schleicher,et al. v. wendt, et al. 02-cv-1332-u.s...

US District Court Civil Docket as of 03/24/2011Retrieved from the court on April 29, 2011

U.S. District CourtSouthern District of Indiana (Indianapolis)

CIVIL DOCKET FOR CASE #: 1:02-cv-01332-JMS-TAB

SCHLEICHER et al v. WENDT et al Date Filed: 08/28/2002Assigned to: Judge Jane Magnus-Stinson Date Terminated: 02/17/2011Referred to: Magistrate Judge Tim A. Baker Jury Demand: PlaintiffCase in other court: 7th Circuit, 09-02154 Nature of Suit: 850Cause: 15:78m(a) Securities Exchange Act Securities/Commodities

Jurisdiction: Federal Question

Plaintiff

FRANZ SCHLEICHER represented by Avraham Noam WagnerTHE WAGNER FIRM1801 Avenue of the StarsSuite 307Los Angeles, CA 90067(310) 491-7949Email: [email protected]

Brian Joseph BarryLAW OFFICES OF BRIAN BARRY1801 Avenue of the Stars, Suite 307Los Angeles, CA 90046(310) 788-0831Fax: (310) 788-0841Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Claudia Jean BughGLANCY BINKOW & GOLDBERGLLP1801 Avenue of the StarsSuite 311Los Angeles, CA 90067(310)455-8760Fax: (310) 201-9160Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Coby Marie VinkGLANCY BINKOW & GOLDBERGLLP

1801 Avenue of the Stars, Suite 311Los Angeles, CA 90067(310) 201-9150Fax: (310) 201-9160Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Elizabeth Mary GonsiorowskiGLANCY BINKOW & GOLDBERGLLP1801 Avenue of the Stars, Suite 311Los Angeles, CA 90067(310) 201-9150Fax: (310) 201-9160Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Jill LevineGLANCY BINKOW & GOLDBERGLLP1801 Avenue of the Stars, #311Los Angeles, CA 90067(323) 559-9716Fax: (323) 857-0228Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Kara M. WolkeGLANCY BINKOW & GOLDBERGLLP1801 Avenue of the Stars, Suite 311Los Angeles, CA 90067(310) 201-9150Fax: (310) 201-9160Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Kevin F. RufGLANCY & BINKOW & GOLDBERGLLP1801 Avenue of the StarsSuite 311Los Angeles, CA 90067(310) 201-9150Fax: (310) 201-9160Email: [email protected]

ATTORNEY TO BE NOTICED

Kwasi Abraham Asiedu3858 Carson StreetSuite 204Torrance, CA 90503(310) 792-3948Fax: (310) 792-0600Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Lionel Zevi GlancyGLANCY & BINKOW LLP1801 Avenue of the StarsSuite 311Los Angeles, CA 90067(310) 201-9150Fax: (310) 201-9160Email: [email protected] TO BE NOTICED

Louis Nathaniel BoyarskyGLANCY BINKOW & GOLDBERGLLP1801 Avenue of the Stars, Suite 311Los Angeles, CA 90067(310) 201-9150Fax: (310) 201-9160Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Michael Marc GoldbergGLANCY BINKOW & GOLDBERG1801 Avenue of the StarsSuite 311Los Angeles, CA 90067(310) 201-9150Fax: (310) 201-9160Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Peter A. BinkowGLANCY BINKOW & GOLDBERGLLP1801 Avenue of the StarsSuite 311Los Angeles, CA 90067

(310) 201-9150Fax: (310) 201-9160Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Robin Bronzaft HowaldGLANCY BINKOW & GOLDBERGLLP1430 BroadwaySuite 1603New York, NY 10018(212) 382-2221Fax: (212) 382-3944Email: [email protected] TO BE NOTICED

Bruce D. BrattainBRATTAIN & MINNIX151 N. Delaware StreetSuite 760Indianapoilis, IN 46204(317) 231-1750Fax: (317) 231-1760Email: [email protected] TO BE NOTICED

Plaintiff

HERB LANESE represented by Avraham Noam Wagner(See above for address)

Brian Joseph Barry(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Claudia Jean Bugh(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Coby Marie Vink(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Elizabeth Mary Gonsiorowski(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Jill Levine(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Kara M. Wolke(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Kevin F. Ruf(See above for address)ATTORNEY TO BE NOTICED

Kwasi Abraham Asiedu(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Lionel Zevi Glancy(See above for address)ATTORNEY TO BE NOTICED

Louis Nathaniel Boyarsky(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Michael Marc Goldberg(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Peter A. Binkow(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Robin Bronzaft Howald(See above for address)ATTORNEY TO BE NOTICED

Bruce D. Brattain(See above for address)ATTORNEY TO BE NOTICED

Plaintiff

DENNIS SMITH represented by Avraham Noam Wagner(See above for address)

Brian Joseph Barry(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Claudia Jean Bugh(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED


Elizabeth Mary Gonsiorowski(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Jill Levine(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Kara M. Wolke(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Kevin F. Ruf(See above for address)ATTORNEY TO BE NOTICED

Kwasi Abraham Asiedu(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Lionel Zevi Glancy(See above for address)ATTORNEY TO BE NOTICED

Louis Nathaniel Boyarsky(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Michael Marc Goldberg

(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Peter A. Binkow(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Robin Bronzaft Howald(See above for address)ATTORNEY TO BE NOTICED

Bruce D. Brattain(See above for address)ATTORNEY TO BE NOTICED

V.

Defendant

GARY C. WENDT represented by Asha MehrotraKIRKLAND & ELLIS LLP300 North LaSalleChicago, IL 60654(312) 862-7362Fax: (312) 862-2200Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Daniel Edward LaytinKIRKLAND & ELLIS LLP - Chicago300 N. LaSalleChicago, IL 60654(312) 862-2000Fax: (312) 862-2200Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Devon M. LargioKIRKLAND & ELLIS LLP300 North LaSalle StreetChicago, IL 60654(312) 862-7333Fax: (312) 862-2200Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

John Benjamin RottenbornKIRKLAND & ELLIS LLP300 North LaSalle StreetChicago, IL 60654(312) 862-7353Fax: (312) 862-2200Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Joshua Z. RabinovitzKIRKLAND & ELLIS LLP - Chicago300 N. LaSalleChicago, IL 60654(312) 862-2000Fax: (312) 862-2200Email: [email protected] TO BE NOTICED

Margaret J. JantzenKIRKLAND & ELLIS LLP300 North LaSalle StreetChicago, IL 60654(312) 862-7137Fax: (312) 862-2200Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Robert J. KopeckyKIRKLAND & ELLIS LLP - Chicago300 N. LaSalleChicago, IL 60654(312) 862-2000Fax: (317) 862-2200Email: [email protected] TO BE NOTICED

Defendant

WILLIAM J. SHEA represented by Andray K. NapolezBAKER & McKENZIE LLP130 East Randolph Dr., Suite 3500Chicago, IL 60601(312) 861-2510Fax: (312) 698-2408Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Barrie Laine Brejcha

BAKER & McKENZIE LLPOne Prudential Plaza130 E. Randolph St., Suite 3500Chicago, IL 60601(312) 861-2782Fax: (312) 698-2077Email:[email protected] HAC VICEATTORNEY TO BE NOTICED

Catherine J. O SuilleabhainBAKER & MCKENZIE LLP130 E. Randolph Drive, Suite 3500Chicago, IL 60601312-861-2680Fax: 312-698-2650Email:[email protected] HAC VICEATTORNEY TO BE NOTICED


Daniel Edward Laytin(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Donna J. WilliamsBAKER & McKENZIE LLP130 East Randolph Dr., Suite 3500Chicago, IL 60601(312) 861-2621Fax: (312) 861-2899Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Melinda LaineBAKER & McKENZIE LLP130 East Randolph Drive, Suite 3500Chicago, IL 60601(312) 861-8044Fax: (312) 698-2711Email: [email protected] HAC VICE

ATTORNEY TO BE NOTICED

Thomas Anthony DoyleBAKER & MCKENZIE LLP130 East Randolph DriveSuite 3500Chicago, IL 60601(312) 861-8866Fax: (312) 698-2139Email: [email protected] TO BE NOTICED

DefendantCHARLES B. CHOKEL represented by Asha Mehrotra

(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Daniel Edward Laytin(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Devon M. Largio(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

John Benjamin Rottenborn(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Joshua Z. Rabinovitz(See above for address)ATTORNEY TO BE NOTICED

Margaret J. Jantzen(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Robert J. Kopecky(See above for address)ATTORNEY TO BE NOTICED

Defendant

JAMES S. ADAMS represented by Hamish S. CohenBARNES & THORNBURG LLP11 South Meridian Street

Indianapolis, IN 46204(317) 236-1313Fax: (317) 231-7433Email: [email protected] TO BE NOTICED

Michael H. GottschlichBARNES & THORNBURG LLP11 South Meridian StreetIndianapolis, IN 46204(317) 231-7834Fax: (317) 231-7433Email: [email protected] TO BE NOTICED

Todd G. VareBARNES & THORNBURG LLP11 South Meridian StreetIndianapolis, IN 46204(317)231-7735Fax: (317)231-7433Email: [email protected] TO BE NOTICED

Brian Eugene CaseyBARNES THORNBURG100 North Michigan StreetSuite 600South Bend, IN 46601(574) 237-1285Fax: (574) 237-1125Email: [email protected] TO BE NOTICED

Jonathan D. MattinglyBARNES & THORNBURG LLP11 South Meridian StreetIndianapolis, IN 46204(317) 231-7391Fax: (317) 231-7433Email: [email protected] TO BE NOTICED

Interested Party

WILLIAM S. LEGLER23 Charles Hill RoadOrinda, CA 94563

Date Filed # Docket Text

08/28/2002 1 COMPLAINT against CHARLES B. CHOKEL, CONSECO INC, WILLIAM J.SHEA, GARY C. WENDT with Jury Demand, filed by CAROLYN L. PORTER.(Attachments: # (1) Exhibit (MAC, ) Modified on 7/24/2008 (MAC). (Additionalattachment(s) added on 7/24/2008: # 1 Exhibit 1) (MAC). (Entered: 08/29/2002)

08/28/2002 2 CIVIL COVER SHEET by CAROLYN L. PORTER. (MAC, ) (Entered: 08/29/2002)

08/28/2002 3 MAGISTRATE JUDGE's NOTICE of Availability to Exercise Jurisdiction (MAC, )(Entered: 08/29/2002)

08/28/2002 4 MAGISTRATE JUDGE'S Summary of CMP Notice (MAC, ) (Entered: 08/29/2002)

08/28/2002 5 Summons Issued as to CHARLES B. CHOKEL, CONSECO INC, WILLIAM J.SHEA, GARY C. WENDT. (MAC, ) (Entered: 08/29/2002)

08/28/2002 6 RECEIPT #102-285 in the amount of $ 150.00 (MAC, ) (Entered: 08/29/2002)

09/12/2002 7 RETURN of Service by CMRRR by CAROLYN L. PORTER. CHARLES B.CHOKEL served on 8/29/2002. (MAC,) (Entered: 09/17/2002)

09/12/2002 8 RETURN of Service by CMRRR by CAROLYN L. PORTER. WILLIAM J. SHEAserved on 8/29/2002. (MAC,) (Entered: 09/17/2002)

09/12/2002 9 RETURN of Service by CMRRR by CAROLYN L. PORTER. GARY C. WENDTserved on 8/29/2002. (MAC,) (Entered: 09/17/2002)

09/12/2002 10 RETURN of Service by CMRRR by CAROLYN L. PORTER. CONSECO INCserved on 8/30/2002. (MAC,) (Entered: 09/17/2002)

09/20/2002 11 STIPULATION to extend time to Answer, Move, or Otherwise respond to theComplaint to 45 days after Court has Appointed a Lead Pltf and such Pltf has servedits Consolidated and Amended Complaint by CHARLES B. CHOKEL, CONSECOINC, CAROLYN L. PORTER, WILLIAM J. SHEA, GARY C. WENDT. (MAC, )(Entered: 09/20/2002)

09/26/2002 12 ORDER APPROVES Parties Stipulation to extend the time to Answer, move, orotherwise Respond to the Complaint to 45 days after the Court has appt a lead pltf andsuch lead pltf has served its Consolidated and Amended Complaint. cm . Signed byJudge Sarah Evans Barker on 9/26/02. (MAC, ) (Entered: 09/26/2002)

10/25/2002 Case Reassigned to Judge Richard L. Young. Judge Sarah Evans Barker no longerassinged to the case. (TMA, ) (Entered: 10/25/2002)

10/28/2002 13 NOTICE of Appearance by Steven K. Huffer on behalf of CHARLES B. CHOKEL,CONSECO INC, WILLIAM J. SHEA, GARY C. WENDT (TMA, ) (Entered:10/29/2002)

10/28/2002 14 NOTICE of Appearance by Scott A. Weathers on behalf of CHARLES B. CHOKEL,CONSECO INC, WILLIAM J. SHEA, GARY C. WENDT (TMA, ) (Entered:10/29/2002)

10/29/2002 15 NOTICE of Appearance by Bruce D. Brattain of Brattain & Minnix on behalf ofCAROLYN L. PORTER c/s PLTF (PLM, ) (Entered: 10/31/2002)

10/29/2002 16 MOTION of the Seiden proposed lead plaintiffs for consolidation, appointment as lead

plaintiffs and approval of selection of lead counsel. c/s PLTFS (PLM, ) (Entered:10/31/2002)

10/29/2002 17 BRIEF/MEMORANDUM in Support re 16 MOTION of the Seiden proposed leadplaintiffs for consolidation, appointment as lead plaintiffs and approval of selection oflead counsel. c/s PLTFS (PLM, ) (Entered: 10/31/2002). (PLM, ) (Entered:10/31/2002)

10/29/2002 18 DECLARATION of Aaron L. Brody in support of the Memorandum on the MOTIONof the Seiden proposed lead plaintiffs for consolidation, appointment as lead plaintiffsand approval of selection of lead counsel. c/s PLTFS (PLM, ) (Entered:10/31/2002)(PLM, ) (Entered: 10/31/2002)

10/29/2002 20 NOTICE OF MOTION and Motion of the Schleicher plaintiffs group for appointmentas lead plaintiff and for approval of its selection of lead counsel. c/s BRUCEBRATTAIN of Brattain & Minnix (PLM, ) (Entered: 11/07/2002)

10/29/2002 21 BRIEF/MEMORANDUM in Support re 20 NOTICE OF MOTION and Motion of theSchleicher plaintiffs group for appointment as lead plaintiff and for approval of itsselection of lead counsel. c/s BRUCE BRATTAIN of Brattain & Minnix (PLM, )(PLM, ) (Entered: 11/07/2002)

10/29/2002 22 DECLARATION of Bruce Brattain in support of Motion of the Schleicher plaintiffsgroup for appointment as lead plaintiff and for approval of its selection of leadcounsel. c/s BRUCE BRATTAIN of Brattain & Minnix (PLM, ). (PLM, ) (Entered:11/07/2002)

11/06/2002 19 SCHEDULING ORDER: Status Conference set for 12/6/2002 11:00 AM in room#344 before David Frank Hamilton. (see entry for details). All filing deadlines aresuspended. Signed by Judge David Frank Hamilton on 11/6/02. (PLM, ) (Entered:11/06/2002)

11/06/2002 ORDER REASSIGNING CASE. Case reassigned to Judge David Frank Hamilton andTim A. Baker for all further proceedings. Judge Richard L. Young, V. Sue Shields nolonger assigned to case. Signed by Judge David Frank Hamilton on 11 /6/02. (PLM, )(Entered: 11/06/2002)

12/03/2002 23 MOTION in Response to the 11/6/02 Scheduling Order by CHARLES B. CHOKEL,CONSECO INC, WILLIAM J. SHEA, GARY C. WENDT. (Huffer, Steven) (Entered:12/03/2002)

12/20/2002 24 NOTICE OF STATUS OF LEAD PLAINTIFF'S APPLICATIONS by CAROLYN L.PORTER. c/s (CEB, ) (Entered: 12/20/2002)

12/24/2002 25 NOTICE by CHARLES B. CHOKEL, CONSECO INC, WILLIAM J. SHEA, GARYC. WENDT of Suggestion of Bankruptcy (Attachments: # 1 Exhibit Voluntary Petitionfor Bankruptcy)(Huffer, Steven) (Entered: 12/24/2002)

12/26/2002 26 MOTION to Withdraw Appearance by Lesley A. Meade on behalf of CAROLYN L.PORTER. c/s (MAC, ) (Entered: 12/26/2002)

12/27/2002 27 ORDER granting 26 Motion to Withdraw appearance of Lesley A. Meade. Signed byJudge David Frank Hamilton on 12/27/02. (PLM, ) (Entered: 12/27/2002)

02/20/2003 28 Proposed Pretrial Order CONSOLIDATING RELATED ACTIONS, DISMISSINGUNDERLYING RELATED ACTIONS, APPOINTING SCHLEICHER PLAINTIFFSGROUP AS LEAD PLAINTIFF AND APPROVING SELECTION OF COUNSEL byCAROLYN L. PORTER. (Glancy, Lionel) (Entered: 02/20/2003)

02/20/2003 29 CERTIFICATE OF SERVICE by CAROLYN L. PORTER re 28 Proposed PretrialOrder RE CONSOLIDATION OF RELATED ACTIONS, DISMISSAL OFUNDERLYING RELATED ACTIONS, APPOINTMENT OF SCHLEICHERPLAINTIFFS GROUP AS LEAD PLAINTIFF AND APPROVAL OF SELECTION OFCOUNSEL (Glancy, Lionel) (Entered: 02/20/2003)

02/20/2003 30 NOTICE of Filing by CAROLYN L. PORTER (Glancy, Lionel) (Entered:02/20/2003)

03/10/2003 31 Submission CLASS PLAINTIFFS' REQUEST FOR JUDICIAL NOTICE OF ORDERENTERED BY THE UNITED STATES BANKRUPTCY COURT FOR THENORTHERN DISTRICT OF ILLINOIS RELATING TO IN RE CONSECO, INC. byCAROLYN L. PORTER. (Glancy, Lionel) (Entered: 03/10/2003)

03/13/2003 32 ORDER consolidating the related actions, dismissing the underlying related actions,appointing the Schleicher plaintiffs group as lead plaintiff and approving selection oflead counsel and liaison counsel 20 Motion to Appoint Counsel . Signed by JudgeDavid Frank Hamilton on 3/13/03. (PLM, ) (Entered: 03/13/2003)

04/02/2003 33 NOTICE of Appearance by Edwin Davis Coots on behalf of CHARLES B. CHOKEL,CONSECO INC, WILLIAM J. SHEA, GARY C. WENDT c/s DEFTS (PLM, )(Entered: 04/03/2003)

04/02/2003 34 MOTION to Substitute Counsel; E. Davis Coots now appearing fordefendants,CHARLES B. CHOKEL, CONSECO INC, WILLIAM J. SHEA, GARYC. WENDT and motion to withdraw appearance of Scott Weathers and Steven Hufferon behalf of all defts in this matter. c/s (PLM, ) (Entered: 04/03/2003)

04/11/2003 35 ORDER granting defts' 34 Motion to Substitute Attorney. Attorney Steven K. Hufferand Scott A. Weathers terminated. Attorney E. Davis Coots will represent the deftsConseco, Wendt, Shea and Chokel c/m . Signed by Judge Tim A. Baker on 4/11/03.(SWM, ) (Entered: 04/14/2003)

11/21/2003 36 AMENDED AND CONSOLIDATED CLASS ACTION COMPLAINT against alldefendants, filed by plaintiffs. c/s(CEB, ) (Entered: 11/21/2003)

12/08/2003 37 Submission Of Plaintiffs In Response To Court's Request For Status of TheBankruptcy Stay by FRANZ SCHLEICHER. (Attachments: # 1 Exhibit A# 2 ExhibitB# 3 Exhibit C)(Glancy, Lionel) (Entered: 12/08/2003)

12/08/2003 38 AMENDED COMPLAINT (CORRECTED) AMENDED AND CONSOLIDATEDCLASS ACTION COMPLAINT against all defendants, filed by FRANZSCHLEICHER.(Glancy, Lionel) (Entered: 12/08/2003)

12/08/2003 39 CERTIFICATE OF SERVICE by FRANZ SCHLEICHER re 38 Amended Complaint,37 Submission (Glancy, Lionel) (Entered: 12/08/2003)

12/10/2003 40 NOTICE of Appearance by Steven K. Huffer on behalf of all defendants (Huffer,Steven) (Entered: 12/10/2003)

12/15/2003 41 MOTION to Withdraw as Attorney E. Davis Coots by CHARLES B. CHOKEL,CONSECO INC, WILLIAM J. SHEA, GARY C. WENDT and JAMES S. ADAMS.(Attachments: # 1 Text of Proposed Order Order Granting Withdrawal ofAppearance)(Coots, Edwin) Modified on 1/9/2004 (LSC, ). (Entered: 12/15/2003)

12/16/2003 42 ORDER granting 41 Motion to Withdraw as Attorney. Attorney Edwin Davis Cootsterminated as counsel for Defendants WENDT, SHEA, CHOKEL and ADAMS.Signed by Judge David Frank Hamilton on 12/16/2003. c/m (LSC, ) (Entered:12/16/2003)

12/17/2003 43 SCHEDULING ORDER: Scheduling Conference set for 1/23/2004 at 12:00 PM inroom #344 before Judge David Frank Hamilton.. Signed by Judge David FrankHamilton on 12/17/2003. c/m(LSC, ) (Entered: 12/17/2003)

12/18/2003 44 MOTION to Appear pro hac vice by CHARLES B. CHOKEL, WILLIAM J. SHEA,GARY C. WENDT. (Attachments: # 1 Affidavit [Verified Petition] of Robert J.Kopecky to Appear Pro Hac Vice# 2 Text of Proposed Order)(Huffer, Steven)(Entered: 12/18/2003)

12/18/2003 45 MOTION to Appear pro hac vice by CHARLES B. CHOKEL, WILLIAM J. SHEA,GARY C. WENDT. (Attachments: # 1 Affidavit [Verified Petition] of Andrea Woodto Appear Pro Hac Vice# 2 Text of Proposed Order)(Huffer, Steven) (Entered:12/18/2003)

12/18/2003 46 MOTION to Appear pro hac vice by CHARLES B. CHOKEL, WILLIAM J. SHEA,GARY C. WENDT. (Attachments: # 1 Affidavit [Verified Petition] of Elizabeth A.Larsen to Appear Pro Hac Vice# 2 Text of Proposed Order)(Huffer, Steven) (Entered:12/18/2003)

12/19/2003 47 ORDER designating case for Electronic Filing. All future documents in this case are tobe filed electronically using the Court's ECF system.. Signed by Judge David FrankHamilton on 12/19/2003. c/m(LSC, ) (Entered: 12/19/2003)

12/23/2003 48 RECEIPT #107-1441 in the amount of $ 90.00 for 3 pro hac vice filing fees. (LSC, )(Entered: 12/23/2003)

12/24/2003 49 STIPULATION re 38 Amended Complaint Stipulation Re Briefing Schedule OnPlaintiffs' Corrected Amended and Consolidated Complaint and Proposed OrderThereon by FRANZ SCHLEICHER. (Glancy, Lionel) (Entered: 12/24/2003)

12/24/2003 50 CERTIFICATE OF SERVICE by FRANZ SCHLEICHER re 49 Stipulation (Glancy,Lionel) (Entered: 12/24/2003)

12/29/2003 51 MOTION to Appear pro hac vice by CHARLES B. CHOKEL, WILLIAM J. SHEA,GARY C. WENDT. (Attachments: # 1 Affidavit of John W. Reale# 2 Text ofProposed Order)(Huffer, Steven) (Entered: 12/29/2003)

12/30/2003 52 RECEIPT #102-3097 in the amount of $ 30.00 for pro hac vice fee. (EAH, ) (Entered:12/31/2003)

12/31/2003 53 ORDER granting 49 Stipulation re Briefing Schedule filed by FRANZSCHLEICHER. Defendants shall file responsive pleadings to Plaintiffs' correctedamended and consolidated complaint by 01/30/2004; Plaintiffs shall have 45 days tofile opposing papers to any motion to dismiss; Defendants shall have 30 days to fileL

any reply papers in support of their motion to dismiss; and Conference currentlyscheduled for 01/23/2004 is VACATED. Signed by Judge David Frank Hamilton on12/31/2003. c/m(LSC, ) (Entered: 12/31/2003)

01/06/2004 54 ORDER granting 51 Motion for Limited Admission - Atty John W Reale on behalf ofDEFTS Wendt, Shay and Chokel. Signed by Judge Tim A. Baker on 1/6/04. (SWM, )(Entered: 01/07/2004)

01/06/2004 55 ORDER granting 44 Motion for Limited Admission - Atty Robert J Kopecky onbehalf of DEFTS Conseco, Wendt, Shea and Chokel. Signed by Judge Tim A. Bakeron 1/6/04. (SWM, ) (Entered: 01/08/2004)

01/06/2004 56 ORDER granting 45 Motion for Limited Admission - Atty Andrea R Wood on behalfof DEFTS Conseco, Wendt, Shea and Chokel. Signed by Judge Tim A. Baker on1/6/04. (SWM, ) (Entered: 01/08/2004)

01/06/2004 57 ORDER granting 46 Motion for Limited Admission - Atty Elizabeth A Larsen onbehalf of DEFTS Conseco, Wendt, Shea and Chokel. Signed by Judge Tim A. Bakeron 1/6/04. (SWM, ) (Entered: 01/08/2004)

01/22/2004 58 MOTION to Appear pro hac vice of attorney Kwasi A. Asiedu w/attached Petition ofsame on behalf of all plaintiffs. (LSC, ) (Entered: 01/23/2004)

01/22/2004 59 MOTION to Appear pro hac vice of attorney Brian Barry w/ attached Petition of sameon behalf of all plaintiffs. (LSC, ) (Entered: 01/23/2004)

01/22/2004 60 MOTION to Appear pro hac vice of attorney Michael M. Goldberg w/attached Petitionof same on behalf of all plaintiffs. (LSC, ) (Entered: 01/23/2004)

01/22/2004 61 MOTION to Appear pro hac vice of attorney Avraham N. Wagner w/attached Petitionon behalf of all plaintiffs. (LSC, ) (Entered: 01/23/2004)

01/22/2004 62 RECEIPT #107-1509 in the amount of $ 120.00 for 4 pro hac vice filing fees. (LSC, )(Entered: 01/23/2004)

01/26/2004 63 ORDER granting 58 Motion to Appear pro hac vice. Attorney Kwasi A. Asiedu forDENNIS SMITH; HERB LANESE and FRANZ SCHLEICHER added . Signed byJudge Tim A. Baker on 1/26/04. (SWM, ) (Entered: 01/27/2004)

01/26/2004 64 ORDER granting 59 Motion to Appear pro hac vice. Attorney Brian Barry forDENNIS SMITH; HERB LANESE and FRANZ SCHLEICHER added . Signed byJudge Tim A. Baker on 1/26/04. (SWM, ) (Entered: 01/27/2004)

01/26/2004 65 ORDER granting 60 Motion to Appear pro hac vice. Attorney Michael Goldberg forDENNIS SMITH; HERB LANESE and FRANZ SCHLEICHER added . Signed byJudge Tim A. Baker on 1/26/04. (SWM, ) (Entered: 01/27/2004)

01/26/2004 66 ORDER granting 61 Motion to Appear pro hac vice. Attorney Avraham N. Wagner forDENNIS SMITH; HERB LANESE and FRANZ SCHLEICHER added . Signed byJudge Tim A. Baker on 1/26/04. (SWM, ) (Entered: 01/27/2004)

01/29/2004 67 STIPULATION Re Modified Briefing Schedule on Plaintiffs' Corrected Amended andConsolidated Complaint and [Proposed] Order Thereon by CHARLES B. CHOKEL,HERB LANESE, FRANZ SCHLEICHER, WILLIAM J. SHEA, DENNIS SMITH,GARY C. WENDT. (Huffer, Steven) (Entered: 01/29/2004)

01/30/2004 68 ORDER grants modification of briefing schedule . Signed by Judge David FrankHamilton on 1/30/04. (PLM, ) (Entered: 01/30/2004)

01/30/2004 69 NOTICE by FRANZ SCHLEICHER of Filing Proof of Service of Summons onDefendant James Adams (Glancy, Lionel) (Entered: 01/30/2004)

02/10/2004 70 MOTION to Appear pro hac vice of attorney Peter A. Binkow as co-counsel forplaintiffs. (LSC, ) (Entered: 02/10/2004)

02/10/2004 71 AFFIDAVIT of attorney Peter A. Binkow in support of 70 MOTION to Appear prohac vice on behalf of plaintiffs. (LSC, ) (Entered: 02/10/2004)

02/10/2004 72 RECEIPT #101-1394 in the amount of $ 30.00 for pro hac vice filing fee. (LSC, )(Entered: 02/10/2004)

02/12/2004 73 ORDER granting 70 Motion to Appear pro hac vice. Attorney Peter A. Binkow forDENNIS SMITH; HERB LANESE and FRANZ SCHLEICHER added . Signed byJudge Tim A. Baker on 2/12/04. (SWM, ) (Entered: 02/17/2004)

02/17/2004 74 Consent MOTION for Extension of Time to File Briefs Re: Amended Complaint byGARY C. WENDT. (Huffer, Steven) (Entered: 02/17/2004)

02/23/2004 75 STIPULATION regarding modified briefing schedule on pltfs' corrected amendedcomplaint and consolidated complaint APPROVED (see stipulation for establisheddeadlines). Signed by Judge Tim A. Baker on 2/23/04. (SWM, ) (Entered: 02/24/2004)

03/18/2004 76 Joint MOTION for Extension of Time to File Motion to Dismiss by CHARLES B.CHOKEL, WILLIAM J. SHEA, GARY C. WENDT. (Attachments: # 1 Text ofProposed Order Proposed Order)(Reale, John) (Entered: 03/18/2004)

03/22/2004 77 ORDER granting 76 Joint Motion for Extension of Time to File Motion to Dismiss.Signed by Judge David Frank Hamilton on 3/22/2004. c/m (LSC, ) (Entered:03/22/2004)

03/23/2004 78 MOTION to Appear pro hac vice of attorney Claudia J. Bugh by attorney BruceBrattain on behalf of HERB LANESE, FRANZ SCHLEICHER, DENNIS SMITH.(LSC, ) Additional attachment(s) added on 3/23/2004 (LSC, ). (Entered: 03/23/2004)

03/23/2004 79 Submission of Verified Petition of Claudia J. Bugh to appear pro hac vice on behalf ofHERB LANESE, FRANZ SCHLEICHER and DENNIS SMITH. (LSC, ) (Entered:03/23/2004)


03/26/2004 81 MOTION for Leave to File Excess Pages by CHARLES B. CHOKEL, WILLIAM J.SHEA, GARY C. WENDT. (Attachments: # 1 Text of Proposed Order)(Reale, John)(Entered: 03/26/2004)

03/29/2004 82 ORDER granting defts Wendt, Shea and Chokel's 81 Motion for Leave to File a briefin excess of 35 pages. Signed by Judge Tim A. Baker on 3/29/04. (SWM, ) (Entered:03/30/2004)

03/30/2004 83 NOTICE of Appearance by Jonathan D. Mattingly on behalf of JAMES S. ADAMS(Mattingly, Jonathan) (Entered: 03/30/2004)

03/30/2004 84 First MOTION to Dismiss by JAMES S. ADAMS. (Attachments: # 1 Text ofProposed Order)(Mattingly, Jonathan) (Entered: 03/30/2004)

03/30/2004 85 BRIEF/MEMORANDUM in Support re 84 First MOTION to Dismiss filed byJAMES S. ADAMS. (Mattingly, Jonathan) (Entered: 03/30/2004)

03/30/2004 86 MOTION to Dismiss The Corrected Amended And Consolidated Class ActionComplaint by CHARLES B. CHOKEL, WILLIAM J. SHEA, GARY C. WENDT.(Reale, John) (Entered: 03/30/2004)

03/30/2004 88 BRIEF/MEMORANDUM in Support re 86 MOTION to Dismiss The CorrectedAmended And Consolidated Class Action Complaint filed by CHARLES B. CHOKEL,WILLIAM J. SHEA, GARY C. WENDT. (Reale, John) Modified on 3/31/2004 (LSC,). Modified on 11/15/2004 (LSC, ). (Entered: 03/30/2004)

03/30/2004 87 APPENDIX OF EXHIBITS in Support re 86 MOTION to Dismiss The CorrectedAmended And Consolidated Class Action Complaint /Appendix of Exhibits filed byCHARLES B. CHOKEL, WILLIAM J. SHEA, GARY C. WENDT. (Attachments: # 1Exhibit # 2 Exhibit # 3 Exhibit # 4 Exhibit # 5 Exhibit Exhibit E Part 1 of 3# 6 ExhibitExhibit E Part 2 of 3# 7 Exhibit Exhibit E Part 3 of 3# 8 Exhibit # 9 Exhibit # 10Exhibit)(Reale, John) Modified on 11/15/2004 (LSC, ). (Entered: 03/30/2004)

04/01/2004 89 ORDER granting 78 Motion to Appear pro hac vice. Attorney Claudia J. Bugh forDENNIS SMITH; HERB LANESE and FRANZ SCHLEICHER added . Signed byJudge Tim A. Baker on 4/1/04. (SWM, ) (Entered: 04/02/2004)

04/15/2004 90 MOTION to Appear pro hac vice and to Substitute Counsel by CHARLES B.CHOKEL, WILLIAM J. SHEA, GARY C. WENDT. (Attachments: # 1 VerifiedPetition of Daniel E. Laytin to Appear Pro Hac Vice# 2 Text of ProposedOrder)(Huffer, Steven) (Entered: 04/15/2004)

04/16/2004 91 ORDER granting 90 Motion to Appear pro hac vice and to Substitute Counsel.Attorney Daniel E. Laytin for GARY C. WENDT; CHARLES B. CHOKEL andWILLIAM J. SHEA added. Attorney Andrea R Wood terminated . Signed by JudgeTim A. Baker on 4/16/04. (SWM, ) (Entered: 04/19/2004)


04/30/2004 93 First MOTION for Extension of Time to File Opposition to Defendants' Motions toDismiss by all plaintiffs. (Wagner, Avraham) (Entered: 04/30/2004)

04/30/2004 94 First MOTION for Leave to File Excess Pages in Opposition to Defendants' Motionsto Dismiss by all plaintiffs. (Wagner, Avraham) (Entered: 04/30/2004)

05/03/2004 95 ORDER granting Lead Plaintiffs' 93 Motion for Extension of Time to File theiropposition papers to defendants' motions to dismiss plaintiffs' corrected amended andconsolidated class action complaint through 6/14/2004. Defendants shall have through7/14/2004 to file a reply. Signed by Judge David Frank Hamilton on 5/3/2004. c/m(LSC, ) (Entered: 05/03/2004)

05/03/2004 96 ORDER granting Lead Plaintiffs' 94 Motion for Leave to File Excess Pages, whichshall consist of a consolidated memorandum of law opposing defendants' motions todismiss plaintiffs' corrected amended and consolidated class action complaint . SignedL

by Judge David Frank Hamilton on 5/3/2004. c/m (LSC, ) (Entered: 05/03/2004)

05/10/2004 97 Mail Returned as Undeliverable - "Moved, No Forwarding." Docket No. 91 sent toBRIAN BARRY. (LSC, ) (Entered: 05/11/2004)

06/08/2004 98 MOTION for Extension of Time to File Opposition To Defendants' Motion To Dismissand Proposed Order Thereon by all plaintiffs. (Glancy, Lionel) (Entered: 06/08/2004)

06/09/2004 99 ORDER granting Lead Plaintiffs' 98 Motion for Extension of Time to File theiropposition papers to defendants' motion to dismiss plaintiffs' corrected amended andconsolidated class action complaint through 6/21/2004. Defendants shall have through7/22/2004 to file any reply to same. Signed by Judge David Frank Hamilton on6/9/2004. c/m (LSC, ) (Entered: 06/09/2004)

06/21/2004 100 DECLARATION of Avraham N. Wagner in Support ofPlaintiffs' Memorandum ofLaw in Opposition to Defendants Gary C. Wendt, William J. Shea, Charles B. Chokeland James S. Adams' Motions to Dismiss the Corrected Amended And ConsolidatedClass Action Complaint by HERB LANESE, CAROLYN L. PORTER, FRANZSCHLEICHER, DENNIS SMITH. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F# 7 Exhibit G# 8 Exhibit H# 9Exhibit I-Pages 1-39# 10 Exhibit I-Pages 40-87# 11 Exhibit J)(Wagner, Avraham)(Entered: 06/21/2004)

06/21/2004 101 RESPONSE in Opposition re 84 First MOTION to Dismiss, 86 MOTION to DismissThe Corrected Amended And Consolidated Class Action Complaint Plaintiffs'Memorandum of Law in Opposition to Defendants Gary C. Wendt, William J. Shea,Charles B. Chokel and James S. Adams' Motions to Dismiss the Corrected Amendedand Consolidated Class Action Complaint filed by HERB LANESE, FRANZSCHLEICHER, DENNIS SMITH. (Attachments: # 1 Exhibit 1)(Wagner, Avraham)(Entered: 06/21/2004)

07/21/2004 102 Unopposed MOTION for Extension of Time to File Reply Pleadings by all defendants.(Attachments: # 1 Text of Proposed Order)(Mattingly, Jonathan) (Entered:07/21/2004)

07/22/2004 103 ORDER granting defendants' 102 Unopposed Motion for Extension of Time to Filereply pleadings through 8/21/2004. Signed by Judge David Frank Hamilton on7/22/2004. (LSC, ) (Entered: 07/22/2004)

08/03/2004 104 TRANSCRIPT of Proceedings held on 12/6/2002 before Judge David F. Hamilton.Court Reporter: Fred Pratt. (LSC, ) (Entered: 08/03/2004)

08/11/2004 105 NOTICE of Appearance by Brian Eugene Casey on behalf of JAMES S. ADAMS(Casey, Brian) (Entered: 08/11/2004)

08/12/2004 106 Unopposed MOTION for Leave to File Excess Pages by CHARLES B. CHOKEL,WILLIAM J. SHEA, GARY C. WENDT. (Attachments: # 1 Text of Proposed OrderGranting Leave to File Excess Brief)(Reale, John) (Entered: 08/12/2004)

08/13/2004 107 ORDER granting unopposed 106 Motion for Leave to File Excess Pages fordefendants WENDT, SHEA and CHOKEL to file a reply brief in excess of 20 pages.Signed by Judge David Frank Hamilton on 8/13/2004. c/m (LSC, ) (Entered:08/13/2004)

08/17/2004 108 Unopposed MOTION for Leave to File Excess Pages by JAMES S. ADAMS.(Attachments: # 1 Text of Proposed Order)(Mattingly, Jonathan) (Entered:08/17/2004)

08/19/2004 109 ORDER granting defendant ADAMS' 108 Unopposed Motion for Leave to File areply brief in excess of 20 pages . Signed by Judge David Frank Hamilton on8/19/2004. c/m (LSC, ) (Entered: 08/19/2004)

08/23/2004 110 REPLY in support of Motion re 86 MOTION to Dismiss The Corrected Amended AndConsolidated Class Action Complaint filed by CHARLES B. CHOKEL, WILLIAM J.SHEA, GARY C. WENDT. (Reale, John) (Entered: 08/23/2004)

08/23/2004 111 REPLY in support of Motion re 84 First MOTION to Dismiss Corrected Amendedand Consolidated Class Action Complaint filed by JAMES S. ADAMS. (Casey,Brian) (Entered: 08/23/2004)

09/03/2004 112 **Please disregard - filing error - missing proposed order (see 113 for correct filing)**- MOTION FOR ORAL ARGUMENT ON DEFENDANTS' MOTIONS TO DISMISS byall plaintiffs. (Wagner, Avraham) Modified on 9/7/2004 (LSC, ). (Entered:09/03/2004)

09/03/2004 113 MOTION to Amend/Correct 112 MOTION FOR ORAL ARGUMENT ONDEFENDANTS' MOTIONS TO DISMISS by all plaintiffs. (Attachments: # 1 Text ofProposed Order)(Wagner, Avraham) (Entered: 09/03/2004)

09/07/2004 114 ORDER granting lead plaintiffs' 113 Motion to Amend/Correct Motion for OralArgument on defendants' Motion to Dismiss. Oral Argument set for 10/22/2004 at02:30 PM in room #344 before Judge David Frank Hamilton. The court anticipatesallotting two hours for argument. Signed by Judge David Frank Hamilton on 9/7/2004.(LSC, ) (Entered: 09/07/2004)

09/08/2004 115 First MOTION for Continuance of Oral Argument by CHARLES B. CHOKEL,WILLIAM J. SHEA, GARY C. WENDT. (Attachments: # 1 Text of Proposed OrderProposed Order)(Larsen, Elizabeth) (Entered: 09/08/2004)

09/10/2004 116 ORDER granting defendants' 115 Motion for Continuance of Oral Argument ondefendants' Motion to Dismiss. Oral Argument reset for 11/19/2004 at 03:00 PM inroom #344 before Judge David Frank Hamilton. Oral Argument set for 10/22/2004 isVACATED. Signed by Judge David Frank Hamilton on 9/10/2004. c/m (LSC, )Modified on 9/13/2004 (LSC, ). (Entered: 09/10/2004)

10/29/2004 117 ENTRY for 10/29/2004 and SCHEDULING ORDER: Defendants' motion to dismisshas previously been set for oral argument for 11/19/2004. Although the date remainsthe same, THE TIME HAS CHANGED TO 09:00 AM in room #344 before JudgeDavid Frank Hamilton. Signed by Judge David Frank Hamilton on 10/29/2004.c/m(LSC, ) (Entered: 10/29/2004)

11/08/2004 118 MOTION to Appear pro hac vice of Robin B. Howald by all plaintiffs. (Attachments: #1 Affidavit Verified Petition of Robin B. Howald# 2 Text of Proposed Order Order onMotion for Admission Pro Hac Vice of Robin B. Howald)(Brattain, Bruce) (Entered:11/08/2004)

11/08/2004 119 NOTICE of Change of Firm Name and Address for attorney Mitchell M. Z. Twerskyof Abraham Fruchter & Twersky, LLP. (LSC, ) (Entered: 11/09/2004)

11/16/2004 120 RECEIPT #108-438 in the amount of $ 30.00 for attorney Howald pro hac vice filingfee. (LSC, ) (Entered: 11/16/2004)

11/19/2004 121 Courtroom Minutes for proceedings held before Judge David Frank Hamilton :Hearing on defendants' motions to dismiss held on 11/19/2004. The court took themotions under advisement. (Court Reporter Fred Pratt.) (LSC, ) (Entered: 11/19/2004)

12/01/2004 122 ORDER granting 118 Motion to Appear pro hac vice. Attorney Robin B. Howald forDENNIS SMITH; HERB LANESE and FRANZ SCHLEICHER added . Signed byJudge Tim A. Baker on 12/1/04. (SWM, ) (Entered: 12/03/2004)

12/09/2004 123 TRANSCRIPT of Defts' Motion to Dismiss Proceedings held on 11/19/2004 beforeJudge David F. Hamilton. Court Reporter: Fred Pratt. (LSC, ) (Entered: 12/09/2004)

02/04/2005 124 NOTICE by JAMES S. ADAMS, GARY C. WENDT, WILLIAM J. SHEA,CHARLES B. CHOKEL NOTICE OF SUPPLEMENTAL AUTHORITY TOSUPPORT DEFENDANTS' MOTIONS TO DISMISS (Attachments: # 1 Exhibit 1 # 2Exhibit 2)(Larsen, Elizabeth) (Entered: 02/04/2005)

02/14/2005 125 NOTICE by FRANZ SCHLEICHER, HERB LANESE, DENNIS SMITH re 124Notice (Other) RESPONSE TO NOTICE OF SUPPLEMENTAL AUTHORITY TOSUPPORT DEFENDANTS' MOTIONS TO DISMISS (Wagner, Avraham) (Entered:02/14/2005)

04/19/2005 126 NOTICE by JAMES S. ADAMS, GARY C. WENDT, WILLIAM J. SHEA,CHARLES B. CHOKEL of Supplemental Authority (Attachments: # 1 Exhibit)(Reale,John) (Entered: 04/19/2005)

04/20/2005 127 NOTICE by FRANZ SCHLEICHER, HERB LANESE, DENNIS SMITH re 126Notice (Other) PLAINTIFFS? RESPONSE TO NOTICE OF SUPPLEMENTALAUTHORITY RE: DURA PHARMACEUTICALS, INC. V. BROUDO (Wagner,Avraham) (Entered: 04/20/2005)

04/20/2005 128 NOTICE by FRANZ SCHLEICHER, HERB LANESE, DENNIS SMITH re 127Notice (Other) Corrected Version of PLAINTIFFS? RESPONSE TO NOTICE OFSUPPLEMENTAL AUTHORITY RE: DURA PHARMACEUTICALS, INC. V.BROUDO (Wagner, Avraham) (Entered: 04/20/2005)

04/22/2005 129 NOTICE by GARY C. WENDT, WILLIAM J. SHEA, CHARLES B. CHOKEL re126 Notice (Other), 127 Notice (Other), 128 Notice (Other) DEFENDANTS' REPLYTO PLAINTIFFS' RESPONSE TO NOTICE OF SUPPLEMENTAL AUTHORITY(Reale, John) (Entered: 04/22/2005)

06/07/2005 130 NOTICE of Change of Firm Affiliation, filed by atty Paul J. Scarlato. (LSC, )(Entered: 06/08/2005)

06/23/2005 131 NOTICE by JAMES S. ADAMS, GARY C. WENDT, WILLIAM J. SHEA,CHARLES B. CHOKEL of Supplemental Authority (Attachments: # 1 ExhibitDecision)(Laytin, Daniel) (Entered: 06/23/2005)

07/05/2005 132 RESPONSE re defts' 131 NOTICE of Supplemental Authority re DE&J Ltd.Partnership v. Conway, filed by FRANZ SCHLEICHER, HERB LANESE andDENNIS SMITH. (Wagner, Avraham) Modified on 7/6/2005 (LSC, ). (Entered:07/05/2005)L

07/14/2005 133 ENTRY on Defts' 84 86 Motions to Dismiss: The defts' motions to dismiss are herebygranted. The Consolidated Class Action Complaint is hereby dismissed. The dismissalis without prejudice to pltfs' right to file an amended complaint no later than8/24/2005. Signed by Judge David Frank Hamilton on 7/14/2005. c/m (LSC, )(Entered: 07/14/2005)

07/29/2005 134 NOTICE by JAMES S. ADAMS (Report of Entry of Order for Relief) (Attachments: #1 Exhibit A - Notice of Bankruptcy Case Filing)(Hostetler, Gary) (Entered:07/29/2005)

08/24/2005 135 AMENDED COMPLAINT Second Amended and Consolidated Complaint againstGARY C. WENDT, WILLIAM J. SHEA, CHARLES B. CHOKEL, filed by FRANZSCHLEICHER, HERB LANESE, DENNIS SMITH.(Wagner, Avraham) (Entered:08/24/2005)

08/31/2005 136 STIPULATION re Briefing Schedule For Defendants Wendt, Shea, and Chokel'sMotion to Dismiss Plaintiffs' Second Amended and Consolidated Class ActionComplaint and Proposed Order Thereon by FRANZ SCHLEICHER, HERBLANESE, DENNIS SMITH, CAROLYN L. PORTER, GARY C. WENDT,WILLIAM J. SHEA, CHARLES B. CHOKEL. (Laytin, Daniel) (Entered: 08/31/2005)

08/31/2005 137 Submission of Revised Order by FRANZ SCHLEICHER, HERB LANESE, DENNISSMITH, GARY C. WENDT, WILLIAM J. SHEA, CHARLES B. CHOKEL. (Laytin,Daniel) (Entered: 08/31/2005)

09/01/2005 138 ORDER granting 136 Stipulation re Briefing Schedule For Defendants Wendt, Shea,and Chokel's Motion to Dismiss Plaintiffs' Second Amended and Consolidated ClassAction Complaint, filed by CAROLYN L. PORTER, GARY C. WENDT, WILLIAMJ. SHEA, CHARLES B. CHOKEL, FRANZ SCHLEICHER, HERB LANESE andDENNIS SMITH. Signed by Judge David Frank Hamilton on 9/1/2005. (LSC, )(Entered: 09/01/2005)

10/03/2005 139 First MOTION for Partial Lifting of Discovery Stay, filed by FRANZ SCHLEICHER,HERB LANESE, DENNIS SMITH. (Attachments: # 1 Text of Proposed Order # 2Declaration of Avi N. Wagner)(Wagner, Avraham) Modified on 10/21/2005 (LSC, ).(Entered: 10/03/2005)

10/03/2005 140 BRIEF/MEMORANDUM in Support re 139 First MOTION for Discovery MOTIONFOR PARTIAL LIFTING OF DISCOVERY STAY filed by FRANZ SCHLEICHER,HERB LANESE, DENNIS SMITH. (Wagner, Avraham) (Entered: 10/03/2005)

10/18/2005 141 MOTION For Extension of Time to File Answer or otherwise plead to pltfs' secondAmended and Consolidated Complaint, filed by GARY C. WENDT, WILLIAM J.SHEA, CHARLES B. CHOKEL. (Attachments: # 1 Text of Proposed Order)(Reale,John) Modified on 10/19/2005 (LSC, ). (Entered: 10/18/2005)

10/19/2005 142 RESPONSE in Opposition re 141 MOTION FOR AN EXTENSION OF TIME TOANSWER OR OTHERWISE PLEAD TO PLAINTIFFS' SECOND AMENDED ANDCONSOLIDATED COMPLAINT PLAINTIFFS? OPPOSITION TO filed by FRANZSCHLEICHER, HERB LANESE, DENNIS SMITH. (Attachments: # 1 Text ofProposed Order)(Wagner, Avraham) (Entered: 10/19/2005)

10/20/2005 143 MOTION to Appear pro hac vice by GARY C. WENDT, WILLIAM J. SHEA,

CHARLES B. CHOKEL. (Attachments: # 1 Verified Petition of Joshua Z. Rabinovitzto Appear Pro Hac Vice# 2 Text of Proposed Order)(Huffer, Steven) (Entered:10/20/2005)

10/20/2005 144 RESPONSE in Opposition re 139 First MOTION for Partial Lifting of DiscoveryStay, filed by GARY C. WENDT, WILLIAM J. SHEA, CHARLES B. CHOKEL.(Reale, John) Modified on 10/21/2005 (LSC, ). (Entered: 10/20/2005)

10/20/2005 145 ORDER denying defts Wendt, Shea and Chokel's 141 Motion for time to answer orotherwise plead to pltfs' second amended and consolidated complaint. Signed by JudgeTim A. Baker on 10/20/05. (SWM, ) (Entered: 10/21/2005)

10/21/2005 146 RECEIPT #103-1020 in the amount of $ 30.00 for atty Rabinovitz' pro hac vice filingfee. (LSC, ) (Entered: 10/21/2005)

10/21/2005 147 MOTION for Leave to File Non-Party's Opposition to Plaintiffs' Motion to LiftDiscovery Stay by PRICEWATERHOUSECOOPERS LLP. (Attachments: # 1Proposed Non-Party PwC's Brief in Opposition to Plaintiffs' Motion to Lift DiscoveryStay# 2 Exhibit A to PwC's Proposed Brief# 3 Text of Proposed Order)(Munson,Kenneth) (Entered: 10/21/2005)

10/21/2005 150 RESPONSE in Opposition re 139 First MOTION Partial Lifting of Discovery Stay byNON-PARTY PwC. (Attachments: # 1 Exhibit A)(SWM, ) (Entered: 10/25/2005)

10/25/2005 148 Unopposed MOTION for Extension of Time to November 7, 2005 To File Answer orOtherwise Plead to Plaintiffs' Second Amended and Consolidated Complaint byGARY C. WENDT, WILLIAM J. SHEA, CHARLES B. CHOKEL. (Attachments: # 1Text of Proposed Order)(Reale, John) (Entered: 10/25/2005)

10/25/2005 149 ORDER granting non-party PwC's 147 Motion for Leave to File opposition to pltfs'motion to lift discovery stay. The brief tendered therewith shall be accepted and filed10/21/05. Signed by Judge Tim A. Baker on 10/25/05. (SWM, ) (Entered: 10/25/2005)

10/25/2005 151 ORDER granting 143 Motion to Appear pro hac vice. Attorney Joshua Z. Rabinovitzfor GARY C. WENDT, WILLIAM J. SHEA and CHARLES B. CHOKEL added .Signed by Judge Tim A. Baker on 10/25/05. (SWM, ) (Entered: 10/25/2005)

10/26/2005 152 ORDER granting defts' 148 Motion for Extension of Time to File response to secondamended and consolidated complaint to 11/7/05. Pltfs shall have until 1/3/06, or at adate the Court deems proper, to file opposing papers to any motion to dismiss pltfs'second amended and consolidated complaint. Defts shall have to 2/10/06 to file anyreply papers in support of their motion to dismiss pltfs' second amended andconsolidated complaint. Signed by Judge Tim A. Baker on 10/26/05. (SWM, )(Entered: 10/27/2005)

10/27/2005 153 REPLY in support of Motion re 139 First MOTION Partial Lifting of Discovery Stayfiled by FRANZ SCHLEICHER, HERB LANESE, DENNIS SMITH. (Attachments: #1 Exhibit A# 2 Exhibit B# 3 Exhibit C)(Wagner, Avraham) (Entered: 10/27/2005)

10/31/2005 154 ENTRY - The court will not act on pltfs' motion for an order lifting in part theautomatic stay on discovery at this time, pending the filing of a response by pltfs.Defts and PriceWaterhouseCooper may file any response no more than 7 days afterpltfs' response (see Entry). Signed by Judge David Frank Hamilton on 10/31/2005.(LSC, ) (Entered: 10/31/2005)

11/02/2005 155 BRIEF/MEMORANDUM in Support re 139 First MOTION Partial Lifting ofDiscovery Stay RESPONSE TO ORDER OF OCTOBER 31, 2005 RE: ADAMSBANKRUPTCY filed by FRANZ SCHLEICHER, HERB LANESE, DENNIS SMITH.(Wagner, Avraham) (Entered: 11/02/2005)

11/03/2005 156 MOTION for Leave to File Excess Pages by GARY C. WENDT, WILLIAM J.SHEA, CHARLES B. CHOKEL. (Attachments: # 1 Text of Proposed Order)(Laytin,Daniel) (Entered: 11/03/2005)

11/03/2005 157 ORDER granting defts Wendt, Shea, and Chokel's 156 Motion for Leave to File abrief in excess of 35 pages (See Order). Signed by Judge Tim A. Baker on 11/3/05.(SWM, ) (Entered: 11/04/2005)

11/07/2005 158 NOTICE of Ruling by Bankruptcy Court in Further Response to 154 Entry, filed by allplaintiffs; REPLY in support of 139 First Motion for Partial Lifting of Discovery Stay.(Attachments: # 1 Civil Cover Sheet A - Minute Order)(Glancy, Lionel) Modified on11/8/2005 (LSC, ). (Entered: 11/07/2005)

11/07/2005 159 MOTION to Dismiss The Second Amended Class Action Complaint by GARY C.WENDT, WILLIAM J. SHEA, CHARLES B. CHOKEL. (Reale, John) (Entered:11/07/2005)

11/07/2005 160 BRIEF/MEMORANDUM in Support re 159 MOTION to Dismiss The SecondAmended Class Action Complaint filed by GARY C. WENDT, WILLIAM J. SHEA,CHARLES B. CHOKEL. (Reale, John) (Entered: 11/07/2005)

11/07/2005 161 Appendix of Exhibits in Support re 159 MOTION to Dismiss The Second AmendedClass Action Complaint, 160 Brief/Memorandum in Support of Motion filed byGARY C. WENDT, WILLIAM J. SHEA, CHARLES B. CHOKEL. (Attachments: # 1Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4# 5 Exhibit 5# 6 Exhibit 6# 7 Exhibit7# 8 Exhibit 8# 9 Exhibit 9# 10 Exhibit 10# 11 Exhibit 11# 12 Exhibit 12# 13 Exhibit13# 14 Exhibit 14# 15 Exhibit 15 - Part I# 16 Exhibit 15 - Part II# 17 Exhibit 15 - PartIII# 18 Exhibit 16# 19 Exhibit 17# 20 Exhibit 18# 21 Exhibit 19# 22 Exhibit 20# 23Exhibit 21)(Reale, John) (Entered: 11/07/2005)

11/14/2005 162 AMENDED COMPLAINT Letter re Service and Service against JAMES S. ADAMS,filed by FRANZ SCHLEICHER, HERB LANESE, DENNIS SMITH. (Attachments: #1 Exhibit Second Amended and Consolidated Complaint)(Wagner, Avraham)(Entered: 11/14/2005)

11/18/2005 163 ORDER denying pltfs' 139 Motion to Lift Discovery Stay. Signed by Judge DavidFrank Hamilton on 11/18/2005. (LSC, ) (Entered: 11/18/2005)

11/21/2005 164 Unopposed MOTION for Extension of Time to 12/30/2005 in which to 135 AmendedComplaint Respond to Amended Complaint by JAMES S. ADAMS. (Attachments: # 1Text of Proposed Order)(Casey, Brian) (Entered: 11/21/2005)

11/22/2005 165 ORDER granting deft's 164 Unopposed Motion for Extension of Time to File ananswer to pltfs' second amended and consolidated complaint to 12/30/2005 . Signed byJudge David Frank Hamilton on 11/22/2005. (LSC, ) (Entered: 11/22/2005)

12/02/2005 166 Unopposed MOTION to Amend/Correct 159 MOTION to Dismiss The SecondAmended Class Action Complaint, 160 Brief/Memorandum in Support of Motion, 161Appendix of Exhibits in Support,, by GARY C. WENDT, WILLIAM J. SHEA,

CHARLES B. CHOKEL. (Attachments: # 1 Text of Proposed Order # 2Exhibit)(Reale, John) (Entered: 12/02/2005)

12/08/2005 167 ORDER granting defts' 166 Motion to file revised memorandum in support of defts'motion to dismiss pltfs' second amended and consolidated class action complaint.Signed by Judge David Frank Hamilton on 12/8/05. (SWM, ) (Entered: 12/08/2005)

12/08/2005 168 MEMORANDUM in Support re 159 MOTION to Dismiss The Second AmendedClass Action Complaint (Revised Memorandum) filed by defts Wendt, Shea and

i Chokel (SWM, ) Modified on 12/8/2005 (SWM, ). (Entered: 12/08/2005)

12/15/2005 169 First MOTION for Extension of Time to January 27, 2006 to file response to 159MOTION to Dismiss The Second Amended Class Action Complaint by FRANZSCHLEICHER, HERB LANESE, DENNIS SMITH. (Attachments: # 1 Text ofProposed Order)(Wagner, Avraham) (Entered: 12/15/2005)

12/16/2005 170 ORDER granting pltfs' 169 Motion for Extension of Time to File Response to2/28/2006 re 159 MOTION to Dismiss The Second Amended Class Action Complaint.Signed by Judge David Frank Hamilton on 12/16/2005. (LSC, ) (Entered: 12/16/2005)

12/29/2005 171 NOTICE of Appearance by Hamish S. Cohen on behalf of JAMES S. ADAMS(Cohen, Hamish) (Entered: 12/29/2005)

12/29/2005 172 MOTION for Leave to File Excess Pages for brief by JAMES S. ADAMS.(Attachments: # 1 Text of Proposed Order)(Cohen, Hamish) (Entered: 12/29/2005)

12/30/2005 173 MOTION to Dismiss of Defendant James S. Adams by JAMES S. ADAMS.(Attachments: # 1 Text of Proposed Order Order on Motion to Dismiss)(Cohen,Hamish) (Entered: 12/30/2005)

12/30/2005 174 BRIEF/MEMORANDUM in Support re 173 MOTION to Dismiss of Defendant JamesS. Adams Memorandum in Support of Motion to Dismiss the Second Amended ClassAction Complaint Against Defendant James S. Adams filed by JAMES S. ADAMS.(Cohen, Hamish) (Entered: 12/30/2005)

01/04/2006 175 ORDER granting deft Adams' 172 Motion for Leave to File a brief in excess of 35pages (See Docket No. 174 for brief). Signed by Judge Tim A. Baker on 1/4/06.(SWM, ) (Entered: 01/04/2006)

01/11/2006 176 First MOTION for Extension of Time to February 17, 2006 to file response to 173MOTION to Dismiss of Defendant James S. Adams by FRANZ SCHLEICHER,HERB LANESE, DENNIS SMITH. (Attachments: # 1 Text of ProposedOrder)(Wagner, Avraham) (Entered: 01/11/2006)

01/12/2006 177 ORDER granting pltfs' 176 Motion for Extension of Time to File Response to2/17/2006 re 173 MOTION to Dismiss of Defendant James S. Adams. Adams shall fileany reply in support of his motion to dismiss the second amended and consolidatedcomplaint by 3/15/06 . Signed by Judge Tim A. Baker on 1/12/06. (SWM, ) (Entered:01/13/2006)

01/27/2006 178 RESPONSE in Opposition re 159 MOTION to Dismiss The Second Amended ClassAction Complaint filed by FRANZ SCHLEICHER, HERB LANESE, DENNISSMITH. (Wagner, Avraham) (Entered: 01/27/2006)

01/27/2006 179 AFFIDAVIT in Support re 178 Response in Opposition to Motion filed by FRANZSCHLEICHER, HERB LANESE, DENNIS SMITH. (Attachments: # 1 Exhibit A# 2Exhibit B# 3 Exhibit C)(Wagner, Avraham) (Entered: 01/27/2006)

02/17/2006 180 DECLARATION of Avi N. Wagner in Opposition re 173 MOTION to Dismiss ofDefendant James S. Adams, filed by FRANZ SCHLEICHER, HERB LANESE,DENNIS SMITH. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 ExhibitD# 5 Exhibit E# 6 Exhibit F# 7 Exhibit G# 8 Exhibit H# 9 Exhibit I# 10 Exhibit J# 11Exhibit K# 12 Exhibit L# 13 Exhibit M# 14 Exhibit N# 15 Exhibit O# 16 Exhibit P#17 Exhibit Q# 18 Exhibit R)(Wagner, Avraham) Modified on 2/21/2006 (LSC, ).(Entered: 02/17/2006)

02/17/2006 181 RESPONSE in Opposition re 173 MOTION to Dismiss of Defendant James S. Adams,filed by FRANZ SCHLEICHER, HERB LANESE, DENNIS SMITH. (Wagner,Avraham) Modified on 2/21/2006 (LSC, ). (Entered: 02/17/2006)

03/02/2006 182 MOTION for Extension of Time to March 31, 2006 to file reply in support of 173MOTION to Dismiss of Defendant James S. Adams by JAMES S. ADAMS.(Attachments: # 1 Text of Proposed Order)(Cohen, Hamish) Modified on 3/3/2006(LSC, ). (Entered: 03/02/2006)

03/03/2006 183 ORDER granting deft James S. Adams' 182 Motion for Extension of Time to FileResponse to 3/31/2006 re 173 MOTION to Dismiss of Defendant James S. Adams .Signed by Judge Tim A. Baker on 3/3/06. (SWM, ) (Entered: 03/06/2006)

03/30/2006 184 MOTION for Leave to File Excess Pages by JAMES S. ADAMS. (Attachments: # 1Text of Proposed Order)(Cohen, Hamish) (Entered: 03/30/2006)

03/30/2006 185 RESPONSE in Opposition re 184 MOTION for Leave to File Excess Pages filed byall plaintiffs. (Wagner, Avraham) (Entered: 03/30/2006)

03/30/2006 186 ORDER granting deft James S Adams' 184 Motion for Leave to File a reply in supportof his motion to dismiss that is not to exceed thirty (30) pages. Signed by Judge Tim

i A. Baker on 3/30/06. (SWM, ) (Entered: 03/31/2006)

03/31/2006 187 REPLY in support of Motion re 173 MOTION to Dismiss of Defendant James S.Adams to Dismiss the Second Amended and Consolidated Class Action ComplaintAgainst Defendant James S. Adams filed by JAMES S. ADAMS. (Attachments: # 1Exhibit 1)(Cohen, Hamish) (Entered: 03/31/2006)

03/31/2006 188 REPLY in support of Motion re 159 MOTION to Dismiss The Second Amended ClassAction Complaint filed by GARY C. WENDT, WILLIAM J. SHEA, CHARLES B.CHOKEL. (Rabinovitz, Joshua) (Entered: 03/31/2006)

05/19/2006 189 MOTION to Withdraw as Attorney by FRANZ SCHLEICHER, HERB LANESE,DENNIS SMITH. (Attachments: # 1 Text of Proposed Order)(Wagner, Avraham)(Entered: 05/19/2006)

05/24/2006 190 ORDER granting 189 Motion to Withdraw as Attorney by Avraham Wagner . Signedby Judge Tim A. Baker on 5/24/06. (MAC, ) (Entered: 05/24/2006)

07/21/2006 191 NOTICE of 1) Final Judgment Issued in Securities and Exchange Commission v.Rollin M. Dick and James S. Adams and 2) Adversary Proceeding Filed by ConsecoAgainst Adams; Request to Take Judicial Notice Thereof, filed by all plaintiffs.L

(Attachments: # 1 Exhibit A-C)(Glancy, Lionel) Modified on 7/24/2006 (LSC, ).(Entered: 07/21/2006)

08/25/2006 192 RESPONSE in Opposition to Notice of Final Judgment Issued in Securities andExhchange Commission v. Rollin M. Dick and James S. Adams and AdversaryProceeding Filed by Conseco Against Adams and Request to Take Judicial NoticeThereof filed by JAMES S. ADAMS. (Cohen, Hamish) (Entered: 08/25/2006)

04/04/2007 193 NOTICE of Change of Affiliation by Steven Kenneth Huffer (Huffer, Steven)(Entered: 04/04/2007)

04/16/2007 194 NOTICE of Change of Address by Steven Kenneth Huffer (Huffer, Steven) (Entered:04/16/2007)

06/26/2007 195 NOTICE of Supplemental Authority re 173 MOTION to Dismiss of Defendant JamesS. Adams, 159 MOTION to Dismiss The Second Amended Class Action Complaint,filed by Defendants JAMES S. ADAMS, GARY C. WENDT, WILLIAM J. SHEA,CHARLES B. CHOKEL. (Reale, John) Modified on 6/27/2007 (LSC). (Entered:06/26/2007)

06/26/2007 196 NOTICE of Supplemental Authority in support of their opposition re Defendants' 159Motion To Dismiss The Second Amended and Consolidated Class Action Complaint ,filed by Plaintiffs FRANZ SCHLEICHER, HERB LANESE, DENNIS SMITH,CAROLYN L. PORTER . (Glancy, Lionel) Modified on 6/27/2007 (LSC). (Entered:06/26/2007)

08/16/2007 197 NOTICE of Supplemental Authority, filed by Defendants JAMES S. ADAMS, GARYC. WENDT, WILLIAM J. SHEA, CHARLES B. CHOKEL (Attachments: # (1)Exhibit 1) (Rabinovitz, Joshua) Modified on 8/17/2007 (LSC). (Entered: 08/16/2007)

08/20/2007 198 NOTICE - Plaintiff's RESPONSE to Defendants' 197 Notice of SupplementalAuthority, filed by Plaintiffs FRANZ SCHLEICHER, HERB LANESE, DENNISSMITH, CAROLYN L. PORTER (Goldberg, Michael) Modified on 8/21/2007 (LSC).(Entered: 08/20/2007)

09/12/2007 199 ENTRY on Defts' 159 Motion to Dismiss and 173 Motion to Dismiss (Conclusion) -The PSLRA has made it substantially harder for plaintiffs to pursue lawsuits allegingsecurities fraud. Nevertheless, as the Supreme Court recently noted in Tellabs, privatesecurities litigation is an indispensable tool crucial to the integrity of domestic capitalmarkets with which defrauded investors can recover their losses. Here, plaintiffs havesatisfied the heightened pleading requirements of the PSLRA. Accordingly,defendants' motions to dismiss the second amended complaint are hereby denied. Thecourt will hold a status conference in the near future to address the next steps in thisaction. Signed by Judge David Frank Hamilton on 9/12/2007. (LSC) (Entered:09/12/2007)

09/20/2007 200 SCHEDULING ORDER: Pretrial Conference set for 10/12/2007 10:00 AM in room#234 before Magistrate Judge Tim A. Baker. The purpose of this conference is toaddress case management issues and settlement in light of the Court's ruling on defts'motions to dismiss (See Order). Signed by Judge Tim A. Baker on 9/20/07. (SWM)(Entered: 09/20/2007)

09/20/2007 201 STIPULATION to Extend Time to Answer, re 135 Amended Complaint, filed by

Plaintiffs FRANZ SCHLEICHER, HERB LANESE, DENNIS SMITH, DefendantsJAMES S. ADAMS, GARY C. WENDT, WILLIAM J. SHEA, CHARLES B.CHOKEL. (Attachments: # 1 Text of Proposed Order)(Reale, John) (Entered:09/20/2007)

09/27/2007 202 ORDER re 201 Stipulation, filed by HERB LANESE, FRANZ SCHLEICHER,JAMES S. ADAMS, WILLIAM J. SHEA, DENNIS SMITH, CHARLES B.CHOKEL, GARY C. WENDT. Defendants Gary C. Wendt, William J. Shea, CharlesB. Chokel, and James S. Adams shall file their answer to plaintiffs' Second Amendedand Consolidated Class Action Complaint no later than 10/26/2007. Signed by JudgeTim A. Baker on 9/26/2007. (LSC) (Entered: 09/27/2007)

09/27/2007 203 Unopposed MOTION for Continuance TO CONTINUE PRETRIAL CONFERENCEDATE AND DEADLINE FOR FILING CASE MANAGEMENT PLAN;, filed byPlaintiff FRANZ SCHLEICHER., (Glancy, Lionel) (Entered: 09/27/2007)

09/27/2007 204 MOTION to Appear pro hac vice OF KARA M. WOLKE, filed by Plaintiffs FRANZSCHLEICHER, HERB LANESE, DENNIS SMITH, CAROLYN L. PORTER.(Attachments: # 1 Text of Proposed Order ORDER GRANTING MOTION TOAPPEAR PRO HAC VICE)(Glancy, Lionel) (Entered: 09/27/2007)

09/28/2007 205 RECEIPT #IP003426 in the amount of $ 30.00 - atty Wolke's pro hac vice filing fee.(LSC) (Entered: 10/01/2007)

10/02/2007 206 ORDER granting 204 Motion to Appear pro hac vice. Attorney Kara M. Wolke forPLTFS added. Signed by Judge Tim A. Baker on 10/2/07. (SWM) (Entered:10/02/2007)

10/02/2007 207 ORDER granting pltfs' 203 Motion for Continuance of Pretrial Conference currentlyset for 10/12/07. The parties shall file their joint CMP pursuant to L.R. 16.1, no laterthan 11/12/07. SCHEDULING ORDER: Pretrial Conference RESET for 11/19/200703:30 PM in room #234 before Magistrate Judge Tim A. Baker. Signed by Judge TimA. Baker on 10/2/07. (SWM) (Entered: 10/03/2007)

10/22/2007 208 STIPULATION to Extend Time to Answer Plaintiffs' Second Amended Complaint,filed by Plaintiffs FRANZ SCHLEICHER, HERB LANESE, DENNIS SMITH,CAROLYN L. PORTER, Defendants JAMES S. ADAMS, CONSECO INC, GARYC. WENDT, WILLIAM J. SHEA, CHARLES B. CHOKEL, ObjectorPRICEWATERHOUSECOOPERS LLP. (Attachments: # 1 Text of ProposedOrder)(Rabinovitz, Joshua) (Entered: 10/22/2007)

10/24/2007 209 ORDER re 208 Stipulation: Defts shall file their answer to pltfs' second amended andconsolidated class action complaint no later than 11/6/07. Signed by Judge Tim A.Baker on 10/24/07. (SWM) (Entered: 10/25/2007)

11/06/2007 210 MOTION to Withdraw as Attorney for Certain Defendants, filed by Defendant GARYC. WENDT. (Attachments: # 1 Text of Proposed Order Granting Withdrawal)(Huffer,Steven) (Entered: 11/06/2007)

11/06/2007 211 ANSWER to Amended Complaint, filed by GARY C. WENDT, WILLIAM J. SHEA,CHARLES B. CHOKEL.(Rabinovitz, Joshua) (Entered: 11/06/2007)

11/06/2007 212 ANSWER to Amended Complaint, filed by JAMES S. ADAMS.(Mattingly, Jonathan)(Entered: 11/06/2007)

11/08/2007 213 ORDER granting 210 Motion to Withdraw as Attorney. Attorney Steven KennethHuffer withdrawn. Signed by Judge Tim A. Baker on 11/8/07. (SWM) (Entered:11/09/2007)

11/12/2007 214 CASE MANAGEMENT PLAN TENDERED, filed by Plaintiffs FRANZSCHLEICHER, HERB LANESE, DENNIS SMITH, CAROLYN L. PORTER.(Attachments: # (1) MJ Summary of CMP)(Wolke, Kara) Modified on 11/13/2007(LSC). (Entered: 11/12/2007)

11/12/2007 215 CERTIFICATE OF SERVICE by all plaintiffs re 214 Case Management PlanTendered by (Glancy, Lionel) (Entered: 11/12/2007)

11/16/2007 216 MOTION for Certificate of Appealability, filed by Defendants JAMES S. ADAMS,GARY C. WENDT, WILLIAM J. SHEA, CHARLES B. CHOKEL. (Rabinovitz,Joshua) (Entered: 11/16/2007)

11/16/2007 217 BRIEF/MEMORANDUM in Support re 216 MOTION for Certificate ofAppealability, filed by Defendants JAMES S. ADAMS, GARY C. WENDT,WILLIAM J. SHEA, CHARLES B. CHOKEL. (Rabinovitz, Joshua) (Entered:11/16/2007)

11/20/2007 218 CASE MANAGEMENT PLAN TENDERED, filed by Plaintiff FRANZSCHLEICHER, Defendants JAMES S. ADAMS, GARY C. WENDT, WILLIAM J.SHEA, CHARLES B. CHOKEL JOINT CASE MANAGEMENT PLAN. (Attachments:# 1 Supplement MAGISTRATE SUMMARY CASE MANAGEMENTPLAN)(Glancy, Lionel) (Entered: 11/20/2007)

11/20/2007 219 CERTIFICATE OF SERVICE by FRANZ SCHLEICHER re 218 Case ManagementPlan Tendered by, Plaintiffs and Defendants (Glancy, Lionel) (Entered: 11/20/2007)

11/20/2007 220 Minute Entry for proceedings held before Judge Tim A. Baker : Pretrial Conferenceheld on 11/19/2007. Counsel shall submit a revised Case Management Plan within 10days. Pretrial Conference set for 6/17/2008 01:30 PM in room #234 before MagistrateJudge Tim A. Baker. (MAC) (Entered: 11/21/2007)

11/28/2007 221 (*** STRICKEN PER ORDER DATED 12/3/07 ***) Unopposed MOTION FOREXTENSION OF TIME TO OPPOSE DEFENDANTS' MOTION TO CERTIFY ANAPPEAL PURSUANT TO 28 U.S. C. 1292 (B) AND [PROPOSED] ORDERTHEREON, filed by Plaintiffs FRANZ SCHLEICHER, HERB LANESE, DENNISSMITH, CAROLYN L. PORTER., (Glancy, Lionel) Modified on 12/4/2007 (SWM).(Entered: 11/28/2007)

11/28/2007 222 Unopposed MOTION for Extension of Time to File Response re 216 MOTION toCertify An Appeal Pursuant to 28 U.S.C. 1292 (B), filed by Plaintiffs FRANZSCHLEICHER, HERB LANESE, DENNIS SMITH, CAROLYN L. PORTER.,(Attachments: # 1 Text of Proposed Order)(Glancy, Lionel) Modified on 11/29/2007(LSC). (Entered: 11/28/2007)

11/28/2007 223 ORDER: CASE MANAGEMENT PLAN APPROVED AS SUBMITTED.Dispositive Motions due by 1/29/2010. Signed by Judge Tim A. Baker on 11/28/07.(SWM) (Entered: 11/29/2007)

11/29/2007 224 ORDER granting pltfs' 222 Motion for Extension of Time to File Response re 216MOTION for Certificate of Appealability. Response due by 12/10/2007. Signed by

FI Judge David Frank Hamilton on 11/29/2007. (LSC) (Entered: 11/29/2007)

11/30/2007 225 PRACTICES AND PROCEDURES before Judge David F. Hamilton. (LSC) (Entered:11/30/2007)

11/30/2007 226 MOTION to Withdraw Incorrectly Filed Docket Entry #221, filed by PlaintiffsFRANZ SCHLEICHER, HERB LANESE, DENNIS SMITH, CAROLYN L.PORTER. (Attachments: # 1 Text of Proposed Order)(Glancy, Lionel) (Entered:11/30/2007)

11/30/2007 227 SCHEDULING ORDER:Final Pretrial Conference set for 5/28/2010 at 09:00 AM inroom #330. Jury Trial set for 6/7/2010 at 09:00 AM in room #344; both before JudgeDavid Frank Hamilton. Signed by Judge David Frank Hamilton on 11/30/2007. (LSC)(Entered: 11/30/2007)

12/04/2007 228 ORDER granting pltfs' 226 Motion to Withdraw docket item 221 . Signed byMagistrate Judge Tim A. Baker on 12/3/07. (SWM) (Entered: 12/04/2007)

12/10/2007 229 RESPONSE in Opposition re 216 MOTION for Certificate of Appealability, filed byPlaintiffs FRANZ SCHLEICHER, HERB LANESE, DENNIS SMITH, CAROLYN L.PORTER. (Glancy, Lionel) (Entered: 12/10/2007)

12/20/2007 230 NOTICE of Service of Initial Disclosures, filed by Defendant JAMES S. ADAMS.(Casey, Brian) (Entered: 12/20/2007)

12/21/2007 231 REPLY in Support of Motion re 216 MOTION for Certificate of Appealability, filedby Defendants JAMES S. ADAMS, GARY C. WENDT, WILLIAM J. SHEA,CHARLES B. CHOKEL. (Reale, John) (Entered: 12/21/2007)

12/27/2007 232 ENTRY denying defts' 216 Motion for Certificate of Appealability. Signed by JudgeDavid Frank Hamilton on 12/27/2007. (LSC) (Entered: 12/27/2007)

02/20/2008 233 NOTICE of Appearance of atty Steven Huffer on behalf of Third Party Witness,Conseco, Inc. (Huffer, Steven) Modified on 2/21/2008 (LSC). (Entered: 02/20/2008)

02/20/2008 234 Corporate Disclosure Statement by CONSECO INC. (Huffer, Steven) (Entered:02/20/2008)

02/20/2008 235 NOTICE of Appearance by Steven Kenneth Huffer on behalf of Defendant WILLIAMJ. SHEA. (Huffer, Steven) (Entered: 02/20/2008)

02/20/2008 236 MOTION to Appear pro hac vice of atty Thomas A. Doyle and to Substitute Counsel,filed by Defendant WILLIAM J. SHEA. (Attachments: # 1 Proposed Order)(Huffer,Steven) Modified on 2/21/2008 (LSC). (Entered: 02/20/2008)

02/20/2008 237 MOTION to Appear pro hac vice of atty Barrie L. Brejcha and to Substitute Counsel,filed by Defendant WILLIAM J. SHEA. (Attachments: # 1 Proposed Order)(Huffer,Steven) Modified on 2/21/2008 (LSC). (Entered: 02/20/2008)

02/20/2008 238 MOTION to Withdraw as Attorney for William J. Shea, filed by Defendant WILLIAMJ. SHEA. (Attachments: # 1 Text of Proposed Order)(Reale, John) (Entered:02/20/2008)

02/21/2008 239 RECEIPT #IP005717 in the amount of $ 60.00 - attys Dole and Brejcha's pro hac vicefiling fees. (LSC) (Entered: 02/21/2008)

02/22/2008 240 Unopposed MOTION for Extension of Time to 04/18/2008 For Plaintiffs to FileMotion for Class Certification, Briefing Schedule, filed by Plaintiffs FRANZSCHLEICHER, HERB LANESE, DENNIS SMITH, CAROLYN L. PORTER.(Attachments: # 1 Text of Proposed Order Proposed Order)(Glancy, Lionel) (Entered:02/22/2008)

02/25/2008 241 ORDER granting 236 Motion to Appear pro hac vice. Attorney Thomas AnthonyDoyle for WILLIAM J. SHEA added. Signed by Magistrate Judge Tim A. Baker on2/25/08. (SWM) (Entered: 02/25/2008)

02/25/2008 242 ORDER granting 237 Motion to Appear pro hac vice. Attorney Barrie L. Brejcha forWILLIAM J. SHEA added. Signed by Magistrate Judge Tim A. Baker on 2/25/08.(SWM) (Entered: 02/25/2008)

02/25/2008 243 ORDER granting 238 Motion to Withdraw as Attorney. Attorney Joshua Z.Rabinovitz; John W. Reale; Robert J. Kopecky and Daniel Edward Laytin withdrawnon behalf of William J Shea. Signed by Magistrate Judge Tim A. Baker on 2/25/08.(SWM) (Entered: 02/25/2008)

02/26/2008 244 ORDER granting pltfs' 240 Motion for Extension of time to file their motion for classcertfication to 4/18/08 (See Order for briefing schedule on motion). Signed byMagistrate Judge Tim A. Baker on 2/26/08. (SWM) (Entered: 02/26/2008)

02/29/2008 245 MOTION to Withdraw as Attorney, filed by Defendant WILLIAM J. SHEA.(Attachments: # 1 Proposed Order)(Huffer, Steven) (Entered: 02/29/2008)

03/03/2008 246 MOTION to Appear pro hac vice of atty James T. McLaughlin on behalf ofDefendants GARY C. WENDT and CHARLES B. CHOKEL. (Attachments: # 1 Textof Proposed Order)(LSC) (Entered: 03/03/2008)

03/03/2008 247 RECEIPT #IP005866 in the amount of $ 30.00 - atty McLaughlin's pro hac vice filingfee. (LSC) (Entered: 03/03/2008)

03/04/2008 248 ORDER granting Steven K Huffer's 245 Motion to Withdraw as Attorney on behalf ofDeft, William J Shea. Signed by Magistrate Judge Tim A. Baker on 3/4/08. (SWM)(Entered: 03/05/2008)

03/04/2008 249 ORDER granting 246 Motion to Appear pro hac vice. Attorney James T. McLaughlin,Jr for GARY C. WENDT and CHARLES B. CHOKEL added. Signed by MagistrateJudge Tim A. Baker on 3/4/08. (SWM) (Entered: 03/05/2008)

03/07/2008 250 NOTICE of Objections to Subpoena Duces Tecum, filed by Miscellaneous CONSECOINC (Huffer, Steven) (Entered: 03/07/2008)

04/03/2008 251 Joint MOTION Requesting Approval and Entry of Agreed Protective Order, filed byPlaintiffs FRANZ SCHLEICHER, HERB LANESE, DENNIS SMITH, CAROLYN L.PORTER, Defendants JAMES S. ADAMS, CONSECO INC, GARY C. WENDT,WILLIAM J. SHEA, CHARLES B. CHOKEL, ObjectorPRICEWATERHOUSECOOPERS LLP, Miscellaneous CONSECO INC.(Attachments: # 1 Text of Proposed Order Stipulation and (Proposed) ProtectiveOrder)(Gottschlich, Michael) (Entered: 04/03/2008)

04/03/2008 252 NOTICE of Appearance by Todd G. Vare on behalf of Defendant JAMES S.ADAMS. (Vare, Todd) (Entered: 04/03/2008)

04/04/2008 253 Stipulation and Protective Order 251 APPROVED. Signed by Magistrate Judge TimA. Baker on 4/4/08.(SWM) (Entered: 04/04/2008)

04/07/2008 254 Unopposed MOTION for Extension of Time to 05/02/2008 Unopposed Motion ForExtension Of Class Certification Briefing Schedule And [Proposed] Order Thereon,filed by Plaintiff FRANZ SCHLEICHER. (Attachments: # 1 Text of ProposedOrder)(Glancy, Lionel) (Entered: 04/07/2008)

04/08/2008 255 ORDER granting lead pltfs' 254 Motion for Extension of Time to File their Motion forClass Certification to 5/2/2008. Signed by Judge David Frank Hamilton on 4/8/2008.(LSC) (Entered: 04/08/2008)

04/16/2008 256 Unopposed MOTION for Extension of Time to 05 23 2008 of Pltf' s SettlementDemand, Pltf' s Statement of Special Damages, and the Deadline for Leave to Amendthe Pleadings and/or Join Additional Parties, filed by Plaintiffs FRANZSCHLEICHER, HERB LANESE, DENNIS SMITH, CAROLYN L. PORTER.(Attachments: # 1 Text of Proposed Order)(Glancy, Lionel) Modified on 4/17/2008(LSC). (Entered: 04/16/2008)

04/21/2008 257 ORDER granting pltfs' 256 Motion for Extension of pltf's settlement demand,statement of special damages, and the deadline to amend the pleadings and/or joinadditional parties (See Order for established deadlines). Signed by Magistrate JudgeTim A. Baker on 4/21/08. (SWM) (Entered: 04/22/2008)

05/02/2008 258 MOTION to Certify Class Plaintiffs' Notice of Motion and Motion for ClassCertification, filed by Plaintiffs FRANZ SCHLEICHER, HERB LANESE, DENNISSMITH, CAROLYN L. PORTER. (Attachments: # 1 Text of Proposed Order)(Glancy,Lionel) (Entered: 05/02/2008)

05/02/2008 259 BRIEF/MEMORANDUM in Support re 258 MOTION to Certify Class Plaintiffs'Notice of Motion and Motion for Class Certification, filed by Plaintiffs FRANZSCHLEICHER, HERB LANESE, DENNIS SMITH, CAROLYN L. PORTER.(Glancy, Lionel) (Entered: 05/02/2008)

05/02/2008 260 AFFIDAVIT in Support of Motion re 258 MOTION to Certify Class Plaintiffs' Noticeof Motion and Motion for Class Certification of Peter A. Binkow, filed by PlaintiffsFRANZ SCHLEICHER, HERB LANESE, DENNIS SMITH, CAROLYN L.PORTER. (Attachments: # 1 Exhibit Exhibits to Binkow Declaration)(Glancy, Lionel)(Entered: 05/02/2008)

05/02/2008 261 REPORT Expert Report of Steven P. Feinstein, Ph. d., CFA. by all plaintiffs. (Glancy,Lionel) (Entered: 05/02/2008)

05/02/2008 262 NOTICE of Request for Oral Argument, filed by Plaintiffs FRANZ SCHLEICHER,HERB LANESE, DENNIS SMITH, CAROLYN L. PORTER, re 260 Affidavit inSupport, 259 Brief/Memorandum in Support of Motion, 261 Report, 258 MOTION toCertify Class Plaintiffs' Notice of Motion and Motion for Class Certification. (Glancy,Lionel) (Entered: 05/02/2008)

05/20/2008 263 NOTICE of Change of Attorney Contact Information by Robin Bronzaft Howald(Howald, Robin) (Entered: 05/20/2008)

05/29/2008 264 MOTION to Appear pro hac vice of Jill Levine, filed by Plaintiffs FRANZSCHLEICHER, HERB LANESE, DENNIS SMITH, CAROLYN L. PORTER.

(Attachments: # 1 Text of Proposed Order)(Glancy, Lionel) Modified on 5/30/2008(LSC). (Entered: 05/29/2008)

05/29/2008 265 RECEIPT #IP007340 in the amount of $ 30.00 - atty Levin's pro hac vice filing fee.(LSC) (Entered: 05/29/2008)

05/30/2008 266 ORDER granting 264 Motion to Appear pro hac vice. Attorney Jill Levine for FRANZSCHLEICHER, HERB LANESE and DENNIS SMITH added. Signed by MagistrateJudge Tim A. Baker on 5/30/08. (SWM) (Entered: 06/02/2008)

06/16/2008 267 ORDER: This cause remains set for a pretrial conference at 1:30 p.m. on 6/17/08. Outof town counsel may participate in this conference by telephone by calling the numberprovided. Counsel with offices w/i the Indianapolis division shall attend thisconference in person. Signed by Magistrate Judge Tim A. Baker on 6/16/08.(SWM)(Entered: 06/16/2008)

06/17/2008 268 ORDER on 6/17/08 Pretrial Conference: Parties appeared by counsel. Discussion heldregarding discovery, settlement, and related matters. The deadline for defts' responseto pltfs' motion for class certification is enlarged to 8/29/08 (See Order). Signed byMagistrate Judge Tim A. Baker on 6/17/08.(SWM) (Entered: 06/18/2008)

08/13/2008 269 MOTION to Appear pro hac vice of Katherine C. Den Bleyker, filed by PlaintiffsFRANZ SCHLEICHER, HERB LANESE, DENNIS SMITH, CAROLYN L.PORTER. (Attachments: # 1 Text of Proposed Order Proposed Order)(Glancy, Lionel)(Entered: 08/13/2008)

08/18/2008 270 RECEIPT #IP008471 in the amount of $ 30.00 received for Katherine C. Den BleykerPHV fee. (LBK) (Entered: 08/18/2008)

08/25/2008 271 ORDER granting 269 Motion to Appear pro hac vice of Attorney Katherine C.Bleyker for FRANZ SCHLEICHER, HERB LANESE and DENNIS SMITH added.Signed by Judge David Frank Hamilton on 8/25/2008. (LBK) (Entered: 08/25/2008)

08/25/2008 272 SCHEDULING ORDER:Telephone Conference set for 8/26/2008 09:30 AM beforeMagistrate Judge Tim A. Baker. The purpose of this conference is to address adiscovery dispute. Parties shall appear by counsel, who shall call the number provided.Signed by Magistrate Judge Tim A. Baker on 8/25/08.(SWM) (Entered: 08/25/2008)

08/27/2008 273 ORDER on 8/26/08, Telephonic Status Conference: Parties appeared by counsel.Discussion held regarding discovery and related matters. Conference concluded w/ofurther order. Signed by Magistrate Judge Tim A. Baker on 8/27/08.(SWM) (Entered:08/28/2008)

08/28/2008 274 Unopposed MOTION for Extension of Time to to file response to 258 MOTION toCertify Class Plaintiffs' Notice of Motion and Motion for Class Certification,Unopposed MOTION for Extension of Time to to file reply to 258 MOTION toCertify Class Plaintiffs' Notice of Motion and Motion for Class Certification, filed byDefendants JAMES S. ADAMS, CONSECO INC, GARY C. WENDT, WILLIAM J.SHEA, CHARLES B. CHOKEL. (Attachments: # 1 Text of Proposed Order)(Vare,Todd) (Entered: 08/28/2008)

08/29/2008 275 ORDER granting 274 Unopposed MOTION for Extension of Time to to file responseto 258 MOTION to Certify Class. Defendants shall file their brief in opposition toPlaintiffs' Motion for Class Certification on or before 9/12/08 and Plaintiffs are to file

their Reply in support of their Motion for Class Certification on or before 10/31/08.Signed by Judge David Frank Hamilton on 8/29/2008. (LBK) (Entered: 08/29/2008)

09/12/2008 276 RESPONSE in Opposition re 258 MOTION to Certify Class Plaintiffs' Notice ofMotion and Motion for Class Certification, filed by Defendants JAMES S. ADAMS,CONSECO INC, GARY C. WENDT, WILLIAM J. SHEA, CHARLES B. CHOKEL.(Attachments: # 1 Exhibit Exhibit A, # 2 Exhibit Exhibit B, # 3 Exhibit Exhibit C, # 4Exhibit Exhibit D, # 5 Exhibit Exhibit E, # 6 Exhibit Exhibit F, # 7 Exhibit Exhibit G,# 8 Exhibit Exhibit H, # 9 Exhibit Exhibit I, # 10 Exhibit Exhibit J, # 11 ExhibitExhibit K, # 12 Exhibit Exhibit L, # 13 Exhibit Exhibit M, # 14 Exhibit Exhibit N, #15 Exhibit Exhibit O, # 16 Exhibit Exhibit P, # 17 Exhibit Exhibit Q, # 18 ExhibitExhibit R, # 19 Exhibit Exhibit S)(McLaughlin, James) (Entered: 09/12/2008)

09/12/2008 277 SEALED (UNSEALED PER 3/2/09 ORDER) Appendix A, re 276 Response inOpposition to Motion, filed by Defendants JAMES S. ADAMS, CONSECO INC,GARY C. WENDT, WILLIAM J. SHEA, CHARLES B. CHOKEL. (Attachments: #(1) Exhibit 1)(McLaughlin, James) Modified on 3/2/2009 (WJC). (Entered:09/12/2008)

10/23/2008 278 Unopposed MOTION for Extension of Time to November 14, 2008 to file reply to258 MOTION to Certify Class Plaintiffs' Notice of Motion and Motion for ClassCertification, filed by Plaintiff FRANZ SCHLEICHER. (Attachments: # 1 Text ofProposed Order Granting Motion For Extension of Time to File Reply In Support ofClass Certification)(Glancy, Lionel) (Entered: 10/23/2008)

10/24/2008 279 ORDER granting 278 Motion for Extension of Time to File Reply re 258 MOTION toCertify Class Plaintiffs' Notice of Motion and Motion for Class Certification. Replydue by 11/14/2008. Signed by Judge David Frank Hamilton on 10/24/2008. (LBK)(Entered: 10/24/2008)

11/14/2008 280 REPLY in Support of Motion re 258 MOTION to Certify Class Plaintiffs' Notice ofMotion and Motion for Class Certification, filed by Plaintiff FRANZ SCHLEICHER.(Glancy, Lionel) (Entered: 11/14/2008)

11/14/2008 281 DECLARATION of Lionel Z. Glancy re 280 Reply in Support of Motion by FRANZSCHLEICHER. (Attachments: # 1 Exhibit A - Excerpts Transcript, # 2 Exhibit B -Excerpt Transcript, # 3 Exhibit C - Excerpt Transcript, # 4 Exhibit D - ExcerptTranscript, # 5 Exhibit E - Excerpt Transcript)(Glancy, Lionel) (Entered: 11/14/2008)

11/14/2008 282 SEALED (UNSEALED PER 3/2/09 ORDER) APPENDIX A, re 280 Reply in Supportof Motion, filed by Plaintiff FRANZ SCHLEICHER. (Attachments: # (1) AppendixA)(Glancy, Lionel) Modified on 3/2/2009 (WJC). (Entered: 11/14/2008)

11/14/2008 283 SEALED APPENDIX B, re 280 Reply in Support of Motion, filed by Plaintiff FRANZSCHLEICHER. (Attachments: # 1 Appendix B)(Glancy, Lionel) (Entered:11/14/2008)

12/15/2008 284 NOTICE TO THE COURT CONCERNING REQUEST FOR ORAL ARGUMENT ONPLAINTIFFS' MOTION FOR CLASS CERTIFICATION, filed by Plaintiffs FRANZSCHLEICHER, HERB LANESE, DENNIS SMITH, CAROLYN L. PORTER,Defendants JAMES S. ADAMS, GARY C. WENDT, WILLIAM J. SHEA,CHARLES B. CHOKEL (Glancy, Lionel) (Entered: 12/15/2008)

01/30/2009 285 SCHEDULING ENTRY: This matter is set for a hearing on plaintiffs' Motion forClass Certification on Monday, March 2, 2009 at 1:00 PM in room #344 before JudgeDavid Frank Hamilton. Issued by Judge David Frank Hamilton on 1/30/09.(WJC)(Entered: 01/30/2009)

02/09/2009 286 NOTICE OF MANUAL FILING OF MOTION OF AVRAHAM N. WAGNER TOAPPEAR PRO HAC VICE, filed by Plaintiffs FRANZ SCHLEICHER, HERBLANESE, DENNIS SMITH, CAROLYN L. PORTER (Glancy, Lionel) (Entered:02/09/2009)

02/10/2009 287 MOTION for Attorney(s) Avraham N. Wagner to Appear pro hac vice, filed byPlaintiffs. (Attachments: # 1 Text of Proposed Order)(LBK) (Entered: 02/11/2009)

02/10/2009 288 RECEIPT #IP0111162 in the amount of $ 30.00 for pro hac vice fee for AvrahamWagner. (LBK) (Entered: 02/11/2009)

02/13/2009 289 MARGINAL ENTRY taking under advisement 287 Motion to Appear pro hac vice.Local Rule 83.5(c) provides in relevant part that counsel seeking pro hac viceadmission must certify that they will abide by the Seventh Circuit Standards ofProfessional Conduct. The instant motion lacks this certification. Accordingly, themotion will remain under advisement to provide counsel a reasonable opportunity tosupplement his motion. Signed by Magistrate Judge Tim A. Baker on 2/13/2009.(SWM) (Entered: 02/13/2009)

02/17/2009 290 NOTICE of Filing NOTICE OF MANUAL FILING OF SUPPLEMENT TO MOTIONOF AVRAHAM N. WAGNER TO APPEAR PRO HAC VICE by all plaintiffs (Glancy,Lionel) (Entered: 02/17/2009)

02/18/2009 291 SUPPLEMENT TO Motion of Avraham N. Wagner to Appear Pro Hac Vice, Dkt.287. (LBK) (Entered: 02/19/2009)

02/19/2009 292 ORDER granting 287 Motion to Appear pro hac vice. Attorney Avraham N. Wagnerfor FRANZ SCHLEICHER, HERB LANESE and DENNIS SMITH added. Signed byMagistrate Judge Tim A. Baker on 2/19/2009. (CBU) (Entered: 02/20/2009)

02/25/2009 293 NOTICE - Lead Plaintiffs' Notice of Recent Authority re Motion for ClassCertification, filed by Plaintiff FRANZ SCHLEICHER, re 258 MOTION to CertifyClass Plaintiffs' Notice of Motion and Motion for Class Certification. (Attachments: #1 Exhibit A- Memorandum Opinion and Order Makor v. Tellabs, Inc.) (Glancy,Lionel) (Entered: 02/25/2009)

03/02/2009 294 COURTROOM MINUTES for proceedings held before Judge David Frank Hamilton:Hearing held on March 2, 2009 regarding 258 plaintiffs' MOTION to Certify Class.Counsel presented argument on the motion and the Court took the matter underadvisement. Plaintiffs' Appendix A (doc 277) and defendants' Appendix A (doc 282)were ordered unsealed. (Court Reporter Fred Pratt.) (WJC) (Entered: 03/02/2009)

03/19/2009 295 Joint MOTION for Extension of Time to File Preliminary Witness and Exhibit Lists,filed by Plaintiffs FRANZ SCHLEICHER, HERB LANESE, DENNIS SMITH,CAROLYN L. PORTER, Defendants JAMES S. ADAMS, GARY C. WENDT,WILLIAM J. SHEA, CHARLES B. CHOKEL. (Attachments: # 1 Text of ProposedOrder Proposed Order)(Glancy, Lionel) (Entered: 03/19/2009)

03/20/2009 296 ORDER granting 258 Plaintiffs' Motion to Certify Class. Plaintiffs' motion to certify

class is granted for a plaintiff class of all persons or entities who purchased or acquiredConseco, Inc. common stock during the period from 4/21/01 through 8/9/02 inclusive.Excluded from the class are defendants, their affiliates, and any officers or directors ofConseco, Inc., or its affiliates, any members of defendants' immediate families, anyentity in which any defendant or a member of his immediate family has a controllinginterest, and the heirs, successors and assigns of any excluded party. With thatmodified class definition, the proposed class is approved with plaintiffs Schleicher andLanese as the class representatives, and lead counsel as counsel for the plaintiff class.Signed by Judge David Frank Hamilton on 3/20/2009. c/m. (LBK) (Entered:03/20/2009)

03/26/2009 297 TRANSCRIPT of Proceedings held on 3-2-09, before Judge David Frank Hamilton.Court Reporter/Transcriber Fred Pratt, Telephone number (317) 916-8209. Transcriptmay be viewed at the court public terminal or purchased through the CourtReporter/Transcriber before the deadline for Release of Transcript Restriction. Afterthat date it may be obtained through PACER.. Redaction Statement due 4/16/2009.Release of Transcript Restriction set for 6/24/2009. (Pratt, Fred) Released on6/24/2009 (TLH). (Entered: 03/26/2009)

03/26/2009 298 NOTICE of FILING of OFFICIAL TRANSCRIPT of Proceedings held before JudgeDavid Frank Hamilton on 3-2-09. (Pratt, Fred) (Entered: 03/26/2009)

03/31/2009 299 ORDER granting IN PART parties' 295 Joint Motion for Extension of Time to Filepreliminary witness and exhibit lists. Lead Plaintiffs shall file their PreliminaryWitness and Exhibit List no later than May 1, 2009. Defendants shall file theirPreliminary Witness and Exhibit List no later than June 15, 2009. Signed byMagistrate Judge Tim A. Baker on 3/31/2009. (SWM) (Entered: 03/31/2009)


04/13/2009 301 NOTICE of Change of Address For Kirkland & Ellis LLP by Daniel Edward Laytin(Laytin, Daniel) (Entered: 04/13/2009)

04/24/2009 302 MOTION (), MOTION to Withdraw as Attorney, filed by Defendants GARY C.WENDT, CHARLES B. CHOKEL. (Attachments: # 1 Text of ProposedOrder)(McLaughlin, James) (Entered: 04/24/2009)

04/24/2009 303 USCA ORDER - The following is before the U.S. Court of Appeals: 1.DEFENDANTS' PETITION PURSUANT TO FED. R. CIV. P. 23(f) FOR LEAVETO APPEAL CLASS CERTIFICATION ORDER, filed on April 3, 2009; 2.PLAINTIFFS' ANSWER TO DEFENDANTS' PETITION PURSUANT TO FED. R.CIV. P. 23(f) FOR LEAVE TO APPEAL CLASS CERTIFICATION ORDER, filedon April 20, 2009. IT IS ORDERED that #1 is GRANTED. Petitioner shall pay therequired appellate fees to the clerk of the district court within 10 days of the entry ofthis order pursuant to Federal Rule of Appellate Procedure 5(d)(1). Once the districtcourt notifies this court that the fees have been paid, the appeal will be entered on thiscourt's general docket. (TMA) (Entered: 04/24/2009)

04/28/2009 304 ORDER granting James T. McLaughlin, Jr's 302 Motion to Withdraw as Attorney onbehalf of defts Gary C Wendt and Charles C Chokel (effective 5/1/2009). Signed byMagistrate Judge Tim A. Baker on 4/28/09. (SWM) (Entered: 04/29/2009)

04/29/2009 305 NOTICE OF APPEAL as to 296 Order on Motion to Certify Class, filed byDefendants JAMES S. ADAMS, CONSECO INC, GARY C. WENDT, WILLIAM J.SHEA, CHARLES B. CHOKEL. (Laytin, Daniel) (Entered: 04/29/2009)

04/30/2009 306 SEVENTH CIRCUIT APPEAL INFORMATION SHEET re 305 Notice of Appeal -Instructions for Attorneys - Parties' Short Record, Instructions, and Designationof Record information attached. (TMA) (Entered: 04/30/2009)

04/30/2009 307 CORRECTED DOCUMENT - Please disregard document re 306 Information Sheet,which did not contain the final four pages relating to The Settlement ConferenceProgram. Corrected document has been attached to this entry. (TMA) (Entered:04/30/2009)

04/30/2009 308 Transmission of Notice of Appeal and Docket Sheet to US Court of Appeals re 305Notice of Appeal. - for Court of Appeals Use Only. (TMA) (Entered: 04/30/2009)

04/30/2009 309 USCA Appeal Fees received $ 455 receipt number IP12366 re 305 Notice of Appealfiled by JAMES S. ADAMS, WILLIAM J. SHEA, CONSECO INC, CHARLES B.CHOKEL, GARY C. WENDT. (TMA) (Entered: 05/01/2009)

04/30/2009 311 USCA Case Number 09-2154 for 305 Notice of Appeal filed by JAMES S. ADAMS,WILLIAM J. SHEA, CONSECO INC, CHARLES B. CHOKEL, GARY C. WENDT.(CBU) (Entered: 05/05/2009)

05/01/2009 310 Exhibit List Preliminary, filed by Plaintiffs FRANZ SCHLEICHER, HERB LANESE,Witness List Preliminary, filed by Plaintiffs FRANZ SCHLEICHER, HERBLANESE. (Glancy, Lionel) (Entered: 05/01/2009)

05/07/2009 312 SEVENTH CIRCUIT TRANSCRIPT INFORMATION SHEET by all defendants re305 Notice of Appeal (Laytin, Daniel) (Entered: 05/07/2009)

05/08/2009 313 Submission, filed by Defendants JAMES S. ADAMS, CONSECO INC, GARY C.WENDT, WILLIAM J. SHEA, CHARLES B. CHOKEL. (Attachments: # 1 ExhibitA_March 2, 2009 Class Certification Stock Prices Demonstrative, # 2 ExhibitB_March 2, 2009 Class Certification Liability Analysis Demonstrative)(Laytin,Daniel) (Entered: 05/08/2009)

05/12/2009 314 JOINT DESIGNATION of Record on Appeal by all parties re 305 Notice of Appeal(Attachments: # 1 Docket Sheet)(Laytin, Daniel) Modified on 5/13/2009 (TMA).(Entered: 05/12/2009)

05/15/2009 315 Exhibit List (Amended), filed by Plaintiff FRANZ SCHLEICHER, Witness List(Amended), filed by Plaintiff FRANZ SCHLEICHER. (Glancy, Lionel) (Entered:05/15/2009)

06/11/2009 316 SCHEDULING ORDER: Pretrial Conference set for 7/7/2009 01:30 PM in room #234before Magistrate Judge Tim A. Baker. Parties shall participate in this conference bycounsel, with clients available by telephone throughout the duration of this conference.The purpose of this conference is to address case status and settlement. Counsel whopractice outside of the Indianapolis Division may participate in this conference bytelephone by calling the Judge's staff at the number provided. Signed by MagistrateJudge Tim A. Baker on 6/11/09.(SWM) (Entered: 06/12/2009)

06/12/2009 317 Unopposed MOTION for Extension of Time to June 22, 2009, filed by Defendants

JAMES S. ADAMS, CONSECO INC, GARY C. WENDT, WILLIAM J. SHEA,CHARLES B. CHOKEL. (Attachments: # 1 Text of Proposed Order)(Cohen, Hamish)(Entered: 06/12/2009)

06/12/2009 320 MOTION for Attorney(s) MARGARET J. JANTZEN to Appear pro hac vice filed byDefendants GARY C. WENDT and CHARLES B. CHOKEL. (Attachments: # 1 Textof Proposed Order)(CBU) (Entered: 06/17/2009)

06/12/2009 321 MOTION for Attorney(s) DEVON M. LARGIO to Appear pro hac vice filed byDefendants GARY C. WENDT and CHARLES B. CHOKEL (Attachments: # 1 Textof Proposed Order)(CBU) (Entered: 06/17/2009)

06/12/2009 322 MOTION for Attorney(s) ASHA MEHROTRA to Appear pro hac vice filed byDefendants GARY C. WENDT and CHARLES B. CHOKEL (Attachments: # 1 Textof Proposed Order)(CBU) (Entered: 06/17/2009)

06/12/2009 323 MOTION for Attorney(s) JOHN BENJAMIN ROTTENBORN to Appear pro hac vicefiled by Defendants GARY C. WENDT and CHARLES B. CHOKEL (Attachments: #1 Text of Proposed Order)(CBU) (Entered: 06/17/2009)

06/12/2009 324 RECEIPT #IP013130 in the amount of $ 120.00 PHV fees (CBU) (Entered:06/17/2009)

06/15/2009 318 MOTION to Withdraw as Attorney, filed by Defendants GARY C. WENDT,CHARLES B. CHOKEL. (Attachments: # 1 Text of Proposed Order)(Laytin, Daniel)(Entered: 06/15/2009)

06/15/2009 319 ORDER granting defts' 317 Motion for Extension of Time to File preliminary witnessand exibit list to 6/22/09. Signed by Magistrate Judge Tim A. Baker on 6/15/09.(SWM) (Entered: 06/16/2009)

06/18/2009 325 ORDER granting 318 Motion to Withdraw as Attorney. Attorney Elizabeth A. Larsenand John W. Reale withdrawn. Signed by Magistrate Judge Tim A. Baker on6/18/2009. (SWM) Modified on 6/18/2009 (SWM). (Entered: 06/18/2009)

06/18/2009 326 CORRECTED DOCKET ENTRY re 325 Order on Motion to Withdraw asAttorney. Attorney Elizabeth A. Larsen and John W. Reale withdrawn NOTAttorney Daniel E. Laytin as previously docketed. (SWM) (Entered: 06/18/2009)

06/19/2009 327 ORDER granting 320 Motion to Appear pro hac vice. Attorney Margaret J. Jantzen forGARY C. WENDT and CHARLES B. CHOKEL added. Signed by Magistrate JudgeTim A. Baker on 6/19/09. (SWM) (Entered: 06/22/2009)

06/19/2009 328 ORDER granting 321 Motion to Appear pro hac vice. Attorney Devon M. Largio forGARY C. WENDT and CHARLES B. CHOKEL added. Signed by Magistrate JudgeTim A. Baker on 6/19/09. (SWM) (Entered: 06/22/2009)

06/19/2009 329 ORDER granting 322 Motion to Appear pro hac vice. Attorney Asha Mehrotra forGARY C. WENDT and CHARLES B. CHOKEL added. Signed by Magistrate JudgeTim A. Baker on 6/19/09. (SWM) (Entered: 06/22/2009)

06/19/2009 330 ORDER granting 323 Motion to Appear pro hac vice. Attorney John BenjaminRottenborn for GARY C. WENDT and CHARLES B. CHOKEL added. Signed byMagistrate Judge Tim A. Baker on 6/19/09. (SWM) (Entered: 06/22/2009)

06/22/2009 331 Exhibit List Preliminary, filed by Defendants JAMES S. ADAMS, GARY C.WENDT, WILLIAM J. SHEA, CHARLES B. CHOKEL, Witness List Preliminary,filed by Defendants JAMES S. ADAMS, GARY C. WENDT, WILLIAM J. SHEA,CHARLES B. CHOKEL. (Casey, Brian) (Entered: 06/22/2009)

07/02/2009 332 Joint MOTION to Amend/Correct 223 Order: Case ManagementScheduling Order,filed by Plaintiffs FRANZ SCHLEICHER, HERB LANESE, DENNIS SMITH,CAROLYN L. PORTER, Defendants JAMES S. ADAMS, CONSECO INC, GARYC. WENDT, WILLIAM J. SHEA, CHARLES B. CHOKEL, ObjectorPRICEWATERHOUSECOOPERS LLP, Miscellaneous CONSECO INC.(Attachments: # 1 Text of Proposed Order)(Cohen, Hamish) (Entered: 07/02/2009)

07/08/2009 333 ORDER granting parties' 332 Joint Motion to Amend CMP. Dispositive motions dueby 7/30/2010 (see Order for other established deadlines). Signed by Magistrate JudgeTim A. Baker on 7/8/2009. (SWM) (Entered: 07/08/2009)

07/10/2009 334 ENTRY ON FINAL PRETRIAL SCHEDULE AND TRIAL SETTING. Final PretrialConference set for 10/22/2010 at 09:00 AM in room #330 before Judge David FrankHamilton. Jury Trial set for 11/1/2010 at 09:00 AM in room #344 before Judge DavidFrank Hamilton. Signed by Judge David Frank Hamilton on 7/10/2009. c/m. (LBK)(Entered: 07/10/2009)

07/29/2009 335 MOTION for Attorney(s) Catherine J. O'Suilleabhain to Appear pro hac vice, filed byDefendant WILLIAM J. SHEA. (Attachments: # 1 Text of Proposed Order)(LBK)(Entered: 07/30/2009)

07/29/2009 336 MOTION for Attorney(s) Donna J. Williams to Appear pro hac vice, filed byDefendant WILLIAM J. SHEA. (Attachments: # 1 Text of Proposed Order)(LBK)(Entered: 07/30/2009)

07/29/2009 337 MOTION for Attorney(s) Andray K. Napolez to Appear pro hac vice, filed byDefendant WILLIAM J. SHEA. (Attachments: # 1 Text of Proposed Order)(LBK)(Entered: 07/30/2009)

07/29/2009 338 RECEIPT #IP013784 in the amount of $ 90.00 for pro hac vice fees for Napolez,O'Suilleabhain, and Williams. (LBK) (Entered: 07/30/2009)


08/04/2009 340 ORDER granting 335 Motion to Appear pro hac vice. Attorney Catherine J. OSuilleabhain for WILLIAM J. SHEA added. Signed by Magistrate Judge Tim A.Baker on 8/4/2009. (SWM) (Entered: 08/04/2009)

08/04/2009 341 ORDER granting 336 Motion to Appear pro hac vice. Attorney Donna J. Williams forWILLIAM J. SHEA added. Signed by Magistrate Judge Tim A. Baker on 8/4/2009.(SWM) (Entered: 08/04/2009)

08/04/2009 342 ORDER granting 337 Motion to Appear pro hac vice. Attorney Andray K. Napolez forWILLIAM J. SHEA added. Signed by Magistrate Judge Tim A. Baker on 8/4/2009.(SWM) (Entered: 08/04/2009)

08/25/2009 343 Certified and Transmitted Record on Appeal, via US Mail, to US Court of Appeals re305 Notice of Appeal. (TMA) (Entered: 08/25/2009)

08/27/2009 344 Appeal Remark re 305 Notice of Appeal : Long record received by the USCA anddocketed on 8/27/09. (TMA) (Entered: 08/28/2009)

09/30/2009 345 REPORT On Mediation by all defendants. (Laytin, Daniel) (Entered: 09/30/2009)

09/30/2009 346 REPORT PLAINTIFFS' MEDIATION REPORT by all plaintiffs. (Binkow, Peter)(Entered: 09/30/2009)

10/26/2009 347 Joint MOTION to Establish a Deposition Protocol, filed by Plaintiffs FRANZSCHLEICHER, HERB LANESE, DENNIS SMITH, CAROLYN L. PORTER,Defendants JAMES S. ADAMS, GARY C. WENDT, WILLIAM J. SHEA,CHARLES B. CHOKEL. (Attachments: # 1 Text of Proposed Order)(Rabinovitz,Joshua) Modified to delete double wording in docket text on 10/27/2009 (LBK).(Entered: 10/26/2009)

10/28/2009 348 MOTION for Attorney(s) Kevin Francis Ruf to Appear pro hac vice. Filing fee $ 30,receipt number 07560000000001543252., filed by Plaintiffs FRANZ SCHLEICHER,HERB LANESE, DENNIS SMITH. (Attachments: # 1 Exhibit 1 - Certificate of GoodStanding, # 2 Text of Proposed Order)(Binkow, Peter) (Entered: 10/28/2009)

10/28/2009 349 MOTION for Attorney(s) Olga Miroshnichenko to Appear pro hac vice. Filing fee $30, receipt number 07560000000001543253., filed by Plaintiffs FRANZSCHLEICHER, HERB LANESE, DENNIS SMITH. (Attachments: # 1 Exhibit 1 -Certificate of Good Standing, # 2 Text of Proposed Order)(Binkow, Peter) (Entered:10/28/2009)

10/29/2009 350 ORDER granting parties' 347 Joint Motion to Establish Deposition Protocol (seeOrder for details). Signed by Magistrate Judge Tim A. Baker on 10/29/2009. (SWM)(Entered: 10/29/2009)

10/29/2009 351 MOTION to Amend/Correct 348 MOTION for Attorney(s) Kevin Francis Ruf toAppear pro hac vice. Filing fee $ 30, receipt number 07560000000001543252., filedby Plaintiffs FRANZ SCHLEICHER, HERB LANESE, DENNIS SMITH.(Attachments: # 1 Text of Proposed Order)(Binkow, Peter) (Entered: 10/29/2009)

10/29/2009 352 MOTION to Amend/Correct 349 MOTION for Attorney(s) Olga Miroshnichenko toAppear pro hac vice. Filing fee $ 30, receipt number 07560000000001543253., filedby Plaintiffs FRANZ SCHLEICHER, HERB LANESE, DENNIS SMITH.(Attachments: # 1 Text of Proposed Order)(Binkow, Peter) (Entered: 10/29/2009)

10/30/2009 353 MOTION to Amend/Correct 348 MOTION for Attorney(s) Kevin Francis Ruf toAppear pro hac vice. Filing fee $ 30, receipt number 07560000000001543252., 351MOTION to Amend/Correct 348 MOTION for Attorney(s) Kevin Francis Ruf toAppear pro hac vice. Filing fee $ 30, receipt number 07560000000001543252., filedby Plaintiffs FRANZ SCHLEICHER, HERB LANESE, DENNIS SMITH. (Binkow,Peter) (Entered: 10/30/2009)

10/30/2009 354 MOTION to Amend/Correct 352 MOTION to Amend/Correct 349 MOTION forAttorney(s) Olga Miroshnichenko to Appear pro hac vice. Filing fee $ 30, receiptnumber 07560000000001543253., 349 MOTION for Attorney(s) OlgaMiroshnichenko to Appear pro hac vice. Filing fee $ 30, receipt number07560000000001543253., filed by Plaintiffs FRANZ SCHLEICHER, HERBLANESE, DENNIS SMITH. (Binkow, Peter) (Entered: 10/30/2009)

11/03/2009 355 ORDER granting Kevin F. Ruf's 353 Amended Motion to appear pro hav vice onbehalf of PLTFS. Signed by Magistrate Judge Tim A. Baker on 11/3/2009. (SWM)(Entered: 11/03/2009)

11/03/2009 356 ORDER granting Olga Miroschnichenko's 354 Motion to appear pro hac vice onbehalf of PLTFS. Signed by Magistrate Judge Tim A. Baker on 11/3/2009. (SWM)(Entered: 11/03/2009)

11/30/2009 357 Reassignment of Case to Judge William T. Lawrence. Judge David Frank Hamilton nolonger assigned to the case. Please include the new case number ( 1:02-cv-1332-WTL-TAB), which includes the initials of the newly assigned judge, on all future filings inthis matter. (DWH) (Entered: 11/30/2009)

12/02/2009 358 SCHEDULING ORDER: The Jury Trial previously scheduled for November 1, 2010at 9:00 a.m. shall go forward at the appointed day and time, but shall be held in Room307 before Judge William T. Lawrence. Final Pretrial Conference set for 9/30/2010 at1:00 PM in room #303 before Judge William T. Lawrence. (DWH) (Entered:12/10/2009)

12/09/2009 359 TRIAL PROCEDURES AND PRACTICES before Judge William T. Lawrence.(DWH) (Entered: 12/10/2009)

12/23/2009 360 MOTION to Compel Production of Documents From Non-Party Conseco, Inc., andDefendants James Adams and William Shea, filed by Plaintiff FRANZSCHLEICHER. (Attachments: # 1 Affidavit Declaration of Jill Duerler, # 2 Exhibit A- Compliance Certificate of Peter A. Binkow, # 3 Exhibit B - Adams' Privilege Log, #4 Exhibit C - Adams' Meet and Confer Letter, # 5 Exhibit D - Part 1 - Conseco'sGreenTree Privilege Log, # 6 Exhibit D - Part 2 - Conseco's GreenTree Privilege Log,# 7 Exhibit E - Consecos Privilege Log, # 8 Exhibit Shea Privilege Log, # 9 ExhibitNew Consecos Meet and Confer Letter, # 10 Exhibit Shea Meet and Confer Letter, #11 Text of Proposed Order Granting Motion)(Binkow, Peter) (Entered: 12/23/2009)

01/08/2010 361 Unopposed MOTION for Extension of Time to 1/15/2010 to file response to 360MOTION to Compel Production of Documents From Non-Party Conseco, Inc., andDefendants James Adams and William Shea, filed by Defendant JAMES S. ADAMS.(Attachments: # 1 Text of Proposed Order)(Mattingly, Jonathan) (Entered:01/08/2010)

01/14/2010 362 ORDER granting defts and non-party Conseco's 361 Motion for Extension of Time toFile Response to 1/15/2010 re 360 MOTION to Compel Production of DocumentsFrom Non-Party Conseco, Inc., and Defendants James Adams and William Shea.Signed by Magistrate Judge Tim A. Baker on 1/14/2010. (SWM) (Entered:01/14/2010)

01/15/2010 363 RESPONSE in Opposition re 360 MOTION to Compel Production of DocumentsFrom Non-Party Conseco, Inc., and Defendants James Adams and William Shea, filedby Defendant JAMES S. ADAMS, Miscellaneous CONSECO INC. (Attachments: # 1Affidavit Declaration of Counsel, # 2 Exhibit Exhibit A to Declaration of Counsel, # 3Exhibit Exhibit B to Declaration of Counsel, # 4 Exhibit Exhibit C to Declaration ofCounsel, # 5 Exhibit Exhibit D to Declaration of Counsel, # 6 Exhibit Exhibit E toDeclaration of Counsel, # 7 Exhibit Exhibit F to Declaration of Counsel, # 8 ExhibitExhibit G to Declaration of Counsel, # 9 Exhibit Exhibit H to Declaration of Counsel,# 10 Exhibit Exhibit I to Declaration of Counsel, # 11 Exhibit Exhibit J to Declaration

of Counsel, # 12 Exhibit Exhibit K to Declaration of Counsel, # 13 Exhibit Exhibit Lto Declaration of Counsel, # 14 Exhibit Exhibit M to Declaration of Counsel, # 15Affidavit Declaration of Karl W. Kindig, # 16 Exhibit Exhibit A to KindigDeclaration, # 17 Exhibit Exhibit B to Kindig Declaration, # 18 Exhibit Exhibit C toKindig Declaration, # 19 Affidavit Declaration of John Kline, # 20 Exhibit Exhibit Ato Kline Declaration, # 21 Exhibit Exhibit B to Kline Declaration, # 22 Exhibit ExhibitC to Kline Declaration)(Vare, Todd) (Entered: 01/15/2010)

01/15/2010 364 RESPONSE in Opposition re 360 MOTION to Compel Production of DocumentsFrom Non-Party Conseco, Inc., and Defendants James Adams and William Shea, filedby Defendant WILLIAM J. SHEA. (O Suilleabhain, Catherine) (Entered: 01/15/2010)

01/19/2010 365 Joint MOTION to Modify CASE MANAGEMENT ORDER, filed by Plaintiffs HERBLANESE, FRANZ SCHLEICHER, DENNIS SMITH. (Attachments: # 1 SupplementPROPOSED ORDER)(Binkow, Peter) (Entered: 01/19/2010)

01/20/2010 366 ORDER granting Parties' 365 Joint Motion to Modify Case Management Order.Dispositive Motions due by 9/28/2010 (see Order for other established deadlines). Thecurrent trial date of November 1, 2010 is vacated, to be reset by separate order. Signedby Magistrate Judge Tim A. Baker on 1/20/2010. (SWM) (Entered: 01/21/2010)

01/25/2010 367 REPLY in Support of Motion re 360 MOTION to Compel Production of DocumentsFrom Non-Party Conseco, Inc., and Defendants James Adams and William Shea, filedby Plaintiffs HERB LANESE, FRANZ SCHLEICHER, DENNIS SMITH.(Attachments: # 1 Affidavit Declaration of Jill Levine Duerler, # 2 Exhibit A - April16, 2002 Transcript, # 3 Exhibit B - Def. Brief re Privilege/Cost Related Issues, # 4Exhibit C - Conseco Privilege Log (Part 1), # 5 Exhibit D - Conseco Privilege Log(Part 2), # 6 Exhibit E - List of Hard Drives, # 7 Exhibit F - List of Legal Personnel, #8 Exhibit G - List of Legal Personnel, # 9 Exhibit H - Screenshot)(Binkow, Peter)(Entered: 01/25/2010)

02/01/2010 368 Surreply re 360 MOTION to Compel Production of Documents From Non-PartyConseco, Inc., and Defendants James Adams and William Shea, filed by DefendantsJAMES S. ADAMS, WILLIAM J. SHEA, Miscellaneous CONSECO INC. (Vare,Todd) (Entered: 02/01/2010)

02/02/2010 369 Submission [Brief in Opposition To Docket Item #368, Defendants' (IncorrectlyDocketed) Motion for Leave to File Sur-Reply], filed by Plaintiff FRANZSCHLEICHER. (Binkow, Peter) (Entered: 02/02/2010)

02/04/2010 370 MOTION for Attorney(s) Melinda Laine to Appear pro hac vice., filed by DefendantWILLIAM J. SHEA. (Attachments: # 1 Text of Proposed Order)(JD) (Entered:02/05/2010)

02/04/2010 371 RECEIPT #IP016651 in the amount of $ 30.00 (JD) (Entered: 02/05/2010)

02/08/2010 372 ORDER granting 370 Motion to Appear pro hac vice. Attorney Melinda Laine forWILLIAM J. SHEA added. Signed by Magistrate Judge Tim A. Baker on 2/8/2010.(SWM) (Entered: 02/09/2010)

02/10/2010 373 MARGINAL ENTRY granting Non-Party Conseco and Defts' 368 Motion for leave tofile Surreply. Motion granted. Objection overruled. Sur-reply will be deemed filed(See Docket Number 368). Signed by Magistrate Judge Tim A. Baker on

2/10/2010.(SWM) (Entered: 02/11/2010)

02/11/2010 374 MOTION for Attorney(s) LOUIS BOYARSKY to Appear pro hac vice. Filing fee $30, receipt number 0756-1619436., filed by Plaintiffs HERB LANESE, CAROLYN L.PORTER, FRANZ SCHLEICHER, DENNIS SMITH. (Attachments: # 1 Text ofProposed Order PROPOSED ORDER)(Glancy, Lionel) (Entered: 02/11/2010)

02/16/2010 375 Submission of Signature Requirement re 374 MOTION for Attorney(s) LOUISBOYARSKY to Appear pro hac vice. Filing fee $ 30, receipt number 0756-1619436.by FRANZ SCHLEICHER. (Attachments: # 1 Text of Proposed Order JudgeLawrence Proposed Order)(Miroshnichenko, Olga) (Entered: 02/16/2010)

02/17/2010 376 MOTION for Attorney(s) Coby Vink to Appear pro hac vice. Filing fee $ 30, receiptnumber 0756-1623619., filed by Plaintiff FRANZ SCHLEICHER. (Attachments: # 1Text of Proposed Order Granting Pro Hac Vice Admission of CobyVink)(Miroshnichenko, Olga) (Entered: 02/17/2010)

02/17/2010 377 NOTICE of Withdrawal of Appearance by Katherine C. Den Bleyker on behalf ofLead Plaintiffs and the Class on behalf of HERB LANESE, CAROLYN L. PORTER,FRANZ SCHLEICHER, DENNIS SMITH (Binkow, Peter) (Entered: 02/17/2010)

02/17/2010 378 ORDER granting 374 Motion to Appear pro hac vice. Attorney Louis Boyarsky forHERB LANESE, FRANZ SCHLEICHER and DENNIS SMITH added. Signed byMagistrate Judge Tim A. Baker on 2/17/2010. (SWM) (Entered: 02/18/2010)

02/19/2010 379 ORDER granting 376 Motion to Appear pro hac vice. Attorney Coby Vink for HERBLANESE, FRANZ SCHLEICHER, WILLIAM J. SHEA and DENNIS SMITH added.Signed by Magistrate Judge Tim A. Baker on 2/19/2010. (SWM) (Entered:02/19/2010)

03/23/2010 380 STATUS REPORT JOINT by FRANZ SCHLEICHER. (Binkow, Peter) (Entered:03/23/2010)

03/24/2010 381 STATUS REPORT JOINT AMENDED by FRANZ SCHLEICHER. (Binkow, Peter)(Entered: 03/24/2010)

04/08/2010 382 SCHEDULING ORDER: Status Conference set for 4/12/2010 02:30 PM inTelephonic before Magistrate Judge Tim A. Baker. The purpose of this conference isto address case status and discovery issues. Parties shall appear by counsel, who shallcontact the Court at 317-229-3660. Signed by Magistrate Judge Tim A. Baker on4/8/2010.(SWM) (Entered: 04/08/2010)

04/08/2010 383 * * * WITHDRAWN PER ORDER DATED 4/12/2010 *** MOTION for Attorney(s)Elizabeth Mary Gonsiorowski to Appear pro hac vice. Filing fee $ 30, receipt number0756-1660927., filed by Plaintiffs HERB LANESE, FRANZ SCHLEICHER,DENNIS SMITH. (Attachments: # 1 Text of Proposed Order ProposedOrder)(Binkow, Peter) Modified on 4/13/2010 (SWM). (Entered: 04/08/2010)

04/08/2010 384 * * * WITHDRAWN PER ORDER DATED 4/12/2010 * * * MOTION for Attorney(s)Elizabeth Mary Gonsiorowski to Appear pro hac vice. Filing fee $ 30, receipt number0756-1660940., filed by Plaintiff FRANZ SCHLEICHER. (Attachments: # 1 ExhibitProposed Order)(Binkow, Peter) Modified on 4/13/2010 (SWM). (Entered:04/08/2010)

04/09/2010 385 MOTION to Withdraw 383 MOTION for Attorney(s) Elizabeth Mary Gonsiorowskito Appear pro hac vice. Filing fee $ 30, receipt number 0756-1660927. DuplicateDocument and Waive Fees and/or Refund Fees, filed by Plaintiff FRANZSCHLEICHER. (Attachments: # 1 Text of Proposed Order)(Binkow, Peter) (Entered:04/09/2010)

04/09/2010 386 Amended MOTION for Attorney(s) ELIZABETH MARY GONSIOROWSKI toAppear pro hac vice. Filing fee $ 30, receipt number 0756-1661708., filed by PlaintiffFRANZ SCHLEICHER. (Attachments: # 1 Text of Proposed Order)(Miroshnichenko,Olga) (Entered: 04/09/2010)

04/09/2010 387 MOTION to Withdraw 384 MOTION for Attorney(s) Elizabeth Mary Gonsiorowskito Appear pro hac vice. Filing fee $ 30, receipt number 0756-1660940. DuplicateDocument and Waive Fees and/or Refund Fees, filed by Plaintiff FRANZSCHLEICHER. (Attachments: # 1 Text of Proposed Order)(Miroshnichenko, Olga)(Entered: 04/09/2010)

04/09/2010 388 ORDER granting 386 Motion to Appear pro hac vice. Attorney Elizabeth MaryGonsiorowski for HERB LANESE, FRANZ SCHLEICHER and DENNIS SMITHadded. Signed by Magistrate Judge Tim A. Baker on 4/9/2010. (SWM) (Entered:04/12/2010)

04/12/2010 389 ORDER withdrawing pltfs' 383 Motion to Appear pro hac vice; granting pltfs' 385Motion to Withdraw Dkt. Number 383 and to refund the filing fee. Signed byMagistrate Judge Tim A. Baker on 4/12/2010. (Entered: 04/13/2010)

04/12/2010 390 ORDER withdrawing pltfs' 384 Motion to Appear pro hac vice; granting pltfs' 387Motion to Withdraw Dkt. Number 384 and return filing fee. Signed by MagistrateJudge Tim A. Baker on 4/12/2010. (SWM) (Entered: 04/13/2010)

04/13/2010 391 ORDER on 4/12/2010 Telephonic Status Conference: Parties appeared by counselApril 12, 2010, for a telephonic status conference regarding discovery and were givena full opportunity to be heard. After considering the parties positions, the Court rulesas follows (see Order). Signed by Magistrate Judge Tim A. Baker on4/13/2010.(SWM) (Entered: 04/14/2010)

05/14/2010 392 ORDER granting in part and denying in part Pltfs' 360 Motion to Compel (see Orderfor details). Signed by Magistrate Judge Tim A. Baker on 5/14/2010. (SWM) (Entered:05/14/2010)

05/18/2010 393 Joint MOTION for Extension of Time to November 15, 2010 for Witness and ExhibitLists, filed by Defendants JAMES S. ADAMS, CHARLES B. CHOKEL, WILLIAMJ. SHEA, GARY C. WENDT, Plaintiffs HERB LANESE, FRANZ SCHLEICHER.(Rabinovitz, Joshua) (Entered: 05/18/2010)

05/25/2010 394 Submission of Proposed Order re Docket #393, filed by Defendants CHARLES B.CHOKEL, GARY C. WENDT. (Rabinovitz, Joshua) (Entered: 05/25/2010)

05/27/2010 395 ORDER granting 393 Motion for Extension of Time to File final witness and exhibitlists to 11/15/2010. Signed by Magistrate Judge Tim A. Baker on 5/27/2010. (CBU)(Entered: 05/27/2010)

05/28/2010 396 STATUS REPORT JOINT by CONSECO INC, HERB LANESE, CAROLYN L.PORTER, FRANZ SCHLEICHER, DENNIS SMITH. (Attachments: # 1 Text of

Proposed Order)(Binkow, Peter) (Entered: 05/28/2010)

06/01/2010 397 MOTION for Extension of Time to 06/28/2010 FOR PLAINTIFFS TO FILE EXPERTREPORTS, filed by Plaintiffs HERB LANESE, FRANZ SCHLEICHER, DENNISSMITH. (Attachments: # 1 Text of Proposed Order PROPOSED ORDER)(Binkow,Peter) (Entered: 06/01/2010)

06/01/2010 398 ORDER: Having considered the Joint Status Report, the Court GRANTS Plaintiffs'request and orders as follows: Counsel shall complete the meet and confer process setforth in the Joint Status Report and will provide a status report to the Court on orbefore June 28, 2010 confirming that the process is complete and stating whether anyunresolved issues persist. In the event the parties and Conseco are unable to resolvetheir issues through this process, plaintiffs will submit any unresolved issues to theCourt on or before July 7,2010. Conseco and/or defendants may then respond asestablished by the Local Rules. Plaintiffs shall have to and including July 7, 2010 inwhich to file their appeal of the Court's May 14, 2010 Order. Signed by MagistrateJudge Tim A. Baker on 6/1/2010.(DWH) (Entered: 06/01/2010)

06/07/2010 399 ORDER granting pltfs' 397 Motion for Extension of time to file expert reports and toextend other deadlines (see Order for established deadlines). Signed by MagistrateJudge Tim A. Baker on 6/7/2010. (SWM) (Entered: 06/08/2010)

06/25/2010 400 Reassignment of Case to Judge Tanya Walton Pratt. Judge William T. Lawrence nolonger assigned to the case. Please include the new case number (1:02-cv-01332-TWP-TAB), which includes the initials of the newly assigned judge, on all futurefilings in this matter. (MAC) (Entered: 06/25/2010)

06/28/2010 401 STATUS REPORT JOINT by CONSECO INC, FRANZ SCHLEICHER.(Attachments: # 1 Text of Proposed Order)(Binkow, Peter) (Entered: 06/28/2010)

07/01/2010 402 ORDER: Having considered the Joint Status Report, the Court GRANTS Plaintiffs'request and orders as follows: Counsel shall complete the meet and confer process setforth in the Joint Status Report and will provide a status report to the Court on orbefore July 16, 2010 confirming that the process is complete and stating whether anyunresolved issues persist. In the event the parties and Conseco are unable to resolvetheir issues through this process, plaintiffs will submit any unresolved issues to theCourt on or before July 30, 2010. Conseco and/or defendants may then respond asestablished by the Local Rules. Plaintiffs shall have to and including July 30, 2010 inwhich to file their appeal of the Courts' May 14, 2010 Order. Signed by MagistrateJudge Tim A. Baker on 7/1/2010.(SWM) (Entered: 07/01/2010)

07/12/2010 403 MOTION to Stay Expert Discovery Deadline, filed by Defendants JAMES S.ADAMS, CHARLES B. CHOKEL, WILLIAM J. SHEA, GARY C. WENDT.(Attachments: # 1 Exhibit Ex. 1, Ghiglieri Report, # 2 Exhibit Ex. 2, Devor Report,part 1, # 3 Exhibit Ex. 2, Devor Report, part 2, # 4 Exhibit Ex. 3, Calahan Report, # 5Exhibit Ex. 4, Jarrell Report, part 1, # 6 Exhibit Ex. 4, Jarrell Report, part 2, # 7Exhibit Ex. 5, Torchio Report, # 8 Text of Proposed Order)(Rabinovitz, Joshua)(Entered: 07/12/2010)

07/16/2010 404 STATUS REPORT JOINT by CONSECO INC, FRANZ SCHLEICHER. (Binkow,Peter) (Entered: 07/16/2010)

07/26/2010 405 RESPONSE in Opposition re 403 MOTION to Stay Expert Discovery Deadline

OPPOSITION TO DEFENDANTS' MOTION TO STAY EXPERT DISCOVERYDEADLINE, filed by Plaintiffs HERB LANESE, FRANZ SCHLEICHER.(Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5,# 6 Exhibit 6)(Binkow, Peter) (Entered: 07/26/2010)

07/27/2010 406 REPLY in Support of Motion re 403 MOTION to Stay Expert Discovery Deadline,filed by Defendants JAMES S. ADAMS, CHARLES B. CHOKEL, WILLIAM J.SHEA, GARY C. WENDT. (Attachments: # 1 Exhibit PetersonTranscript)(Rabinovitz, Joshua) (Entered: 07/27/2010)

07/28/2010 407 MOTION for Continuance Plaintiffs' Unopposed Request for Continuance of Deadlineto Submit Unresolved Issues on the Motion to Compel and Appeal, filed by PlaintiffFRANZ SCHLEICHER. (Attachments: # 1 Text of Proposed Order re Plaintiffs'Request for Continuance)(Binkow, Peter) Modified on 7/29/2010 (JD). (Entered:07/28/2010)

07/29/2010 408 ORDER granting pltfs' 407 Motion for Continuance of deadline to submit unresolvedissues on the motion to compel and appeal. Counsel shall complete the meet andconfer process with regard to pltfs' Motion to Compel on or before August 6, 2010.Plaintiffs shall have to and including August 13, 2010 in which to file an appeal of theCourts May 14, 2010 Order (see Order for other details). Signed by Magistrate JudgeTim A. Baker on 7/29/2010. (SWM) (Entered: 07/29/2010)

07/30/2010 409 ORDER denying Defts' 403 Motion to Stay Expert Discovery Deadline (see Order fordetails). Signed by Magistrate Judge Tim A. Baker on 7/30/2010. (SWM) (Entered:07/30/2010)

07/30/2010 410 MOTION in Limine, filed by Defendants JAMES S. ADAMS, CHARLES B.CHOKEL, WILLIAM J. SHEA, GARY C. WENDT. (Attachments: # 1 Text ofProposed Order)(Rabinovitz, Joshua) (Entered: 07/30/2010)

07/30/2010 411 BRIEF/MEMORANDUM in Support re 410 MOTION in Limine, filed by DefendantsJAMES S. ADAMS, CHARLES B. CHOKEL, WILLIAM J. SHEA, GARY C.WENDT. (Attachments: # 1 Exhibit Ex. 1, Brief on Appeal Of Class CertificationOrder, # 2 Exhibit Ex. 2, Taylor Report, # 3 Exhibit Ex. 3, Boston Portfolio AdvisorsReport, # 4 Exhibit Ex. 4, Ghiglieri Report, # 5 Exhibit Ex. 5, Devor Report, # 6Exhibit Ex. 6, Jarrell Report, Part 1, # 7 Exhibit Ex. 6, Jarrell Report, Part 2, # 8Exhibit Ex. 7, Torchio Report, # 9 Exhibit Ex. 8, Plaintiffs' InterrogatoryResponses)(Rabinovitz, Joshua) (Entered: 07/30/2010)

08/02/2010 412 Submission of Revised Proposed Order re 410 Motion in Limine, filed by DefendantsJAMES S. ADAMS, CHARLES B. CHOKEL, WILLIAM J. SHEA, GARY C.WENDT. (Rabinovitz, Joshua) Modified on 8/3/2010 (JD). (Entered: 08/02/2010)

08/12/2010 413 Joint MOTION To Amend The Case Management Order, filed by Defendants JAMESS. ADAMS, CHARLES B. CHOKEL, WILLIAM J. SHEA, GARY C. WENDT,Plaintiffs HERB LANESE, CAROLYN L. PORTER, FRANZ SCHLEICHER,DENNIS SMITH. (Laytin, Daniel) (Entered: 08/12/2010)

08/12/2010 414 Submission of Proposed Order re Docket No. 413, filed by Defendants JAMES S.ADAMS, CHARLES B. CHOKEL, WILLIAM J. SHEA, GARY C. WENDT,Plaintiffs HERB LANESE, CAROLYN L. PORTER, FRANZ SCHLEICHER,DENNIS SMITH. (Laytin, Daniel) Modified on 8/12/2010 (JD). (Entered:

08/12/2010)

08/13/2010 415 MOTION Notice of Motion and Motion of Plaintiffs' Objections to and Request forAppeal of the Magistrate Judge's Order Dated May 14, 2010, filed by PlaintiffFRANZ SCHLEICHER. (Attachments: # 1 Text of Proposed Order SustainingPlaintiffs' Objections to and Request for Appeal)(Binkow, Peter) (Entered:08/13/2010)

08/13/2010 416 BRIEF/MEMORANDUM in Support re 415 MOTION Notice of Motion and Motionof Plaintiffs' Objections to and Request for Appeal of the Magistrate Judge's OrderDated May 14, 2010, filed by Plaintiff FRANZ SCHLEICHER. (Binkow, Peter)(Entered: 08/13/2010)

08/13/2010 417 Appendix of Exhibits in Support of Motion re 415 MOTION Notice of Motion andMotion of Plaintiffs' Objections to and Request for Appeal of the Magistrate Judge'sOrder Dated May 14, 2010, filed by Plaintiff FRANZ SCHLEICHER. (Attachments:# 1 Exhibit A - CFC2Q02 10-Q, # 2 Exhibit B - CNC 4Q02 10-K, # 3 Exhibit C -Conseco Finance Sold in Bankruptcy Plan Article 12 09 02, # 4 Exhibit D - Part I - 3-14-03 Order, # 5 Exhibit D - Part II - 3-14-03 Order, # 6 Exhibit E- Part I - 3-14-03Order, # 7 Exhibit E- Part II - 3-14-03 Order, # 8 Exhibit F - BW July 23, 2001 Articlere Gary Wendt, # 9 Exhibit G - Corey Decl. in Opp to Plaintiffs MTC GTS)(Binkow,Peter) (Entered: 08/13/2010)

08/13/2010 418 MOTION to Compel Notice of Motion and Motion to Compel Production ofDocuments from Non-Party Conseco, Inc., filed by Plaintiff FRANZ SCHLEICHER.(Attachments: # 1 Text of Proposed Order Granting Plaintiffs' Motion toCompel)(Binkow, Peter) (Entered: 08/13/2010)

08/13/2010 419 BRIEF/MEMORANDUM in Support re 418 MOTION to Compel Notice of Motionand Motion to Compel Production of Documents from Non-Party Conseco, Inc., filedby Plaintiff FRANZ SCHLEICHER. (Binkow, Peter) (Entered: 08/13/2010)

08/13/2010 420 DECLARATION of Jill Levine Duerler re 418 Motion to Compel by FRANZSCHLEICHER. (Attachments: # 1 Exhibit A Placeholder, # 2 Exhibit B Placeholder, #3 Exhibit C Placeholder, # 4 Exhibit D Placeholder)(Binkow, Peter) (Entered:08/13/2010)

08/13/2010 421 Statement Certification Regarding Compliance with Local Rule 3 7. 1 by FRANZSCHLEICHER. (Binkow, Peter) (Entered: 08/13/2010)

08/16/2010 422 SEALED Document Cover Sheet (Re Sealed Exhibits), re 420 Declaration, filed byPlaintiff FRANZ SCHLEICHER. (Attachments: # 1 Exhibit A - Edited PrivilegeDocument, # 2 Exhibit B - Full Privilege Document, # 3 Exhibit Related Document(E-Mail), # 4 Exhibit Related Document (E-Mail))(Binkow, Peter) (Entered:08/16/2010)

08/17/2010 423 ORDER granting parties' 413 Joint Motion to amend CMP. Dispositive motions dueby 11/24/2010 (see Order for other established deadlines). Signed by Magistrate JudgeTim A. Baker on 8/17/2010. (SWM) (Entered: 08/17/2010)

08/18/2010 424 Joint MOTION to Amend/Correct JOINT STATUS REPORT AND MOTION TOAMEND THE CASE MANAGEMENT ORDER, filed by Plaintiff FRANZSCHLEICHER, Defendant GARY C. WENDT. (Attachments: # 1 Text of Proposed

Order Granting Joint Motion to Amend the Case Management Order)(Binkow, Peter)(Entered: 08/18/2010)

08/26/2010 425 MARGINAL ENTRY regarding 424 Joint Status Report and Motion to Amend theCase Management Order: Motion granted in part. Based upon the proposed settlementin principle, all deadlines are stayed, and all pending motions are denied as moot. Theparties shall submit a motion for preliminary approval of the settlement by 9/3/2010,which shall also include proposed dates to allow for any objections to the settlementand other necessary deadlines, including a fairness hearing. Signed by MagistrateJudge Tim A. Baker on 8/26/2010. (SWM) (Entered: 08/26/2010)

09/03/2010 426 Joint MOTION for Extension of Time to September 10, 2010 to extend deadline forsubmitting settlement, filed by Defendant JAMES S. ADAMS. (Attachments: # 1 Textof Proposed Order Order Approving Joint Motion to Extend Deadline for SubmittingSettlement)(Cohen, Hamish) (Entered: 09/03/2010)

09/10/2010 427 Second MOTION for Extension of Time to September 15, 2010, filed by DefendantsJAMES S. ADAMS, CHARLES B. CHOKEL, WILLIAM J. SHEA, GARY C.WENDT, Plaintiffs HERB LANESE, FRANZ SCHLEICHER. (Attachments: # 1Exhibit Order Approving Second Joint Motion to Extend Deadline for SubmittingSettlement)(Casey, Brian) (Entered: 09/10/2010)

09/13/2010 428 MANDATE of USCA as to 305 Notice of Appeal filed by JAMES S. ADAMS,WILLIAM J. SHEA, CONSECO INC, CHARLES B. CHOKEL, GARY C. WENDT -The judgment of the District Court is AFFIRMED, with costs, in accordance with thedecision of this court entered on this date. (No paper record to be returned.) (TMA)(Entered: 09/13/2010)

09/13/2010 429 ORDER granting 426 Joint Motion for Extension of Time for submitting settlement to9/10/2010. Signed by Magistrate Judge Tim A. Baker on 9/13/2010. (SWM) (Entered:09/13/2010)

09/14/2010 430 MOTION to Withdraw as Attorney Olga Miroshnichenko, filed by Plaintiffs HERBLANESE, FRANZ SCHLEICHER, DENNIS SMITH. (Attachments: # 1 Text ofProposed Order Granting Motion of Olga Miroshnichenko to Withdraw asAttorney)(Binkow, Peter) (Entered: 09/14/2010)

09/15/2010 431 MOTION To Extend Deadline for Submitting Settlement, filed by Defendant JAMESS. ADAMS. (Attachments: # 1 Text of Proposed Order Extending Deadline forSubmitting Settlement)(Cohen, Hamish) (Entered: 09/15/2010)

09/15/2010 432 RESPONSE to Motion re 431 MOTION To Extend Deadline for SubmittingSettlement, filed by Plaintiff FRANZ SCHLEICHER. (Binkow, Peter) (Entered:09/15/2010)

09/21/2010 433 ORDER granting 430 Motion to Withdraw as Attorney. Attorney OlgaMiroshnichenko withdrawn. Signed by Magistrate Judge Tim A. Baker on 9/21/2010.(SWM) (Entered: 09/21/2010)

09/21/2010 434 ORDER granting defts' 431 Motion to extend deadline for submitting settlement to9/29/2010. Signed by Magistrate Judge Tim A. Baker on 9/21/2010. (SWM) (Entered:09/21/2010)

09/28/2010 435 MOTION for Extension of Time to 10/29/10 For Submitting Settlement Documents,

filed by Defendants JAMES S. ADAMS, CHARLES B. CHOKEL, CONSECO INC,WILLIAM J. SHEA, GARY C. WENDT. (Attachments: # 1 Text of ProposedOrder)(Casey, Brian) (Entered: 09/28/2010)

09/29/2010 436 RESPONSE in Opposition re 435 MOTION for Extension of Time to 10/29/10 ForSubmitting Settlement Documents, filed by Plaintiff FRANZ SCHLEICHER. (Binkow,Peter) (Entered: 09/29/2010)

10/06/2010 437 ORDER granting 427 Joint Motion for Extension of Time for submitting settlement to9/15/2010. Signed by Magistrate Judge Tim A. Baker on 10/6/2010. (SWM) (Entered:10/07/2010)

10/12/2010 438 ORDER granting defts' 435 Motion to extend deadline for submitting settlement to10/29/2010. Signed by Magistrate Judge Tim A. Baker on 10/12/2010. (SWM)(Entered: 10/12/2010)

10/18/2010 439 LEAD PLAINTIFFS' UNOPPOSED MOTION FOR PRELIMINARY APPROVAL OFSETTLEMENT; MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORTTHEREOF, filed by Plaintiffs HERB LANESE, FRANZ SCHLEICHER.(Attachments: # 1 Exhibit 1 - Settlement Agreement and Release, # 2 Exhibit 2 -Exhibit A - Preliminary Order, # 3 Exhibit 3 - Exhibit A-1 - Notice of ProposedSettlement, # 4 Exhibit 4 - Exhibit A-2 - Proof of Claim and Release, # 5 Exhibit 5 -Exhbit A-3 - Summary Notice, # 6 Exhibit 6 - Exhibit B - Final Order, # 7 Exhibit 7 -Declaration of Layne R Phillips)(Binkow, Peter) Modified on 10/19/2010 (JD).(Entered: 10/18/2010)

10/18/2010 440 Submission [PROPOSED] ORDER PRELIMINARILY APPROVING SETTLEMENTAND PROVIDING FOR NOTICE OF PROPOSED SETTLEMENT, filed by PlaintiffsHERB LANESE, FRANZ SCHLEICHER. (Attachments: # 1 Exhibit 1 (Exhibit A-1 -Notice of Proposed Settlement), # 2 Exhibit 2 (Exhibit A-2 - Proof of Claim andRelease), # 3 Exhibit 3 (Exhbit A-3 - Summary Notice))(Binkow, Peter) (Entered:10/18/2010)

10/18/2010 441 Statement CERTIFICATION REGARDING COMPLIANCE WITH LOCAL RULE 37.1by HERB LANESE, FRANZ SCHLEICHER. (Binkow, Peter) (Entered: 10/18/2010)

10/26/2010 442 ORDER GRANTING 439 MOTION FOR PRELIMINARY APPROVAL OFSETTLEMENT. Settlement Hearing is set for 2/17/2011 09:00 AM in room #344,United States Courthouse, 46 E. Ohio Street, Indianapolis, Indiana before Judge TanyaWalton Pratt. Signed by Judge Tanya Walton Pratt on 10/26/2010. (Attachments: # 1Exhibit 1- Notice of Proposed Settlement, # 2 Exhibit 2- Proof of Claim and Release,# 3 Exhibit 3- Summary Notice) (JD) (Entered: 10/26/2010)

12/20/2010 443 ORDER OF RECUSAL - Upon review of the above-captioned case, the Court finds itnecessary to recuse itself from this proceeding pursuant to 28 U.S.C. §455 (a).Wherefore, the Court hereby disqualifies itself and directs that this action shall bereturned to the Office of the Clerk for reassignment to another judge. Signed by JudgeTanya Walton Pratt on 12/20/2010. (JD) (Entered: 12/20/2010)

12/20/2010 444 Reassignment of Case to Judge Jane Magnus-Stinson. Judge Tanya Walton Pratt nolonger assigned to the case. Please include the new case number, 1:02-cv-1332-JMS-TAB, on all future filings in this matter. (JD) (Entered: 12/20/2010)

12/23/2010 445 AFFIDAVIT of Jose C. Fraga Regarding the Mailings of the Notice and Proof ofClaim by HERB LANESE, FRANZ SCHLEICHER, DENNIS SMITH. (Binkow,Peter) (Entered: 12/23/2010)

01/06/2011 446 ENTRY RESETTING HEARING. Settlement hearing set for 2/17/2011 at 09:00 AMis RESET before Judge Jane Magnus-Stinson in room #307, United States Courthouse,46 E. Ohio Street, Indianapolis, Indiana. Signed by Judge Jane Magnus-Stinson on1/6/2011.(LBK) Copy to William S. Legler via U.S. mail. Modified on 1/7/2011(LBK). (Entered: 01 /07/2011)

01/06/2011 447 ORDER. On January 3, 2011, the Court received an objection to the proposedsettlement in this action from Mr. Legler, which the Clerk is directed to docket.Because the attachment to the objection contains confidential financial informationthat would be impracticable to redact but that was evidently served upon the parties,the Clerk is directed to restrict access to the attachment to "case participant only."Additionally, the Clerk is directed to list Mr. Legler as an interested party on thedocket. Unless and until the objection is withdrawn, the parties must include Mr.Legler (as well as any future objectors added to the docket) on the service list for itemsfiled in this action going forward. Signed by Judge Jane Magnus-Stinson on 1/6/2011.Copy to William S. Legler via U.S. mail. (LBK) (Entered: 01/07/2011)

01/07/2011 448 NOTICE of Objection to Terms of Settlement, filed by Interested Party WILLIAM S.LEGLER (Attachments: # 1 Financial Documents) (LBK) Modified to restrict accessto attachment on 1/7/2011 (LBK). (Entered: 01 /07/2011)

01/13/2011 449 MOTION Plaintiffs' Notice of Motion for Final Approval of Proposed Settlement andPlan of Allocation, Attorneys' Fees and Expenses, and Class Representative IncentiveAwards, filed by Plaintiffs HERB LANESE, FRANZ SCHLEICHER. (Binkow, Peter)(Entered: 01/13/2011)

01/13/2011 450 BRIEF/MEMORANDUM in Support re 449 MOTION Plaintiffs' Notice of Motion forFinal Approval of Proposed Settlement and Plan of Allocation, Attorneys' Fees andExpenses, and Class Representative Incentive Awards, filed by Plaintiffs HERBLANESE, FRANZ SCHLEICHER. (Binkow, Peter) (Entered: 01/13/2011)

01/13/2011 451 DECLARATION of Peter A. Binkow in Support re 449 Motion (Other) by HERBLANESE, FRANZ SCHLEICHER. (Attachments: # 1 Exhibit 1 - Lanese DeclarationSigned, # 2 Exhibit 2 - Schleicher Declaration Signed, # 3 Exhibit 3 - Phillips Decl. inSupport of Settlement, # 4 Exhibit 4 - Cornerstone Research Excerpts, # 5 Exhibit 5 -Glancy Firm Resume, # 6 Exhibit 6 - Goldman Final Approval Transcript, # 7 Exhibit7 - Kotz Conseco Declaration 1-13-11, # 8 Exhibit 8 - NYT Vivendi Article, # 9Exhibit 9 - Chart of Law Firm Billing Rates., # 10 Exhibit 10 - Glancy Firm Lodestar,# 11 Exhibit 11 - Declaration of jack fruchter AFT Lodestar, # 12 Exhibit 12 - In reSchagringas v. BP Plaintiffs award Decision, # 13 Exhibit 13 - DEPO LIST)(Binkow,Peter) (Entered: 01/13/2011)

02/04/2011 452 ENTRY - The settlement hearing set for February 17, 2011 at 9:00 a.m. will be inCourtroom 344, United States Courthouse, 46 E. Ohio Street, Indianapolis, Indiana.(TMA) Modified on 2/4/2011 (LBK). Copy to William S. Legler via U.S. mail.(Entered: 02/04/2011)

02/07/2011 453 REPLY in Support of Motion re 449 MOTION Plaintiffs' Notice of Motion for FinalApproval of Proposed Settlement and Plan of Allocation, Attorneys' Fees and

Expenses, and Class Representative Incentive Awards, filed by Plaintiffs HERBLANESE, FRANZ SCHLEICHER. (Binkow, Peter) (Entered: 02/07/2011)

02/07/2011 454 DECLARATION of Peter A. Binkow in Support of Plaintiffs' Reply Memorandum inFurther Support of Final Approval of Proposed Settlement and Plan of Allocation,Attorneys' Fees and Expenses, and Class Representative Incentive Awards re 453Reply in Support of Motion by HERB LANESE, FRANZ SCHLEICHER.(Attachments: # 1 Exhibit Ex. 1 - Senko Email, # 2 Exhibit Ex. 2 - Mary Lynn SmithRFE, # 3 Exhibit Ex. 3 - Houser Request for Exclusion, # 4 Exhibit Ex. 4 -Dannemiller Requests for Exclusions, # 5 Exhibit Ex. 5 - Final Judgment &Order)(Binkow, Peter) (Entered: 02/07/2011)

02/17/2011 455 Minute Entry for proceedings held before Judge Jane Magnus-Stinson. On February17, 2011 the parties appeared by counsel for a hearing on Plaintiffs' Motion for FinalApproval of Proposed Settlement and Plan of Allocation, Attorneys' Fees andExpenses, and Class Representative Incentive Awards. [Dkt. 449] The Court tenderedto Plaintiffs' counsel the claim form filed by Nam Hong Cheuk, which was improperlymailed to the Court. The Court found that Michael Senko failed to properly excludehimself from the class, [see dkt. 454-1], and remains a party to it. Based upon theevidence in the record, the Court APPROVED the settlement as "fair, reasonable, andadequate." (See Entry re: exclusions, dkt 454-2, -3, -4.) For the reasons stated on therecord, the objections filed by William S. Legler, [dkt. 448], were OVERRULEDexcept as to the issue of whether fees should be calculated based on the net or grossrecovery to the class after expenses, which was TAKEN UNDER ADVISEMENT.Plaintiffs' lead counsel is ORDERED to mail a copy of this Entry, by First Class U.S.Mail, to Mr. Senko and the individuals who timely excluded themselves from the class(identified herein), using their last known addresses. Signed by Judge Jane Magnus-Stinson. Copy to William Legler via U.S. mail. (Court Reporter Jean Knepley.)(LBK)(Entered: 02/17/2011)

02/17/2011 456 REPLY in Support of Motion re 449 MOTION Plaintiffs' Notice of Motion for FinalApproval of Proposed Settlement and Plan of Allocation, Attorneys' Fees andExpenses, and Class Representative Incentive Awards [Plaintiffs' SupplementalMemorandum in Further Support of Final Approval of Proposed Settlement and Planof Allocation, Attorneys' Fees and Expenses, and Class Representative IncentiveAwards], filed by Plaintiffs HERB LANESE, FRANZ SCHLEICHER. (Attachments:# 1 Exhibit A - Will v. General Dynamics Order on Attorneys' Fees)(Binkow, Peter)(Entered: 02/17/2011)

02/17/2011 457 MARGINAL ENTRY. Without leave of Court, Plaintiffs filed supplemental brief (dkt.456) to respond to issues raised at today's fairness hearing. Because the hearing wasmeant to encompass all prior filings on the motion to approve the settlement and feeaward, and because considering the brief now would unfairly prejudice any potentialobjector who cannot respond, the Court will not consider it beyond that which wasalready argued. Issued by Judge Jane Magnus-Stinson on 2/17/2011.(LBK) (Entered:02/17/2011)

02/17/2011 458 FINAL JUDGMENT AND ORDER OF DISMISSAL WITH PREJUDICE. Thismatter comes before the Court for hearing pursuant to an Order of this Court, datedOctober 26, 2010, on the application of the Parties for approval of the Settlement setforth in the Settlement Agreement and Release dated October 12, 2010 [dkt. 439-1].The Court approves this Judgment, subject to the terms and provisions set forth in this

Order. See Order for particulars regarding settlement and attorney fees. Signed byJudge Jane Magnus-Stinson on 2/17/2011.(LBK) (Entered: 02/17/2011)

03/14/2011 459 TRANSCRIPT of Settlement Hearing held on 2-17-11 before Judge Jane Magnus-Stinson. (25 pages.) Court Reporter/Transcriber: Jean Knepley (Telephone: (317) 686-0197). Please review the USDC Transcript Policy for more information on redactionprocedures. Redaction Statement due 4/4/2011. Release of Transcript Restriction setfor 6/13/2011. (Knepley, Jean) (Entered: 03/14/2011)

03/14/2011 460 NOTICE of FILING of OFFICIAL TRANSCRIPT of Settlement Hearing held beforeJudge Jane Magnus-Stinson on 2-17-11 (Knepley, Jean) (Entered: 03/14/2011)

03/24/2011 461 CORRECTED NOTICE of FILING of OFFICIAL TRANSCRIPT of SettlementHearing held before Judge Jane Magnus-Stinson on 2-17-11 (Knepley, Jean) (Entered:03/24/2011)

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