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1

Safety Culture Managementin

High Reliability Organizations

July, 2007

[email protected] [email protected] 1--800800--269269--9994 x37109994 x3710

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Safety Culture Management in High Reliability Organizations   2

 APPLICATIONS

 Aviation Biological Business

Chemical Ethical Environment

Exploration Finance Hazardous

Insurance Medical Military

Nuclear Security Societal

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DEFINITIONS

High Reliability Organization (HRO) An organization that manages a processwith potential impact to human life or

the environment.

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DEFINITIONS

SOESignificant Operating Event. An unexpectedand undesired operating event with minor

to major consequences.

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DEFINITIONS

Ethical AttitudeConcern for the impact of one's behavior onthe welfare of others.

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DEFINITIONS

Safety Culture (OSHA / VPP) An ethical attitude which ensuresactivities are performed without injuring

the people performing them.

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DEFINITIONS

HRO Safety CultureThe ethical attitude throughout a HighReliability Organization which ensures a

hazardous process is managed withoutharm to people or the environment.

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DEFINITIONS

HRO Safety Culture Management

The management activities in a High ReliabilityOrganization that maintain an ethical attitudethroughout the organization.

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DEFINITIONS

Individual HRO Safety Culture

The ethical attitude of an individual workingin a High Reliability Organization thatensures a hazardous process does not harm

people or the environment.

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DEFINITIONS

Safety Culture Quality Management

Managing the component of SOE riskcontributed by human performance. Aquality safety culture maintains the human

performance element of risk ALARA: As Low As Reasonably Achievable .

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DEFINITIONS

Human Performance Safety Culture A human performance based safetysystem that requires maintenance,

monitoring, and quality management likeany safety system.

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DEFINITIONS

Healthy Organization CultureHealthy Organization Culture

 An organization culture where observed An organization culture where observed

behavior aligns closely with statedbehavior aligns closely with statedvalues.values.

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TOPIC

CultureCulture

FundamentalsFundamentalsIndustryIndustry

ObjectiveObjectivePlantPlant

ObjectiveObjective

Role ofRole of

LeadershipLeadership

DamagingDamaging

CultureCulture

RestoringRestoring

CultureCulture

EffectiveEffective

 Assessments AssessmentsManagingManaging

CultureCultureConclusionConclusion

l d l

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ENRONENRON Value Statements: Value Statements:

RespectRespectWe treat others as we wouldWe treat others as we would

like to be treated ourselves.like to be treated ourselves.

Ruthlessness, callousness, andRuthlessness, callousness, and

arrogance don't belong here.arrogance don't belong here.

IntegrityIntegrityWe work with customers andWe work with customers and

prospects openly, honestlyprospects openly, honestlyand sincerely. When we sayand sincerely. When we say

we will do something, we willwe will do something, we will

do it.do it.

Culture Fundamentals

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 A Weak, or Low Quality A Weak, or Low Quality

CultureCulture

is the condition where anis the condition where an

organization'sorganization's behaviorbehavior does notdoes not

align with it's stated, espousedalign with it's stated, espoused

valuesvalues..

Organization BehaviorOrganization Behavior

does not always align with stated (espoused)does not always align with stated (espoused)

values.values.

Culture Fundamentals

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BEHAVIOR BEHAVIOR 

 VALUES VALUES

BEHAVIOR BEHAVIOR 

 VALUES VALUES

Culture ManagementCulture Management

assures that organization behaviorassures that organization behavior

remains aligned with organization values.remains aligned with organization values.

Culture Fundamentals

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• Fuel cladding

• RCS• Containment

What is Safety CultureManagement?

Does not involve maintaining the performance ofprotective boundaries or equipment

Culture Fundamentals

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• Worker• Manager• Internal Oversight

• External Oversight

Safety Culture Management

Involves maintaining protective safety attitudes

Culture Fundamentals

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How does Safety Culture differ

from Organizational Culture?

Culture Fundamentals

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Organization Culture

Safety Culture

SCWE

HRO (Nuclear) Safety Culture

Culture Fundamentals

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Organization CultureSafety, Management, Operations,Engineering, Outage Planning, HR, Training

Safety CultureHRO, Hardhat/OSHA, Electrical,Fire, Security, Medical

SCWE Understanding impact of

actions on others, CommunicationSkills, "Crucial Conversations"

HRO (Nuclear) Safety CultureSCWE , Questioning Attitude, Appreciation ofRisk, Conservative Decision-making, AppendixB Compliance, Procedural Compliance,Engineering Reviews, Human Performance,Training, Learning Organization

Culture Fundamentals

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TOPIC

CultureCulture

FundamentalsFundamentalsIndustryIndustry

ObjectiveObjectivePlantPlant

ObjectiveObjective

Role ofRole of

LeadershipLeadership

DamagingDamaging

CultureCulture

RestoringRestoring

CultureCulture

EffectiveEffective

 Assessments Assessments

ManagingManaging

CultureCulture

ConclusionConclusion

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Industry Objective

INPO

 Analysis of

Significant

Events

Limitied Distribution

Report

Sept 2002

INPO 02-005

 According to a 2002INPO Study of SOEs:

No SOE causal factor ismore frequent than aweak Safety Culture

Safety Culture as a Causal Factor

Industry Objective

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Industry Objective

Better Culture Management needed as

industry becomes More Competitive:

INPO:

Before 2001 there were never more than two US fuel failure

events in any one year, in 2001 there were eight. In 2002there were twelve. In 2003 there were 1262 SOEs, the most

ever in one year.

Due to economic pressure to continually reduce outage

durations, SOEs during refuelings are anticipated to increasein frequency and severity.

Industry Objective

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Industry Objective

INPO:

 “Pressure to continue operating was not observed to be aSOE causal factor prior to deregulation, but since 1993 hasbeen identifed in all but one of the most serious SOEs…

…therefore, given today’s competitive environment, pressureto continue operating may be a notable contributor to futuresignificant events.”

 “This analysis demonstrates that organization influences onindividual behavior often negatively impact the severity ofevents…

…the majority of these events causes and contributors werelargely a result of human behaviors that were instilled in theindividuals by the organizational culture.” 

I d Obj i

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Industry Objective

• appreciation of risks• questioning attitude• conservative approach

INPO identifies Safety Culture as a Causal Factorin 70% of the most Serious SOEs

Lack of:

Industry Objective

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Industry Objective

The Industry should set a goal of reducingsafety culture as a SOE causal factor by50% over the next 10 years.

This means in 10 years we would seesafety culture halved as a causal factor in

future SOEs

Suggested for an Industry GOAL

Industry Objective

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Industry Objective

The first step is to make safety culture

management a normal part of business riskmanagement by adding safety culture to theQA Topical Report for all licensees.

How do we reduce Safety Culture asan SOE Causal Factor?

Industry Objective

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Industry Objective

QUALITY ASSURANCE PROGRAM (QAP)TOPICAL REPORT – NUCLEAR POWER STATION

Policy Statement: this Quality Assurance Program (QAP) Topical Report

has been developed to achieve quality assurance in all activities affectingsafe operations.

QAP 11.0 Testing

QAP 12.0 Test Equipment

QAP 13.0 Handling ShippingQAP 14.0 Inspection Testing

QAP 15.0 Non Conf Materials

QAP 16.0 Corrective Actions

QAP 17.0 QA Records

QAP 18.0 AuditsQAP 19.0 Safety Culture

QAP 1.0 Organization

QAP 2.0 Program

QAP 3.0 Design ControlQAP 4.0 Procurement

QAP 5.0 Procedures

QAP 6.0 Documents

QAP 7.0 Materials and Services

QAP 8.0 Parts and ComponentsQAP 9.0 Special Processes

QAP 10.0 Inspection

Industry Objective

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Industry Objective

• define SC crisply and clearly

• identify measurable attributes• establish acceptance critera• maintain culture above minimal levels.

The next step is for the Industry to

provide guidance on how to:

Industry Objective

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Industry ObjectiveExcerpt from a December 2002 Plain Dealer article

The term nuclear safety culture was introduced after the

Chernobyl disaster in 1986. Pinning down exactly what it means

has proved elusive.

“I think if you were to talk with five different people about what

safety culture is, you’d probably get five different answers,” NRCChairman Meserve said in a recent interview with The Plain

Dealer.

George Apostolakis, a respected Massachusetts Institute ofTechnology nuclear engineering professor who chairs the NRC’s

safety advisory panel, goes further.

“We really don’t understand what an adequate safety culture is

and how to measure it,” Apostolakis said. “Some of mycolleagues with long experience at nuclear plants tell me they

walk into a facility, and 10 minutes later they know whether they

have a good safety culture. But they can’t tell me why.”

TOPIC

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TOPIC

CultureCulture

FundamentalsFundamentalsIndustryIndustry

ObjectiveObjectiveCultureCulture

HealthHealth

Role ofRole of

LeadershipLeadershipDamagingDamaging

CultureCultureRestoringRestoring

CultureCulture

EffectiveEffective

 Assessments Assessments

ManagingManaging

CultureCulture

ConclusionConclusion

Culture Health

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Culture Health

How healthy are the safety cultures atUS nuclear plants?

Weak Weak Weak?Weak? Healthy?Healthy?

Culture Health

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Was The Pre-Event Davis Besse Safety CultureTruly One Of The Very Weakest In The Industry,Or Closer To The Average?

Culture Health

DB?

Weak Weak  HealthyHealthy

Culture Health

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•  An NRC inspection indicated the DB safety culture

was "green" or "good"

• NRC says long production runs tend to correlateto safe plants, and DB was having long runs

• INPO assessments picked up on a few leadershipculture issues, but didn't flag any major ones

• DB had one of the best materiel conditions of anyFENOC plant, 5 million hours without a lost-timeaccident, and one of the lowest operator errorrate in the industry

• The safety metrics of American Nuclear Insurersput DB in the top 20% qualifying it for a discount

 “Pre-event” Davis Besse CultureMetrics:

Culture Health

Culture Health

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Cu tu e ea t

FENOC CEO Peter Burg at 2002 INPOCEO Conference:

 “Indications were that DB was a strong

performing plant…capacity factor of 99.7% in

2001…500 day run…5.5 million hours no lost-time accident…that didn’t raise any red flags with

us, would it with you?” 

Culture Health

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Traditional culture metrics indicated that the DavisTraditional culture metrics indicated that the DavisBesseBesse culture was not weak, many metrics placed itculture was not weak, many metrics placed it

above average.above average.

DB?Weak Weak  HealthyHealthy

DB?

DB?

Culture Health

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Weak Weak  HealthyHealthy

Others?

This begs the following question:This begs the following question: “How many other plants might have safety “How many other plants might have safety

cultures insufficient to prevent a major SOE riskcultures insufficient to prevent a major SOE risk

from developing?”from developing?”

Culture Health

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Weak?Weak? Healthy?Healthy?

Others?

What are the real “red flags” of safety culture?What are the real “red flags” of safety culture?

Traditional culture metrics indicated a healthy culture atTraditional culture metrics indicated a healthy culture at

DB. We now know these culture metrics do not reliablyDB. We now know these culture metrics do not reliably

indicate culture health. The industry continues to workindicate culture health. The industry continues to work

to develop metrics that are truly reliable, and cultureto develop metrics that are truly reliable, and culture

management methods that are truly effective.management methods that are truly effective.

Culture Health

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Plants should be looking for ways to implement

effective culture management. This starts with training

on fundamentals such as:

What should plants be doing right now?

• What is Organizational Culture?

• What is Safety Culture?• What is an HRO?

• What is HRO Safety Culture?

• What affects culture health?

• What is the role of the manager?

TOPIC

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TOPIC

CultureCulture

FundamentalsFundamentalsIndustryIndustry

ObjectiveObjectiveCultureCulture

HealthHealth

Role ofRole of

LeadershipLeadershipDamagingDamaging

CultureCultureRestoringRestoring

CultureCulture

EffectiveEffective

 Assessments Assessments

ManagingManaging

CultureCulture

ConclusionConclusion

Role of Leadership

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Dr. Edgar Schein of MIT:Dr. Edgar Schein of MIT:

"Leaders create culture""Leaders create culture"

Role of Leadership

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Dr. Edgar Schein on Culture:Dr. Edgar Schein on Culture:

• Culture is a phenomenon that

surrounds us at all times and it isbeing enacted and created by ourinteractions with others.

• Culture can be a tool used by

managers to better understand thedynamics of change in theorganization.

• If leaders want to start evolutionary

change they must first understandthe dynamics of culture.

Role of Leadership

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Dr. Edgar Schein on Culture:Dr. Edgar Schein on Culture:

• Cultural understanding is critical for

leadership, and is the determining factorin the choice of leaders within a group ororganization.

• Leaders embed and transmit culture

both formally and informally within anorganization.• The process of culture creation and

management are the essence of

leadership.

Role of Leadership

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“Managers, ask for what you need to hear, not forwhat you want to hear. Subordinates, tell your boss

what they need to hear, not what you think they want

to hear.”

Roger Boisjoly Morton-Thiokol Chief Engineer Space

Shuttle Challenger

NASA ONASA O--Ring Engineer RogerRing Engineer RogerBoisjolyBoisjoly on “ Point Leadership” :on “ Point Leadership” :

Role of Leadership

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 “Safety culture is the “Safety culture is the

central role of leadership” central role of leadership” 

-- INPO Human PerformanceINPO Human Performance

Fundamentals TrainingFundamentals Training

Role of Leadership

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 “Safety culture flows down “Safety culture flows down

from the actions offrom the actions of

senior management.” senior management.” 

-- INSAGINSAG

Role of Leadership

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Leaders Create Culture

Cornerstone concept:Cornerstone concept:

TOPIC

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CultureCulture

FundamentalsFundamentalsIndustryIndustry

ObjectiveObjectiveCultureCulture

HealthHealth

Role ofRole of

LeadershipLeadership

DamagingDamaging

CultureCulture

RestoringRestoring

CultureCulture

EffectiveEffective

 Assessments AssessmentsManagingManaging

CultureCultureConclusionConclusion

Damaging Culture

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Millstone1990’s shutdown event:

What damaged the Safety Culture

prior to the event?

Damaging Culture

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Numerous reports indicated a “shootthe messenger” culture existed,

managers had unwittingly created a

culture of fear.

To a member, the new Millstone senior

management team said the mostdifficult part of recovery by far was:

“Restoring the manager / workertrust relationship”

Damaging Culture

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Where did the culture of fearcome from?

Damaging Culture

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Method says extreme cost

cutting is essentialto survive modern

competitive environments

Reengineering:

"Hottest Management

Trend of the 1990’s"

MIT Computer Science ProfessorDr. Michael Hammer

Damaging Culture

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Millstone Senior Leadership

Philosophy ofExtreme Cost Cutting

"We can no longer afford to be a Cadillac"

"If something is not necessary to do,

it is necessary not to do"

"If you don't like how we must now operate,there are 100 people willing to take your place“

 “Don’t expect loyalty from the company, if you wantloyalty get a dog” 

Damaging Culture

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Improvement suggestions ignored

Numerous examples of "shoot the messenger"Workers afraid to raise concerns

Record # of complaints to NRC (> 50 / yr)

Loss of trust that the plant is operating safely

Millstone Senior LeadershipPhilosophy of

Extreme Cost Cutting

Damaging Culture

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Dr. Michael Hammer today on

 “reengineering”:

 “I forgot about people, I have

learned that people are essential” 

Since the 1990's failure rate ofbusinesses who implemented

rengineering > 70%

Damaging Culture

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How toDestroy a

Safety

Culture

Proven method for destroying a

safety culture:

 “Forget About People” 

The book might as well have beentitled:

 “How to Destroy a Safety Culture” 

How to Destroy a Safety Culture

Damaging Culture

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John Beck's Final Memo to MillstoneJohn Beck's Final Memo to Millstone

Leadership:Leadership:

““Never forget that previous management failed soNever forget that previous management failed so

miserably,miserably, not becausenot because they were not intelligent,they were not intelligent, notnot

becausebecause they did not understand clearly what successfulthey did not understand clearly what successful

economics looked like in a competitive environment...economics looked like in a competitive environment...

...they failed because they were...they failed because they were arrogant, dismissivearrogant, dismissive,, andand

refused to listenrefused to listen to the issues and concerns of the peopleto the issues and concerns of the people

who make this place run.who make this place run.

TOPIC

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CultureCulture

FundamentalsFundamentalsIndustryIndustry

ObjectiveObjectiveCultureCulture

HealthHealth

Role ofRole of

LeadershipLeadership

DamagingDamaging

CultureCulture

RestoringRestoring

CultureCulture

EffectiveEffective

 Assessments AssessmentsManagingManaging

CultureCultureConclusionConclusion

Restoring Culture

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The Big Question:How do you change

a Safety Culture from one ofthe worst in the industry

to one of the best?

Restoring Culture

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“During Millstone recovery, the most

difficult task was restoring the worker /

manager trust relationship”

Lee Olivier,

Manager of Millstone Recovery

Restoring Culture

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 “Show people that you care aboutexcellence and that you care about

them…

…when you do these things you buildtrust coupled with higher expectations”

Formula for Culture Excellence:

Restoring Culture

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Care about excellenceand

Care about people

Cornerstone Concept:

Maintaining a strong organizational safety(and quality, and adaptive) culture requires

that all members of the management teamconsistently show that they:

TOPIC

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CultureCulture

FundamentalsFundamentalsIndustryIndustry

ObjectiveObjectivePlantPlant

ObjectiveObjective

Role ofRole of

LeadershipLeadershipDamagingDamaging

CultureCultureRestoringRestoring

CultureCulture

EffectiveEffective

 Assessments AssessmentsManagingManaging

CultureCultureConclusionConclusion

Effective Assessments

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MIT Professor Edgar ScheinMIT Professor Edgar Schein

on culture assessment:on culture assessment:

Observe the artifacts of the culture: what do you see,Observe the artifacts of the culture: what do you see,

hear and feel?hear and feel?

Do the shared tacit assumptions (the real culture) alignDo the shared tacit assumptions (the real culture) align

with the espoused values (the stated culture)?with the espoused values (the stated culture)?

OrganizationalOrganizational

Culture ExpertCulture Expert

D thDoes the lkwalk t h thmatch the t lktalk??

Effective Assessments

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Does theDoes the walk walk match thematch the talk talk ??

Culture is assessed by reviewing the observed behaviorCulture is assessed by reviewing the observed behavior

(artifacts) and evaluating whether the observed(artifacts) and evaluating whether the observed behaviorbehavior

alignsaligns with the stated (espoused) values,with the stated (espoused) values, oror if there areif there are

other beliefs for how people should behave in theother beliefs for how people should behave in theorganization (shared tacit assumptionsorganization (shared tacit assumptions – – the actualthe actual

culture).culture).

BEHAVIOR BEHAVIOR 

 VALUES VALUESBEHAVIOR BEHAVIOR 

 VALUES VALUES

Do the artifacts (the evidence)Do the artifacts (the evidence)indicate alignment of behavior and values:indicate alignment of behavior and values:

Effective Assessments

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Schein on Culture Surveys:Schein on Culture Surveys:Surveys aloneSurveys alone don'tdon't work work ..

Surveys can indicate only in a general way whetherSurveys can indicate only in a general way whetherespoused values are being metespoused values are being met

Focus groups are needed to identify the true culture,Focus groups are needed to identify the true culture,

the “shared tacit assumptions".the “shared tacit assumptions".

The survey data is almost irrelevant, it’s theThe survey data is almost irrelevant, it’s the

conversations around the survey, and the actionsconversations around the survey, and the actions

based on those conversations that are important.based on those conversations that are important.

Conclusions:Conclusions:

Effective Assessments

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Conclusions:Conclusions:

In a large organization (such as a nuclear plant) it is notIn a large organization (such as a nuclear plant) it is not

practical to regularly hold culture focus groups with allpractical to regularly hold culture focus groups with all

workers, so cultureworkers, so culture surveys are necessarysurveys are necessary..

Surveys shouldSurveys should notnot attempt to answer every conceivableattempt to answer every conceivable

culture question, because 1) there are hundreds ofculture question, because 1) there are hundreds of

possible questions and 2) it is not possible to discernpossible questions and 2) it is not possible to discern

the true culture in this manner.the true culture in this manner.

The survey should ask only aThe survey should ask only a few general questionsfew general questions thatthat

flag general areas where the culture is suspect. Theflag general areas where the culture is suspect. The

actual culture (the shared tacit assumptions) are thenactual culture (the shared tacit assumptions) are thendetermined from adetermined from a focus group discussionfocus group discussion..

Effective Assessments

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Survey / Focus MethodSurvey / Focus Method

The method was field tested at Millstone in the fallThe method was field tested at Millstone in the fall

of 2000of 2000

Simple surveys with general questions were filledSimple surveys with general questions were filled

out by staff out by staff 

Simple feedback methods were used: answersSimple feedback methods were used: answers

were binned as "good", "neutral", or "needs morewere binned as "good", "neutral", or "needs morefocus"focus"

Culture reports were given to managersCulture reports were given to managers

 Acceptance criteria: if more than one third of the Acceptance criteria: if more than one third of thestaff reported problems, the need for astaff reported problems, the need for a focus groupfocus group

was indicatedwas indicated

John SorensonNRC ACRS S f t C lt E t th f

Effective Assessments

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NRC ACRS Safety Culture Expert, author ofMethodology Study “Safety Culture a Survey of theState of the Art” comments on this method:

The idea of using leadership culture as a surrogate forsafety culture is a good one. The conceptual frameworklooks relatively complete

The importance of suitable metrics shouldn't beunderestimated. There is a reasonable chance thatmanagement could accept this kind of measurement.

 A very promising approach, one that has a good chance ofadvancing the "state-of-the-art."

TOPIC

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CultureCulture

FundamentalsFundamentalsIndustryIndustry

ObjectiveObjectiveCultureCulture

HealthHealth

Role ofRole of

LeadershipLeadershipDamagingDamaging

CultureCultureRestoringRestoring

CultureCulture

EffectiveEffective

 Assessments Assessments

ManagingManaging

CultureCulture

ConclusionConclusion

Managing Culture

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National Institutes of Health

on dieting:

Within five years 95-98% of people who lose weight gain itback, and 90% gain back more weight than they lost.

Only 2-5% succeed. The failure of weight loss programs isso great that a leading researcher has said:

"Dieting is the leading cause of obesity inthe US."

Do Diet Plans work?

Managing Culture

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Diet managementplans.

The authors andmany people claimthey work.

The evidenceindicates more often

than not, they donot work 

 ATKINS

DIETPLAN

SOUTH

BEACHDIET

GRAPEFRUIT

DIET

FIRMDIET

PLAN

Managing Culture

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INPOHUFUNDA MENTALS

DAVISBESSE

SOER 

INPONew 8PRINCIPLES!

INSAG15How

to...

Safety culturemanagement plans.

The authors andmany people claimthey work.

The evidenceindicates more often

than not, they donot work 

Managing Culture

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• 1. Everyone is responsible for nuclear safety.

• 2. Leaders demonstrate commitment to safety.• 3. Trust permeates the organization.• 4. Decision-making reflects safety first.• 5. Nuclear technology is recognized as unique.

• 6. A questioning attitude is cultivated.• 7. Organizational learning is embraced.• 8. Nuclear safety undergoes constant examination.

How do we make this happen?

INPO’s New “Principles for aStrong Safety Culture”

Managing Culture

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Rickover’s “Principles for Doing a Job”

Ownership

”A person doing a job - any job - must feel that he owns it and

that he will remain on that job indefinitely. Lack of commitmentto the present job will be perceived by those who work for him,

and they will also tend not to care. If he feels he owns his job

and acts accordingly, he need not worry about his next job.”

Responsibility

”Along with Ownership comes the need for full acceptance of

full responsibility for the work. Shared responsibility means

that no one is responsible. Unless one person who is trulyresponsible can be identified when something goes wrong,

then no one has really been responsible.”

Managing Culture

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Rickover’s “Principles for Doing a Job”

 Attention to Detail

”A tendency among managers, particularly as they move to

higher positions, is to think they no longer need to beconcerned with details. If the boss is not concerned about

details, his subordinates also will not consider them important.”

Priorities

”If you are to manage your job, you must set priorities. Too

many people let the job set the priorities. You must apply self-

discipline to ensure your energy is applied where it is most

needed.”

Managing Culture

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Rickover’s “Principles for Doing a Job”Know What is Going On

”You must establish simple and direct means to find out

what is going on in detail in the area of your

responsibility. I require regular periodic reports directly tome from personnel throughout my program.”

Hard Work

”For this, there is no substitute. A manager who does not

work hard or devote extra effort cannot expect his people

to do so. You must set the example. Hard work

compensates for many short- comings. You may not be

the smartest or most knowledgeable person, but if you

dedicate yourself to the job and put in the required effort,

your people will follow your lead.”

Managing Culture

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Rickover’s “Principles for Doing a Job”Checking Up

”An essential element of carrying out my work is the need to

have it checked by an independent source. Even the most

dedicated individual makes mistakes.”

Facing the Facts

”Another principle for managing a successful program is toresist the natural human inclination to hope things will work

out, despite evidence or doubt to the contrary. It is not easy

to admit that what you thought was correct did not turn out

that way. If conditions require it, one must face the factsand brutally make needed changes despite considerable

costs and schedule delays. The man in charge must

personally set the example in this area.”

TOPIC

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CultureCulture

FundamentalsFundamentalsIndustryIndustry

ObjectiveObjectivePlantPlant

ObjectiveObjective

Role ofRole of

LeadershipLeadershipDamagingDamaging

CultureCultureRestoringRestoring

CultureCulture

EffectiveEffective

 Assessments Assessments

ManagingManaging

CultureCulture

ConclusionConclusion

Conclusion

Is Culture Management Working?

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Ownership

Someone needs to own safety culture. The owner should be

the organization CNO – the Chief Nuclear Officer.

Responsibility

INPO’s “Principles for a Strong Safety Culture” states that

everyone is responsible for nuclear safety. The document

should also have said that the management team isresponsible for maintaining an acceptable safety culture

throughout the organization. As Rickover pointed out “shared

responsibility means that no one is responsible”. Managers

need to understand they are responsible for the quality of theculture and need to view safety culture as an important (as

INPO says “central”) responsibility.

Conclusion

Is Culture Management Working?

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 Attention to Detail

We need to look at the elements of culture in greater

detail, and help managers understand and address the

details that are adverse to quality.

Priorities

Effective quality management for culture requires senior

management commitment, adequate resources,

manager / worker training and training to develop culture

subject experts (culture coaches) similar to the Six Sigmaprogram and the Six Sigma “black belts”.

Conclusion

Is Culture Management Working?

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Know What is Going On

Managers are sometimes the last to know when manager /

worker trust relationships have been significantly

weakened or damaged.

Hard Work

Safety Culture is a human performance safety systemrequiring maintenance, monitoring, and quality

management like any other safety system. Safety Culture

does not presently receive the level of maintenance

provided almost any other safety system. Promotingunderstanding in this area is a major goal of this

presentation.

Conclusion

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Is Culture Management Working?

Checking UpRickover: ”An essential element of carrying out my work is the need

to have it checked by an independent source.” We let managers

guess at the healthy of the culture within their areas of responsibility.

We need to create better assessment tools for managers. Promoting

understanding in this area is a major goal of this presentation.

ConclusionIs Culture Management Working?

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Facing the FactsRickover: “If conditions require it, one must face the facts and brutally

make needed changes despite considerable costs and scheduledelays. The man in charge must personally set the example in this

area.”

There are always a few managers who (in the words of Lee Olivier)

“just don’t get it” and are unable to effectively manage culture. An

unfortunate but essential part of effective culture management at the

senior leadership level is to make management replacements when

and where necessary. In an HRO, it is a liability to have managers in

safety sensitive areas who are effective at production management

but ineffective at safety culture management. Lee Olivier would saythis is the most important single fact in safety culture management

that senior managers often will not face.

Conclusion

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To Improve, Culture Management in theNuclear Power Industry will require:

• An improved definition of safety culture• Development of reliable assessment methods

• Development of quality assessment criteria

• Addition of SC to the QA Topical Reports (NRC)• Culture training for managers, workers and SMEs

• Regular SC assessments, maintenance and QA 

• Development of more effective NRC regulations

• Improved guidance from INPO

• Improved understanding throughout the industry