richter syndrome in b-cell chronic lymphocytic leukemia

9
Pathology International 2003; 53 : 195–203 Review Article Blackwell Science, LtdOxford, UK PINPathology International1320-54632003 Japanese Society of Pathology 534April 2003 1455 Richter syndrome in B-CLL N. Nakamura and M. Abe 10.1046/j.1320-5463.2003.01455.x Review Article195203BEES SGML Correspondence: Naoya Nakamura, MD, Department of Pathology, Fukushima Medical University School of Medicine, 1-Hikarigaoka, Fukushima-shi, 960-1295, Japan. Email: [email protected] Received 8 August 2002. Accepted for publication 6 December 2002. Richter syndrome in B-cell chronic lymphocytic leukemia Naoya Nakamura and Masafumi Abe Department of Pathology, Fukushima Medical University School of Medicine, Fukushima, Japan Richter syndrome (RS) is well known as a secondary high- grade lymphoma, mostly diffuse large B-cell lymphoma (DLBCL) developed in patients with B-cell chronic lym- phocytic leukemia (B-CLL). In this review, we describe clinicopathological, histological, immunophenotypical and genetic findings of RS. The patients with RS, regardless of transformation of pre-existing clone or de novo malignant clone, were resistant to conventional combined chemo- therapy and died within months of diagnosis. Molecular techniques can provide convincing results for the clonal relationship of RS to pre-existing B-CLL. When RS carries a same rearrangement band or a same sequence as B-CLL by Southern blotting or nucleotide sequence analyses of immunoglobulin heavy and/or light chain genes, it is sug- gested to that RS transforms from original B-CLL. These analyses have showed that approximately two-thirds of RS cases evolved from a B-CLL clone. How and where does the B-CLL clone evolve to RS? The genetic alteration of trans- forming B-CLL clone into RS has been addressed. Abnor- malities of chromosomes 11 and 14 were most frequently involved in RS, but non-specific. In addition, RS does not include chromosomal translocation between Ig locus and oncogenes or rearrangements of bcl-6 gene, both of which were found in some de novo DLBCL. Several candidates, such as mutation of p53 gene and abnormalities of cyclin dependent kinase inhibitor, have been proposed to play an important role in the transformation of a part of B-CLL. How- ever, there is still uncertainly as to how B-CLL progresses or develops into RS. Key words: B-cell chronic lymphocytic leukemia, diffuse large B-cell lymphoma, Hodgkin lymphoma, immunoglobulin heavy chain gene, Richter syndrome, somatic mutation Patients with a low-grade lymphoid neoplasm who normally have a survival of more than several years occasionally ter- minate as a result of an aggressive high-grade lymphoma. 1,2 This frequently results in early death. This progression is demonstrated by histological changes of neoplastic cells. Small to medium-sized cells might change to large-sized cells. Richter syndrome (RS) was first described in 1928 and is well known as a secondary large-cell immunoblastic lymphoma that develops in patients with B-cell chronic lym- phocytic leukemia (B-CLL). 3 Subsequently, Lorholary et al. reported similar cases, and named them RS. 4 There have been a lot of case studies and reviews about RS. 5–13 A con- cept of RS has been well built, but an effective therapy that can cure the patient with RS is not available. In addition, RS is known to evolve in the natural course of B-CLL with- out prior chemotherapy, and both RS related to clonal evolution 14,15 and RS unrelated to the original 15 clone have been reported. In this review, we describe RS, mostly diffuse large B- cell lymphoma (DLBCL), in clinicopathological, histological, immunophenotypical and genetic aspects, as well as Hodgkin’s lymphoma (HL), a rare variant of RS. The clonal relationship between B-CLL and RS has been almost under- stood, but there is still uncertainly as to how and why B-CLL progresses or develops into RS. CLINICAL FINDINGS Although the frequency of RS is reported to occur in 3–10% of patients with B-CLL, Giles et al . reported that the true inci- dence might be higher as postmortem examinations were not performed in most patients, thus underestimating occult dis- ease. 10 Mauro et al . reviewed 1011 patients with B-CLL, in which 22 patients terminated to RS (2.2%). 12 These patients constituted 18 cases with DLBCL (1.8%) and four cases with HL (0.4%). A different frequency of RS in a younger group from that in an older group was found. When comparing a younger patients’ group ( £ 55 years, 204 cases) and the other group ( > 55 years old, 807 cases), both groups showed an elevated rate of second primary cancers (8.3 versus 10.7%), whereas the occurrence of RS was significantly higher

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Page 1: Richter syndrome in B-cell chronic lymphocytic leukemia

Pathology International

2003;

53

: 195–203

Review Article

Blackwell Science, LtdOxford, UKPINPathology International1320-54632003 Japanese Society of Pathology

534April 20031455

Richter syndrome in B-CLLN. Nakamura and M. Abe

10.1046/j.1320-5463.2003.01455.xReview Article195203BEES SGML

Correspondence: Naoya Nakamura, MD, Department of Pathology,Fukushima Medical University School of Medicine, 1-Hikarigaoka,Fukushima-shi, 960-1295, Japan. Email: [email protected]

Received 8 August 2002. Accepted for publication 6 December2002.

Richter syndrome in B-cell chronic lymphocytic leukemia

Naoya Nakamura and Masafumi Abe

Department of Pathology, Fukushima Medical University School of Medicine, Fukushima, Japan

Richter syndrome (RS) is well known as a secondary high-grade lymphoma, mostly diffuse large B-cell lymphoma(DLBCL) developed in patients with B-cell chronic lym-phocytic leukemia (B-CLL). In this review, we describeclinicopathological, histological, immunophenotypical andgenetic findings of RS. The patients with RS, regardless oftransformation of pre-existing clone or

de novo

malignantclone, were resistant to conventional combined chemo-therapy and died within months of diagnosis. Moleculartechniques can provide convincing results for the clonalrelationship of RS to pre-existing B-CLL. When RS carriesa same rearrangement band or a same sequence as B-CLLby Southern blotting or nucleotide sequence analyses ofimmunoglobulin heavy and/or light chain genes, it is sug-gested to that RS transforms from original B-CLL. Theseanalyses have showed that approximately two-thirds of RScases evolved from a B-CLL clone. How and where does theB-CLL clone evolve to RS? The genetic alteration of trans-forming B-CLL clone into RS has been addressed. Abnor-malities of chromosomes 11 and 14 were most frequentlyinvolved in RS, but non-specific. In addition, RS does notinclude chromosomal translocation between Ig locus andoncogenes or rearrangements of

bcl-6

gene, both of whichwere found in some

de novo

DLBCL. Several candidates,such as mutation of p53 gene and abnormalities of cyclindependent kinase inhibitor, have been proposed to play animportant role in the transformation of a part of B-CLL. How-ever, there is still uncertainly as to how B-CLL progressesor develops into RS.

Key words:

B-cell chronic lymphocytic leukemia, diffuse largeB-cell lymphoma, Hodgkin lymphoma, immunoglobulin heavychain gene, Richter syndrome, somatic mutation

Patients with a low-grade lymphoid neoplasm who normallyhave a survival of more than several years occasionally ter-

minate as a result of an aggressive high-grade lymphoma.

1,2

This frequently results in early death. This progression isdemonstrated by histological changes of neoplastic cells.Small to medium-sized cells might change to large-sizedcells. Richter syndrome (RS) was first described in 1928and is well known as a secondary large-cell immunoblasticlymphoma that develops in patients with B-cell chronic lym-phocytic leukemia (B-CLL).

3

Subsequently, Lorholary

et al.

reported similar cases, and named them RS.

4

There havebeen a lot of case studies and reviews about RS.

5–13

A con-cept of RS has been well built, but an effective therapy thatcan cure the patient with RS is not available. In addition,RS is known to evolve in the natural course of B-CLL with-out prior chemotherapy, and both RS related to clonalevolution

14,15

and RS unrelated to the original

15

clone havebeen reported.

In this review, we describe RS, mostly diffuse large B-cell lymphoma (DLBCL), in clinicopathological, histological,immunophenotypical and genetic aspects, as well asHodgkin’s lymphoma (HL), a rare variant of RS. The clonalrelationship between B-CLL and RS has been almost under-stood, but there is still uncertainly as to how and why B-CLLprogresses or develops into RS.

CLINICAL FINDINGS

Although the frequency of RS is reported to occur in 3–10%of patients with B-CLL, Giles

et al

. reported that the true inci-dence might be higher as postmortem examinations were notperformed in most patients, thus underestimating occult dis-ease.

10

Mauro

et al

. reviewed 1011 patients with B-CLL, inwhich 22 patients terminated to RS (2.2%).

12

These patientsconstituted 18 cases with DLBCL (1.8%) and four cases withHL (0.4%). A different frequency of RS in a younger groupfrom that in an older group was found. When comparing ayounger patients’ group (

£

55 years, 204 cases) and the othergroup (

>

55 years old, 807 cases), both groups showed anelevated rate of second primary cancers (8.3 versus 10.7%),whereas the occurrence of RS was significantly higher

Page 2: Richter syndrome in B-cell chronic lymphocytic leukemia

196 N. Nakamura and M. Abe

in younger patients (5.9%, 12 patients versus 1.2%, 10patients;

P

<

0. 00001). A significant increased risk of devel-oping secondary cancers in CLL patients regardless of age isimportant, and it is interesting that patients

£

55 years of ageshowed a higher occurrence of RS than older patients.Geographically, B-CLL is the most frequent disorder amonghematological malignancies in Western countries, so that it islikely that RS terminated from B-CLL is largely described inWestern countries. Further, B-CLL is infrequently observedin other areas, probably as a result of differences in race. Forexample, the low occurrence rate of B-CLL in immigrantsfrom Japan to USA has been reported.

16

The accurate fre-quency of RS outside Western countries is unknown butextremely rare, although RS has been reported in Japan andTaiwan.

17,18

In addition, RS initiates with the elevation of serum lactatedehydrogenase, rapid lymph node enlargement, systemicsymptoms of fever and/or weight loss, and extranodalinvolvement. Patients sometimes have hepatosplenomegalyand central nervous system (CNS) involvement. The diagno-sis of RS is usually made by a biopsy of an enlarged lymphnode. The primary neoplasms of RS in extranodal sites with-out the enlargement of systemic lymph nodes have beenreported and will be described later. The prognosis of RS isquite poor. The patients with RS are resistant to conventionalcombined chemotherapy, and die within months of diagnosis.A new and strong therapy is required for RS. Giles

et al

. con-ducted a combined chemotherapy consisting of

cis

-platinum,fludarabine and cytosine arabinoside, and another one usingcyclophosphamide instead of

cis

-platinum.

10,19

Among 11patients with RS, two patients achieved complete remissionand three patients achieved partial remission. Recently, atrial of allogeneic bone marrow transplantation in eightpatients with RS has been done and three out of eightpatients (38%) were alive and in remission at 14, 47 and67 months, respectively.

20

HISTOLOGY AND IMMUNOPHENOTYPING OF RS

Richter syndrome was originally reported as immunoblasticlymphoma.

3

The typical morphology of immunoblastic lym-phoma, which is same as DLBCL, immunoblastic variant (IB)according to the World Health Organisation classification

21

inthe biopsy of a lymph node revealed a diffuse proliferation oflarge-sized cells that have large round to moderately irregularwith vesicular nuclei, prominent nucleoli and a moderateamount cytoplasm (Fig. 1). Cases with DLBCL, centroblasticvariant (CB) showing a diffuse and monotonous proliferationof centroblasts or intermingled of immunoblasts and centro-blasts (Fig. 2) were also reported. A precious proportion of IBversus CB in the literature is not estimated because of thefew descriptions of histological findings in some literature.

There are two cases of IB and three cases of CB in our file ofRS. Para-immunoblasts are named for medium to large-sizedimmunoblast-like cells that are scattered in pseudofolliclesof B-CLL (Fig. 3). Para-immunoblsts are positive for CD20,cytoplasmic IgM and MIB-1, and are regarded as proliferatingcells, but do not show a confluent sheet in B-CLL.

21,22

Otherthan DLBCL, HL is also reported as a variant of RS, and it willbe described later.

Because IB consists of approximately 10% of all DLBCL,

23

cases of IB in RS are much higher than that in

de novo

DLBCL. Lukes and Collins documented that approximately10% of newly diagnosed patients with immunoblastic lym-phoma might have had histories of prior lymphoproliferativereaction or malignancy, including RS.

24

Immunoblastic mor-phology is frequently found in secondary malignancy, and isespecially marked in RS. It is comparable that the trans-formation of low-grade lymphoma of mucosa-associatedlymphoid tissue (MALT) shows DLBCL centroblasticmorphology.

25

Most cases of initial B-CLL express CD19, CD20, surfaceIgM and D (normally weak), as well as CD5. Some cases of

Figure 1

Richter syndrome as diffuse large B-cell lymphomaimmunoblastic variant. Immunoblasts are large-sized cells that arelarge round to moderately irregular with vesicular nucleus, a promi-nent nucleolus in the center and a moderate amount of cytoplasm.Magnification,

¥

200.

Page 3: Richter syndrome in B-cell chronic lymphocytic leukemia

Richter syndrome in B-CLL 197

RS have the same immunophenotype as the initial B-CLL,but others do not. Some cases of RS show negative or weakpositive expression of CD5 and IgD, even though the RS isevolved from the initial B-CLL clone. In this situation, thedownregulation of CD5 and IgD occurs during transforma-tion. In addition, CD5, IgM and D might be shared on RS,which is demonstrated to exhibit a new malignant clone. Inthe latter cases,

de novo

CD5

+

DLBCL occurs in patients withCD5

+

B-CLL.

CLONAL RELATIONSHIP AND IMMUNOGLOBULIN GENE ANALYSIS

Secondary DLBCL in RS is not always derived from the cloneof the pre-existing B-CLL. It may be transformed from theclone of the initial neoplasms or

de novo

. Before the geneticmethod was available, immunophenotyping of membraneand/or the cytoplasmic immunoglobulin light chain was used,and was only a key for examining the clonal relationshipbetween B-CLL and RS. When neoplastic B cells of two dif-ferent types carried the same light chain, RS is suggested totransform from the original B-CLL. However, when neoplasticB cells expressed a different light chain, RS was a

de novo

DLBCL.

26–28

Molecular techniques can provide convincingresults for clonal relationships. Southern hybridization withthe immunoglobulin heavy chain (IgH) gene and light chain(IgL) gene was expected to be the most useful key. A rear-rangement of a same-sized band for both B-CLL and sec-ondary DLBCL supports the same cell origin,

28–31

and arearrangement of a different-sized band suggests a newmalignant event.

32–37

Miyakawa

et al

. reported that B-CLL

Figure 2

Richter syndrome as diffuse large B-cell lymphoma cen-troblastic variant (original magnification

¥

200). Centroblasts arelarge-sized cells that have a large round to moderately irregular withvesicular nucleus and several nucleoli.

Figure 3

Para-immunoblasts inpseudofollicles, B-Cell chronic lympho-cytic leukemia (B-CLL; original magni-fication,

¥

50 (right),

¥

200 (left)). Para-immunoblasts, prolymphocytes andsmall lymphocytes are intermingledin pseudofolicles. Para-immunoblastsare medium to large-sized cells thathave a round to oval nucleus with dis-perse chromatin and a central nucleus.Para-immunoblasts are immunoblast-like cells, but do not show a confluentsheet in B-CLL. Prolymphocytes areslightly larger than small lymphocytesand have more disperse chromatinand small nucleoli.

a b

Page 4: Richter syndrome in B-cell chronic lymphocytic leukemia

198 N. Nakamura and M. Abe

with lambda light chain and RS with kappa light chain hadidentical clonal rearrangements of the IgH chain gene.

32

Thisindicates that a different immunophenotype of CLL and sub-sequent RS does not indicate biclonality. Finally, the nucle-otide sequence of the IgH and/or IgL genes prooves a clonalrelationship of RS and pre-existing B-CLL. Cherepakhin

et al

.reported a common clonal origin in a case of RS by compar-ison of the two clones’ nucleotide sequences of the IgH geneby polymerase chain reaction (PCR).

14

Matolcsy

et al

. sub-sequently analyzed complementarily determining regionthree (CDR3) of paired B-CLL/small lymphocytic lymphoma(SLL) and secondary DLBCL samples for three cases ofRS.

15

Of the three cases, one case, in which the IgH generearrangement pattern in Southern blotting was the same forboth samples, showed an identical sequence in the B-CLL/SLL and secondary DLBCL components. In the other twocases, the IgH gene rearrangement pattern was different,and one showed a non-identical sequence while anothershowed an identical sequence. Thus, analysis of the nucle-otide sequence of the CDR3 region rather than Southernblotting is more useful for the determination of whether thetwo clones are identical. A clonal evolution of B-CLL into RScan be demonstrated by confirmation of identical rearrange-ment bands in Southern blotting. However, if a different rear-rangement band was detected, a transformation of B-CLLcan not be decided. The nucleotide sequence of the CDR3region, including V-D-J rearrangement of the IgH gene, canprovide definite evidence for the comparison of the twoclones. The CDR3 region consists of V-N-D-N-J. The numberof N varies in each clone because N is inserted by Terminaldeoxynucleotidyltransferase activity during VDJ rearrange-ment in the early phase of B-cell differentiation. When thelength and nucleotide sequence of CDR3 are matched, itconcludes that the two clones are identical. There is less pos-sibility that Ig of remaining CLL clone, not RS clone, would beamplified, and it would be concluded as the same clonal ori-gin of the two.

What is a proportion of transformed RS? We have found noreports documenting a precise relationship using nucleotidesequence analysis. Two reviews discussed its proportionusing literature of RS including Southern blotting and cyto-genetic analyses.

38,39

In a 1993 review by Foon

et al.

, nineout of 14 RS showed identical IgH or IgL rearrangement.

38

In1995, Bessudo and Kipps stated that 28 out of 37 RS casesappeared to have a common clonal origin by Southern blot-ting and cytogenetic analyses.

39

Although Giles

et al

. sug-gested that the proportion of transformed RS was estimatedat 60%,

10

this figure might be less. It is considered that thedifferent rearrangement band does not mean a differentclone in RS. Approximately two-thirds of cases (possiblymore) of RS are evolved from the B-CLL clone.

The analysis of the IgH gene variable region (VH gene) hasbeen extending our understanding of the biology of B-cells. A

large amount of data on the analysis of the rearranged VHgene obtained by PCR in normal and neoplastic B-cells hasdefined the clonal origin of various B-cell neoplasms.

40,41

The pre-germinal center (GC) B-cells (naive or virgin B)show a germline sequence, and GC and post-GC B-cellsshow somatic hypermutation. Both lymphoblastic leukemia/lymphoma and mantle cell lymphoma (MCL) lack significantmutations in their rearranged VH genes, suggesting that theyare of naive B-cell origin. Somatically mutated VH geneswere found in follicular lymphoma, MALT lymphoma, DLBCLand multiple myeloma (MM), which were suggested to be aGC and post-GC cell origin. However, CD5

+

B-CLL is uniqueand exhibits germline or somatic hypermutation of rear-ranged VH gene. Cases with germline VH gene are esti-mated as approximately 60% of cases.

42

Somatic mutationanalysis of the VH gene of RS has been described in only afew reports. The RS case reported by Cherepakhin

et al

.exhibited approximately 8% somatic mutation frequencyof the VH gene.

14

We have two cases with CD5

+

RS with0.5% in somatic mutation of VH gene, almost germlinesequence,

43

and with 8.0% (unpubl. data), respectively. TheB-CLL cases could be divided into two groups, cases withunmutated VH genes and cases with mutated VH genes, andB-CLLs with unmutated VH genes have a more aggressiveform.

44

It remains unclear whether development of RS mightor might not be related to mutation patterns. Further analysisfor RS and VH gene are required.

GENETIC ALTERATION OF RS

The molecular events that underlie the appearance of RSin CLL are poorly known. Chromosomal abnormalitiesobserved in RS are often complex and included 14q

+

,

+

12,del 11q (11q23), del 13q and del 17p.

8,45–47

These abnor-malities are present in the patient with or without previoustreatment for B-CLL. Trisomy 12 and deletion 13q14 are thecommon cytogenetic abnormlities in B-CLL, and Hebert

et al

. proposed that cytogenetic studies in the patient withRS should be examined using the resected lymph node bywhich the diagnosis of RS was made.

27

Although no specificchromosomal abnormalities have been detected so far,chromonsomes 11 and 14 were most frequently involvedin RS. Zhu

et al

. reported that 11q23 was occasionallyobserved in

de novo

DLBCL, but all three cases of RS exhib-ited the deletion at 11q23.

48

Chromosomal complex changesand instabilities are present in patients with RS. Han

et al

.suggested that multiple chromosal changes, which might notbe specific, are related to the development of RS in patientswith B-CLL.

45

Although the CD5 antigen is sometimes downregulated ornot expressed in RS, it is important to compare genetic alter-ations including cytogenetic abnormalities of RS to those in

Page 5: Richter syndrome in B-cell chronic lymphocytic leukemia

Richter syndrome in B-CLL 199

de novo

CD5

+

DLBCL. Little has been reported about kary-otypic abnormalities of

de novo

CD5

+

DLBCL. We havereported complex karyotypes of three cases with

de novo

CD5

+

DLBCL. The important abnormalities mentioned abovein RS, such as 14q

+

and del 11q23, were not present inthese three cases.

49

Moreover, Matolcsy

et al

. reported that44% of cases of

de novo

CD5

+

DLBCL exhibit

bcl-6

rear-rangement, but RS has no alteration of the

bcl-6

gene so that

de novo

CD5

+

DLBCL and RS-associated DLBCL must begenotypically distinct.

50

Thus, RS is likeky to have a differentmechanism from that of

de novo

CD5

+

DLBCL.Most of

de novo

DLBCL are believed to be derived fromGC or post GC B cells, and its malignant transformation oftenoccurs in the GC.

41

Somatic hypermutation, class switchingand receptor editing of the IgH and/or IgL genes might affectand modify the DNA of GC B cells and play a important rolein tumorgesis of GC and post-GC B-cells, resulting in B celllymphoma, such as DLBCL. For example, chromosomaltranslocation of Ig gene and oncogene, such as

bcl-6

gene inDLBCL and c-

myc

in Burkitt lymphoma (BL), are assumed tobe caused by incorrect class switching in GC B cells. Somatichypermutation of the variable region of IgH and IgL genesintroduces normal B-cells to produce antibodies with highaffinity for the antigenie, and Küppers

et al

. indicated that amechanism called affinity maturation might be involved in thegeneration of translocation because it often introduces dele-tions and duplications, causing breaks in DNA.

41

Moreover,somatic mutation of the Ig gene as well as several protoon-cogenes have been recently found in DLBCL.

42,51

Therefore,GC is the most important microenvironment for malignanttranformation of

de novo

DLBCL.The p53 gene mutation was first reported to be associated

with B-cell type RS,

52

and it was thought that its mutationcould provide a clue as to the mechanism of transformationfrom a low-grade leukemia/lymphoma to a high grade one.However, RS with or without p53 gene abnormalities hasbeen reported, and the p53 gene abnormalities have beenshown to be present and/or develop in B-CLL without evi-dence of RS.

15,52,53

Thus, p53 gene abnormalities arerelated to some cases of RS in both the development of anew malignant clone and progression of pre-existing B-CLL.Recently, abnormalities of cyclin-dependent kinase inhibitor(CDKI) have been discussed in relation to RS. The CDKIsrepresent a class of negative regulatory elements of cellgrowth that supress the kinase activity of the cyclins andCDKIs. For example, p16

INK,4a

participates in the control ofthe G1 phase by inhibiting the kinase activities of CDKIs, andplay an important role as tumor suppressor genes and thep53 gene.

54,55

Mutations of the p53 gene and/or homo-zygous deletions of ARF/INK4a locus, which codes for twodifferent proteins of p16

INK,4a

and p14

ARF

, occur in approxi-mately 60% of RS cases.

15,56–58

Pinyol

et al

. reported thatbiallelic deletion of the p16

INK,4a

gene was not found in B-

CLL, but was found in RS, which was demonstrated to havea clonal evolution by Southern blotting, and that in sevencases of RS, three cases had at least one of p53/p14

ARF

gene and p16

INK,4a

gene mutation.

57,58

This alteration mightbe acquired during the transformation process and might-have played a role in its pathogenesis. Cobo

et al

. immuno-histochemically investigated cell cycle regulators in RS.59

While the majority of CLL displayed strong p27 immunoreac-tivity, RS was p27-negative. Most CLL cases showed noexpression of the Rb protein. In contrast, all RS exhibitedstrong Rb expression. The overexpression of cyclin D1 wasalso detected in a case of CLL evolving into RS and a caseof RS. Cyclin D1 is the key oncogene of bcl-1 locus is proline-rich attachment domain 1/cyclin D1, encodes a proteininvolved in the cell cycle, and cyclin D1 overexpression basedon t11,14 (q23;q32) is known to occur in MCL.60 It is uniquethat the overexpression of cyclin D1 without such transloca-tion might be related to the transformation of RS. Recently,chromosomal imbalances in RS have been reported,61 withRS showing a higher number of gains, losses, total alter-ations and losses of 8p and chromosome 9 than B-CLL atdiagnosis. It is concluded that B-CLL has frequent chromo-somal imbalances that might increase during the progressionof the disease and transformation into RS.

Transformation of the Epstein Barr virus (EBV) appears tobe involved in the pathogenesis of several types of B- andT- cell lymphoma and HL. It is harbored in most cases ofendemic BL, pyothorax-associated lymphoma and NaturalKiller/T-cell lymphoma, frequent cases of non-Hodgkin’s lym-phoma (NHL) in patients with immunodeficiency, half of allcases of HL, and approximately 5% of conventionalDLBCL.21 The EBV-associated RS has been occasionallyreported. Ansell et al. reported that three DLBCL casesamong 25 cases of RS are harbored EBV.62 Giles suggestedthat a potential etiology for RS is long-term immunosuppres-sion with a causal relationship similar to that seen in NHLassociated with human immunodeficiency virus infectionor immunodeficiency after transplantation.10 It could beexplained by high frequency of secondary cancer in B-CLL.Few cases have examined both EBV association and theclonal relationship between RS and the pre-existing B-CLL.We reported a case of B-cell type RS associated with EBV.Secondary DLBCL occurring in the intestine was derivedfrom a de novo clone different from pre-existing B-CLL,17 andEBV might be associated with both de novo RS and trans-formed RS.

A number of alternative proposed mechanisms of trans-formation have been reported: (i) increased copy numberof c-myc oncogene by a combined modified comparativegenomic hybridization;63 (ii) RS expressed approximately 25-fold less A-myb RNA than the CLL cells;64 and (iii) alterationin 3/9 microsatellite repeats were detected in RS, but not inCLL.65

Page 6: Richter syndrome in B-cell chronic lymphocytic leukemia

200 N. Nakamura and M. Abe

EXTRANODAL RS

Richter syndrome presents with systemic symptoms of local-ized or disseminated lymph node enlargement, as well asextranodal involvement, and is an aggressive lymphomaresistant from chemotherapy. Giles et al. reported 41% of RScases have extranodal involvement of the pleura (10.2%), theCNS (12.8%), the oropharynx (7.7%), the skin (5.1%), thegastrointestinal (GI) tract (5.1%), the lung parenchyma(2.5%), bone (2.5%) and marrow (5.1%).10 Bone marrowinvolvement of RS was infrequent. Further, DLBCL withoutenlargement of lymph nodes can occur in extranodal sites ofpatients with B-CLL. Secondary DLBCL has been reported tooccur in the following regions: cutaneous,66–68 GI tract,17,69

brain,70 lung71 and ocular.72 Generalized symptoms werenot conspicuous with weight loss and general weakness.Patients with GI-tract RS had bleeding, intestinal obstruction/ileus and acute perforation. The diagnosis of RS should becarefully made and exclude MALT lymphoma. A poor survivalwas archived in cutaneous RS,65,66 and GI-tract RS.69

Ratnavel et al. reported that a case of cutaneous RS, whichderived from an identical clone originated from B-CLL,showed an aggressive clinical course and died within4 months and a case of cutaneous RS exhibited a differentclone from B-CLL showed an indolent clinical behavior.68 Onthe other hands, six cases with primary GI tract RS describedby Parrens et al. are reported to show poor prognosis with amedian survival of 22 months.69 The series included twocases with a common clonal origin between RS and B-CLLand one case with different clones. We demonstrated a denovo RS without MALT-type low-grade lymphoma in thecolon.17 The patient died within several months. Therefore,most of the RS transformed from the B-CLL clone archivehave a poor prognosis similar to the original form of RS withnodal presentation, but a minority of RS with a localizedtumor, either of transformation or de novo, might show rela-tively good clinical behavior. The prognosis of extranodal RSmight be related to the clonal relationship to the superveningB-CLL.

RS OTHER THAN DLBCL

It is known that B-CLL rarely terminates at HL, and HL isalready called a variant of RS.10,73 However, can we acceptthat the progression of B-CLL to HL is a variant of RS? Threequestions would be applied: (i) Is the diagnosis of HL defi-nite?; (ii) Is HL supervening B-CLL aggressive clinical disor-der?; and (iii) Is the clonal evolution demonstrated in anycases? First, The presence of typical Hodgkin/Reed-Stern-berg (HRS) cells or lacunar cells in histology, as well asimmunohistochemical detection of CD15 and/or CD30 anti-gens on HRS cells, are required to make a diagnosis of HL

pre-existing B-CLL. It has been known that a small number oflarge-sized blastic cells scattered in a diffuse proliferation ofsmall mature lymphocytes in occasional cases of B-CLL. Inaddition, B-CLL occasionally exhibits a diffuse proliferation ofsmall mature lymphocytes with scattered giant cells resem-bling HRS cells74 and this histology of B-CLL mimics HL, butit should be not confused with HL. The HRS-like giant cells inthe background of B-CLL were sometimes positive for CD30,but not CD15. Second, Brecher and Banks reported eightcases with HL occurring in a course of B-CLL.73 The patientssurvived from 2 months to more than 8 years with a 50%cumulative survival of 12 months. Fayed et al. demonstrateda poor prognosis of HL supervening B-CLL.75 The patientsshowed generalized symptoms with progressive lymphaden-opathy and four out of seven cases of HL have died within1 year. Therefore, HL supervening B-CLL should be treatedas RS. Composite lymphoma of B-CLL and HL at the sameanatomical site is also excluded for RS because of its goodclinical behavior.73 Third, Ohno et al. examined the clonalrelationship by single cell PCR of IgH gene of HRS cells in HLas RS and B-CLL cells, and demonstrated the same clonalorigin of HRS cells and B-CLL cells.76 Cases of HL unrelatedto B-CLL have been reported.77 Most HL occurring inpatients with B-CLL are regarded as clonal evolution of B-CLL, whereas a small number of cases are de novo HL, rep-resenting a second malignancy presumably not clonallyrelated to CLL. Thus, HL subsequently occurring in thecourse of B-CLL is likely to be a variant of RS.

In most cases with de novo HL, HRS cells are of a B-cellphenotype and derived from GC B cells. Somatic hypermu-tation of rearranged VH gene of HRS cells were demon-strated by single cell PCR assay. CD5+ B-CLL comprisesunmutated cases and somatically hypermutated cases. TheHRS cells, usually negative for CD5, in secondary HL super-vening B-CLL have a clonal relationship with B-CLL. Wheredo HRS cells in a HL variant of RS occur? Do CD5+ B-CLLcells recruit to GC? Cases of HL underlying B-CLL are morefrequently associated with EBV than de novo HL.78–81 Themechanism of transformation of B-CLL into HL might be dif-ferent from de novo HL.

The frequency of patients with B-CLL terminating to HL isnot accurate, but Fayad et al. reviewed 1374 cases with B-CLL at a single institution and seven cases of HL occurredduring 21 years.75 Mauro et al. reported 22 patients with RSamong 1011 B-CLL, which consisted of 18 cases withDLBCL and four cases with HL.12 The rate of patients with B-CLL who developed in HL might account for approximately0.5% of cases. The report of long-term follow-up of patientswith B-CLL receiving Fludarabine regimens as initial therapy,which were produced from the same institution to Fayadet al., revealed four cases of RS found in 174 cases of B-CLL(2.3%).11 The patients of B-CLL treated with alkylatingagents might have a slightly high possibility of developing HL.

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Richter syndrome in B-CLL 201

Eight cases of HD supervening B-CLL reported by Brecherand Banks were comprised of four cases of mixed cellular(MC)-HL and four cases of nodular sclerosis (NS)-HL. Fayeret al. also reported seven patients with HL developed in B-CLL comprising six cases with MC-HL and one case with NS-HL. The NS-HL cases showed a poor prognosis.

UNUSUAL SECONDARY LYMPHOID NEOPLASM

The NHLs other than DLBCL, for example, low-grade lym-phoma such as MM, seldom occur in patients with B-CLL, butcases have been reported.10 In a patient with B-CLL, MM isusually advanced at the time of presentation and the patientusually has a poor response and survival time.10 In twodifferent histological forms of B-CLL and MM, single clonalorigins were demonstrated by Southern blotting; however,no evidence at nucleotide sequence level has been foundto support this. T-cell lymphoma/leukemia has been alsoreported in patients with B-CLL. A case of T-cell acute lym-phoblastic leukemia and two cases with high grade T-cell lym-phoma are described.82,83 T cell RS developed from CLLwith a T-cell phenotype, which might be large granular lym-phocyte (LGL) leukemia, has been rarely reported and p53gene mutation was found in RS but not in CLL.84

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