safety reporting to irb online handouts apr2020 · 2 days ago · kindly note that all information...
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SAFETY REPORTING TO IRB
Online Learning ModuleUpdated as of April 2020
Developing Clinical Research Professionals for the Nation
Training Disclaimer
This training and training materials are for educational and
informational purposes only.
This training material should be read in conjunction with the applicable
latest research policy and regulations from the learner’s research
organisation and/or institution, Singapore Regulatory Authority and
Ministry of Health.
Kindly note that all information and opinions presented in this training
and training materials were written to the best knowledge available at
the time of writing.
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Module Outline
1. Adverse event
2. Adverse drug reaction
3. Serious adverse event
4. Suspected Unexpected Serious Adverse Reaction
5. Reporting of serious adverse event to IRB
Developing Clinical Research Professionals for the Nation
Why collate AEs/SAEs?
• Safety monitoring of Investigational Product
• In all phases of trials
• Protect subjects while in trial.
• Protect patients after drug marketed.
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Developing Clinical Research Professionals for the Nation
Any untoward medical occurrence in a patient or clinical
investigation subject administered a pharmaceutical product and
which does not necessarily have a causal relationship with the
treatment.
An AE can therefore be any unfavourable and unintended sign
(including an abnormal laboratory finding), symptom, or disease
temporally associated with the use of a medicinal product, whether or
not related to the medicinal product.
ICH-GCP E6 (R2) 1.2
Adverse Event (AE) Definition
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Developing Clinical Research Professionals for the Nation
In the pre-approval clinical experience with a new medicinal product or
its new usages, particularly as the therapeutic dose(s) may not be
established: all noxious and unintended responses to a medicinal
product related to any dose should be considered adverse drug
reactions. The phrase responses to a medicinal product means that a
causal relationship between a medicinal product and an adverse
event is at least a reasonable possibility, i.e., the relationship
cannot be ruled out.
Regarding marketed medicinal products: a response to a drug which
is noxious and unintended and which occurs at doses normally used
in man for prophylaxis, diagnosis, or therapy of diseases or for
modification of physiological function.
ICH-GCP E6 (R2) 1.1
Adverse Drug Reaction (ADR) Definition
Unexpected
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Developing Clinical Research Professionals for the Nation
Safety Events Reporting Periods
Medical History
Start of AE Reporting: After ICF obtained
/start dosing?
Developing Clinical Research Professionals for the Nation
Safety Events Reporting Periods
Medical History
Start of AE Reporting: After ICF obtained
/start dosing?
Start of SAE
Reporting: After ICF obtained
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Developing Clinical Research Professionals for the Nation
Safety Events Reporting Periods
Medical History
Start of AE Reporting: After ICF obtained
/start dosing?
Start of SAE
Reporting: After ICF obtained
AE / SAE Reporting continues
during study period
Developing Clinical Research Professionals for the Nation
Safety Events Reporting Periods
Medical History
Start of AE Reporting: After ICF obtained
/start dosing?
Start of SAE
Reporting: After ICF obtained
AE / SAE Reporting continues
during study period
End of AE / SAE
Reporting: xx days after last IP dose
(Washout)
Refer to information
found in Protocol or
CRF Guidelines!
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Developing Clinical Research Professionals for the Nation
Safety Events Reporting Periods
Medical History
Start of AE Reporting: After ICF obtained
/start dosing?
Start of SAE
Reporting: After ICF obtained
AE / SAE Reporting continues
during study period
End of AE / SAE
Reporting: xx days after last IP dose
(Washout)
Refer to information
found in Protocol or
CRF Guidelines!
SAE Reporting:
Only if deemed as related to IP
Developing Clinical Research Professionals for the Nation
1. Directly observed events.
e.g. observable rash on skin during PE
2. Events elicited from subject.
e.g. non-directive questioning during study visit
3. Events spontaneously volunteered by study subjects.
4. Laboratory, ECG or other tests’ reports.
e.g. out of reference range lab data or abnormal ECG report
5. Diaries/Data collection instruments.
e.g. AE recorded in the patient’s diary.
Sources of AEs
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AE Reporting
Investigator must review all
protocol-specified investigation
results
(e.g. blood results, CXR, ECG etc)
Investigator must document review
1. Sign & date
2. CS or NCS (for abnormal results)
CS
NCS
Clinically
Significant
Non-Clinically
Significant
Report as AE
1) Seriousness criteria
2) Severity grading
3) Expectedness
4) Causality
Developing Clinical Research Professionals for the Nation
Serious Adverse Event (SAE) Definition
A Serious Adverse Event (SAE) is any untoward medical occurrence
that at any dose:
1. Results in death
2. Is life-threatening
3. Requires inpatient hospitalization or prolongation of existing
hospitalization
4. Results in persistent or significant disability/incapacity
• Substantial disruption to subject’s normal life and
activity.
5. Is a congenital anomaly/birth defect
6. Is a medically important event
• Not immediate life threatening
• May required intervention to prevent any of the above
outcomes.ICH-GCP 1.1.50
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Developing Clinical Research Professionals for the Nation
Serious Vs Severe
Severe
• Describe the intensity (severity) of a specific event (as in mild,
moderate, or severe myocardial infarction).
• The event itself, however, may be of relatively minor medical
significance (such as severe headache).
Serious
• Based on patient/event outcome or action criteria usually
associated with events that pose a threat to a patient’s life or
functioning.
Developing Clinical Research Professionals for the Nation
Expectedness & Causality assessment(Extract from DSRB Investigator’s Manual Edition 3)
1) Unexpectedness – any AE which is not listed in the Investigator
Brochure (IB) / more severe than describe in IB will be considered
as unexpected.
2) Causality – assess based on the following conditions:
a. The event has a reasonable temporal relationship to the
intervention. E.g. event occur after dosing (diarrhoea vs cancer)
b. The event could not have been produced by the
underlying disease states. E.g. hyperthyroidism patient
having migraine
c. The event could not have been due to other non-study
interventions.
d. The event follows a known pattern of response to the
intervention. E.g. study drug cause rash stated in IB
e. The event disappears with cessation of intervention.
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Developing Clinical Research Professionals for the Nation
Who is responsible for
reporting SAE to IRB?
Site is responsible for the documentation, investigation,
follow-up and timely reporting of all SAE to IRB.
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Developing Clinical Research Professionals for the Nation
How to Report SAE to IRB?
CRC identify a potential SAE
Inform PI immediately
PI to assess and determine the:
• Expectedness
• Causality of the SAE
PI report the SAE to:
• DSRB via Expected SAE Report Form or;
• CIRB via Local SAE Report Form
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Developing Clinical Research Professionals for the Nation
What is a SUSAR?
Suspected Unexpected Serious Adverse Reaction
Sometimes during a clinical trial for a certain drug, there may be
serious adverse reactions in subjects given the drug, that may or
may not be dose-related, but are unexpected, as they are not
consistent with current information.
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Developing Clinical Research Professionals for the Nation
What is the difference between
SAE and SUSAR?
An SAE that occurs during research with a medicinal
product is a SAR if there is a certain degree of
probability that the SAE is a harmful and undesired
reaction to the investigational medicinal product,
regardless of the administered dose.
If the SAR is unexpected it is called a SUSAR.
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Developing Clinical Research Professionals for the Nation
Non-local SAE Reporting Periods
Start :
Upon IRB approval
End :
After submission of study closure report form
Developing Clinical Research Professionals for the Nation
DSRB Safety Reporting(Extract from Investigator’s Manual Edition 3)
UPIRTSO: A problem that is
1) Unexpected
2) Related or possibly related
3) Suggests that the research places subjects or others at greater
risk of harm.
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Developing Clinical Research Professionals for the Nation
Always check with your institution for the
latest update on the safety reporting timeline.
DSRB CIRB
Developing Clinical Research Professionals for the Nation
What happen if a reportable SAE is
discovered but there’s insufficient
information?
Report to sponsor and IRB ASAP with the minimum
information.
Provide more information when available promptly.
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Developing Clinical Research Professionals for the Nation
What to do for
unresolved Adverse Events
when subject’s study participation ended?
Follow up until resolved/stabilized, or as stated in
protocol
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Developing Clinical Research Professionals for the Nation
Key Takeaways
• Important to understand what are the differences
between adverse event and serious adverse
event
• Always refer to IRB guidelines for requirements
and timelines to report safety events
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Developing Clinical Research Professionals for the Nation
References
• DSRB Expected Serious Adverse Events (SAE) ROAM Guide (For Site). Available at:
https://www.research.nhg.com.sg/wps/wcm/connect/a056dc80450ae56e9a98de9080
d6b809/ROAM+Guide+to+Reporting+Expected+SAE+for+Site.pdf?MOD=AJPERES
• NHG Investigator Manual 3rd Edition, October 2017
• SingHealth CIRB Reporting Requirement and Timeline for SAE/AE, Version 9, 20
August 2018. Available at:
https://research.singhealth.com.sg/PDF/CentralisedInstitutionalReviewBoard/Timeline
%20and%20Procedures%20for%20Reporting%20of%20SAE%20v9%20-
%20%2020%20Aug%202018.pdf
Thank you for Completing the
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• Study Closure
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