RESUME

Sandhya Shetty

#B-15, 3rd floor,Kalpavruksha apartment, Opp BVB Engineering college, Vidyanagar, Hubli – 580 031

OBJECTIVE : To be the part of spirited and challenging environment where my knowledge can be enhanced and to utilize my academic skills for mutual benefits and growth of the organization.

EDUCATIONAL QUALIFICATION:

Achieved PGDBA with specialization in HR (first class) from Welingkar Institute of Management & Research, Mumbai

ADDITIONAL QUALIFICATION:

Passed NSE Certification in Financial Markets (Dealers) Module in Cash and F&O segment both.

COMPUTER PROFICIENCY:

Working knowledge in Ms Office Environment (Word & Excel)

WORK EXPERIENCE:

Name of the Organization : Ventura Securities LtdDesignation : Compliance ExecutiveDuration : June'10 till April'13Job Profile:

To solve the discrepancies involved in a/c opening KYC of trading a/cs coordinating with branches Pan India and to maintain the TAT period of a/c opening.

Quality verification with out-stationed clients at PAN India level. Maintenance & Updation of client details in Back office Software.

(HYPER). To coordinate with sub brokers and branches in order to resolve the

issues related to a/c opening issues Working on Customer Tracking Management (CTM) software wherein

details of customer are tracked and managed online. Pulling out forms of the customer and regularly updating and checking

them, thus this helps in keeping track of customer details and also if any changes required to be done.

Name of the Organization : Edelweiss Securities LtdDesignation : Back office Executive

Duration : Dec'09 to May'10Job Profile:

To scrutinize application form in warded to opening of demat and trading a/cs.

To upload the data in back office software and verify details with Clients

To resolved the rejections by coordinating with the Sales team within the TAT period

Doing audit calling wherein the verification of customer details are done before the account is opened.

Name of the Organization : Religare Securities LtdDesignation : Back office Executive Duration : April’09 till Nov’09Job Profile:

To fix confirm appointment of clients interested to open online demat and trading a/cs.

To maintain the Daily Sales feedback Reports(DSR) To scrutinize the application forms in warded To update the data in back office software.

Name of the Organization : ICICI Securities Ltd.Designation : Back Office ExecutiveDuration : September'03 till Jan'09Job Profile :

To scrutinize Account opening form for online share trading along with Documents in warded.

To maintain Daily Sales Report (DSR) To maintain record of rejections from both Local & CPC and try to solve it given TAT period. To Maintain & inward the details of Client in ICIS System. To verify Account opening form and documents with customer for on

line share trading (To verify details from clients)Mails and queries are forwarded to concerned depts. and follow up with them periodically for status update and later update it online.

PERSONAL DETAILS:

Father Name : Mr. Shekhar Shetty Marital Status : Married Nationality : Indian Language known : English, Hindi, Marathi, Tulu. Hobbies : Listening Music & Dancing. Strengths : Smart worker, Committed, Disciplined.

I hereby declare that the above information is true to the best of my knowledge.

Date: 20th January 2015 (Sandhya Shetty)