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    Coal International, Vol. 249, Issue 1, 30-33 (Jan/Feb2001)

    29.03.2007 .

    V!"VI!# F $.%. "C& 'I*+.

    J. Luo, C. Haycocks, M. Karmis

    bstrat

    Focuses on mine roof rock bolting practices in the United States.

    Advantages of rock bolting over other supporting systems;

    Mechanisms underlying the binding effects of rock bolts; Design

    of roof bolting.

    &eors

    MI! roof bolting

    A revie" of bolting practices in the United States sho"s that the ma#or emphasis in

    bolting development has taken place in increased anchor capacity and length. An

    understanding of bolting theory for coal and hard rock mines is no" progressing

    beyond $ualitative ideas of minimi%ing inter&strata shearing or direct suspension'

    into (ptimum )eaming !ffect *()!+' "hich are leading to improved bolt

    applications. ,here has also been an increased understanding ho" bolting can

    contribute to or cause roof failure under some conditions. In hard rock

    applications' including slopes' interlocking compression %ones are used to stabilise

    the rock mass. ,echni$ues related to traditional bolting methods' including such

    support systems as cable bolts' trusses and split sets' are e-amined in terms of their

    uni$ue applications and comparative support capacities.

    For centuries' underground roof support methods "ere e-ternal and passive. In

    /01 a metal mine in the U.S. began using a ne" support technology2 very

    primitive steel slot&and&"edge rock bolts34. ,his "as the first time that internal

    reinforcing stresses "ere applied to roof strata' making the support system active.

    In /56' 7eigel 304 proposed the basic concepts of roof bolting as a systematic

    method to support "eak roofs. Some of his ideas about roof bolting are still thefoundations of modern bolting theories and application guidelines. ,hese are2

    o Support "eak rock belo" the natural arch line *Suspension+;

    o )olt "eak' thin strata together to create thicker' stronger strata *)eam building+;

    o )olt early in the mining cycle.

    In an attempt to reduce the number of accidents caused by roof fall' the U.S.

    )ureau of Mines *US)M+ advocated the use of roof bolting technology in /51. In

    less than t"o years' more than 088 mines employed this ne" roof support method.

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    )y /90 annual roof bolt consumption had reached 09 million bolts. )y /:' 99

    million bolts "ere used annually by /0 coal mines' and :8< of coal production

    took place under bolted roofs. In the /18=s' a rapid increase in the use of roof bolts

    "as triggered by the /:/ U.S. >oal Mine ?ealth and Safety Act' "hich re$uired

    that roofs and ribs of all active underground road"ays' travel"ays' and "orking

    places be supported or other"ise ade$uately controlled to protect persons from fallof roof or ribs. As a result' most entries in underground coal mines "ere supported

    "ith roof bolts. In /5' the US)M estimated that about 08 million roof bolts

    "ere used and over /8< of underground coal production took place under bolted

    roof.

    In addition to the effectiveness of ground control and cost reduction' some

    advantages of roof bolting over other supporting systems significantly enhance its

    application. ,hese advantages mainly include2

    o @educing storage and material handling re$uirements;

    o Decreasing the si%e of the opening that is needed to achieve the same given

    clearance;

    o reventing any appreciable roof deformations by $uick installation after opening

    is made;

    o Improving ventilation by lo"ering the resistance to the air via elimination of

    obstructions' such as cribs' posts' and girders;

    o roviding greater freedom for trackless vehicles "ithout risk of dislodging

    supports;

    o roviding natural supports for hanging pipes' tubes' and electrical cables;

    ,oday' rock bolting not only is "idely used in underground coal mines to support

    entries primarily and secondarily' but also finds applications in surface mining'

    hard&rock mining' tunneling' civil engineering' and almost every"here ground

    stability is involved.

    @ock )olt ,ypes

    )olts reinforce the rock by binding the stratified or broken rock layers or blocks

    together ,he binding effect is achieved through the friction forces created by the

    physical interlocking along the anchor and rock interface. )ased on the basic

    anchor types' bolts can be categorised as + point&anchored' and 0+ full&length&

    grouted. ,he upper end of a point&anchored bolt is anchored by either a mechanical

    device or a short resin column; a bearing plate set bet"een the bolt head androofline serves as the other anchor Usually a certain amount of tension is applied to

    the bolt at the time of installation. A full&length&grouted bolt is grouted to the

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    borehole by fast&setting' high&strength resin or inorganic cement throughout the

    full length of the hole. o pretension is applied to the bolt.

    Another "ay to categorise bolts is based on "hether tension is applied to the bolt

    at the time of installation. Usually' a point&anchored bolt is tensioned' and it is also

    called a tensioned bolt' "hile the full&length&grouted bolt is referred to as anuntensioned bolt because no tension is applied. ,able sho"s the bolt types

    commonly used in coal mines' non&coal mines' and surface mines in the U.S..

    ,ypes of bolts commonly used Underground

    It is estimated that' in underground mines' the most popular bolt is a mechanical

    bolt' because it is economical' easy to install' and effective for the lifetime of

    underground entries' "hich are e-pected to last a fe" months or years. About :8able bolts "ith great fle-ibility completely overcome

    this limitation. If bolts are to act mainly in suspension' it should be ensured that the

    bolts are long enough to be firmly anchored in a competent rock mass. If the

    situation does not allo" suspension' bolt length should be long enough to create

    beam building or keying effects. Cang and )ischoff */5+ developed a

    relationship bet"een bolt length and roof span *Figure +' "hich can be used as a

    guideline to determine bolt length.

    In the U.S.' Federal regulation >F@ 68 mandates that coal mines follo" a

    systematic pattern of bolting' e.g. 5= 5 ft.' 9=9 ft' or :=: ft.' regardless of bolt length.

    Figure / sho"s several roof bolt patterns for stratified roof. Usually' bolts are

    installed vertically' sometimes at an incline. In Figure / e' those inclined bolts are

    anchored in the roof above the pillars. ,his helps transfer load to the center of thepillars' reducing the possibility of roof failure along the ribside. For inclined bolts'

    a special bearing plate must be used such that the plane of the bearing plate is

    al"ays perpendicular to the bolt. Factors affecting bolt spacing mainly include

    strata thickness' location of "eakness plane' roof condition' and bolt tension.

    )olt diameter depends on the yield strength and bolt length and spacing' "hich

    determine the load the bolt is supposed to carry 384. In practice' the most

    commonly used bolts in underground mines have diameters of 6' 9' 1' or

    inches.

    For point&anchored bolts' the tension applied at installation plays a crucial role for

    creating suspension' beam building' and keying effects. )ased on composite beam

    theory and assumption of competent strata "ith full&load transfer' Cang and

    )ischoff 3/4 derived an e$uation' as sho"n belo"' to estimate the minimum bolt

    tension' "here2

    3Multiple line e$uation*s+ cannot be represented in AS>II te-t4

    , B minimum bolt tension;

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    a B ratio depending on time delay of installation of bolts after e-cavation *8.9 for

    active reinforcement and .8 for passive reinforcement+;

    g B unit "eight of the rock;

    m B tano' "here o is friction angle of the rock mass;

    c B apparent cohesion of the rock mass;

    B &sin o Hsin o

    h B average hori%ontal stress;

    C B length of bolt;

    A B reinforced area *s- s' "here s B bolt spacing+;

    @ B shear radius of rock column *s5+;

    D B height of stressed rock above opening *CHs+.

    ,his e$uation ignores the geology and rock conditions. It can only be applied "hen

    the rock mass is moderately competent

    )ased on beam building theory' the reinforcement factor *@F+' "hich is used to

    measure the degree of reinforcement produced by roof&bolting laminae of e$ualthickness' is defined by anek as 342

    @F B H *ef efu+

    "here ef and efu are the ma-imum strains in the bolted and unbolted roof'

    respectively. After being visuali%ed as Figure 8' the e$uation can be used as a bolt

    design tool. (n the other hand' this e$uation indicates that beam building effects

    increase "ith decreasing bolt spacing' increasing bolt tension' increasing the

    number of bolted laminae' and decreasing roof span.

    ?o"ever' recent research sho"ed that the beam building effect does not al"ays

    increase "ith the bolt length. Stankus *//1+ 304 found that in many cases shorter

    bolts "ith higher pretension produce a much stronger beam than long bolts "ith

    lo"er tension' and thus proposed a ne" concept' the (ptimum )eaming !ffect

    *()!+. ()! is defined as the roof beam that has no separation or acceptable

    separation both above and "ithin the bolted range "ith the shortest bolt possible.

    ,he methodology for designing an optimum beam is sho"n in Figure .

    )olting Failure Analysis

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    For point&anchored bolts' including mechanical' point&resin&anchored' and

    combination bolts' a certain amount of tension is al"ays applied during installation

    to help create suspension' beaming' and keying effects. ?o"ever' point anchors'

    especially e-pansion shell anchors' produce high stress concentration against the

    surrounding rock' resulting in rock fracture and a tendency for the anchor to slip or

    creep "ith time. ,he magnitude of concentrated stresses is proportionally related tothe tension applied to the bolts. Generally' the additional fracturing induced by

    tensioning is insignificant compared to the additional reinforcement provided by

    the bolting system. )ut it has been observed that this type of fracturing passes

    through the ends of the deepest bolts' and the fracturing is more likely to propagate

    as bolt spacing is reduced. Sometimes the bolting system "orks very "ell in the

    range of the supported area' but the entire section of the supported roof caves in as

    a unit. ,his fracturing' combined "ith high abutment pressure due to mining' could

    be a potential cause of roof failure 364.

    )y contrast' full&length&grouted bolts eliminate this problem' since no tension is

    re$uired for them to function' or even if tension is applied' the stress induced is

    distributed evenly along the "hole bolt length. 7ithout too much disturbance to

    the roof' full&length&grouted bolts are more effective than point&anchored bolts in

    "eak' highly laminated shales and other soft rocks. !ven though they are more

    e-pensive' untensioned full&length&grouted bolts are gaining "ide acceptance in

    many U.S. coal mines. ,ensioned full&length&grouted bolts not only can establish

    good beam building effects but also produce suspension and keying effects.

    ,he reinforcement ability of both point&anchored and full&length&grouted bolts isprimarily accomplished by the frictional forces created by the physical interlocking

    along the anchorrock interface or along the groutrock contact Coss of fractional

    forces is the most common cause of bolt failure and is referred to as anchorage

    failure. It could occur because of either the damage to the surrounding rock or the

    damage to the anchor itself. For tensioned bolts' anchorage failure results in loss of

    bolt tension and conse$uently loss of compressive force bet"een the bolt ends.

    Suspension' beam building' and keying effects could be reduced significantly or

    sometimes totally lost' resulting in roof fall. Anchorage failure in untensioned full&

    length&grouted bolts results in diminished beam building effects' reduced load&carrying capacity' and decreased shear resistance to hori%ontal stresses. ,he main

    factors attributed to anchorage failure include2 "eak rocks at the point&anchor area'

    improper hole si%e' adverse installation environment such as run&off "ater in the

    hole' "ear and damage of hard"are components' and seismic force such as blast

    shock @egularly conducting pull tests and tor$ue tests can detect potential

    anchorage failure in time' and corresponding measures can be adopted to prevent

    anchorage failure from happening.

    It seems apparent that sagging and bed separation of roof strata increase "ith time'

    although some researchers pointed out that no relationship e-ists bet"een time

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    delays and stress distribution 354. In most cases' it is recommended that bolts be

    installed as soon as possible after the opening is e-cavated.

    For permanent support "ith bolts' "eathering effects should be taken into account

    In such cases' coated rebar andor full&length&grouted bolts must be considered.

    Special )olts

    In reality' some special geological and tectonic settings and high abutment pressure

    induced by mining activities often prevent the conventional bolting systems from

    functioning effectively. Special bolt types such as cable bolts' trusses' and split sets

    are designed to counteract such problems.

    >able bolts

    In the early years' discarded hoists or slusher ropes "ere still in $uite good shape.,hey "ere reused as bolts instead of rigid steel bar after degreasing. ,he primary

    motivation "as to save money' "ithout e-pecting them to "ork better than steel

    bars. Fle-ibility allo"s the cable to be packed into a coil' greatly facilitating

    material handling; in addition' bolt length is no longer limited by the opening

    geometry. >able fle-ibility also allo"s hori%ontal movement' thus reducing the

    tendency to shear. >able bolts "ere introduced to the U.S. mining industry in /18

    as a method to reinforce ground before mining' as sho"n in Figure 0 394. ,he

    presence of cables had the effect of reinforcing the rock mass against the

    subse$uent blast shock and stress redistribution. In long"alls' they are "idely usedas secondary support' supplementing or replacing traditional secondary support

    systems like "ood cribs and posts' hydraulic #acks' or spot roof bolts 3:4. ,oday

    the high&strength cables are about inch in diameter and consist of seven strands' as

    sho"n in Figure 0. A cable bolting system is capable of strengthening and

    reinforcing roof strata to transfer high pressure into the main roof and onto

    supporting structures a"ay from the ribline' enhancing pillar performance. ,his

    system also reduces entry convergence.

    @oof ,russes

    ,russes "ere introduced in the /:8=s as an alternative method of supporting

    unstable roof "hen conventional roof bolts alone "ere not effective' such as "hen

    fallout is fre$uent bet"een bolts or cutter roof is encountered. )asically' a truss

    consists of t"o inclined point&anchored bolts' a connection bar' a turnbuckle to

    give proper tension to the bar' and an ad#usting "edge bo-' as sho"n in Figure 6.

    ,he tensioned connection bar keeps the roof in compression and also can yield

    do"n"ard as the roof displaces. 7hen used as slings' trusses provide a suspension

    effect to the roof' transferring load a"ay from the entry out to the center of the

    pillars. In three& and four&"ay intersections' "here tensile stresses are very high'trusses can produce compressive forces to (ffset high mid&intersection roof tensile

    stresses. In areas "here roof falls have previously occurred' trusses are a useful

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    "ay to stabili%e ne"ly e-posed roof arches. ?o"ever' under certain conditions'

    mining&induced high hori%ontal shear stress could affect the rigid inclined bolts. As

    an alternative' cable trusses are introduced. ,he fle-ibility of cable allo"s

    installation "ithout regard to the level or degree of bearing surface of the

    immediate roof. ,he inclined bolt can be installed at the roofrib corner'

    transferring load farther into the pillars and thus reducing any sloughage effect.

    Split Sets

    A split set rock reinforcement system *friction rock stabili%er+ is "idely used in the

    U.S. metal mines. It consists of a thin&"all steel tube of inches in diameter' "hich

    is forced into a borehole "ith a diameter of inches. ,he spring action of the

    compressed steel tube induces a frictional force along the length of the tube and

    anchors the tube into the rock. Installation is very $uick and is $uite effective if the

    split set is not installed close to a face and the stresses imposed on the tube are not

    very high. Appro-imately 6.9 million bolts are used in metal mines per year.

    >onclusions

    Due to its effectiveness in a variety of geotechnical conditions' bolting has become

    the most important support system in mining and civil engineering "orld"ide'

    greatly reducing fatal accidents and timber consumption. Structures reinforced by

    bolts are typically very reliable and long lasting. A great deal of research' both

    analytical studies and laboratory investigations' have been conducted' in an effort

    to understand the bolting mechanisms so that bolting technology can be appliedmore efficiently. Despite significant progress' a rational basis for all bolting system

    designs has still not been fully achieved. Fortunately' the successful and

    unsuccessful bolting practices of the last 98 years provide abundant empirical

    e-periences for bolt utili%ation. ,oday' more effective bolting systems are being

    designed by combining mathematical computation "ith these case study data. 7ith

    the increase of computer po"er' precise and large&scaled numerical modeling of

    the real bolting situation' such as finite element models and boundary element

    models' "ill continue. It is believed that this research "ill ultimately lead to a

    complete understanding of bolting mechanisms.

    ,able I2 ,ypes of @oof )olts

    Cegend for >hart2

    A & ,ype of bolt

    ) & ,ypes of anchor

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    > & Suitable strata type

    D & >omments

    A ) >

    D

    oint&anchored Slot&and&"edge ?ard rock

    bolts *tensioned+

    Used in the early stage

    !-pansion shell

    Most commonly used in the U.S.A.

    Standard anchor Medium&strength rock

    Most commonly used in the U.S.A.

    )ail anchor Soft rock

    Most commonly used in the U.S.A.

    !-plosive set Co"er&strength rock

    Cimited use

    @esin grout

    Increasing usage recently

    ure point anchor

    @esin length B 05 in.

    >ombination All strata especially

    system for "eak rock

    @esin length JB 05 in

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    >ombination anchor Most strata

    *e-pansion shell

    and no mi- resin+

    Good anchorage "ith Kno mi- resinK

    Full&length& >ement Most strata

    grouted bolt erfo

    *untensioned+ In#ection

    >artridge

    Disadvantages

    . Shrinkage of cement

    0. Conger setting time

    @esin All strata

    In#ection

    >artridge

    Increased use recently

    especially for "eek

    strata

    @oof truss !-pansion shell Adverse roof

    @ecommended for use at intersection

    andor heavy pressure area

    >able sling >ement anchor and 7eak strata

    full&length

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    fraction

    Substitute for timber'

    steel or truss support

    Eieldable bolt !-pansion shell Medium&strength

    rock

    It is an e-pansion&shell bolt "ith

    yielding device

    umpable bolt @esin 7eak strata

    >omple- installation

    ?elical bolt !-pansion shell Most strata

    Split set Full&length 7eak strata

    fraction

    >heap but need special

    installation e$uipment

    S"elle- bolt Full&length 7ater&bearing strata

    holding

    Using high&pressure "ater to

    s"ell the steel tube

    G@A?2 Figure 2 Increasing trend of rock bolting

    DIAG@AM2 Figure 62 Suspension effect of roof bolt

    DIAG@AM2 Figure 52 artial suspension effect in rock slope reinforcement

    DIAG@AM2 Figure 92 )eam building effect of bolting

    DIAG@AM2 Figure :2 eying effect of bolting

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    DIAG@AM2 Figure 12 >ompression %one created by keying 314

    G@A?2 Figure 2 @elationship bet"en bolt length and roof span

    DIAG@AMS2 Figure /2 ,ypical bolting pattern 354

    DIAG@AM2 Figure 2 Flo" chart for determining ()!

    DIAG@AM2 Figure 02 >able bolts

    DIAG@AM2 Figure 62 >ompression %one created by truss 314

    ICCUS,@A,I( *)CA> L 7?I,!+

    @eferences

    34 )olstad' D. and ?ill' . /6' KU.S. )ureau of Mines rock bolting research'K

    roceedings of the International Symposium on @ock )olting' Abisko' S"eden'

    pp. 66&608.

    304 7eigel' 7. /56' K>hannel Iron for @oof >ontrol'K !ngineering And Mining

    ournal' v. 55' May' pp. 18&10.

    364 )ienia"ski' N. /1' Strata >ontrol in Mineral !ngineering' ohn 7iley L

    Sons' Inc.' pp. 0/&91.

    354 eng' S. /5' >oal Mine Ground >ontrol' ohn 7iley L Sons' Inc.' pp. 6&

    16.

    394 eng' S. and )is"as' . //5' K,ailgate Support ractice in U.S. Cong"all

    Mines & A Survey'K roceedings of 6th >onference on Ground >ontrol in Mining'

    Morganto"n' 7O' pp. 91&:8.

    3:4 iteau' D. and Martin' D. /' KMechanics of @ock Slope Failure'K

    roceedings of the 6rd International >onference on Stability in Surface Mining' v

    6' Oancouver' )>' >anada' pp. 6&:/.

    314 Gerrard' >. /6' K@ock bolting in theory'K roceedings of the International

    Symposium on @ock )olting' Abisko' S"eden' pp. 6&0/.

    34 Smith' 7. //6' K@oof >ontrol Strategies for Underground >oal Mines'K

    Information >ircular /69' the U.S. )ureau of Mines. p 1.

    3/4 Cang' ,. and )ischoff' . /0' KStabili%ation of @ock !-cavations Using @ock

    @einforcementsK roceedings 06rd U.S. Symposium on @ock Mechanics' AIM!'e" Eork' pp. /69&/55.

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    384 )iron' >. and Arioglu' !. /6' Design of Supports in Mines' ohn 7iley L

    Sons' Inc. pp. /&1.

    34 anek' C. /9:' Krinciples of reinforcing )edded Mine @oof "ith )olts'K

    U.S. )ureau of Mines @I 99:' p. 09.

    304 (ldsen' ' Stankus' ' Guo' S. and hair A. //1' K>ontinuing Development

    of Innovative >able Support Systems'K roceedings of :th >onference on Ground

    >ontrol in Mining' Morganto"n' 7O' pp. 1&0/.

    364 orstad' ,. @ock bolting. M. S. ,hesis' >olorado School of Mines' Golden'

    >(. Feb. /:1' p. :.

    354 @adcliffe' D. and Stateham' @. /1' K!ffects of ,ime )et"een !-posure and

    Support on Mine @oof Stability'K U.S. )ureau of Mines' @I 0/' p. 6.

    394 Fuller' @ /6' K>able Support in Mining'K roceedings of the International

    Symposium on @ock )olting' Abisko' S"eden' pp. 9&90.

    3:4 ,adolini' S. and och' @. //6' K>able Supports for Improved Cong"all

    Gateroad Stability'K roceedings of 0th >onference on Ground >ontrol in Mining'

    Morganto"n' 7O' pp./&9.

    314 hair' A. /6' Khysical and Analytical Modeling of the )ehavior of ,russ

    )olted Mine @oofs'K roceedings of the International Symposium on @ock

    )olting' Abisko' S"eden' pp. 09&5.

    PPPPPPPP

    )y . Cuo; >. ?aycocks; M. armis and !. 7estman' Department of Mining and

    Minerals !ngineering' Oirginia olytechnic Institute and State University'

    )lacksburg' Oirginia' U.S.A

    QQQQQQ >opyright of the publication is the property of the publisher and the te-t

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