review and investigation of officer raymond m. tensing’s ... · systems (“body camera” or...
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UCPD Investigation Internal Administrative Review
August 10, 2015
Review and Investigation of Officer Raymond M. Tensing’s Use of Deadly Force on July 19, 2015: University of Cincinnati Police Department Summary of Key Findings Report to the Office of General Counsel, University of Cincinnati
August 31, 2015
PRIVILEGED & CONFIDENTIAL ATTORNEY WORK PRODUCT
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PRIVILEGED AND CONFIDENTIAL ATTORNEY WORK PRODUCT
Contents
I. INTRODUCTION .................................................................................................................. 1
A. Scope of Investigation ...................................................................................................... 1
B. Methodology .................................................................................................................... 2
C. Report Contents ............................................................................................................... 3
II. EXECUTIVE SUMMARY ...................................................................................................... 4
III. APPLICABLE POLICIES AND PROCEDURES .................................................................... 8
A. Background...................................................................................................................... 8
B. UCPD Policies and Procedures .......................................................................................12
IV. FINDINGS OF FACT ...........................................................................................................16
A. Background.....................................................................................................................16
1. Officer Raymond M. Tensing .......................................................................................16
2. Officer Philip W. Kidd ...................................................................................................17
3. Officer-in-Training David J. Lindenschmidt ..................................................................17
B. The Traffic Stop ..............................................................................................................18
C. The Use of Deadly Force ................................................................................................21
D. The Police Response .....................................................................................................28
E. The Investigation ............................................................................................................33
V. INVESTIGATIVE CONCLUSIONS AND ANALYSIS ............................................................44
A. Justification for Traffic Stop .............................................................................................44
B. Officer Tensing’s Initial Approach ....................................................................................45
C. Tactical Errors During the Traffic Stop ............................................................................46
D. Officer Tensing’s Use of Deadly Force ...........................................................................47
E. Appropriateness of UCPD Response ..............................................................................50
F. Truthfulness and Cooperation of UCPD Officers with Investigation .................................53
VI. RECOMMENDATIONS........................................................................................................59
Appendix: Biographical Summaries of Kroll Team
Attachment A: List of Interviews and Documents
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I. INTRODUCTION
On July 19, 2015, Officer Raymond M. Tensing (“Officer Tensing” or “Tensing”) of the University of
Cincinnati Police Department (“UCPD” or “Department”) shot and killed Samuel Dubose (“Dubose”), an
unarmed motorist, during an off-campus traffic stop. The shooting sparked a media firestorm in the wake
of a string of highly publicized police shootings throughout the United States, many involving white police
officers and unarmed, African American male victims. In the aftermath of the July 19 shooting there have
been street protests and calls for reform. On July 29, 2015, a Hamilton County (Ohio) Court of Common
Pleas Grand Jury indicted Officer Tensing for Murder and Voluntary Manslaughter, resulting in Officer
Tensing’s termination from the UCPD.
Two UCPD officers who arrived on the scene to assist Officer Tensing during the traffic stop and who
witnessed various portions of the incident were placed on paid administrative leave pending the outcome
of an internal administrative review. Due to the high-profile nature of the shooting and the existence of an
ongoing criminal proceeding, the University of Cincinnati (“UC” or “University”) sought the assistance of
an independent third-party to review and investigate the incident.
On July 31, 2015, the University through its Office of General Counsel retained Kroll Associates, Inc.
(“Kroll”) to conduct the UCPD internal administrative review and investigation of the July 19 incident.
1
Biographical summaries of the Kroll professionals and consultants who conducted the review are
contained in the Appendix to this report.
A. Scope of Investigation
The University of Cincinnati retained Kroll to “conduct an extensive review, covering all aspects of the
July 19 incident as well as a top-to-bottom review of all UC Police personnel actions associated with the
incident.”2 Accordingly, Kroll was asked to make findings of fact to assess the traffic stop, Officer
Tensing’s’ use of deadly force, UCPD’s response to the incident, the truthfulness and cooperation of
UCPD officers with the Cincinnati Police Department (“CPD”), and the officers’ compliance or non-
compliance with all relevant UCPD policies and procedures.
1 UCPD policy provides that “…Internal Affairs shall conduct an investigation into the circumstances of any incident of
firearms discharge, at the discretion of the Chief.” UCPD Firearms and Deadly Force policy, Standard Operating Procedures (“SOP”), Section. III.D.5. 2 http://www.uc.edu/news/NR.aspx?id=22002
1
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This report and Kroll’s investigation are concerned only with facts relevant to this review and defined
scope of investigation. Kroll takes no position and makes no findings as to the guilt or innocence of
Officer Tensing in his ongoing criminal proceedings. Nothing in this report should be read or interpreted to
either support or counter the criminal case against Officer Tensing or the legal defenses that may be
available to him and presented at trial. As set forth in UCPD Standard Operating Procedure PE-06, “This
investigation shall be subordinate to any criminal investigation. The goals of this investigation shall be to
establish if the shooting was within policy, out of policy, or if it was accidental. This investigation will also
look at any training implications from the shooting (tactics used, their success or failure)….”3
B. Methodology
In performing this internal administrative review, Kroll interviewed 20 witnesses, including UCPD Chief
Jason Goodrich and the 16 UCPD officers and supervisors that responded to the scene of the police
shooting on July 19, 2015. Kroll also interviewed UCPD Public Information Officer Michele Ralston and
UCPD Dispatcher Nicole Smith. On August 4, 2015, Kroll met with CPD Homicide and Criminal
Investigations Section (“CIS”) officials (Captain Teresa Theetge, Lt. David Johnston, Sgt. Michelle
Winslow, Detective Terry McGuffey, and Specialist Shannon Heine) and the Hamilton County Assistant
Prosecuting Attorneys assigned to the Tensing prosecution (Mark Piepmeier and Rick Gibson), who
provided Kroll with access to investigative reports, diagrams and photographs, audio recordings, and the
written transcripts of statements provided to CPD by Officers Tensing, Kidd, and Lindenschmidt on July
21, 2015.4
Kroll also obtained and reviewed the video and audio recordings of the body worn digital recording
systems (“body camera” or “body cam”) of eight UCPD officers from July 19, 2015, including those who
were present when the shooting occurred (Officers Raymond Tensing, Philip Kidd, and David
Lindenschmidt) and those who responded to the crime scene shortly after a radio dispatch call came out
for an officer-involved shooting (Officers Derek Noland, Jeffrey Van Pelt, Clifford Maxwell, and Brian
Limke, and Sergeant Eric Weibel). In reviewing the video recordings from the body cameras worn by
Officers Tensing, Kidd, and Lindenschmidt, Kroll obtained the assistance of a video analysis expert using
video slowdown software. The expert, who has experience with the Pennsylvania State Police, assisted
Kroll in its ability to view the relevant body camera recordings in slow motion, frame-by-frame, in an
attempt to break down the crucial moments before, during, and after the shooting. This frame-by-frame
review enabled Kroll to clearly analyze and evaluate the facts and circumstances of this rapidly-
developing incident.
3 SOP PE-06, Section III.D.5.
4 The information provided by CPD and the Hamilton County Prosecutor’s Office was pursuant to a signed Non-
Disclosure Agreement (“NDA”), dated August 4, 2015, which permitted Kroll to review but not disclose certain documents and information that were not yet released as part of formal discovery in the criminal case. As of this report, the terms of the NDA no longer apply, as discovery has been provided to counsel for Officer Tensing by the Prosecutor’s Office.
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In addition, Kroll reviewed the indictment of Officer Tensing, official UCPD policies and procedures,
UCPD Rules of Conduct, the Memorandum of Understanding with the CPD, relevant computer aided
dispatch (“CAD”) and mobile data communications (“MDC”) printouts, organization charts, officer roster
listings, city maps and aerial photographs, the personnel files of Officers Tensing, Kidd, and
Lindenschmidt, police training curricula, the UCPD collective bargaining agreement, press releases,
media reports, and other relevant documents and information pertaining to the incident. Kroll also visited
the scene of the incident and re-enacted the approximate route taken by Officer Tensing leading up to the
traffic stop and fatal shooting.
On August 3, 2015, Kroll met with Fraternal Order of Police (“FOP”) Ohio Labor Council Staff
Representative Tom Fehr and UCPD Officer and FOP representative James Vestring, who were present
during interviews of FOP member officers.5 At Kroll’s request, Fehr contacted attorney Stewart Matthews,
who represents Officer Tensing in the ongoing criminal case, to extend an invitation for Officer Tensing to
participate in the internal administrative review, and to answer questions about and present his version of
the events of July 19. On August 4, 2015, Fehr informed Kroll that Matthews had respectfully declined on
behalf of his client to meet with Kroll or in any way to participate in the administrative review. On August
11, 2015, Kroll Managing Director Mark Ehlers confirmed with Matthews by telephone that Officer Tensing
did not wish to answer any questions in this internal investigation as long as his criminal case was
pending.
A complete list of persons interviewed and documents and evidence reviewed during Kroll’s investigation
is contained in Attachment A.
C. Report Contents
This Report contains Kroll’s key factual findings, conclusions, and recommendations. Section Two
provides an Executive Summary of the Report. Section Three outlines the UCPD’s general authority and
applicable policies. Section Four presents Kroll’s findings of fact concerning the events of July 19, 2015,
and the subsequent investigation. Section Five outlines Kroll’s conclusions and analysis of key events,
including compliance with official UCPD policies. Finally, Section Six provides recommendations for the
University of Cincinnati’s consideration as it continues to address the aftermath of this tragic incident.
5 Courtney Straw, Staff Representative of the FOP Ohio Labor Council was present for the interviews of a UCPD
lieutenant and sergeant on August 4, 2015.
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EXECUTIVE SUMMARY
The fatal shooting of Samuel Dubose during an off-campus traffic stop on July 19 never should have
occurred. This incident, which resulted in a tragic loss of life, was entirely preventable.
This conclusion follows a detailed examination of one officer’s actions during a single brief encounter and
is not an indictment of the University of Cincinnati Police Department. We understand that police officers
carry heavy responsibilities fraught with peril and danger and that split second decisions are often
required in the heat of the moment. While it is always proper to question and review an officer’s actions
that result in the death or injury of a citizen, it is essential that the facts and circumstances be examined
fairly and without bias or prejudgment, and that the split second reaction of an officer be placed in its
actual real-time, real-life context. While we have had the benefit of repeatedly viewing slow motion,
frame-by-frame video stills (and accompanying audio), of events that transpired over a matter of seconds,
the officer’s actions must be judged in the actual real-time context in which those actions were made.
Our findings and conclusions are based on a consideration of the evidence in light of the established
policy set forth in the UCPD Standard Operating Procedures and Rules of Conduct. None of Kroll’s
findings should be read or interpreted as a comment on the ongoing criminal proceeding against Officer
Raymond Tensing in the Hamilton County Court of Common Pleas. Although we explain our findings in
greater detail within the body of this report, a summary of Kroll’s key findings and conclusions are set
forth below.
Officer Tensing conducted a lawful and justified traffic stop of Samuel Dubose on July 19, 2015.
His actions were authorized by UCPD policy, state law, and the Memorandum of Understanding
with the City of Cincinnati.
Tensing’s initial tactics, demeanor, and approach in addressing Dubose were appropriate. The
first two minutes of the traffic stop were conducted safely, prudently, and in accordance with
generally accepted police practices. Tensing’s initial interactions with Dubose, in an attempt to
determine if Dubose possessed a valid driver’s license, were professional, calm, tactically sound,
and appropriately inquisitive.
2
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Officer Tensing thereafter made critical errors in judgment and exercised poor police tactics that
created a hazard of serious bodily injury or death and heightened the risks of a dangerous
escalation.
When Dubose acknowledged he was not in possession of his license and asked Officer Tensing
to run his name for verification, Tensing instead instructed Dubose to remove his seat belt and to
step outside of the car while attempting to open the driver’s side door of the car. The encounter
escalated when Dubose pulled the door closed and started the car’s ignition.
Rather than de-escalating the encounter and allowing Dubose to drive away and subsequently
calling in a request for assistance, Tensing escalated the situation by improperly reaching into the
car in an attempt to restrain Dubose. This violated standard police practice, critical to officer
safety, which is taught as part of basic training in the police academy and is reinforced by UCPD
Field Training Officers on patrol with Officers-in-Training.
Tensing further escalated the encounter by drawing his service weapon within one to two
seconds of the moment Dubose started the car. Both of Dubose’s hands were visible to the
officer and Dubose had not demonstrated any aggression or threatening behavior. UCPD policy
permits an officer to draw his weapon only when “necessary,” consistent with other UCPD
policies.6
As set forth in UCPD policies, deadly force is permitted “only as necessary to affect lawful
objectives” and an officer may only “use deadly force to protect himself or others from what he
reasonably believes to be an immediate threat of death or grievous bodily harm.”7 Moreover,
“only the force reasonable and necessary under the circumstances should be used to effect an
arrest, or in self-defense.”8
In evaluating Tensing’s use of deadly force, we have considered a number of factors, including
Tensing’s explanation for why he believed deadly force was required, the extent to which any
immediate threat confronted the officer based on the seriousness of the offense and Dubose’s
actions, and whether Tensing created the deadly threat by his own actions. We have concluded
that, based on all the evidence, Officer Tensing’s use of deadly force on Samuel Dubose violated
UCPD policy.
Tensing has said that he shot Dubose in the head because he believed his life was in danger and
that, at the time he fired his weapon, his arm was caught or lodged into the steering wheel of the
6 SOP PE-06, Section III.A. and III.A.5.
7 SOP PE-06, Section III.A. and III.A.1.
8 SOP 1.3.400.
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Honda Accord. In his statement to CPD detectives on July 21, Tensing explained that he was
“holding on for dear life” and “getting dragged” by the Accord as Dubose attempted to flee the
traffic stop. Tensing further stated that, had he not used deadly force under the circumstances, he
may have been killed or seriously injured. The evidence Kroll reviewed and analyzed does not
lend support to these statements.
Contrary to Tensing’s statements, at no point in the body camera video footage does it appear
that Tensing’s arm is lodged or caught in the steering wheel of the Accord or other aspect of the
car’s interior. A split second before Tensing discharged his weapon, Tensing appears to have
been in complete control of his arm and hand movements, with no part of his body caught or
lodged in the car. Indeed, Tensing’s body camera recording appears to show that Tensing’s left
hand was mostly, if not fully, withdrawn from any possible entanglement with the Accord by the
time his right arm aimed his gun at Dubose’s head.
Although it is difficult to determine with certainty whether or not the Accord had moved and, if so,
by how much, any car movement before the moment Tensing fired his weapon appears to have
been minimal.
We fully recognize that the actions of Dubose did nothing to help the situation and, to the
contrary, made matters worse. By starting his car and attempting to drive away from a lawful
traffic stop, Dubose increased the risks of harm and contributed to the tragic outcome. For our
purposes, however, it is only Officer Tensing’s conduct that is at issue in this review. By reaching
into the Accord during what was, until then, a minor and uneventful traffic stop, Tensing set in
motion the fatal chain of events that led to the death of Dubose. His subsequent use of deadly
force contravened UCPD policy and was inconsistent with basic police tactics and training.
In addition, Officer Tensing’s statements to CPD on July 21, and his earlier utterances to officers
on July 19, cannot be reconciled with the evidence. Although Tensing’s statements immediately
after the shooting can be properly discounted as made during his initial shock from the incident
and possibly while under extreme psychological stress, he was provided ample opportunity to
clarify those initial assertions two days later when he appeared at CPD with his attorney.
Unfortunately, no such clarification occurred.
The officer’s repeated assertions on July 21 that he was “being dragged,” that his arm was
“caught or lodged in the steering wheel” or other aspect of the car, and that he was “hanging on
for dear life” when he fired his weapon, among other statements, are plainly contradicted by the
video and audio recording of the incident. Tensing’s statements appear to have violated the
UCPD Rules of Conduct, which prohibits officers from “intentionally making any materially false
statement(s) in connection with the performance of their duties.” (Section 43(a)).
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All other UCPD personnel who responded to the scene that evening acted properly,
professionally, and in accordance with UCPD policies and procedures. UCPD personnel
responded to the scene quickly and efficiently, and except for a few actions noted below, the first
officers and supervisors on the scene complied with Standard Operating Procedures.
Although Officer Lindenschmidt erred in his initial attempt to assist with properly securing the
scene – he moved Tensing’s patrol car to help block the north side of Rice Street and then picked
up Tensing’s flashlight from the street as he walked back towards Valencia Street – his mistakes
were unintentional and do not appear to have materially impacted the investigation.
Moreover, while it was a mistake not to have required Officers Kidd and Lindenschmidt on the
evening of July 19 to provide complete statements to CPD, these officers were willing to provide
statements that evening and any unnecessary delay in taking their statements was not the fault of
Kidd and Lindenschmidt.
In any event, Kidd’s and Lindenschmidt’s subsequent statements to CPD were credible and
consistent with the evidence, their respective points of observation, and normal discrepancies
associated with human observation and recollection of fast-moving events. Although Officer Kidd
had made some assertions on the night of the shooting of questionable accuracy, he properly
clarified any ambiguities or questions concerning what he did and did not observe. Kroll has
found no evidence which suggests that Officers Kidd or Lindenschmidt knowingly and
intentionally violated UCPD policies, procedures, or the laws of Ohio.
At the conclusion of this report, Kroll provides some recommendations for the University of Cincinnati’s
consideration. Further study and analysis of the UCPD’s mission, policies, procedures, existing training,
capabilities, and strengths and weaknesses, will only serve to improve the Department’s performance,
help it become more mission-focused, and decrease the likelihood of repeating what can only be
described as a tragedy for all.
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II. APPLICABLE POLICIES AND PROCEDURES
This section provides a background and overview of the University of Cincinnati Police Department and
outlines some of the official UCPD policies and procedures that are relevant and applicable to this review.
A. Background
The University of Cincinnati is a public research university in the State of Ohio with approximately 44,000
enrolled students. Its uptown campus is divided into East (UC Medical) and West Campuses and is
situated on the perimeters of the Clifton Heights, University Heights, and Fairview neighborhoods of
Cincinnati. The surrounding area is racially and ethnically diverse and thousands of UC students live off
campus in neighborhoods immediately surrounding the East and West Campuses.
The UCPD presently consists of 72 sworn members. It is a fully certified and sworn police force with all of
the powers and authority set forth in Ohio Peace Officers Training Commission (OPOTC) standards.9 The
UCPD’s stated mission is to work in “partnership with the community” to “promote a safe, secure and
accommodating environment that enhances the University’s mission.”10
Its stated core values include:
Professionalism (“Performing our duties with competency, dignity and reasonable restraint, while allowing understanding and empathy to factor into decisions”);
Respect (“To hold all in high regard for the qualities they possess”);
Integrity (“Honestly live by our Core Values and appropriate ethics, regardless of outside influences”);
Dedication (“A commitment to doing our absolute BEST”); and
Enthusiasm (“Sharing eagerness, infectious energy and fun while performing our duties”).
11
9 http://www.ohioattorneygeneral.gov/Law-Enforcement/Ohio-Peace-Officer-Training-Academy/Ohio-Peace-Officer-
Training-Commission. See also: Ohio Revised Code (ORC) 3345.04 10
UCPD Mission Statement. 11
Id.
3
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Authority and Jurisdiction / Memorandum of Understanding with Cincinnati Police Department
Under the UCPD’s Jurisdiction and Mutual Aid policy, UCPD officers are authorized to:
…enforce the laws of the State of Ohio and carry out all duties and responsibilities
attributed to the police on all properties under the care, custody or control of the
University of Cincinnati; and
enforce the traffic laws as denoted in the Ohio Revised Code on all University streets
within the University limits.12
In addition, the UCPD presently has a Memorandum of Understanding (“MOU”)13
with the CPD, which
allows for broader jurisdictional authority within the city limits but outside of campus borders. Pursuant to
the MOU, the UCPD regularly patrols a several block off-campus radius surrounding the East and West
Campuses.14
Specifically, the MOU with the City of Cincinnati allows on-duty UCPD officers to:
Conduct felony arrests off campus and then relinquish the case to CPD.15
Conduct misdemeanor arrests off campus while maintaining responsibility for the case.16
Investigate crimes that originate on campus and continue into the city’s jurisdiction.17
Conduct arrests for serious motor vehicle violations such as OVI (operating a vehicle while intoxicated) and other motor vehicle violations causing death or serious harm. These cases are to be turned over to the CPD.
18
Conduct arrests for all other motor vehicle violations that occur off campus while maintaining responsibility for the case.
19
While the scope of the MOU limits the UCPD’s authority to the above off-campus police activities, its only
geographical limitation is “within the jurisdiction of the City” of Cincinnati.20
Thus, pursuant to the MOU,
on-duty UCPD officers have citywide arrest authority for felony and misdemeanor criminal and traffic-
related offenses.
12
SOP 2.1.100, Sec. III.C.1. 13
The actual title of the document is “Mutual Assistance In-Progress Crime Assistance Agreement Between the City of Cincinnati and the University of Cincinnati” (hereinafter referenced as “MOU”), January 28, 2010. An MOU also exists with the Blue Ash Police Department and the Clermont County Sheriff's Department. 14
The MOU was signed in 2010 and is automatically renewable for three terms of four years, making it valid until the year 2022. MOU Section VII. 15
MOU Section I. A. 16
Id. 17
MOU Section III. 18
MOU Section I. B. 19
Id. 20
MOU Section I.A.
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Increase in Size and Off-Campus Presence of the UCPD
Historically, the majority of on-campus crime has consisted of petty thefts and other low-level offenses,
while reports of off-campus crime are generally of a more serious nature and include robberies,
burglaries, and aggravated assaults.21
Concerns about rising crime rates grew steadily and peaked in or
around 2009, when increased rates of off-campus violent crime led to calls for a more visible police
presence in the surrounding blocks and neighborhoods of the uptown campus. In response, the UCPD
has increased in size from a force of approximately 45 sworn officers in 2012 to its current staffing of 72
sworn officers.22
The rapid growth in the size of the UCPD has resulted in more officers assigned to off-campus patrols in
marked patrol cars. This in turn has led to more active traffic enforcement efforts by the UCPD officers on
patrol, resulting in more car stops and potentially adversarial encounters with the residents and citizens of
the surrounding communities. Within the past two years, there has been a large increase in the number of
traffic stops conducted by UCPD officers. For example, in 2013, UCPD officers conducted a total of 713
traffic stops. The number of traffic stops more than doubled in 2014 to 1,453. And as of July 31, 2015,
year-to-date traffic stops have totaled 2,028.23
While this does not appear to have been the result of any official policy or directive of the UCPD, Kroll’s
interviews of UCPD personnel confirms that a marked increase in traffic enforcement has occurred within
the past year. Some officers and supervisors expressed concern that increased focus on traffic
enforcement has distracted from the UCPD’s overriding mission of crime prevention and protecting
students and the campus community. It appears to be generally accepted, however, and supported by
recent crime statistics, that the added UCPD patrols, both on- and off-campus, have substantially
increased police visibility and been a contributing factor to the steady reduction of crime in the area in
recent years.
Statistical data shows there has been a steady decrease in reported crimes, both on- and off-campus,
over the past five years,24
which generally corresponds to the increased presence and visibility of the
UCPD during that time period. Although the number of traffic tickets and citations issued by UCPD
officers increased considerably in 2014 and the first several months of 2015, a more extensive review of
UCPD enforcement priorities would be needed to properly assess how and whether increased traffic
enforcement has impacted other crime prevention efforts.
21
2014 Campus Crime Report, Institute of Crime Science, May 14, 2015, pp. 23, 27. 22
UCPD Officer Count, 2010-2015; Kroll Interview of Assistant Chief Jeff Corcoran, August 20, 2015. 23
UNCP Traffic Stop Summary, July 31, 2015 (UC Institute of Crime Science); Kroll Interview of Assistant Chief Corcoran, August 20, 2015. 24
Id.
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Training Requirements
Prior to joining the UCPD, all officers must have attended and graduated from an Ohio certified police
academy, having successfully completed a basic police training curriculum.25
Ohio state law currently
mandates a minimum of 605 hours of instruction for new police recruits, including a minimum of 60 hours
of basic firearms instruction. The training curriculum is comprised of the following topics:26
(1) Administration (2) Legal (3) Human relations (4) Firearms (5) Driving (6) Investigation (7) Traffic (8) Patrol (9) Civil disorders (10) Unarmed self defense (11) First aid (12) Physical conditioning
The minimum passing score for basic firearms instruction is 80%.27
A minimum of four hours of annual in-
service training is required of every Ohio certified peace officer,28
along with annual firearms
requalification.29
UCPD provides to all its members annual in-service training, which consists of a minimum of 24 hours of
continuing professional training (classroom and firearms requalification) on topics set forth by the
OPOTC.30
For new hires, the UCPD relies primarily on the pre-hire training provided by the police
academies and implements three phases of field training for Officers-in-Training (“OIT”): Phase One,
when an OIT shadows a more experienced Field Training Officer (“FTO”); Phase Two, when the OIT is
given more responsibilities under the direct supervision of the FTO; and Phase Three, when the OIT
patrols alone with an FTO providing back-up.
25
There are currently 62 certified police training academies in Ohio. See http://www.ohioattorneygeneral.gov/Law-Enforcement/Ohio-Peace-Officer-Training-Academy/Directory-of-Peace-Officer-Basic-Training-Academie# 26
Ohio Administrative Code (OAC) 109: 2-1-16 27
OAC 109: 2-13-05. 28
OAC 109: 2-18 29
OAC 109: 2-13. There are separate qualifications requirements for shotgun and rifle certifications. See OPOTA Shotgun and Rifle Qualification Courses: http://www.ohioattorneygeneral.gov/Files/Law-Enforcement/Ohio-Peace-Officer-Training-Academy/OPOTA-news/2013-7-9_ShotgunQualification-Effective1-1-13_OPC.aspx; http://www.ohioattorneygeneral.gov/Files/Law-Enforcement/Ohio-Peace-Officer-Training-Academy/OPOTA-news/2013-5-30_PoliceRifleCarbineQualCourse_OPC.aspx 30
OAC: 109:2-18-02 Officer training requirements.
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B. UCPD Policies and Procedures
As part of this review, Kroll was provided with a complete set of UCPD Standard Operating Procedures
(“SOP”) and Rules of Conduct. These policies and procedures govern the conduct of UCPD officers and
supervisors in the performance of their duties. This section provides an outline of the policies and
procedures we believe are most pertinent to this review.
SOP 1.1.100 - Authority and Use of Police Discretion
“Law enforcement officers by state statute have a duty to conserve the peace, to enforce the law, and to
arrest violators. This authority should be exercised with a degree of discretion because of how broad in
scope it is. Inherent in this authority is the ability to deprive individuals of their two most precious
possessions - their freedom and their lives. Officers must always be vigilant to exercise caution and avoid
the misuse or abuse of these powers.” [SOP 1.1.100, Sec. I]
SOP 61.1.100 – “Traffic Enforcement”
Under the Traffic Enforcement policy, UCPD officers are responsible to enforce traffic laws in designated
areas, or patrol zones. Officers are to “take appropriate enforcement action for all violations of traffic laws
… they observe. The basic objective[s] of traffic enforcement [include]”:
Controlling driving behavior through direct enforcement contact and by maintaining a high
degree of visibility so that drivers are aware of the police presence and drive accordingly.
Maintaining a 24 hour traffic enforcement posture [SOP 61.1.100, Sec. I.A. 2-3]
The responsibility for enforcing traffic laws includes the following:
Traffic citations. UCPD “officers have the authority to issue University citations or [traffic
tickets].” Officers are authorized to issue traffic tickets for vehicles without one or both
license plates. [SOP 61.1.100, Sec. I.D.2c]
Driver’s license. “Drivers of vehicle[s] who do not have a valid driver's license … will be
issued a citation for operating a vehicle without a driver’s license.” [SOP 61.1.100, Sec.
II.F]
Suspended license. “If the violator's driving privileges have been revoked or suspended,
the officer should cite for driving under suspension. Only a licensed driver should be
allowed to drive from the location of the traffic stop.” [SOP 61.1.100, Sec. II.F.1]
Proof of Financial Responsibility. “This law requires police officers to ask drivers for
financial responsibility proof (FR Proof) whenever a [traffic ticket] is issued.” [SOP
61.1.100, Sec. II.J]
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SOP PE 06 – “Firearms and Deadly Force”
The Firearms and Deadly Force policy defines the officer’s paramount duty to protect human life:
Police officers have been delegated the awesome responsibility to protect life and
property as well as apprehend criminal offenders. This may entail the use of force which
may reasonably be expected to take a life. The apprehension of criminal offenders and
protection of property must at all times be subservient to the protection of life. The
officer's responsibility for protecting life must include his own. [SOP PE 06, Sec. I.A]
"Deadly force" is defined as “that force which is likely to cause death or grave injury or which creates a
substantial degree of risk that a reasonable and prudent person would consider likely to cause death or
grave injury.” The policy “complements the Less Lethal Force policy, and should be reviewed in
conjunction with that policy.” [SOP PE 06, Sec. II]
Pursuant to Section III, “Officers shall use force only as necessary to affect lawful objectives. Officers
shall fire their weapons as described in the following sections of this procedure.” Moreover, “to minimize
danger to innocent bystanders, the officer should shoot at ‘center body mass’ when possible.” [SOP PE
06, Sec. III.A]
The following provisions are most applicable to the matter under review:
1. An officer may use deadly force to protect himself or others from what he reasonably believes to be an immediate threat of death or grievous bodily harm.
2. Officers should not discharge a firearm at or from a moving vehicle except as the
ultimate measure of self-defense or defense of another when the suspect is using deadly force.
5. [O]fficers shall not draw or exhibit their firearm unless circumstances create
reasonable cause to believe that it may be necessary to lawfully use the weapon in conformance with other sections of this policy. …
6. Deadly force shall not be used against a fleeing felon unless the conditions of
section 1 above are met. 7. Every officer shall be issued copies of the procedure, and also shall be instructed
in the context of this procedure at least annually during use of force training. Newly hired officers must be instructed in Department procedures, given a copy of the procedure and qualify before carrying a weapon.
8. Officers will read and sign that they received a copy and understand the
departmental policy. [SOP PE 06, Sec. III.A.1-2, 5-8]
The UCPD firearms training program is to include comprehensive instruction on “(1) Departmental policy
on use of deadly force, (2) the legal requirements, (3) moral responsibilities of carrying a firearm . . . and
(5) firearm proficiency.” The proficiency training should “as closely as possible reflect those circumstances
and conditions that our police officers are most likely to confront in real-life deadly force situations.” [SOP
PE 06, Sec. III.C.1-3, 5]
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Any officer, who discharges his or her firearm either unintentionally or officially, is to immediately:
Determine the physical condition of any injured person and render first aid when
appropriate.
Request necessary emergency medical aid.
Notify the dispatcher of the incident and location. …
. . . remain at the scene (unless injured) until the arrival of the appropriate investigators.
. . . complete a public safety statement as soon as possible. …
. . . remain available for further interviews, but in the absence of extraordinary
circumstances, formal interviews will not be conducted until 24 to 48 hours have elapsed.
[SOP PE 06, Sec. III.C.1a-d]
SOP 1.3.400 – “Use of Less Lethal Force”
“Only the force reasonable and necessary under the circumstances should be used to effect an arrest, or
in self-defense.” This policy notes the following general considerations:
This does not mean matching the suspect's force evenly; for instance, trading fist blows.
Rather, the officer shall use the minimum force needed to halt the assault, or control the
suspect, and prevent the incident from escalating to where higher levels of force,
including lethal force, may be required.
Using either too little, or too much force results in unnecessary injuries on the part of both
the officer and the suspect. Force will not be used by an officer to punish a suspect.
[SOP 1.3.400, Sec. A, B.]
The policy also describes specific factors to be considered when determining what type of force and the
amount of force to use in a given situation:
1. The weapons being used (this includes fists, feet, etc.).
2. Suspect's delivery system (how far away can suspect deliver violence).
3. Ability: The officer’s and the suspect's (age, weight, size, strength and skill).
4. Previous history of the suspect (i.e. assault).
5. Ability to escalate or de-escalate (access to weapons, including the officer’s). 6. Physical position (does the officer have an escape route, are they able to use it?). 7. Surrounding environment ([including] physical environment). These factors, along with
any other special circumstances, must guide the officer in choosing an appropriate tactic.
Officers will base their use of force upon the totality of the circumstances. [SOP 1.3.400,
Sec. I.C]
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SOP PU50 - Body Worn Digital Recording Systems (“BWDR”)
This policy discusses the requirements that each UCPD officer is to wear and maintain a Body Worn
Digital Recording System, or body camera. The policy requires, in part, that “Officers responding to a
scene shall activate their department issued BWDR … [p]rior to arriving on-scene when dispatched on a
call where they are likely to detain or arrest a person.” [SOP PU50, Sec. I.B(a)(1)]
Moreover, the policy provides specific “[e]xamples of when the department issued BWDR system must be
activated including: … [t]raffic stops, from the initiation to the completion of the enforcement action.”
[SOP PU50, Sec. I.B(b)(1)]
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III. FINDINGS OF FACT
Kroll’s factual findings are based on the interviews conducted to date and our review of all of the materials
to which we had access, including the digital body camera video and audio recordings, witness
statements, radio dispatch communications, photographs, and other documentation. Although some
documents remain unavailable at this time, including the Coroner’s report of the autopsy of Samuel
Dubose and Officer Tensing’s medical records, most of the essential facts of the July 19 incident and the
subsequent investigation are not in dispute. Of course, whether Officer Tensing’s conduct on July 19
constitutes the crimes of murder and/or manslaughter, or whether the shooting was legally justified, are
matters to be decided by a jury in the Hamilton Court of Common Pleas. Our findings concern only
whether UCPD personnel acted in compliance or non-compliance with UCPD policies and procedures.
A. Background
On July 19, 2015, at approximately 6:29 p.m., UCPD Officer Raymond Tensing was patrolling off-campus
when he initiated a traffic stop of a car driven by Samuel Dubose. It was the events surrounding this traffic
stop that led to the tragic and fatal shooting of Mr. Dubose. Officer Philip Kidd (“Officer Kidd” or “Kidd”)
and Officer-in-Training David Lindenschmidt (“Officer Lindenschmidt” or “Lindenschmidt”) arrived as
backup for Officer Tensing shortly before the shooting occurred. Consequently, these two backup officers
witnessed some of the events that transpired during the incident. They were placed on paid administrative
leave immediately after that night’s events pending the outcome of this internal administrative review.
1. Officer Raymond M. Tensing
Officer Tensing is 25 years old and was hired by the UCPD on April 14, 2014. He graduated from the
Clermont College Police Academy on April 4, 2011, having successfully completed the Peace Officer
Basic Training Program. Prior to joining the UCPD, Tensing was a police officer for the Village of
Greenhills, Ohio, first in a part-time capacity and later as a full-time police officer.31
He graduated from the
University of Cincinnati in 2012 with a Bachelor of Science degree in Criminal Justice. While in high
school, Tensing was an Explorer in the Hamilton County Sheriff’s Office, achieving the rank of Captain.32
31
Statement of Officer Ray Tensing, July 21, 2015 (“Tensing Statement”), p. 2. 32
Id.
4
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A review of Officer Tensing’s personnel file did not reveal any prior disciplinary infractions. In his most
recent Employee Performance Evaluation on April 9, 2015, Tensing was noted to be strong in the area of
traffic enforcement and average in community service skills. The evaluator recommended that Officer
Tensing more directly interact with members of the public outside of traffic enforcement.33
On a scale of 1
to 5, with 5 being the most desirable rating, Tensing received the following performance evaluation
ratings:34
Attendance: 5.00
Attitude: 3.46
Appearance: 4.00
Communication Skills: 3.88
Community Service: 3.00
Officer Safety: 3.56
Preliminary Investigation: 3.00
Police Officer Job Duties: 3.45
Overall Rating: 3.67
Officer Tensing’s personnel file contains a listing of approximately 20 training courses and sessions
attended by Tensing from September 2009 to May 2015.
2. Officer Philip W. Kidd
Officer Kidd has been employed by the UCPD for nine and one-half years. Before joining the UCPD in
2006, Kidd worked in retail security and loss prevention. For the past approximately one-and-a-half years,
Kidd has been an FTO assigned to several different OITs. He also has served as driving instructor, patrol
rifle certification instructor, motorcycle certified operator, and was a member of the Special Response
Team (“SRT”) of the UCPD before those units were disbanded.35
On July 19, 2015, Officer Kidd was the
FTO assigned to OIT David Lindenschmidt. Kidd had been acting as Lindenschmidt’s FTO for the prior
three to four weeks when the fatal police shooting occurred.36
A review of Officer Kidd’s personnel file
revealed no prior disciplinary infractions.
3. Officer-in-Training David J. Lindenschmidt
Officer-in-Training Lindenschmidt has been employed by the UCPD since February 2015. He graduated
from the Great Oaks Police Academy in January 2013. Prior to joining the UCPD, Lindenschmidt worked
for Camp Chautauqa Ministries in Carlisle, Ohio, which was founded by former pro football player
Anthony Munoz. When he joined the UCPD in February 2015, Lindenschmidt was placed on desk duty
33
Tensing Employee Performance Evaluation April 9, 2015. Similarly, Tensing’s FTO Report that was filed during Phase 3 of his field training included the following entry on July 5, 2014: “Officer Tensing has been advised to spend more time on campus with regards to visibility and public service.” 34
Id. 35
Kroll Interview of Officer Kidd, August 5, 2015. According to Officer Kidd, the UCPD SRT was disbanded after it was once used to conduct a dorm room raid and it was subsequently decided that no SRT was needed on a campus police force. 36
Kroll Interview of Officer Kidd, August 5, 2015.
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through the third week of July 2015 due to a shortage of FTO’s. Lindenschmidt had received the requisite
basic police training while at Great Oaks, which combined with excess training totaled 750 hours as
certified by the Ohio Peace Officers Training Academy (“OPOTA”). Lindenschmidt has a high school
diploma and has earned some college credits.37
B. The Traffic Stop
On July 19, 2015, at approximately 6:29 p.m., Officer Tensing was patrolling off-campus in a marked
patrol car near the intersection of East Hollister and Vine Streets, when he noticed a green Honda Accord
with no front license plate pass through the intersection southbound on Vine Street.38
As the car drove
past the intersection, Tensing entered into his mobile data computer (“MDC”) the car’s Ohio tag number
(GLN-6917) as it appeared on its rear plate:
Tensing entering Ohio tag GLN-6917 into MDC
39
Once he entered the tag number, the MDC reported that the Accord was registered to a female with a
suspended operator’s license.40
This action was captured on Tensing’s body camera approximately nine
seconds into the activated recording:41
37
Kroll Interview of Officer Lindenschmidt, August 5, 2015. 38
Tensing Statement, p.3. Ohio law requires all registered vehicles to affix a license tag onto the front and back of each vehicle. Ohio Revised Code Section 4503.21. 39
Tensing Body Cam at 0:05. 40
Tensing Statement, p.3; Tensing Body Cam at 00:09. 41
Since approximately October 2014, pursuant to the UCPD Policy on Body Worn Digital Recording Systems, SOP PU50, all UCPD officers have been provided with body cameras, which are worn during patrols and affixed to their uniforms at chest level. Once a body camera is activated, a recording of the previous 30 seconds of activity is captured on the recorded video. The audio portion of the body camera does not start until the body camera is activated. Consequently, when reviewing body cam recordings, the first 30 seconds of the recordings are not accompanied by audio.
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lights to indicate that he wished for Dubose to pull over and stop. Tensing notified police dispatch that he
was initiating a traffic stop on Thill Street just off of Vine Street, and he followed the Accord as it turned
onto Thill Street. When Dubose did not immediately pull over, Tensing activated his patrol siren, flipping it
on-and-off a few times, in a further attempt to gain Dubose’s attention.44
Dubose continued to drive without stopping for an approximate 465-foot stretch on Thill Street, as
Tensing notified dispatch that the subject vehicle was “slow to stop.”45
Although Tensing repeatedly
activated his siren, Dubose continued driving until he rounded the corner of Thill Street onto Rice Street.
According to Tensing’s statement to CPD two days later, Dubose “wasn’t fleeing from me, he just wasn’t
stopping.”46
Once Dubose turned onto Rice Street, however, he pulled over onto the right-hand side of
the street and placed his car into park. Tensing parked immediately behind the Honda Accord a few feet
from curbside.47
Tensing exited his police cruiser and approached on the driver’s side of the Honda Accord. As shown and
recorded in Tensing’s body camera footage, Tensing introduced himself, asked to see Dubose’s driver’s
license, and explained that Dubose was stopped because he did not have a front license plate affixed to
his car. Dubose offered that the front tag was in the car’s glove compartment. Dubose then turned off the
car’s engine and used a key to open the glove box to show Tensing the front plate. 48
Tensing said he did
not need for Dubose to produce the plate from the glove box49
and explained that it should be affixed to
the front of the car. Tensing again asked to see Dubose’s driver’s license. Dubose poked around his
pants pockets and looked around the car, but did not produce a license.
Tensing also inquired about a bottle on the floor of the car and Dubose handed Tensing a bottle of Gin,
which he explained was filled with air freshener.50
Tensing glanced at the bottle and placed it on top of the
Accord’s roof.51
He asked again if Dubose had his license and, after Tensing repeated the question a few
times, Dubose eventually admitted that he did not have his license with him. Dubose insisted, however,
that he had a valid license and asked Tensing to run his name for verification.52
Tensing, however, never
asked Dubose to identify himself.
43
Tensing claimed in his statement to CPD that he initially did not know who was driving the car and could not tell if it was a male or female. “All I saw [was] that there was one person driving the vehicle and they were wearing like a red and white designed shirt with a hat on.” Tensing Statement, p.6 44
Tensing Body Cam at 0:30-1:00. 45
Tensing Statement, p.3; Tensing Body Cam at 1:01-1:09. 46
Tensing Statement, p.3. 47
Tensing Body Cam at 1:09-1:13. A view of Tensing’s vehicle from Officer Lindenschmidt’s body camera, shortly after the shooting captured the position of Tensing’s vehicle during the traffic stop. Lindenschmidt Body Cam at 2:50-3:06. 48
An Ohio license plate with tag number GLN-6917 was recovered later that night by the CPD from the car’s glove compartment. 49
Tensing Body Cam at 1:42-1:51. 50
Tensing Body Cam at 1:58-2:06. 51
Tensing Body Cam at 2:00-2:12. 52
Tensing Body Cam at 2:43 – 3:00.
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Tensing finally asked Dubose, “Be straight up with me, are you suspended?” Dubose replied, “No, I’m not
suspended.”53
(It was later discovered that, in fact, Dubose was driving with a suspended operator’s
license.)54
Tensing asked again why Dubose did not have his license with him, to which Dubose replied,
“Because I don’t. I just don’t. I’m sorry, sir. I’m just gonna go in the house.”55
It was at this point that the
traffic stop took a tragic turn.
C. The Use of Deadly Force
Tensing stated, “Well, until I can figure out whether you have a license or not, go ahead and take your
seat belt off.”56
Tensing then reached with his left hand to open the driver’s side door and Dubose
immediately reached with his left hand to pull the door shut, declaring, “I ain’t even do nothing.”57
As
Dubose attempted to pull the driver’s door shut with his left hand (as Tensing attempted to open it),
Dubose simultaneously moved his right hand from the steering wheel toward the ignition. Dubose then
turned the key to start his engine.
According to Tensing’s body camera footage, Tensing’s right hand was on the roof of the car with no
weapon in sight when his left hand first attempted to open the car door. At that precise moment, Dubose’s
right hand was on the steering wheel. The car was in park and the engine was off.58
Tensing Body Cam at 3:11. Tensing’s right hand is on the roof of the car,
while his left hand reaches to open the car door. Dubose’s left hand is visible and his right hand is of the steering wheel.
As Tensing attempted to open the driver’s side door, Dubose tried to pull the door shut with his left hand
as his right hand moved from the steering wheel toward his ignition key. Tensing’s right hand was still on
the roof of the car with no weapon visible when Dubose first turned the ignition key to re-start the car.59
53
Tensing Body Cam at 2:54-2:55 54
Regional Crime Enforcement Center Report of Samuel Dubose, August 14, 2015. 55
Tensing Body Cam at 3:00. 56
Tensing Body Cam at 3:09-3:11. 57
Tensing Body Cam at 3:12. 58
Tensing Body Cam at 3:11.
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Tensing Body Cam at 3:14. Tensing’s right hand remains on the car roof. Dubose starts to
pull the door shut with his left hand while his right hand reaches for the ignition key.
Once Dubose started the car, Tensing reached his left arm into the car in an apparent attempt to restrain
Dubose. As Tensing explained to CPD two days later, “At this point, I was so close to Mr. Dubose, so
close to his vehicle, . . . I thought I had a good chance of reaching in and turning the key off before he
could go anywhere.”60
At this stage of the encounter, the video recording from Tensing’s body cam becomes slightly blurred as
Tensing yells, “Stop! Stop!” and continues to reach into the car, at one point grabbing Dubose’s seatbelt
as Dubose raises his left arm.61
At the 3:16 marker of Tensing’s body camera footage, approximately two
seconds after Dubose first turns the ignition key, Tensing’s UCPD-issued .40 caliber Sig Sauer P320
becomes clearly visible in Tensing’s right hand.62
Tensing Body Cam at 3:16. Tensing produces his Sig Sauer P320
and points it in the direction of Dubose.
59
Tensing Body Cam at 3:14. 60
Tensing Statement, p. 4. 61
Tensing Body Cam at 3:15-3:16. 62
Tensing Body Cat at 3:15.
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At 3:17, Tensing fires a single gunshot aimed directly at and in close proximity to Dubose’s head.63
Tensing Body Cam at 3:17. Tensing discharges a
single gunshot aimed at Dubose’s head.
A Closer Look
Kroll has examined and analyzed Tensing’s body camera recordings with the aid of video slowdown and
stabilization software and the assistance of a video analysis expert with Pennsylvania State Police
experience. A close examination of the video footage shows that less than three seconds had transpired
from the moment Dubose turned the ignition key until Tensing discharged his weapon.64
Only then did the
car accelerate and drive away – immediately after the gunshot was fired into Dubose’s head. Moreover,
at no time did Tensing’s left arm appear to be caught or entangled in the car’s interior and, at the
approximate time of the firearm discharge, Tensing’s left arm was at or near the seatbelt harness crossing
Dubose’s chest.
Prior to the gunshot, it is difficult to determine with precision how much, if at all, the car moved, but
whatever movement may have occurred appears to have been minimal. For example, a car parked in the
driveway of a residence on the west side of Rice Street near the location of the traffic stop can be seen
through the front passenger window of the Accord at various points throughout the three-second
encounter from when Dubose turns the ignition key until the gunshot is fired. Nevertheless, it appears that
prior to the gunshot Dubose had put the car into drive and intended to drive away, and it is not possible
for us to know or discern whether Tensing perceived (rightly or wrongly) the car to be moving.
63
Tensing Body Cam at 3:17. 64
Tensing Body Cam at 3:14 - 3:17.
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Key points of the encounter are highlighted below:
At 3:15:16, as Dubose turns the ignition key, Tensing immediately reaches into the
car with his left hand in an attempt to restrain Dubose.65
The parked car in the driveway on Rice Street is partially visible near the top center portion of the video still.
Approximately one second later, at 3:16:15, Tensing appears to be grabbing Dubose’s chest area with his left hand while his Sig Sauer P320 becomes visible to the right of the video still.
At 3:16:16, Tensing’s gun is pointed at Dubose .
66
65
Tensing Body Cam (slow resolution) at 3:15:16. 66
Tensing Body Cam (slow resolution) at 3:16:16.
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At 3:17:05, approximately one second after the gun first appears in Tensing’s right hand,
Tensing can be seen grabbing onto Dubose’s seatbelt with his left hand.67
At 3:17:11, Tensing appears to have a firm grip with his left hand on Dubose’s seatbelt harness.
At 3:17:13, Tensing’s left hand grabs Dubose’s seatbelt harness, while Tensing’s right hand points the gun at Dubose’s head. Dubose’s left arm is raised in apparent self-protection.
The parked car on Rice Street remains visible through the front passenger window (top left).
67
Tensing Body Cam (slow resolution) at 3:17:05.
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At 3:17:21, less than one-tenth of a second later, as Tensing continues to grab onto Dubose’s seatbelt and before
the car appears to have moved any significant distance - if at all – Tensing’s gun is aimed at Dubose’s head as Dubose leans or falls away.
68 The parked car on Rice Street remains visible through the front passenger window.
By 3:17:26, Tensing has fired a single shot into Dubose’s head.
69 Tensing is still standing and his left arm is not
entangled in the steering wheel and does not appear to be entangled in the seat belt. The parked car remains visible through the front passenger window, though the Accord appears to have moved slightly forward at this point.
At 3:18:01, Tensing’s left arm (lower left portion of still) is no longer reaching for or grabbing Dubose’s seatbelt harness. His gun is still visible in the upper right-hand portion of the video still.
68
Tensing Body Cam (slow resolution) at 3:17:21 69
Tensing Body Cam (slow resolution) at 3:17:25.
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At 3:18:06, Tensing’s left hand and wrist are pressed against the inside of the lower front driver’s side door window frame. The Accord appears to be moving.
At 3:18:15, Tensing’s left hand appears to be disengaging from the car as Tensing begins to fall away.
At 3:18:18, Tensing is falling to the roadway, his body camera facing upwards.
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Thus, according to the body camera footage, approximately three seconds after Dubose turned the
ignition key, two seconds after Tensing first reached into the car, and one second after producing his
service weapon, Tensing aimed his gun at Dubose’s head and fired. When the gun discharged, it was
immediately apparent that Dubose had been struck in the head. He collapsed to his right.
A close review of the audio and video recordings of Tensing’s digital body camera reveals that the car
engine revved and accelerated immediately after the gunshot was fired. From this, it appears that
Dubose’s right foot involuntarily pressed down on the accelerator upon the gunshot’s impact. The Accord
moved away, under its own power at an uncertain speed, angling toward a guard rail on the opposite side
of Rice Street.
Moments after he discharged his UCPD firearm, and after the car started to accelerate, Officer Tensing
fell backwards, away from the Honda Accord, as the car continued south on Rice Street. Tensing landed
on his back with his firearm still pointed outwards in a northerly direction.70
During his fall, the flashlight
attached to Tensing’s belt came loose and landed on the street. He turned himself over, regained his
footing, and ran after the Accord south on Rice Street. Tensing was quickly accompanied by Officers Kidd
and Lindenschmidt, who had responded to back up Tensing during the traffic stop, arriving seconds
before the shooting occurred.71
The Accord continued up Rice Street and hit the guardrail on the east side of the street before continuing
south and colliding into a telephone pole at the corner of Rice and Valencia Streets, approximately 400
feet from the location of the initial traffic stop.72
A portion of the car’s front assembly was torn off near the
guardrail upon initial impact. Dubose apparently died upon impact of the gunshot. When he was next
seen approximately thirty seconds later, slumped over behind the wheel of the Honda Accord at Rice and
Valencia Streets, he was visibly dead with a gunshot wound to the head and blood splattered throughout
the inside of the car.73
D. The Police Response
Officer Lindenschmidt was in only his ninth week of field training as a UCPD officer on July 19, 2015.
Lindenschmidt was partnered with his FTO, Officer Kidd.74
Shortly after 6:30 p.m., Lindenschmidt was
driving a marked UCPD patrol car with Kidd in the passenger seat when they overheard Officer Tensing
notify dispatch of a traffic stop being initiated around Thill and Vine Streets with a subject that was “slow
70
Tensing Body Cam at 3:21. 71
Kidd Body Cam at 0:01-0:20; Lindenschmidt Body Cam at 0:06-0:40; Tensing Body Cam at 3:20. 72
Tensing Body Cam at 3:17-3:50. 73
Although Kroll has not seen the official Coroner’s Report, there is no dispute that the cause of Dubose’s death was from the gunshot wound and not due to injuries sustained from the subsequent collision. 74
Kroll Interview of Officer Kidd, August 5, 2015; Kroll Interview of Officer Lindenschmidt, August 5, 2015.
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to stop.”75
According to Officer Kidd, Thill Street has “a reputation for being a pretty bad area” and there
have previously been police runs in that area for “shots fired”76
so he and Lindenschmidt decided to
proceed in that direction to provide back-up for Tensing. Lindenschmidt drove down McMillan Street and
took a right onto Vine Street and a left onto Thill Street.77
When they turned onto Thill Street, they did not see Tensing’s cruiser, so they proceeded up Thill Street
until they reached the corner of Thill and Rice Streets. As they reached Rice Street, Kidd and
Lindenschmidt observed Tensing standing on the driver’s side of the Honda Accord, which was operated
by Samuel Dubose. As Lindenschmidt parked the cruiser, Kidd noticed Officer Tensing reaching for the
driver’s door handle. Kidd told Lindenschmidt that it appeared Tensing was “about to get him [Dubose]
out of the car, we need to get up there now.”78
Kidd jumped out of the cruiser from the passenger’s side
and witnessed Tensing lunge or reach into the car. He saw the car start moving, saw Tensing fall
backwards, and heard a gunshot.79
As the Honda Accord took off south on Rice Street, Kidd ran in pursuit with his weapon drawn. He noticed
that Tensing had fallen to the ground, but appeared to recover quickly and began running in the direction
of the moving vehicle. Kidd called on his radio (attached to his shoulder), “Shots fired! Shots fired!” as he
ran besides Tensing on Rice Street. Meanwhile, Lindenschmidt followed behind Tensing and Kidd.80
Lindenschmidt Body Cam at 0:11. Tensing is on the left side of the street,
Kidd on the right side. Lindenschmidt’s gun is visible in the foreground.
Lindenschmidt later said that he did not see the shooting but only heard the sound of squealing tires and
a gunshot as he finished parking his cruiser and jumped from the driver’s side in the direction of the
75
Kroll Interview of Officer Kidd, August 5, 2015; Kroll Interview of Officer Lindenschmidt, August 5, 2015; Statement of Officer Phillip Kidd, July 21, 2015 (“Kidd Statement”), p.2; Statement of Officer David Lindenschmidt, July 21, 2015 (“Lindenschmidt Statement”), p. 3. 76
Kidd Statement, p.2. 77
Lindenschmidt Statement, p.3. 78
Kidd Statement, p.2. 79
Kidd Statement, p.3. 80
Kidd Statement, p.3; Kidd Body Cam at 0:01-0:20; Tensing Body Cam at 3:20-3:42; Lindenschmidt Body Cam at 0:06-0:40.
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moving car.81
As the car was “speeding away,” Lindenschmidt saw Tensing fall and roll backwards. He
yelled to Tensing, “Are you hit? Are you okay?” believing initially that Tensing may have been shot.82
Lindenschmidt ran south on Rice Street in the direction of the moving car with his gun drawn.83
Lindenschmidt Body Cam at 0:06. Tensing’s patrol car is pictured on the right,
while Tensing is in the center left portion of the frame, regaining his footing. A car traveling north on Rice Street has just passed by Tensing.
All three officers arrived at the Honda Accord within seconds of each other. The Accord by this time had
collided with a telephone pole at the corner of Rice and Valencia Streets. The engine was still running,
but Dubose was motionless and slumped over onto the passenger side of the car. While Kidd and
Lindenschmidt covered the car with guns drawn, Tensing walked around the front of the Accord, looked
into the car, and reached through the driver’s side window to turn the car off.84
Kidd immediately called for
a medic, supervisors, an administrative page, and more officers.85
Tensing Body Cam at 3:45. The engine of the Accord is still revving at a high pitch sound.
Dubose is slumped over onto the passenger side of the car. Kidd is pictured to the right of the photo. Tensing’s arms and gun appear at the top of the photo.
81
Lindenschmidt Statement, pp.3-4. 82
Lindenschmidt Statement, p.4 83
Lindenschmidt Statement, p.4; Kroll Interview of Lindenschmidt, August 4, 2015; Lindenschmidt Body Cam at 0:06-0:40. 84
Lindenschmidt Statement, p.4; Kidd Statement, p.3; Kidd Body Cam at 0:34-0:48; Tensing Body Cam at 4:01-4:14. 85
Kidd Statement, p.4; Kidd Body Cam at 0:57-1:02.
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Within minutes, several more police units arrived onto the scene. UCPD officers Derek Noland and
Jeffrey Van Pelt, who were separately patrolling off-campus and engaged in their own traffic stops,
responded immediately to calls for “shots fired.” Noland was east of campus and heading west on
University Avenue when a car in front of him ran through a red light and pulled over on Jefferson Avenue;
as Noland ran the tag, he heard a reference to “slow to stop” followed minutes later by “shots fired.”
Noland immediately left his traffic stop without dismissing the subject and drove straight to Thill and Rice
Streets.86
Officer Brian Limke, who was backing up Noland in a separate patrol car during Noland’s traffic
stop, arrived on scene behind Noland.87
Officer Van Pelt was conducting his own traffic stop (he was on the phone with Sergeant Eric Weibel)
when the call came out for shots fired. Van Pelt informed the subject of his traffic stop that he had to
respond to an emergency and dismissed the driver.88
He then drove straight to Thill and Rice Streets,
arriving on the scene just behind Officer Noland within one to two minutes of the shooting.89
After parking his cruiser, Noland approached Officer Kidd on Rice Street and asked him if Kidd was the
officer involved. Kidd replied that it was Officer Tensing.90
Noland subsequently overheard Tensing state
that he “was being dragged” as an explanation for the shooting.91
Van Pelt noted that, when he first
arrived on the scene, he did not have a clear indication of what had occurred, so after blocking off the
south side of Rice Street, he approached Tensing and asked if he was okay. Tensing said, “I’m good. I
got dragged by him. Got caught in the car.”92
Noland then established a perimeter position at 108
Valencia Street, while Van Pelt manned the perimeter at 2263 Rice Street.93
Sergeant Weibel arrived at approximately 6:34 p.m., the first UCPD supervisor on the scene.94
Weibel
had been parked in his cruiser near the UC Medical Arts Building at 222 Piedmont, on the phone with
Officer Van Pelt, when he heard the call for “shots fired” over the police dispatch radio. Weibel responded
immediately to Thill and Rice Streets.95
Weibel said that when he first arrived on the scene, he instructed
Lindenschmidt to move Officer Tensing’s patrol car so he could maneuver around the vehicle and drive
closer to the site of the Honda Accord.96
86
Kroll Interview of Officer Noland, August 5, 2015. 87
Kroll Interview of Officer Limke, August 20, 2015. 88
Van Pelt Body Cam at 9:20-9:25. 89
Kroll Interview of Officer Van Pelt, August 5, 2015; Van Pelt Body Cam at ~11:15. 90
Kidd Body Cam at 3:06. 91
Kroll Interview of Officer Noland, August 5, 2015. 92
Van Pelt Body Cam at 13:45-13:49; Kroll Interview of Officer Van Pelt, August 5, 2015. 93
Kroll Interview of Officer Van Pelt, August 5, 2015; Kroll Interview of Officer Noland, August 5, 2015; UCPD Information Report, p.2. 94
UCPD information Report, p.1. 95
Kroll Interview of Sergeant Weibel, August 4, 2015. Weibel noted that he had initially passed Thill Street while on Vine because he did not see any activity on Thill. He then backed up and drove down Thill Street towards Rice, where he observed Tensing’s and Lindenschmidt’s cruisers parked on Rice. 96
Kroll Interview of Sergeant Weibel, August 4, 2015.
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According to Lindenschmidt’s body camera footage, it appears that, a few minutes after the Honda
Accord was secured, Lindenschmidt entered and moved Tensing’s patrol car on his own volition in an
attempt to block off the crime scene at the north end of Rice Street. While Lindenschmidt was in the
process of moving Tensing’s patrol car, Weibel arrived in his patrol car and honked to Lindenschmidt to
let him pass.97
About a minute later, after Lindenschmidt retrieved yellow police tape, he walked towards
Tensing’s loose flashlight and picked it up from the street, then quickly returned it when another officer
instructed Lindenschmidt that the flashlight should remain where he found it. Lindenschmidt then placed
the flashlight back on the street in close proximity to where he found it.98
The above photographs from Lindenschmidt’s body camera show where Tensing’s flashlight landed after Tensing fell to the street following the shooting (top left), Lindenschmidt picking up the flashlight (top right), and Lindenschmidt placing the flashlight near where he found it (above) (Officer Maxwell, whose feet appear on the top of the above photograph, directed Lindenschmidt to return the flashlight).
Meanwhile, after driving further south on Rice Street, Weibel exited his vehicle and saw Tensing standing
beside the decedent’s car. Officer Kidd informed Weibel that Tensing had shot the driver of the Honda
Accord. Weibel walked towards the Accord and observed Dubose’s body slumped over, obviously
deceased. According to Weibel, Tensing was in “shock.”99
Weibel looked at Tensing, who said, “I shot
97
Lindenschmidt Body Cam at 3:07-3:51. 98
Lindenschmidt Body Cam at 4:22-4:34. 99
Kroll Interview of Sergeant Weibel, August 4, 2015.
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one round on him. He took off on me . . . I almost got ran over by him.”100
Weibel instructed Tensing to
“relax” and walked away to request the presence of a “District Four boss” (CPD supervisory official).101
According to body camera footage, CPD officers and supervisors arrived quickly, with CPD Sergeant
Nate Asbury the first to arrive, followed by several additional CPD officers, medical units and crime scene
technicians.102
Several higher-level supervisors from both UCPD and CPD also began arriving over the
next 15 to 30 minutes, including CPD Lt. Col. James Whalen and Captain Howard, and UCPD personnel
Captains Rodney Chatman (the first UCPD Captain to arrive), Jeff Thompson and Dudley Smith,
Assistant Chief Jeff Corcoran, Detective Robert Doherty, and Lt. Chris Elliott.
UCPD Officer Clifford Maxwell was also on duty on July 19, acting as the FTO for OIT Kia Williams.103
They were patrolling on campus and had just pulled into the campus green garage on Martin Luther King
Drive to review paperwork when they heard a radio call for shots fired. They responded immediately and
arrived on scene a few minutes after Officers Noland, Officer Van Pelt, and Sergeant Weibel had
arrived.104
It was determined within twenty to thirty minutes that CPD would handle the investigation of the
shooting.105
The crime scene was secured by police tape and with officers standing guard at various
perimeter positions. Officer Tensing was transported to University Hospital by CPD as he had complained
of soreness and possible injuries to his left arm as a result of the incident. Officers Maxwell and Williams
were asked to report to University Hospital to maintain order while Tensing was examined. Meanwhile,
Officers Lindenschmidt and Kidd were placed into separate CPD transport vehicles and taken to CPD-
CIS for questioning as part of the investigation.106
E. The Investigation
For purposes of this review, the investigation into the fatal police shooting began as soon as the incident
ended and the scene was secured.
Contemporaneous Statements Made at the Incident Scene
Officer Tensing made several contemporaneous utterances immediately after the shooting that were
captured on his and other officers’ body cameras, stating repeatedly that he thought he “was going be run
over,” he “was being dragged,” and his arm “got caught in the car.”107
Standing near the Accord after it
had crashed at Rice and Valencia Streets and, after turning off the engine, Tensing reported to dispatch,
100
Kroll Interview of Sergeant Weibel, August 4, 2015; Weibel Body Cam at 2:33-2:45. 101
Kroll Interview of Sergeant Weibel, August 4, 2015; Weibel Body Cam at 2:54-3:30. 102
Kidd Body Cam at ~5:49; Tensing Body Cam at ~9:00. 103
Williams is no longer a member of the UCPD. 104
Kroll Interview of Officer Maxwell, August 6, 2015. 105
Kroll Interview of Captain Chatman, August 3, 2015; Kroll Interview of Sergeant Weibel, August 4, 2015. 106
UCPD Information Report, p.2; Lindenschmidt Body Cam at 8:54-8:57; Kidd Body Cam at 8:10-8:24. 107
Tensing Body Cam at 4:15-8:35.
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“I almost got run over by the car. He took off on me. I discharged one round. Struck the male in the
head.”108
Tensing subsequently stated to Officer Kidd, “He didn’t reach for anything. I just got tangled in the car. I
thought I was going to be run over.”109
Tensing repeatedly shook his left arm and made a grunting sound.
He then told Kidd, “I think I’m okay. He was just dragging me.” Kidd replied, “Yeah, I saw that.”110
Tensing
stated again that “I thought I was going to get run over, I was trying to stop him.”111
When Officers Noland and Van Pelt arrived and approached Tensing on foot, Tensing said, “I “thought I
was going to get run over. He was dragging me.”112
He said his hand “got caught inside” and that he “fired
one round. I probably got caught in the steering wheel or something.”113
Less than a minute later, Officer Kidd approached Tensing and the following conversation ensued:
Tensing: “He was dragging me man.” Kidd: “Yeah. You good?” Tensing: “I’m good. I just got my hand and my arm caught.” Kidd: “Yeah. I saw that.”
114
A short while later, Sergeant Weibel approached Tensing and looked into the Accord. Tensing
volunteered, “I almost got ran over by him.” Weibel put his hand up and said, “Okay. Relax,”115
as Officer
Kidd added, “Yeah. Don’t say anything.”116
A minute or two later, Tensing explained to Weibel that he had conducted a traffic stop of the Accord
because there was no front license plate. Two CPD officers then approached and asked if Tensing was
hurt. Tensing said that his arm “hurts a little bit” and that the driver “took off on me” and “I got my hand
stuck in the car.”117
The CPD officers then walked with Tensing several paces north on Rice Street,
separating him from the other officers. He was questioned further about any injuries or medical needs and
it was determined that Tensing would be transported to the hospital to be examined. Approximately ten to
fifteen minutes later, Tensing was transported by CPD to University Hospital.118
Sergeant Weibel briefly questioned Officer Kidd on the scene after Kidd told him that “Lindenschmidt and
I saw it.”119
108
Tensing Body Cam at 4:34-4:43; Dispatch Recording at 3:54-4:03. 109
Tensing Body Cam at 4:53-5:07. 110
Tensing Body Cam at 5:44-5:45; Kidd Body Cam at 2:18-2:21. 111
Tensing Body Cam at 5:46-5:47; Kidd Body Cam at 2:22-2:23. 112
Tensing Body Cam at 6:21-6:23. 113
Tensing Body Cam at 6:25-6:30. 114
Tensing Body Cam at 6:55-7:00; Kidd Body Cam at 3:31-3:36. 115
Tensing Body Cam at 7:33-7:35; Weibel Body Cam at 2:44-2:45. 116
Kidd Body Cam at 4:11-4:13. 117
Tensing Body Cam at 9:46-10:09. 118
UCPD Information Report, p.2; Kroll Interview of Sergeant Weibel, August 4, 2015. 119
Kidd Body Cam at 7:39-7:40.
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Weibel: “Did you see him [Tensing] get dragged?” Kidd: “Yes.”
120
The UCPD Information Report
Based on his brief discussions with Tensing and Kidd on the scene, all of which were captured on one or
more body camera recordings, and with other officers, Weibel paraphrased the information approximately
six hours later in the UCPD Information Report.121
This is the only official UCPD police report pertaining to
the July 19 incident of which Kroll is aware.
It does not appear that Weibel had any substantive discussions with Officer Lindenschmidt that evening.
In the UCPD Information Report, Weibel recounted what he recalled of Tensing’s remarks after arriving to
the scene that evening:
Officer Tensing stated that he was attempting a traffic stop (No front license plate) when, at some point, he began to be dragged by a male black driver who was operating a 1998 Green Honda Accord (OH.GLN6917). Officer Tensing stated that he almost was run over by the driver of the Honda Accord and was forced to shoot the driver with his duty weapon (Sig Sauer P320). Officer Tensing stated that he fired a single shot. Officer Tensing repeated that he was being dragged by the vehicle and had to fire his weapon.
122
The report also noted that “Officer Kidd was on scene with OIT Lindenschmidt. Officer Kidd told me that
he witnessed the Honda Accord drag Officer Tensing, and that he witnessed Officer Tensing fire a single
shot. It is unclear how much of this incident OIT Lindenschmidt witnessed.”123
Weibel later explained to Kroll that the only substantive conversations he had with Officers Tensing and
Kidd about that evening’s events prior to completing the UCPD Information Report were those captured
on his digital body camera recordings. Within approximately fifteen to twenty minutes of Weibel’s arrival
on the scene, Tensing was transported to University Hospital. Meanwhile, Kidd and Lindenschmidt were
placed into separate CPD cruisers and transported to CPD-CIS for questioning.124
After reviewing the digital body camera recordings, including all discussions captured between Officer
Kidd and Sergeant Weibel, Kroll finds that, although Kidd responded affirmatively when Weibel asked him
if he saw Tensing being dragged, at no point did Kidd claim to have seen the actual discharge of
Tensing’s weapon. It appears that Weibel’s UCPD Information Report thus inaccurately reported that
Officer Kidd said “he witnessed Officer Tensing fire a single shot.”
120
Kidd Body Cam at 7:43-7:45. 121
Kroll Interview of Sergeant Weibel, August 4, 2015. 122
UCPD Information Report, pp. 1-2. 123
UCPD Information Report, p.2. 124
Kroll Interview of Sergeant Weibel, August 4, 2015.
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Other UCPD Officers’ Involvement
Sergeant Weibel also recorded the names of most of the other officers, including UCPD and CPD
officers, who had arrived to the scene of the shooting and assisted in securing the scene and gathering
evidence. Based on that document and Kroll’s subsequent interviews of UCPD officers, it appears that
the other UCPD officers and supervisors who arrived to the scene included the following:
Officers Noland and Van Pelt arrived on the scene within a minute or two of the shooting. As
previously noted, they eventually secured perimeter positions on Valencia and Rice Streets,
respectively. Each had brief a conversation with Officer Tensing, which were recorded on their
respective body cameras.125
Officer Clifford Maxwell and OIT Kia Williams arrived a few minutes after Noland and Van Pelt.
After Tensing was transported to University Hospital, Maxwell was instructed to report to the
hospital and minimize hall traffic and disruption. Maxwell and Williams reported to the hospital,
where they observed Tensing through a door. They had no conversations or discussions with
Tensing and were not privy to whatever conversations he had with anyone while at the
hospital.126
Captain Rodney Chatman was the first Captain to arrive on the scene, as he lives only a few
minutes from its location. When Chatman arrived on the scene, he spoke by phone with Chief
Goodrich and consulted with CPD officials. When it was determined that CPD would handle the
investigation, Chatman concurred in that decision. Chatman eventually responded to the hospital
to check on Tensing. While there, Chatman spoke briefly with Tensing, asking if he was okay and
whether he would like for Chatman to make any calls for him, and stating that “we will all get
through this like a family.”127
Captain Jeff Thompson arrived after the scene had been secured and Officers Tensing, Kidd, and
Lindenschmidt were no longer present. He observed that UCPD and CPD officers were
continuing to maintain a secure perimeter around the incident scene and he learned from
Assistant Chief Corcoran that CPD was to handle the investigation and that all UCPD personnel
not needed on site should be sent back to the station or on other assignments. Later that
evening, Thompson reported to CPD-CIS, where Officers Kidd and Lindenschmidt were waiting to
provide statements. However, after it became apparent that an FOP attorney was not
immediately available to speak with the officers, it was decided that CPD would allow Kidd and
Lindenschmidt up to 48 hours to provide a statement, after they had a chance to consult with their
union counsel. Thompson told Kroll that he did not believe the Firearms and Deadly Force policy
125
Kroll Interview of Officer Noland, August 5, 2015; Kroll Interview of Officer Van Pelt, August 5, 2015. 126
Kroll interview of Officer Maxwell, August 6, 2015. 127
Kroll Interview of Captain Chatman, August 3, 2015.
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permitted witness-officers to delay a statement, but CPD was willing to allow it, so Thompson did
not attempt to overrule that decision.128
Captain Dudley Smith arrived after the scene had been secured and Officers Tensing, Kidd, and
Lindenschmidt were no longer present. Captain Smith later retrieved from UCPD headquarters a
new service weapon and ammunition, which he delivered to Tensing at the hospital (to replace
Tensing’s service weapon that had been used in the shooting and was seized by CPD for
evidentiary purposes). When he saw Tensing that evening, Smith said, “Ray, I don’t want to
discuss with you the incident, I am just giving you your new firearm and ammo.” Smith said he
also advised Tensing to shut down his Facebook page in light of what happened.129
Lt. Chris Elliott arrived after the scene had been secured and he was initially ordered by Captain
Thompson to gather evidence from Tensing at the hospital. Elliott and Detective Robert Doherty
subsequently reported to the hospital; however, as it was ultimately determined that the
investigation was to be handled by CPD, no evidence or substantive investigation was
performed.130
Detective Doherty arrived after the scene had been secured and, though he was prepared to take
photographs, he was informed the investigation was being handled by CPD. Doherty later
accompanied Lt. Elliott to the hospital to check on Tensing. While at the hospital, Doherty spoke
briefly to Tensing, advising him that he should not say anything about the incident for 48 hours as
permitted by UCPD policy, and to allow time for his “head to clear.”131
Officer Tensing’s Medical Examination
Kroll has not been provided access to Officer Tensing’s medical records, which we understand have not
been obtained by the CPD or the Hamilton County Prosecutor’s Office. However, photographs taken of
Tensing while at the hospital and two days later at CPD-CIS show evidence of minor bruising on the
inside of Tensing’s left forearm, although the origin and source of the bruising cannot be discerned from
the photos alone. Photos also suggest that Tensing may have suffered a minor abrasion to his left knee.
Additional photos appear to show scuff marks to Tensing’s leather gun belt and uniform that are
consistent with his having fallen backwards onto the pavement during the incident. In any event, it
appears Tensing suffered no significant injuries resulting from his traffic stop and encounter with Samuel
Dubose on July 19, 2015.
128
Kroll Interview of Captain Thompson, August 3, 2015. 129
Kroll Interview of Captain Smith, August 3, 2015. 130
Kroll Interview of Lt. Elliott, August 4, 2015. 131
Kroll Interview of Det. Doherty, August 5, 2015.
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Search of Honda Accord
Subsequent investigation resulted in the CPD’s seizure of the Honda Accord for processing. A search
warrant was obtained for the Accord, which eventually found a single spent shell casing on the floor of the
car’s back seat and a projectile lodged into a loose radio console on the floor of the front passenger area.
Further processing identified approximately four small bags and a jar of marijuana, $2600 in cash,
prescription medications, and miscellaneous items. Kroll notes, however, that these additional facts not
known to Officer Tensing at the time of the traffic stop cannot be considered for this review. Accordingly,
the presence of these additional items in the car is not relevant to our analysis of Tensing’s actions before
or during the traffic stop and whether he complied with UCPD policies and procedures. The presence of
illegal contraband, however, and the fact that Dubose was driving under suspension, may be relevant to
show Dubose’s then-existing state of mind, and perhaps to explain why Dubose was apparently anxious
to drive away from the traffic stop.
The 48-Hour Delay in Obtaining Witness Statements
Pursuant to the UCPD Firearms and Deadly Force Policy (SOP PE-06), an officer directly involved in a
shooting is allowed up to 48 hours before he or she is required to submit to an investigative interview.132
The purpose of this policy is to allow “the officer time to meet with legal and psychological counsel” and to
allow for “time to recover from [the] shock disruption period” and to provide an accurate statement.133
On its face, this policy applies only to “involved officers” and not to officers who witness a critical incident,
or who respond to a crime in progress. On July 19, 2015, although Officer Tensing was properly permitted
to delay making any official statement about the shooting, Officers Kidd and Lindenschmidt were
transported to CPD-CIS for questioning. However, upon the advice of Officer James Vestring, the UCPD
FOP representative, Kidd and Lindenschmidt were instructed not to make any statements or to submit to
any interviews before having an opportunity to consult with an FOP attorney. Although attempts were
made that evening by Officer Vestring to contact the on-duty FOP counsel located in Columbus, Ohio, the
attorney was not immediately available and stated that he could not arrive to CPD-CIS for at least three
hours, sometime approaching midnight.134
Some confusion ensued as to whether the officers were entitled to delay providing a statement. However,
Lt. Col. Whalen and other CPD officials, after discussing the matter with Captain Thompson, eventually
relented and delayed the taking of statements from Kidd and Lindenschmidt until they could consult with
their FOP attorney. Consequently, the questioning of Officers Kidd and Lindenschmidt by CPD was re-
132
UCPD Firearms and Deadly Force Policy, PE-06, pp. 7-9. 133
Id. p. 9. 134
Kroll Interview of Officer Kidd, August 5, 2015; Kroll Interview of Officer Lindenschmidt, August 5, 2015; Kroll Interview of Captain Thompson, August 3, 2015; Kroll Interview of CPD Lt. Col Whalen, August 3, 2015.
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scheduled for July 21, 2015, the same day on which a statement was scheduled to be taken from Officer
Tensing.135
Witness Statements Taken by CPD-CIS
Audio recorded and transcribed statements were taken from Officers Lindenschmidt, Kidd, and Tensing
by CPD Detective Terry McGuffey and CPD Specialist Shannon Heine on July 21, 2015.
Officer Lindenschmidt
Officer Lindenschmidt was questioned shortly after 10:00 a.m. on July 21. When asked to describe the
events of July 19, Lindenschmidt explained that, upon arriving on the scene, he could see that Tensing
was engaged in a traffic stop and “standing at the driver door” with his “hand on the door handle.”136
He
then looked back to park his patrol car and, when he subsequently jumped out, he “had no visual of
Officer Tensing or the suspect’s car.”137
Lindenschmidt said that, “as soon as I stepped out of the vehicle .
. . I heard squealing tires and then a couple seconds later, a gunshot.”138
The next thing he saw was the
Honda Accord speeding away and Officer Tensing falling backwards onto the street. His first thought was
that Tensing had been shot and, as he ran south on Rice Street with his gun drawn, he yelled to Tensing
to see if he was okay or had been “hit.”139
Lindenschmidt quickly determined that Tensing was alright as
Tensing regained his footing. Lindenschmidt continued to pursue the Accord with his gun drawn, as he
followed Tensing and Kidd to the corner of Rice and Valencia Streets.140
Lindenschmidt said that, after
Tensing walked around the Accord and turned off the engine, Tensing said that he “got tangled in the
vehicle and . . . I thought he was gonna run me over.”141
Officer Kidd
Officer Kidd was questioned next, at approximately 11:09 a.m. Kidd stated to CPD that he was in the
passenger side of the patrol car being driven by Lindenschmidt when they arrived to back-up Tensing’s
traffic stop. When they arrived, Kidd noticed “Tensing standing at the car door with a bottle in his hand . . .
And then it looked like . . . Officer Tensing was reaching for the door handle, trying to open the door . . .
so I told [Lindenschmidt] all right, well he’s about to get him out of the car, we need to get up there
now.”142
Kidd said that, as he jumped from the car he saw Tensing appear to “lunge[] into the car . . . It
looked like he reached in, like into the passenger compartment of the car. Car started moving. Officer
Tensing started falling backwards. I heard a shot. I started running towards the car. The car takes off
135
Id. 136
Lindenschmidt Statement, p. 3. 137
Id. 138
Id. pp. 3-4. 139
Id. p. 4. 140
Id. p.4. 141
Id. p. 8. 142
Kidd Statement, p.2.
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down the street. . . . Tensing was on the ground, he got up, seemed like he got up relatively quickly. So I
assumed he hadn’t been shot. I didn’t know where the shot had come from.”143
Kidd said he immediately “got on the radio and said shots fired, shots fired!” He then asked Tensing “if the
guy had a gun.” When they reached Rice and Valencia Streets, Kidd said the Accord’s engine was
“revving” and he “saw the driver slumped over the center console.” Kidd called for a “medic, a supervisor .
. . an admin page, and more officers” and he covered Tensing at gunpoint while Tensing went to turn the
engine off.144
Upon further questioning, Kidd clarified that, after he first arrived on the scene and saw Tensing inside the
stopped car, he then saw the “vehicle started moving . . . Officer Tensing started falling backwards . . . I
heard a shot.”145
Kidd said he did not recall seeing Tensing drawing his weapon – “when he got up from
the ground he had it, but I don’t remember seeing him pull it.”146
Only after they ran down the street and
Tensing “got on the radio and said that he fired one shot and struck the subject in the head” did Kidd
confirm that Tensing had fired his weapon.147
Upon further questioning, Kidd said that he saw the Accord
start moving shortly after he saw Tensing lunge into the car, though he could not say exactly how quickly
that occurred. He estimated that perhaps three to five seconds passed from the time Tensing reached
into the car to when Tensing separated from the car.148
At one point, Kidd was asked, “Could you tell if the car was pulling [Tensing] or dragging him?” Kidd
replied, “He was moving with the car, I don’t know, I don’t know how he was moving, if he was stuck, I
don’t know, but he was . . . [t]he car was moving, he was moving.”149
He later said, “I didn’t see how he
fell, I saw him get away from the car, I don’t know how that happened.”150
Officer Tensing
Officer Tensing appeared on July 21 with his attorney, Stewart Matthews. His statement began at 1:58
p.m. In discussing the events of July 19, Tensing stated that he was at the intersection of E. Hollister and
Vine Streets when he saw “a green Honda Accord with no front license plate coming from that
intersection” and traveling southbound on Vine Street.151
Tensing said he then ran the car’s rear license
plate into his MDC, which reported the car was registered to a female “under a driving suspension.”
“That’s when I pulled out southbound on Vine Street . . . to initiate a traffic stop.”152
143
Id. p.3. 144
Id. p.3. 145
Id. p. 6. 146
Id. pp.6-7. 147
Id. p.7. 148
Id. p.14. 149
Id. p.14. 150
Id. p.18. 151
Tensing Statement, p. 3. 152
Id.
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As the Accord approached Thill Street, Tensing “flipped on” his cruiser’s police emergency lights and
“simultaneously called out over my radio that I was conducting a traffic stop . . . on Thill Street just off of
Vine.”153
Tensing noted that the driver did not stop right away, so he “flipped on my siren a couple times
just to make sure that he knew I was behind him attempting to pull him over.”154
The Accord continued “all
the way down Thill Street” as Tensing continued to flip on his siren. Tensing explained that the driver
“wasn’t fleeing from me, he just wasn’t stopping. He just kept driving” and did not stop until he had turned
the corner around Rice Street, at which point he pulled over to the side of the road and Tensing pulled up
behind him.155
Tensing advised dispatch that the driver “was slow to stop” and then exited his police vehicle. Tensing
said that he introduced himself to “Mr. Dubose” and asked “for his Driver’s License several times, [but] he
did not produce one.”156
When Dubose asked why Tensing stopped him, Tensing said he “explained . . .
to him that his front license plate . . . was not on the vehicle.”157
Tensing said that Dubose removed his
ignition key and “reached over to the glove box with his key and unlocked the glove box with his key. He
then pulled out the front license plate and showed me that he did, in fact, have a front license plate.”158
Tensing told Dubose there was no need to remove the plate from the glove box, stating, “you don’t need
to reach for that, it’s okay.”159
He “again asked him for his Driver’s License” and Dubose “made
movements with his hands like he was digging in his pockets.” Tensing kept asking for a license and
Dubose finally “said he had one but it wasn’t on him.”160
Tensing said he asked Dubose, “[J]ust be honest with me, are you under a driving suspension?” Dubose
“said no” and then “said something to the effect of you can run my Social Security Number, I can give you
my, my Social.”161
Tensing told CPD, “at that point, I could not ID him. I did not know who he was,” so
Tensing “advised him that I was gonna detain him and I proceeded to . . . open the car door.”162
Tensing
continued:
As I opened the car door . . . I advised him to . . . remove his seatbelt. And immediately after that, he reached up and turned the key, which was in the ignition at this point, he turned the key back on. At this point, I was so close to Mr. Dubose, so close to his vehicle . . . I thought I had a good chance of reaching in and turning the key off before he could go anywhere. . . . So as I reached in to knock the key out and turn the key off . . . he put it in drive. It was a . . . center console shifter. He put the vehicle in drive and he just mashed the accelerator as he pulled out. And my hand and my left arm . . . somehow got caught or tangled up in the steering wheel as he’s accelerating. . . . [A]t this point I lost my balance and I fell against his car on the left side of my body. . . was hanging on the
153
Id. 154
Id. 155
Id. 156
Id. 157
Id. 158
Id. pp.3-4. 159
Id. p.4. 160
Id. p.4. 161
Id. p.4. 162
Id. p.4.
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side of his car and I was kinda facing backwards. My body was facing his trunk. As he continued to accelerate . . . my arm was still stuck at this point . . . I could not free it. . . . [A]t that point, I was think[ing] oh my gosh, I’m getting dragged by this guy’s car, I don’t wanna die today. I’m in fear of my life. . . . [A]t some point, my hand is still stuck as I’m drawing my weapon out. Thinking this guy’s actively trying to kill me right now. I don’t want to die today on this street. I don’t want to get run over by his vehicle. So I pulled my gun out, and as I’m falling . . . I’m kinda below the plane of his, his window. So the only shot I could see that I could take to stop the threat, was a head shot. That’s the only part of his body I could really see at that point and had . . . a clear visual of. . . . I told him, I believe twice, to stop the vehicle. Stop. Stop. I just wanted him to stop the car. That was my goal. He still just continued to accelerate and that’s when I discharged one round. And I hit him in the head with that round. . . . I did that because I was in fear of my life. I was holding on for dear life. I did not want to get sucked underneath his car and run over by the tires. Um, it’s difficult to explain.
. . . Immediately after I discharged, when I discharged the round my hand at that point, I believe[,] was free from the vehicle, but the vehicle was still in motion at that point. He was still accelerating[,] he had his foot mashed [against] the accelerator. . . . I was trying to grab his shirt. I was trying to hold just for dear life because the vehicle, like I said, at that point was in motion. And he was rapidly accelerating. And . . . there was a vehicle that was parked on the street in front of his vehicle. So in order for him to pull out, to go, he had to turn left a little bit to get back on the street. As he turned left, that’s when I was getting dragged . . . and my hands became free. . . . I was either trying to grab his shirt or have my hand over the window sill, just trying to hold on for dear life, because I did not wanna get sucked underneath his tires and ran over. And I knew when I initiated the traffic stop also, that there is a guardrail with posts that face the street, and it was on the east side of Rice Street. And I knew if he would have kept driving that way, he could have easily scraped me off the side of his car with one of those posts, and I’d be dead. . . . [S]o I was just hanging on for dear life when I fired the shot . . . and I hit him in the head. Immediately after that, I somehow became unlodged from the car and my arm came over the door, out of the window, and I fell off the car as he continued to rapidly accelerate down the street. . . . I fell on my back and . . . . slid on my back on the pavement for I don’t know how long. . . . that’s when Officer Kidd and Officer Lindenschmidt were pulling around the corner. And I believe they witnessed it and they were running up to me as it happened and . . . I stood back up again and at that point, we heard . . . a loud crash. . . . So we all ran towards the crash scene on foot. . . . [A]s we rounded the corner . . . we could see that he had ran [sic] in to . . . a wall and had wedged his vehicle between a wall and a telephone pole. At that point . . . all three of us had . . . the car at gunpoint still because we didn’t know what he was gonna do . . . or if I had even shot him. . . . I advised Officer Kidd to cover me and I went around the vehicle which was still screaming . . . and the engine was . . . revving. . . . [S]o I went around the vehicle and I shut the key off. Then I came back around . . . they called for other officers . . . and we secured the scene.
163
Upon further questioning, Tensing explained that, during the traffic stop he had “looked down on the
floorboard” and noticed a “bottle of alcohol,” which Dubose handed to him and which Tensing placed on
the top of the car. Tensing said that at no point prior to Dubose attempting to drive away did Tensing
reach for or place his hand on his weapon.164
Tensing said that, when he did pull his weapon, “It was to . .
. stop the threat. I believed at that point, when I was getting dragged by his vehicle, that he was actively
trying to kill me. . . . I would have either been sucked underneath his vehicle and run over and killed or he
163
Id. pp. 4-6. 164
Id. p.7.
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would have gone along that guardrail and scraped me off the side of his vehicle, and I would have been
killed.”165
Asked whether his feet were being dragged, Tensing said that “all I remember is just being dragged. I
could feel myself, after I lost my balance, I could just feel my body going with his vehicle and picking up
momentum and being dragged by his car.”166
He was not running alongside the car, but “was stationary
and after [Dubose] put it in drive and mashed the accelerator, the momentum of his vehicle went forward,
made me lose my balance. That’s when I got my arm caught somewhere in his steering wheel. I got my
arm, my left arm lodged in there.”167
Tensing said he believes he reached “two-and-a-half to three feet”
into the car and stuck his left arm “through the top part of the steering wheel . . . to try to turn the key
off.”168
Tensing said that “after . . . I shot him, my arm became . . . free and I believe I was grabbing for his
shirt or grabbing for his seatbelt just to try to hold on, to not get sucked underneath the vehicle.”169
Tensing estimated that he was dragged by the car for “fifteen to maybe twenty feet” and that the car was
traveling at “I would guess, fifteen miles an hour.”170
Tensing acknowledged that he had viewed his digitally recorded body cam footage with his lawyer prior to
giving his statement to CPD.171
He also said that the only injuries incurred were “[b]ruising on the
underside of my left arm . . . a minor contusion to the left side of my knee, minor bruising. And then a sore
lower back near my gun belt.”172
He made no follow-up visits to a physician after visiting the hospital on
July 19.
The Indictment
On July 29, 2015, a Hamilton County Court of Common Pleas Grand Jury charged Tensing with Murder,
in violation of Section 2903.02(A) of the Ohio Revised Code, and Voluntary Manslaughter, in violation of
Section 2903.03(A) of the Ohio Revised Code.
165
Id. p.8. 166
Id. p.8. 167
Id. p.9. 168
Id. pp. 9-10. 169
Id. p.10. 170
Id. p.10. 171
Id. p.15. 172
Id. p.16.
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IV. INVESTIGATIVE CONCLUSIONS AND ANALYSIS
Based on the evidence reviewed and the findings of fact as outlined in Section Four, and in light of
applicable UCPD policies and procedures, Kroll makes the following investigative conclusions:
A. Justification for Traffic Stop
Officer Tensing was authorized by UCPD policy, state law, and the MOU with the CPD, to conduct a
traffic stop of the 1998 Honda Accord operated by Samuel Dubose on July 19, 2015.
According to the UCPD Traffic Enforcement Policy, SOP 61.1.100, UCPD officers have “[t]he
responsibility for the enforcement of traffic laws” and “while on duty . . . shall take appropriate
enforcement action for all violations of traffic laws . . . they observe.”173
UCPD officers thus “have
the authority to issue University of Cincinnati citations and Ohio Uniform Traffic Tickets.”174
The traffic offenses for which UCPD officers are authorized to enforce include, pursuant to
Section 45 of the Ohio Revised Code (Ohio Motor Vehicle Laws): (1) failure to display in plain
view on the front and rear of the motor vehicle the distinctive number and registration mark and
any validation sticker issued, and (2) driving a vehicle with a suspended operator’s license.175
The MOU then in effect between the UCPD and the CPD provided UCPD officers with citywide
jurisdiction to enforce misdemeanor and other traffic violations.176
The evidence supports the conclusion that Officer Tensing observed in plain view that the green
1998 Honda Accord operated by Dubose did not properly display a license plate on the front of
the vehicle. Tensing viewed the car’s rear license plate and properly entered Ohio tag number
“GLN6917” into the patrol car’s MDC terminal. Tensing’s body camera video shows that he
entered the correct tag number into the MDC, which immediately displayed that the car was a
1998 Honda Accord owned by Dashonda A. Reid, female, age 41, and that Reid’s Ohio
Operator’s License was currently under “Suspension.”
173
SOP 61.1.100, Section I.A. 174
SOP 61.1.100, Section I.D. 175
SOP 61.1.100, Section I.D.2. 176
MOU Section I.B.
5
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Tensing’s initial observation and subsequent query of the Accord’s visible rear license plate
revealed potentially two Ohio Motor Vehicle Law violations: (1) Section 4503.21: Display of
license plates and validation stickers (a minor misdemeanor offense), and (2) Section 4510.11:
Driving under suspension or in violation of license restriction (Misdemeanor offense of the first
degree).
Officer Tensing thus had reasonable and articulable justification to initiate the traffic stop and to
investigate the operator to ascertain his or her identity and to determine if the car was being
driven by a person in lawful possession of a valid operator’s license. His actions were authorized
by and in accordance with Ohio traffic statutes, UCPD policy and the existing MOU.
B. Officer Tensing’s Initial Approach
The early stages of Officer’s Tensing’s encounter with Dubose were handled calmly and professionally,
and his tactical approach was sound.
Officer Tensing properly initiated the traffic stop by using his marked patrol car’s red-and-blue
emergency lights and siren, which is heard distinctly on the body camera audio. Tensing also
properly reported that the driver of the Accord was “slow to stop.” When the Accord finally pulled
over on Rice Street heading southbound from the corner of Thill Street, Tensing was
approximately one-half mile from the UC campus. Tensing properly parked his patrol vehicle
behind the Honda Accord, which provided a safe zone for him to approach the Accord without
being struck by vehicular traffic turning right from Thill Street onto Rice Street.
Tensing properly approached the Accord on the driver’s side, which provided a tactical advantage
over the operator and allowed Tensing to be positioned safely to the rear of the driver. This sound
tactic required Dubose to look over his left shoulder and slightly to his rear to view Officer
Tensing. By standing to the rear of the driver’s side door jamb, Tensing had safely positioned
himself in a manner that minimized the risk of being pushed into oncoming traffic should the
driver’s door be opened.
Tensing appropriately addressed Dubose and identified himself as “Officer Tensing UC Police.”
Tensing properly advised Dubose that he was stopped for not having a license plate on the front
of the vehicle, and his subsequent investigatory questions were also appropriate, including “Do
you have a license?”, “Where is your license plate?”, “Is this your car?”, “Are you under
suspension?” and “Why don’t you have your license on you?”
In sum, Officer Tensing’s initial approach to the vehicle was conducted safely and prudently in
accordance with generally accepted police practices. His initial interaction with Dubose was
professional and appropriately inquisitive.
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C. Tactical Errors During the Traffic Stop
Although the traffic stop was justified, and Officer Tensing’s conduct during the stop initially calm and
professional, he thereafter made critical errors in judgment that created an elevated risk of a serious or
fatal bodily injury. In particular, Tensing’s decision to reach into an occupied vehicle in an attempt to stop
the operator from driving away escalated the encounter into a potentially deadly situation for himself and
for Dubose.
It is standard police practice, critical to officer safety, never to reach into an occupied vehicle
during a traffic stop. It is taught as part of basic training in the police academy and is reinforced
by FTOs on patrols with Officers-in-Training. Almost all of the UCPD officers interviewed by Kroll
confirmed that they have been properly trained to not reach into a vehicle during a traffic stop.
Many of these same officers cited the tragic line-of-duty death of CPD Officer Kevin Crayon on
September 1, 2000. Officer Crayon was dragged to his death after reaching into a vehicle in an
attempt to stop a 12-year-old driver from striking pedestrians and fleeing the scene.177
Although Tensing stopped the Accord because it lacked a front license tag and was registered to
an owner (Dashonda Reid) whose license was suspended, Tensing learned shortly into his initial
inquiries that Reid was not operating the Accord and that the front license plate was in the car’s
glovebox. Dubose also confirmed that the Accord belonged to Reid, whom Dubose identified as
his “wife.” At this point, the apparent reasons for the initial car stop were resolved, except for the
technical violation that the front license plate was in the glovebox instead of affixed to the car.
Nevertheless, it was appropriate for Officer Tensing to request to see Dubose’s driver’s
license.178
Dubose’s evasiveness in answering whether or not he had a driver’s license in his
possession was readily apparent, though Dubose eventually acknowledged he was not in
possession of his operator’s license and asked Officer Tensing to run his name for verification.
Tensing instead sought to have Dubose step out of the car. He did not ask for Dubose’s name
and date of birth or social security number, or other identifying information, which could have
been entered into MDC.
By instructing Dubose to remove his seat belt and to step outside of the car while simultaneously
attempting to open the driver’s side door of the car, Tensing lost his tactical advantage over the
operator by positioning himself next to the driver’s side door instead of to the rear of the driver’s
177
http://www.gcphs.com/LODD/Crayon.html 178
“Drivers of vehicle who do not have a valid driver’s license as indicated by the Ohio BMV or from their state of residence will be issued a citation for operating a vehicle without a driver’s license.” UCPD Traffic Enforcement Policy, SOP No. 61.1.100, Section II.F.
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side door. This placed Tensing at risk of being pushed into traffic had Dubose pushed open the
car door or attempted to drive away.179
Rather than de-escalating the encounter and allowing Dubose to drive away and calling the
UCPD dispatcher to request assistance, Tensing improperly reached into the car in an attempt to
restrain Dubose. Although it is unclear from the body camera video footage how far into the car
Tensing reached and whether he initially made physical contact with Dubose, at some point
Tensing’s left hand grabbed the seat belt harness near Dubose’s mid-chest area.
Tensing continued escalating the encounter by drawing his service weapon within one to two
seconds of the moment Dubose started the car. Dubose was unarmed and both of his hands
were visible to Tensing. Although the body camera recording shows that Tensing was not caught
or lodged in the car and was not dragged by the car at any point, the video also shows that even
before the car appears to have moved moments later, the gun barrel of Tensing’s firearm entered
the open driver’s side window, pointed directly at Dubose. Moreover, while the gun was pointed in
a slightly downward direction at Dubose, Tensing’s left hand had grabbed ahold of and clenched
Dubose’s seat belt harness, which simply added to the growing risk that Tensing would or could
be pulled by the car when it accelerated.
The International Association of Chiefs of Police (IACP) Use of Force Model Policy (February
2006) states that “[f]irearms shall not be discharged at a moving vehicle unless a person in the
vehicle is immediately threatening the officer or another person with deadly force by means other
than the vehicle. The moving vehicle itself shall not presumptively constitute a threat that justifies
an officer’s use of deadly force. An officer threatened by an oncoming vehicle shall move out of
its path instead of discharging a firearm at it or any of its occupants.”180
In sum, Officer Tensing engaged in a series of poor police tactics that created an officer and
citizen safety hazard, exposure to serious bodily injury or death, and elevated the risks that a
dangerous escalation of force would occur.
D. Officer Tensing’s Use of Deadly Force
As set forth in the UCPD Firearms and Deadly Force policy, SOP No. PE-06, deadly force is permitted
“only as necessary to affect lawful objectives” and an officer may only “use deadly force to protect himself
or others from what he reasonably believes to be an immediate threat of death or grievous bodily
179
In the UCPD FTO Standard Evaluation Guide, among the conduct listed as unacceptable to officer safety are: “Expos[ing] weapon to suspect,” “[s]tand[ing] in front of/next to violator’s vehicle door,” and “[s]tanding in front of door when making contact with occupants.” Section 21, p.12. 180
IACP Model Policy on Use of Force, Section IV. Procedures, Section B(3). Deadly Force Restrictions.
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harm.”181
This policy also requires that “officers shall not draw or exhibit their firearm unless
circumstances create reasonable cause to believe that it may be necessary to lawfully use the weapon in
conformance with other sections of this policy.”182
Moreover, pursuant to the Use of Less Lethal Force
Policy, SOP 1.3.400, “only the force reasonable and necessary under the circumstances should be used
to effect an arrest, or in self-defense.”183
In evaluating Officer’s Tensing’s use of deadly force on July 19, 2015, we must consider, based on all the
evidence, a number of factors, including Tensing’s explanation for why he believed deadly force was
required, the immediate threat confronting the officer based on the seriousness of the offense and
Dubose’s actions, and whether Tensing created the deadly threat by his own bad tactical decisions. We
conclude that, based on all the evidence, Officer Tensing was not justified in using deadly force on
Samuel Dubose and that by doing so he violated the UCPD Deadly Force and Less Lethal Force policies.
The Immediate Threat, Severity of Offense, and Dubose’s Actions did not Justify Deadly Force
Officer Tensing has stated that he shot Dubose in the head because he believed his life was in
danger and that, at the time he fired his weapon, his arm was caught or lodged into the steering
wheel of the Honda Accord and he was “holding on for dear life” and “getting dragged”184
by the
Accord as it accelerated away from the traffic stop. Tensing stated that he believed that, had he
not used deadly force under the circumstances, he may have been killed or seriously injured.185
The evidence reviewed and analyzed by Kroll does not lend support to these statements.
o At no point in the body camera video footage does it appear that Tensing’s arm is lodged
or caught in the steering wheel of the Accord, or the driver’s seatbelt, or any other aspect
of the car’s interior.
o At the precise moment of the shooting, Tensing’s left hand appears to be grabbing onto
Dubose’s seatbelt harness as his right hand points a gun at Dubose’s head. Tensing
appears in complete control of his arm and hand movements and no part of his body
appears to be in any way caught or stuck in the car. In fact, it appears that Tensing’s left
hand was mostly, if not fully, withdrawn from any possible entanglement with any part of
the vehicle by the time he aimed his gun at Dubose.
Although it is difficult to determine with certainty whether or not the Accord had moved and, if so,
by how much, any movement before the moment Tensing fired his weapon appears to have been
minimal as evidenced from Tensing’s body camera footage.
181
SOP PE-06, Section III.A.1. 182
SOP PE-06, Section III.A.5. 183
SOP 1.3.400. 184
Tensing Statement, pp. 4-5. 185
Id.
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o First, a car parked in the driveway at a residence on the west side of Rice Street can be
seen through the passenger’s side window of the Accord at various points throughout the
encounter, despite Tensing having moved from the rear of the driver’s side door to the
front of the driver’s side door facing Dubose. In some stills, Tensing’s parked patrol car is
also visible in close proximity to the events depicted.
o Second, it is not until after the gunshot is heard that the body camera audio captures the
sound of the Accord’s engine revving at a high pitch sound and then the car accelerates
proceeding south on Rice Street.
o Third, once the gunshot is fired and the car begins to accelerate, a slow resolution and
stabilized view of the body camera video shows that Tensing’s left hand is still inside the
driver’s side door cradling the inside rear portion of the window frame. His left thumb is
centered on the window’s frame and his left four fingers are on the inside portion of the
door. As the car begins to accelerate away, Tensing’s left hand can be seen moving
away from the rear portion of the driver’s side door window frame.
o Tensing then falls and spins to his left, landing onto the surface of Rice Street facing in a
northerly direction. Tensing’s firearm remained firmly gripped in his right hand as an
unidentified car passes him while traveling north on Rice Street.
o The video appears to show that Tensing falls down and regains his footing approximately
ten to twenty feet south of the traffic stop. This fact would be consistent with his hand
having been pressed against the door frame after the gunshot and when the car started
to accelerate. The high acceleration which occurred at that point appears to have been
the result of Dubose’s involuntary reaction to the gunshot.
Viewed in its totality, we believe that the body camera evidence shows that Officer Tensing’s use
of deadly force during his encounter with Samuel Dubose violated the three UCPD policies
identified in Section Three, in that (1) such force was not “necessary … to protect himself or
others from what [the officer] reasonably believes to be an immediate threat of death or grievous
bodily harm;”186
(2) “officers shall not draw or exhibit their firearm unless circumstances create
reasonable cause to believe that it may be necessary to lawfully use the weapon in conformance
with other sections of this policy;”187
and (3) “ only the force reasonable and necessary under the
circumstances should be used to effect an arrest, or in self-defense.”188
186
SOP PE-06, Section III.A.1. 187
SOP PE-06, Section A.5. 188
SOP 1.3.400.
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We have seen no evidence, and we know of no contention on Tensing’s part, that Dubose at any
time made any movements that could have mistakenly led Tensing to believe Dubose was
reaching for a weapon. Dubose’s hands are clearly visible throughout the duration of the
encounter with Tensing. Contrary to Tensing’s subsequent statements, there is no evidence that
Tensing was caught or being dragged by the car prior to the fatal gunshot.
Creation of Deadly Threat
Tensing’s decision to reach into the vehicle when Dubose started the car engine escalated and
rendered unsafe what was, until then, a minor and uneventful traffic stop. According to Tensing’s
statement to CPD two days after the incident, Tensing had “reached pretty far in” the car, “I would
imagine two-and-a-half to three feet”189
when Dubose turned the ignition key. This led to
additional actions by Dubose and Tensing that elevated the risk of a deadly encounter. While it is
true that, had Dubose complied with Officer’s Tensing’s requests and not attempted to drive
away, no shooting likely would have occurred, it is also true that, had Tensing exercised
discretion and sound judgment consistent with his police training and generally accepted police
practices, and de-escalated the encounter by allowing Dubose to simply drive off, his use of
deadly force during this traffic stop would have been entirely avoidable.
Even if the facts were to support the conclusion – and we do not believe they do – that Officer
Tensing at some point was caught or lodged into the car and risked being dragged such that his
only reasonable alternative was to shoot his weapon to eliminate the threat, Tensing’s tactical
decision to reach into an occupied vehicle in an attempt to stop the operator from driving away
created the officer safety threat that apparently led to Tensing’s split-second decision to fatally
shoot Dubose.
When police officers use personalized approaches outside of their police training, the result can
result in deadly consequences for the officer and/or citizen. This is precisely what happened in
this case.
E. Appropriateness of UCPD Response
A review of all of the evidence, body camera recordings, witness statements, and documentation shows
that, with a few exceptions noted below, the actions of UCPD personnel immediately following the July 19
police shooting were proper and in accordance with UCPD policies and procedures.
Officers Lindenschmidt and Kidd exercised good police instincts in responding to Thill and Rice
Streets as back-up for Officer Tensing when he initiated his traffic stop of Dubose. While their
presence neither prevented nor contributed in any way to the fatal outcome, Kidd and
189
Tensing Statement, p.9.
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Lindenschmidt took proper note of the location and the “slow to stop” reference from Tensing in
choosing to back him up. See SOP 41.2.101 (“Officer Back-Up”).
After arriving at Thill and Rice Streets, hearing a gunshot, and seeing Officer Tensing fall to the
ground as the Accord traveled south on Rice Street, Officers Kidd and Lindenschmidt properly
drew their service weapons and ran in hot pursuit of what appeared at that time to be a fleeing
suspect following a gunshot whose origins were unknown to those officers at that moment.
When Kidd and Lindenschmidt reached the corner of Rice and Valencia Streets and observed
that the Accord had collided with a telephone pole, the officers properly covered Tensing with
their weapons as Tensing approached the driver’s side of the Accord to look inside and
disengage the engine.
Once the Accord was secured and Dubose’s condition was observed, the officers immediately
and appropriately called for a medic and for more officers, and quickly notified CPD District Four,
consistent with SOP PE 06, Sec. III.D.
As other UCPD officers arrived, the scene was efficiently and properly secured with police tape.
Other officers appropriately kept watch of the surrounding homes and people, with some officers
positioned at perimeter locations to maintain the integrity of the scene.
The only potential disruptions to the scene of the shooting occurred when Officer Lindenschmidt
moved Officer Tensing’s patrol car to help block the north side of Rice Street, and then later
picked up Tensing’s flashlight from the street as he walked back towards Valencia Street. In that
Officer Tensing had committed a fatal shooting during a routine traffic stop, the position of
Tensing’s patrol car at the time of the stop may have been an important detail to the subsequent
investigation. The same is true of the precise location and position of Tensing’s flashlight, which
was potentially relevant to where Tensing fell and other relevant facts. Lindenschmidt’s actions
were thus in violation of SOP 42.2.100 (“Case Assignment Closures and Responsibilities”), Sec.
IV.F.1.190
o Nevertheless, Kroll finds that Officer Lindenschmidt’s crime scene errors were
unintentional and perhaps best described as “rookie” mistakes. Lindenschmidt
acknowledged openly to Kroll that his actions noted above were simple mistakes from
which he has learned. It does not appear that Lindenschmidt’s mistakes had any material
effect on the criminal investigation. The flashlight was immediately placed back to its
approximate location, as captured on Lindenschmidt’s body camera footage, and the
position and location of Tensing’s patrol car during the traffic stop was captured on
190
The first officer on the scene must “observe all conditions, events and remarks and maintain the crime scene to ensure that evidence is protected and not lost or contaminated.” SOP 42.2.100, Sec. IV.F.1.
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Lindenschmidt’s body camera recording before he moved the vehicle to block off the
street.
Sergeant Weibel, the first UCPD supervisor to arrive at the scene, activated his body camera as
required by department policy upon his arrival.191
However, a review of the video footage shows
that Sergeant Weibel deactivated his body camera after about twenty minutes while he remained
on-scene. During Kroll’s interviews, Sergeant Weibel acknowledged that he could have captured
more conversations at the scene had he left his body camera on; he admitted, in hindsight, that
he should not have de-activated his body camera until after he had left the scene.
In general, according to UCPD policy, a body camera “should be used to record activities where
law enforcement action is being taken, or where other circumstances could result in an officer’s
actions being questioned.”192
Although Sergeant Weibel’s conduct may have technically
contravened SOP PU50, it does not appear that any material evidence or conversations failed to
be recorded as a result. For example, Officers Tensing, Kidd, and Lindenschmidt had been
transported from the scene – Tensing to the hospital, Kidd and Lindenschmidt to CPD – by the
time Weibel first de-activated his body camera.
Additionally, while Officer Kidd activated his body camera within a minute or less of arriving on
the scene – he can be seen activating his body camera 30 seconds into the recording, by which
time he is near the Accord after it has come to a halt at Rice and Valencia Streets – arguably, he
should have activated it prior to his arriving on scene. SOP PU50, Sec. 1.B(b)(1) states that
examples of when the body camera “must be activated” includes “[t]raffic stops, from the initiation
to the completion of the enforcement action,” and “[i]nvestigatory stops.”193
Moreover, “[o]fficers
responding to a scene shall activate their department issued [body camera] . . . [p]rior to arriving
on-scene when dispatched on a call where they are likely to detain or arrest a person.”194
While
Officer Kidd cannot be entirely faulted for having failed to immediately activate his body camera,
as he was responding to what he perceived to be an emergency situation and was properly
focused on the events and not on activating his body camera, had he activated the body camera
in anticipation of the back-up scenario, additional valuable evidence may have been captured of
the fatal shooting.
Sergeant Weibel completed the only UCPD report of this incident based on a cursory review of
his body camera footage and his recollection six hours later of what he had learned while on the
scene earlier that evening. Although the essential facts of the incident and Tensing’s on-scene
191
SOP PU50, Sec. 1.C requires UCPD personnel to maintain activation of a body recorder “until the incident has concluded . . . all witnesses and victims have been interviewed” and “no further law enforcement action is likely to occur.” 192
SOP PU50, Sec. 1.B. 193
SOP PU50, Sec. 1.B (b). 194
SOP PU50, Sec. 1.B (a).
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explanation were contained in the UCPD Information Report, it appears that Sergeant Weibel
inaccurately reported that Officer Kidd had stated that “he witnessed Officer Tensing fire a single
shot.” As Weibel explained to Kroll, his only conversations with Kidd and Tensing that evening
were captured on his body camera recordings. Our review of the relevant body camera videos
and audio found no statement from Officer Kidd that he saw Tensing fire his weapon (although
Kidd responded “Yes” when asked by Weibel, “Did you see him [Tensing] being dragged?”).
UCPD officials appropriately and timely agreed to allow the CPD to handle the investigation of the
fatal police shooting. Although the lack of additional UCPD documentation regarding the July 19
incident was apparently a result of the decision, made within approximately thirty minutes of the
incident, that CPD would handle the investigation of the shooting, it would have been preferable
for UCPD to have better documented the events of that evening, including having obtained
incident reports from Officers Kidd and Lindenschmidt. In any event, more clarity on this point
may be helpful for future such incidents. For example, according to the International Association
of Chiefs of Police (“IACP”) Model Policy on Officer-Involved Shootings (May 2012), it is
recommended that officers file individual use-of-force reports and that an officer-in-charge
prepare a separate overall use-of-force report with attached individual reports to be submitted to
the department’s chain-of-command and the prosecuting attorney.195
F. Truthfulness and Cooperation of UCPD Officers with Investigation
Officer Tensing
Based on our findings of fact and evaluation of the body camera video footage, we find Officer Tensing
was not factually accurate – and possibly not truthful – in his statements to the CPD on July 21, 2015, in
an apparent violation of UCPD Rules of Conduct, Section A.43(a).196
While Tensing also made a number of statements that were captured on the body camera recordings
immediately after the shooting that are not supported by the evidence, it is possible that many of those
initial statements were made during the period of post-incident traumatic stress or the initial “shock
disruption period” as indicated by UCPD’s Firearms and Deadly Force policy. Two days later, upon further
reflection, Tensing had an opportunity to clarify those initial assertions. Unfortunately, no such clarification
occurred.
The most significant and material of Officer Tensing’s factually inaccurate statements are listed (and
highlighted in bold) below:
195
IACP Model Policy on Officer-Involved Shootings (May 2012). 196
UCPD Rules of Conduct, Section A.43(a) states: “Employees are prohibited from intentionally making any materially false statement(s) in connection with the performance of their duties.”
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During the approximately twenty to thirty minutes immediately after the shooting, Tensing
attempted to explain what happened to several different UCPD and CPD officers on the scene
and why he shot the driver of the Honda Accord. Among other statements, Tensing made the
following assertions:
o “I thought he was gonna run me over.”
o “…[I] almost got ran over by the car. He took off on me.”
o “…I thought I was gonna get ran over. He didn’t wait for anything.”
o “I thought I was gonna get run over. . . . He just took off on me, man. I thought he was gonna run me over.”
o “I thought I was gonna get run over. I was trying to stop him.”
o “I thought he was gonna run me over. He was dragging me.”
o “…he took off on me. My hand was caught inside.”
o “…I just got my hand or my arm caught inside.”
o “He kept reaching around. I told him to step out of the car, couldn’t produce a license, so that’s when he put it in drive and started taking off. I reached in, and I shot one round at him. He took off on me. I got my hand caught in the car. I almost got ran over by him. I’m good. I just got dragged by him.”
o “Got dragged by him. I got caught inside the car.”
o “…he drug me in his car.”
o “I got dragged by the car. He took off on me, got my hand stuck inside the car.”
o “…I missed his tires luckily but I was just getting drug by him.”
o “I got drug by his car. My arm got stuck inside the steering wheel or somewhere inside there.”
o “[My arm] got locked in the car somehow.”197
As outlined in our findings of fact, there is no evidence that Officer Tensing was dragged by the
Honda Accord or that his arm got caught in the “steering wheel,” or anywhere else inside the car,
before firing his weapon, as suggested by Tensing’s statements in bold above. (Although it is also
questionable whether he reasonably believed he was going to be “run over” by the Accord before
firing his weapon, those and similar statements go to Tensing’s state of mind.) Although these
statements were not made under oath or pursuant to a formal investigation or inquiry, police
officers are expected at all times to be truthful and candid with fellow officers and superiors; any
misleading or intentionally false statements are a violation of the officer’s oath and ethical
obligations. See UCPD Rules of Conduct, Sec. A.43.
197
Transcript of Tensing Body Camera Recording, July 19, 2015 (emphasis added).
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We understand, however, that the many statements made by Officer Tensing on the scene of the
shooting occurred within several minutes of what was undoubtedly a traumatic experience for him
and that he was likely in a state of high stress and adrenaline at the time he made these
statements. Indeed, pursuant to the UCPD Firearms and Deadly Force Policy, SOP No. PE-06,
“formal interviews” of an officer involved in a use of deadly force are generally not to be
conducted “until 24 to 48 hours have elapsed.”198
The purpose of this policy is to allow “the officer
time to meet with legal and psychological counsel. It also allows the officer time to recover from
their shock disruption period, and provide the most accurate statement.”199
Recognizing
therefore, that some or all of Officer’s Tensing’s statements made on the scene immediately
following the shooting may possibly have been tainted by his “shock disruption period,” he was
provided with 48 hours and an opportunity to consult with counsel before being required to
provide a formal statement as part of the CPD investigation. However, when interviewed by CPD
two days later, rather than clarify his on-scene statements or “provide the most accurate
statement,” Officer Tensing made things worse.
We are particularly troubled by the following bolded statements made by Officer Tensing during
his interview with the CPD on July 21, 2015:
o “. . . as I reached in to knock the key out and turn the key off . . . [Dubose] put the vehicle in drive and he just mashed the accelerator as he pulled out. And my hand and my left arm . . . somehow got caught or tangled up in the steering wheel as he’s accelerating. . . . [A]t this point, I lost my balance and I fell against his car” and “the left side of my body . . . was hanging on the side of his car and I was kinda facing backwards. My body was facing his trunk. As he continued to accelerate . . . my arm was still stuck at this point . . . I could not free it . . .”
200
o “[A]t some point, my hand is still stuck as I’m drawing my weapon out. Thinking this guy’s actively trying to kill me right now. I don’t want to die today on this street. I don’t want to get run over by this vehicle. So I pulled my gun out, and as I’m falling . . . I’m kinda below the plane of his, his window. So the only shot I could see that I could take to stop the threat, was a head shot. That’s the only part of his body I could really see at that point and had . . . a clear visual of . . . I told him, I believe twice, to stop the vehicle. Stop. Stop. . . . He still just continued to accelerate and that’s when I discharged one round. . . . I did that because I was in fear of my life. I was holding on for dear life.”
201
o “I was just hanging on for dear life when I fired the shot.”202
The clear implication of the above statements is that Officer Tensing was physically caught or
tangled in the steering wheel of the Accord precisely as Dubose pressed on the accelerator and
began to speed away; that Tensing was “hanging on the side” of the car, “hanging on for dear life”
198
SOP PE-06, Section III.D.1.d. 199
Id. 200
Tensing Statement, p.4 (emphasis added). 201
Tensing Statement, pp.4-5 (emphasis added). 202
Tensing Statement, p.5.
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as the car “continued to accelerate” and that the only way to prevent his being dragged further or
run over by the tires of the car was to shoot Dubose in the head. We find little or no support in the
evidence to support those assertions.
o A close examination of the video footage shows that less than three seconds had
transpired from the moment Dubose turned the ignition key until Tensing discharged his
weapon.203
While Tensing was still standing, and only after Tensing fired a single shot
into Dubose’s head, did the car begin to accelerate and move away. Prior to the gunshot,
whatever car movement or acceleration had occurred, if any, appears to have been
minimal.
o Although Dubose had put the car into drive and appears clearly to have intended to drive
away, there is no evidence that Tensing was caught or being dragged by the car prior to
the fatal gunshot. His statements to the contrary are not factually accurate.
o We cannot fully asses the truthfulness or accuracy of Tensing’s expressions of his
subjective fear that he would be run over or killed. However, even though it is apparent
that Dubose had put the car into drive and intended to drive away, there is no evidence
that Tensing’s possible subjective belief that he would be run over was, under all the
circumstances, a reasonable belief.
We note that Officer Tensing and his counsel will have an opportunity at his criminal trial to
present a claim of self-defense consistent with what he described to CPD on July 21, 2015. We
note further that the Prosecutor’s burden of proof in a criminal trial is beyond a reasonable doubt.
Officer Kidd
Officer Kidd made some initial statements on the scene of arguably questionable credibility (e.g.,
“Yeah, I saw that” in response to Officer Tensing’s statement, “He was dragging me”204
and “Yes”
in response to Sergeant Weibel’s question, “Did you see him [Officer Tensing] being
dragged?”205
). Nevertheless, his subsequent detailed statements to CPD and to Kroll reasonably
clarified more precisely what he did and did not see in the first few seconds of when he arrived on
the scene and exited the patrol car – i.e., that he saw Tensing reach into the car, saw the Honda
Accord start moving, saw Tensing fell backwards onto the street, and heard a gunshot.
Kroll notes that, on the body camera recordings of July 19, Officer Kidd never himself used the
term “dragged” when describing what he witnessed, but simply affirmed the use of that term when
it was presented to him by Tensing a little more than two minutes after the shooting and by
203
Tensing Body Cam at 3:14 - 3:17. 204
Kidd Body Cam at 2:18-2:21. 205
Kidd Body Cam at 7:43-7:45.
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Weibel approximately five minutes later. Kidd clarified to Kroll that he did not actually see Tensing
being dragged by the Accord, and he confirmed the accuracy of what he told the CPD, that he
saw Tensing reach into the car, saw the car move and Tensing fall backwards, heard a gunshot,
and the car speed off – all in a matter of seconds.206
When questioned about his responses to Tensing and Weibel as recorded on the body camera
video footage, Kidd said he did not know if he was simply being supportive of Officer Tensing or
just “filling in the blanks.”207
Kidd noted that he was in a daze at that point and he cannot
remember precisely what he may have been thinking at the time.208
We find that Kidd’s
explanation for his statements on the scene appear reasonable, particularly in light of his
subsequent and more detailed clarifications. There is simply no evidence that Officer Kidd
attempted to cover-up for Officer Tensing or that he and Tensing in any way conspired to present
a favorably false narrative of what occurred during the traffic stop.
Officer Kidd’s statements to CPD and to Kroll are consistent with, and do not contradict, the video
footage captured on the body cameras worn by Tensing, Kidd, and Lindenschmidt. Kroll notes,
however, that Kidd’s body camera was not activated until he reached the Honda Accord
approximately thirty seconds after he first exited the patrol car, and thus the first thirty-seconds of
video (without sound) begins as he is running south on Rice Street, just past Tensing’s patrol car
and after the shot has been fired. Kidd’s body camera thus did not capture the traffic stop, the
altercation between Tensing and Dubose, or the shooting.
Officer Kidd was cooperative and forthcoming during Kroll’s interview. As with his statement to
CPD, Kidd answered all questions asked of him, and he demonstrated no evasiveness or
hesitancy in answering each question presented.
Officer Lindenschmidt
Officer Lindenschmidt appears to have answered all questions put to him truthfully and
accurately. We have found no evidence, body camera footage, witness statement, or report that
in any way contradicts Officer Lindenschmidt’s detailed statement to CPD and additional
statements to Kroll.
Officer Lindenschmidt also expressed no evasiveness or hesitancy in answering each question
asked of him.
206
Kidd Statement, p.3. 207
Kroll Interview of Officer Kidd, August 4, 2015. 208
Id.
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Other UCPD Officers or Officials
There is no evidence of attempts by a UCPD officer to conceal evidence or intentionally taint the
scene of the shooting. Although a few officers, including Officers Kidd and Sergeant Weibel on
the crime scene after the shooting, and Detective Doherty at the hospital, instructed Tensing to
remain quiet and not say anything, there was nothing improper with that advice and, in fact,
UCPD policy permits an officer involved in a use of deadly force incident to delay making any
statements about the event for up to 48 hours.209
Other than the minor mistakes made by Officer Lindenschmidt previously addressed, the UCPD
performed its functions and responsibilities on July 19 with appropriate professionalism and
integrity and, once it was decided that CPD would handle and take responsibility for the
investigation, UCPD presented no resistance and did not interfere in that investigation.
The Delay in Witness Statements
The UCPD Firearms and Deadly Force policy does not contain any provision allowing for an
officer who witnesses a critical incident to delay making a statement. The policy (SOP PE 06)
provides only that the involved officer may do so.210
Although there was some confusion at CPD-CIS on the night of July 19 of whether Officers Kidd
and Lindenschmidt were entitled to wait 48 hours to provide a statement, the delay in taking
statements from these officers was not the fault of Kidd and Lindenschmidt. Kroll is satisfied that
Kidd and Lindenschmidt were each willing to provide a statement that evening. First, the officers
waited for several hours at CPD before it was decided to postpone the statements because an
FOP attorney was not immediately available. Second, the FOP representative, Officer James
Vestring, who had only been the representative for four months and was still learning his role,
insisted that Kidd and Lindenschmidt were entitled to speak with an FOP attorney before
submitting to questioning and Vestring made clear that he did not want these officers questioned
until that time. Third, because the attorney said he could not arrive until close to midnight, CPD
decided at that point to postpone the statement until July 21. In any event, the subsequent
statements of Kidd and Lindenschmidt were otherwise credible and consistent with other
corroborating evidence.
209
SOP PE 06, Sec. III.D.1. 210
Id.
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V. RECOMMENDATIONS
Based on our review of the UCPD policies and procedures relevant to this inquiry, and the facts learned
during this internal administrative review, Kroll offers the following recommendations. Specifically, we
believe the UCPD should:
Determine, after due consideration, whether to enter into a modified agreement with the City of
Cincinnati to limit the parameters of UCPD off-campus patrols. Specifically, UCPD should
consider whether to confine off-campus patrol zones to areas of the city that are adjacent to UC
campuses and contain student housing or facilities consistent with the UCPD’s mission to provide
safety and security for UC students and the university community. UCPD should also consider
whether to address, in a possibly modified agreement, the parameters of the legal authority of
UCPD Officers who may patrol in the neighboring areas.
Re-assess and evaluate the defined mission of the UCPD. Although UCPD officers attend the
same police academies and receive similar in-service and other training as CPD officers, the
experiential learning environments in which these respective police departments operate are not
the same. Working as a police officer on a university campus and providing safety and security to
faculty, students and visitors is distinctly different from patrolling racially, ethnically, and socio-
economically-diverse urban neighborhoods. Police departments should emphasize their strengths
and recognize inherent and mission-based limitations. Certain aspects of urban policing are best
left to the city police department so as to avoid training, investigatory, tactical and operational
conflicts or deficiencies that can negatively impact relationships with the affected communities.
Kroll’s preliminary assessment of the UCPD is that, while it does many things well, as a
Department it lacks the experiential skill sets necessary to perform all of the operational
requirements of urban policing, which requires the training and experience to not only conduct
routine traffic stops, but also to investigate serious crimes, engage diverse multi-ethnic
communities, and patrol areas of the city not affiliated with the university or its mission.
Revise the UCPD Firearms and Deadly Force policy to require that any officer involved in a
shooting which causes serious bodily injury or death submit to a toxicology test to ensure the
officer was not under the influence of alcohol or any unauthorized controlled substances at the
time of the incident. This would prevent any speculation or concern as to whether an officer
6
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involved in a critical incident acted under the influence of drugs, alcohol, or medication. While
there is no evidence in this case that Officer Tensing had any alcohol, drugs, or medications in
his system or that this concern applies in any way to him, revising existing policy would help
protect officers involved in future incidents while preventing unnecessary and unjustified
speculation.
Clarify Department protocols for when an officer is permitted to delay the need to submit to an
interview following a critical incident such as an officer-involved shooting. There presently
appears to be a conflict between the advice provided by the FOP representative on July 19 to
Officers Kidd and Lindenschmidt and the mandates of the Firearms and Deadly Force policy. The
policy permits a window of up to 48 hours before an officer involved in a shooting must submit to
an interview with Internal Affairs or the investigating authorities. This protocol does not extend to
officers who merely witness all or part of an incident. This protocol should be clarified in future
management-labor meetings and in written policy so that it is clearly understood, consistent with
best practices, and leaves no doubt of officers’ responsibilities during future critical incidents.
Commission a more extensive review of UCPD Policies and Procedures, including but not limited
to: traffic enforcement, firearms and deadly force, less lethal use of force, critical incidents and
related processes, pursuit, body cameras, associated training and all other interrelated policies,
including general and special orders and memoranda.
Clarify the UCPD Body Worn Digital Systems policy concerning when officers are to activate and
de-activate the devices.
Design and implement enhanced cultural diversity and competency training for UCPD officers.
The importance of this topic cannot be underestimated and should involve a comprehensive
interactive cultural competency training that provides UCPD officers with the skills necessary to
interact with diverse communities. This is a critical need since the UCPD is predominately a white
police force that has off-campus student housing located in culturally and ethnically diverse
neighborhoods, including some predominantly African-American neighborhoods of varying socio-
economic demographics.
Re-assess and evaluate whether and how to create a more diversified police force that more
accurately reflects the rich diversity of the University of Cincinnati and surrounding communities.
Further evaluate and assess existing training requirements. Kroll notes that the issue of police
training standards has been the subject of intense scrutiny and debate since the 2014 police
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shootings of John Crawford III near Dayton and Tamir Rice in Cleveland.211
These incidents led
Ohio Attorney General Mike DeWine to appoint a task force in December 2014 to examine the
minimum training standards for Ohio Peace Officers.212
In April 2015, the Ohio Attorney General’s
Advisory Group on Law Enforcement Training issued 33 recommendations designed to improve
basic and in-service training for all Ohio Peace Officers.213
These recommendations included a
substantial increase in the minimum hours of basic instruction and additional course curricula for
such topics as Community-Police Relations, Implicit Bias and Procedural Justice, Mental Health,
and Scenario and Stress Induced Training.214
The Ohio Senate and House subsequently
introduced bills to toughen Ohio police training standards.215
The UCPD should conduct an
extensive review and evaluation of its own in-house and in-service training standards and
curriculum, and Field Training Manual, to ensure that its training standards incorporate these
statewide training objectives.
Create an In-Service Training Module to specifically address traffic stop safety. This training
should emphasize the inherent dangers to officers, drivers, passengers, and innocent by-standers
when an officer reaches inside an occupied motor vehicle during a traffic stop.
211
http://www.daytondailynews.com/news/news/state-regional/ohio-ag-task-force-to-release-report-on-police-rel/nk2Rr/ 212
http://www.ohioattorneygeneral.gov/Files/Briefing-Room/News-Releases/OPOTA/2015-LETAG-Report-Web-and-Press-Release 213
Id 214
Id p. 12. 215
http://www.cleveland.com/open/index.ssf/2015/05/ohio_lawmakers_take_first_step.html
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APPENDIX
Biographical Summaries of Kroll Team
Mark J. Ehlers, Managing Director
Mark Ehlers is a managing director in the Philadelphia office of Kroll. Mark has close to 30 years of combined legal, financial and investigative experience in both the public and private sectors. Prior to joining Kroll, Mark served for 18 years as an Assistant United States Attorney, first in the District of Columbia and later in the Eastern District of Pennsylvania. While in D.C., Mark prosecuted hundreds of street-level criminal cases, ranging from misdemeanor drug and assault offenses to first-degree murders. He spent approximately four years in the Felony One Trial Division, where he prosecuted homicide and sex offense cases. As a federal prosecutor in the Eastern District of Pennsylvania, including eight years with the Organized Crime Strike Force, Mark investigated and prosecuted a wide range of white collar crime and organized criminal enterprises, including Russian fraud rings and North Philadelphia drug gangs. As a prosecutor, Mark worked in close cooperation with the Metropolitan Police Department (Washington, D.C,), the Uniformed Secret Service, the U.S. Capitol Police, the Philadelphia Police Department, the Pennsylvania State Police, several local suburban police departments, and virtually every federal law enforcement agency. Since joining Kroll, Mark has conducted internal and external investigations, best practice reviews, and risk and threat assessments for a diverse array of public and private sector clients, including the North Carolina State Highway Patrol, the Borough of Barrington (NJ) Police Department, the Metropolitan Transit Authority Police and Triborough Bridge and Tunnel Authority Police (NYC), and the Delaware River Port Authority, Department of Public Safety, among others.
John “Rick” Brown, Kroll Senior Consultant
Rick Brown is a former Lieutenant Colonel for the Pennsylvania State Police (PSP). During his 29-year career with the PSP, Rick served in a number of key positions, including Deputy Commissioner of Administration and Professional Responsibility. In 2004, Rick was appointed by Pennsylvania Governor Edward G. Rendell to maintain executive oversight of the Bureau of Integrity and Professional Standards (including the Internal Affairs Division), Equal Employment Opportunity Office/Heritage Affairs Office, Department Discipline Office and the Early Intervention Program Office. He also had executive oversight of the PSP’s Bureau of Training and Education and led the recruitment of minorities and women. Rick was a key member of the Pennsylvania Governor’s Executive Diversity Council and is a graduate of the FBI National Academy. From 2003-2004 Rick was the designated liaison to the Commonwealth of Pennsylvania, Office of the Inspector General, during its independent review of policies and procedures relating to sexual misconduct investigations. Rick is a recipient of the Pennsylvania State Police Medal of Commendation, among the department’s highest honors. Since retiring from the PSP in 2010, Rick has worked as a law enforcement consultant focused on building transparent policing policies and process change that provides organizational efficiencies, accountability, diversity, community education, training and monitoring. He has served on independent monitoring teams involving federal Consent Decrees of police departments in Oakland, California, and Detroit, Michigan, assessing use of force issues including officer-involved shootings. Rick also served on an auditing team pursuant to a state consent decree in Niagara Falls, New York on accountability and community engagement processes, and has consulted for police departments in Anchorage, Alaska; East St. Louis, Missouri; Puerto Rico; and Middletown, Pennsylvania.
David B. Mitchell, Kroll Senior Consultant
Dave Mitchell has devoted his entire career to law enforcement, and he is a nationally recognized leader and expert on police management and administration. Dave has a combined 42 years of law enforcement experience, having spent 24 years as a police officer for the Prince Georges County (Maryland) Police Department, including six years as Chief of Police, followed by eight years as the Superintendent of the Maryland State Police. From 2003 to 2009, Dave was the Delaware Secretary of Homeland Security, overseeing seven agencies, including the Delaware State Police and Division of Capitol Police. Dave
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holds a law degree from the University of Maryland, and he is a graduate of the FBI National Academy and the FBI National Executive Institute. Dave is a former Executive-in-Residence at the Johns Hopkins University, Division of Public Safety Leadership, and he is a member of the core faculty of the JHU Public Safety Executive Leadership Program. Dave helped lead Kroll’s past work with the DRPA’s Public Safety Department, the North Carolina State Highway Patrol, and the Tennessee Highway Patrol, among other assignments. Dave currently serves as the Director and Chief of Police of the University of Maryland Police Department.
William C. Nugent, Senior Managing Director
A former federal prosecutor, Bill Nugent is a senior managing director and the Head of Kroll’s Philadelphia office. Bill works with governments, law firms and private sector clients to conduct complex investigations, monitor regulatory compliance, and conduct best practice reviews, among other services. For more than seven years, Bill served as an Assistant U.S. Attorney in the Eastern District of Pennsylvania, where he gained broad experience working on federal criminal investigations, including three years as a member of the Organized Crime Strike Force. Prior to that, Bill was a litigator in the Philadelphia office of Wolf, Block, Schorr and Solis-Cohen, where he handled white collar crime and civil fraud cases. Bill has notable related experience. In 2003, Pennsylvania Governor Edward G. Rendell appointed Kroll, with Bill as the lead, to be the Independent Monitor of the Pennsylvania State Police. Bill also led the engagement with the Delaware River Port Authority (a bi-state authority of the Commonwealth of Pennsylvania and the State of New Jersey), which assignment involved a management audit of the DRPA’s Public Safety Department due to Kroll's special knowledge and expertise in policing, security and public safety. Bill also led Kroll’s review of the North Carolina Highway Patrol concerning allegations of trooper misconduct.
Walter (“Terry”) Batty – Kroll Senior Advisor
From 1971 to 2003, Terry Batty was an Assistant U.S. Attorney for the Eastern District of Pennsylvania, retiring from that Office due to a disability. Terry was Chief of Appeals in that Office for 27 years, supervising all criminal appeals before the United States Court of Appeals for the Third Circuit. Terry also handled a full case load of criminal investigations and trials for 25 of those years, and was the lead prosecutor in more than 50 criminal jury trials. He worked closely with agents assigned to the Federal Bureau of Investigation, the Bureau of Alcohol, Tobacco, and Firearms, and the Internal Revenue Service. As a Senior Kroll Advisor, Terry helped author an extensive Kroll Report concerning allegations of sexual harassment within the Pennsylvania State Police, and he rendered valuable assistance in Kroll’s organizational review of the Delaware River Port Authority, Department of Public Safety. In addition to advising Kroll, Terry continues to practice civil and criminal law in the Eastern District of Pennsylvania.
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ATTACHMENT
Internal Administrative Review - UCPD ATTACHMENT A
UCPD Personnel Interviewed
August 3, 2015: Kroll Interviewers Mark Ehlers, Dave Mitchell and Rick Brown (In-person)
1. Jason Goodrich, Chief of Police
2. Lieutenant Colonel Jim Whalen, Assistant Chief, Cincinnati Police Department
3. Michele Ralston, Public Information Officer
4. Captain Jeff Thompson, Field Operations
5. Captain Rodney Chatman, Professional Responsibility
August 4, 2015: Kroll Interviewers Mark Ehlers, Dave Mitchell and Rick Brown (In-person)
1. Captain Dudley Smith, Support Services
2. Lieutenant Chris Elliott, Research & Planning, Internal Affairs, Background Investigations
3. Sergeant Eric Weibel, Supervisor, Second Watch, B Squad
August 5, 2015: Kroll Interviewers Mark Ehlers, Dave Mitchell and Rick Brown (In-person)
1. Officer David Lindenschmidt, Patrol
2. Officer Philip Kidd, Patrol
3. Detective Robert Doherty, Investigator
4. Officer Derek Noland, Patrol
5. Officer Jeffrey Van Pelt, Patrol
August 6, 2015: Kroll Interviewers Mark Ehlers and Rick Brown (In-person)
1. Officer Doug Barge, Former Union President
2. Nicole Smith, Clery Specialist and former UCPD Dispatcher
3. Officer Clifford Maxwell, Patrol Officer
4. Officer Eric Frey, Patrol Officer
August 20, 2015: Kroll Interviewers Mark Ehlers and Rick Brown (Telephonically)
1. Lieutenant Colonel Jeff Corcoran, Assistant Chief of Police
2. (Former) Officer-in-Training Kia Williams (no longer with UCPD)
3. Sergeant Eric Weibel, Supervisor (supplemental interview)
4. Officer Brian Limke, Patrol
Internal Administrative Review - UCPD ATTACHMENT A
Documents and Evidence Reviewed
1. UCPD Standard Operating Procedures Manual
2. UCPD Rules of Conduct
3. UCPD Information Report, dated July 21, 2015
4. Officer Raymond Tensing Central HR File
5. Officer Raymond Tensing Education and Certificates received
6. UCPD Offer Letter to Raymond Tensing
7. Officer David Lindenschmidt Personnel File
8. Officer David Lindenschmidt Guardian Tracking Report
9. Officer David Lindenschmidt FTO (Field Training Officer) records
10. Officer David Lindenschmidt FTO-1 records
11. Officer David Lindenschmidt FTO-2 records
12. Officer David Lindenschmidt Training and Education
13. Photograph of Officer David Lindenschmidt
14. UCPD Organizational Chart
15. UCPD-OIS Body Camera Video, Officer Raymond Tensing, July 19, 2015
16. UCPD-OIS Body Camera Video, Officer Philip Kidd, July 19, 2015
17. UCPD-OIS Body Camera Video, Officer David Lindenschmidt, July 19, 2015
18. UCPD-OIS Body Camera Video, Sergeant Eric Weibel, July 19, 2015
19. UCPD-OIS Body Camera Video, Officer Cliff Maxwell, July 19, 2015
20. UCPD-OIS Body Camera Video, Officer Derek Noland, July 19, 2015
21. UCPD-OIS Body Camera Video, Officer Jeffrey Van Pelt, July 19, 2015
22. UCPD-OIS Body Camera Video, Officer Brian Limke, July 19, 2015
23. Compact Disk (CD) Containing Audio-recorded interviews of UCPD Officers Raymond Tensing, David
Lindenschmidt, and Philip Kidd by CPD-CIS, July 21, 2015
24. Transcribed Audio –recorded interviews of UCPD Officers Raymond Tensing, David Lindenschmidt and Philip
Kidd by CPD-CIS, July 21, 2015
25. Mobile Data Computer Report, Officer Tensing, July 19, 2015
26. Computer Aided Dispatch (CAD) Report, Officer Tensing, July 19, 2015
27. Collective Bargaining Agreement (CBA) between the University of Cincinnati Law Enforcement Officers and
the Fraternal Order of Police, Ohio Labor Council, July 1, 2014
28. Copy of UCPD Official Personnel Record for Officer Philip W. Kidd
29. UCPD Public Safety Beat Structure
30. CD Containing Audio of Radio Dispatch Recording of Shots Fired, July 19, 2015
31. CD provided by CPD-CIS containing the following information:
A. Honda Accord processing photos, July 2015.
B. Photos of Officer Tensing at UC Hospital, July 19, 2015
Internal Administrative Review - UCPD ATTACHMENT A
C. Photos of Officer Tensing at CPD-CIS, July 21, 2015
D. Photos of Officer Tensing’s Gun Belt, Uniform, and Service Weapon, July 19, 2015
E. Photos of Incident Scene, July 19, 2015.
F. Affidavit and Completed Search Warrant Return, 1998 Honda Accord, July 21, 2015
G. Audio Recording of Interview of CPD Sergeant Nate Asbury, July 20, 2015
H. CPD Pl Diagram (Crime Scene Sketch), July 19, 2015
32. Copy of Indictment, Hamilton County Court of Common Pleas, Case Number B1503961, July 29, 2015
33. Regional Crime Information Center (RCIC) report – person (Dashonda Reid)
34. Memorandum of Understanding (“MOU”) - University of Cincinnati and City of Cincinnati, January 28, 2010
35. CAD Report verifying Officer Tensing as Patrol Unit UC/9233
36. RCIC report – person (Samuel Dubose)
37. RCIC report – BMV (Samuel Dubose)
38. MOU - Hamilton County and UCPD (undated and unsigned)
39. FTO, Standard Evaluation Guides
40. FTO Report for Officer Raymond Tensing, July 5, 2014
41. Ohio Peace Officer’s Training Curriculum BAS-023 Effective 11-1-08
42. UC Institute of Crime Science, UCPD Traffic Stop Summary, July 31, 2015
43. UCPD Officer Count, 2010-2015
44. UC Institute of Crime Science, 2014 Campus Crime Report, May 14, 2015
45. UC Campus Maps
46. CAGIS Online Maps – City of Cincinnati