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NOTE:This report must be signed by an authorized offi cer and attested by the senior executive offi cer.
I,
Title of Offi cer Authorized to Sign Report
of the branch or agency specifi ed do hereby declare that this Report of Assets and Liabilities (including the supporting schedules and supplement) has been prepared in conformance with the instructions issued by the Federal Financial Institutions Examination Council and is true to the best of my knowledge and belief.
Signature of Offi cer Authorized to Sign Report
Board of Governors of the Federal Reserve SystemFederal Deposit Insurance CorporationOffi ce of the Comptroller of the Currency
Report of Assets and Liabilities of U.S. Branchesand Agencies of Foreign Banks
FFIEC 002/002SOMB No. 7100–0032/7100–0273Approval for the FFIEC 002 expires April 30, 2002.Approval for the FFIEC 002S expires April 30, 2002.
This report is required by law [12 U.S.C. §3105(c)(2);12 U.S.C. §1817(a)(1) and (3); and 12 U.S.C. §3102(b)].
at close of business on
Please indicate legal status: Branch Agency
Indicate FDIC insurance status: Insured UninsuredIf this report consolidates the statements for multiple branches or agencies of a foreign bank, indicate the number of branches or agencies included in this report:
Legal Title(s) and Address(es) of Branch(es) or Agency(ies) included in this report:
Legal Title
Street Address
City County
State Zip Code
Legal Title
Street Address
City County
State Zip Code
Legal Title
Street Address
City County
State Zip Code
Legal Title of Foreign Bank Parent
City Country
Person to be contacted concerning this report
Telephone Number (including area code and extension)
Name of Offi cer Authorized to Sign Report
I,
Title of Senior Executive Offi cer
attest the correctness of this Report of Assets and Liabilities (including the supporting schedules and supplement) and declare that it has been examined by us, and to the best of our knowledge and belief, has been prepared in conformance with the instructions issued by the Federal Financial Institutions Examination Council and is true and correct.
Signature of Senior Executive Offi cer
Name of Senior Executive Offi cer
Public reporting burden associated with the FFIEC 002 and FFIEC 002S is estimated to average 22.50 hours per response and 6.0 hours per response, respectively, including time to gather and maintain data in the required form and to review instructions and complete the information collection. A Federal agency may not conduct or sponsor, and an organization (or a person) is not required to respond to a collection of information, unless it displays a currently valid OMB control number. Comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing the burden, may be sent to Secretary, Board of Governors of the Federal Reserve System, Washington, D.C. 20551 and to Offi ce of Information and Regulatory Affairs, Offi ce of Management and Budget, Washington, D.C. 20503.
Return original and 2 copies to the Federal Reserve Bank in whose district the branch or agency is located.FDIC-insured branches should fi le one copy with the appropriate FDIC Regional Offi ce (Supervision).
Please read carefully “Instructions for Preparation of the Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks” and instructions for preparation of the supplement “Report of Assets and Liabilities of a Non-U.S. Branch that is Managed or Controlled by a U.S. Branch or Agency of a Foreign (Non-U.S.) Bank.”
FFIEC 002Page 1
(Column B)
IBF Only
(Column A)Total ReportingBranch or AgencyIncluding Its IBF
ASSETS 1. Claims on Nonrelated Parties: (Excludes all claims on related depository institutions but includes claims
on related nondepository institutions. See instructions for coverage and treatment of ‘‘nonrelated’’ and ‘‘related’’ institutions.)a. Cash and balances due from depository institutions (from Schedule A, item 6) ......................................................................................................b. U.S. Government securities:
(1) U.S. Treasury securities.....................................................................(2) U.S. Government agency obligations ................................................
c. Other bonds, notes, debentures, and corporate stock (including state and local securities):(1) Securities of foreign governments and offi cial institutions .................(2) Mortgage-backed securities ...........................................................(3) Other asset-backed securities........................................................(4) All other..............................................................................................
d. Federal funds sold and securities purchased under agreements to resell:(1) With depository institutions in the U.S..........................................(2) With others.........................................................................................
e. Loans and leases, net of unearned income (from Schedule C, item 11)..f. Trading assets..........................................................................................g. Customers' liability to this branch or agency on acceptances outstanding:
(1) U.S. addressees (domicile)................................................................(2) Non-U.S. addressees (domicile) ........................................................
h. Other assets including other claims on nonrelated parties ......................i. Total claims on nonrelated parties (sum of items 1.a through 1.h)...........
2. Net due from related depository institutions:a. For the reporting branch or agency including its IBF: Net due from head offi ce and other related depository institutions (items 4.g minus
item 1.i of Column A if item 4.g is greater than item 1.i; otherwise enter -0-)...................................................................................................b. For the IBF of the reporting branch or agency: Net due from establishing entity, head offi ce and other related depository institutions (item 4.g minus item 1.i of Column B if 4.g is greater than item 1.i; otherwise enter -0-) ............................................................
3. Total assets (for Column A, sum of items 1.i and 2.a; for Column B, sum of items 1.i and 2.b)...............................................................................
RCFD Bil Mil Thou RCFN Bil Mil Thou
1.a.
1.b.(1) 1.b.(2)
1.c.(1) 1.c.(2) 1.c.(3) 1.c.(4)
1.d.(1) 1.d.(2) 1.e. 1.f.
1.g.(1) 1.g.(2) 1.h. 1.i.
2.a.
2.b.
3.
Dollar Amounts in Thousands
Schedule RAL—Assets and LiabilitiesAll schedules are to be reported in thousands of U.S. dollars. Unless otherwise indicated, report the amount outstanding as of the last calendar day of the quarter.
Report of Assets and Liabilities of
Legal Title of Branch or Agency
at close of business on
0010 0010
0260
0371
A003 A003
C035 C035
C036 C036
C037 C037
1360 1360
1390 1390
2122 2122
3545 3545
2156
2157
2151 2151
2171 2171
2154
2154
2170 2170
FFIEC 002Page 2
Schedule RAL—continued(Column B)
IBF Only
(Column A)Total ReportingBranch or AgencyIncluding Its IBF
RCFD Bil Mil Thou RCFN Bil Mil ThouDollar Amounts in Thousands
4.a.
4.b.(1) 4.b.(2) 4.c. 4.d. 4.e. 4.f. 4.g.
5.a.
5.b.
6.
M.1.M.2.M.3.M.4.
M.7.M.8.
M.9.
M.10.
M.11.
M.13.
LIABILITIES 4. Liabilities to nonrelated parties: (Excludes all liabilities to related depository institutions but includes
all liabilities to related nondepository institutions. See instructions for coverage and treatment of “nonrelated” and “related” institutions.)a. Total deposits and credit balances (from Schedule E, item 7) .................b. Federal funds purchased and securities sold under agreements to
repurchase:(1) With depository institutions in the U.S..........................................(2) With others.........................................................................................
c. Other borrowed money (from Schedule P, item 4) ...................................d. Branch or agency liability on acceptances executed and outstanding.....e. Trading liabilities.......................................................................................f. Other liabilities to nonrelated parties........................................................g. Total liabilities to nonrelated parties (sum of items 4.a through 4.f) .........
5. Net due to related depository institutions:a. For the reporting branch or agency including its IBF: Net due to head
offi ce and other related depository institutions (item 1.i minus item 4.g of Column A if item 1.i is greater than item 4.g; otherwise enter -0-) .......
b. For the IBF of the reporting branch or agency: Net due to establishing entity, head offi ce and other related depository institutions (item 1.i minus item 4.g of Column B if item 1.i is greater than item 4.g;
otherwise enter -0-) .................................................................................. 6. Total liabilities (for Column A, sum of items 4.g and 5.a; for Column B, sum of items 4.g and 5.b) .............................................................................
Memoranda 1. Fair value of held-to-maturity securities ........................................................ 2. Amortized cost of held-to-maturity securities ................................................ 3. Fair value of available-for-sale securities...................................................... 4. Amortized cost of available-for-sale securities.............................................. 5. — 6. Not applicable 7. Fair value of structured notes ....................................................................... 8. Amortized cost of structured notes ............................................................... 9. Assets under the reporting branch or agency's management in
proprietary mutual funds and annuities ...................................................10. Revaluation gains on interest rate, foreign exchange rate, and other
commodity and equity contracts held for trading purposes ..........................11. Revaluation losses on interest rate, foreign exchange rate, and other
commodity and equity contracts held for trading purposes ..........................12. Not applicable.13. Pledged U.S. government securities1 ...........................................................
1. Includes held-to-maturity securities at amortized cost and available-for-sale securities at fair value.
2205 2205
2812 2812
2820 2820
3190 3190
2920
3548 3548
2916 2916
2927 2927
2944
2944
2950 2950
1771 1771
1754 1754
1773 1773
1772 1772
8783 8783
8782 8782
B570 B570
3543 3543
3547 3547
2785
FFIEC 002Page 3
Schedule RAL—continued
To be reported only with the March Report17. Indicate in the box at the right the number of the statement below that best describes the most
comprehensive level of auditing work performed for the branch or agency by, or on behalf of, the parent organization during the preceding year .......................................................................................
1=Independent annual audit of the branch or agency conducted in accordance with U.S. generally accepted auditing standards by a certifi ed public accounting fi rm
2=Independent annual audit of the branch or agency conducted in accordance with home country auditing standards by an independent accounting fi rm
3=Review of the fi nancial statements of the branch or agency by external auditors, as part of the audit of the parent organization
4=Review of the fi nancial statements of the branch or agency by internal auditors
5=Compilation of the fi nancial statements of the branch or agency by external auditors
6=Other audit procedures7=No audit or independent review
RCFD Bil Mil ThouDollar Amounts in ThousandsSTATUTORY OR REGULATORY REQUIREMENTas appropriate for the reporting institution (see instructions) 1. Asset maintenance requirement ................................................................... 2. Asset pledge requirement/Capital equivalency deposit ................................ 3. FDIC asset maintenance requirement (for FDIC insured branches only):
a. Average liabilities for the preceding calendar quarter .......................b. Eligible assets as of the report date.....................................................
Total ReportingBranch or AgencyIncluding Its IBF
S.1.S.2.
S.3.a.S.3.b.
14. If other assets including other claims on nonrelated parties (item 1.h) exceed 5 percent of total assets (item 3), itemize and describe amounts that exceed 25 percent of item 1.h.a.b.c.
15. If other liabilities to nonrelated parties (item 4.f) exceed 5 percent of total liabilities (item 6), itemize and describe amounts that exceed 25 percent of item 4.f.a.b.c.
16. Number of full-time equivalent employees of the branch or agency at end of current period (round to nearest whole number)................................
Dollar Amounts in Thousands
Total ReportingBranch or AgencyIncluding Its IBF
RCFD Bil Mil Thou
TEXTA539TEXTA540
Number
M.16.
Memoranda—Continued
TEXTA542TEXTA543TEXTA544
TEXTA541
A539
A540
A541
A542
A543
A544
M.14.a.M.14.b.M.14.c.
M.15.a.M.15.b.M.15.c.
RCFD
Number
M.17.RCFD
4150
6724
3343
3349
2334
2387
Schedule A—Cash and Balances Due from Depository InstitutionsNOTE: Exclude all transactions with related depository institutions.
FFIEC 002Page 4
(Column B)
IBF Only RCFD Bil Mil Thou RCFN Bil Mil ThouDollar Amounts in Thousands
(Column A)Total ReportingBranch or AgencyIncluding Its IBF
1. 2.
3.a. 3.b.
4.a. 4.b. 4.c. 5.
6.
1. Cash items in process of collection and unposted debits ............................. 2. Currency and coin (U.S. and foreign) ........................................................... 3. Balances due from depository institutions in the U.S.:
a. U.S. branches and agencies of other foreign banks (including their IBFs).........................................................................................................
b. Other depository institutions in the U.S. (including their IBFs)................. 4. Balances due from banks in foreign countries and foreign central banks:
a. Foreign branches of U.S. banks...............................................................b. Banks in home country and home country central bank .........................c. All other banks in foreign countries and foreign central banks ................
5. Balances due from Federal Reserve Banks .................................................
6. Total (sum of items 1 through 5) (must equal Schedule RAL, item 1.a)........
0020 0020
0080
0083 0083
0085 0085
0073 0073
2431 2431
3149 3149
0090
RCXX RCXY
0010 0010
FFIEC 002Page 5
Schedule C—LoansPart I. Loans and LeasesNet of unearned income.
NOTE: Exclude all transactions with related depository institutions. (Column B)
IBF Only
(Column A)Total ReportingBranch or AgencyIncluding Its IBF
RCFD Bil Mil Thou RCFN Bil Mil ThouDollar Amounts in Thousands 1. Loans secured by real estate........................................................................ 2. Loans to depository institutions and acceptances of other banks:
a. To commercial banks in the U.S. (including their IBFs):(1) To U.S. branches and agencies of other foreign banks .....................(2) To other commercial banks in the U.S. ..............................................
b. To other depository institutions in the U.S. (including their IBFs).............c. To banks in foreign countries:
(1) To foreign branches of U.S. banks.....................................................(2) To other banks in foreign countries....................................................
3. Loans to other fi nancial institutions............................................................... 4. Commercial and industrial loans:
a. To U.S. addressees (domicile) .................................................................b. To non-U.S. addressees (domicile) ..........................................................
5. Not applicable. 6. Loans to foreign governments and offi cial institutions (including foreign
central banks) ............................................................................................... 7. Loans for purchasing or carrying securities (secured and unsecured) ......... 8. All other loans (include state and local obligations other than securities
and loans to individuals) ............................................................................... 9. Lease fi nancing receivables (net of unearned income):
a. Of U.S. addressees (domicile) .................................................................b. Of non-U.S. addressees (domicile) ..........................................................
10. Less: Any unearned income on loans refl ected in items 1–8 above .............11. Total loans and leases, net of unearned income (sum of items 1 through
9 minus item 10) (must equal Schedule RAL, item 1.e)................................
Memoranda 1. Not applicable. 2. Holdings of own acceptances included in Schedule C, part I, item 4 ........... 3. Commercial and industrial loans with remaining maturity of one year or less
(excluding those in nonaccrual status):a. With predetermined interest rates ............................................................b. With fl oating interest rates........................................................................
4. Commercial and industrial loans with remaining maturity of more than one year (excluding those in nonaccrual status):a. With predetermined interest rates ............................................................b. With fl oating interest rates........................................................................
1.
2.a.(1) 2.a.(2) 2.b.
2.c.(1) 2.c.(2) 3.
4.a. 4.b.
6. 7.
8.
9.a. 9.b.10.
11.
M.2.
M.3.a.M.3.b.
M.4.a.M.4.b.
1410 1410
B532 B532
B533 B533
B534 B534
B536 B536
B537 B537
1520 1520
1763 1763
1764 1764
2081 2081
1545 1545
1885 1885
2182 2182
2183 2183
2123 2123
RCXX RCXY
2122 2122
RCFD
3341
6119
6120
6122
6123
FFIEC 002Page 6
Schedule E—Deposit Liabilities and Credit BalancesNOTE: Exclude all transactions with related depository institutions.
Dollar Amounts in Thousands RCON Bil Mil Thou RCON Bil Mil Thou RCON Bil Mil Thou RCFN Bil Mil Thou
(Column A)Total transactionaccounts andcredit balances(excluding IBF)
(Column B)
Memo: Total demanddeposits (included inColumn A)
(Column C)Total nontransactionaccounts(including MMDAs)(excluding IBF)
(Column D)
IBF deposit liabilities*
Transaction Accounts Nontransactions Accts.
* Amounts in this column should exclude those IBF liabilities to be reported as “Federal funds purchased and securities sold under agreements to repurchase” or as “Other borrowed money.”
Total Deposit Liabilities and Credit Balances, Excluding IBF
1.a.
1.b.
2.a.
2.b.
3.a.
3.b.
4.
5.
7.
1. Individuals, partnerships, and corporations (include all certifi ed and offi cial checks):a. U.S. addressees
(domicile)......................b. Non-U.S. addressees
(domicile)...................... 2. Commercial banks in the
U.S. (including their IBFs):a. U.S. branches and
agencies of other foreign banks................
b. Other commercial banks in the U.S. ..........
3. Banks in foreign countries:a. Foreign branches of
U.S. banks....................b. Other banks in foreign
countries....................... 4. Foreign governments and
offi cial institutions (includ-ing foreign central banks)..
5. All other deposits and credit balances..................
6. Not applicable. 7. Total deposits and credit
balances (sum of Columns A, C, and D must equal Schedule RAL, item 4.a, Column A. Column D must equal Schedule RAL,
item 4.a, Column B) ..........
Total ReportingBranch or AgencyExcluding Its IBFRCON Bil Mil ThouDollar Amounts in Thousands
M.1.a.
M.1.c.
Memoranda
1. Components of total nontransaction accounts (included in item 7, Column C):a. Time deposits of $100,000 or more.................................................................................................b. Not applicable.c. Time certifi cates of deposit of $100,000 or more with remaining maturity of more than 12 months
C040 C041 C042
C043 C044 C045
1643 2347 1668
1645 2348 1669
1646 2367 1671
1647 2373 1672
1649 2377 2650
1650 2259 2261
RCXY
1653 2210 2385 2205
2604
6643
FFIEC 002Page 7
Schedule K—Quarterly Averages1
NOTE: Exclude all transactions with related depository institutions.
Total ReportingBranch or AgencyIncluding Its IBF
RCFD Bil Mil ThouDollar Amounts in Thousands
1. For all items, branches and agencies have the option of reporting either (1) an average of daily fi gures for the quarter or (2) an average of weekly fi gures (i.e., the Wednesday of each week of the quarter).
ASSETS 1. Interest-bearing balances due from depository institutions (corresponds to part of Schedule RAL, item 1.a, Column A) ............................................................................................................................. 2. Federal funds sold and securities purchased under agreements to resell (corresponds to Schedule RAL, item 1.d, Column A) .................................................................................................... 3. Total loans, net of unearned income (corresponds to Schedule RAL, item 1.e, Column A) ................ 4. Loans to and acceptances of banks in foreign countries (corresponds to Schedule C, item 2.c,
Column A) ............................................................................................................................................ 5. Total claims on nonrelated parties (corresponds to Schedule RAL, item 1.i, Column A) .....................
LIABILITIES 6. Time certifi cates of deposit of $100,000 or more (corresponds to part of Schedule E,
Memorandum item 1.a) ........................................................................................................................ 7. Interest-bearing deposits and credit balances (corresponds to part of Schedule RAL, item 4.a,
Column A) ............................................................................................................................................ 8. Federal funds purchased and securities sold under agreements to repurchase (corresponds to
Schedule RAL, item 4.b, Column A) .................................................................................................... 9. Other borrowed money (corresponds to Schedule RAL, item 4.c, Column A).....................................
1.
2. 3.
4. 5.
6.
7.
8. 9.
3381
3365
3360
3105
3106
3345
3107
3353
3355
FFIEC 002Page 8
1. For each column, sum of items 9.a through 9.e must equal sum of items 10 and 11.2. Spot foreign exchange is reported in Schedule L, item 2.
RCFD Bil Mil Thou RCFD Bil Mil Thou RCFD Bil Mil Thou RCFD Bil Mil Thou
9. Gross amounts (e.g., notional amounts):a. Futures contracts .........b. Forward contracts ........c. Exchange-traded
option contracts:(1) Written options .......(2) Purchased options .
d. Over-the-counter option contracts:(1) Written options .......(2) Purchased options .
e. Swaps ..........................
9.a. 9.b.
9.c.(1) 9.c.(2)
9.d.(1) 9.d.(2) 9.e.
(Column A)Interest Rate Contracts
(Column B)Foreign ExchangeContracts2
(Column C)Equity DerivativeContracts
(Column D)Commodity andOther ContractsDerivatives
Position Indicators1
Dollar Amounts in Thousands
Total ReportingBranch or AgencyIncluding Its IBF
Dollar Amounts in Thousands 1. 2.
3.a. 3.a.(1) 3.a.(2) 3.b. 4.
5.
7.
7.a. 7.b. 7.c.
8.
8.a. 8.b. 8.c.
RCFD Bil Mil Thou
1. Commitments to make or purchase loans ........................................................................................... 2. Spot foreign exchange contracts ......................................................................................................... 3. Standby letters of credit:
a. Total.................................................................................................................................................(1) . To U.S. addressees (domicile) ..................................................................................................(2) . To non-U.S. addressees (domicile)...........................................................................................
b. Amount of total standby letters of credit in item 3.a conveyed to others through participations ..... 4. Commercial and similar letters of credit ............................................................................................... 5. Participations in acceptances conveyed to others by the reporting branch or agency
(as described in the instructions) ......................................................................................................... 6. Not applicable. 7. All other off-balance-sheet contingent liabilities greater than or equal to 1/2 percent of total claims
on nonrelated parties as reported on Schedule RAL, item 1.i .............................................................List below each component of this item greater than or equal to 1 percent of total claims on nonrelated parties as reported on Schedule RAL, item 1.i:a.b.c.
8. All other off-balance-sheet contingent claims (assets) greater than or equal to 1/2 percent of total claims on nonrelated parties as reported on Schedule RAL, item 1.i .........................List below each component of this item greater than or equal to 1 percent of total claims on nonrelated parties as reported on Schedule RAL, item 1.i:a.b.c.
TEXT5606
RCFD Bil Mil ThouTEXT5598
TEXT5601
TEXT5600
TEXT5605
TEXT5604
RCFD Bil Mil Thou
Schedule L—Derivatives and Off-Balance-Sheet ItemsNOTE: Exclude all transactions with related depository institutions.
Legal Title of Branch or Agency
5598
5600
5601
5604
5605
5606
3423
8765
3375
3376
3377
3378
3411
3428
5602
5603
8693 8694 8695 8696
8697 8698 8699 8700
8701 8702 8703 8704
8705 8706 8707 8708
8709 8710 8711 8712
8713 8714 8715 8716
3450 3826 8719 8720
FFIEC 002Page 9
Schedule L—ContinuedNOTE: Exclude all transactions with related depository institutions.
RCFD Bil Mil Thou RCFD Bil Mil Thou RCFD Bil Mil Thou RCFD Bil Mil Thou
10. Total gross notional amount of derivative contracts held for trading ..
11. Total gross notional amount of derivative contracts held for purposes other than trading ...............................
(Column A)Interest Rate Contracts
(Column B)Foreign ExchangeContracts1
(Column C)Equity DerivativeContracts
(Column D)Commodity andOther ContractsDerivatives
Position Indicators
Dollar Amounts in Thousands
1. Spot foreign exchange is reported in Schedule L, item 2.
12. Gross fair values of derivative contracts:a. Contracts held for
trading:(1) Gross positive fair
value ......................(2) Gross negative
fair value ................b. Contracts held for
purposes other than trading:(1) Gross positive fair
value ......................(2) Gross negative
fair value ................
The following items should be completed by those branches or agencies with total assets of $100 million or more.
12.a.(1)
12.a.(2)
12.b.(1)
12.b.(2)
10.
11.
Memoranda RCFD Bil Mil ThouDollar Amounts in Thousands
1. Notional amount of all credit derivatives on which the reporting branch or agency is the guarantor..............................................................................................................................................
2. Notional amount of all credit derivatives on which the reporting branch or agency is the benefi ciary............................................................................................................................................
M.1.
M.2.
A126 A127 8723 8724
8725 8726 8727 8728
8733 8734 8735 8736
8737 8738 8739 8740
8741 8742 8743 8744
8745 8746 8747 8748
A534
A535
3008 3007
3010 3009
3171 3172
3173 3174
3175 3176
3177 3178
3179 3180
3002 3001
3026 3025
3028 3027
3181 3182
A006 A007
FFIEC 002Page 10
PART I: Transactions of reporting institution including its IBF with related depository institutions, refl ected in net due from/due to items (items 2.a and 5.a; Column A) in Schedule RAL.
Amounts outstanding as of report date: 1. U.S. domiciled offi ces of related depository institutions (including their
IBFs):a. Related branches and agencies in the U.S.:
(1) In same state as the reporting offi ce..................................................(2) In other states ....................................................................................
b. Offi ces in the U.S. of other related depository institutions (including Edge and Agreement corporations and New York investment companies)...............................................................................................
2. Non-U.S. domiciled offi ces of related depository institutions:a. Head offi ce of parent bank .......................................................................b. Non-U.S. branches and agencies of the parent bank:
(1) Offi ces in the Caribbean ....................................................................(2) Other offi ces ......................................................................................
c. Other non-U.S. offi ces of related depository institutions .......................... 3. Total (sum of items 1.a, 1.b, and 2.a through 2.c)......................................... 4. Net due from head offi ce and other related depository institutions (item 3,
Column A minus Column B—enter the amount with a minus sign (–) if Column B is greater than Column A. The absolute value of item 4 must equal Schedule RAL, item 2.a if in item 3 above Column A is greater than Column B, or Schedule RAL, item 5.a if in item 3
above Column B is greater than Column A) .............
Memoranda 1. Average daily (or weekly) amounts for the quarter ending with the report
date:a. Related depository offi ces domiciled in the U.S. (corresponds to
items 1.a and 1.b of Part I above) ............................................................b. Related depository offi ces domiciled outside of the U.S. (corresponds
to items 2.a through 2.c of Part I above) ................................................. 2. Sum of those parts of items 1.b and 2.c of Part I above that are with
wholly-owned depository subsidiaries of the parent bank............................. 3. Trading assets and liabilities, related parties (amount is included in item 3
above, and in Schedule RAL, items 2.a and 5.a, respectively) ....................
RCFD Bil Mil Thou RCFD Bil Mil ThouDollar Amounts in Thousands
1.a.(1) 1.a.(2)
1.b.
2.a.
2.b.(1) 2.b.(2) 2.c. 3.
4.
M.1.a.
M.1.b.
M.2.
M.3.
(Column A)Gross due from
(Column B)Gross due to
Schedule M—Due from/Due to Related Institutions in the U.S. and in Foreign Countries (CONFIDENTIAL)
The Federal Financial Institutions Examination Council regards the individual respondent information provided by each report-ing institution on this schedule as confi dential. If it should be determined subsequently that any information collected on this schedule must be released, respondents will be notifi ed.
Total Reporting Branch or AgencyIncluding Its IBF
3035
3030 3029
3032 3031
3034 3033
3193
1888
3194
3004 3003
3173 3174
3175 3176
3177 3178
3179 3180
3002 3001
FFIEC 002Page 11
Schedule M (CONFIDENTIAL)—continued
RCFN Bil Mil Thou RCFN Bil Mil ThouDollar Amounts in Thousands
(Column A)Gross due from
(Column B)Gross due to
IBF Only
1.a.
1.b.(1)
1.b.(2)(a) 1.b.(2)(b) 1.b.(3) 1.c.
1.d.
2.
3.
PART II: Transactions of reporting institution's IBF with related depository institutions.
Amounts outstanding as of report date: 1. IBF transactions with related depository institutions other than transactions
with establishing entity:a. IBF transactions with IBFs of related depository institutions domiciled
in the U.S. (included in Part I, item 1) ......................................................b. IBF transactions with related depository institutions domiciled outside
the U.S. (included in Part I, item 2):(1) Head offi ce of parent bank.................................................................(2) Non-U.S. branches and agencies of the parent bank:
(a) Offi ces in the Caribbean..............................................................(b) Other offi ces ................................................................................
(3) Other related depository institutions domiciled outside the U.S. .......c. Total (sum of items 1.a and 1.b.(1) through 1.b.(3) above) ......................d. IBF net due from related depository institutions
other than establishing entity (item 1.c, Column A minus Column B—enter the amount with a minus sign (–) if Column B is greater than Column A....................................................
2.. IBF net due from establishing entity (if net due to, enter the amount with a minus sign (–))..................
3.. IBF net due from all related depository institutions (sum of items 1.d and 2 above; if negative, enter the amount with a minus sign (–)). (If this item is positive, it must equal Schedule RAL, item 2.b;if this item is negative, its absolute value must equal Schedule RAL, item 5.b.) ..............................
RCFD Bil Mil Thou RCFD Bil Mil ThouDollar Amounts in Thousands
(Column A)Gross due from
(Column B)Gross due to
Total Reporting Branch or AgencyIncluding Its IBF
PART III: Transactions of reporting institution including its IBF with related nondepository subsidiaries. These are not refl ected in the net due from/due to items (items 2.a and 5.a) in Schedule RAL.
Amounts outstanding as of report date with: 1. Related nondepository majority-owned subsidiaries in the U.S.................... 2. Related nondepository majority-owned subsidiaries in foreign countries .....
Memorandum 1. Amount of items 1 and 2 above for wholly-owned related nondepository
subsidiaries ...................................................................................................
1. 2.
M.1.
Total ReportingBranch or AgencyIncluding Its IBF
RCFD Bil Mil Thou Dollar Amounts in ThousandsPART IV: Confi dential Loan Information. 1. Amount of allowance for loan losses, if any, carried on the books of the reporting branch or
agency including its IBF ....................................................................................................................... 2. Other real estate owned.......................................................................................................................
1. 2.
3195
2150
A008 A009 A010 A037
A038 A039 A040 A041
A042 A043 A044 A045
A046 A047 A048 A049
A050 A051 A052 A053
A054 A055 A056 A057
A058 A059 A060 A061
A062 A063 A064 A065
5766
A125
5770
5771
5772
8569
8573
FFIEC 002Page 12
Total ReportingBranch or AgencyIncluding Its IBF
Dollar Amounts in Thousands
Schedule M (Confi dential)—Continued
1. 2. 3. 4.
5.
7.
7.a. 7.b. 7.c.
8.
8.a. 8.b. 8.c.
PART V: Derivatives and off-balance-sheet items: with related depository institutions. 1. Commitments to make or purchase loans ........................................................................................... 2. Spot foreign exchange contracts ......................................................................................................... 3. Total standby letters of credit ............................................................................................................... 4. Commercial and similar letters of credit ............................................................................................... 5. Participations in acceptances conveyed to related depository institutions by the reporting branch
or agency (as described in the instructions) ........................................................................................ 6. Not applicable. 7. All other off-balance-sheet contingent liabilities greater than or equal to 1/2 percent of total claims
on related depository institutions as reported in Schedule M, Part I, Item 3, Column A ......................List below each component of this item greater than or equal to 1 percent of total claims on related depository institutions as reported on Schedule M, Part I, Item 3, Column A:a.b.c.
8. All other off-balance-sheet contingent claims (assets) greater than or equal to 1/2 percent of total claims on related depository institutions as reported in Schedule M, Part I, Item 3, Column AList below each component of this item greater than or equal to 1 percent of total claims on related depository institutions as reported on Schedule M, Part I, Item 3, Column A:a.b.c.
TEXT8576
TEXT8575
TEXT8574
RCFD Bil Mil Thou
RCFD Bil Mil ThouTEXT8570
TEXT8572
TEXT8571
RCFD Bil Mil Thou
RCFD Bil Mil Thou RCFD Bil Mil Thou RCFD Bil Mil Thou RCFD Bil Mil Thou
9. Gross amounts (e.g., notional amounts):a. Futures contracts .........b. Forward contracts ........c. Exchange-traded
option contracts:(1) Written options .......(2) Purchased options .
d. Over-the-counter option contracts:(1) Written options .......(2) Purchased options .
e. Swaps ..........................10. Total gross notional
amount of derivative contracts held for trading ..
9.a. 9.b.
9.c.(1) 9.c.(2)
9.d.(1) 9.d.(2) 9.e.
10.
(Column A)Interest Rate Contracts
(Column B)Foreign ExchangeContracts2
(Column C)Equity DerivativeContracts
(Column D)Commodity andOther ContractsDerivatives
Position Indicators1
Dollar Amounts in Thousands
1. For each column, sum of items 9.a through 9.e must equal sum of items 10, 11.a, and 11.b.2. Spot foreign exchange is reported in Schedule M, Part V, item 2.
8570
8571
8572
8574
8575
8576
A074 A075 A076 A077
A078 A079 A080 A081
A082 A083 A084 A085
A086 A087 A088 A089
FFIEC 002Page 13
Schedule M (CONFIDENTIAL)—Continued
RCFD Bil Mil Thou RCFD Bil Mil Thou RCFD Bil Mil Thou RCFD Bil Mil Thou
11. Total gross notional amount of derivative contracts held for purposes other than trading ............................... 11.
(Column A)Interest Rate Contracts
(Column B)Foreign ExchangeContracts1
(Column C)Equity DerivativeContracts
(Column D)Commodity andOther ContractsDerivatives
Position Indicators
Dollar Amounts in Thousands
The following items should be completed by those branches or agencies with total assets of $100 million or more.
12. Gross fair values of derivative contracts:a. Contracts held for
trading:(1) Gross positive fair
value ......................(2) Gross negative
fair value ................b. Contracts held for
purposes other than trading:(1) Gross positive fair
value ......................(2) Gross negative
fair value ................
12.a.(1)
12.a.(2)
12.b.(1)
12.b.(2)
1. Spot foreign exchange is reported in Schedule M, Part V, item 2.
Memoranda RCFD Bil Mil ThouDollar Amounts in Thousands
1. Notional amount of all credit derivatives on which the reporting branch or agency is the guarantor..............................................................................................................................................
2. Notional amount of all credit derivatives on which the reporting branch or agency is the benefi ciary............................................................................................................................................
M.1.
M.2.
A066 A067 A068 A069
A536
A537
1606 1607 1608 1609
1421 1422 1423 1424
3183 3184 3185 3186
1623 1624 1625 1627
1406 1407 1403 1404
1628 1629 1582 1637
FFIEC 002Page 14
Schedule N—Past Due, Nonaccrual, and Restructured LoansNOTE: Exclude all transactions with related depository institutions.
Dollar Amounts in Thousands RCFD Bil Mil Thou RCFD Bil Mil Thou RCFD Bil Mil Thou RCFD Bil Mil Thou
1.a.
1.b.
1.c.
2.
3.
M.1.
(Column A)Past due 30 through89 days and stillaccruing
(Column B)Past due 90 days ormore and stillaccruing
(Column C)
Nonaccrual
(Column D)Restructured and in compliance with modifi ed terms
Total Reporting Branch or Agency Including Its IBF
1. Total loans to U.S. addressees (domicile):a. Commercial and
industrial loans .............b. Loans secured by real
estate ...........................c. All other loans (includ-
ing all lease fi nancing receivables) ..................
2. Total loans to non-U.S. addressees (domicile) .......
3. Total (sum of items 1.a through 1.c and 2) .............
Memoranda 1. Book value of loans sold
or otherwise transferred to head offi ce or to related institutions and still serviced by the reporting branch or agency ..............
2. Interest rate, foreign exchange rate, and other commodity and equity contracts:
Fair value of amounts carried as assets ............ M.2. 3529 3530
RCXZ
2210
RCON
3511
5763
0030
0031
0032
3510
3512
3514
3141
3142
5764
3143
3144
5765
2314
2315
5596
2702
2710
FFIEC 002Page 15
Schedule O—Other Data for Deposit Insurance AssessmentsThis schedule is to be completed only by branches whose deposits are insured by the FDIC.
Dollar Amounts in Thousands
Reporting BranchExcluding Its IBF
Number
Number
1.a.
1.b. 1.c.
2.a.
2.b.(1) 2.b.(2)
3.a.
3.b.(1) 3.b.(2)
4.a. 4.b. 4.c.
5.a. 5.b. 5.c.
6.a. 6.b. 7.
M.1.a.(1)
M.1.a.(2)
M.1.b.(1)
M.1.b.(2)
1. Total deposits of the branch (excluding IBF):a. Total demand deposits (excluding IBF) ...........................................................................................
b. Total time and savings deposits (excluding IBF) .............................................................................c. Interest accrued and unpaid on deposits (excluding IBF) ...............................................................
2. Unposted debits:a. Actual amount of all unposted debits .............................................................................................. ORb. Separate amount of unposted debits:
(1) . Actual amount of unposted debits to demand deposits ............................................................(2) . Actual amount of unposted debits to time and savings deposits ..............................................
3. Unposted credits (see instructions):a. Actual amount of all unposted credits ............................................................................................. ORb. Separate amount of unposted credits:
(1) . Actual amount of unposted credits to demand deposits ...........................................................(2) . Actual amount of unposted credits to time and savings deposits .............................................
4. Deposits of majority-owned depository subsidiaries of the parent foreign bank (not included in total deposits):a. Demand deposits of majority-owned depository subsidiaries .........................................................b. Time and savings deposits of majority-owned depository subsidiaries...........................................c. Interest accrued and unpaid on deposits of majority-owned depository subsidiaries .....................
5. Deposits of wholly-owned nondepository subsidiaries of the parent foreign bank (included in total deposits):a. Demand deposits of wholly-owned nondepository subsidiaries......................................................b. Time and savings deposits of wholly-owned nondepository subsidiaries .......................................c. Interest accrued and unpaid on deposits of wholly-owned nondepository subsidiaries..................
6. Reserve balances actually passed through to the Federal Reserve by the reporting branch on behalf of its respondent depository institutions that are also refl ected as deposit liabilities of the reporting branch:a. Amount refl ected in demand deposits (included in item 1.a above)................................................b. Amount refl ected in time and savings deposits (included in item 1.b above)..................................
7. Deposits in lifeline accounts.................................................................................................................
Memoranda 1. Total deposits of the branch (excluding IBF)
(sum of Memorandum items 1.a.(1) and 1.b.(1) must equal sum of items 1.a and 1.b above):a. Deposit accounts of $100,000 or less:
(1) . Amount of deposit accounts of $100,000 or less......................................................................(2) Number of deposit accounts of $100,000 or less (to be
reported for the June report only) ......................................................b. Deposit accounts of more than $100,000:
(1) . Amount of deposit accounts of more than $100,000 ................................................................
(2) Number of deposit accounts of more than $100,000.........................
Bil Mil Thou
3779
2722
3312 3312
3313 3313
3314 3314
3315 3315
2869 2869
RCXX RCXY
3190 3190
RCFD
2805
6861
5597
5590
8785
A181
A182
A527
A528
FFIEC 002Page 16
Schedule P—Other Borrowed MoneyNOTE: Exclude all transactions with related depository institutions.
1. Owed to nonrelated commercial banks in the U.S. (including their IBFs):a. Owed to U.S. offi ces of nonrelated U.S. banks........................................b. Owed to U.S. branches and agencies of nonrelated foreign banks .........
2. Owed to nonrelated banks in foreign countries:a. Owed to foreign branches of nonrelated U.S. banks ...............................b. Owed to foreign offi ces of nonrelated foreign banks................................
3. Owed to others..............................................................................................
4. Total (sum of items 1 through 3) (must equal Schedule RAL, item 4.c) ........
Memorandum 1. Immediately available funds with a maturity greater than one day included
in other borrowed money ..............................................................................
RCFD Bil Mil Thou RCFN Bil Mil ThouDollar Amounts in Thousands
(Column A)Total ReportingBranch or AgencyIncluding Its IBF
(Column B)
IBF ONLY
1.a. 1.b.
2.a. 2.b. 3.
4.
M.1.
Schedule O—Continued
Memoranda—Continued
2. Estimated amount of uninsured deposits in the branch (excluding IBF):a. An estimate of your branch's uninsured deposits can be determined by multiplying the number
of deposit accounts of more than $100,000 reported in Memorandum item 1.b.(2) above by $100,000 and subtracting the result from the amount of deposit accounts of more than $100,000 reported in Memorandum item 1.b.(1) above.
Indicate in the appropriate box at the right whether your branch has a method or procedure for determining a better estimate of uninsured deposits than the estimate described above ..............
b. If the box marked YES has been checked, report the estimate of uninsured deposits determined by using your branch's method or procedure ...............................................................
3. Preferred deposits................................................................................................................................ 4. Adjustments to demand deposits (excluding IBF) reported in Schedule E for certain reciprocal
demand balances:a. Amount by which demand deposits would be reduced if reciprocal demand balances between
the reporting branch or agency and savings associations were reported on a net basis rather than a gross basis in Schedule E ..........................................................................
b. Amount by which demand deposits would be increased if reciprocal demand balances between the reporting branch or agency and U.S. branches and agencies of foreign banks were reported on a gross basis rather than a net basis in Schedule E...........................................
c. Amount by which demand deposits would be reduced if cash items in process of collection were included in the calculation of net reciprocal demand balances between the reporting branch or agency and U.S. banks and savings associations in Schedule E...................................
5. Amount of assets netted against deposit liabilities on the balance sheet in accordance with generally accepted accounting principles (exclude amounts related to reciprocal demand balances)a. Amount of assets netted against demand deposits ........................................................................b. Amount of assets netted against time and savings deposits ..........................................................
Bil Mil ThouM.2.a.
M.2.b.M.3.
M.4.a.
M.4.b.
M.4.c.
M.5.a.M.5.b.
RCON YES NO
FFIEC 002Page 17Schedule S—Securitization and Asset Sale Activities
Dollar Amounts in Thousands
Securitization Activities 1. Outstanding principal balance of
assets sold and securitized by the reporting institution with servicing retained or with recourse or other seller-provided credit enhancements ...
2. Maximum amount of credit exposure arising from recourse or other seller-provided credit enhancements provided to structures reported in item 1 in the form of:a. Retained interest-only strips
(included in Schedule RAL).............b. Standby letters of credit, sub-
ordinated securities, and other enhancements.................................
3. Reporting institution’s unused commitments to provide liquidity to structures reported in item 1 ................
4. Past due loan amounts included in item 1:a. 30–89 days past due.......................
b. 90 days or more past due ............... 5. Not applicable. 6. Amount of ownership (or seller’s)
interests carried as:a. Securities (included in
Schedule RAL) ................................b. Loans (included in
Schedule C) .................................... 7. Past due loan amounts included in
interests reported in item 6.a:a. 30–89 days past due.......................
b. 90 days or more past due ............... 8. Not applicable.
1.
2.a.
2.b.
3.
4.a.
4.b.
6.a.
6.b.
7.a.
7.b.
Bil Mil Thou Bil Mil Thou Bil Mil Thou Bil Mil Thou Bil Mil Thou Bil Mil Thou Bil Mil Thou
(Column A)1–4 FamilyResidential
Loans
(Column B)Home EquityLines
(Column C)CreditCard
Receivables
(Column D)Auto
Loans
(Column E)Other
ConsumerLoans
(Column F)Commercial
and IndustrialLoans
(Column G)All Other
Loans andAll Leases
RCFD B705 RCFD B706 RCFD B707 RCFD B708 RCFD B709 RCFD B710 RCFD B711
RCFD B712 RCFD B713 RCFD B714 RCFD B715 RCFD B716 RCFD B717 RCFD B718
RCFD B719 RCFD B720 RCFD B721 RCFD B722 RCFD B723 RCFD B724 RCFD B725
RCFD B726 RCFD B727 RCFD B728 RCFD B729 RCFD B730 RCFD B731 RCFD B732
RCFD B733 RCFD B734 RCFD B735 RCFD B736 RCFD B737 RCFD B738 RCFD B739
RCFD B740 RCFD B741 RCFD B742 RCFD B743 RCFD B744 RCFD B745 RCFD B746
RCFD B761 RCFD B762 RCFD B763
RCFD B500 RCFD B501 RCFD B502
RCFD B764 RCFD B765 RCFD B766
RCFD B767 RCFD B768 RCFD B769
FFIEC 002Page 18Schedule S—Continued
Dollar Amounts in Thousands
For Securitization Facilities Sponsored By or Otherwise Established By Other Institutions 9. Maximum amount of credit exposure
arising from credit enhancements provided by the reporting institution to other institutions’ securitization struc-tures in the form of standby letters of credit, purchased subordinated securities, and other enhancements ....
10. Reporting institution’s unused commitments to provide liquidity to other institutions’ securitization structures .............................................
Asset Sales11. Assets sold with recourse or other
seller-provided credit enhancements and not securitized by the reporting institution..............................................
12. Maximum amount of credit exposure arising from recourse or other seller-provided credit enhancements pro-vided to assets reported in item 11 ......
9.
10.
11.
12.
Bil Mil Thou Bil Mil Thou Bil Mil Thou Bil Mil Thou Bil Mil Thou Bil Mil Thou Bil Mil Thou
(Column A)1–4 FamilyResidential
Loans
(Column B)Home EquityLines
(Column C)CreditCard
Receivables
(Column D)Auto
Loans
(Column E)Other
ConsumerLoans
(Column F)Commercial
and IndustrialLoans
(Column G)All Other
Loans andAll Leases
Dollar Amounts in Thousands
1. Asset-backed commercial paper conduits:a. Maximum amount of credit exposure arising from credit enhancements provided to conduit structures in the form of standby letters of
credit, subordinated securities, and other enhancements:(1) Conduits sponsored by the reporting institution or related institution ..........................................................................................................(2) Conduits sponsored by other unrelated institutions.....................................................................................................................................
b. Unused commitments to provide liquidity to conduit structures:(1) Conduits sponsored by the reporting institution or related institution ..........................................................................................................(2) Conduits sponsored by other unrelated institutions.....................................................................................................................................
M.1.a.(1)M.1.a.(2)
M.1.b.(1)M.1.b.(2)
RCFD Bil Mil Thou Memorandum
B806
B807
B808
B809
RCFD B776 RCFD B777 RCFD B778 RCFD B779 RCFD B780 RCFD B781 RCFD B782
RCFD B783 RCFD B784 RCFD B785 RCFD B786 RCFD B787 RCFD B788 RCFD B789
RCFD B790 RCFD B791 RCFD B792 RCFD B793 RCFD B794 RCFD B795 RCFD B796
RCFD B797 RCFD B798 RCFD B799 RCFD B800 RCFD B801 RCFD B802 RCFD B803
FFIEC 002Page 19
Schedule T—Fiduciary and Related ServicesSchedule T is to be completed annually beginning December 31, 2001.
1. Does the institution have fi duciary powers? (If “NO,” do not complete Schedule T.) ..............................
2. Does the institution exercise the fi duciary powers it has been granted? ...............................................
3. Does the institution have any fi duciary or related activity (in the form of assets or accounts) to report in this schedule? (If “NO,” do not complete the rest of Schedule T.) ............................................
RCFD Yes No
A345 RCFD Yes No
A346 RCFD Yes No
B867
1.
2.
3.
If the answer to item 3 is “YES,” complete all applicable items of Schedule T.
Dollar Amounts in Thousands
FIDUCIARY AND RELATED ASSETS 4. Personal trust and agency accounts....... 5. Retirement related trust and agency
accounts:a. Employee benefi t—defi ned
contribution.........................................b. Employee benefi t—defi ned
benefi t ................................................
c. Other retirement accounts..................
6. Corporate trust and agency accounts ..... 7. Investment management agency
accounts..................................................
8. Other fi duciary accounts ......................... 9. Total fi duciary accounts
(sum of items 4 through 8) ......................
10. Custody and safekeeping accounts ........
4.
5.a.
5.b.
5.c.
6.
7.
8.
9.
10.
Tril Bil Mil Thou Tril Bil Mil Thou
(Column A)Managed
Assets
(Column B)Non-Managed
Assets
(Column C)Number ofManagedAccounts
(Column D)Number of
Non-ManagedAccounts
RCFD B868 RCFD B869 RCFD B870 RCFD B871
RCFD B872 RCFD B873 RCFD B874 RCFD B875
RCFD B876 RCFD B877 RCFD B878 RCFD B879
RCFD B880 RCFD B881 RCFD B882 RCFD B883
RCFD B884 RCFD B885 RCFD C001 RCFD C002
RCFD B886 RCFD B888
RCFD B890 RCFD B891 RCFD B892 RCFD B893
RCFD B894 RCFD B895 RCFD B896 RCFD B897
RCFD B898 RCFD B899
FFIEC 002Page 20
Schedule T—Continued
Memoranda Managed Assets
RCFD Bil Mil ThouDollar Amounts in Thousands
1. Managed assets held in personal trust and agency accounts:a. Noninterest-bearing deposits ...................................................................................................b. Interest-bearing deposits..........................................................................................................c. U.S. Treasury and U.S. Government agency obligations.........................................................d. State, county and municipal obligations ...................................................................................e. Money market mutual funds.....................................................................................................f. Other short-term obligations.....................................................................................................g. Other notes and bonds.............................................................................................................h. Common and preferred stocks .................................................................................................i. Real estate mortgages .............................................................................................................j. Real estate ...............................................................................................................................k. Miscellaneous assets ...............................................................................................................l. Total managed assets held in personal trust and agency accounts (sum of Memorandum
items 1.a through 1.k) (must equal Schedule T, item 4, column A) ..........................................
M.1.a. M.1.b. M.1.c. M.1.d. M.1.e. M.1.f. M.1.g. M.1.h. M.1.i. M.1.j. M.1.k.
M.1.l.
B913
B914
B915
B916
B917
B918
B919
B920
B921
B922
B923
RCXX
B868
RCFD B928
(Column A)Number of
Issues
(Column B)Principal Amount
Outstanding
RCFD Tril Bil Mil ThouDollar Amounts in Thousands
2. Corporate trust and agency accounts:a. Corporate and municipal trusteeships.........................................................b. Transfer agent, registrar, paying agent, and other corporate agency .........
M.2.a.M.2.b.
B927
B929
B931 B932
B933 B934
B935 B936
B937 B938
B939 B940
B941 B942
B943 B944
B945 B946
(Column A)Number of
Funds
(Column B)Market Value of
Fund Assets
RCFD RCFD Bil Mil ThouDollar Amounts in Thousands
3. Collective investment funds and common trust funds:a. Domestic equity...........................................................................................b. International/Global equity...........................................................................c. Stock/Bond blend ........................................................................................d. Taxable bond...............................................................................................e. Municipal bond ............................................................................................f. Short term investments/Money market........................................................g. Specialty/Other............................................................................................h. Total collective investment funds (sum of Memorandum items 3.a
through 3.g) .................................................................................................
M.3.a.M3.b.M.3.c.M.3.d.M.3.e.M.3.f.M.3.g.
M.3.h.
Person to whom questions about Schedule T—Fiduciary and Related Services should be directed:
Name and Title (TEXT B962)
Telephone: Area code/phone number/extension (TEXT B963) FAX: Area code/phone number (TEXT B964)
E-mail Address (TEXT B926)