sbi gold fund nfo application form with kyc form
DESCRIPTION
INTRODUCING SBI GOLD FUND:SBI Gold Fund is an open ended Fund of Fund (FOF) scheme that invests predominantly in the units of SBI Gold Exchange Traded Scheme (SBI GETS). The scheme seeks to provide returns that closely correspond to returns provided by SBI Gold Exchange Traded Scheme (SBI GETS). You can invest in SBI Gold Fund just like any other mutual fund scheme without the hassles of opening a demat account, providing you an opportunity to take exposure into Gold as an asset class, in a convenient way.No need to hold or open a DEMAT account: Systematic Investment Plan (SIP): It is a long term disciplined investment technique which provides a systematic way of investing in Gold. This allows you to save and invest regularly without 'timing the markets'.Systematic Investment Plan (SIP): You can start investment in SBI Gold Fund with as low as Rs.100/month minimum 60 months (shall be available only through the direct debit mode of SBI & associate banks) Rs.500/month for minimum 12 months Rs.1000/month minimum 6 months Rs.500/quarter minimum 12 quarters Rs.1500/quarter for minimum 4 quarters. Investing through the stock exchange platformThrough SBIMF Online – investing online through SBI Mutual Fund website (https://www.sbimf.com/INVESTORCENTER/ASPX/frmlogin.aspx?ARN_CODE=ARN-30155)Start a SIP Today.......................................................See the power of compounding.CONTACT,ANANDARAMAN.R, B.Com. ARN-30155(FINANCIAL PLANNER & WEALTH MANAGER)#107, VYSIAL STREET, PONDICHERRY – 605 001TEL.: 0413-4210045, MOB.: 9843046519E-mail; [email protected]TRANSCRIPT
ANANDARAMAN .R, B.Com.INSURANCE & INV. ADVISOR
MOB:9843046519
$
Sponsor : State Bank of IndiaInvestment Manager : SBI Funds Management Pvt. Ltd.(A Joint Venture between SBI & AMUNDI)191, Maker Towers ‘E’, Cuffe Parade, Mumbai - 400 005. Tel.: 022-22180221-27, www.sbimf.com
APPLICATION NO.
APPLICATION FORM (Please fill in BLOCK Letters)
ARN & Name of Distributor Branch Code ( only for SBI and Associate Banks) Reference No. (To be filled by Registrar)
ACKNOWLEDGEMENT SLIP APPLICATION NO.
$ $TEAR HERE
(To be filled in by the First applicant/Authorized Signatory) :Received from :
StampSignature & Date
To be filled in by the Investor
Scheme Name Bank and Branch Cheque / DD No. & DateCheque/ DD Amount (Rs.)
Investors subscribing to the scheme through SIP must complete Registration cum Mandate form compulsorily alongwith application form
Sub-Broker Code
Sponsor : State Bank of IndiaInvestment Manager : SBI Funds Management Pvt. Ltd.(A Joint Venture between SBI & AMUNDI)
Attachments All purchases are subject to realisation of cheque / demand draft
Options (33333)
Growth Dividend Payout
Dividend Reinvestment
9 digit MICR Code
Note : AMC, reserves the right to use any mode of payment as deemed appropriate. AMC shall not be responsible if transaction through ECS / Direct Credit could not be carried out because of incomplete or incorrect information provided by investor.
(SEE NOTE 2)
1. PARTICULARS OF FIRST APPLICANT
NameMr./Ms./M/s.
2. PARTICULARS OF SECOND APPLICANT
3. PARTICULARS OF THIRD APPLICANT
NameMr./Ms./M/s.
PAN
PAN
5. CONTACT DETAILS
4. GENERAL INFORMATION – Please ( 33333 ) wherever applicable
Address for Correspondence for NRI Applicants only ( Please (33333) ) Indian by Default Foreign
Local
Address of
1st Applicant
State
Foreign Address(NRI / FII Applicants)
City
6. BANK PARTICULARS (As per SEBI Regulations it is mandatory for Investors to provide their bank account details)
Name of Bank
(This is 9 digit number next to the cheque number. Please provide acopy of CANCELLED cheque leaf)
Account Type (Please 3)
Savings
Current
NRO
NRE
IFS Code
Pin
Country
City
Zip
Branch Nameand Address
Account No.
City Pin
FCNR
Others
7. DIRECT CREDIT OF DIVIDEND/ REDEMPTIONUnit holders having core banking account with selected banks will receive their redemption/dividend proceeds (if any) directly into their bank account. Please attach a copy of aCANCELLED cheque leaf.
Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor
Status (Please (33333)) Mode of Holding (Please (33333)) Occupation (Please (33333))
Professional Housewife
Business Retired
Student Service
Others
Single
Joint
Any one or Survivor
Individual PSU Partnership Firm Bank
Trust FII Minor through Guardian PIO
Society HUF Company/Body Corporate NRI
AOP/BOI Sole Proprietor Government Body Others
Mandatory Enclosures PAN Proof KYC Acknowledgement
Mandatory Enclosures PAN Proof KYC Acknowledgement
EXISTING FOLIO NO. (For Exisiting unitholders: Please mention your Folio number, Name and PANdetails and then proceed to Investment and Payment details- 8)
Name
Date of Birth*
(Mr./Ms./M/s.)
*Mandatory in case of Minor and please provide photocopy of supporting documents
Name of
Name of Contact Person(in case of Institutional Investor)
Email ID
Guardian in case of Minor
D D M M Y Y Y Y
PAN
Telephone No. (R) Mobile No.
Telephone No. (O) Please (3) only in case you want paper based communication
Relationship of Guardian in case of Minor Father Mother Legal GuardianPlease mandatorily enclose the document evidencing the relationship of Minor with Guardian
Mandatory Enclosures PAN Proof KYC Acknowledgement
SBI GOLD FUND
THIS BOOKLET CONSISTS OF 24 PAGES INCLUDING THE APPLICATION FORMS. PLEASE ENSURE THAT YOU HAVE ALL THE PAGES.
ARN - 30155
ANANDARAMAN .R, B.Com.INSURANCE & INV. ADVISOR
MOB:9843046519
Growth Dividend Payout Dividend Reinvestment
11. DECLARATION & SIGNATURE : "I/We have read and understood the contents of the Scheme Information Document and the details of the scheme and I/We have
not received or been induced by any rebate or gifts, directly or indirectly, in making this investment." "I/We hereby declare that the amount invested/to be invested by me/us in
the scheme(s) of SBI Mutual Fund is derived through legitimate sources and is not held or designed for the purpose of contravention of any act, rules, regulations or any statute
or legislation or any other applicable laws or any notifications, directions issued by any governmental or statutory authority from time to time." * I/We certify that as per the
Memorandum and Articles of Association of the Company, Bye laws, Trust Deed or Partnership Deed and resolutions passed by the Company / Firm / Trust. I/We are authorised
to enter into this transactions for and on behalf of the Company/Firm/Trust. ** I/We confirm that I am/we are Non Resident of Indian Nationality/Origin and I/We hereby confirm
that the funds for the subscriptions have been remitted from abroad through approved banking channels or from my/our Non Resident External/Ordinary account/FCNR Account
. * Applicable to other than Individuals / HUF; ** Applicable to NRI; I/We do not have any existing SIP/Micro SIPs which together with the current Micro SIP application will result
in aggregate investments exceeding Rs. 50,000 in a year (applicable to Micro SIP investors only). The ARN holder has disclosed to me/us all the commissions (in the form of trail
commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us
1st Applicant / Guardian / Authorised Signatory
SIGNATURE(S)
3rd Applicant / Authorised Signatory2nd Applicant / Authorised Signatory
⊗ ⊗ ⊗
Applicants mustsign as per modeof holding
PlaceDate
TEAR HERE
All future communication in connection with this application should be addressed to the Registrars to the scheme or SBIMF Corporate Office.
Investment Manager :SBI Funds Management Pvt. Ltd.(A Joint Venture between SBI & AMUNDI)191, Maker Towers ‘E’, Cuffe Parade,Mumbai - 400 005.Tel.: 022-22180244/22180221, Fax : 022 -22180244E-mail :[email protected],
Website : www.sbimf.com
Registrar:
Computer Age Management Services Pvt. Ltd.,
SEBI Registration No. : INR000002813)
148, Old Mahabalipuram Road, Okkiyam Thuraipakkan,
Adjacent to Hotel Fortune, Chennai 600097, Tamil Nadu
Tel: 044-30407000 & 24587000, Fax: 044-24580982
Email: [email protected], Website : www.camsonline.com
Scheme Name
Drawn on Bank and Branch Cheque / D.D. No. & DateCheque / DD Amount (Rs.)
8. INVESTMENT AND PAYMENT DETAILS : I/We would like to invest in the following Scheme of SBI Mutual Fund
Investment Amount (Rs. in Figures) Investment Amount (Rs. in Words)
One time Investment
( Please f i l l in your investment detai ls below)
Systematic Investment Plan (SIP)(Please complete enclosed SIP ECS/Direct Debit Faci l i ty Registrat ion cum Mandate Form)
Options (Please 3 )
For third party cheques, please see point 3 vii of Bank particulars mentioned in the guidelines.
SBI GOLD FUND
9. DEMAT ACCOUNT DETAILS –( Please ensure that the sequence of names as mentioned in the application form matches with that of the account held with the Depository Participant).
National Securities Depository Limited (NSDL) Central Depository Services (India) Limited (CDSL)
Depository
Participant Name
DP ID No.
Beneficiary Account No.
Depository
Participant Name
I N Target ID No.
Do you want Units in Demat Form (Please (3)) Yes No If Yes, please provide the below details
10A. NOMINATION : I wish to nominate the following person to receive the proceeds in the event of my death. (With effect from 01/04/2011, for individual investors applyingwith single holding, Nomination is mandatory. However, in case you do not wish to nominate please sign point 10 B.)
Name of the Nominee
Relationship
Address of Nominee/Guardian*
Name of the Guardian*
Signature of Guardian*(*Mandatory in case of Minor nominee)
⊗Date of Birth*
Percentage
D D M M Y Y Y Y
Name of the Nominee
Relationship
Address of Nominee/Guardian*
Name of the Guardian*
Signature of Guardian*(*Mandatory in case of Minor nominee)
⊗Date of Birth*
Percentage
D D M M Y Y Y Y
Name of the Nominee
Relationship
Address of Nominee/Guardian*
Name of the Guardian*
Signature of Guardian*(*Mandatory in case of Minor nominee)
⊗Date of Birth*
Percentage
D D M M Y Y Y Y
10B. NOMINATION : I do not wish to nominate any person at the time of making the investment.
Signature
ANANDARAMAN .R, B.Com.INSURANCE & INV. ADVISOR
MOB:9843046519
Sponsor : State Bank of IndiaInvestment Manager : SBI Funds Management Pvt. Ltd.(A Joint Venture between SBI & AMUNDI)191, Maker Towers ‘E’, Cuffe Parade, Mumbai - 400 005. Tel.: 022-22180221-27, www.sbimf.com
ARN & Name of Distributor Branch Code ( only for SBI and Associate Banks) Reference No. (To be filled by Registrar)Sub-Broker Code
SIP ECS/DIRECT DEBIT FACILITY : REGISTRATION CUM MANDATE FORMInvestors subscribing to the scheme through SIP ECS/Direct Debit Facility must complete this form compulsorily alongwith Application Form
SIP Registration - by Existing InvestorSIP Registration - by New Investor
Folio No./Application No. (For Existing Investor please mention Folio Number / For New Applicants please mention the
Name of 1st Applicant(Mr/Ms/M/s)Name of Father/Guardianin case of Minor
INVESTOR DETAILS
SIP DETAILS (ECS in select cities or Direct Debit in select banks only)
Scheme Name
Growth Dividend Payout Dividend ReinvestmentOptions (Please ✓ )
Each SIP Amount (Rs.)First SIP Cheque No.(Note : Cheque should be drawn on bank account mentioned below)
SIP Date Frequency5th 10th 15th No of SIPInstallments
Monthly SIP
DECLARATION : I / We hereby , authorize the AMC and their authorised service providers , to debit my / our following bank account directly or by ECS for collection of payments.BANK PARTICULARS (as per bank records)
Name of Bank
(This is 9 digit number next to the cheque number. Pleaseprovide a copy of CANCELLED cheque leaf)
Account Type (Please ✓)Savings
Current
NRO
NRE
Branch Nameand Address
Account No.
City Pin
FCNR
Others
Name of 1st Holder
Name of 2nd Holder
Name of 3rd Holder
9 digit MICR Code
IFS CodeDECLARATION & SIGNATURE : I/We hereby declare that the particulars given above are correct and express my willingness to make payments referred above to debit my/our account directly or through participation in ECS. If the transaction is delayedor not effected for reasons of incomplete or incorrect information, I / We would not hold the user institution responsible. I / We will also inform AMC, about any changes in my/our bank account. I/We do not have any existing SIP/Micro SIPs which togetherwith the current Micro SIP application will result in aggregate investments exceeding Rs. 50,000 in a year (applicable to Micro SIP investors only). The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode),payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/usI/We have read and agreed to the terms and conditions mentioned in SID/KIM.
1st Account Holder/ Guardian / Authorised Signatory
SIGNATURE(S)
3rd Account Holder2nd Account Holder Applicants must
sign as per modeof holding
BANKER’S ATTESTATIONCertified that the signature of account holder and the Details of Bank account are correct as per our records. Signature of authorised Official from Bank (Bank stamp and date)
The Branch Manager
Date
Bank
D D M M Y Y Y Y
Branch
Sub : Mandate verification for A/c. No.
This is to inform you that I/We have registered for making payment towards my investments in SBIMF by debit to my /our above account directly or through ECS. I/We hereby authorize youto honour such payments for which I/We have signed and endorsed the Mandate Form.Further, I authorize my representative (the bearer of this request) to get the above Mandate verified. Mandate verification charges, if any, may be charged to my/our account.Thanking you,Yours sincerely
1st Account Holder/ Guardian / Authorised Signatory 3rd Account Holder2nd Account Holder
A C K N O W L E D G E M E N T S L I P
(To be filled in by the First applicant/Authorized Signatory) :
Received from
To be filled in by the Investor
an application for Purchase of Units alongwithAcknowledgement StampAll purchases are subject to realisation of cheques.
Folio No. /Application No.
Quarterly SIP
Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor
SIP MICRO SIPPlease( ✓)
Signature of authorised Official from Bank (Bank stamp and date)
Application Form Number)
DOCUMENT DETAILS (in case of Micro SIP)
Document DescriptionDocument Number (if any)
First Applicant / Guardian Second Applicant Third ApplicantPAN DETAILS (Furnishing of PAN together with an attested copy of PAN Card is mandatory)
For Rs.1st Cheque Number
20th 25th 30h (For February, last business day)
Mandatory EnclosuresPAN Proof KYC Acknowledgement
Mandatory EnclosuresPAN Proof KYC Acknowledgement
Mandatory EnclosuresPAN Proof KYC Acknowledgement
From* To (Please ✓ )SIP Period D D M M Y Y Y Y D D M M Y Y Y Y Till further notice## Please refer point no. xi overleaf
SIP with Cheque SIP without Cheque
S B I G O L D F U N D
* The earliest date for first SIP debit through ECS/Direct Debit is 15th October 2011 (for the applications submitted during NFO).
ARN - 30155
ANANDARAMAN .R, B.Com.INSURANCE & INV. ADVISOR
MOB:9843046519
Sponsor : State Bank of IndiaInvestment Manager : SBI Funds Management Pvt. Ltd.(A Joint Venture between SBI & AMUNDI)191, Maker Towers ‘E’, Cuffe Parade, Mumbai - 400 005.Tel.: 022-22180221-27, www.sbimf.com
APPLICATION SUPPORTED BY BLOCKED AMOUNT (ASBA) FORMBROKER/AGENT INFORMATION
Name and AMFI Regn. No. Sub Broker Name & Code SCSB SCSB IFSC Code Syndicate Member Code SL No.
ASBA Application No. Date D D M M Y Y Y Y
7. DETAILS OF BANK ACCOUNT FOR BLOCKING OF FUNDS
Bank Account Number
Bank Name
Branch Name
Total Amount to be blocked(Rs. In figures)
Rs. in words
ACKNOWLEDGEMENT SLIP$ $TEAR HERE
To be filled in by the Investor
Sponsor : State Bank of IndiaInvestment Manager : SBI Funds Management Pvt. Ltd.(A Joint Venture between SBI & AMUNDI)
Note : AMC, reserves the right to use any mode of payment as deemed appropriate. AMC shall not be responsible if transaction through ECS / Direct Credit could not be carried out because of incomplete or incorrect information provided by investor.
SBI GOLD FUNDReceived from :
Address
ASBA Application Number Date : _____/_____/___________
SCSB Account details:
A/c No. _______________________________________ Bank Name ________________________________________________ Branch Name ___________________________________
Total Amount to be Blocked:SCSB Stamp, Signature
Rs. In figures ______________________Rs. In words _______________________________________________________________________
___________________________________________________________________________________________________________________
Date & time of receipt ________________________________________________________________________________________________
FOR OFFICE USE ONLY
IFS Code
INVESTORS MUST READ THE SCHEME INFORMATION DOCUMENT/KEY INFORMATION MEMORANDUM AND INSTRUCTIONS BEFORE COMPLETING THIS FORM.
ARN [Name & Code] [11 digit code] [Name & Code]
Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor
1. PARTICULARS OF FIRST APPLICANT (Name should be as available in Demat Account )
4. EXISTING FOLIO No. (If you have an existing folio number, please mention here)
Folio No.
5. DEMAT ACCOUNT DETAILS
Depository (Please 33333) National Securities Depository Limited Central Depository Services [India] Limited
Depository Participant Name
DP - ID
Beneficiary Account Number
6. INVESTMENT DETAILS
Scheme Name SBI GOLD FUND
2. PARTICULARS OF SECOND APPLICANT
3. PARTICULARS OF THIRD APPLICANT
NameMr./Ms./M/s.
PAN
NameMr./Ms./M/s.
PAN
NameMr./Ms./M/s.
PAN
Growth Dividend Payout Dividend ReinvestmentOptions (Please 3 )
ARN - 30155
ANANDARAMAN .R, B.Com.INSURANCE & INV. ADVISOR
MOB:9843046519
INSTRUCTIONS FOR FILLING ASBA APPLICATION FORM
1. An Application Supported by Blocked Amount (ASBA) investor shall submit a duly filled up ASBA Application form, physically or
electronically, to the Self Certified Syndicate Bank (SCSB) with whom the bank account to be blocked, is maintained.
l In case of ASBA application form in physical mode, the investor shall submit the ASBA Application Form at the Bank branch of
SCSB, which is designated for the purpose and the investor must be holding a bank account with such SCSB.
l In case of ASBA application form in electronic form, the investor shall submit the ASBA Application Form either through the
internet banking facility available with the SCSB, or such other electronically enabled mechanism for subscribing to units of Mutual
Fund scheme authorising SCSB to block the subscription money in a bank account.
2. Investors shall correctly mention the Bank Account number in the ASBA Application Form and ensure that funds equal to the subscription
amount are available in the bank account maintained with the SCSB before submitting the same to the designated branch.
3. Upon submission of an ASBA Application Form with the SCSB, whether in physical or electronic mode, investor shall be deemed to
have agreed to block the entire subscription amount specified and authorized the Designated Branch to block such amount in the Bank
Account.
4. On the basis of an authorisation given by the account holder in the ASBA Application Form, the SCSB shall block the subscription
money in the Bank Account specified in the ASBA Application Form. The subscription money shall remain blocked in the Bank Account
till allotment of units under the scheme or till rejection of the application, as the case may be.
5. If the Bank Account specified in the ASBA Application Form does not have sufficient credit balance to meet the subscription money, the
ASBA application shall be rejected by the SCSB.
6. The ASBA Application Form should not be accompanied by cheque, demand draft or any mode of payment other than authorisation to
block subscription amount in the Bank Account.
7. All grievances relating to the ASBA facility may be addressed to the BANK/AMC / RTA to the Issue, with a copy to the SCSB, giving full
details such as name, address of the applicant, subscription amount blocked on application, bank account number and the Designated
Branch or the collection centre of the SCSB where the ASBA Application Form was submitted by the Investor.
8. ASBA facility extended to investors shall operate in accordance with the SEBI guidelines in force from time to time.
8. DECLARATION & SIGNATURE1) l/We hereby undertake that l/We am/are an ASBA lnvestor as per the applicable provisions of the SEBl (lssue of Capital and Disclosure Requirements), Regulations 2009 (‘SEBl Regulations’) as amended from time totime. 2) ln accordance with ASBA process provided in the SEBl Regulations and as disclosed in this application, l/We authorize (a) the SCSB to do all necessary acts including blocking of application money towards theSubscription of Units of the Scheme, to the extent mentioned above in the “SCSB / ASBA Account details” or unblocking of funds in the bank account maintained with the SCSB specified in this application form, transfer offunds to the Bank account of the Scheme/SBI Mutual Fund on receipt of instructions from the Registrar and Transfer Agent after the allotment of the Units entitling me/us to receive Units on such transfer of funds, etc. (b)Registrar and Transfer Agent to issue instructions to the SCSB to remove the block on the funds in the bank account specified in the application, upon allotment of Units and to transfer the requisite money to the Scheme’saccount / Bank account of SBI Mutual Fund. 3) ln case the amount available in the bank account specified in the application is insufficient for blocking the amount equivalent to the application money towards the Subscriptionof Units, the SCSB shall reject the application 4) lf the DP lD, Beneficiary Account No. or PAN furnished by me/us in the application is incorrect or incomplete or not matching with the depository records, the applicationshall be rejected and the SBI Mutual Fund or SCSBs shall not be liable for losses, if any. All future communication in connection with NFO should be addressed to the SCSB/RTA/AMC quoting the full name of the Sole/First Applicant, NFO Application Number, ASBA Application Number, Despository Account details [if it has been provided], Amount applied for and the accpunt number from where NFO amount was blocked.
"I/We have read and understood the contents of the Scheme Information Document and the details of the scheme and I/We have not received or been induced by any rebate or gifts, directly or indirectly, in making this investment.""I/We hereby declare that the amount invested/to be invested by me/us in the scheme(s) of SBI Mutual Fund is derived through legitimate sources and is not held or designed for the purpose of contravention of any act, rules,regulations or any statute or legislation or any other applicable laws or any notifications, directions issued by any governmental or statutory authority from time to time." * I/We certify that as per the Memorandum and Articlesof Association of the Company, Bye laws, Trust Deed or Partnership Deed and resolutions passed by the Company / Firm / Trust. I/We are authorised to enter into this transactions for and on behalf of the Company/Firm/Trust.** I/We confirm that I am/we are Non Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for the subscriptions have been remitted from abroad through approved banking channels or from my/our NonResident External/Ordinary account/FCNR Account . * Applicable to other than Individuals / HUF; ** Applicable to NRI; The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any othermode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us
1st Applicant / Guardian / Authorised Signatory
SIGNATURE(S)
3rd Applicant / Authorised Signatory2nd Applicant / Authorised Signatory
⊗ ⊗ ⊗All applicantsmust sign here
PlaceDate