used by her to pay personal and unrelated business expenses [SEC v Karo1a E Jamison Civil Action No 93-00639 HMF USDC Hawaii] (LR-13756)

GARY DIGIROLAMO AND AIR TECH INDUSTRIES INC CONSENT TO PERMANENT INJUNCTIONS

The Commission announced today that on August 13 a Final Consent Judgment of Permanent Injunction and Other Relief was entered against Defendants Gary L DiGirolamo (DiGirolamo) and Air Tech Industries Inc (Air Tech) enjoining them from violatingSection 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder Both defendants neither admitted nor denied the allegations in the Commissions complaint The Final Judgment does not resolve disgorgement prejudgment interest or penalties sought by the Commission against either DiGirolamo or Air Tech

The Commissions complaint alleges that Hercules Capital Inc a broker-dealer registered with the Commission and its president Craig Medoff and Air Tech and its president DiGirolamo fraudulently offered $2 million in unregistered securities to investors across the country

The Commissions action against the remaining defendants is pending [SEC v Medoffet al 93 Civ 5573 LLS USDC SDNY) (LR-13757)

COMPLAINT FILED AGAINST SPECIAL DELIVERY SYSTEMS INC ET AL

The Commission announced that on August 18 a civil complaint vas filed in Nev York against SDS a Florida based package delivery company Majzoub SDS President Call SDS Executive Vice President Sharkey Bivona Dunphy Mastroianni Bonanno and Dadey registered representatives (RRs) and as relief defendants Masri Grieco and Odom

The complaint alleges that the RRs violated the antifraud provisions of the federal securities laws by making material misrepresentations and omissions to customers purchasing SDS Among other things the RRs failed to inform customers that they were receiving undisclosed compensation from SDS in excess of the compensation stated in the SDS offering material

The complaint alleges that SDS violated the issuer reporting provisions of the federal securities laws by failing to disclose in its periodiC reports that it made undisclosed payments to the RRs Majzoub and Call aided and abetted SDS in these violations by preparing and signing the reports

Finally the complaint alleges that Masri Grieco and Odom received SDS IPO proceeds to which they were not entitled

Sharkey Bivona and Bonanno each consented vithout admitting or denying the allegations in the complaint to the entry of a Final Judgment of Permanent Injunctionand Other Equitable Relief and the issuance of an Order by the Commission that bars them from association with any broker dealer investment adviser investment companyor municipal securities dealer [SEC v Special Delivery Systems Inc bull et a1 Civil Action No 93-CIV 5766 PKL SDNY] (LR-13758)

INVESTMENT CO)(PANYmiddot ACTRELiispoundsmiddotmiddot bullbullbullmiddotmiddotbullbullmiddotmiddotmiddotbullbullmiddotmiddotmiddotmiddotmiddotmiddotbullbullmiddotbullmiddotmiddot

THE THOROUGHBRED GROUP

An order has been issued under Section 8(f) of the Investment Company Act declaringthat The Thoroughbred Group has ceased to be an investment company (Rei IC-19638 -August 18)

NEWS DIGEST August 19 1993 2

COLONIAL CALIFORNIA TAX-EXEMPT TRUST COLONIAL US GOVERNMENT TRUST COLONIAL MINNESOTA TAX-EXEMPT TRUST COLONIAL MICHIGAN TAX-EXEMPT TRUST COLONIAL INCOME TRUST

Notices have been issued giving interested persons until September 13 1993 to request a hearing on an application filed by the above-named companies for orders under Section 8(f) of the Investment Company Act declaring that applicants have ceased to be investment companies (Rels IC-19639 IC-19640 IC-1964l IC-19642 and IC-19643respectively - August 18)

HOLDINGCOHPANYmiddotACT RELEASES

NEVPORT ELECTRIC CORPORATION

A notice has been issued giving interested persons until September 9 1993 to requesta hearing on a proposal by Newport Electric Corporation (Newport) an electric public-utility subsidiary company of Eastern Utilities Associates a registered holding company to refinance up to $7925000 aggregate amount of outstanding tax-exemptbonds In order to effect such refinancing Newport proposes to borrow on or before December 31 1994 the proceeds of one or more issues of refunding bonds (RefundingBonds) to be issued by the Rhode Island Development Corporation or similar governmental agency with tax-exempt authority To enhance the credit rating of the Refunding Bonds Newport may obtain bond insurance arrange for an irrevocable letter of credit andor issue one or more series of first mortgage bonds or second mortgagebonds (Collateral Bonds) Newport has received authorization under Rule 50(a) (5) to commence negotiations with various underwriters representatives banks and insurance companies with respect to the Refunding Bonds and to the Collateral Bonds (Rel 35-25869)

SELP-REGULATORYORGANIZA1rONS

PROPOSED RULE CHANGES

The New York Stock Exchange filed a proposed rule change (SR-NYSE-93-26) to amend Rule 113 (a) (Specialists Public Customers) to limit the ability of approved personsassociated with specialist organizations to accept orders in specialty stocks f~om certain parties and amend Rule 98 (Restrictions on Approved Person Associated with Specialists Member Organization) to grant an exemption to the new Rule 113 (a) limitation for approved persons Publication of the proposal is expected in the Federal Register during the week of August 23 (Re1 34-32750)

NEVS DIGEST August 19 1993 3

The New York Stock Exchange filed a proposed rule change (SR-NYSE-93-30) to adopt on a one-year pilot basis a measure of specialist performance which focuses on a specialist units use of its own capital in relation to the total dollar volume of trading activity in the units stocks Publication of the proposal is expected in the Federal Register during the week of August 23 (Rel 34-32751)

The Boston Stock Exchange filed a proposed rule change (SR-BSE-93-5) that would amendits Constitution and Rules to provide that members member organizations and allied members must comply with Exchange requests for information and that continued noncompliance may result in the suspension or expulsion of that member or member organization Publication of the proposal is expected in the Federal Register during the week of August 23 (Rel 34-32752)

The American Stock Exchange filed a proposed rule change (SR-Amex-93-0l) to adopt new Rule 208 on the bunching of odd-lot orders to rescind Rule 365 on clearing member participation in specialist joint accounts and to rescind Rule 417 and revise Rules 415 and 416 on the handling of certain accounts by members and member organizationsPublication of the proposal is expected in the Federal Register during the week of August 23 (Re1 34-32762)

ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

The Commission granted accelerated approval to a proposed rule change filed by the Boston Stock Exchange (SR-BSE-93-l5) to extend for one year the BSEs SpecialistConcentration Policy pilot program (Rel 34-32753)

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SECURITIESmiddotmiddot middotACTRBGISlRArIO1$

The following registration statements have been filed with the SEC under the Securities Act of 1933 The reported information appears as follows Form Name Address and Phone Number (if available) of the issuer of the security Title and the number andor face amount of the securities being offered Name of the managingunderwriter or depositor (if applicable) File number and date filed Assigned Branch and a designation if the statement is a New Issue

S-6 SEARS GDIIERIIEIT IIVESTIEIIT TRUST U S TREASlIlY SERIES 7CO DEAl WITTER REYIOlDS lit 111) W[JW) TRADE CEIlER 59TH FleD lEW YCIIIC III 10048- III)EFlIlITE SHARES (FILE 33-49975 - AUG 11) (IR 22 - lEW ISSUE)

5-8 ECICEROJACICCORPDE P 0 10K 4689 ClEARMTERFL 34618 (813) 399-6000 -1666661 ($24681505) aJMII $lOCI (FILE 33-4W17 - AUG 12) (IR 4)

5-8 BEARSTEARIISCXIIPAilIESlit 245 PARKAVE lEW TtIlIC III 10167 (212) 272-2000 -846211 ($19515141) aJMII STOCI (FILE 33-49979 - AUG 13) (IR 12)

5-3 tRAy IlJFUTER CORP 1110 BATFIELD OR COUADO SPRINGS co 80906 (719) 519-6464 -12896343 ($35464943) aJMII STOCI (FILE 33-61096 - AUG (9) (IR 10)

S-4 Anu EHGY CORP THREELlICOLIl CElTRE STE 1800 5430 LBJ FREBMY DAllAS TX 75240 (214) 934-9221 - 2329330 ($23526233) aJMII $lOCI (FILE 33-61098 - AUG (9)(RR 8)


REGISTRATIONS CONTINUED

5-8 AUSPEXSYSTBIS lilt 5200 GREATMERICA PM SAlTA aMA CA 95054 (408) 492-0900 -3906969 (125556959) aJIDI STOCK (FILE 33-67100 - AUG 09) (HR 9)

5-8 IIERBAlIFEIIlTERllATIOIALlit 9IlOO LA CIEllEGABLVD IIIGLBIXI) CA 90301 (310) 410-9600 - 3254000 (154097750) aJIDI STOCK (FILE 33-67102 - AUG 09) (HR 4)

5-3 TRIIZIC alRP 101 IJlIVERSITY AVE PALOALTO CA 94301 (415) 328-9595 - 1879959 ($6109866) alIKIII STOCK (FILE 33-67104 - AUG 09) (BR 10)

5-2 MERICAII IITERNATIOIALPETROLElII alRP 1tlV 640 FIFTH AVE lIEU TCIIICIff 10019 (212) 956-3333 - 25000 (125000000) STRAIGHTIKJI)S 12500000 (S125OOOOO) aJIDI STOCK (FILE 33-67106 - AUG 09) (HR 3)

S-1 nIII1OTIlERAPEUTICSlit 3505 RIVERViewCIRClE IIEAD 56560 (701) 232-9575 -1000000 (14000000) aJIDI STOCK (FILE 33-67108 - AUG 09) (HR 4)

5-8 BAlDWII amp LYGIS IIICPROTECTIVEIMSURAIICECO 1099 I IlERIDIAI ST IIDIAIIAPOlIS II 46204 (317) 636-9Il00 - 300000 (S300ooo) aJIDI STOCK (FILE 33-67112 - AUG 09) (HR 10)

S-8 AIIlEP alRP 10 COLUMBUS CIRCLE lEW YCIIICIff 10019 (212) 541-7300 - 15000 (S105937) aJIDI STOCK (FILE 33-67114 bull AUG 09) (HR 9)

S-8 AIIlEP CORP 10 COLUMBUS CIRCLE lEW YORKIff 10019 (212) 541-7300 - 315000 (12224687) aJIDI STOCK (FILE 33-67116 - AUG 09) (HR 9)

5-4 DIRECT COllECT IITERIATIOIAL lit 700 GIIlUII AVE IDJAII) PARI IJ 07432 (201) 445-2101 - 8259397 (16710760) aJIDI STOCK (FILE 33-67150 - AUG 09) (HR 11)

5-3 MARa IATURAL GAS SERVICES lit CO - 750000 (16375000) aJIDI STOCK (FILE 33-67152 - AUG 09) (lEW ISSUE)

S-8 GLOBAl lll)USTRIES LTD 107 GLOBAl CIRClE LAFAYETTELA 70503 (318) 989-0000 -10000 (1212500) aJIDI STOCK (FILE 33-67154 - AUG 09) (HR 9)

F-6 CHEJIIICAlamp IllIG CO OF CHILE 11tADR 48 WALL ST lIEU YORKIff 10286 (212) 495-1727 -lt50000000 (12500000) DEPOSITARTRECEIPTS FOt aJIDI STOCK DEPOSITORBAllI( OF lEW YORK (FILE 33-67156 - AUG 09) (HR 2)

5-8 WACKElIIJT alRP 1500 sal REMO AVE CORAL GABLES FL 33146 (305) 666-5656 - 25000 (1276500) ctMDI STOCIC (FILE 33-67158 - AUG 09) (HR 5)

5-8 CAllAWAYGOlF CO ICA 2285 RUTHERFORD CARLSBAD CA 92008 (619) 931-1771 -RD210000 ($9200625) aJIDI STOCK (FILE 33-67160 - AUG 09) (HR 12)

5-3 DIMOID SIWIlOCIC lit 9830 COLOIIUDE BLVD sal AlTGlIO TX 7B23O (210) 641-6800 -3254716 ($68552455) alIKIII STOCK (FILE 33-67166 - AUG 09) (BR 3)

5-8 SlJgtER RITE CORP1DEI 3900 III)USTRIAL RD HARRISllllG PA 17110 (717) 232-6821 -900000 ($8775000) aJIDI STOCK (FILE 33-67168 - AUG 09) (HR 4)

5-8 HampR BLOCKlit 4410 Mil ST KAlSAS CITY NO 64111 (816) 753-6900 - 1933829 (169134386) CdIKlI STOCK (FILE 33-67170 - AUG (9) (HR 5)

5-8 HYPERMEDIACOIUIICATIOIS lit 901 MRIIERS ISJAII) BLVD STE 365 sal MTEO CA 94404 (415) 573-5170 - 324635 (S146O857) aJIDI STOCK (FILE 33-67172 - AUG 09) (HR 12)



5-8 TRUSTCOu IDP II Y 320 STATEST stIIEIECTADY If 12305 (518) 371-3311 - 50000 ($2059500) aJIIIII STOCIC (FILE 33-67176 - AlIi 09) ( bullbull 1)

S-8 PARTECHHOlDIIGS CDP 3366 RIVERSIDEDR STE 200 aJIIBIS 011 43221 (614) 538-0660 - 1605000 (S1875696) aJIIIII STOCIC (FILE 33-67178 - AlIi 09) ( bullbull 9)

5-8 ACCEPTAIICEIIISlIWICE CXJIgtAlIES lit 222 S 15TH ST STE 600 CIIIUIA IE 68102 (402) 344-8800 - 24710 (S14577652) aJIIIII STOCI( (FILE 33-67180 - AlIi 09) ( bullbull 9)

S-3 YISCOIISIIIGASIll 62h E YISCOIISIIIAVE IUUMIiCEE II 5320Z (414) 291-7000 -45000000 (145000000) STRAIGHTIKJI)S (FILE 33-67182 - JUIi 10) ( bullbull I)

5-1 IIAlLMK CAPITAl CDP 7401 EST GREEIiFiELDAVE EST ALLIS I 53214 (414) 778-4600 - 1581250 (S1265OOOO) aJIIIII STOCIC lIDEIMtITER ~ SEQltITIESIIC (FILE 33-67184 - AlIi 10) (IR 1)

58-2 U 5 DRUG TESTING lie ST RAIICIIO DItNDIGA CA 917S0 (800) 752-462510410 TRADEIWUC- 1725000 (58625000) aJIDI STOCIC lJI)EIlYliTER BARAIIAII SEQltITIES IIC (FILE 33-67186 - NJG 10) (IR a - lEY ISSlE)

5-8 DIAIA CllRP 250 E Yl5(UlS11i AVESTE 1800 IULUIWICEEYI 5320Z (414) ZlR-W97 -700000 (14081000) aJIDI STOCIC (FILE 33-67188 - AlIi 10) ( bullbull 3)

5-8 THERIC FlIERTEK IIIC 81 YYIWI ST POBOX 9046 UALTIWI 1M 02254 (61n 622-1000 -200000 ($2100000) aJIDI STOCI( (FILE 33-67190 - AlIi 10) ( bullbull 9)

5-8 TIlEIII) FIIERTEK lit 81 YYIWI ST POBOX 9046 UALTIWI 1M 02254 (61n 622-1000 -300000 (53150000) aJIDI STOCI( (FILE 33-67192 - NJG 10) ( bullbull 9)

S-8 THERICFlIERTEK lit 81 YYIWI ST POBOX 9046 UALTIWI 1M 02254 (61n 622-1000 -1600000 (S168OOooo) aJIDI STOCIC (FILE 33-67194 - AlIi 10) ( bullbull 9)

5-8 TMEIII) FlBERTEKIIiC 81 YYIWI ST POBOX 9046 UALTIWI 1M 02254 (617) 622-1000 -400000 (14200000) aJIDI STOCIC (FILE 33-67196 - NJG 10) ( bullbull 9)

S-8 BACKYARD_GERS lit 2768 OOLe1T PAIl( DR IEIPIIIS TI 38111 (901) 367middot -46257 (1451005) aJIIIII STOCI( (FILE 33-67198 - MIG 10) ( bullbull 11)

S-8 BRAID()N SYSTEMSCllRP (lIE IIARIDI PLZ SECAUalS 01094 (201) )92-0Il00 - 106250 (15650000) aJIIIII STOCIC (FILE 33-67200 - MIG 10) ( bullbull 5)

5-11 FUIID AlERICA IIIVESTCJtSaItP II 8055 E TUFTSAVEPICUf SYE 1450 DElIVER co IOZ37 (303) 290-6025 - 1000000 (Sloooooo) EClJIPIIEIITTlUST CERTIFICATES (FILE 33-67202 -NJG 11) (IR 12)

5-1 MERICAl HOIIOARECEIVABLESCllRP 700 VAl lESS AVEIIJE co MERICAI IIOIIOARECIEVABLESaItP TCIUWICECA 90501 (310) 781-4100 - 1000000 (S1oooOOO) EClJIPlEIT TRUSTCERTIFICATES lJI)EIlYliTER IERRILL LYICII amp CO (FILE 33-67204 - NJG 11) (IR 11)

S-1 RIVIERA HOlDIIIGS (lItP 2901 lAS VEGASBlVD SWTII LAS VEGAS IV 89109 (102) 734-5110 - 76552000 (S76552OOO) IIlRTGAGEIKJI)S (FILE 33-67206 - MIG 11) ( bullbull 12)

5-8 IIiTERlATIOIIAl IUCROaJIIUTER SOfTWARE IIIC ICAI 1938 FCIlIlTl ST SAl RAFAELCA 901 (415) 454-7101 - 200000 ($1400000) aJIIIII STOCK (FILE 33-67208 - MIG 11) ( bullbull 10)

6 NEWS DIGEST August 19 1993


S-1 UIItK RpoundmIIERY lie 2341 S FREIIRJS STE 14 TUCSmI AZ 115713 (602) 322-6634 -7100000 (123666250) aJIDI STOCI (FILE 33-67210 - AUG10) (II 8)

S-8 EIMJY CDIP 15 CEIITlIlY BlW SUITE 600 111) LArEYIEV PLACE IlASllVILLE 11 37214 (615) 885-3100 - 75000 (S1135750) aJIDI STOCI (FILE 33-67212 - AUG10) (II 10)

S-8 EIMJY CDIP 15 CEIITlIlY BlW SUITE 600 111) LArEYIEV PLACE IlASllVILLE TI 37214 (615) 885-3100 - 1000000 (S131I5O000) aJIDI SToa (FILE 33-67214 - AUG10) (BR 10)

S-8 MID Nt lie 222 S Mil ST 8OUL11G GItEEII CIt 43402 (419) 352-5271 - 40811 (1266822) aJIDI STOCI (FILE 33-67216 - AUG 11) (II 2)

S-8 STAliLEY RItIIITlItE 00 lie IKIITE 51 STAllLEYT(UI VA 24168 (703) 629-7561 - 60836 ($543721) aJIDI SToa (FILE 33-67218 - AUG11) (II 6)

S-8 TCItCIMARICCDlPLilI OOUIM OOTEA IICEAI CDIP 2001 lID AVE S BIIJIIIIGIIAII AL 35233 (205) 325-4200 - 704264 (140671246) aJIDI STOCI (FILE 33-67220 - AUG 11) (II 10)

S-3 IlAlllltS IIIXJSTRIES lie 515 GREEIS II) STE 1200 IDJSTCII TX T7D67 (713) 874-0035 -2000000 (S18625000) aJIDI STOCI (FILE 33-67222 - AUG 09) (II 3)

S-1 BIt CDIP 171 SI1ITII ST IIDPICIITCII M 01748 (508) 435-1000 - 51115000 (121151750) aJIDI SToa (FILE 33-67224 - AUG 10) (II 9)

S-8 IEDCIB PRCmUCTS IIC MI 232 allUICiS PAIIe IIIIIIII M 01801 (617) 932-5900 -460000 ($36110000) aJIDI STOCI (FILE 33-67228 - AUG 10) (II 4)

1-2 VAIl IAIIPEII IlEDITT lEW YCItIC _ICIPAL OPPCIITIaIITY TIUST (lIE PAllCVIEV PLAZA OIUCIIROOKTERRACE IL 60181 (800) 225-2222 - 100000 ($1500000) aJIDI SHARES OF IElEFlCIAL IITEREST lJI)fIMliTER VAIl rMPEJI IlEDITT IIC (FILE 33-67230 - AUG 10) (II 18 - lEW ISSlE)

1-2 VAIl rMPEJI IlEDITT CALIF ICIPAL OPPCIITIaIITY TRUST (lIE PAllCVIEV PLAZA OADIIOIIC TERRACE IL 60181 (800) 225-2222 - 100000 (S15OO000) aJIDI SHARES OF 8EJEFICIAL IITEREST lJI)fIMliTER VAIl rMPEJI IlEDITT IIC (FILE 33-67232 - AUG 10) (II 18 - lEW ISSlE)

1-2 VAIl rMPEJI IlEDITT asYLVAliIA _ICIPAL OPPCIITIaIITY TRUST (lIE PAllCVIEV PLAZA OADIIOIIC TERRACE IL 60181 (800) 225-2222 - 100000 (S15OO000) aJIDI SHARES OF IlElEFlCIAL IITEREST lJI)EJlWlTER VAIl rMPEJI IERRITT IIC (FILE 33-67234 - AUG 10) (II 18 - lEW ISSlE)

1-2 ACIIJ IIAIIAGEDDOlLAR IIICOE RIIraquo IIC 1345 AVE Of TIE MER I CAS lEW YatIC IT 10105 (212) 969-1000 - 4600000 ($69000000) aJIDI STOCI lJI)EJlWlTER IlEDIU LYIICH amp 00 (FILE 33-67236 - AUG 10) (II 16 - lEW ISSlE)

1-2 IINEEII PRBIllJII IIaIE ICIPAL RIIraquo 6 m ST WMKER DR CHICAGO IL 60606 r (312) 917-7700 - 100000 (S15OO000) aJIDI SHARES OF ElEFlCIAL IITEREST lJI)fIMliTER IRCIII ALEX amp DIS lie EDIMIIDS A Ii amp DIS lie ICEIIER SEaIITIES lit

LEGIi MSOI lID) ~ IIC LEIIIAII 8ROT1IEIS IIC IINEEII amp 00 litPAIIIEUEIIIIER lit PIPER IlARlUtY PIIlmEIITIAL SEatlTlES lit SlUTN IIAIIIIEY SIIEARSCII lit(FILE 33-67Z58 - AUG 10) (II 18 - lEW ISSlE)


REGISTliATIONS CONTINUED

11-2 NUVEEN CALIFORNIA PREMllJII INaJIIJE UUCIPAL flM) 2 m EST WADCER DR CHICAGO IL 60606 (312) 917-7700 - 100000 ($1500000) aJIDI STOCK lJI)EIMtITER BRCUI ALEX SONS INC CRIIfLL -IEDOI CO EDWARDSA G SONS lit KEMPER SEaJRlTIES INC LEIMAII BROTHERS lit IlNEEN JOIIII CO lit PAIIlBEBllER lit PRtJgtENTlAL SEaJRlTlES lit SMITH BARllEY SHEARSON lit suro CO lit (FILE 33-67240 -AUG 10) (BR 18 - IIEW ISstJ)

5-8 BRITISH AIRYAY5 PLC SPEEDSIRD HaJSE HEATHRmI AIRPORT aSLOW EJIGLAII) lU6 2JA XO - 250000 ($12725()()) FOREIGN COIIDI STOCK (FILE 33-67242 - AUG 10) (SR 3)

s-3 CEPHAL(JI lit 145 BlWlDYVIIIE PIQIY EST CHESTER PA 19380 (215) 344-0200 -4194000 ($45085500) COIIDI STOCK (FILE 33-67244 - AUG 10) (SR 4)

5-1 DECKERS FOOTWEAR[DU) 1140 IIAK AVE CARPIIiTERIA CA 95013 (805) 6amp4-7722 -2875000 ($17375000) COIIDI STOCK lMgtERWIUTER KIDDER PEABmY CO litPAINEIoEBBER INC (FILE 33-67248 - AUG 10) (IR 5 - IIEW ISstJ)

S-2 AMERICANAIIIlIITY GIKIJP INC 1DEI 4 STAMFCIIDFORlJII nH FL P 0 lOX 120007 STAMFCIID CT 06912 (203) 964-8600 - 15000000 ($15000000) STRAIGHT 8(JI)S lIIraquoERWItlTER BEAR STEARNS CO INC DOIIAlDSON LUFKII JEIlRETTE SEaJRlTlES C (FILE 33-67250 -AUG 11) (IR 9)

SB-2 aJIIIERCIAL IWIICSHARES IIC 1550 SW 57TH AVE IIIAMI FL 33144 (305) 267-1200 -977500 ($12707500) COIIDI STOCK lMgtERWItITER IIDVEST lit (FILE 33-67254 -AUG 11) (IR 2)

5-8 BOST(JI TECHJIOlOGY INC 100 QUAlltIAPaIITT PIQIY WAKEFIELD IIA 01880 (617) 246-9000 -200000 ($2025000) ClWDI STOCK (FILE 33-67260 - AUG 11) (IR 7)

5-2 PRESIDIO OIL CO 5613 DTC PIQIY STE 750 CIO GRAlT E THAYER EIIGLEIXI) CO 80111 (303) ffl-Ol00 - 175000000 ($175000000) STRAIGHT IICJI)S (FILE 33-67262 - AUG 11) (IR 3)

11-2 IEXICO flM) lit rt ARISTOTELES STREET 3RD FL POlAIICO 11560 lEXICO D F lEXICO NY 00()()() (525) 280-1636 - 9314240 ($246175363) aJIDI STOCK (FILE 33-67264 -AUG 11) (IR 18)

5-1 MARRIOTT INTERNATlOlAL lit 10400 FERIMXJ) RD BETHESDA lID 20817 (301) 380-3000 -8961000 ($59501040) COIIDI STOCK (FILE 33-67270 - AUG 11) (SR 12)

5-8 SRITE VOICE 5YSTEMS INC 7309 E 21ST ST I WICHITA KS 67206 (316) 265-5700 -60000 (S330ooo) ClWDI STOCK (FILE 33-67274 - AUG 11) (IR 7)

5-8 lOVELL INC 122 EAST 1700 SOUTH PIHNO UT 84606 (801) 429-7000 - 47802 ($140537) ClWDI STOCK (FILE 33-67276 - AUG 11) (IR 9)

5-8 NATURE FOCI) CEIITRES lilt OIIE NATURES ~Y WILIIIIIGTOII IIA 01887 (508) 657-5000 -100000 ($1861700) IDIDI STOCK (FILE 33-67278 - AUG 11) (IR 18)

5-8 DATAKEY lit 407 W TRAVELERS TRAIL IRJRIISYILLE l1li 55337 (612) 890-6850 - 250000 ($937500) aJIIII STOCK (FILE 33-67280 - AUG 11) (IR 3)

5-8 IIOHAWICINDUSTRIES lilt 1755 TIlE EXCHAIIGE ATLMTA GA 30339 (404) 951-6000 -300000 ($10987500) aJIDI STOCK (fiLE 33-67282 - AUG 11) (SR 8)

5-1 PREFERRED ENTERTAINMENTINC 4318 N ELSTOII CHICAGO IL 60641 (312) 463-1308 -11145 ($172747) aJIIII STOCK (FILE 33-67330 - AUG 12) (IR 8)

NEWS DIGESTAugust19 1993 8


S-8 STOllE EllERGY DlRP 625 E OlISTE SAU RD LAFAYETTE LA 70508 (318) 237-0410 -1125000 (3995000) aMDI STOCIC (FILE 33-67332 - AUG 12) (81 4)

S-8 PRaillCE OF lIEU IIIlIIISUICK 1251 AVEIIJE OF TIE MERICAS CAUDIAII CDlSULATE GEIIERAllEW Y(IUC IY 10020 - 450000000 ($450000000) RIlEIGil GOIIERIIIEIfT All) AGEIIICYDEBT(FILE 33-67338 - AUG 12) (II 9)

S-3 RESlltGEIIS aJIUIlCATImIS GIKIJP lie 2210 RESIItGEIIS PlZ SOITH945 E PACES FEUY RD IE ATlMTA GA 30326 (404) 261-6190 - 9675024 ($464202085)PREFERRED STOCIC 14817998 (64616706) aMDI STOCIC (FILE 33-67340 - AUG 12)(II 7)

S-3 USLIFE DlRP 125 MAiDEl ll lIEU YORK IY 10038 (212) 709-6000 - 150000000(50000000) STRAIGHT Il0l)$ (FILE 33-61344 - AUG 12) (81 9)

- - - -

ACQUrSIIJtIONOfSEClrRIfIES

Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule 13G) may in lieu of filing a Schedule 13D file a Schedule 13G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1) Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule 14D-1

Below is a list of recent filings of Schedules 13D and 14D which includes the following information Column 1 - the company purchased (top) and the name of the purchaser Column 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (in OOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing ie new update or revision

EVEIIT SIItS(OOO)1 aJSIPI FlLlIIGlINE All) CLASS OF STOgCMIER FORM DATE IDYIED PRIORS STATUS

IEAlTIICARE GIKIJP lie alii 2W 00278610

SC RllWlEllTAl lie ET Al 13D 81193 43 63 lFDATE

ACCEPTAIICE lIS COS lit alii 1890 00430810VAlASSIS EITEIPIUSES LP ET Al 13D 11893 226 00 lIEU

AUTO-SIMI USA lit alii 641 05290810aauss ARTO 13D 62093 101 394 lFDATE

AUTD-SIMI USA lit alii 641 05290810CLERISS ARTO 13D 62093 101 394 RVSUII


ACQUISITIONS CONT

EVENT SIIRS(800)1 ClIS(PL FlLIMG~_ NAME AND CLASS Of STOX[allER FlaquoIIM DATE flIItED PRICJr STAros

AVATAR HLDGS INC COlI 1978 05349410SHARP PETER ESTATE Of 13D 72793 196 198 lFDATE

BRADLEES INC COlI 715 10449910SC FlJI)AMEIiT At INC ET At 13D 811193 63 52 lFDATE

BRADLEES INC COlI 715 10449910SC FlJI)AMEIiT At IIiC ET At 13D 81193 63 52 RVSICII

CCI COOED COMJIIICATICIIS IIiC COlI 2120 12492910DECOII SYSTEMS IIiC ET At 13D 81 993 262 00 lIEU

CHEROKEE IIiC IIEW COlI 646 16499210SCATTERED IXIRP 13D 8 393 129 106 lFDATE

CHEROKEE INC IIEW COlI 646 16499210SCATTERED IXIRP 13D 8393 129 106 RVSICII

DECOII SYS IIiC COlI 625 24358810CCI aDED COMJIIICATICIIS ET At 13D 81093 201 00 lIEU

DICKENSON In lieS LTD CL A 13006 25301520GOlDIXIRP INC 13D 81793 1000 1000 lFDATE

DICKEIiSON MIIiES LTD CL A 13006 25307520GOlDIXIRP IIiC 13D 81793 1000 1000 RVSICII

DICKENSON MIIlES LTD CLBCY 4597 25307530

GOlDIXIRP INC 13D 81793 262 262 lFDATE

DICKEIISON MIIlES LTD Cl B CY 4597 25307530GOlDIXIRP INC 13D 811793 262 262 RVSICII

DUNES HOTELS ~ CASIIIOS INC COlI 0 26544010EUREKABAIIK 13D 7J2993 00 IIA lFDATE

DUNES HOTELS ~ CASIIIOS INC COlI 0 26544010EUREUBAK 13D 7J2993 00 IIA RVSICII

EMf I RE OF CAROliNA IIiC COlI 5744 29200710HALCO IIIDUSTRIES 13D 8J12J93 352 711 lFDATE

EMfgt I IE Of CAROliNA IIIC COlI 5744 29200710MALCO IIIDUSTRIES 13D 8J12J93 352 711 RVSICII

EJIgt I RE Of CAROliNA IIIC COlI 8576 29200710HALPER III BARRY S 13D 8J12J93 526 765 lFDATE

EMf I RE OF CAROliNA IIiC COlI 8576 29200710HALPERIII BARRY S 13D 8J12J93 526 765 RVSICII


I

ACQUISITIONS CONT

1lIIIE All) aASS OF STXXlaIIEII EVEIIT ss(ooo)

PAlE PMP aJSIP FlLlIIG

PlICIrS STAlUS

SlPIIE OF CMOlIIA III alii 13766 Z92OO710 IlALPERII IUIlIUCE A 13D 1I12I9J 145 146 lJIDATE

SlPIIE OF CMOlIIA lie alii 13766 29200710 IlALPERII IUIlIlICE A 13D 1I12I9J 145 146 IVSICII

SlPIIE OF CAROLIIA III alii 1924 Z92OO710 1liiI_II CAROL 13D 1112I9J 111 111 lJIDATE

SlPIIE OF CMOlIIA lie alii 1924 29200710 1liiI_II CMOl 13D 1I12I9J 118 11 8 IVSICII

GREAT FALLS IIAICmP alii 92 39lI3II010 SOIDOIIEII L 13D 731m 12T 117 lJIDATE

GREAT FALLS IIAICmP IDI 92 39lI3II010 SOIDOIIEII lOIII L 13D 731m 127 117 IVSICII

leo lie alii lEU 1431 4492M20 PACIIOLDERASSIDC 13D 114m 215 254 lJIDATE

leo lie alii lEU 1431 4492M20 PACIIOLDERASSIDC 13D 114m 215 254 IVSICII

ISTEC lIDS amp TEaJLOIilES LT 1_ 46521210 IIIIOIIITZ AYIIIJD 13D 113m 118 224 lJIDATE

ISTEC lIDS amp TEaJLOIilES LT 1- 46521210 IIIIOIIITZ AYlIIJD 13D 113m 111 224 IVSICII

IVEY PPTYS lie alii 0 46518710 LEII) LEASE IDIP LTD 13D 113m 00 IA lJIDATE

IVEY PPTYS lie alii 0 46518710 LEII) LEASE IDIP LTD 13D 113m 00 IA IVSICII

IATICIIAL CIIITY lIS lie IDI 0 63547010 IAIIIC lEU YIB eo 13D 11111193 00 199 lJIDATE

IATICIIAL CIIITY lIS lie IDI 0 63547010 IAIIIC lEU YIB eo 13D ilium 00 199 IVIICII

o IEI EIIEItampY SYS III aA 3000 67444110 PlEILD CIEIIICAL lie 13D 730193 178 00 lEV

o IEI EIERGY ITS lie aA 3000 67444810 PlEJILO CIEIIICAL lie 13D 730m 171 00 IVSI

CIUDA IEALTIICDIP IDI 281 616115710 PAl L PETAL 13D III 6IJ 151 155 lJIDATE

CIUDA IEALTIICDIP IDI 281 616115710 PAlLPETAL 13D III 6IJ 151 155 IVII


ACQUISITIONS CONT

EVEIIT s5(OOO) aJSIP Fill NAME AND CLASS OF STOCKIMlER FORIIJ DATE PMfP PltICIIS STAros

PERMIAN BASIN

BURlIJlGnJl RTY TR

RESOURCES INC

~IT BEllI INT 140-1 81793

1539133_0

71423610 00 lIEU

PERMIAN BASIN 1lUR1I NGT(JI

RTY TR RES(UtCES INC

~IT BEllI INT

140-1 81793 15391

330 71423610

00 RVSI(JI

PUBLlCICER IIIDS INC

elL R ASSOC LP ET AL

C(JIJ

130 8 2JfJ5 1073

74 74463510

57 UPDATE

SAFEWARD SCIENTlFlCS INC C(JIJ 0 1B644910 IETALLGESELLSCHAFT alItP 130 81693 00 80 UPDATE

SWTtuSTERN EIIYIRCIIENTAL

KEOGH GARY E

C(JIJ

130 8 693 1501560

84546810 00 lIEU

snJTIIISTERN EIIYIRCIIENTAL

KEOGH GARY E

C(JIJ

130 8693 1501560

84546810 00 RVSICII

STUARTS DEPT STcmS INC

SIWKlT NAlL aJtP

C(JIJ

130 71493 4290

199 86383910

184 UPDATE

SUBURB FED FINL aJtP C(JIJ n 86499310 HALlS JEFFREY S 130 81193 81 100 UPDATE

SUBURBFED FlNL aJtP C(JIJ n 86499310 HALlS JEFFREY S 130 81193 81 100 RVSICII

SUBURBFED FlNL alItP C(JIJ 75 86499310 YHALEN WAYNE 130 81693 83 69 UPDATE

SUBURBFED FlNL alItP C(JIJ 75 86499310 YHALEN WAYNE 130 81693 83 69 RVSICII

TERMIFLEX CORP C(JIJ 517 8807BJ10 FLETCHER WILLIAM E 130 81693 385 379 UPDATE

TERMIFLEX CORP C(JIJ 517 8807BJ10 FLETCHER WILLIAM E 130 81693 385 379 RVSICII

VS8 BANalItP INC C(JIJ 116 91828310 SPIRO MARTIN 130 8 493 99 89 UPDATE

VS8 BANalItP INC C(JIJ 276 91828310 SPIRO MARTIN 130 8 493 99 89 IVSICII

VOlT CORP

VOlT ACQUISITICII aJtP

C(JIJ

ET AL 140-1 81393 2929954

92863210 577 IVSICII

VOlT alItP

VOlT ACQUISITICII C(JIJ

CORP ET AL 140-1 81393 2929

954 92863210

577 RVSICII

VITAL HEART SYS

PRINTY DAVID

INC

L ET AL

C(JIJ

130 81793 4033

155 93199110

112 UPDATE


The Commissions complaint alleges that Hercules Capital Inc a broker-dealer registered with the Commission and its president Craig Medoff and Air Tech and its president DiGirolamo fraudulently offered $2 million in unregistered securities to investors across the country

The Commissions action against the remaining defendants is pending [SEC v Medoffet al 93 Civ 5573 LLS USDC SDNY) (LR-13757)

COMPLAINT FILED AGAINST SPECIAL DELIVERY SYSTEMS INC ET AL

The Commission announced that on August 18 a civil complaint vas filed in Nev York against SDS a Florida based package delivery company Majzoub SDS President Call SDS Executive Vice President Sharkey Bivona Dunphy Mastroianni Bonanno and Dadey registered representatives (RRs) and as relief defendants Masri Grieco and Odom

The complaint alleges that the RRs violated the antifraud provisions of the federal securities laws by making material misrepresentations and omissions to customers purchasing SDS Among other things the RRs failed to inform customers that they were receiving undisclosed compensation from SDS in excess of the compensation stated in the SDS offering material

The complaint alleges that SDS violated the issuer reporting provisions of the federal securities laws by failing to disclose in its periodiC reports that it made undisclosed payments to the RRs Majzoub and Call aided and abetted SDS in these violations by preparing and signing the reports

Finally the complaint alleges that Masri Grieco and Odom received SDS IPO proceeds to which they were not entitled

Sharkey Bivona and Bonanno each consented vithout admitting or denying the allegations in the complaint to the entry of a Final Judgment of Permanent Injunctionand Other Equitable Relief and the issuance of an Order by the Commission that bars them from association with any broker dealer investment adviser investment companyor municipal securities dealer [SEC v Special Delivery Systems Inc bull et a1 Civil Action No 93-CIV 5766 PKL SDNY] (LR-13758)

INVESTMENT CO)(PANYmiddot ACTRELiispoundsmiddotmiddot bullbullbullmiddotmiddotbullbullmiddotmiddotmiddotbullbullmiddotmiddotmiddotmiddotmiddotmiddotbullbullmiddotbullmiddotmiddot

THE THOROUGHBRED GROUP

An order has been issued under Section 8(f) of the Investment Company Act declaringthat The Thoroughbred Group has ceased to be an investment company (Rei IC-19638 -August 18)
















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- - - -











ACQUISITIONS CONT





















I

ACQUISITIONS CONT



PlICIrS STAlUS




















ACQUISITIONS CONT


PERMIAN BASIN

BURlIJlGnJl RTY TR

RESOURCES INC


1539133_0

71423610 00 lIEU



~IT BEllI INT

140-1 81793 15391

330 71423610

00 RVSI(JI



C(JIJ

130 8 2JfJ5 1073

74 74463510

57 UPDATE



KEOGH GARY E

C(JIJ

130 8 693 1501560

84546810 00 lIEU


KEOGH GARY E

C(JIJ

130 8693 1501560

84546810 00 RVSICII


SIWKlT NAlL aJtP

C(JIJ

130 71493 4290

199 86383910

184 UPDATE









VOlT CORP


C(JIJ

ET AL 140-1 81393 2929954

92863210 577 IVSICII

VOlT alItP


CORP ET AL 140-1 81393 2929

954 92863210

577 RVSICII

VITAL HEART SYS

PRINTY DAVID

INC

L ET AL

C(JIJ

130 81793 4033

155 93199110

112 UPDATE
















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- - - -











ACQUISITIONS CONT





















I

ACQUISITIONS CONT



PlICIrS STAlUS




















ACQUISITIONS CONT


PERMIAN BASIN

BURlIJlGnJl RTY TR

RESOURCES INC


1539133_0

71423610 00 lIEU



~IT BEllI INT

140-1 81793 15391

330 71423610

00 RVSI(JI



C(JIJ

130 8 2JfJ5 1073

74 74463510

57 UPDATE



KEOGH GARY E

C(JIJ

130 8 693 1501560

84546810 00 lIEU


KEOGH GARY E

C(JIJ

130 8693 1501560

84546810 00 RVSICII


SIWKlT NAlL aJtP

C(JIJ

130 71493 4290

199 86383910

184 UPDATE









VOlT CORP


C(JIJ

ET AL 140-1 81393 2929954

92863210 577 IVSICII

VOlT alItP


CORP ET AL 140-1 81393 2929

954 92863210

577 RVSICII

VITAL HEART SYS

PRINTY DAVID

INC

L ET AL

C(JIJ

130 81793 4033

155 93199110

112 UPDATE

















































































- - - -











ACQUISITIONS CONT





















I

ACQUISITIONS CONT



PlICIrS STAlUS




















ACQUISITIONS CONT


PERMIAN BASIN

BURlIJlGnJl RTY TR

RESOURCES INC


1539133_0

71423610 00 lIEU



~IT BEllI INT

140-1 81793 15391

330 71423610

00 RVSI(JI



C(JIJ

130 8 2JfJ5 1073

74 74463510

57 UPDATE



KEOGH GARY E

C(JIJ

130 8 693 1501560

84546810 00 lIEU


KEOGH GARY E

C(JIJ

130 8693 1501560

84546810 00 RVSICII


SIWKlT NAlL aJtP

C(JIJ

130 71493 4290

199 86383910

184 UPDATE









VOlT CORP


C(JIJ

ET AL 140-1 81393 2929954

92863210 577 IVSICII

VOlT alItP


CORP ET AL 140-1 81393 2929

954 92863210

577 RVSICII

VITAL HEART SYS

PRINTY DAVID

INC

L ET AL

C(JIJ

130 81793 4033

155 93199110

112 UPDATE


ACQUISITIONS CONT





















I

ACQUISITIONS CONT



PlICIrS STAlUS




















ACQUISITIONS CONT


PERMIAN BASIN

BURlIJlGnJl RTY TR

RESOURCES INC


1539133_0

71423610 00 lIEU



~IT BEllI INT

140-1 81793 15391

330 71423610

00 RVSI(JI



C(JIJ

130 8 2JfJ5 1073

74 74463510

57 UPDATE



KEOGH GARY E

C(JIJ

130 8 693 1501560

84546810 00 lIEU


KEOGH GARY E

C(JIJ

130 8693 1501560

84546810 00 RVSICII


SIWKlT NAlL aJtP

C(JIJ

130 71493 4290

199 86383910

184 UPDATE









VOlT CORP


C(JIJ

ET AL 140-1 81393 2929954

92863210 577 IVSICII

VOlT alItP


CORP ET AL 140-1 81393 2929

954 92863210

577 RVSICII

VITAL HEART SYS

PRINTY DAVID

INC

L ET AL

C(JIJ

130 81793 4033

155 93199110

112 UPDATE


I

ACQUISITIONS CONT



PlICIrS STAlUS




















ACQUISITIONS CONT


PERMIAN BASIN

BURlIJlGnJl RTY TR

RESOURCES INC


1539133_0

71423610 00 lIEU



~IT BEllI INT

140-1 81793 15391

330 71423610

00 RVSI(JI



C(JIJ

130 8 2JfJ5 1073

74 74463510

57 UPDATE



KEOGH GARY E

C(JIJ

130 8 693 1501560

84546810 00 lIEU


KEOGH GARY E

C(JIJ

130 8693 1501560

84546810 00 RVSICII


SIWKlT NAlL aJtP

C(JIJ

130 71493 4290

199 86383910

184 UPDATE









VOlT CORP


C(JIJ

ET AL 140-1 81393 2929954

92863210 577 IVSICII

VOlT alItP


CORP ET AL 140-1 81393 2929

954 92863210

577 RVSICII

VITAL HEART SYS

PRINTY DAVID

INC

L ET AL

C(JIJ

130 81793 4033

155 93199110

112 UPDATE


ACQUISITIONS CONT


PERMIAN BASIN

BURlIJlGnJl RTY TR

RESOURCES INC


1539133_0

71423610 00 lIEU



~IT BEllI INT

140-1 81793 15391

330 71423610

00 RVSI(JI



C(JIJ

130 8 2JfJ5 1073

74 74463510

57 UPDATE



KEOGH GARY E

C(JIJ

130 8 693 1501560

84546810 00 lIEU


KEOGH GARY E

C(JIJ

130 8693 1501560

84546810 00 RVSICII


SIWKlT NAlL aJtP

C(JIJ

130 71493 4290

199 86383910

184 UPDATE









VOlT CORP


C(JIJ

ET AL 140-1 81393 2929954

92863210 577 IVSICII

VOlT alItP


CORP ET AL 140-1 81393 2929

954 92863210

577 RVSICII

VITAL HEART SYS

PRINTY DAVID

INC

L ET AL

C(JIJ

130 81793 4033

155 93199110

112 UPDATE


sec news digest, 08-19-1993 · and unrelated business accounts and were used by her to pay personal...

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