responsive document - crew: ctfc: regarding efforts by wall street investors to influence agency...

8/6/2019 Responsive Document - CREW: CTFC: Regarding Efforts by Wall Street Investors to Influence Agency Regulations: 7/20/2011 - 11-00129-FOIA LOG 1-2010 thru 7-15-2011

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CFTCFOIAComplianceOffice

ThreeLafayetteCentre

115521stStreetNWWashington,DC

20581

ReportDate:07/15/2011Time:12:35:17PM

RequestsReportRequestedbetween01/01/2010and07/15/2011RequestID Received

Date RequesterName Organization RequestDescription0000120FOIA 06/09/2011Johnson,

Gbemende

RequestforListofAllPersonnelAppointedasaSenate

Confirmed,NonCareerMemberoftheSEC,andScheduleC

BetweenJanuary20,2001andMay15,2011.

1000001PA 04/08/2010Richards,

Laura

REQUESTFORACOPYOFMYPERSONNELSECURITYFILE

COVEREDBYCFTC44.

1000001REF 08/19/2010Flood,John Flood&Flood REFERRALFROMTHEFBIFORCFTCDOCUMENTSFOUNDINTHE

FBI'SFILESPERTAININGTORELIANTRESOURCESINC&RELIANT

ENERGYINCINREGARDSTOTHEINVESTIGATIONAND

PROSECUTIONOFREPORTINGBYRELIANTOFNATURALGAS

TRADESTOTRADEPRESSENTITIES&INDIVIDUALS

1000003FPA 01/27/2010Hall,Larry REQUESTFORALLDOCUMENTSRELATINGTOBENJAMANSCOTT

SANDS.

1000047FOIA 01/07/2010French,Peter REQUESTFORINFORMATIONREGARDINGCOMPLAINTS,

INVESTIGATIONS,VIOLATIONS,SANCTIONS,ORENFORCMENTSS

ACTIONSRELATEDTO:METACAPITALMANAGEMENTLP,

METACAPITALMANAGEMENTLLC,ANDDEEPAKM.NARULA.

1000048FOIA 01/05/2010Allmond,

Samuel

REQUESTFORSECURITYBACKGROUNDINVESTIGATIONFORTHE

REQUESTER.

1000049FOIA 01/08/2010Moore, Gallagher,Briody& REQUESTFORFILENUMBERRF02001


2/23

Herbert Butler

1000050FOIA 01/08/2010Dorsey,Phillip REQUESTFORALISTOFPUBLICATIONSAVAILABLE.

1000052FOIA 01/14/2010Harris,Mitch MedicalGroup

Management

Association

REQUESTFORGUIDELINESTHATCMSPROVIDEDTOWPSFOR

RECONSIDERATIONSANDAPPEALS.

1000053FOIA 01/19/2010Vorrasl,Marc REQUESTFORRECYCLINGCONTRACTFROMNYMUNICIPALITIES.

1000054FOIA 01/19/2010Kopiwoda,

Jeffrey

SuperfundAsset

Management,Inc.

REQUESTALLCORRESPONDENCEBETWEENCFTCANDOTHERUS

ORFOREIGNREGULATORYAGENCYCONCERNINGORRELATING

TOSUPERFUND.

1000055FOIA 01/25/2010Graterol,

Carlos

TheDailyChuck REQUESTFORALLMATERIALRELATEDTOINTRADE,THE

INTRADEPREDICTIONMARKET,INTRADETHEPREDICTION

MARKETLIMITED,TRADESPORTSLTD,WWW.INTRADE.COM,

JOHNDELANEY,CARLWOLFENDEN,ANDINTRADE.COM.

1000057FOIA 01/21/2010Bunch,S.

Douglas

CohenMilstein RequestforinformationorrecordsrelatingtoMFGlobal,Ltd.

1000058FOIA 02/03/2010Amazeen,PaulImaluxCorporation RequestforinformationregardingFDA510(k)K093520.

1000059FOIA 02/05/2010Nissen,

William

SidleyAustinLLP RequestforCFTCorderenteredonSeptember27,2010inthe

enforcementcaseagainstAndrewMachataandRollingMeadow

Ranch,Inc.asdescribedinCFTCPressRelease523706.

1000060FOIA 02/05/2010Dunn,Angela NASDAQOMX RequestforvariousfrequentFOIAsregardingtheapplicationof

theIslandFuturesExchangeforDesignationasaContract

Market.

1000061FOIA 02/09/2010Perry,TimothyUniversityofMinnesota

Duluth

RequestformarketdataforCMEEurodollarfuturescontracts

exchangedontheCMEfloorandGlobexfrom20072009,CTR

dataortimeandsalesdata.

1000062FOIA 02/12/2010Cronin,

Kathleen

CMEGroup REQUESTFORRECORDSRELATEDTOELXFUTURES,LP'SREUEST

FORAPPROVALOFAMENDMENTTORULEIV15A;SUBMISSION

10/20/09REQUESTINGASTAY;SUPPLIEMENTALFILINGS,

11/12/09;LETTER,1/4/2010;OTHER

COMMUNICATION/MEETINGWITHELX;ELXRULE;NOTICE

RA09071.

1000063FOIA 02/19/2010Thorup,Sara BlackRockAlternative

Advisors

RequestforwardedfromNFAforinformationregardingMichael

WeldClark,NFAID203368.


3/23

1000064FOIA 02/22/2010Hash,Larry RequestforphotosmadewhentheRAAPwasbuiltinDublinVA

beforeWWI.

1000065FOIA 03/02/2010Barr,David REQUESTFORANYANDALLRECORDSOFCOMMUNICATIONS

BETWEENCFTC&THEFOLLOWINGGOVERNMENTOFFICIALS:

MITCHELLDANIELSJR,PIYUSHJINDAL,SARAHPALIN,TIMOTHY

PAWLENTY,JOHNTHUNE,MICHAELHUCKABEE,ANDWILLARD

ROMNEYANDTHEIROFFICES.

1000066FOIA 03/02/2010Zuniga,Cesar REQUESTFORINFORMATIONALMATERIAL.

1000067FOIA 03/02/2010Washington,

Aundre

#391777 REQUESTFORINFORMATIONALMATERIAL.

1000068FOIA 02/25/2010Mercer,Gail WoodardEmhardt

MorlartyMcNett&

Henry

REQUESTFORALLMATERIALSUBMITTEDBYMEDIADERIVATIVES

INCINCONNECTIONWITHITSAPPLICATIONTOBEDESIGNATED

ASACONTRACTMARKET,SEPTEMBER11&25,2009.

1000069FOIA 02/25/2010Lehew,Lauren REQUESTINGCOPYOFTHEMOSTRECENTSF2,US

GOVERNMENTLEASEFORREALPROPERTY,FORTHECFTCDC

OFFICE.

1000070FOIA 03/01/2010Covel,Michael REQUESTFORDISCLOSUREDOCUMENTSFORTHELAST5YEARS

FORDEKKERCAPITALMANAGEMENTLLC,NFA0345134AND

INCLINEINVESTMENTMANAGEMENTLLC,NFA0418078.

1000071FOIA 03/01/2010Madoff,

Abigail

Collaborative

GovernanceInitiative

REQUESTFORALLEMPLOYEESATTHECFTCUNDERTHESENIOR

EXECUTIVESERVICEANDCONTACTINFORMATION.

1000072FOIA 03/03/2010Patent,

Lawrence

K&LGatesLLP REQUESTFORANYLETTERSISSUEDBYCFTCORITSSTAFFAND

THERELATEDINCOMINGLETTERSTOWHICHTHEYRESPOND,

ADDRESSINGTHEISSUEOFSOCALLEDPROPRIETARYTRADING

SHOPS,ALSOKNOWNAS'PROSHOPS'ANDPROPRIETARY

ACCOUNTSDURING2006TOPRESENT.

1000073FOIA 03/11/2010Cannestra,

Natalie

WilliamBlair&Co. REQUESTFORTHEMOSTRECENT1FRFORPEREGRINE

FINANCIALGROUPINC,VISIONFINANCIALMARKETSLLC,AND

YORKBUSINESSASSOCIATESLLC.

1000074FOIA 03/04/2010Tompkins,

Mary

REQUESTFORMEDICAIDRECOVERYFROMJUNE2002THROUGH

DECEMBER2003.

1000075FOIA 03/05/2010Zuniga,Cesar REQUESTFORINFORMATIONONGENERALELECTRIC,PFIZER,

MICROSOFT,AMAZON,CISCO.


4/23

1000076FOIA 03/05/2010Rathbun,

Mark

REQUESTFORINFORMATIONONREGLATORYSTOCKBROKERS

ANDTHETESTCALLEDSERIES7FORSTOCKBROCKERS.

1000077FOIA 03/05/2010McElhatton,

Jim

REQUESTFORAGENCYSPECIFICREPORTSPREPAREDBYTHE

TRANSITIONTEAMANDTHETRANSITIONREPORTPREPAREDBY

CFTCDURINGNOVEMBER2008ANDJANUARY2009.

1000078FOIA 03/03/2010Salzman,

Jerrold

Skadden,Arps,Slate,

Meagher&FlomLLP

REQUESTFORTHELETTERDATEDOCTOBER6,2009,WHICHELX

SAYSTHECOMMISSIONSENTTOITINCONJUNCTIONWITHTHE

COMMISSION'SAPPROVALOFITSEFFRULE.

1000079FOIA 03/11/2010Perry,R.ScottAbout.Ag REQUESTFORCONTRACTSPECIFICATIONSFORANY

COMMODITIESCONTRACTSTHATINVOLVEPRECIOUSMETALS.

1000080FOIA 03/17/2010Schuck,HenryDiscoverOrg REQUESTFORTHEORGANIZATIONALCHARTFORTHEOFFICEOF

THECHIEFINFORMATIONOFFICER.

1000081FOIA 03/17/2010Goggin,

Jeffrey

BeusGilbertPLLC REQUESTFILENUMBERRF05008,REFCO3/2004 2/2005.

1000082FOIA 03/19/2010Washington,

Aundre

#391777 REQUESTFORCBOT'SADDRESSANDMATERIALONFIGURING

OUTPROFITONCONTRACTS.

1000083FOIA 03/19/2010Jones,

Matthew

Jones&AdamsPA REQUEST(SUBPOENA)FORWARDEDFROMNFAFORNONPUBLIC

REGISTRATIONDOCUMENTSONFILEFORCHRISTOPHERLLOYD

BOURNE,GLOBEFXCLUBINC.ANDJEREMYMUNSONGLOBE.

1000084FOIA 03/22/2010Rappaport,

Adam

CREW REQUESTFORCORRESPONDENCEBETWEENCFTCANDANY

MEMBER,COMMITTEE,OREMPLOYEEOFCONGRESSRELATED

TOALLFINANCIALREGULATORYREFORMPROPOSALSAND

SUGGESTIONSFROMMARCH1,2008ANDPRESENT.

1000085FOIA 03/29/2010Mason,Duane REQUESTFORLICENSINGINFORMATION.

1000086FOIA 03/25/2010Aravind,

Abhaya

ColumbiaUniversity REQUESTFORCFTCANNUALREPORTFOR1974TO1980.

1000087FOIA 04/07/2010Giles,Jim NewScientistMagazineREQUESTFORALLRECORDSTHATINCLUDEDATAONOR

SUMMARIESOFTHESEARCHWARRANTSSUBPOENASAND

COURTORDERSSERVEDANNUALLYBYCFTCINVESTIGATORS

AGAINST:GOOGLE,YAHOO!,MICROSOFT,AOL,FACEBOOK,

TWITTER,ANDMYSPACE.

1000089FOIA 04/13/2010Lee,

Christopher

REQUESTFORALLINFORMATIONORRECORDSREGARDINGMY

APPLICATIONTOTHECFTCCHIEFPRIVACYOFFICERPOSITION.


5/23

1000090FOIA 04/14/2010Coly,Yolanda NAMWOLF REQUESTFORRECORDSRELATINGTOCFTC'SFOIACOMPLIANCE

OFFICE'SUTILIZATIONOFOUTSIDELEGALCOUNSELANDTHE

RESULTINGCOSTWITHRESPECTTOMINORITYCONTRACTING,

LIKEPOLICIESRERECRUITMENT,AFFIRMATIVEACTIONAND

EQUALOPPORTUNITYSTATEMENT.

1000091FOIA 04/15/2010Mack,Kevin Skadden,Arps,Slate,

Meagher&FlomLLP

REQUESTFORINFORMATIONREGARDINGNYMEX'SACCESS

TRADINGSYSTEM

1000092FOIA 04/19/2010Levy,Susan REQUESTFORENTIREFILECONCERNINGJANJURANANDMAN

FINANCIALDBAMFGLOBALINC.

1000093FOIA 04/22/2010Whitaker,

Matthew

WestLawCourtExpress REQUESTFORACOPYOFTHELETTERDATED10/10/89FROM

THEDIVISIONOFTRADINGANDMARKETING,REGARDINGBANK

GUARANTEE(S)TOCOVERFORWARDPROFITSANDCLEARING

EXPOSURESOFTHELONDONMETALEXCHANGE.

1000094FOIA 04/22/2010Morong,

Christine

SkaddenArps REQUESTFORPUBLICCOPYOFAREPORTCALLEDTHE1992

NYMEXACCESSREPORTSREFERENCEDWITHINACITATIONONA

NOVEMBER1994REPORTWRITTENBYMARYSHAPIROENTITLED

"COMPUTERIZEDTRADING".

1000095FOIA 04/22/2010Davis,Brad REQUESTFORALLINFORMATIONPERTAININGTOTHEETHICS

CHARGESINVOLVINGJOHNWISEANDTHECFTC.

1000096FOIA 04/27/2010Skelley,Lynne FedSourcesInc. COPYOFTHEBASICAWARDEDCONTRACTINCLUDINGTHE

STATEMENTOFWORKFORTHECONTRACTAWARDEDFROM

SOLICITATION#CFIT09SO0080UNDERTHEPROFESSIONAL

SERVICESFORDEVELOPMENTOFCFTCSTRADESURVEILLANCE

SYSTEMPROGRAM.CONTRACTINGOFFICERWASNICKGRAHAM.

1000097FOIA 04/26/2010Coly,Yolanda NAMWOLF REQUESTFORRECORDSRELATINGTOCFTC'SFOIACOMPLIANCE

OFFICE'SUTILIZATIONOFOUTSIDELEGALCOUNSELANDTHE

RESULTINGCOST,LIKE,(PRIVATELAWFIRMNAME,SUBJECT

MATTEROF,COPIESOFAGREEMENTS,LEGALFEES,NAMESOF

CERTIFIEDMINORITY).

1000098FOIA 04/29/2010Thorup,Sara BlackkRockAlternative

Advisors

REQUESTFORWARDEDFROMNFAFORDOCUMENTSRELATED

TOJAMESGERARDGLYNN,NFA#406841.

1000099FOIA 04/29/2010Harrison,Alex MetalBulletin REQUESTFORDOCUMENTSRELATINGTOTHEUSEOF

COMMODITIESMARKETSFORTHEPURPOSEOFMONEY

LAUNDERINGANDORTAXEVASIONSINCE2007.


6/23

1000100FOIA 04/29/2010Heinz,David REQUESTFORVARIOUSINFORMATIONREGARDINGCFTCJOB

OPENINGS10022,10023,AND100024FUTURESTRADING

INVESTIGATOR.

1000101FOIA 05/04/2010Jacobson,

Craig

ClausenMillerPC REQUESTFORALLDOCUMENTSPERTAININGTOTHE

INVESTIGATION/ACTIONAGAINSTMFGLOBALFILEDBYCFTCIN

DECEMBER,2009.

1000102FOIA 05/07/2010Han,Jaehyun REQUESTFORDATAREGARDINGS&P500INDEXFUTURESAUDIT

TRAILDATAFROM2005 2009.

1000103FOIA 05/04/2010Horn,

Geoffrey

LoweyDannenverg

Cohen&HartPC

REQUESTFORINFORMATION,RECORDSORTESTIMONY

RELATINGANDPRODUCEDIN:INTHEMATTEROFMOORE

CAPITALMANAGEMENTLLP,ETAL.,DOCKET#1009.

1000104FOIA 05/12/2010Sinclair,Gary GaryM.Sinclair

AttorneyatLaw

REQUESTFORMOSTRECENT1FRFORPEREGRINEFINANCIAL

GROUP,INC.

1000105FOIA 05/13/2010Loder,Asjylyn BloombergNews REQUESTFORLOGOFFOIAREQUESTSFROMJANUARY1,2009

TOPRESENT.

1000106FOIA 05/13/2010Loder,Asjylyn BloombergNews REQUESTFORALLINFORMATIONRELEASEDTODOWJONES(10

0013)INCLUDINGINTERNALDOCUMENTSREGARDINGPOSITION

LIMITSDEBATE.

1000107FOIA 05/13/2010Loder,Asjylyn BloombergNews REQUESTFORALLDOCUMENTSREGARDINGCFTCDOCKETNO.

1010AND1011,AGAINSTMORGANSTANLEYANDUBS

SECURITIESLLC

1000108FOIA 05/19/2010Woodall,Kate PattonBoggsLLP REQUESTFORACUVESTINC.ANDPEREGRINEFINANCIALGROUP

INC.'S1FRIBANDGUARANTEEAGREEMENTSFORTHEYEARS

2004 2009.

1000109FOIA 05/19/2010Klohonatz,Jan REQUESTFORTHECONSENTORDERBYWELLSFARGOBANK

DATEDONORABOUTNOVEMBER19,1987INTHECENTRAL

DISTRICTOFCALIFORNIACASENO.8707792.

1000110FOIA 05/21/2010Griffeth,Ryan LotusBrokerage REQUESTFORTHEMINUTESOFTHEAGRICULTURALADVISORY

COMMITTEEMEETINGSFORTHELASTTWOYEARS.

1000111FOIA 05/21/2010Meyer,

Gregory

FinancialTimes CFTCRESEARCHPROJECTTHATSTUDIESWHETHERORNOTTHE

BEHAVIOROFCRUDESPREADSOVERTHEPASTSEVERALYRS

WASRELATEDTOPOSITIONSINWESTTEXASINTERMEDIATE

CRUDEFUTURESPOSITIONSOROILSTORAGEISSUESAT

CUSHINGINCFTCMEMOTOTIMOTHYGEITHNER8/21/09


7/23

1000112FOIA 05/25/2010Wagner,

Daniel

REQUESTFORRECORDSRELATEDTOTHEVOLATILETRADING

ACTIVITYTHATTOOKPLACEMAY6,2010.

1000113FOIA 05/26/2010Hall,Heather LexisNexis REQUESTFORDECISIONINTHEMATTEROFPHILADELPHIA

ALTERNATIVEASSETMANAGEMENTLLCREGISTRANT,CFTC

DOCKETNO.SD0805DATEMARCH6,2009.

1000114FOIA 05/26/2010Lynch,Sarah DowJonesNewswires REQUESTCOPYOFREPORTSCOMPLETEDBYTHEPROMONTORY

FINANCIALGROUP,HIREDTOPERFORMAREVIEWOFCFTC'S

DMOANDSURVEILLANCEFUNCTIONS.

1000115FOIA 05/27/2010Lynch,Sarah DowJonesNewswires REQUESTFORCOPIESOFALLINVESTIGATIVEDOCUMENTS

RELATEDTOTHECASEINVOLVINGMORGANSTANLEYANDUBS

WHOWEREFINEDBYCFTCFORCONCEALINGALARGEBLOCKOF

CRUDEOILTRADEON2/6/2009.

1000116FOIA 06/02/2010Warren,

Robert

REQUESTFORRECORDSREGARDINGRAYOLSONAKASOARING

PHOENIXLLCORMORGANDETHOUARSORJORAEDIENHART

FROMANYBANKORTRADINGACCOUNTSBEARINGTHESE

NAMES,INCLUDINGFIRSTBANKOFCOLORADO,HARRISTRUST&

SAVINGSBANKANDRJO'BRIEN.

1000117FOIA 06/03/2010Klohonatz,Jan REQUESTFORTHE"CONSENT"FILEDBYWELLSFARGOBANK

MENTIONEDINTHECONSENTORDERBYWELLSFARGOBANK

DATEDONORABOUTNOVEMBER19,1987.

1000119FOIA 06/04/2010Teinowitz,Ira REQUESTFORAREPORTTOCOMMISSIONERSONISSUESRAISED

INCONNECTIONWITHMOVIEBOXOFFICEFUTURESPREPARED

BYRICKSHILTZOROTHERSTAFF.

1000120FOIA 06/04/2010Shultz,Gaylea RequestforamemofromWendyL.Gramm(formerChairperson)

toSenatorPatrickLeahydatedAugust25,1989.

1000121FOIA 06/07/2010Grossack,

David

LawOfficeofDavid

Grossack,PC

REQUESTFORALLCOMPLAINTSCONCERNINGTRADINGAND/OR

MARKETPRACTICESASTHECHICAGOCLIMATEFUTURE

EXCHANGE;ANYINVESTIGATIVESUBPOENASISSUEDBYCFTC;

ANDANYDISCLOSURESTATEMENTSFILEDBYCCFX.

1000122FOIA 06/09/2010Elatab,

Muhammad

REQUESTFORCANTORFITZGERALD'SFILINGSRELATEDTO

EFFORTSTOCREATEAREGULATED,INTERNETBASEDEXCHANGE

FORDOMESTICBOXOFFICERECEIPTCONTRACTS(AKAMOVIE

BOXOFFICECONTRACTS).

1000123FOIA 06/09/2010Horwitz,JesseHarvardLawSchool REQUESTFORENTRYLEVELPROFESSIONALS(LAWYERS,


8/23

ECONOMIST,ACCOUNTANTS,ANDEXAMINERS)SALARIESFOR

THEPAST20YEARS.

1000124FOIA 06/11/2010Meyer,

GregoryFinancialTimes REQUESTFORALLRESEARCHANDDOCUMENTATION

PRODUCED/GATHEREDINRELATIONTOTRADINGACTIVITYIN

CRUDEOILMARKETSONSEPTEMBER22,2008ANDDAYS

IMMEDIATELYPRIOR.

1000125FOIA 06/15/2010Cohen,Jay BenjaminOfficeSupply

&Services,Inc.

REQUESTFORALISTOFCREDITCARDHOLDERS(NAMEAND

PHONENUMBERS)WHOAREAUTHORIZEDTOBUYOFFICE

SUPPLIES.

1000126FOIA 06/01/2010Muchoney,

Jennifer

PeregrineFinancial

Group,Inc.

REQUESTFORWARDEDFROMNFAFORNONPUBLIC

DOCUMENTSREGARDINGAMBERMAXWELLANDGARLON

JAMESMAXWELL.

1000127FOIA 06/23/2010Ruddy,Mark RuddyLawOffice,PLLC REQUESTFORINFORMATIONORRECORDSREGARDINGSTEVE

AGOPIANORAMERICANFUTURESTRADINGINC.SUBMITTEDTO

THECFTCFROMJUNE1,2008TOJUNE23,2010.

1000128FOIA 06/28/2010Behnfeldt,

Carla

NasdaqOMX REQUESTFORTHEERISEXCHANGELLCEXEMPTBOARDOF

TRADENOTIFICATIONFILEDWITHTHECFTCASOF2/4/2010AND

THEACKNOWLEDGEMENTLETTERSENTBYCFTCON4/30/2010.

1000129FOIA 07/08/2010Hess,

Christopher

REQUESTFORINFORMATIONALMATERIAL.

1000130FOIA 07/14/2010McGrath,

Christopher

LovellStewartHalebian

JacobsonLLP

REQUESTFORINFORMATIONREGARDIINGCFTCACTIONINTHE

MATTEROFMOORECAPITALMANAGEMENTLP,MOORE

CAPITALADVISORS,LLCANDMOOREADVISORSLTD.,CFTC

DOCKETNO.1009.

1000131FOIA 07/20/2010Heilizer,

Deborah

SutherlandAsbill&

Brennan,LLP

REQUESTFORALLDOCUMENTSRELATINGTOTHEORDERISSUED

BYCFTCONJULY27,1995AGAINSTMGREFININGAND

MARKETING,INC.ANDMGFUTURES,INC.

1000132FOIA 06/28/2010Nissen,

William

SidleyAustinLLP REQUESTFORTHECOMPLAINTANDSETTLEMENTDECISION

DATEDNOVEMBER2,1993INTHECASEOFMCVEANTRADING&

INVESTMENT,DOCKETNO.944ASDESCRIBEDINCFTCRELEASE

#371293.

1000133FOIA 07/30/2010Randall,

Michael

REQUESTFOREDUCATIONALMATERIALCONCERNINGFUTURES

ANDCOMMODITIES.

1000134FOIA 07/29/2010Johnson, REQUESTFORALISTOFTHENAMES,GRADESANDYEARLY


9/23

William SALARIESOFALLATTORNEYSEMPLOYEDBYTHECFTCASOF

7/29/2010.

1000135FOIA 08/05/2010McGrath,

ChristopherLovellStewartHalebian

JacobsonLLPREQUESTFORMATERIALCONCERNINGCFTCREPORTENTITLED

"STAFFREPORTONCOTTONFUTURESANDOPTIONMARKET

ACTIVITYDURINGTHEWEEKOFMARCH3,2008".

1000136FOIA 08/13/2010Goolsby,John ENTRIX REQUESTFORMOSTRECENTDREDGEANDFILLPERMITFOR

MEADOWPOINTEINPASCOCOUNTY.

1000137FOIA 08/18/2010Henderson,

George

RecoveryPoint

Systems,Inc.

REQUESTFORINFORMATIONFORTHEFOLLOWINGINRESPONSE

TORFQNO.CFIT10SO9152:NAMESOFOTHERBIDSAND

AMOUNTSBID;AMOUNTSUBMITTEDBYOTHERBIDDDERS;AND

NAMESOFOTHERBIDDERS.

1000138FOIA 08/17/2010Kelley,

Thomas

McGrathNorth REQUESTFORVARIOUSINFORMATIONREGARDINGLAWRENCEJ.

WOLF;GERALDE.WORTMAN;SHERMANCOUNTY

MANAGEMENTINC;SHERMANCOUNTYBANK;ANDPRIME

TRADINGCOMPANYINC.

1000139FOIA 08/19/2010Ravnitzky,

Michael

REQUESTFORACOPYOFEACHETHICSWAIVERPROVIDEDAT

THECFTCSINCEJANUARY1,2001.

1000141FOIA 08/20/2010Graifman,

Brian

Gusrae,Kaplan,Bruno

&NusbaumPLLC

REQUESTFORANYSUBMISSIONSBYNYMEXORCME

REGARDING:NYMEXRULE8.03;CMERULE408.C;NYMEXRULE

8.26;ANDCMERULE411.

1000142FOIA 08/23/2010White,Maria REQUESTFORREGISTRATIONANDFILINGSFORSHUTCO

BROKERAGEATTHECMEFROMAPRIL1994 JANUARY1996,

PARTICULARLYANYSANCTIONSORDISCIPLINARYACTIONS

AGAINSTTHECOMPANYORITSOFFICERS.

1000143FOIA 09/03/2010Morgano,

Peter

FirstAdvantage

InvestigativeServices

REQUESTFORWARDEDFROMNFAFORREGISTRATION

DOCUMENTSFORCHARLESE.DAVIDSON,NFA#198322.

1000144FOIA 08/27/2010Sarelson,

Matthew

SarelsonLawFirm RequestalldocumentsrelatingtoanyinvestigationintoLarryM.

Webman;MelvinWebmanandLyleWexlerinCFTCv.Webman,

etal.

1000145FOIA 08/31/2010Kieta,Kristine Shepherd,Smith,

Edwards&Kantas,LLP

Requestallpublicandnonpublicrecordsfor:VelocityFutures,LP

orVelocityFutures,LLC(NFAID#0317696);JackEdwardEarnest

(NFAID#0317697);andNorbertGrupe(NFAID#0038749).

1000146FOIA 09/02/2010Stein,David RequestPeregrineFinancialGroupInc.FocusReportsor1FRsfor

theperiodsended12/31/09and7/31/10.


10/23

1000147FOIA 09/02/2010Stein,David RequestforPenson,GHCOFocusReportsor1FRsfortheperiods

ended12/31/09and7/31/10.

1000148FOIA 09/02/2010Nicely,Janice LRPPublications RequestfordocumentsissuedfromtheCFTC(neworupdated)

between4/1/09 8/31/2010:EmployeeHandbook,Personnel

Instructions,Policies,Memoranda,Records,Management

Directives&anyadditionalemployeemanuals,guides,or

arbitrationawards.

1000149FOIA 09/03/2010Smathers,

Jason

RequestforFOIAlogforAugust2010.

1000150FOIA 08/17/2010Higgins,Todd Crosby&HigginsLLP FORWARDFROMNFAREQUESTFORNONPUBLICINFORMATION

FORALEXEIV.VHEKHLOV;PETTERKAMBOLIN;SYSTEMATIC

ALPHAFUTURES;SYSTEMATICALPHAMANAGEMENTLLC;AND

THORASSETMANAGEMENTINC.

1000151FOIA 09/03/2010Goodrich,Jary

Glenn

REQUESTFORINFORMATIONALMATERIAL.

1000152FOIA 09/07/2010White,Maria REQUESTANYRECORDSORREGISTRATIONSFORDOUGLASA.

DUCEY,BORNAPRIL1964.

1000153FOIA 09/10/2010Smathers,

Jason

REQUESTFORALLFOIAREQUESTWHERETHEREQUEST

AROUSEDTHESUSPICIONOFTHEPERSONORAGENCYWHO

RECEIVEDTHEFOIAANDWHERETHEREQUESTWASPROVIDED

TOANINVESTIGATORORINVESTIGATIVEAGENCYTO

DETERMINEIFTHEREQUESTWASFORCRIMINALPURPOSES.

1000154FOIA 09/13/2010Stachewicz,

Jeff

FOIAGroupInc. REQUESTFORAFINALCONTRACTORPERFORMANCERATING

REPORTSFORTHEMOSTRECENTLY3YEARPERIOD.

1000155FOIA 09/15/2010Pessin,Adam FineKaplanandBlack REQUESTFORINFORMATIONREGARDING"QUOTESTUFFING"

AND/OR"LATENCYARBITRAGE"AND/ORFINRACASE

#2007007678201(TRILLIUMBROKERAGE)THATWERE

COMPILEDSINCEJANUARY1,2009.

1000156FOIA 09/21/2010Chicco,Meg Dechert REQUESTFORWARDEDFROMTHESECRETARIAT'SOFFICEFOR

ANORDERDATE2/9/83INREPARATION#77269.

1000157FOIA 09/23/2010Lynch,Sarah DowJonesNewswires REQUESTFORALLNOTICESISSUEDTOEXCHANGESAND

CLEARINGHOUSESDMONOTIFYINGTHEYWEREINVIOLATIONOF

ACOREPRINCIPLE(S),FROMWHENCFMAOF2000TOOKEFFECT

THROUGHSEPTEMBER24,2010;COPIESOFRESPONSESFROM


11/23

ENTITIESSHOWINGPROOFOFCORRECTIVEACTION

1000158FOIA 09/29/2010Eaton,Eveline REQUESTFORPASSPORTINFORMATION.

1000159FOIA 09/29/2010Pittman,Kelly

Gene

REQUESTFORANYINFORMATIONLINKINGMETOANYONGOING

INVESTIGATION/STUDIESINVOLVINGMILITARY'S"NONLETHAL

WEAPONSPROGRAMS",BEHAVIORIALMODIFICATION,THEUSE

OFELECTROMAGNETIC,STATIC,MICROWAVE,BIOCHEMICAL,

MICROCHIPTECHNOLOGIES,ANDCIA,,ETC

1100001REF 03/22/2011Sarelson,

Matthew

SarelsonLawFirm RequestforDocumentsrelatingtoInvestigationofLarryM.

Webman;MelvinWebmanandLyleWexlcerinCFTCv.Webman,

etal

1100002FOIA 10/01/2010Jones,Nate NationalSecurity

ArchiveRequestforalldocumentsrelatedto"theseveralspecificsteps"

thatWhiteHouseChiefofStaffRahmEmanuelandWhiteHouse

CounseltothePresidentBobBauerinstructedyouragencyto

takeinaMarch16,2010memotoallagencyanddepartment

heads.

1100003AP 03/24/2011Lint,Christal CMEGroup Re:1100031FOIA RequestfortheDisclosureofWithheld

ResponsiveMaterialsand/oraDetailedNatureoftheWithheld

Materials

1100003FOIA 10/07/2010Wang,Qin UniversityofMichigan

DearbornRequestfortickdataonEminiSP500futuresfrom1997to2009.

1100003REF 07/01/2011McKinley,

Vern

FOIAReferralfromFederalReserveSystemRelatingto[f]urther

detailoninformationcontainedonpage3oftheminutesofthe

BoardofGovernorsoftheFederalReservedatedSeptember16,

2008RegardingAmericanInternationalGroup,Inc.(AIG)

1100004AP 03/22/2011Homer,Peter AppealofFOIARequestNo.1100046

1100004FOIA 10/07/2010Moldzio,

Guenter

RequestfordocumentsrelatingtoSoaringPhoenix.

1100004REF 06/16/2011Sack,Joshua NFAReferralofNonPublicRegistrationDocumentsonfilewith

NFAforTimothyD.Lyons

1100005FOIA 10/07/2010Wybiral,LeslieLouisF.BurkePC Requestforinformation,records,and/ortestimonyconcerning,

relatingto,and/orproducedinconnectionwiththefollowing

proceeding:IntheMatterofRosenthalCollinsGroup,LLC,CFTC

DocketNo.1021.


12/23

1100006FOIA 10/12/2010Armbruster,

Janet

Alston&BirdLLP RequestforanydocumentbetweentheNorthAmerican

DerivativesExchange("Nadex")andtheChicagoMercantile

ExchangeGroupInc.oranyofitssubsidiaries.

1100007FOIA 10/14/2010Barr,David RequestforanyandallrecordsofcommunicationbetweenCFTC

andMitchellEliasDanielsJr.,PiyushJindal,SarahLouisePalin,

TimothyJamesPawlenty,JohnRandolphThune,MichaelDale

Huckabee,WillardMittRomney,NewtonLeroyGingrich,and

HaleyReevesBarbour.

1100008FPA 12/09/2010Boulange,

Deondrea

RequestforanyinformationCFTChasregardingDeondrea

BrotherBoulange.

1100009FPA 07/13/2011Levine,Bruce RequestforallDocumentsthatRelatetotheEEOComplaintFiled

byTempestThomasandthatRefertoBruceC.Levineand

ThaddeusGlotfeltyDirectlyorIndirectly

1100010FOIA 10/21/2010Mason,

Michael

MFGlobalInc. Requestfornamesandtitlesofalltheformerlistedprincipals

andanyformerlistedholdingcompany(s)forHedgepoint

PartnersLLC,NFA#354007.

1100011FOIA 10/21/2010Mattioli,

Dianne

EIMManagement

(USA)Inc.

RequestforinformationregardingMooreCapitalManagement

LP,civilcasenumber10CV3617fromUSDistrictCourtforthe

SouthernDistrictofNewYork,particularlywhetherCFTChasa

currentinvestigationagainstMoore(morecurrentthanCFTC

DocketNo:1009).

11000124FOIA 06/20/2011Richardson,

Nela

Bloomberg InformationorRecordsRegardingImplementationofDoddFrank

VIIfromMay1,2011throughJune20,2011,Including

DocumentsandEmailsConcerningWhichoftheProposedRules

CouldbeFinalizedbyJuly16,2011

1100012FOIA 10/22/2010Mertens,

Juergen

Rechtsanwaltskanzlei

Mertens

RequestforinformationonWolfgangFlotto,WolfgangFloettl,or

WolfgangK.Flottl.

1100013FOIA 10/29/2010Kempf,Robin RequestforOIGinformationfor2005 2010.

1100014FOIA 11/02/2010McGrath,

Christopher


JacobsonLLP

RequestforinformationreliedonbytheCFTCinitsOrder

InstitutingProceedingsMakingFindingsandImposingRemedial

SanctionsdatedNovember13,2009,IntheMatterofEMF

FinancialProductsLLC,DocketNo.1002;Information

concerning:thetradingandexpirationoftheSeptember2005

10yearTreasuryNoteFuturesContracttradedonCBOT,the


13/23

tradingofthecheapesttodelivernoteunderlyingtheSeptember

Contract,informationconcerninganydeliveriesonthe

SeptemberContract,andinformationconcerningcommunicationsofEMFFinancialProductsLLCrelatingtothe

SeptemberContractortheCTDnoteunderlyingtheSeptember

Contract.

1100015FOIA 10/29/2010Pichardo,

Vianny

AndersonKill&Olick,

P.C.

Requestforanyandallpurchaseorders,deliveryorders,and/or

contractsenteredintowithinthepasttenyearswhereCFTCand

VerizonCommunicationsInc.wereparties.

1100016FOIA 11/08/2010Levy,Susan Requestforalldocumentsinconnectionwiththeactionentitled

IntheMatterofMooreCapitalManagementLP,MooreCapital

AdvisorsLLCandMooreAdmisorsLtd.,docketno.1009

1100017FOIA 11/08/2010Corcoran,

Andrea

RequestfortheMarch13,2009PromontoryReportsenttoSarah

LynchinresponsetoFOIANo.100114on10/28/2010.

1100018FOIA 11/10/2010Evritt,

Maureen

Requestfor1FRforRefcofortheperiodof3/1/2004

2/28/2005.

1100020FOIA 11/12/2010Wedgworth,

Peggy

Requestforanyinformationregardinganinvestigationand/or

monitoringconductedbytheCFTCregardingapossibleCOMEX

silverfuturesand/oroptionsmarketmanipulationcoveringthe

timeperiodJanuary1,2008tothepresent.

1100021FOIA 11/16/2010Bass,Frank BloombergNews RequestforcopiesofcorrespondencetotheCFTCbetween

January1,2010 presentfromvariousUSHouse

Representatives.

1100022FOIA 11/11/2010Mattingly,PhilBloombergNews RequestforcorrespondencesenttoCFTCfrommembersorstaff

oftheUSHouseandUSSenatefromJune1,2010 November1,

2010.

1100023FOIA 11/17/2010Carstarphen,

Adlai

Requestforinformationforstartingacommodityexchange.

1100024FOIA 11/19/2010Hall,Heather LexisNexis RequestfortheCFTCdecisionDocketNo.935datedDecember

5,1996

1100026FOIA 11/22/2010Kempf,Robin RequestfortheCFTCOIGsemiannualfortheperiodending

September30,2005.

1100027FOIA 11/30/2010Thompson,

Mark

Requestforinformationalmaterial.


14/23

1100028FOIA 11/30/2010Ortiz,Jonas Requestforinformationalmaterial.

1100030FOIA 12/10/2010Brush,Silla BloombergNews RequestforanyandallrecordsrelatingtotheCFTC'sreferralof

forgedletterstotheUSJusticeDepartmentonDecember1.

1100031FOIA 12/10/2010Lint,Christal CMEGroup RequestforthedatareferencedbytheCFTCintheportionofits

NoticeofProposedRulemakingonCorePrinciplesandOther

RequirementsforContractMarkets,RIN2028AD09,settingforth

theMinimumCentralizedMarketTradingPercentage

Requirement.

1100032FOIA 12/13/2010Brush,Silla BloombergNews RequestforcopiesoftheCFTCcongressionalcorrespondencelog

from7/1/2010tothepresentandanyandallcongressional

correspondencebetween7/1/2010tothepresent.

1100033FOIA 12/13/2010Brush,Silla BloombergNews Requestforanyandallrecordsrelatingtogovernmentcontract

PIID:CFEN09CO0236,includingtheoriginaltermsofthecontract

andany/allresults,documents,findingsofthecontract.

1100034FOIA 12/03/2010Muchoney,

Jennifer

PeregrineFinancial

Group,Inc.

RequestforwardedfromNFAfornonpublicdocumentsonfile

forStevenBrewer.

1100035FOIA 12/13/2010McGrath,

Christopher


JacobsonLLP

RequestformaterialsconcerningCFTCactionInthematterof

AnthonyJ.DiPlacido,CFTCDocketNo.0123.

1100036FOIA 12/16/2010Bornstein,

Jonathan

Requestfor5copiesofCFTC'sdirectory.

1100037FOIA 12/22/2010Albone,D. WendeCorrectional

Facility

Requesterstatesthatsheisateacherwhoseclassisstudying

aspectsoftheUSgovernment;sheseeksinformationregarding

CFTC'sareaofexpertise.

1100038FOIA 01/05/2011ellington,

lamar

Requesterseeksinformationonimportexportofonions

betweentheU.SandIndia

1100039FOIA 01/06/2011Phillips,G. RequestforGeneralInformationonTradingCommodityFutures

1100040FOIA 01/07/2011Warsing,

JeffreyTexasStateSecurities

Board1100040FOIAIncomingLetter

1100041FOIA 01/19/2011Wilson,

Duncan

RequestforinformationontheCFTC'sinvestigationintothe

'flashcrash'ofMay6,2010andtheCFTC'seffortstorestore

marketstabilityandconfidence.Requestorseeks:CFTCrecords

referredtotheTreasuryandtheNationalEconomicCouncil

pertainingtothemarketeventsofMay6,2010;CFTCrecordsof


15/23

meetingswithchiefexecutivesoftradingvenuesonMay10,

2010;CFTCrecordsofinterviewswithmarketparticipants;and

CFTCrecordsofcommunicationswithsignificantmarketparticipants

1100042FOIA 01/18/2011Thomas,

Nancy

RequestorseeksacopyoftheinternalCFTCreportpreparedby

thePromontoryFinancialGroupandisreferencedintheDow

JonesNewswiresarticledatedNovember12,2010.

1100043FOIA 01/18/2011Spillane,J. Requestorseeksatruecopy(fromthenegatives)ofhisphoto

whichhestatesareattachedtohisemailrequest

1100044FOIA 01/19/2011Slipakoff,

Brian

DuaneMorrisLLP RequestorSeeksInterrogatories,RequestsforProductionof

DocumentsandTangibleThings,and/orRequestsforAdmission,

aswellasAnswers,Responses,orObjectionsTheretoSentand

ReceivedbytheCommissionintheLawsuitCaptionedCFTCv.

SentinelManagement,etal.,No.08CV2410(NorthernDist.ofIll.)

1100045FOIA 01/20/2011Aripoli,Scott ShookHardy&Bacon

LLP

RequestorSeeksallDocumentsandInformationRelatedtothe

CFTC'sInvestigationofDairyFarmersofAmerica,Inc.andIts

OfficersGaryHanmanandGeraldBosResultingintheDecember

16,2008CFTCOrder,DocketNo.0902

1100046FOIA 01/21/2011Homer,Peter RequestorsSeeksAnyDocuments,Communications,

Correspondence,NotesofTelephoneConversations,Affidavits,

Declarations,Transcripts,WitnessStatementsorCustomer

ComplaintsinConnectionwithViolationsoftheCommodity

ExchangeActbyGlobalAssetManagement,Inc.,American

PreciousMetals,Inc.,BerkshireAssetManagement,LLC,

DiversifiedPreciousMetalsInternational,Inc.,International

MetalsManagement,LelandNationalGoldExchange,andUnited

StatesMetalCorporation

1100047FOIA 01/21/2011Estrada,Joan ProfessionalCarpet

Service

RequestorSeeksInvoicesforFurnitureCleaning,CarpetCleaning

andInstallationandRepairServicesPerformedWithintheLast

TwoYears

1100048FOIA 01/21/2011Davis,Michael RequestforGeneralInformationonCommodityPools,

CommodityPoolOperators,andCommodityTradingAdvisors

1100049FOIA 01/25/2011Woodward,

Amy

IndependenceInstituteRequestforACopyoftheCommodityFuturesTrading

Commission'sFOIALogfromJuly1,2010toJanuary1,2011


16/23

1100050FOIA 01/25/2011Keegan,

Heather

FidelityCapitalMarketsRequestforFinancialPoolReportsofSparkManagement,LP

1100051FOIA 01/28/2011Briganti,Vincent

LoweyDannenbergCohen&Hart,PC

RequestsInformation,Documents,Records,and/orTestimonyConcerning,Relatingto,and/orProducedIntheMatterof

AndrewW.Daniels,EdwardL.Taylor,GlennA.Swanson,Global

AssetAdvisorsd/b/aDanielsTrading,andDanielsTradingGroup

LLC,CFTCDocketNo.1105

1100052FOIA 01/31/2011Shults,G.

Adam

OfficeofCongressman

JeffDuncan

RequestforI130FormforJagrutiPatel(WAC0502953370_

1100053FOIA 01/31/2011Bergin,Tom Reuters RequestaCopyofNotesTakenbyCFTCStaffAfterReviewof

InternalReviewbyKPMGofBP'sEnergyTradingPracticesin2006

1100054FOIA 02/01/2011Boneau,Craig Reid,Collins,Tsai,LLP RequestforDocumentsPertainingtoFuturesTradingActivities

EngagedinbyAgapeWorld

1100055FOIA 02/04/2011Stousland,

Grant

RequestfortheNamesofIndividualsWhoReceivedRelieffrom

theJudgmentAgainsttheDefendantsinCFTCv.FTIFinancial

Group,etal.,(97Civ7061)

1100056FOIA 02/04/2011Homer,Peter RequestforCopyofLeverageContract(s)Submittedwithan

ApplicationtoRegisteraLeverageCommodity

1100057FOIA 02/04/2011Gulotta,

AndrewTrinityCrew,Inc. RequestforInformationorRecordsofallCurrentlyRegistered

Series3Brokers

1100058FOIA 02/04/2011Ciavolella,

John

RequestfortheResultsoftheInvestigationofMikeDumitru&

InternationalCurrencyMarketManagement,Corp.

1100059FOIA 02/04/2011Park,Paula BloombergBriefs RequestCopiesofCareerandEducationHIstoryofCFTCSenior

Staff

1100060FOIA 02/08/2011McGrath,

Christopher


JacobsonLLP

RequestforDocumentsRelatingtoCFTCDocketNo.1105,Order

InstitutingProceedingsPursuanttoSections6(c)and6(d)ofthe

CEA,andCommissionOrderdatedJanuary26,2011

1100061FOIA 02/11/2011Clarke,David Reuters LetterstoAgencyfromMembersofCongress

1100062FOIA 02/11/2011Marques,

Rafael

Environmental

FinancialProducts,LLC

CopiesofVariousApplicationsforDesignationasaContract

MarketSubmittedbytheChicagoBoardofTradein1982

1100063FOIA 02/14/2011Strumpf,Dan DowJonesNewswires CFTC'sUseofaPricingBenchmarkoftheFuturesContractfor

WestTexasIntermediateCrudeOilTradedontheNewYork

MercantileExchange


17/23

1100064FOIA 02/16/2011Lynch,Sarah DowJonesNewswires RequestforaCopyofaContractHiringDeloittetoConducta

SeriesofFocusGroupsandHelpwithotherLogisticalPlanningfor

DoddFrank1100066FOIA 02/17/2011Brush,Silla BloombergNews ReferralfromtheOfficeofGovernmentEthicsinResponsetoa

RequestforaCopyofAllCommunicationBetweentheOfficeof

GovernmentEthicsandtheCommodityFuturesTrading

CommissionBetweenJanuary1,2010andthePresentDay

1100067FOIA 02/22/2011Rahmani,

Omid

SOAS,Universityof

London

RequestforCBOTWheat,KCBTWheat,CBOTSoybeans,CBOT

SoybeanOilandCBOTCornSupplementalCommodityIndex(CIT)

ReportfortheYears20042005

1100068FOIA 02/18/2011Eloranta,Justin

TexasTechUniversity RequestforCommitmentofTradersReports

1100069FOIA 02/25/2011Crymes,

LaShaunda

RequestforListingofOutstandingUncashedChecksIssuedby

theCFTCbetween20002009

1100070FOIA 02/28/2011Cusack,Bob TheHill RequestforFOIALogsfromNovember1,2010throughthe

PresentDate

1100071FOIA 03/08/2011Solis,Rebecca RequestforDocumentationRelatingtotheDeportationofJaime

SolisRodriguez

1100072FOIA 03/08/2011Chojecka,

AlexsandraTheFederalHomeLoan

BankofChicagoRequestforpdfcopyofCargillInvestorServices,Inc.,Form1FR

FCMfortheperiodof8/1/2005 8/31/2005

1100073FOIA 03/08/2011Rampton,

Roberta

ThomsonReuters RequestforLineItemListingofallTravelExpensesandSchedules

forChairmanGaryGenslerfrom2009throughMarch3,2011

1100074FOIA 03/08/2011Burns,David RequestorSeeksInformationonHowtoReadStockinthe

Newspaper

1100075FOIA 03/02/2011Wereschagin,

Michael

PittsburghTribune

Review

RequestCopiesForanAccountingofLegalExpensesChargedto

theAgencyforServicesInvolvingCongressionalTestimony,

Hearings,InvestigationsandInquiriesfrom2000tothePresent

1100076FOIA 03/09/2011Lynch,Sarah DowJonesNewswires RequestfordocumentsfromJuly21,2010 PresentthatDiscuss

CostBenefitAnalysisIssuesforDoddFrankRulemaking

1100077FOIA 02/28/2011Brush,Silla BloombergNews RequestforDocuments,Notes,andCommunicationsin2010

RelatingtoReferralstotheOfficeofInspectorGeneralfor

InvestigationintoPotentialViolationsof18U.S.C.207(a)(1)

1100078FOIA 02/11/2011Dullaghan, ProskauerRoseLLP RequestforCopiesofallPetitionsFiledtoDatewiththeCFTCby


18/23

Alice EntitiesOperatingasExemptCommercialMarketsandPetitions

FiledtoDatebyEntitiesOperatingasExemptBoardsofTrade

1100079FOIA 02/28/2011Nissen,William

SidleyAustinLLP RequestforCopiesofFOIARequestsSubmittedonorAfterJanuary26,2011WhichRefertoIntheMatterofAndrewW.

Daniels,etal.,CFTCDocketNo.1105("SettlementOrder")

1100080FOIA 02/28/2011Pearce,RobertLawOfficeofRobert

WaynePearce

RequestforMostRecentFormRequiredbytheCFTCtoApplyfor

RegistrationofLeveragedCommodities;theMostRecentform

RequiredbytheCFTCforRegistrationasaLeveragedTransaction

MerchantwitheithertheCFTCand/ortheNFA;CopyoftheLast

ApplicationforRegistrationofLeveragedCommoditiesapproved

bytheCFTC;andtheLastApplicationApprovedforRegistrationasaLeveragedTransactionMerchant

1100082FOIA 03/11/2011FonesWolf,

Colin

IUOE RequestforallInvestigatoryRecords,allEnforcementActions

TakenAgainsttheDefendants,AllLitigationFiles,AllDispositions,

IncludingDecisions,Rulings,Judgments,Orders,Pleas,and

SettlementsIntheMatterofCFTCv.PacificBullion,etal.,CivNo.

92MISC.259(DSH)(EDNYfiledJan.27,1998)

1100083FOIA 03/16/2011Blackman,

Joshua

Morgan,Lewis&

Bockius

RequestforInformationorRecordsRegardingIncentive

ProgramsOfferedtoMarketMakersforTradinginFuturesandOptionsinEurodollarsandU.S.TreasuriesbytheCMEorthe

CBOTfromJanuary2,2002 Present;andallRuleProposalsand

RelatedDocumentsRegardingtheGFXCorporationfromJanuary

2,2002 Present

1100084FOIA 03/22/2011Blau,Leslie RequestforCopyofLatestDisclosureDocumentofCommodity

TradingAdvisoryAetonianCapitalLLC(NFAID#0407174)

1100085FOIA 03/24/2011Pyser,Steven Williams&ConollyLLP RequestforTranscriptofPaulNockels'sDepositionIntheMatter

ofG.VictorJohnson,II,McGladrey&Pullen,LLP,Altschuler,

Melvoin&Glasser,LLP,CFTCDocketNo.1101

1100086FOIA 03/24/2011Hild,Harold RequestsListingofallCurrentCFTCStaff

1100087FOIA 03/24/2011Mukherjee,

Anjan

RequestforCorrespondenceandOtherInformationRequested

byorProvidedtoSen.ScottBrownbetweenFebruary42010

Present

1100088FOIA 03/24/2011Johnson,

Philip

RequestforaListingofCommissionerssince1975andtheirParty

Affiliations


19/23

1100089FOIA 03/24/2011Furlong,Paul RequestforAgencyInformationandRecordsRelatingto

MeetingsBetweenCFTCStaffandGoldmanSachs,JPMorgan

Chase

on

Proposed

CFTC

Rules

under

Dodd

Frank

Act

1100090FOIA 03/24/2011Zaccaro,

Thomas

RequestforInformationandRecordsthatRelatetoCFTC's

October14,2010ExternalMeetingwithBarclaysCapital,Inc.

1100091FOIA 04/04/2011Doering,

Christopher

ThomsonReuters RequestforDocumentstheCFTChasfiledwithOMBthat

DescribesWhattheAgencyWouldDoinCaseofaFederal

GovernmentShutdown

1100092FOIA 03/24/2011Roberts,

Samuel

CorrespondenceandInternalCommunicationstoandfrom

BrooksleyBornRelatingtotheRegulationofOvertheCounter

DerivativesduringherTenureasChairwomanoftheCFTC1100093FOIA 04/11/2011Mara,Kennon RequestInformationRegardingAnyInvestigation(Informalor

Formal)ConductedbytheCFTCofRBSSempraCommodities,

SempraEnergyTradingLLC,SempraEnergyorRBSPLCFromJune

2009tothePresent

1100094FOIA 04/11/2011Cuvilly,

Dominique

Alston&BirdLLP RequestforaCopyof19981999CFTCReportonthe

ImplementationoftheGlobexTradingSystemoftheChicago

MercantileExchange

1100095FOIA 04/11/2011McKenna,

Brian

RequestforCopiesofEmailsorTextstoandfromChairman

GenslerfromMarch2128,2011thatIncludeatLeastOneofthe

FollowingTerms:Silver;PositionLimits;Shorts;JPM;Morgan;GS;

BM;Goldman;3/30;andMarch30

1100096FOIA 04/01/2011YoungJones,

Marguerita

ReedSmithLLP RequestforaCopyofHedgingDefinitionsandtheUseof

FinancialFuturesandOptions:ProblemsandRecommendations

forReform,ReportoftheFinancialProductsAdvisoryCommittee

oftheCommodityFuturesTradingCommission,June1987

1100097FOIA 04/18/2011Brush,Silla BloombergNews RequestforCopiesoforAccesstoCongressional

Correspondence,IncludingbothCorrespondencefromandto

MembersofCongresswiththeFollowingCodes:20100036;

20110002;20110001;U201101006;U201101635;and

U20110012

1100098FOIA 04/19/2011Brush,Silla BloombergNews RequestforCopyofPeerReviewAuditoftheCFTCInspector

GeneralbytheInspectorGeneraloftheFederalElection

Commission


20/23

1100099FOIA 04/20/2011Hils,Shawn DemocraticSenatorial

CampaignCommittee

RequestforCorrespondenceandOtherInformationRequested

byorProvidedtoCongressmanDeanHellerbetweenJan.4,2006

Present

1100100FOIA 04/28/2011Cahill

11B0530,

David

RequestforInformationonBecomingaCommodityFutures

Trader

1100101FOIA 02/11/2011Briganti,

Vincent

LoweyDannenberg

Cohen&Hart,PC

RequestforInformation,Documents,Records,and/orTestimony

Concerning,Relatingto,and/orProducedinConnectionwithan

InvestigationRelatingtotheAllegedManipulationbyBPofthe

NextDayNaturalGasMarketatHoustonShipChannelDuring

OctoberandNovember20081100102FOIA 05/10/2011Schimmel,

Wolfgang

FTCCapitalGmbH RequestforInformationontheEntityFutures,Inc.,Foundedin

1948andClosedBefore1989

1100103FOIA 05/10/2011Klohonatz,Jan RequestforallDocumentsProvidedbyWellsFargoBanktothe

DivisionofEnforcementafterFebruary2,2011Relatingto

BeverlyPotter

1100104FOIA 05/16/2011Pearce,RobertLawOfficeofRobert

WaynePearce

RequestforaCopyoftheDivisionofEnforcement's

AdministrativeStaffManualandInstructionstotheStaff

1100105FOIA 05/16/2011Smallberg,

MichaelProjectonGovernment

OversightRequestforaCopyofallStatementsFiledwiththeGeneral

CounselbetweenJanuary1,2006andApril30,2011,byFormer

CommissionMembersorEmployeesWhoWithinTwoYearsAfter

LeavingtheCFTCWereEmployedorRetainedbyOutsideParties

onMattersinWhichTheyExpectedtoAppearBeforethe

Commission

1100106FOIA 05/18/2011Rome,Mark RequestforInformationRegardingallReportedEnforcement

Tips,Complaints,andIncidentsofFraudorWrongdoingInvolving

PotentialViolationsofPolicy,LawsandRegulationsreportedto

theCFTCfromJanuary2005tothePresent

1100107FOIA 05/18/2011Hedegaard,

Esben

LeonardN.SternSchool

ofBusiness

RequestforHistoricalDataonMaintenanceMargin

RequirementsandInitialMarinRequirementsforallContracts

CoveredbytheCFTC

1100108FOIA 06/01/2011Solomon,

Deborah

TheWallStreetJournalRequestforCopiesofChairmanGaryGensler'sCalendarforthe

PeriodCoveringMay25,2010throughthePresent,Including

Meetings,PhoneCalls,andotherContacts


21/23

1100109FOIA 05/25/2011Messina,AliciaCampbellCampbell

Edwards&Conroy

ConsentOrder,RobertA.Nagy,CFTCDocketNo.8428

11

00110

FOIA

05/25/2011

Strumpf,

Dan

Dow

Jones

Newswires

Request

for

Copies

of

Documents

Sent

in

Response

to

Previous

FOIARequestFiledbyAnnDavisandChipCumminsoftheWall

StreetJournalonAugust31,2006RelatingtoDocketNo.02CRO

0069,BPCorporationNorthAmerica

1100111FOIA 06/01/2011Huda,John RequestforaListofFOIArequestsfrom2010aboutWhicha

PolitcalAppointee(PersonAppointedunderScheduleC,aNon

CareerMemberoftheSES,orSenateConfirmedAppointee)

PersonallyMadeanInquiry,PersonallyReviewed,orPersonally

hadaHandintheDispositionoftheRequest1100112FOIA 06/01/2011Harding

Smith,Christy

RequestforInformationonPersonalAccountWithGlobal

AnalyticsFutures

1100113FOIA 06/07/2011Haglund,Evan ListofMeetingsinCalendarYear2010BetweenEmployeesofthe

CFTC'sOfficeofInspectorGeneralandWhiteHouseOfficials

1100114FOIA 06/07/2011Yochum,Stacy RequestforCopyoftheInteragencyAgreementBetweenthe

CFTC'sOfficeofInspectorGeneralandtheTreasuryInspector

GeneraltoInvestigatetheComplaintFiledbyJudgeBruceLevine

inDecember2010

1100115FOIA 06/07/2011Haglund,Evan RequestforAListofComplaintsorRequestsforInvestigation

ReceivedbytheCFTCOfficeofInspectorGeneralinEvery

CalendarYearBetween2000and2010

1100116FOIA 06/07/2011Haglund,Evan RequestforListofInvestigationstheCFTCOfficeofInspector

GeneralClosedCalendarYear2010;theDatetheCFTC's

WhistleblowerHotlinebecameOperational;andtheNumberof

FullTimeEmployeesWorkingintheOfficeofInspectorGeneral

attheEndofCalendarYear2010

1100117FOIA 06/09/2011Johnson,

Gbemende

RequestforCopiesofResumesofScheduleCEmployees

AppointedfromAugust15,2009toMay15,2011,NonCareer

MembersoftheSESEmployedfromAugust15,2009toMay15,

2011,andSenateConfirmedPresidentialAppointmentsfrom

August15,2009toMay15,2011

1100118FOIA 06/09/2011Selin,Jennifer RequestforaListofReportstheAgencyMadetoCongressin

2010thatwereMandatedinStatuteandtoWhomTheyWere


22/23

Sent;andaListoftheHouseandSenateCommitteesand

SubcommitteesthatHeardTestimonyfromAgencyOfficialsin

2010

1100119FOIA 06/09/2011Selin,Jennifer RequestforaCopyofAllWrittenCommunicationstotheSpeaker

oftheHouse,JohnBoehner(ROH)orChairoftheHouse

CommitteeonOversightandGovernmentReform,DarrellIssa(R

CA),betweenJanuary3,2011andMay15,2011

1100121FOIA 06/17/2011Wang,Qin UniversityofMichigan

Dearborn

RequestfortickdataonEminiS&P500futuresfrom1997to

2009(initialrequestprocessedbyDMO12232010)

1100122FOIA 06/20/2011Willard,Emily TheNationalSecurity

Archive

RequestforInformationonMaskana,SA

1100123FOIA 06/21/2011Jordan,

Onaray

RequestforGeneralInformationonCommodityFuturesTrading

1100125FOIA 06/30/2011Lennon,

Michael

BakerBottsLLP RequestforAnyandAllDocumentsorOtherRecords,Createdor

ObtainedonorAfterJanuary1,1985ContainingtheNamesof

CertainIndividualsandEntities

1100126FOIA 06/27/2011Bolton,

William

RequestforInformationonDisclosureDocumentsusedbya

CommodityPoolOperator

1100127FOIA 06/22/2011Ross,Ezra UniversityofCalifornia,

LosAngelesRequestforCopiesofCommunicationsfrom2002tothePresent

BetweentheCFTCandAnyMemberofCongressandAny

MemberoftheAdministrationofthePresidentoftheUnited

StatesReferringtotheCollectionofFines,Penaltiesor

RestitutionaryAwardsImposedAgainstAnyIndividualorEntity

1100128FOIA 06/29/2011McMillan,

Lynne

DavisPolk&Wardwell RequestforCFTCStudySubmittedin1984toH.R.Comm.on

AgricultureandSen.Comm.onAgriculture,Nutritionand

Forestry,titled"AStudyoftheNature,ExtentandEffectsof

FuturesTradingbyPersonsPossessingMaterial,Nonpublic

Information"

1100129FOIA 07/07/2011Weismann,

Anne

CREW RequestforCopiesofCFTCFOIALogsfromJanuary2010tothe

Present

1100130FOIA 07/15/2011Weirich,David RequestforCFTCReportsRegardingtheImpactofSpeculationon

thePricesofPhysicallySettledCrudeOilFutures;Requestfor

CFTCRecordsDescribingtheImpactofSpeculatorsonthePrice

ofPhysicallySettledCrudeOilFuturesforEachQuarterBeginning


23/23

inJanuary,2009

1100224FOIA 10/18/2010Falis,Melvyn Gusrae,Kaplan,Bruno

&

Nusbaum

PLLC

RequestformemodatedJanuary29,2008,fromtheCFTC

Division

of

Market

Oversight

to

the

Commission

relating

to

a

reviewofchangestotheCBOTandCMErulesintherulebook

harmonizationprocess.Thismemowasreferredtoatfootnote4

page8oftheRuleEnforcementReviewoftheCBOTandCMEby

DMO,datedSeptember13,2010.

1100277FOIA 07/12/2011Richardson,

Nela

Bloomberg RequestforInformationorRecordsRegardingthe

ImplementationofDoddFrankTitleVIIfromMay1,2011

throughJune20,2011,IncludingDocumentsandEmails

Concerning

Which

of

the

Proposed

Rules

Could

be

Finalized

by

July16,2011

TotalNoofCases:242