riskpro trainings 2019riskpro.in/download/riskpro_training_2019.pdf · multiple 2 days and 1 day...
TRANSCRIPT
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Don’t forget to include Risk and Compliance Trainings in your
Annual Training Calendars / Budgets
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Riskpro’s Overview
New Delhi
Mumbai
Bangalore
Ahmedabad
Pune
Agra
Salem
Kolkata
Hyderabad
Chennai
Jaipur
Riskpro is an “Indian” Risk
Management and Compliance
Consulting Firm
We connect Risk Professionals
to Clients for maximum value
add
Riskpro’s four business
verticals are Risk Advisory,
Trainings, Technology and
Recruitment
▪ 7+ years of business
▪ 325+ Clients
▪ 7+ Cities
▪ 45+ Team Members
▪ 10+ strategic partners
▪ 20+ Cities Associate
firm representation
Our growth story is continuous.
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5
Riskpro Training Credentials
Leading Risk
Management
Training Company
More than 20 Open
House programs
conducted across
major metros
Over 1,250
participants trained
from most Public
Sector Banks, Pvt
Banks and
Corporates
More than 15+ in
house trainings to
major Corporates,
Banks and
Insurance Cos.
More than 30
Trainer Faculty
across Indian Cities
Variety of training
programs across
Info Security,
Credit, Basel, ERM,
Governance, BCM
etc.
Cost Effective
compared to most
Companies
Riskpro is a
Corporate Entity
with expert
Trainers.
Riskpro is not One Trainer Delivery
Client Testimonials
Riskpro team has
been able to explain
the concepts of Risk
Management with
clear examples and
group activities
The team is very
responsive and
flexible in scheduling
the trainings
The offerings in risk
trainings are
exhaustive.
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Riskpro Training Clients
Company Training Details
❑ Developing E Learning Training Material on Basics of Risk
Management to be rolled out across ABCL.
❑ 4 Days intensive training on Operational Risks in Insurance
Companies- Operations Department. Interactive sessions
with Risk Assessment, Case
❑ One Day BCM Training to BCP Teams
❑ Three Days Credit Risk Analysis Training for Qatar
National Bank, Doha Qatar
❑ Multiple 2 days and 1 day trainings on Operational Risk
and Foundational Risk.
❑ Trained at both centres Bangalore and Hyderabad
❑ 3 Days Risk Management Conclave Workshop
❑ Covering entire Risk Management Process and Key Risk
Factors such as Reputation Risk, Outsourcing risk, BCM
❑ 2 Days Advanced Credit Risk Management and FIRB/AIRB
❑ Basel II Credit Risk Management Training to Credit Risk
team
❑ Two Days indepth Training on Anti Money Laundering
Practices for their internal Staff in Gurgaon
❑ Highly interactive with numerous case studies
Company Training Details
❑ Half Day Anti Money Laundering Training to Senior
Management and Mid management
❑ One Day intensive Enterprise Risk Management Training
covering back office operations, Fund management
services risks
❑ Half Day training on Key Risk Indicators at Corporate
Office
❑ How to successfully choose effective KRI and implement
KRI
❑ One Day training on Corporate Fraud Risks at the
Company’s offsite
❑ Numerous case studies and interactive sessions
❑ Half Day session on Information Security for the Mumbai
Office as part of Security Awareness Week.
❑ Two Days training on Anti Money Laundering (AML) and
KYC for Fidelity
❑ Numerous case studies and interactive sessions
❑ Short Risk Awareness Sessions no Risk Governance and
Ethics
❑ Rolled out to Accel’s Investee Companies
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Riskpro Training Clients
Company Training Details
❑ Pan India Training on Operational Risk Management
(ORM) and Anti Money Laundering (AML) training to
Branch executives
❑ More than 100 Bank Executives trained across three cities
❑ Interactive and exercise based sensitisation program
❑ Total 10 days Risk Management Training
❑ Senior Management Training for 2 Days on ERM / ISO
31000
❑ Company wide executives trained in multiple batches over
8 days
❑ More than 100+ executives trained across the company
on Risk Management, ISO, 31000, Reputation Risk and
CSR
❑ High Impact Senior Management Training on the ERM /
ISO 31000 framework
❑ 2 Days training to capture the essentials of a strong risk
management framework.
❑ 2 Days Risk Management Workshop
❑ Full Risk Management Process and Key Risk Factors
such as Reputation Risk, Outsourcing risk, ERM and ISO
31000
❑ 2 Days Risk Management Workshop
❑ Full Risk Management Process and Key Risk
❑ Identification
Company Training Details
❑ One Day Risk Management Training / ISO
31000 Training
❑ Enterprise Risk Management Training with
a focus on Strategic Risk, Reputation Risk
and Outsourcing Risk
❑ One Day intensive Enterprise Risk
Management Training at Sanand, Gujarat
❑ Training Led by Ex Head – Corporate Risk
Management Larsen & Toubro
❑ Half Day - Board of Directors Training on
Directors Responsibility Statement
❑ Section 134(5) and Risk Management
❑ Half Day – Anti Money Laundering and
CERSAI KYC Training
❑ One Day intensive Enterprise Risk
Management Training
❑ One Day Risk Management and Internal
Controls Training
❑ One Day Fraud Risk Management Training
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Riskpro Training Clients
Company Training Details
❑ One Day Fraud Risk Training in the Factoring Business
❑ In-depth understanding of fraud schemes, fraud
prevention measures
❑ 2 Days Training on Basel II, Credit Risk, Operational Risk
❑ RCSA Workshop
❑ Introduction to Basel II, Corporate Governance and
AML/KYC
❑ 2 Days Operational Risk Management Training in Brunei
❑ Multiple Banks had nominated Operational Risk Teams
Discussions on KRI, Risk Management and Risk Appetite
❑ Developing Training Material on Risk Based Internal Audit
and Risk Management
❑ Half day session on Managing Corporate Governance
Risks at the Board level
❑ Similar trainings and programs at other public forums such
as ASSOCHAM
❑ One day FCPA Training
Company Training Details
❑ 1 Day Risk Management Workshop
❑ Full Risk Management Process and Key Risk
Factors such as Reputation Risk, Outsourcing risk,
ERM & ISO 31000
❑ Half Day Anti money Laundering Training to the
Investment and Fund Management Staff
❑ One Day Training on Internal Financial Controls
❑ Two days training on Enterprise Risk
Management Training
❑ Risk Assessment exercise with Senior
Management
❑ Two Days Operational Risk Management
workshop for multiple business units.
End of course certification
❑ Two days Enterprise Risk Management
Training
❑ Interactive workshop and case studies
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Risk Management
Trainings
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Flagship Training Programs
• 2 Days program on AML, KYC, Terrorist Financing, Trade Based ML and Customer profile
• Most successful program with over 5 programs across Chennai, Mumbai, Bangalore and Pune
Anti Money Laundering (AML) Practices
• 2 Days program to address the growing concern of NPAs across major Metros - Ongoing
• Theme based on “War on NPA”
• Major focus of Banks for next 2-3 years
Management of NPA
• Conducted both open programs and in house programs for major PSU, Corporates and BFSI clients
• Workshop style programs ranging from 1 – 3 days
• Target audience is Senior and middle Management for awareness
ERM / ISO 31000
• 1 to 3 Days program on Operational Risk In BFSI companies.
• Foundational training can be designed and rolled out across the Company
Operational Risk Management / Basel
• Half day to 1 Day program to address the growing concern women safety
• Conducted this training for Banks and Educational Institutions
Women Safety Programs
• Conducted both open programs and in house programs for major PSU, Corporates and BFSI clients
• Workshop style programs ranging from 1 – 3 days
• Target audience is Senior and middle Management for awareness
Fraud Risk Management
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Risk Management Trainings – Taming the Black Swan- Flagship Programs
Riskpro India is a specialized Risk Management
company. We are one of the fastest growing risk
consulting firms in India. Riskpro provides
services in the areas of Risk Management,
Basel II & III, AML Practices and other banking
related subjects
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Risk Management Trainings – Taming the Black Swan- Flagship Programs
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Enterprise Risk Management - 2 Day Senior Management
Risk Management Introduction and leading Frameworks
-Industry Challenges and Outlook
-Emerging trends and challenges
-Risk Management Fundamentals
-ISO 31000 Framework
-COSO’s ERM Framework and Concepts
Risk Management Process
-Corporate Governance
-Internal Controls and ERM
-Undertaking Risk Assessments (Identification, Risk
Assessment Technique, Risk impact / probability)
-Risk mitigation perspective, - Risk Rating
-Implementing Risk Response Strategy
Understanding different risk factors
- Emerging Risks, - Business and Strategic Risk
- Regulatory, Compliance and Political Risks
- Physical Security and Safety
- IT Risks and Confidentiality
- Reputational Risk
Risk Management at your company
-Current practices in Risk Management
- Project risk
- Risk Appetite, Risk Tolerance and Risk Limits
- Risk Monitoring ,Reporting and Risk Management
Risk Management Senior Management Training
Day 1
Day 2
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Credit Risk Training Offerings - Four effective programs
Credit management for Credit Risk Analysts
Credit management workshop for Relationship
Managers
Senior Management course on Credit Strategy
Risk Management program for Branch
Managers
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Prevention of Sexual Harassment : One Day Training Agenda
History and legal background of Sexual Harassment
◼ History of Sexual Harassment Cases in Corporate India
◼ Current legal Framework to deal with SH / key legal aspects of sexual harassment
Sexual Harassment and responsibilities of employer
◼ Navigating the complaint process, including confidentiality
◼ Sexual Harassment incident management framework
Best Practices in POSH
◼ Discussion of landmark court cases
Counselling Victims
◼ Best practices in counselling sexual harassment victims
◼ Dos and Don'ts relating to SH
Risk Management and Employment Ethics / Sexual Harassment
◼ Effective risk management framework to prevent sexual harassment
◼ Reputation risk management, People Risk Management
◼ Social media risk management
◼ Internal and external reporting framework
Sexual Harassment Scenarios and Case studies
◼ Interactive scenarios to determine learning and awareness
◼ Case studies throughout the day
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Women’s Security
Women Safety Programs are customized to address your needs while teaching safe and simple techniques that the average person may need in their everyday lives. ✓Our instructors will provide the protective training and techniques in evasion and how to protect oneself
without the luxury of carrying a firearm. ✓They have written numerous security articles and are often called upon by various corporates to discuss
security concerns. ✓Our instructors teach preventative practices that are realistic and user friendly reducing risk & liability
Training Objectives
❑ To review, analyze and consolidate different approaches/tools aimed at building safe and inclusive cities
free of violence against women,
❑ To build strong capacity within the organization
❑ To assess and disseminate lessons learned and good practices developed on enhancing women’s safety
How to Stay safe at:
Your Home or Apartment • Parking Lot • Your Business • Shopping Mall • Restaurant/Bar • Airport • Travelling
• Foreign Country • Public Transit
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Women Safety Training Agenda – 1 Day program
Modules and Training Agenda
• Women’s Safety and the City • Security Policies• Women’s Safety and Public Transportation • Inner City Issues Around Women’s Safety & Women’s Safety - Where are We Now? • Cities: Local Policies and Programmes Aimed at Improving Women’s Safety • Migration, Accessibility, Transportation and Security: Women on the Move • Building Effective Partnerships • Evaluating Safe Cities for Women • Cyber Stalking: how to stop it. ( Stalking overview , Stalker Warning Signs, Stop a Stalker)• College Security: learn campus safety from crime victims. • Security Products - Personal Devices • Threat recognition: “Affective” vs. “Predatory” Violence • Strategy for early openers and last closers. • Safety in elevators, parking lots & “fringe” areas. • Dealing with questionable strangers in isolated environments • Security Awareness• Country specific security issues and mitigation• Security in Tier II and Tier III cities• Security while working in rural areas for CSR • Understand the Laws •Travel Security (Vehicle, Hotel, Driving, Parking, International and National, Flights, Airport)
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Pan India Faculty for Risk Trainings – Example Profiles
Faculty Key Training Domain
Manoj Jain
Co- Founder – Riskpro IndiaOver 18 years of experience in Risk Management, Internal Controls, Sox and internal auditing
•Enterprise Risk Management
•Corporate Governance
•Supplier Risk Management,
•Operational Risk
Shriram Gokte
Former CRO – Insurance Company
Significant experience in Risk Management and Insurance Industry.
•Internal Audit
•Compliance, Enterprise Risk
•Reputation Risk Management
R. Murali / Prasanna Rath
Executive Vice President – Riskpro India
Significant experience in Risk Management, Corporate Governance /Controls
•Risk Management Process
•Operational Risk
•Treasury/Investment , Basel II
Casper Abraham
Information Technology and People Risk ProfessionalOver 25 years of experience in IT, Behaviourial trainings, People Risk training
•IT Risks
•Vendor Risk
•People Risk
Ravi Sundararajan
Risk Management & BCP , info Sec. Professional
Over 20 + years of IT Experience (BFSI) & 10 years of freelance experience on ERM, BCP and Info
Security
•ISMS and Information Security
•BCM, Audits & Consultancy
•Operational Risk
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Riskpro Clients – Banking and Insurance Our ClientsB
an
kin
g/ In
su
ran
ce
*Any trademarks or logos used throughout this presentation are the property of their respective owners
“Riskpro helps a mid
sized Bank in Abu
Dhabi implement Basel
II covering credit risk,
market risk and
Operational Risk. The
project was carried out
for over a year”
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Riskpro Clients – Banking and NBFC Our ClientsN
BF
C
*Any trademarks or logos used throughout this presentation are the property of their respective owners
“Riskpro helps a mid
sized Bank in Abu
Dhabi implement Basel
II covering credit risk,
market risk and
Operational Risk. The
project was carried out
for over a year”
29
Riskpro Clients – International Clients Our ClientsB
an
kin
g -
Intl
*Any trademarks or logos used throughout this presentation are the property of their respective owners
“Riskpro helps a mid
sized Bank in Abu
Dhabi implement Basel
II covering credit risk,
market risk and
Operational Risk. The
project was carried out
for over a year”
30
Riskpro Clients Our ClientsC
orp
ora
te
/ M
NC
s
*Any trademarks or logos used throughout this presentation are the property of their respective owners
“Legal Compliance
Software is a must
today. Riskpro, through
its partner firms has
implemented the
software in several
Corporates”
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Riskpro Clients Our Clients
“Internal Financial
Controls (IFC) is critical
to effective financial
reporting.
Riskpro has helped
several listed
companies with IFC
compliance”
Co
rpo
rate
/ M
NC
s
*Any trademarks or logos used throughout this presentation are the property of their respective owners
32
Riskpro Clients – SSAE / SOC 1 /SOC 2 / HIPAA Our ClientsIT
Co
mp
an
ies /
SS
AE
Clien
ts
*Any trademarks or logos used throughout this presentation are the property of their respective owners
“SSAE 16 / SOC 1
/SOC 2 audits are now
becoming essential for
Indian Software
Companies / ITES/BPO
firms. Riskpro has done
more than 30+ SSAE
16 audits”
33
Riskpro Clients – SSAE / SOC 1 /SOC 2 / HIPAA Our Clients
“SSAE 16 / SOC 1
/SOC 2 audits are now
becoming essential for
Indian Software
Companies / ITES/BPO
firms. Riskpro has done
more than 30+ SSAE
16 audits”
IT C
om
pan
ies /
SS
AE
Clien
ts
*Any trademarks or logos used throughout this presentation are the property of their respective owners
34
Riskpro Clients – SSAE / SOC 1 /SOC 2 / HIPAA Our Clients
“SSAE 16 / SOC 1
/SOC 2 audits are now
becoming essential for
Indian Software
Companies / ITES/BPO
firms. Riskpro has done
more than 30+ SSAE
16 audits”
IT C
om
pan
ies /
SS
AE
Clien
ts
*Any trademarks or logos used throughout this presentation are the property of their respective owners
35
Riskpro’s GDPR Clients Our ClientsG
DP
R C
lien
ts
*Any trademarks or logos used throughout this presentation are the property of their respective owners
“Riskpro is helping
Market Research,
Analytics, SaaS
platform companies
with compliance to
GDPR
36
Riskpro’s GDPR Clients Our ClientsG
DP
R C
lien
ts
*Any trademarks or logos used throughout this presentation are the property of their respective owners
“Riskpro is helping
Market Research,
Analytics, SaaS
platform companies
with compliance to
GDPR
37
Founder and Director▪ CA, CPA, MBA-Finance (USA), FRM
(GARP)
▪ Over 10 years international experience – 6
years in Bahrain and 4 years USA
▪ 18 years exp in risk management consulting
and internal audits, Specialization in
Operational Risk, Basel II, Sox and Control
design
▪ Worked for Ernst & Young (Bahrain), Arab
Investment Company (Bahrain), Navigant
Consulting(USA), Kotak Mahindra Bank
(India) and Credit Suisse(India)
▪ Sox Compliance project for Fannie Mae,
USA ( $900+ Billion Mortgage Company)
Co Founder and Director▪ PGD (Electrical & Electronics & Computer
Programming)
▪ 30 years of experience in Information &
Communications Technology (ICT) Solutions
for Retail, Garments, Manufacturing,
Services Industries.
▪ Has created Companies, Divisions,
Products, Brands, Teams & Markets.
▪ Consulting in Business, Technology,
Marketing & Sales & Strategic Planning.
▪ Advisory, Training, Workshops &
Implementation in Systems Thinking,
Systems Modeling & Balanced Scorecard
▪ Worked with TIFR, Mahindra, Ambience,
Communico-Graphique & Ionidea In
Manoj Jain
Executive Vice President – IT Risk
Advisory▪ BTech MBA (USA)
▪ 22 years of work experience, 16 of which
were in risk management domain, 11 years
of global experience in USA & UK
▪ Ex Chief Risk Officer of Birla Sun Life
Insurance & CMS Info System .
▪ Managed Risk & Compliance for two UK
based insurance KPOs (Paternoster India &
JLT India)
▪ Core expertise in ERM, Capital Valuation,
Operational Risk, Information Security, BCM,
Governance & Internal Audit
▪ CISA, CIA, CMA, FLMI, MBCI qualified
98337 [email protected]
98450 61870
98209 94063
Casper Abraham Shriram Gokte
38
Executive Vice President – Risk
Advisory▪ Chartered Accountant, a Certified Internal
Auditor (CIA) and a Certified Risk Mgmt
Professional (CRMA).
▪ She has around 15 years of post
qualification experience into Internal Audits,
Risk, Application Reviews, Operations /
Process/ Internal control reviews, Fraud
Investigations.
▪ She has worked with consulting firms like
Baker Tilly Singhi Consultants Pvt Ltd, Price
Waterhouse Coopers, EY, Aneja Associates
and Corporates like Reliance (Internet
Exchange), GE Capital, CMS Computers etc
Executive Vice President - Banking▪ Ex- Head of Integrated Risk Management
department at Bank of Maharashtra
▪ Responsible for implementation of Risk
management guidelines issued by RBI from
time to time on Credit risk, Market Risk and
Operational risk and reporting regularly to
Risk Management Committee of the Board
and Board of Directors.
▪ Put in place all policies relating to Risk
Management, ALM Policy, ICAAP Policy;
Stress Testing Policy, Business Continuity
Planning Policy, Outsourcing Policy.
Rita
Shewakramani
98204 [email protected]
95660 77326
R. Muralidharan Vivek Dixit
Executive Vice President – Risk
Management and Governance Advisory▪ B.Com; DFM. Numerous Work related and
Leadership trainings in Corporate World.
▪ Experienced, multi faceted, techno functional
corporate professional with 30 yrs in the industry.
Worked in top notch organizations viz. Dell,
Microsoft, IBM, Atos (Origin), Ingersoll-Rand,
Siemens. Played various roles, and managed
multi locational and multi cultural teams. Global
judge for certification of YB and GB Six Sigma
projects in Dell.
▪ Associated with PMI significantly. Initially Vice
President of PMI-Pearl City Chapter when it was
started. Invited as a Speaker for various PMI
events. Ex-Professor of Project Management,
Project Operations Management for MBA
students.
88066 73322
39
Executive Vice President – Risk and
Internal Audit ▪ FCMA, CIA, CFE-Retired, CMA, CertIFRS
and AWS Solutions Architect Associate.
▪ Extensive experience in a wide range of
MNCs and Big Four Accounting and Audit
Firms.
▪ Overseas experience in USA, UK, South
Africa, China and UAE.
▪ IT Systems Professional with ERP
implementation experience in the US,
Canada and the UK.
▪ Specialized in Fraud Risk Management.
▪ Cloud Security through Architecture and
Design.
9007501581
Ananda Goswami
Senior Vice President▪ CA, CIA, CFE and CISA
▪ Ankit has over 15 years of risk management
and internal audit experience, SOX & SSAE
compliance, fraud reviews, regulatory
compliance reviews, external
▪ He has headed the audit function for a
midsize financial services company and the
captive offshore unit of ANZ Bank one of the
big 4 Australian banks. He has also worked
in PWC for 8 years and Hewlett Packard for
3 years.
▪ Ankit has extensive experience with internal
audit in financial services and back office
operations and has setup internal audit
functions for captive units of four different
companies.
98804 01236
Ankit Manglik
Senior Vice President – Information Security and Data Privacy▪ BE, CISM, LA (Trained) - ISO 27001:2013,
ISO 22301:2012, BS 10012:2009, ISO
14001, EU GDPR Foundation Course, Six
Sigma Black Belt
▪ A qualified Information Security and Privacy
professional with 20 years of rich experience
in driving various strategic initiatives across
the organization like implementation of ISO
27001, SSAE 16 / ISAE 3402 Type I & II,
Data Protection Compliances, Privacy shield
and GDPR with leading organizations in
HRO, BPO, IT and Manufacturing industry
▪ Worked for Hexaware Technologies, WNS,
Neeyamo and Mahindra & Mahindra
9923202685
Kedar Tokekar
40
Key Contacts
Corporate Mumbai Mumbai Bangalore
Riskpro India Ventures (P) Limited
www.riskpro.in
B-44, Glaxo Building,
Near Mt. Mary’s Steps
Bandra West, Mumbai 400050
Manoj Jain
DirectorM- 98337 67114
Shriram Gokte
EVP - Risk Management
M- 98209 94063
Rita Shewakramani
EVP - Risk Advisory
M- 98204 85504
Casper AbrahamDirector
M- 98450 61870
Ankit ManglikSVP- Audit & Risk Management
M -9880401236
Gurgaon Noida Pune Chennai
Dhiraj Satnalika
AVP – Internal Audit & Risk
Management
M – 8826016982 / 8826799982
Ananda GoswamiEVP – Internal Audit and Ris Advisory
M- 9654359687
M. L. Jain
Principal – Strategy [email protected]
Vivek Dixit
EVP- Risk and Governance
880 667 [email protected]
R. Muralidharan
EVP – Risk Management
M- 95660 77326
PN Venkataraghavan
EVP - Banking & Risk
M - 98840 72990 | [email protected]
Hyderabad Ahmedabad Kolkata Let’s Innovate Together
Anand [email protected]
Manoj Kumar
Ananda Goswami
If you have substantial risk
management experience and want to
join a growing consulting firm, send
an email to [email protected] and
lets join hands and innovate together.