rev.o results of oversight review and audit of ...q-1ao,mt 71\ w,k ~f~ ... c/1 6 l'.11'< h performed...
TRANSCRIPT
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UNIT:
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AITACHMENT #1 to LIC-2XX, Rev.O
RESULTS OF OVERSIGHT REVIEW AND AUDIT OF DECOMMISSIONING TRUST FUNDS FOR OPERATJNG
NUCLEAR POWER REACTORS
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ATIACHMENT #1 to LIC-2XX. Rev.O
RESULTS OF OVERSIGHT REVIEW AND AUDIT OF DECOMMISSiONING TRUST FUNDS FOR OPERATING
NUCLEAR POWER REACTORS
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UNIT:
LICENSEE:
DATE OF REVIEW:
LICENSEE CONTACT: ~:'.S)"'---'~'--ve-=~"--C.=CL..C-'-t=-v{-1-------------
ORIGINAL DOCUMENTS VERIFIED TO SHOW TRUST BALANCE IS EQUAL TO ACTUAL TRUST BALANCE CLAIMED IN LAST BIENNIAL DECOMMISSIONING FUNDING REPORT ( ) YES, see attached ( ) NO, explanation
OVERSIGHT REVIEW AND AUDIT FINDINGS:
Q-1AO,Mt 71\ W,k ~f~ ... C/1 6 l'.11'< h
PERFORMED BY:
DATE: I I
-
ATTACHMENT #1 to LIC-2XX, Rev.O
RESULTS OF OVERSIGHT REVIEW AND AUDIT OF DECOMMISSIONINIG TRUST FUNDS FOR OPERATING
NUCLEAR POWER REACTORS
UNIT: ~ omfr-( NcdtJV Gen~ Qr,h{/.,,/ rlnit 2-
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LICENSEE:
DATE OF REVIEW: _fil___fi-.~_z."'-4-'P-~~((.__ _______ _
ucENSEE coNTACT: ~.,_1 __.,,,C,+la..P.e,::_;:w~-- --------
ORIGINAL DOCUMENTS VERIFIED TO SHOW TRUST BALANCE IS EQUAL TO ACTUAL TRUST BALANCE CLAIMED IN LAST BIENNIAL DECOMMISSIONING FUNDING REPORT ( ) YES, se(~ attached () NO, explanation
OVERSIGHT REVIEW AND AUDIT FINDINGS:
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PERFORMED BY: a_,,./ ~ DATE:
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ATTACIHMENT #1 to LIC-2XX, Aev.o
RESULTS OF OlVERSIGHT REVIEW AND AUDIT OF DECOMMISSIONING TRUST FUNDS FOR OPERATING
NUCLEAR POWER REACTORS
UNIT: Sq,, ~ Nsa:k ~ ~/ UvtJ-3:: ucENSEE -~-J)i
-
ATTACHMENT #1 to LIC-2XX, Rev.o
RESULTS OF OVIERSIGHT REVIEW AND AUDIT OF DECOMMISSIONING TRUST FUNDS FOR OPERATING
NUCLE.AR POWER REACTORS
UNIT: ~n ooJre. Ni rle?/ ~, ~, Um:: 2 ucENSEE: givec,)(12.- U.Kltb~~ t}efndmcl (L ?-9 ?~
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LICENSEE CONTACT, s~ Bk'IJ,,.t-"] ORIGINAL DOCUMENTS VERIFIED TO SHOW TRUST BALANCE lS EQUAL TO ACTUAL TRUST BALANCE CLAIMED IN LAST BIENNIAL DECOMMISSIONING FUNDING REPORT ( ) YES, set~ attached ( ) NO, explanation
OVERSIGHT REVIEW AND AUDIT FINDINGS: ~ (~\A\ve..)
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UNIT:
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ATTACl-iMENT #1 to LIC-2:XX, Rev.O
RESULTS OF OVERSIGHT REVIEW AND AUDIT OF DECOMMISSIONING TRUST FUNDS FOR OPERATING
NUCLEAR POWER REACTORS
-
UNIT:
LICENSEE:
A TI ACHMENT #1 to LIC-2XX, Rev.o
RESULTS OF OVERSIGHT REVIEW AND AUDIT OF DECOMMISSIONIN·G TRUST FUNDS FOR OPERATING
NUCLEiAR POWER REACTORS
~ oaoCre N~ ~o_q ShtJk1, llt111: 2-
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DATE OF REVIEW:
LICENSEE CONTACT:
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ORIGINAL DOCUMENTS VERIFIED TO SHOW TRUST BALANCE IS EQUAL TO ACTUAL TRUST BALANCE CLAIMED IN LAST BIENNIAL DECOMMISSIONING FUNDING REPORT ( ) YES, set~ attached ( ) NO, explanation
OVERSIGHT REVIEW AND AUDIT FINDINGS:
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SCE Nuclear Decommissioning Trust December 31, 2006 - Estimated Liquidation Value Calculation
% of D % of Qualified Trust Cost Fund Market Value Fund
!Fixed Income $. 1,442,378,376.89 68.7% $ 1.510,301 819.09 49.6% BlackRock 276,523,894.26 281,850,455.22 Alliance Bernstein Fixe,d 366,953,881.16 373,612,877.63 PIMCO 319,214,468.19 327,152,413.50 STW 479,686,133.28 527,686,072.74 Cash
1u. s. Eguit~ $ 528,475,028.80 .25.2% $ 1,210,266184.54 39.8% Deutsche Asset Mgmt . . Alliance Bernstein Equity 330,528,401.87 619,663,782.15 State Street (SSgA) 197,946,626.93 590,602,402.39 Cash
llnternatlonai !i $ 1.29,827 354.92 6.2% $ 322,161,906.33 10.6% PanAgora 129,827,354.92 322,161,906.33 Cash - -
I Qualified Trust Total $ 2 100 680.760,61 100.0% $ 3,042,129 909.Slt, }00.0%
Non-Qualified Trust lu.s. egult~ $ 48,673,340.96 46,2% $ 86,984,723.43 6M% Deutsche Asset Mgmt 1,795,08 1,795.08 RCM 33,780,444.13 43,715,511 .97 State Street (SSgA) 14,891, 101,75 43,267,416.38 Cash I Fixed Income .. $ 56 47 4 106.'23 53.7% s 57,621,867.84 39.8% PIMCO 56,474,706.23 57,621,867.84 Cash
lrntemationaf $ 101,410.87 0.1% 5 126,735.91 0.1% Self-Directed (093-109)1 '10'1,410.87 126,735.91 Cash
!Total Non-Qualified Trust $ 105 249 468.06 100.0% $ 144 '733 327, 18 100.0%
!Total Trust $ 2,205,930,218.67 $ 3,1 87,463,237.14
Source: Trustee statements. ·Market value adjusted for estimated deferred taxes on unrealized gains.
Capital Gains Tax Rat,es Qualified Federal State Combined
Nonquallfied Federal State Combined
20.00% 8.84%
27.07%
36.00% 8.26%
40.37% •
·Note: Beginning in September 2004, we began using the new income tax rate of40.37% to calculate the Estimated Liquidation Value
W:\Pensions\Palo Verde\2006 Palo Verde TFC Report\12.0SNquldation values ex BBB.xis 9/9/2008
$
$
$
$
$
$
$
$
$
p A ._,_/
-
SCE Nuclear Decommissioning Trust December 31, 2006 • Estimated Liquidation Value Calculation
Qualified Trust Cost Market Value San Onofre 1 $ 80,841 ,027.10 $ 165,317,029.51 San Onofre 2 672,219,957.62 957,747,958.55 San Onofre 3 818,958,663.09 1,192,376,395.12 Total San Onofre $ 1,572,019,647.81 $ 2,315,441 ,383.18 Palo Verde 1 170.370,918.92 234,690,759.73 Palo Verde 2 174,095,119.22 238,418,295.19 Palo Verde3 184,195,074.66 254,179,471.86 Total Palo Verde $ 528,661 ,1 12.80 $ 727 ,28~.526. 78
Qualified Trust Total! $ 2,100,680,760.61 $ 3,042.729,909.96
Non-Qualified Trus,t San Onofre 1 $ 79,115,352.47 $ 117,314,622.09 San Onofre 2 25.807, 150.97 27.043.411 .80 San Onofre 3 269,671 .20 308,904.00 Total San Onofre $ 105, 192.174.64 $ 144,666,937.89 Palo Verde 1 28,045.41 32,508.28 Palo Verde 2 2.9,238.01 33,901.08 Palo Verde 3 Total Palo Verde $ 57,2-83.42 $ 66,409.36
Nonquallfled Trust T'otal $ 105,249,458.06 $ 144,733,347.25
Total Trust (Qualified & Non.Qualified} San Onofre 1 $ 159,956,379.57 $ 282,631,651.60 San Onofre2 698,027,108.59 984,791,370.35 San Onofre3 819,228,334.29 1,192,685,299.12 Total San Onofre $ 1,677,211,822.45 $ 2,460,108,321.07 Paio Verde i 1 rU .Jl:lts,\lti4.jj ~:.14,l~j,~tlts.Ul Palo Verde 2 174,124,357.23 238,452.196.27 Palo Verde 3 184,195,074,66 254,179.471.86 Total Palo Verde $ 528,718,396,22 $ 727,304,936.14
Total Trust $ 2,205,930,218.67 $ 3,187,463,257.21
Source: Trustee statements. *Market value adjusted for estimated deferred taxes on unrealized gains.
Caeital Gains Tax Rates Qualified Federal 20.00% State 8.84% Combined 27.07%
Nonqualified Federal 35.00% Stale 8.26% Combined 40.37% •
'Note.' Beginning in S:eptember 2004, we began using the new income tax rate of 40. 37% to calculate the Estimate•d Liquidation Value
W:IPenslons\Palo ve,de\20Cl6 Palo Verde TFC Repon\12.06 liquldaiJon values ex BBB.xis. 9/9/2008
$
$
$
$
$
$
$
$
$
$
$
$
Liquidation Value•
142,447,686.14 880,449,818.14
1,091,284,746.70 2,114,182,250.98
217,278,092.43 221 ,004,724.99 235,233,295.85 673,516,113.27
2,787,698,364.25 96%
101,893,586.49 26,544,333.61
293,065.73 128,73.0,985.83
30,706.62 32,018.60
62,725.22
128,793,711.05 4%
244,341 ,272.63 906,994,151 .75
1,091,577,812.43 2,242,913,236.82
l 1 / ,"jlJIS, /\1\1.Ub 221.036,743.59 235,233,295.85 673,578,838.49
2,916,492,075.30
Liq Value
Adjusted
Mkl Value
Adjusted
for BBB and below for BBB and below
21 fi. 719,883.89 219.419,790.93 233,546,32 1.68 668,685,996.50
233,142,803.70 236,845, 753.3·5 252,502,973.62 722.491,530.67
deferred taxes
17,422,919.81 17,425,962.42 18,956,651 .94 53,805,534.17
-
SCE Nuclear Decommissioning Trust December 31, 2006 - Estimated Liquidation Value Calculation
Qualified Trust Cost Market Value San Onofre 1 $ 80,841.027,10 $ 165,317,029.51 San Onofre 2 672,219,957.62 957,747,958.55 San Onofre 3 818,958,663 09 1,192,376,395.12 Total San Onofre $ 1,572,019,647.81 $ 2,315.441 ,383.18 Palo Verde 1 170,370,918.92 234,690,759.73 Palo Verde 2 174.095.11922 238.418,295.19 Palo Verde3 184,195,074.66 254,179,471.86 Total Palo Verde $ 528,661 ,112.80 $ 727,288,526.78
Qualified Trust Tota!I $ 2,100,680,760.61 $ 3,042,729,909.96
Non-Qualified Tru!rt San Onofre 1 $ 79,115,352.47 $ 117,314,622.09 San Onofre 2 25,807,150.97 27,043,411 .80 San Onofre 3 269,671 .20 308,904.00 Total San Onofre $ 105,192.174.64 $ 144,666,937.89 Palo Verde 1 28,045.41 32,508.28 Palo Verde2 29,238.01 33,901.08 Palo Verde 3 Total Palo Verde $ 57,283.42 $ 66,409.36
Nonqualified Trust Total $ 105,249,458.06 $ 144,733,347.25
Total Trust {Qualifiied & Non-Qualified) San Onofre 1 $ 159,956,379.57 $ 282,631 ,651.60 San Onofre 2 698,027,108.59 984,791,370.35 San Onofre 3 819,228,334.29 1,192,685,299.12 Total San Onofre $ 1,677,211,822.45 $ 2,460,108,321.07 Palo Verde 1 170,:l9ll,9R4.:l'.'I ?'.'14,7?:\?RR.01 Palo Verde 2 174.124,357.23 238,452.196.27 Palo Verde 3 184,195,074.66 254,179,471 .86 Total Palo Verde $ 528,718,396.22 $ 727,354,936.14
Total Trust $ 2,205,930,218.67 $ 3,187,463,257.21
Source: Tnistee statements. ·Market value adjusted for estimated deferred taxes on unre-alized gains.
Ca~ital Gains Tax Rates Qualified Federal 20.00% State 8.84% Combined 27.07%
Nonqualified Federal 35.00% State 8.26% Combined 40.37% •
"Note: Beginning in September 2004, we began using the new income tax. rate of 40.37% to calculate the Estimated Liquidaiion Value
W:IPensionslPalo Verde\2006 Palo Verde TFC Report\12.06 Oquidation values ex BBB.xis 9/9/2006
$
$
$
$
$
liquidation Value•
142,447,686.14 880,449,818.14
1,091,284,746.70 2,114,182,250.98
217,278,092.43 221,004,724.99 235,233,295.85 673,516,113.27
673,578,838.49
2,916,492,075.30
Liq Value Mkt Value
Adjusted Adjusted
for BBB and below for BBB and below
215,719,883.89 233.142,803.70 219,419,790.93 236,845,753.35
~46,321.66::::::::,,.252,602,973.62 668,685,996.50 7~ 1~530.67
deferred taxes
17,422,919.81 F,425,962.42 18,956,651.94 53,805,534.17
-
BBB AAA AA A 19,784,374.88 20,069,013.89 19,991 ,962.11 1) 877415-9J6.89 59793091 81 14p41627.67
Total 1.482,219,260.26 1.35% 93.60% 4.03% 1.01% 100.00%
-
Step 1
Step 2
Step3
Step 4
Step 5
Liquirdation Value per 12/31/06 Spreadsheet
Liquidation Value adjusted for BBB and below
Calculation of "Factor" to exclude BBB and below
(A) Total! BBB and below Market Value (B) Total! BBB and below Book Value (C) Total! BBB and below Liquidation Value•
PALO VERDE UNIT 1
217,278,092.43
215,719,883.89 j
20,069,013.89 19,784,374.88 19,991,962.11
PALO VERDE UNIT 2
221 ,004,724.99
219,419,790.93 I
PALO VERDE UNIT3
235,233,295.85
233,546,321.68 j
PALO VERDE TOTAL
673,516.1 13.27
668,685,996.501
•uquidation Value is calculated by taking the difference between the market value and the book value multiplied by the capital gains tax rate (.2707) and subtracting the result from the Market Value
(D) (E)
(F) (G)
(H) (I)
The "Manager" Market Value for the Fixed Income portion of the Qualified Trust is reduced by (A) above The
1'Manager" Liquidation Value for the Fixed Income portion of the Qualified Trust is reduced by (C) above
The ''Manager" Market Value for the US Equity and International portions of the Qualified Trust are added to (D) above The ''Factor'' is the result of dividing (D) above by (F)
The "Manager" Liquidation Value for the US Equity and International portions of the Qualified Trust are added to (E) above The "Factor" is the result of dividing (E) above by (H)
The adjusted liquidation value is determined by applying the factor (I) to the Liquidation Value of the Units
-
TRCSAE
SAE F093082 SCE-SONGS 2-QUAL
ASSETS INVESTMENTS:
MONTHLY 2006-12-31 CYCLE 2 STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS
31 DECEMBER 2006
COST $ 672,219,957.62 UNREALIZED APPRECIATION-INVEST 285,528,000.93
$ 957,747,958.55
TOTAL ASSETS 957.747,958.55
LIABILITIES
TOTAL LIABILITIES 0.00
NET ASSETS $ 957,747,958.55
11:02:47 RUN DATE: 24-JAN~07 PAGE: 1
NA100
-
TRCSAE
SAE F093083 SCE-SONGS 3-QUAL
ASSETS INVESTMENTS:
MONTHLY 2006-12-31 CYCLE 2 STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS
31 DECEMBER 2006
COST $ 818,958,663.0~1 UNREALIZED APPRECIATION-INVEST 373,417,732.03
$ 11,192,376.395.12
TOTAL ASSETS 1,192,376.395.12
LIABILITIES
TOTAL LIABILITIES 0.00
NET ASSETS $ 1,192,376,395.12
11 :02:47 RUN DATE: 24-JAN-07 PAGE: 1
NA100
-
TRCSAE MONTHLY 2006-12-31 CYCLE 2
SAE F093093 SCE-SONGS 1-NQ
STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS 31 DECEMBER 2006
ASSETS INVESTMENTS:
COST $ 79,115,352.47 UNREALIZED APPRECIATION-INVEST 38,199,269.62
$ 117,314,622.09
TOTAL ASSETS 1 314,622.09
LIABILITIES
TOTAL LIABILITIES 0.00
NET ASSETS $ 117,314,622.09
11 :02:47 RUN DATE: 24-JAN-07 PAGE: 1
NA100
-
TRCSAE
SAE F093094 SCE-SONGS 2-NQ
ASSETS INVESTMENTS:
MONTHLY 2006-12-31 CYCLE 2 STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS
31 DECEMBER 2006
COST $ 25,807,150.97 UNREALIZED APPRECIATION-INVEST 1,236,260.83
$ 27,043,411.80
TOTAL ASSETS 27,043,411 .80
LIABILITIES
TOTAL LIABILITIES 0.00
NET ASSETS $ 27,043,411 .80
11:02:47 RUN DATE: 24-JAN-07 PAGE: 1
NA100
-
TRCSAE
SAE F093095 SCE-SONGS 3-NQ
ASSETS INVESTMENTS:
MONTHLY 2006-12-31 CYCLE 2 STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS
31 DECEMIBER 2006
COST $ 269,671 .20 UNREALIZED APPRECIATION-INVEST 39,232.80
$ 308,904.00
TOTAL ASSETS 308,904.00
LIABILITIES
TOTAL LIABILITIES 0.00
NET ASSETS $ 308,904.00
11 :02:47 RUN DATE: 24-JAN-07 PAGE: 1
NA100
-
TRCSAE MONTHLY 2006-12-31 CYCLE 2 STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS
SAE F093084 31 DECEMBER 2006 SCE-PALO VERDE 1-QUAL
ASSETS INVESTMENTS:
COST $ 170,370,918.92'. UNREALIZED APPRECIATION-INVEST 64,319,840.81
$ 234,690,759.73
TOTAL ASSETS 234,690,759.73
LIABILITIES
TOTAL LIABILITIES 0.00
NET ASSETS $ 234,690,759.73
11 :02:47 RUN DATE: 24-JAN-07 PAGE: 1
NA100
-
TRCSAE MONTHLY 2006-12-31 CYCLE 2 STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS
SAE F093085 31 DECEMBER 2006 SCE-PALO VERDE..2-QUAL
ASSETS INVESTMENTS:
COST $ 174,095,119.22'. UNREALIZED APPRECIATION-INVEST 64,323,175.97
$ 238,418,295.19
TOTAL ASSETS 238,418,295.19
LIABILITIES
TOTAL LIABILITIES 0.00
NET ASSETS $ 238,418,295.19
11:02:47 RUN DATE: 24-JAN-07 PAGE: 1
NA100
-
TRCSAE MONTHLY 2006-12-31 CYCLE 2 STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS
SAE F093086 31 DECEMBER 2006 SCE-PALO VERDE 3-QUAL
ASSETS INVESTMENTS:
COST $ 184,195,074.66 UNREALIZED APPRECIATION-INVEST 69,984,397.20
$ :254.179,471 .86
TOTAL ASSETS 254.179,471 .86
LIABILITIES
TOTAL LIABILITIES 0.00
NET ASSETS $ 254, 179,471.86
11 :02:47 RUN DATE: 24-JAN-07 PAGE: 1
NA100
-
TRCSAE MONTHLY 2006-12-31 CYCLE 2 STATEMENT OF NET ASSElrS AVAILABLE FOR BENEFITS
SAE F093096 31 DECEMBER 2006 SCE-c.PALO VERDE_.1 -NQ
ASSETS INVESTMENTS:
COST $ 28,045.41 UNREALIZED APPRECIATION-INVEST
$
TOTAL ASSETS
LIABILITIES
TOTAL LIABILITIES
NET ASSETS $
4,462.87
32.508.28
32,508.28
0.00
32,508 .. 28
11:02:47 RUN DATE: 24-JAN-07 PAGE: 1
NA100
-
TRCSAE MONTHLY 2006-12-31 CYCLE 2 STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS
SAE F093097 31 DECEMBER 2006 SCE-PALO VERDE 2-NQ
ASSETS INVESTMENTS:
COST $ 29,238.01 UNREALIZED APPRECIATION-INVEST
$
TOTAL ASSETS
LIABILITIES
TOTAL LIABILITIES
NET ASSETS $
4,663.07
33,901 .08
33,901.08
0.00
33,901.08
11:02:47 RUN DATE: 24-JAN-07 PAGE: 1
NA100
-
~~t:U\Nt\, N.I\. .
FACX VALU~ OR
>IO. OF Slt\R'ES RATE
TAX COST
WTO UN'JT VALOB PR[C8 V>JAJR
lNCOMB
!!ST . ANNlfAL ACCROJ!D
OOOOP't'l2310609276l.ARCCF012 00001?'!'12J10609276l.ARCCF012 OOOOPT123106092761ARCCF012
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~-~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ OOOOPTl23 106092761A.RCCF0l2 ~ -0 0 c..
E a. ~
COJ,LEC'r'IVE TRUST FIJHDS
53,636,999.844 SEMPRA NXYJ'- tM-NOT-SONGS \llH'l' ~l - NQ S'l'IITBMBm' OP lHVBSTlOl: OOOOPTl 2310609'.!76:I.ARCCE'Ol:
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PAGE 1 OOOOPTl2310609276l.l\RCCP01
-
l'ACB VALUE OR NAMB OF SBCURl'I'\' RA'l'l!
JOO, OF Sll8RES
'!'AX COS1'
VALUE
INCJOME OOOOeTl23106092762hRCCP0t2 0000PT12 31D6092762/1RCCl'O 12
l>RlC!!. VALUB BST. ANNUAL ACCRUED OOOOl?'I'123106092762ART PRlCE:S AND INC'OME ARE FR{M SOURCES WE ~ BE:J.,CEVB ARB RELIAIIL!l B\J'J' ARB NOT GUAAANT81ID. ~ ~ 'l'RAD80 POSCTION
1.052 'l,572,400.7t; 7,572,400. 76•
7,572,400.76"
'1, 5'12, 400 . 76•
0.00
7,5'12, 400 . 76•
7, ~72 , 400. ?6•
x S&l(PRA-NDT-So»GS UNl'l' U - NQ STATEt>!KN1' 01' ll>l'Jll!S'ft>!RNTS - AOCR\JBO ~ ACCOUNT 092-762 DD:'.:l!MBBR 31,2006
= 0 :::l UJ :::E:
1.HS 10,328,400.08 10,328, 400 . 08"
10,328, 400 .08•
10,328,400.08"
0.00
10,32B, 400.0B•
OOOOP'.rt23106092762ARCCP012 0000PT123106092?62A.RCCF012
I), 00 000 OPT123106092762AACCF'Ol.2 0.00 OOOOPTl23106092?62J\RCCF012
0.00 0000PT123l06092?62ARCCF012
0.00 0000PT123l06092762ARCCP0l2
00001?'1'12310609~762ARCCP01~
ODOOP'J'l23106092762ARCX:f0lj
ll000PTl23106092?62ARCCP012 0000PT12l106092?62ARCCF012
0000P'rl23106092762ARCCF01li
0000PT123L06092762ARCCF01 OOOOPT123106092762ARCCF01
T 0000PT123106092762A!\CCF0l PRODUCED ON 01-13-07 OOOOPT123106092762ARCCF01
PAG8 1 0000P'l'123106092762ARCCF01
..... . ... + • •• - · · · · ··-~ -- ......... '"·-·· - ·· . .. · -· - - H - - ·-· HH•--··--·- ••u•- - ... ... . 0 ... _ • •• _ ........... ._ , -.--- - .. -·--· · · -· · - • • • • · - - ••- +•u - - -· _,, ........ . . _ .,, _ . .... . . •• • U- + •+- + - ··. • • • '••••··· -
-
.... =
PACH VI\LUE Oil
NO. Ol' SllllRBS' NAME 01' SBCURI"l'Y
COLLeJC'l'IVE 'l'RUS'l' FUNDS'
30,994, $65 .385 SSMPnA NOT- QU11LTPlBO >65 .385 'I'OTAL COLLECTIVE '!'RUST PONDS
co 30, 99
-
FACl3 VALUE Oll Nl\lolE OF SECURITY
TAX COST INOOliE OOODPT123106092'164ARCCP012 OOOOPT123106092?64ARCCP012 EST . 1'lilmJAL ACCRUJl.(J OOOOPT123106092164ARo:::P012
r-~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ OOOOPT123106092764ARCCF012 ND. OF SH11"RES W'l'D llN1T VALUE PRlC~ VALUE
= = ........ ',;;t = COLLBCT1VB TRUST FIJNDS ~
161,149,318 .15 SBMPAA .IJDII'-QUAL~Pi l!O M'l' UNl'l' a: 161,149,318.)5 C"') ',;;t ~ 161,149,318 .15
= = 161 , 149,318.15 = = N ~ C.ASH
a.
'fOTAL COLLEC'!'rvE TROST FUNDS
TOTAL lNVBS'l'l,le:m'S
~ 1.61,149, 31$ ,15 TO'fAL P1JND
1 . 105 178 , 172,44-0.39 l.78 , 172,44-0.39·
1'18,l.72,440.H•
178,172,440.39•
D.00
SE'M'l,80 TAX COS'l' 178,ln,•t
-
PACI! VAC.UE OR NAME OP SEX;URI'I'Y Rl\TE
TAX COST MARRE'l'
PRICI! VALUE
'.I.NCOMll
BS"!'. ANIIIDIL ACCRUJIO
0000PT123106092765ARCCP012 OOOOPT123106'092765ARCCF0l.2 OOOOPT123l0609276SARCCPOl2
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~-~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 0000PT123l06092765ARCCP012 NO . OP Sl\AAES WTD UlUT VALUE
= ........ Ln = = a.. e 20.S, 577,00? .67 ~ 205,677,00'7.67 ' 206,517,007.67
(.0 '
-
.................... _. ... ,,,, ... , .... , ... FAC8 VALUE TAX COST
OR N'AMB OF SECUR['l'l/ RATE NO. OF' SHArulS m'D UNIT VALUEl eRICB VAI,UB F.9T. AttNIJAL Ao:-RIJED
0000PT12l106716166ARCCB0t2 0000PT123t067l6166ARCCB0l2 ooooe·rl23L06?16l66ARCCB0t2
i:-- ------------------ -------------------- ----------------- ~--------- 00001?Tl23106'116166ARCCR012 0 0 ...... (0
0
~
e C.
CT)
"""' .-0
= 0 0 C'I
= ...-0. .,
en
SJ,636,999.844 '1,195,347.05
60,832,346 .894 60,832, :H.6.894
60,832, :H6.89-4
60,832, H6.894
COW.RCTl.VR 'l'lUJS'I' FUNDS
SBMPRA NDT-}X)N· QUALlPISO MT UNIT S1lMPRA-ND'.l'- SONGS UN1T ll-NQ SEMPAA- NIYI'- SOOGS UNJ'T 12··J(Q
• • •TQ'l'AL ALL ACCOUNTS•~•••••••**•••
CASH
TOTAi., COLLJlCT1VB TRUST PVNOS
TOTA!:. l NVES™BffTS
SEMl'RA· NDT· SO:OOS UNI'l' U - »;l SEMPRA- NDT- 00:00S ONI'l' d2- NQ
" " 'l'O'l'AL CASH ....
~ 60 ,832, ~46.894 TOTAL FlMI) Ln
"""' CT) ~ SBTTLED 'l'llX COST ~ X ~
LL
14A.Rl(R'I' PRlCE!S Afro INCOM8 ARE FR£ll.! 90UR.(.J 10 6 7 l 616 6,\RCCBO l.2 OOOOPT123106716166ARCCB012
T 0000PT12~106716166ARCCR0l2 PRODOCI!O ON 01- 23- 01 OOOOPTl2ll067i6166ARCCE012
PAGE 1 0000PT12l1067161661>.RCCE012
-
PP.CB VALUE TA)( COS1' lfARKl!:I' OR NAME OF SOCURlTV RATE
MO . Dr' SKAR.BS VALOR l!RICE VALOE BS'l' , 7'.NNUAL ACCRUIID
r---- ---------------------- ---------- ----------- -------- ----- - ---------
0 DOOP'l'l2 3 '.l O 611G167 J\ROCIW 12 ODOOP'l'12310671616'7ARCCE01, OOOOPTl2310671616?ARCCE01i OOOOPT123106716167!\RCCR01,
= ~ ,._ = = 0.. E
~ 30;99~,565 . 385 "" Hl,149,:HB . 15 ~ 20S, S'71 .. 007.61 co 39'1,720,891.205 §l 397,720, 891.205 N
co H'l,'120,891.205
l 39'1,?20,891.205
(.0
""" ,._ Lt')
COt.t.ECTIVE TRUST 171mDS
SEMPRA ND'l'·QUALIFIBO MT UNl'l' &1:Ml'RA-NDT- 00»3S UNlT tl-QUAL Sil!PRA- HD'l'- SOI\US UNIT '2- QUAL SEMPRA- }IDl'- SONGS UNI'!' r:J- QUM,
"",._•'lOI'l\L ALL ACCOUNT'S~*••.~,. ~ A -A-it-t• .. ..-
CASH
'l'O'l'AL COLLECTIVE TRUST FUNDS
TOTAL INVESTMBm'S
SEMPRA- NOT-SONGS UNIT 11- QU/\L SEMPRA-NDT-S~ UNIT ¥2 - QUAL SEMPAA-Wl)ll'·S~S UNIT n-QUAL
~ J97, 720,891.205 TOT.I\(.. l'UND N N ..-"" X
"" LL. SETTLBO TAX C'OS'r
}{AJIKBT PRICl?.S Afro 1:NCOMB II.RE PROK S00RC8S WE BELIBVB ARE RELIABLE auT ARE NOT GUA~TBBD.
• 'l'RADED POSITION
. '130 1.105 l.012 1.059
22 ; f>.38,619. 83 178 , t'/2 , 440.39 220,570,317.88 421,lBl,318.10 421,381, 3'18 .10 ..
4Zl, 381, 3'18..10•
PTl23106716167AACCB0l'.
-
(
CITY OF RIVERSIDE DECOMMISSIONING TRUST FUND
UNIT # 2 PERIODIC CASH-BASIS STATEMENT
12/01/06 TO 12/31/06
THIS INTERIM STATEME!IIT HAS NOT BEEN AUDITED AND IS UNCERTIFIED. PLEASE REVIEW CABEFULL Y AND REPORT ANY ERRORS PROMPTLY.
26 CINDY REELEY CITY OF RIVERSl,DE 3900 MAIN STREET, 4TH FLOOR RIVERSIDE CA 9~~522-0600
11.1 .... , .1.1.1 ... 1.1. ,.1.111 •••• 11 •• 11 ... 11 ... 11 ... 11 •••• 1 •• 11
ACCOUNT 13118208
ADMINISTRATOR: JANE ERWIN TELEPHONE NO. 415 -273-2506 CAPACITY: TRUSTEE
MARKET VALUATIONS OF SECURITIES AND OTHER ASSETS ARE BASED UPON REPORTS OF INDEPENDENT PRICING SERVICES, BROKERS QUOTATIONS, PUBLISHED BID AND ASK PRICES ANO OTHER SOURCES INDEPENDENT OF UNION BANK OF CALIFORNIA, N.A. AND HIGHMARK CAPITAL MANAGEMENT. INC:. AL THOUGH THESE SOURCES ARE CONSIDERED TO BE REASONABLY CORRECT. UNION BANK OF CALIFORNIA. N.A. MAKES NO REPRESENTATIONS OR WARRANTIES AS TO THEIR ACCURACY.
-
SCHEDULE
ASSET SUIIAARY
ASSET STATEf.lNT
CITY OF RIVERSIDE #2-ESCROW FOR THE PER 100
12/01/06 THROUGH 12/31/06
T A B L E O F C O N T E N T S
SCHEDULE OF INCOME RECEIVED
MISCELLANEOUS CASH RECEIPTS ANO OISBURSEf.fNTS
lNVESTI.ENTS PURCHASED
INVESTMENTS SOLD
ACCOUNT 13118208
PAGE
3
5
6
7
8
-
.... ~.~
i '
,. '
PAGE 1 OF 8
CI TY OF RIVERSIDE #2-ESCROW ACCOUNTING Pm IOD : 12/01/06 THROUGH 12/31/06
ACCOUNT NUMBER: 13118208 CAPACITY: TRUSTEE
ASSET SUMMARY
DESCRIPTION
INTEREST-BEARING CASH
U.S. GOVERNMfNT SECURITIES
TOTAL ASSETS
BOO( VALUE
96 .!579.44
22.778,923.67
22,875,!503 .11
% OF TOTAL MARKET VALUE
0.420 96 .579.44
99.580 22 ,872 .975 .45
100.000 22,969,554.89 --
ADMINISTRATOR: JANE ERWIN TELEPHONE NO : 415-273-2506
% OF ESTIMATED
ANNUAL YLD ON TOTAL INC
-
,.r~· ( '•
PAGE 3 OF 8 CITY OF RIVERSIDE #2-ESCROW
ACCOUNTING PERIOD: 12/01/06 THROUGH 12/31/06
ACCOUNT NUMBER: 13118208 CAPACITY : TRUSTEE
ii' '
ASSET STATEMENT
DESCRIPTION
INTEREST-BEARING CASH
96,579.44 SHARES/PAR VALUE HIGHMARK l,(JNEY MARKET 100'/. US TREASURY FD FIDUCIARY SH •• •CASH MANAGEMENT SWEEP MARKET PRICE/ 1. OF PAR 100.CXY/. CUSIP# : 431114503
SUBTOTAL
U.S. GOVERt&ENT SECURITIES
6.CXX),CXX) SHARES/PAR VALUE FEDERAL HOME LN BKS BONDS OTO 03/10/2004 3.5cxr!. 12/10/2007 MARKET PRICE/ Y. OF PAR 98.438% CUSIP# : 3133X4A43
728,CXX) SHARES/PAR VALUE FEDERAL HOME LN BKS BOS OTO 04/14/2005 4.125% 04/1 8/2008 MARKET PRICE/ r. OF PAR 98 .719% CUSIP# : 3133XBJQ9
864,450 SHARES/PAR VALUE FEDERAL HOl,f LN BKS CONS BO OTO 05/08/ 2CXl6 5.250% ()6/12/2009 MARKET PRICE / 1. OF PAR 100.5311. CUSIP# : 3133XFLG9
600.CXX) SHARES/ PAR VALUE FEDERAL HOME LN BKS CONS BO OTO 05/10/2
-
n
(
···: ·
PAGE 5 OF 8 CITY OF RIVERSIDE #2-ESCROW
ACCOUNTING PERIOD: 12/01/06 THROUGH 12/31/06
ACCOUNT NUMBER: 13118208 CAPACI TY: TRUSTEE
ASSET STATEMENT
DESCRIPTION
SUBTOTAL
TOTAL ASSETS
BOO< VALUE/ UNREALIZED G/L
22.7713.923.67 911,051 .78
22,87S,503.11 ~l.051. 78
SCHEDULE OF INCOME RECEIVED
DATE DESCRIPTION
INTEREST INCClf
INTEREST- BEARING CASH
HIGIIAAK 100% US TREASURY I.ONEY J.l(T
CURRENT J.l(T VALUE
22.872.975.45
22 .969.554.89
12/01/06 CASH RECEIPT OF INTEREST EARNED - PAYABLE 11/30/06 CURRENT 7 DAY AVERAGE 4.59%
TOTAL HIGIIARK 100% US TREASURY WNEY J.l(T
TOTAL INTEREST-BEARING CASH
U.S. GOVERMNT SECURITIES
FHI.B BOS 3.500% 1:1/10/07
12/1 1/06 CASH RECEIPT OF INTEREST EARNED - PAYABLE 12/ 10/06
TOTAL FHLB BOS 3.500% 12/10/07
TOTAL U.S. GOVERtt.fNT SECURITIES,
TOTAL 1NTEREST JNCCJ.f
ADMINISTRATOR: JANE ERWIN TELEPHONE NO: 415-273-2506
ADJ. PRIOR J.l(T VALUE ESTI~TEO YLD ON
UNREALIZED GIL ANNUAL INCClf MARKET
23,012.623.60 -139.648.15
1.166,200.63 5. 100
i '
'
-
(,
CITY OF RIVERSIDE #2-ESCROW ACCOUNTING PERIOD: 12/01/06 THROUGH 12/31/06
PAGE 7 OF 8
ACCOUNT NUMBER: 13118208 CAPACITY: TRUSTEE
ADMINISTRATOR: JANE ERWIN TELEPHONE NO: 415-273-2506
INVESTMENTS PURCHASED
DATE
12/13/06
DESCRIPTION BRa
-
• II
CITY OF RIVERSIDE DECOMMISSIONING TRUST FUND
UNIT # 3 PERIODIC CASH-BASIS STATEMENT
12/01/06 TO 12/31/06
THIS INTERIM STATEMENT HAS NOT BEEN AUDITED AND IS UNCERTIFIED. PLEASE REVIEW CAf!EFULLY AND REPORT ANY ERRORS PROMPTLY.
CINDY REELEY CITY OF RIVERSl,DE 3900 MAIN STREET, 4 TH FLOOR RIVERSIDE CA 9~?522-0600
11.1 .... 1.1.1.1 ••• I, I, nl, I I I,,, .11 •• 11 ••• 11 ... 11 ... 11 •••• 1 •• 11
ACCOUNT 13118226
ADMINISTRATOR: JANE ERWIN TELEPHONE NO. 415-273-2506 CAPACITY: TRUSTEE
MARKET VALUATIONS OF SECURITIES AND OTHER ASSETS ARE BASED UPON REPORTS OF INDEPENDENT PRICING SERVICES. BROKERS QUOTATIONS, PUBLISHED BID AND ASK PRICES AND OTHER SOURCES INDEPENDENT OF UNION BANK OF CALIFORNIA, N.A. AND HIGHMARK CAPITAL MANAGEMENT. INC:. Al THOUGH THESE SOURCES ARE CONSIDERED TO BE REASONABLY CORRECT, UNION BANK OF CALIFORNIA, N.A. MAKES NO REPRESENTATIONS OR WARRANTIES AS TO THEIR ACCURACY.
-
(
SCHEDULE
ASSET SUl,t,IARY
ASSET STATEMENT
CITY OF RIVERSIDE #3-ESCROW FOR THE PERIOD
12/01/06 THROUGH 12/31/06
T A B L E O f C O N T E N T S
SCHEDULE OF INCot.f RECEIVED
MISCELLANEOUS CASH RECEIPTS ANID DISBURSEMENTS
INVESTMENTS PURCHASED
INVESTMENTS SOLD
ACCOUNT 13118226
PAGE
3
5
6
7
8
-
(
l ,
PAGE 1 OF 8
CITY OF RIVERSIDE #3-ESCROW ACCOUNTING PERIOD: 12/01/ 06 THROUGH 12/31/06
ACCOUNT NUMBER: 13118226 CAPACITY: TRUSTEE
ASSET SUMMARY
DESCRIPTION
INTEREST-BEARING CASH
U.S. GOVERtf.ENT SECURITIES
TOTAL ASSETS
I •: o '
% OF BOO( VALUE TOTAL
39,643.02 0.160
25.671 .324.69 99 .850 - -
25,710.967. 71 100.000 - -
MAAKET VALUE
39 ,643.02
25 . 713.007 80
25,752,650.82
ADMINISTRATOR: JANE ERWIN TELEPHONE NO: 415-273-2506
% OF ESTIMATED
ANttlAL YLD ON TOTAL INCClf MARKET
0.150 1. 750.46 4.420
99 .850 1.259.363.88 4.900
100.000 1,261,114.33 4.900 --
-
.,,.-. \
PAGE 3 OF 8 CITY OF RIVERSIDE #3-ESCROW
ACCOUNTING PERIOD : 12/01/06 THROUGH 12/31/06
ACCOUNT NUMBER: 13118226 CAPACITY: TRUSTEE
ASSET STATEMENT
DESCRIPTION
INTEREST-BEARING CASH
39,643.02 SHARES/ PAR VALUE HIGHMARK t.ONEY MARKET 1CXl% US TREASURY FD FIDUCIARY SH •••CASH MANAGEMENT SWEEP MARKET PRICE / Y. OF PAR 100.CXl% CUSIP#: 431114503
SUBTOTAL
U.S. GOVERtlEHT SECURITIES
9,500,(XJ() SHARES/PAR VALUE FEDERAL HOME LN BKS BONDS OTO 03/10/2004 3.5CX)'/. 12/10/2007 MARKET PRICE /% OF PAR 98.4381. CUSIP#: 3133X4A43
572 .000 SHARES/PAR VALUE FEDERAL HOM: LN BKS BOS OTO 04/1 4/2005 4. 125% 04/18/ 2008 MARKET PRICE / Y. OF PAR 98 . 719'/. CUSIP#: 3133XBJQ9
830,550 SHARES/ PAR VALUE FEDERAL HOME LN BKS CONS BO OTO 05/08/2
-
I
PAGE 5 OF 8 CITY OF RIVERSIDE #3-ESCROW
ACCOUNTING PERIOD : 12/01/06 THROUGH 12/31/06
ACCOUNT NUMBER : 13118226 CAPACI TY: TRUSTEE
ASSET STATEMENT
DESCRIPTION
SUBTOTAL
TOTAL ASSETS
8001\ VALUE/ UNREAL.IZED GIL
25.671,324.69 41.683.11
25,no,961.11 41 .683.11
SCHEDULE OF I NCOME RECEI VED
DATE DESCRIPTION
INTEREST I t«:OiE
INTEREST-BEARING CASH
HIGl4ARK 100% US TREASURY liOl~fY t.l(T
CURRENT t.l(T VALUE
25.713.007.80
25.752,650.82
12/01/06 CASH RECEIPT OF INTEREST EARNED - PAYABLE 11/30/06 CURRENT 7 DAY AVERAGE 4.59%
TOTAL HIGl4ARK 100% US TREASURY t.lJHEY t.l(T
TOTAL INTEREST-BEARit«l CASH
U.S. GOVERtlfNT SECURITIES
FHLB BOS 3.500% 12/10/07
12/ 11/06 CASH RECEIPT OF INTEREST EARNED - PAYABLE 12/ 10/06
TOTAL Al.B BOS 3.500% 12/10/07
TOTAL U.S. OOVERtlfNT SECURITIES
TOTAL INTEREST Itro.E
ADMINISTRATOR: JANE ERWIN TELEPHONE NO: 415-273-2506
ADJ. PRIOR t.l(T VALUE ESTIMATED YLD ON
UNREALIZED G/L ANMJAL I t«:OiE MMKET
25,848,466.65 -135,458.85
1.259,363.88 1~ U '
· I _. l -y: ~ .. ' ·, .
. / L (
25,888, 1f».61 1,261. 114.33 4.900 -135.458 .85
AIIJUNT
1,937.25
1,937.25
1,937 .25
166. 250.00
166,250.00
166,250.00
168,187.25
\ '
-
I
\
CITY OF RIVERSIDE #3-ESCROW ACCOUNTING PERIOD: 12/01/06 THROUGH 12/31/06
PAGE 7 OF 8
ACCOUNT NUMBER: 13118226 CAPACITY: TRUSTEE
ADMINISTRATOR : JANE ERWIN TELEPHONE NO: 415-273-2506
INVESTMENTS PURCHASED
DATE
12/ 13/06
DESCRIPTION BRO(ERAGE BOO( VALUE CASH Al,IJUNT
INTEREST-BEARING CASH
HIGICAAK 100% US TREASURY ll>fEY lf;T
PURCHASES 12/01 /06 TO 12/31 /06 .00 205 ,077 .25 -205.077 .25
TOTAL HIGIIARI( 100% US TREASURY ll>IU I.KT .00 205.077.25 -205.077.25
TOTAL INTEREST-BEARING CASH .00 205,077 .25 -205,077.25
U.S. GOVERtlENT SECURITIES
FHLB BOS 5.25% 6/12/00
PURCHASED 830,550 SHARES/ UNITS THROUGH GOVT PERSPECTIVES, LLC/CHASE
.00 839,827 .24 -839 ,827 .24
TRADE DATE 12/ 12/06 830,550 PAR VALUE AT 101. 117 ~
TOTAL Flt.B BOS 5.25% 6/12/00 .00 839,827.24 -839.827.24
TOTAL U.S. GOVERtlENT SECURITIES .00 839.827.24 -839.827.24
TOTAL ACQUISITIONS .00 1,044,904.49 -1.044,904. 49
THE LAST TRANSACTION UNDER THE INTEREST BEARING CASH REFLECTS THE TOTAL PURCHASES FOR THIS STATEMENT PERIOD ATTRIBUTED TO DAILY CASH MANAGEMENT PLEASE CONTACT YOUR ACCOUNT ADMINISTRATOR IF YOU WANT TO SEE THE DETAIL OF THE TRANSACTIONS .
-
CITY OF ANAHEIM DECOMMISSION ING TRUST FUND
PERIODIC CASH-BASIS STATEMENT 12/01/06 TO 12/31/06
THIS INTERIM STATEMENT HAS NOT BEEN AUDITED ANO IS UNCERTIFIED. PLEASE REVIEW CAREFULLY AND REPORT ANY ERRORS PROMPTLY.
CITY OF ANAHEIM ATTN: KRISTINE HIDGE CITY TREASURER 201 S. ANAHEIM BL VD., #901 ANAHEIM CA 92805-3861
ll,l,,,,l,ll,,l,ll,,,,l11l,,,ll,l,,l,,ll,,,,,ll,,l,l,ll,,ll,,,I
ACCOUNT 13199905
ADMINISTRATOR: JANE ERWIN TELEPHONE NO. 415-273-2506 CAPACITY: TRUSTEE
MARKET VALUATIONS OF SECURITIES AND OTHEfl ASSETS ARE BASED UPON REPORTS OF INDEPENDENT PRICING SERVICES. BROKERS QUOTATIONS. PUBLISHED BIO AND ASK PRICES AND OTHER SOURCES INDEPENDENT OF UNION BANK OF CALIFORNIA, N.A. AND HIGHMARK CAPITAL MANAGEMENT, INIC. AL THOUGH THESE SOURCES ARE CONSIDERED TO BE REASONABLY CORRECT, UNION BANK OF CALIFORNIA. N.A. MAKES NO HEPRESENTATIONS OR WARRANTIES AS TO THEIR ACCURACY.
-
FOm,1 ,i, .. , , ri v1:c1
SCHEDULE
ASSET SUMMARY
ASSET STATEMENT
CITY OF ANAHEIM-ESCROW FOR THE PERIOD
12/01/06 THROUGH 12/31/06
T A B L E O F C O N T E N T S
SCHEDULE OF INCOME RECEIVED
MISCELLANEOUS CASH RECEIPTS ANO OISBURSEMENTS
INVESTMENTS PURCHASED
INVESTMENTS SOLO
ACCOUNT 13199905
PAGE
3
6
7
8
9
-
CITY OF ANAHEIM-ESCROW ACCOUNTING PrnIOD: 12/01/06 THROUGH 12/31/06
ACCOUNT NUMBER: 13199905 CAPACITY: TRUSTEE
ASSET SUMMARY
DESCRIPTION
INTEREST -BEARING CASH
U. S. GOVERNMENT SECURITIES
TOTAL ASSETS
% OF , BOOK VALUE TOTAL
387,867 .43 0.400
97,926 ,448 .15 99 .610
98.314,315.58 100.000 --
MARKET VALUE
387,867.43
98,299,868.95
98,687,736 .38
ADMINISTRATOR : JANE ERWIN TELEPHONE NO: 415-273-2506
ESTIMATED % OF ANNUAL YLD ON TOTAL INCOME MARKET
0.390 19,971.65 5. 150
99.610 5,211,912.25 5.300
100 .000 5,231,883.90 5.300 - -
-
PAGE 3 OF 10 CITY OF ANAHEIM-ESCROW
ACCOUNTING PERIOD: 12/01/06 THROUGH 12/31/06
ACCOUNT NUMBER: 13199905 CAPACITY: TRUSTEE
ASSET STATEMENT
DESCRIPTION
INTEREST-BEARING CASH
387 ,867 .43 SHARES/PAR VALUE FEDERATED GOVERNMENT OBLIGATIONS INSTI TUTIONAL SHARES IIONEY MARKET #5 MARKET PRICE / 1, OF PAR 100.00'/o CUSIP# : 60934N104
SUBTOTAL
U.S. GOVERNMENT SECURITIES
6,000 ,000 SHARES/PAR VALUE FEDERAL FARM CR BKS BONDS OTO 08/08/2006 5.60% 08/08/ 2008 MARKET PRICE / 1, OF PAR 100.031% CUSIP#: 31331VP75
2,500,000 SHARES/ PAR VALUE FEDERAL FARM CREDIT BANK BONDS OTO 10/03/2006 5. 250'/. 04/03/2009 MARKET PRICE/% OF PAR 99 .906% CUSIP#: 31331 V5Q5
4,000,000 SHARES/PAR VALUE FEDERAL HOME LN BKS BONDS OTO 07/02/2003 2.0600'/. 01/02/2007 MARKET PRICE / % OF PAR 100 .00'/. CUSIP#: 31339XYH1
7,500,000 SHARES/PAR VALUE FEDERAL HOME LN BKS BOS OTO 10/ 26/2005 4.480% 01 /26/2007 MARKET PRICE /% OF PAR 99.969% CUSIP#: 3133XOKG5
5,000,000 SHARES/PAR VALUE FEDERAL HOME LN BKS BONDS OTO 04/ 24/ 2006 5.00% 04/ 24/2009 MARKET PRICE /% OF PAR 99.8441, CUSIP#:· 3133XFBPO
BOOK. VALUE/ UNREALIZED G/L
38'.i' ,867.43 0.00
387,867.43 0.00
6 ,00:), 000 . 00 ·1.860.00
2,SCX),000. 00 -2,350.00
4,(XX),000. 00 0.00
7 .500,000.00 -2,325.00
5, 00), 000. 00 -7,800.00
CURRENT M(T VALUE
387,867 .43
387 ,867 .43
6,001,860 .00
2, 497 ,650 .00
4,000,000.00
7,497 ,675.00
4,992,200.00
ADMINISTRATOR: JANE ERWIN TELEPHONE NO: 415-273-2506
ADJ , PRIOR M(T VALUE ESTIMATED YLD ON
UNREALIZED GIL ANNUAL INCM MARKET
387,867.43 19,971.65 5 150 0.00
387 ,867.43 19,971.65 5.150 0.00
6,005,640.00 336,000.00 5.600 -3, 780.00
2,499,225.00 131 ,250 .00 5.260 -1.575.00
3,988,760.00 82 ,400.00 2.060 11.240 00
7,490.625.00 336 ,000.00 4.480 7,050.00
4.998,450.00 275,000.00 5.510 -6.250.00
-
PAGE 5 OF 10 CITY OF ANAHEIM-ESCROW
ACCOUNTING PERIOD: 12/01/06 THROUGH 12/31/06
ACCOUNT NUMBER: 13199905 CAPACITY: TRUSTEE
ASSET STATEMENT
DESCRIPTION
OTO r:Jj/06/ 21JJ6 5.625% 9/06/2011 MARKET PRICE/% OF PAR 100.031% CUSIP#: 3133XGJY1
3,100,000 SHARES/PAR VALUE FEDERAL HOME LN BKS BONDS OTO 09/1 2/2006 5.801. 09/1 2/ 2011 MARKET PRICE / Y. OF PAR 99.938% CUSIP#; 3133XGNH3
4,SCX),000 SHARES/PAR VALUE FEDERAL HOME LN BKS BONDS OTO 12/01/2/JJ6 5. 10% 12/01/2011 MARKET PRICE / % OF PAR 99 .063'/. CUSIP#: 3133XHVF6
5,200,000 SHARES/PAR VALUE FEDERAL HOME LN BKS BONDS OTO 12/12/2/JJ6 5,230'/. 12/ 12/2011 ~IARKET PRICE / % OF PAR 99.375% CUSIP#: 3133XHZD7
4,200,000 SHARES/ PAR VALUE FEDERAL HOME LN MTG CORP MEDIUM TERM NOTES OTO 05/10/ 2/JJ6 5.700'/. 05/10/ 2011 MARKET PRICE / % OF PAR 100.057% CUSIP#: 3128X45A5
4,000,000 SHARES/PAR VALUE FEDERAL HOME LN MTG CORP NOTES OTO 05/22/2/JJ6 5. 60'/. 05/22/ 2CJ:S SERIES 1 MARKET PRICE /% OF PAR 100.094% CUSIP#: 3128X47M7
7,000,000 SHARES/PAR VALUE FEDERAL HOME LN MTG CORP NOTES OTO 11/03/2006 5. 11% 11/03/2(X)9 MARKET PRICE / % OF PAR 99 .84% CUSIP#: 3128X5MS4
5,000,000 SHARES/PAR VALUE FEDERAL HO~t LOAN BANK BONDS OTO 10/05/2006 5.400'/. 10/05/ 2(X)9 MARKET PRICE / % OF PAR 99 .781% CUS1P#: 3133XH2Q4
1,900.000 SHARES/ PAR VALUE STUDENT LN MARKETING ASSN MEDIUM
r•) RM fJl ~. 1 , , t 11•
BOa< VALUE/ UNREALIZED G/L
3, 100,000.00 _, ,922 .00
4 , 5CX), 000 00 -4?, 165.00
5, 2CXl,OOO.OO -32,500.00
4, 2CX),000.00 :2 ,394.00
4,CXX>,000 00 3.760.00
7,000 .000 .00 -1 1.200 .00
5, oco, 000. 00 -10,950.00
1,9Ll3,343. 75 90,321.25
CURRENT t.f(.l VALUE
3,098 ,078 .00
4,457,835 .00
5,167,500.00
4, 202,394.00
4,003,760.00
6,988,800.00
4.989 ,050.00
2.033 ,665.00
ADMINISTRATOR: JANE ERWIN TELEPHONE NO: 415-273-2506
ADJ. PRIOR t,tn VALUE ESTIMATED YLD ON
UNREALIZED G/L ANNUAL INCO!.E MARKET
3,104 ,836 .00 -6, 758 .00
179,800 .00 5.800
4,500,000.00 -42, 165.00
229 ,500.00 5. 150
5,200.000.00 271 ,960.00 5.260 -32 ,500.00
4,203,948.00 239 ,400 .00 5. 700 -1,554 00
4,005,720.00 224 ,000.00 5.600 -1,960.00
7,023,590.00 357,700 .00 5.120 -34,790.00
4,996.900.00 -7,850.00
270.000.00 5.410
2,054,033.00 -20.368.00
129,770.00 6.380
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PAGE 7 OF 10 CITY OF ANAHEIM-ESCROW
ACCOUNTING PERIOD: 12/01/06 THROUGH 12/31/06
ACCOUNT NUMBER: 13199905 CAPACITY: TRUSTEE
SCHEDULE OF INCOME RECEIVED
DATE DESCRIPTION
FHLB BOS 5. 750% 6/02/11
12/04/06 CASH RECEIPT OF INTEREST EARNED - PAYABLE 12/02/06
TOTAL FHLB BOS 5.750% 6/02/11
2.280% 12/11/06
12/1 1/06 CASH RECEIPT OF INTEREST EARNED - PAYABLE 12/ 11 /06
TOTAL FtfM 2. 2el0% 12111/06
TOTAL U.S. GOVERmENT SECURITIES
TOTAL INTEREST INCOME
TOTAL INCOM: RECEIVED
ADMINISTRATOR: JANE ERWIN TELEPHONE NO: 415-273-2506
M«JUNT
126 ,500.00
126,500.00
57 ,057.00
57 ,CJS7 .00
290,860.63
295,365.43
295,365.43
MISCELLANEOUS CASH RECEI PTS AND DISBURSEMENTS
DATE DESCRIPTION
OTHER CASH RECEIPTS
MISCELLANEOUS CASH RECEIPTS
12/01/06 CASH RECEIPT - OTHER RECEIPTS INTEREST FOR TRADE ERROR ON 11/22./06
FOl~M 0181P. Ii ii'H.1;
TOTAL MISCELLANEOUS CASH RECEIPTS
TOTAL OTHER CASH RECEIPTS
M«JUNT I
9.66
9.66
9.66
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PAGE 9 OF 10 CITY OF ANAHEIM-ESCROW
ACCOUNTING PERIOD: 12/01/06 THROUGH 12/31/06
ACCOUNT NUMBER: 13199905 CAPACITY: TRUSTEE
INVESTMENTS PURCHASED
DATE DESCRIPTION
TOTAL U.S. GOVERNMENT SECURITIES
TOTAL ACQUISITIONS
BRa