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Retail Customer (RC) or Initiating MP Receiving Market Participant (MP) or Applicable Regulatory Authority (ARA) Yes No 1 Yes 2 No

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Page 1: Retail Customer (RC) or Initiating MP Responding MP Market Participant Receiving Market Participant (MP) or Applicable Regulatory Authority (ARA) Subject

Ret

ail

Cu

sto

mer

(R

C)

or In

itia

tin

g M

P

Rec

eivi

ng

Mar

ket

Par

tici

pan

t (M

P)

or

Ap

plic

able

Reg

ula

tory

A

uth

ori

ty (

AR

A)

Yes

No

1Yes

2

No

Page 2: Retail Customer (RC) or Initiating MP Responding MP Market Participant Receiving Market Participant (MP) or Applicable Regulatory Authority (ARA) Subject

Identity confirmed(12.3.1.6.1)

No

1

Yes

Yes

2No

Rec

eivi

ng

Mar

ket

Par

tici

pan

t (M

P)

or

Ap

plic

able

Reg

ula

tory

A

uth

ori

ty (

AR

A)

Ret

ail

Cu

sto

mer

(R

C)

or In

itia

tin

g M

P

Page 3: Retail Customer (RC) or Initiating MP Responding MP Market Participant Receiving Market Participant (MP) or Applicable Regulatory Authority (ARA) Subject

2

3

Option 3

Rec

eivi

ng

Mar

ket

Par

tici

pan

t (M

P)

or

Ap

plic

able

R

egu

lato

ry A

uth

ori

ty

(AR

A)

Ret

ail C

ust

om

er

(RC

) or In

itia

tin

g M

P

Page 4: Retail Customer (RC) or Initiating MP Responding MP Market Participant Receiving Market Participant (MP) or Applicable Regulatory Authority (ARA) Subject

3

Ret

ail C

ust

om

er

(RC

)o

r Init

iati

ng

MP

Rec

eivi

ng

Mar

ket

Par

tici

pan

t (M

P)

or

Ap

plic

able

R

egu

lato

ry A

uth

ori

ty

(AR

A)

Page 5: Retail Customer (RC) or Initiating MP Responding MP Market Participant Receiving Market Participant (MP) or Applicable Regulatory Authority (ARA) Subject

Ret

ail

Cu

sto

mer

(R

C)

or

init

iati

ng

MP

Rec

eivi

ng

Mar

ket

Par

tici

pan

t (M

P)

Su

pp

lier

Yes

No Option 1

Option 2

1

2

Page 6: Retail Customer (RC) or Initiating MP Responding MP Market Participant Receiving Market Participant (MP) or Applicable Regulatory Authority (ARA) Subject

Ret

ail

Cu

sto

mer

(R

C)

or

init

iati

ng

MP

Rec

eivi

ng

Mar

ket

Par

tici

pan

t (M

P)

Su

pp

lier

RC or initiating MP contacts responding MP 12.3.3.1.1 , 12.3.3.3.1.2 &

12.3.3.3

1Responding MP answers

Inquiry(12.3.3.1.1 , 12.3.3.3.1.2

& 12.3.3.3)

RC or initiating MP receives answer to

Inquiry 12.3.3.1.1, 12.3.3.3.1.2 &

12.3.3.3

Responding MP receives Inquiry

(12.3.3.1.1, 12.3.3.3.1.2 & 12.3.3.3)

2

Page 7: Retail Customer (RC) or Initiating MP Responding MP Market Participant Receiving Market Participant (MP) or Applicable Regulatory Authority (ARA) Subject

Cu

sto

mer

Dis

trib

uti

on

C

om

pa

ny

Rec

eivi

ng

Mar

ket

Par

tici

pan

t

Su

pp

lier

Supplier responds to Customer Inquiry

(12.3.3.1.1 & 12.3.3.3)

No1

Customer receives response to inquiry

(12.3.3)

Yes

Supplierreceives Customer

Inquiry andInformation(12.3.3.3)

RXQ.12.4.2 Market Participant Responsibilities For Customer Inquiries Regarding Billing Except in Markets Supporting the Registration Agent Model - Process Flow

Page 8: Retail Customer (RC) or Initiating MP Responding MP Market Participant Receiving Market Participant (MP) or Applicable Regulatory Authority (ARA) Subject

Cu

sto

mer

Dis

trib

uti

on

C

om

pa

ny

Rec

eivi

ng

Mar

ket

Par

tici

pan

t

Su

pp

lier

Customer Inquiry regarding

Distribution Company charges

(12.3.3.1.2 &12.3.3.3)

Distribution Company responds to Customer

Inquiry(12.3.3.1.1 & 12.3.3.3)

Receiving Market Participant directs

Customer to contact Distribution Company

(12.3.3.3)

Receiving Market Participant directs

Customer to contact Supplier

(12.3.3.3)

No2

Customer receives response to inquiry

(12.3.3)

Customer receives response to inquiry

(12.3.3)

Yes

Customer receivescontact information forDistribution Company

(12.3.3.3)

Customer contactsDistribution Company

(12.3.3.3)

Distribution Company receives Customer Inquiry

(12.3.3.3)

Customer receivescontact information for

Supplier(12.3.3.3)

Customer contactsSupplier

(12.3.3.3)

Supplier receives Customer Inquiry

(12.3.3.3)

Supplier responds to Customer Inquiry

(12.3.3.1.1 &12.3.3.3)

RXQ.12.4.2 Market Participant Responsibilities For Customer Inquiries Regarding Billing Except in Markets Supporting the Registration Agent Model - Process Flow

Page 9: Retail Customer (RC) or Initiating MP Responding MP Market Participant Receiving Market Participant (MP) or Applicable Regulatory Authority (ARA) Subject

Ret

ail

Cu

sto

mer

(RC

)

Dis

trib

uti

on

C

om

pa

ny

Rec

eivi

ng

Mar

ket

Par

tici

pan

t (M

P)

Su

pp

lier

Yes

No

1

2

Option 1

Option 2

Page 10: Retail Customer (RC) or Initiating MP Responding MP Market Participant Receiving Market Participant (MP) or Applicable Regulatory Authority (ARA) Subject

Dis

trib

uti

on

C

om

pa

ny

Su

pp

lier

No1

Yes

Ret

ail

Cu

sto

mer

(RC

)

Rec

eivi

ng

Mar

ket

Par

tici

pan

t (M

P)

Page 11: Retail Customer (RC) or Initiating MP Responding MP Market Participant Receiving Market Participant (MP) or Applicable Regulatory Authority (ARA) Subject

Dis

trib

uti

on

C

om

pa

ny

Su

pp

lier

No2

Yes

No further action.

Inquiry regarding Supplier charges

(12.3.3.1.2 &12.3.3.3)

Ret

ail

Cu

sto

mer

(R

C)

Rec

eivi

ng

Mar

ket

Par

tici

pan

t (M

P)