Dinh V* San

s6: 3430 /CHK-ANHK V/v twang dan bao dam ANHK

hang h6a, buu girl qua earth, trung chuyen.

BO GIAO THONG VAN TAI LONG HOA XA HQI CHU NGHIA VIFT NAM CFTC HANG KHONG VitT NAM Di)e Tkr do - Hanh phtle

Ha 11joi, ngay 02...thang 8 ?Vim .2619

Kinh • C4ng vu hang khong mien Bic, Trung, Nam; - Tong ding ty Gang hang khong Viet Nam-CTCP; - Tong cong ty Hang khong Viet Nam-CTCP; • Cac hang hang khong: VietJets Air, Jetstar Pacific,

BamBoo; Cang hang khong quoc to Van D6n.

Can cir Nghi dinh so 66/2015/ND-CP ngay 12/8/2015 ctla Chinh ph Nha chirc trach hang khong;

Can cir Th6ng ttr so 13/2019/TT-BGTVT ngay 29/3/2019 dm BO B6 Giao thong van tai ye Chuang trinh an ninh hang khong va ki6m soat Chat Itrang an ninh hang khong Viet Nam;

Can cir Annex 17 dm ICAO tai ban tan thin nam 2017 (diem 4.6.9 va 4.6.11); Doc 8973/10;

Thirc hien quy dinh cua phap WO, ye bao damm an ninh hang, khong do vai hang hoa, buu grir' i qua canh, trung chuyen va khac phkic cac khuyen cao cua Cuc An ninh giao thong van tai Hoa KS/ sau Oft danh gia cong tac bao dam an inh hang khong (ANHK) tai mOt , cang hang khong, san bay cila Viet Nam,, Cuc Hang khong Viet Nam (Cuc HKVN) huang dan cong tac bao dam ANHK do voi hang hea, buu gfri qua canh, trung chuy6'n (chi till kern then Cong van nay).

Cuc Hang khong Viet Nam yeu cAu cac ca quan, dan vi nghiem tuc va khan truang thuc hien./.

- Nhu tren; - Cic twang (de b/c); - Cac phang: Phap cht, TT K,

VTHK, QLCHK, SB; - Luu: VT, ANHK (Tuan.xbn).

HITONG DAN

CONG TAC BAO DAM AN NINH HANG KHONG DOI V61 HANG HO

WU Gel QUA CAM, TRUNG CHUYEN

(Kern then Cong van so 33-30 /CHK-ANHK ezia Cue IIKVAT ngayM/20.119)

I. Can cu phap 1.5T: 1. Nghi dinh s6 66/2015/ND-CP ngay 12/8/2015 cua Chinh phu ve Nha

chfrc trach hang khong. 2. Thong to so 13/2019/TT-BGTVT ngay 29/3/2019 dm BO truang B0

Giao thong van tai ye Chuang trinh an ninh hang khong va kiem soat chAt 1 ong an ninh hang khong Vi't Nam.

3. Annex 17 cua ICAO tai ban tan thCr muoi nam 2017 (di6m 4. 4.6.11).

4. Doc 8973/10. II. Nguyen tic: 1. Hang hoa, buu giri qua canh, trung chuyen phai dugc soi chieu, iam

sat ANHK nhu hang hoa, buu giri xuat phat, tit twang hop tai muc 2 dual clay. 2. Hang h6a, buu gfri qua canh, trung chuyen khong phai ki6rn tra A HK

khi co xae nh4n bang van ban hoc niem phong xac nh4n viec kiem tra A HK da dugc thuc tai diem xuat phat va thu0c mOt trong cac twang hop sau:

Hang Ma, buu giri qua canh, trung chuy6n khong khei khu vuc han the dong thai co su giam sat ANHK thich hop lien tuc hoc khong tai khei tau bay, san do tau bay;

- Hang hOa, buu giri qua canh, trung chuyen dugc van chuyen dr sap d8 tau bay vao khu vuc luu gitt hang hoa qua khu vuc cong Ong va ngugc lai 41/ge niem phong an ninh va co bin phap giam sat an ninh thich hop lien tuc tjong qua trinh van chuy& de ngan ngira vic dua tra* phep vat pham nguy hiemi vao hang Ma, buu giri.

, 3. Hang hang khong van chuyen hang Ma, buu g(xi qua canh, hungchuyen den phai giri to khai an ninh' cho nguai khai thac cang hang khong san bay va hang hang khong van ch9yen 10 hang hoa, buu giri di, nOi dung *rig bao bao gem cac thong tin toi thieu nhu sau 2:

(1) unique identification reference of the regulated agent issuing the seckcrity status to the consignment;

(2) unique means of reference, such as the air waybill number, house waybill number or tracking number;

(3) content of the consignment and/or indication of consolidation, if any; (4) origin of the consignment;

1 Diem 13.5.7.22 va diem 13.5.7.40 — Doc 8973/10. 2 Diem 13.5.7.23 — Doc 8973/10.

(5) destination of the consignment;

(6) the security status of the consignment, identified with a three igit alphabetic code, stating whether it is secure for:

• passenger, all-cargo and all-mail aircraft (SPX); • all-cargo and all-mail aircraft only (SCO); or • passenger, all-cargo and all-mail aircraft, in accordance with

high-risk requirements (SHR);

(7) the reason the security status was issued, indicating whetherl the consignment is:

• received from an approved known consignor (KC); • received from an account consignor (AC); • screened using appropriate screening methods (identifiel by

three-letter codes as specified above); or • exempted from screening (grounds for exemption identifie b

three-letter codes as specified above);

(8) unique identification number of any regulated agent accepting the security status and stating that the consignment has been kept secure and not tampered with while in its custody;

(9) name or unique identification number of a regulated agent staff member with the proper training and authority to issue the security status stated ii? the declaration;

(JO) date and time when the security status was issued if reques e regulation; and

(11) warning that any false declaration will lead to criminal prosecutin, permissible by law.

Mau bao cao: Phu lvc 33 — Doc 8973/10 gm kern cong van nay. 4. Viec "xac nhan bang van ban hoc niem phong xac nhan viec kier tra

ANHK da ducyc thuc hien tai diem xuat phat" neu tai khoan 2 mvc II huan dan nay dugc hi6'u va chap thuan nhu sau:

Neu to khai an ninh (mvc ve tinh tang an ninh) ghi ma code "S R": Chi chap nhan chuyen chi hang h6a, buu gui tren tau bay chuyen van chuyen hang h6a hoc tau bay van chuyen hanh khach va hang hoa neu da thuc hien dung quy trinh neu tai khoan 1 mvc III huo.'ng dan nay;

- Neu to khai an ninh ghi ma code "SCO": Chi chAp nhan chuyen cha hang h6a, buu gixi tren tau bay chuyen van chuyen hang hoa neu da thkrc hi.101 dung quy trinh neu tai khoan 2 mvc III hung an nay;

Ne'u to khai an ninh ghi ma code "SCO": Chi chAp nhan chuyen cha an hoa, buu gtr' i ten tau bay chuyen van chuyen hang h6a hoc tau bay van ch yen hanh khach va hang hoa neu da thkrc hien dUng quy trinh neu tai khoan 3 miic III huftg dan nay;

- Neu to khai an ninh ghi ma code "SPX": Chi chap nhan chuyen chi hang Ma, buu giri neu da thuc hien dung quy trinh neu tai khoan 4 mvc III twang dani nay.

5. BiC'n phap "Oam sat an ninh hang khong thich hop lien tic" ne tai gach dau dong thir nhat, khan 2 mix II huang dAn nay doge thirc 11i0 • ang nhan vien kiem sat ANHK trkrc tiep giam sat ho4c duce thirc hii0 bang han vien kiem sat ANHK giam sat qua ca-me-ra hoac ket hop ca hai bin phap ren.

6. Bien phap "giam sat an ninh hang khOng thich hop lien tic" ne tai gach dau dong thin hai, khoan 2 mvc II hung dan nay dugc t vc hien n ix s. u:

, a) TrtrOng hop niem phong an ninh hang khong dugc thirc theo each ma neu hang hoa, buu gui dugc niem phong bi tac Ong, khong con nguyerl vcn thi niem phong ANHK se bi b6c, gO. ho4c hang: Vic giam sat lien tic ttitrge thvc hi0 bang nhan vien kiem sat ANHK trvc tiep giam sat hoac dugc thirc h* bang nhan vien kiem sat ANHK giam sat qua ca-me-ra ho4c ket hop Ca hai bien phap ten;

b) TnxOng hop niem phong an ninh hang khong dugc thkrc hien theo each ma neu hang Ma, buu gui dugc niem phong bi tac dOng, khong con nguyen vcn nhung niem phong, ANHK khong bi hong: Vic giam sat lien tic doge thirrc hien bang nhan vien kiem sat ANHK true tiep ho4c dugc thvc hi0 bang nhan vien kiem sat ANHK trvc tiep giam sat ket hop giam sat qua ca-me-ra.

7. TrtrOn hop hang h6a, buu gfri qua canh, trung chuy6n co van ban xac nhAn da ,qua kiem tra, soi chieu ANHK (nhung khong dan niem phong A111-1K) dugc chat xep vao thong hang rieng thi khong can dan niem phong ANHK fl.rcc khi dua len tau bay. Tru?mg hop hang Ma, buu gfri qua canh, trung chuyilin da co van ban xac nhOn da qua kiem tra, soi chi6u ANHK (nhung khong dan niem phong ,ANHK) dugc chat xep vao thong hang chung vOi hang h6a, buu girt da qua kiem tra ANHK thi thong hang phai dugc dan niem phong ANHK tn.* khi dua len tau bay.

8. Khi kiem tra soi chieu hang hoa qua canh, trung chuyen, vi& kiem tra giay doge thvc tren ca soi ma hang hang khong cung cap !the° huang dAn nay.

9. DM voi cac hang hang khong co yeu cau ve bao dam ANHK cad, flan quy dinh tai hung dan nay, hang hang khong co trach nh*n thong b0 cho ng}r6i khai thac cang hang khong, san bay, lvc luting ki6'm sat ANHK bitt de thong nhat thvc hien theo de nghi dm hang hang khong, chi phi do hang hang khong chiu trach &km.

III. Quy trinh Ira trach nhqm bao dam ANHK doi voi hang hoa btru girl qua canh, trung chuyen tai cang hang khong, san bay

1. Truing luip toy khai an ninh cfia lo hang Iia, bum gu'i qua canh, trung chuyen co ma code ghi "SHR" ho4c lo hang hoa, bum girt khong dap irng quy djnh tai khoan 2 muc II hulimg an nay

, Chi chAp nhan chuyen ch6 hang ha, buu gui tren tau bay chuyeni van chuyen hang h6a hoac tau bay van chuyen hanh khach va hang Ma neu dalthvc hi'n dung quy trinh dtrai day:

1.1. Bir&c Thong bao ngay sau khi tau bay chat hang hoa, buu girt qua canh, trung chuyen ha canh:

a) Trach nhiem ctia hang hang khong van chuyen to hang hoa, den:

Gfri to khai an ninh bang van ban in giay hoac van ban din tir,cho ngtrei khai thac cang hang khong, san bay va hang hang khong van chuyen 16 hang h6a, buu giri di. ThO.i gian gui to khai an ninh phai bao dam du de cac di)anh nghi4 lien quan tai cang hang khong thirc cong tac chuan bi can

b) Trach nhiem cua nguoi khai thac cang hang khong, san bay: Tiep nhan thong tin tir hang hang khong van chuy6n 16 hang h6a, buu

giri den va thOng bao loi cho 1-tic ltrcIng kiem soat ANHK; - Chu tri to chirc phi hqp bao dam ANHK cho 10 hang hoa, buu gtri qua

canh, trung chuyen. c) Trach nhiem cila hang hang khong van chuyen 10 hang hoa, buu gtri di:

nhan thong tin tir hang hang khong van chuyen 10 hang hoa, btru gin den;

- Thong bao cho ngtreri khai thac, cang hang khong, san bay ve: 1(.6,hboch van chuyen 10 hang hoa, buu giri di (neu co that dt)i); ke hoach di chuyen, ltru gia. 16 hang hoa, buu gui trong khi ch6 van chuyen di;

Phoi hqp bao dam ANHK cho 16 hang Ma, buu gui qua canh, trung chuyen.

1.2. Btrarc 2:Bao dam ANHK doi vai hang h6a, buu gui qua canh, trung , chuyen:

, a) Trach nhiem dm hang hang ,khong van chuyen 10 hang h6a, buu gui den (ho*ac hang hang khang van chuyen 16 hang h6a, btru girl di lay theolth6a thuan giaa arc hang hang khong):

- To chic beic dO., di chuyen 16 hang hoa, btru girl qua canh, trung chuyen d6n: (i) diem kiem tra ANHK de kiem tra ngay hoac (ii) di chuyen 16 hang, hoa, btru gui ra khoi khu vtic hon the cang hang khong, san bay (de ltru gilt 4oai khu vi,rc ch6 va dua loi vao khu hon the va,o thoi gian sau do de `thkrc hi10 chuyen bay di).

Trong qua trinh boc &Cr, chat xep, hilt gilt va di chuyen 16 hang hoa, buu gui, phai bao dam: (1) 16 hang h6a, buu giri phai duvc tach biet voi hang h6a, tutu gird da qua kiem tra an ninh hang killing; (2) tat cangurYi, phumg do vat tiep xuc voi 16 hang hOa, buu giri phai duov tach biet hang1h6a, do vat, phwang tien del qua kiem tra an ninh hang khong; (3) &tong di Owen va ngu.61, phumg tien, de, vat flip xfic vai 16' hang h6a, buu gui phai &roc 'glen sat an ninh hang kW/7g lien tuc cho den khi ra kh6i khu mac hon che.

b) Trach nhiem cua ngtro.i khai thac cang hang khong, san bay: • Chti tri, phi hqp vai cac co quan, don vi lien quan thong nhAt &rim, di

chuyen, diem kiem tra ANHK vai 10 hang h6a, buu gfri; - Thong bao va yeu cAu litre luvng ki6m sok, ANHK thkre hien: giam sat

ANHK, bao dam trong qua trinh b6c d.6, chat xecp, di chuyen, hilt gift 10 fang hoa, buu gth th' (I) 16 hang hoa, buu girl phai dwor tach biet vol hang hoa, btru

giri AI qua kiem tra an ninh hang khong; (2) tat ca ngtroi, phtrang Wen, d vat trop xtic val 16 Wang hoa, buu gui phai cluvc tach biet vai nguexi, hang ha , do vat, phtrang tien qua kiem tra an ninh hang khong; (3) dtrOwg di chug va

eli, phirang tien, do vat tiep xuc Vol 16 hang hoa, buu gui phai &coy giaM sat an ninh hang khong lien tuc cho den khi ra khai khu vyy hgn che;(4) tot ca nproai, phtrang tien, cho vat tiep xfic vai 16 hang hoa, buu gui khi quay lai vao, hogt d(ng tai khu vtrc hgn che phai duvc kiem tra ANHK; (5) kiem tra, dart tem niem phong ANHK, giam sat ANHK lien tuc khi 16 hang hoa, btru gui dtrov dtra tra lgi khu vtrc hgn che.

c) Trach nhiem cila hang hang khong van chuyen to hang hoa, buu gui di: - Phi h9p thuc hin cac bin phap theo trach nhim cua nguei khai thac

cang hang khong, san bay tai muc b truomg h9p nay; • Bao dam hang h6a, buu girl dugc chAt x6p len tau bay sau khi da thuc

hie'n dung quy dinh tai huang dan nay; • Chiu trach nhim chi phi kiem tra soi chieu, bao dam ANHK clo to

hang hoa, buu giri tai cang hang khong, san bay. 2. Truftg hop to' khai an ninh elm to hang heti, biru gui qua canh,

trun chuyen co ma code ghi "SCO" va hang hea, bum gui thy kien van chuyen di teen tau bay chuyen van chuyen hang hea

Chi chAp nhan chuyen cho hang hoa, buu gCri tren tau bay chuyen; van chuyen hang h6a ri6u da thuc hien dung quy trinh duoi day:

2.1. Birk 1: Trach nhim thong bao ngay sau khi tau bay cha hang hoa, buu gCri qua canh, trung chuyen ha canh:

a) Hang hang khong van chuyen lo hang hoa, buu gui den: Gfri to khai an ninh bang van ban in gia'y hoac van ban din tir cho nIgueYi

khai thac cang hang khong, san bay va hang hang khong van chuyen 10 hangh6a, buu gui di. Th6i gian gfri khai an ninh phai bao dam cac dipanh ghi0 quan tai cang hang khong thuc cong tac chuan bi canthiel

b) Nguoi khai thac cang hang khong, san bay: Tiep nh4n thong tin tir hang hang khong van chuyen to hang h6a buu

girl den va thong bao lai cho luc lugng kiem sok ANHK; - Chfi tri t6 chile ph6i hgp bao dam ANHK cho to hang hoa, buu gur qua

canh, trung chuyen. c) Hang hang khong van chuyen lo hang hoa, buu gui di:

Tip nh4n thong tin tCr hang hang khong -On chuy6n to hang hoa, buu gCri den;

• TtiOng bao cho ngtreli khai tilde cang hang khong, san bay ve: k6„ poach van chuyen 10 hang hoa, buu gui di (neu co that' d6i ke hoach di chuyeni, km gill 18 hang Ha, buu giri trong khi chi van chuyen di;

- Phoi hop bao dam ANHK cho lo hang hoa, buu gui qua canh, rung chuyen.

2.2. Btthc 2: Trach nhiem bao dam ANHK doi vai hang hoa, buu gir qua canh, trung chuyen:

a) Hang hang khong van chuyen to hang hoa, buu gui den (hoeic cing hang khong van chuyen 16 hang hoa, buu gici di — tidy theo thoa thuan gift cac hang hang khong):

- N'L hang hoa, buu gui dugc chuyen xuOng khoi tau bay, trong qua trinh b6c d6, chat xep, luu gift va di chuyen 16 hang h6a, buu gui, phai bao dam 16 hang hoa, buu gui phai dugc tach biet vai hang hoa, buu gui da qua kiem tra an ninh hang khong;

Phi hgp thirc hien quy trinh tai tiet b ben &raj.

b) Trach nhiem cua ngtthi khai that cang hang khong, san bay: ThOng bao va yeu cAu lkre lugng kiem soat ANHK: • Bao dam ANHK cho tau bay gang khai thac theo quy dinh;

Giam sat an ninh hang khong lien tvc to hang hoa, buu gfri khi di chuyen, tuft gift trong khu vtrc han che neu 10 hang h6a xuOng khoi tau bay va khong ra khoi khu vvc han che;

Giam sat an ninh hang khong ien tic 16 hang hoa, buu gui k1 i di chuyen, luu gift ngoai khu vvc han che neu 10 hang hoa dugc di chuyen xliong khoi tau bay, ra khOi khu vvc han che va hang hang khong thue giam sat ANHK;

Kim tra an ninh hang khong 10 hang hoa, buu gui khi vao khu vkr0 han ch6 neu tnrac da 10 hang h6a, buu girl dugc di chuyen xu6ng khoi tau bay, ra kW)* khu vvrc han che va khong dugc lkrc krong kiem soat ANHK giam sat lien tuc.

c) Trach nhiem dm hang hang khong van chuyen 10 hang Ma, buu gui chi:

• Phoi hop thvc 10n cac bien phap theo trach nhiem cua ngtrai khai that cang hang khong, san bay tai mvc a tnthng hop nay;

- Bao dam hang hoa, buu giri dugc chAt x6p len tau bay sau khi da thvc hien dung quy dinh tai huang clan nay;

• Chiu trach nhiem chi phi kiem tra soi chieu, bao dam ANHK cl o to hang hoa, buu gui tai cang hang khong, san bay.

3. Trilling hqp to. khai an ninh cua lo hang hoa, bu'u gui qua trung chuyen co ma code ghi "SCO" va hang hoa, buu girl dir kien van chuyen di tren du bay in chuyen ket hqp hanh khach va hang hoa

Chi chAp nhan chuyen cho hang hoa, buu gui tren tau bay chuyen l van chuyen hang hoa hoac tau bay van chuyen hanh khach va hang Ma neu dal thkrc hien dung quy trinh duai day:

3.1. BirOc Thong bao ngay sau khi tau bay cho. hang Ma, buu gui qua canh, trung chuyen ha canh:

a) Trach nhiem cua hang hang khong van chuyen to hang hoa, buu gui den:

Gui to khai an ninh bang van ban in giay ho4c van ban din tfxcho n trai khai thac cang hang khong, san bay va hang hang kh8ng van chuyen to ang hoa, buu gfri di. Thai gian girl to khai an ninh phai bao dam du d6 cac d anh nghiep lien quan tai cang hang khong thvc hien cong tac chuan bi can thie

b) Trach nhiem cua ngtrai khai thac cang hang khong, san bay: Tiep nhAn thong tin tir hang hang khong van chuyen lo hang h6a, buu

gin den va thong bao lai cho luc ltrong kiem soot ANHK; - Chit tri to chirc phi hop bao dam ANHK cho 10 hang h6a, buu gui qua

canh, trung chuyen. c) Trach nhiem dm hang hang khong van chuyen to hang hoa, buu girl di:

Tiep nhan thOng tin to hang hang kh8ng van chuyen 10 hang h6a, buu giri den;

- Thong bao cho ngtrai khai thac cang hang khong, san bay ye' : ker,hpach van chuyen lo hang hoa, buu gfri di (neu co that' clop; ke hoach di chuyen; kru gift lo hang Ma, buu gui trong khi cho van chuyen di;

• Ph6i hgp bao dam ANHK cho 10 hang hoa, buu gfri qua canh, trung chuyen.

2.2. Buck 2: Bao dam. ANHK doi vai hang hoa, buu giri qua canh, trung chuyen:

, a) Trach nhiem ctla hang hang ,khong van chuyen 18 hang hoa, buti guide Maki hang hang khong v chuyen 16 hang hoa, buu girl di — tiny theolthoa thuan giria cac hang hang khong):

- To chirc boc da, di chuyen 10 hang hoa, buu gui qua canh, trung chiiy& den: (i) diem kiem tra ANHK de kiem tra ngay hoc (ii) di chuyen lo hanglhoa, buu grid ra khoi,khu vvc han the cang hang khong, san bay (de km gift ,rigoai khu vvc che va dua lai vao khu vt..rc han che vao thai gian sau do de thuc hien chuyen bay di).

Trong qua trinh boc da, chat xep, luu gift* va di chuy6n 10 hang hoa,; buu gui, phai bao, dam 10 hang hoa, buu gui phai duvc tach biet vai hang hoa, buu gui da qua kiem tra an ninh hang khong.

b) Trach nhiem cua nguai khai thac cang hang khong, san bay: Thong bao va yeu cAu lac lacing kiem soot ANHK: - Bao dam ANHK cho tau bay clang khai thac theo quy dinh; • Giam sat an ninh hang khong lien tvc 10 hang Ma, buu gui khi di *yen

tir tau bay den diem kiem tra ANHK hoc di chuyen ra khoi khu vuc han ch • Kim tra, dan tern, giam sat ANHK lien tvc to hang hoa, buu gui khi

quay tra lai khu virc han che. c) Trach nhiem dm hang hang khong van chuyen lo hang hoa, buu gui chi - Phoi hcp thuc hien cac bien phap theo trach nhiem cua ngtrai khai thac

cang hang khong, san bay tai mvc a truang hop nay; - Bao dam hang Ma, buu gui dithc chAt x6p len tau bay sau khi da thuc

hien dung quy dinh tai huang dan nay; Chiu trach nhiem chi phi kiem tra soi chieu, bao dam ANHK cl o to

hang hoa, buu gui tai cang hang khong, san bay. 4. Truirng h9p to khai an ninh ciia lo hang h6a, giri qua can

trung chuyen CO ma code ghi "SPX" Chi chAp nh'an chuyen cha hang hoa, buu gui neu thkrc hien dung quy trinh

dtrai day: 4.1. Back 1: Trach nhiem thong bao ngay sau khi tau bay cho hang hoa,

buu giri qua canh, trung chuyen ha canh: a) Trach nhiem hang hang khong van chuyen o hang Ma, tr4 gui ,

den: Gui ti khai an ninh bang van ban in giay ho4c van ban dien tit cho nguii

khai that cang hang khong, san bay va hang hang khong van chuy, lo ZanghOa, buu gui di. TWA gian gui ti khai an ninh phai bao dam du cac, dpanh nghiep lien quan cang hang 'thong thkrc hien cong tac chuan bi can thie

b) Trach nhiem cua nguii khai that cang hang khong, san bay: - Tiep n.h4n thong tin tir hang hang khong van chuy& to hang hoa, Liu

gui den va thOng bao lai cho lye ltrong kiem soat ANHK; - Chi" tri to chirc pht)i hop bao dam ANHK cho lo hang hoa, buu girl qua

canh, trung chuye'n. c) Trach nhiem dm hang hang khong van chuyen 18 hang hoa, buu di:

Tip nh'.an thong tin tix hang hang khong van chuy6n 10 hang hoa, btxu gin den;

- Thong bao cho nguii khai that cang hang khong, san bay ve: kehloach van chuyen lo hang hoa, buu gui di (neu c(5 that' dtii); ke hoach di chuyen;, km gifr 10 hang hOa, buu gui trong khi chi van chuyen di;

- Ph6i hop bao dam ANHK cho 10' hang hoa, buu giri qua canh, trung chuy&i.

4.2. Buck 2: Bao dam ANHK doi v6i hang hoa, buu gui qua canh, trung chuy6n:

a) Trach nhiem cua nguii khai that cang hang khesng, san bay. Thong bao va yeu tau l‘rc 1w/rig kiem soat ANHK: - Bao dam ANHK cho tau bay dang khai that theo quy dinh;

Giam sat an ninh hang khong lien tic 10 hang hoa, buu gui kai di chuyen, km gifr trong khu vkic han che neu to hang hoa xuo'ng khOi tau b4y va khong ra khOi khu v'rc han che;

Giam sat an ninh hang khong lien tut 10 hang hoa, buu gui ki~i di chuyen, km giU ngoai khu vklc han che neu 1(3 hang hoa dugc di chuyen 416'ng khOi tau bay, ra khOi khu vuc han ch6 va hang hang khong thue giam sat ANHK;

Ki6m tra an ninh hang khong 10 hang hem, buu gui khi vao khu vki4 han che neu truac do to hang hoa, buu gui duvc di chuyen xuong khe. tau baby, ra

khoi khu vuc han ch6 va khong dugc hrc lugng kiem soar ANHK giam sat lien tuc.

b) Trach nhiem cila hang hang khong van chuyen lo hang hoa, buu gCri di:

• Phi hop thuc hi4n cac bin phap theo trach nhiem cua ngtroi khai thac cang hang khong, san bay tai muc a tnx6ng hgp nay;

- Bao darn hang Ma, buu giri dugc chat xep len tau bay sau khi da thuc hi An dung quy dinh tai twang dan nay;

- Chiu trach nhi4rn chi phi kiem tra soi chi6u, bao darn ANHK c4o o hang Ma, buu giri tai cang hang khong, san bay.

IV. Trach nhi0i thi hanh 1. Cac cang pang khong; tang hang khong; doanh nghiep kinh doanhldich

vu phuc vu mat dat; doanh nghi4p kinh doanh dich vu hang hoa, him giri bang dung hang khong:

- C;ap nhat, cu the hoa 'mow clan nay vao chucmg trinh, quy the Al' HK ctla don vi minh khi thuc hien xay dung, sira doi, bt) sung chuong trinh, qu the ANHK theo quy dinh;

• Trong thi gian chua kip cap nhat chuang trinh,,quy the ANHK, cat ca quan, don vi, doanh nghi4p thuc hi4n bao darn ANHK doi voi hang hoa, buu guri qua canh, trung chuyen theo huang dan tai cong van nay;

Nguoi khai thac cang hang khong, san bay ra soat quy dinh ve g a dich vu bao dam ANHK, de xuat BO GTVT co be) sung, lieu chinh thich hop;

Hang hang khong nuov ngoai khai thac hang hoa, buu gixi qua 4anh, trung chuyen tai cac cang hang khong Vi4t Nam phai thong bao mau tern tlieln phong an ninh hang khong sir dung doi vai hang Ma qua canh, trung chuyen tren cac chuyen bay den (neu có sir dung ,tern niem phong) cho cang vu bang

va luc luong kiem soat ANHK de kiem soat ANHK. 2. Cac cang vu hang khong: - ban sao huang dAn nay den cac doanh nghi4p cang cap dich v0 mat

dat, dich vu hang Ma, buu giri bang &Ring hang khong, cac hang hang khong nu& ngoai thuc dia ban quan

• Giam sat vi4c thuc hi4n nOi dung huang dAn nay./.

CVC HANG KHONG VWI' NAM

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Appendix 33

CONSIGNMENT SECURITY DECLARATION

Regulated Entity Category (RA, KC, or AO) and Identifier (of the regulated entity issuing the security status)

1

Unique Consignment Identifier (if AWB format is nnn-nnnnnnnn)

2 Contents of Consignment

3 0 Consolidation

Origin

4 Destination

5 Transfer/Transit Points (if known)

6

Security Status Reasons for issuing Security Status

Received from (codes)

Screening Method (codes)

Grounds for Exemption (codes)

10

Other Screening Method(s) (if applicable)

11 Security Status issued by

12 Name of Person or Employee ID

Security Status issued on Date (ddmmyy) Time (tttt) ..

13

Regulated Entity Category (RA, KC, AC or AO) and Identifier (of any regulated entity who has accepted the security status given to a consignment by another regulated entity)

14 Additional security information

15

Sensitive Security Information Dissemination, reproduction or onward distribution of this document is expressly prohibited without the consent of the originator-S.

APP 33-1

11

Completion instructions

1. Regulated Entity Category (RA, KC or AO) and Identifier: The regulated gent, known consignor, or aircraft operator that originally issued the security s atus, identified by its category (i.e. RA, KC or AO) and its unique identifier, m t be entered.

2. Unique Consignment Identifier: The identification of the consignment itself m st be entered. This may be an air waybill (format is nnn-nnnnnnnn), a house bill or al mail consignment identifier.

3. Contents of consignment: Identification of consignment details (e.g. oods description) must be entered for a direct air waybill or house waybill shipment. or a consolidation shipment, i.e. a master air waybill with associated house waybill(s , the consolidation box should be ticked in lieu of the goods description.

4. Origin: The identification of the origin of the consignment must be entered. Tis is the origin related to the appropriate transport documentation (air waybill or house waybill) as identified in Box 2 (e.g. IATA three-letter airport or city code).

5. Destination: The identification of the final destination of the consignment must be entered. This is the destination related to the appropriate transport documentatiop (air waybill or house waybill) as identified in Box 2 (e.g. IATA three-letter airport oar city code).

6. Transfer/Transit Points: The identification of an en route stopping point where argo may be transferred to another aircraft or remain on board the same aircraft sho Id be entered if known to the issuer (e.g. IATA three-letter airport or city code). 0 h ise this entry may be left blank.

7. Security Status: The coded identification of the security status assigned tip the consignment must be entered to indicate whether the consignment is secure for:

a) passenger, all-cargo and all-mail aircraft (code SPX);

b) all-cargo and all-mail aircraft only (code SCO); or

c) passenger, all-cargo and all-mail aircraft, in accordance with high-risk requirements (code SHR). Reasons for issuing security status: complete box 8, 9 or 10.

8. Received From: The coded identification of the category (i.e. regulated agent RA, known consignor KC, account consignor AC or aircraft operator AO) that tender4d the consignment must be entered. If no other reason, i.e. "screening method" or "gr6unds for exemption", is indicated and the consolidation box is not ticked, then this entry cannot be blank.

9. Screening Method: The coded identification of the screening methods (see blow) used by the regulated agent, known consignor, or aircraft operator when securing the consignment may be entered as a reason that the security status was issued, e.g. screening method codes. If no other reason, i.e. "received from" or "grounds for exemption" is indicated, and the consolidation box is not ticked, then this entry cannot be left blank. In some cases a single screening method may not be sufficient to inspect all types of consignments, therefore more than one screening method may be listed.

10. Grounds for Exemption: The coded identification (see below) indicating why a consignment is exempted from screening as defined in State national civil aviation

12

security programmes may be entered as a reason that the security status was i ued, e.g. screening exemption codes. If no other reason, i.e. "received from" or "scre ning method", is indicated and the consolidation box is not ticked then this entry cannot be left blank.

11. Other Screening Method(s): If the code entered in Box 9 indicates that any !other means were applied, then text specifying the other means used must be entered.

12. Security Status issued by: If the consolidation box is not ticked then the indi idual of the regulated agent, known consignor, or aircraft operator who issued the se urity status must be identified by name or employee number.

13. Security Status issued on: If the consolidation box is not ticked then the exact date and time when the security status was issued by the regulated agent, known consignor, or aircraft operator employee must be indicated.

14. Regulated Entity Category (RA, KC, AC or AO) and Identifier: The identi er of any regulated agent, known consignor, or aircraft operator that accepts custody f the cargo and accepts the security status originally issued by the regulated agent, own consignor, or aircraft operator identified in Box 1 must be entered. This entry would confirm that the cargo has remained secure and would follow any other entries for other regulated agents, known consignors, or aircraft operators that have also acciepted the original security status.

15. Additional Security Information: Any additional security information that mAy be required by an ICAO Member State, e.g. any national regulation applicable o the responsibilities in the event of a false declaration, or any applicable emer ency amendment. A signature of the responsible person initially issuing a har copy consignment security declaration set out in Box 1 should be inserted when the s pply chain is paper based.

Coded Identification:

A. Screening Methods:

VCK (visual check) — PHS (physical inspection/hand search) XRY (conventional X-ray) — EDS (algorithm-based X-ray) CMD (cargo metal detection) — ETD (explosives trace detection) — EDD (explosives detection dogs) — A0M1 (other screening technologies and methods that could be used to secure cargo and mail consignments); and

B. Exemptions:

DIPL (diplomatic bags/pouches) BIOM (biomedical samples, vaccines and other perishable medical items) LFSM (life-sustaining items such as blood, blood products, bone marrow and human organs) — NUCL (radioactive materials packaged according to the ICAO Technical Instructions for the Safe Transport of Dangierous Goods by Air (Doc 9284)) — SMUS (consignments or packages which are individually less than 6 mm in thickness and less than 250 grams in total weight, and consolidations composed uniquely of such consignments or packages).

1 The code AOM shall be followed by an exact description of the method(s) used

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