renal denervation: effects on atrial electrophysiology and arrhythmias
TRANSCRIPT
REVIEW
Renal denervation: effects on atrial electrophysiologyand arrhythmias
Dominik Linz • Arne van Hunnik • Christian Ukena • Sebastian Ewen •
Felix Mahfoud • Stephan H. Schirmer • Matthias Lenski •
Hans-Ruprecht Neuberger • Ulrich Schotten • Michael Bohm
Received: 18 January 2014 / Accepted: 26 February 2014
� Springer-Verlag Berlin Heidelberg 2014
Abstract Atrial fibrillation (AF) is the most common
sustained arrhythmia and is associated with significant
morbidity and mortality. Currently, atrial endocardial cath-
eter ablation, mainly targeting focal discharges in the pul-
monary veins, is the most widely used interventional
treatment of drug-refractory AF. Despite technical
improvements, results are not yet optimal. There is ongoing
search for alternative and/or complementary interventional
targets. Conditions associated with increased sympathetic
activation such as hypertension, heart failure and sleep apnea
lead to structural, neural and electrophysiological changes in
the atrium thereby contributing to the progression from
paroxysmal to persistent AF and increasing recurrence rate
of AF after PVI. Until now, interventional modulation of
autonomic nervous system was limited by highly invasive
techniques. Catheter-based renal denervation (RDN) was
introduced as a minimally invasive approach to reduce renal
and whole body sympathetic activation with accompanying
blood pressure control and left-ventricular morphological
and functional changes in resistant hypertension. This
review focuses on the potential atrial antiarrhythmic and
antiremodeling effects of RDN in AF patients with hyper-
tension, heart failure, and sleep apnea and discusses the
possible role of RDN in the treatment of AF.
Keywords Atrial fibrillation � Renal denervation �Hypertension � Heart failure � Sleep apnea
Introduction
Atrial fibrillation (AF) is prevalent in 1–2 % of the general
population, and the number of affected individuals is
expected to double or triple within the next two to three
decades due to aging of European populations [1–4]. AF
doubles mortality and causes marked morbidity and more
importantly reduced quality of life [5–13]. Currently,
catheter-based isolation of pulmonary veins (PVI) is the
most widely used interventional approach for treatment of
drug-refractory AF. This therapeutic concept, largely based
on the work of Haıssaguerre et al. [14], has been introduced
over two decades ago and mainly targets focal discharges
in the pulmonary veins. However, this treatment modality
is recommended as class I indication for symptomatic AF
refractory to at least one antiarrhythmic medication [15].
Clinical trials reported an efficacy of 66–89 % [16] but the
real-world cohort validation through large surveys dis-
closed even lower success rates of 55–70 % [17]. There are
several reasons for recurrent AF after PVI. The pulmonary
veins often do not remain isolated [18], and recurrence rate
of AF after PVI is higher in patients with particular
comorbidities such as congestive heart failure, hyperten-
sion and obstructive sleep apnea (OSA) [19]. Congestive
heart failure [20], OSA [21] and hypertension [22] have
been shown to lead to anatomical and structural changes in
the atrium characterized by atrial enlargement, regions of
scarring, fibrosis and abnormalities of conduction (struc-
tural remodeling) increasing the likelihood of reentry cir-
cuits and thereby the occurrence and stabilization of AF
[23]. Importantly, this structural atrial remodeling mainly
D. Linz (&) � C. Ukena � S. Ewen � F. Mahfoud �S. H. Schirmer � M. Lenski � H.-R. Neuberger � M. Bohm
Klinik fur Innere Medizin III Kardiologie, Angiologie und
Internistische Intensivmedizin, Universitatsklinikum des
Saarlandes, Kirrberger Str. 1, Geb. 40, 66421 Homburg/Saar,
Germany
e-mail: [email protected]
A. van Hunnik � U. Schotten
Cardiovascular Research Institute Maastricht (CARIM),
Maastricht, The Netherlands
123
Clin Res Cardiol
DOI 10.1007/s00392-014-0695-1
occurs independently of focal discharges in the pulmonary
veins and can, therefore, not be sufficiently influenced by
catheter ablation limited to the pulmonary veins. In addi-
tion to mechanisms such as atrial stretch and atrial
remodeling [23], also the activity of the autonomic nervous
system being elevated in hypertension [24], heart failure
[25] and OSA [26] has been suggested to contribute to the
development of AF [27].
Role of sympathetic nervous system for the initiation
and perpetuation of AF
At the cellular level, norepinephrine, the neurotransmitter of
the sympathetic nervous system, is released from postgan-
glionic neurons in response to sympathetic stimuli activating
beta-receptors. The stimulatory beta-adrenergic response is
initiated via Gas, leading to the activation of adenyl cyclase
and subsequent protein kinase A-mediated phosphorylation
of L-type calcium channels, troponin I, and phospholamban,
resulting in increased calcium influx. Sarcoplasmic reticu-
lum calcium channels (called ryanodine receptors) release
calcium in response to transmembrane calcium entry.
Ryanodine receptors are normally closed during diastole but
can open if they are functionally defective or if the sarco-
plasmic reticulum is calcium overloaded [23, 28]. Calcium is
partly extruded to the extracellular space by the Na?/Ca2?
exchanger (NCX). The NCX is electrogenic due to the 3:1
stoichiometry (3 Na? ions are exchanged for 1 Ca2? ion), and
produces an inward current that underlies delayed afterde-
polarizations (DADs) related ectopic firing. Heightened
sympathetic tone induces focal discharges from pulmonary
veins, which have high concentration of adrenergic and vagal
nerve endings [29]. In addition, alpha-adrenergic stimulation
inhibits the transient outward current Ito. On the other hand,
beta-adrenergic receptor activation increases different re-
polarizing ion currents. As a net result of sympathetic stim-
ulation, the plateau potential of the action potential is
increased [23], while the total action potential duration is
unaffected or even decreased [30]. In addition, sympathetic
activation results in neurohumoral responses involving, e.g.,
the renin–angiotensin–aldosteron system activating profib-
rotic pathways, leading to atrial structural changes [23].
Shortened atrial refractoriness during AF (electrical
remodeling) together with local conduction disturbances
may facilitate occurence of reentry circuits.
Several observations in vivo suggest that the autonomic
nervous system plays an important role in the initiation and
the maintenance of AF. Sympathetic hyperinnervation is
reported in atria of dogs with rapid atrial pacing [31] and
Ogawa et al. [32] have shown increased sympathetic and
vagal nerve discharges before the onset of atrial arrhyth-
mias in dogs with pacing-induced congestive heart failure.
In experimental animal models, the beta-adrenergic ago-
nists (i.e. isoproterenol) in conjunction with rapid atrial
pacing have been successfully used to induce AF [33].
Interestingly, it has been shown that postoperative AF is
more common in patients after lung transplantation com-
pared to heart transplant recipients. Both groups have
functional pulmonary vein isolation, but cardiac autonomic
denervation only occurs after heart transplantation and may
exert an antiarrhythmic effect [34]. Beta-receptor blockade
by metoprolol was effective in preventing recurrence of AF
after successful cardioversion [35].
Therefore, the modulation of autonomic nervous system
might be a promising target for intervention in AF patients.
Today, several strategies are available to modulate the
complex interaction between increased sympathetic activ-
ity and the heart. Previously, ablation of the ganglionated
plexi alone or together with PVI has been used in patients
with both paroxysmal and persistent AF with variable
success [36–38].
Renal denervation as a tool to modulate autonomic
nervous system
Renal sympathetic nerves are an interesting target for
intervention. Activation of renal efferent sympathetic nerve
fibers increases sodium and water retention, reduces renal
blood flow and elevates renin release from juxtaglomerular
apparatus, regulating blood pressure and renal perfusion
[39, 40]. The kidney, however, also has an extensive net-
work of afferent unmyelinated fibers that transmit impor-
tant sensory information to the central nervous system.
Afferent fibers from the kidney, which carry information
from renal chemo- and mechano-receptors, travel along
with the sympathetic nerves at the level of the kidney and
then enter the dorsal roots and project to regions of the
brainstem involved in cardiovascular control [39, 40].
Therefore, the kidney can be a source of increased sym-
pathetic activation under certain pathophysiological con-
ditions such as renal hypoxia.
Recently, a catheter-based approach has been developed
for renal sympathetic denervation (RDN) [41]. First-gen-
eration devices use radiofrequency pulses emitted from a
monopolar electrode positioned under fluoroscopic guid-
ance in each of the renal arteries. Mechanistically, it has
been observed that the procedure resulted in a 47 %
reduction of renal norepinephrine spillover measured with
a radiochemical tracer methodology using 3H-norepi-
nephrine [42, 43]. Interestingly, firing of single sympa-
thetic vasoconstrictor fibers (measured by single muscle
sympathetic nerve activity), a parameter of whole body
sympathetic activation was reduced by 37 % [44]. These
findings indicate that not just locally in the kidney, where
Clin Res Cardiol
123
the ablation procedure is performed, but also in the whole
body sympathetic activation can be reduced by RDN,
suggesting a combined modulation of efferent and afferent
signaling. RDN might influence atrial electrophysiology as
well as atrial structural remodeling processes by modula-
tion of autonomic nervous system, which might result in
antiarrhythmic effects. Clinical observations suggest that
particularly baseline blood pressure as well as baseline
heart rate are predictors of good response for RDN in terms
of blood pressure control. Whether these parameters can
also predict response to RDN in terms of arrhythmia res-
olution is unknown.
Atrial electrophysiological effects of renal denervation
RDN results in a reduction in heart rate and AV-con-
duction velocity in pigs [45] and in resistant hypertensive
humans [46]. In chloralose/urethane anesthetized pigs
[45], neither atrial effective refractory period nor P-wave
duration was influenced by acute RDN excluding relevant
changes in atrial refractoriness and atrial conduction
during sinus rhythm [45]. In addition, sensitivity of gan-
glionated plexi [47] was not modulated by RDN. In an
AF pig model with rapid atrial pacing, RDN reduced
duration of pacing-induced AF. However, AF-induced
electrical remodeling was not attenuated [45]. Interest-
ingly, in humans with AF as well as in anesthetized pigs
with AF induced by rapid atrial pacing, RDN reduces
heart rate during AF, which might reduce clinical symp-
toms in patients with AF [45]. Moreover, increased AF
inducibility, shortening and dispersion of atrial refracto-
riness as well as elevated plasma norepinephrine levels
were almost completely prevented by RDN in animals
subjected to stimulation of left stellate ganglion and rapid
atrial pacing for 3 h [48].
Antiremodeling effect of renal denervation
Different mechanisms of AF in ‘‘Hypertension’’, ‘‘Heart
failure’’ and ‘‘Sleep apnea’’, and potential targets of RDN
to show antiarrhythmic effects in the atrium are summa-
rized in Fig. 1.
Hypertension
Hypertension is one of the best established risk factors for
AF [49]. The higher the blood pressure, the greater the risk
for AF [50, 51]. Hypertension affects the atrium hemody-
namically because acute as well as chronic blood pressure
elevation can increase atrial stretch and result in atrial
dilation, together resulting in the promotion of an
arrhythmogenic substrate. Recently, Lau et al. [22] showed
in a sheep model that the hypertensive group developed a
progressive increase in mean arterial pressure, progressive
bi-atrial hypertrophy, atrial inflammation, and greater AF
inducibility, while mean effective atrial refractory periods
were prolonged [22]. In addition, activation of the renin
angiotensin system is increased in hypertension [52] and
has been shown to create arrhythmogenic atrial substrates.
Aldosterone causes a substrate for atrial arrhythmias
characterized by atrial fibrosis, myocyte hypertrophy, and
conduction disturbances in a rat model [53]. RDN has been
shown to significantly reduce systolic and diastolic blood
pressure in resistant hypertensive patients [42, 43, 54, 55].
In previous studies, RDN resulted in an improvement of
left-ventricular hypertrophy and diastolic function inde-
pendent from changes in blood pressure and heart rate in
resistant hypertensive patients [56], suggesting that this
may be a direct effect of modulating the autonomic ner-
vous system. Blood pressure reduction together with pre-
vention of ventricular and atrial remodeling by RDN may
attenuate the progression of AF to persistent AF, as
regression of left-ventricular hypertrophy has previously
been shown to be associated with decreased incidence of
new-onset AF in hypertensive patients [57]. However, all
these studies [42, 43, 54, 55] did not include a placebo
group. In order to address this problem the SYMPLICITY
HTN-3 trial was designed in the United States. SYM-
PLICITY HTN-3 is the first blinded, randomized, con-
trolled trial designed to evaluate the safety and
effectiveness of RDN with the investigational Symplicity
RDN system in patients with treatment-resistant hyper-
tension and systolic blood pressure higher than 160 mmHg.
The study randomized 535 treatment-resistant hypertension
patients in 87 medical centers. People receiving the
investigational treatment were compared with a sham-
control group that did not receive treatment, with all
patients continuing to take their blood pressure medica-
tions. This trial has incorporated a strict screening for
adherence for anti-hypertensive medications in these
patients. Unfortunately, patients were allowed to be upti-
trated only 2 weeks before the intervention and some
might not have been on a stable medication unlike in the
previous studies [42, 43, 54, 55]. The primary endpoints of
the study are the change in office blood pressure from
baseline to 6 months and incidence of major adverse
events. Further details about the SYMPLICITY HTN-3
Clinical Trial can be found on www.clinicaltrials.gov
(Identifier: NCT01418261). Surprisingly, on January 9,
2014, Medtronic announced that SYMPLICITY HTN-3
met its primary safety endpoint but failed to meet its pri-
mary efficacy endpoint. The definite results of the SYM-
PLICITY HTN-3 trial are urgently needed to finally judge
the effect of RDN on blood pressure control.
Clin Res Cardiol
123
Heart failure
Heart failure is associated with the development of a
proarrhythmic structural and electrical remodeling process
in the atrium [23, 58] and stimulation of the sympathetic
nervous system [59–61]. Circulating catecholamine con-
centrations, as marker of enhanced sympathetic activation,
are related to outcome [59, 60], but are already increased in
asymptomatic left-ventricular function [61] providing evi-
dence that sympathetic stimulation contributes to the pro-
gression of heart failure syndrome [61]. Interestingly,
cardiac and renal spillover of norepinephrine is more clo-
sely associated with mortality than circulating catechol-
amine concentrations [62, 63]. The atrial remodeling
process observed in patients with heart failure are compa-
rable to the one observed in hypertensive heart disease. The
underlying pathophysiological link and the common path-
way for hypertension and heart failure to lead to AF is atrial
pressure and/or chronic volume overload as well as diastolic
ventricular dysfunction which may lead to atrial dilatation,
fibrosis, and electrical remodeling that finally provides the
stimulus and the substrates for the development of AF [23,
58]. Interestingly, chronic atrial volume overload in goats
with chronic AV block leads to progressive atrial dilatation,
prolongation of induced AF paroxysms, and local conduc-
tion delays even independent of increased atrial fibrosis
[64]. However, extrapolating the benefit of renal denerva-
tion in heart failure from hypertension studies should be
done with caution. Studies directly examining the use of
renal denervation to treat heart failure are sparse. A multi-
centre, randomized trial (RE-ADAPT-CHF), designed to
investigate the safety and efficacy of renal denervation in
patients with heart failure, has been initiated.
Sleep apnea
Patients with AF have a high prevalence of OSA [65], and
conversely, a high prevalence of AF ranging from 40 to
Fig. 1 Different mechanisms of atrial fibrillation (AF) in hyperten-
sion, heart failure and sleep apnea, focusing on potential targets of
renal denervation (RDN). Structural and electrical remodeling loops
are shown. Acute atrial stretch, vagal activation and sympathetic
activation during the different pathologies can alter ion current
activation and result in abbreviation of the action potential. In the
structural loop, chronic atrial stretch and the renin–angiotensin–
aldosterone system (RAAS) activates numerous signaling cascades
that produce alterations of the extracellular matrix and conduction
disturbances. Reentrant mechanisms are promoted by both, shortening
of refractoriness (electrical loop) as well as by conduction distur-
bances resulting from tissue fibrosis (structural loop) together creating
a substrate for AF. Sympathetic activation is believed to lead to
changes in calcium handling resulting in spontaneous focal discharges
which can trigger AF. Modulation of sympathetic activation by RDN
may show antiarrhythmic effects by reducing focal discharges
(trigger) and preventing the progression of atrial structural and
electrophysiological changes (substrate) in hypertension, heart failure
and sleep apnea
Clin Res Cardiol
123
50 % has been reported, also in the absence of an under-
lying cardiac disease [66]. The presence of OSA is a strong
predictor for AF and of recurrence of AF after a successful
cardioversion [67, 68]. A meta-analysis revealed a 25 %
higher risk of recurrence of AF following catheter ablation
in OSA patients [69]. Response to antiarrhythmic drugs in
patients with atrial fibrillation is related to the severity of
obstructive sleep apnea [70]. In addition, OSA is associated
with significant atrial remodeling characterized by atrial
enlargement, reduction in voltage, site-specific and wide-
spread conduction abnormalities, and longer sinus node
recovery in humans [21]. Acute atrial dilation together with
changes in blood gasses during obstructive respiratory
events in OSA may alter ion current activation [23]. In a pig
model for OSA, shortening in atrial refractoriness [70]
acutely induced by applied negative thoracic pressure (OSA
maneuver) (Fig. 2) was mainly mediated by combined
sympathovagal activation, since it could be influenced by
atropine, bilateral vagotomy or beta-receptor blockade [47,
71]. Compared to beta-blocker treatment, RDN resulted in
an even more pronounced attenuation of shortening in atrial
refractoriness during OSA maneuvers, which might explain
the superior antiarrhythmic effect of RDN compared to
beta-blocker therapy in this animal model [45] (Fig. 3).
Importantly, clinically used antiarrhythmic drugs such as
amiodarone or sotalol displayed a considerably less pro-
nounced antiarrhythmic effect compared to RDN in the
same pig model for OSA [72]. In pigs with repetitive OSA
maneuvers over 4 h, RDN inhibited spontaneous atrial
premature beats, spontaneous AF episodes as well as AF
duration [73]. RDN attenuated the postapneic blood pres-
sure rises as well as the renin angiotensin system activation,
which may prevent the development of an atrial structural
remodeling process in long-term OSA (Fig. 4) [73]. The
observed reduction in spontaneous atrial extrabeats by RDN
may reduce the trigger for AF in OSA. Furthermore, RDN
has been shown to influence OSA severity by reduction of
hypoxia and occurrence of apnoea in patients with resistant
hypertension [74].
Clinical observations and ongoing trials
In a small study in humans with resistant hypertension, the
atrial antiarrhythmic effects of circumferential pulmonary
vein isolation (PVI) combined with RDN were investigated
[75]. Patients who received both procedures showed signif-
icant reductions in average systolic and diastolic blood
Fig. 2 Changes in atrial effective refractory period (AERP) during
2 min of tracheal occlusion with applied negative tracheal pressure
(NTP) in a pig model for OSA. Below, an individual example of
corresponding monophasic action potential (MAP) signals during
representative AERP measurements at the end of 2 min of tracheal
occlusion is shown. Applied NTP resulted in a progressive shortening
of AERP and MAP, and AF was inducible by a premature beat during
the S1–S2 AERP measurement procedure
Fig. 3 Representative atrial multiple action potential (MAP) record-
ings during AERP measurements before and after RDN or atenolol in
a pig model for OSA. Percent of OSA maneuvers (2 min of tracheal
occlusion with applied negative tracheal pressure) with inducible
atrial fibrillation (AF) and effect of RDN and atenolol
Clin Res Cardiol
123
pressure, whereas those in the PVI-only group did not show
any significant improvement in blood pressure. Other elec-
trophysiological parameters were not obviously changed by
RDN. At 1-year follow-up, 69 % of patients who received
both procedures had no longer AF recurrences, compared to
29 % of those in the PVI-only group [75]. In a case report,
even RDN without PVI reduced blood pressure and attenu-
ated paroxysmal AF episodes, which were symptomatic and
drug-resistant before RDN [76]. The H-FIB study [77] is a
multicenter prospective, double-blind, randomized (1:1)
controlled trial that will test the hypothesis that adjunctive
renal sympathetic denervation, at the time of AF ablation,
will increase the freedom from recurrent AF after PVI in
hypertensive but not in drug-resistant hypertensive patients.
There are at least 11 clinical trials ongoing at the moment
(see clinicaltrials.gov). Most of them are focusing on the
adjuvant role of RDN in combination with PVI vs. PVI only,
but also the effect of RDN alone compared to optimal anti-
arrhythmic drug treatment will be addressed. An overview of
design, sites and time schedule of ongoing trials can be found
in Table 1.
Ventricular arrhythmias and renal denervation
In a pig model with acute myocardial infarction, RDN has
been shown to reduce ventricular ectopics and ventricular
fibrillation after acute myocardial ischemia, while reper-
fusion arrhythmias were not diminished [78]. Furthermore,
a small case series has provided evidence that in patients
with dilated cardiomyopathy and an electrical storm, renal
denervation was able to reduce discharges from the ICDs
and ventricular ectopics [79]. In addition, in a patient after
acute ST-elevation myocardial infarction recurrent mono-
morphic ventricular tachycardia and fibrillation episodes
remained an evident problem despite maximum antiar-
rhythmic drug and initial successful VT ablation. RDN was
performed and ICD interrogation and 24-h Holter moni-
toring excluded recurrent episodes of VT or VF at a
6-month follow-up after the procedure [80].
Conclusions
Despite recent advances, therapy of AF remains a challenge.
AF is characterized by increased sympathetic nerve activity,
changes in atrial sympathetic innervation and structural
remodeling. RDN is a promising strategy to modulate the
autonomic nervous system resulting in reduced sympathetic
activity. Modulation of sympathetic tone by RDN may pre-
vent progression of AF and improve PVI outcome by direct
atrial electrophysiological effects as well as by antiremod-
eling effects, particularly in the state of increased sympa-
thetic drive such as hypertension, sleep apnea and heart
failure. In addition, early results also suggest promising
antiarrhythmic effects by RDN in the ventricle. Randomized
placebo-controlled studies are needed to show whether
sympathetic inhibition by RDN exerts antiarrhythmic effects
and improves ablation outcome independent of blood
pressure.
Fig. 4 Blood pressure during
repetitive OSA maneuvers:
a blood pressure registration in
control (Ctr) pigs, b pigs with
repetitive obstructive
respiratory events with applied
negative tracheal pressure
(NTP) without and c with RDN
(NTP ? RDN). RAAS-
signaling components d, e effect
of 4 h of repetitive OSA
maneuvers on d plasma renin
activity and e plasma
aldosterone concentrations
Clin Res Cardiol
123
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Clin Res Cardiol
123
Conflict of interest MB, HRN, SHS, CU are supported by the
Deutsche Forschungsgemeinschaft (KFO 196). DL and FM are sup-
ported by the Deutsche Hochdruckliga (DHL) and MB and FM by the
Deutsche Gesellschaft fur Kardiologie (DGK). The authors received
scientific support from Medtronic, St. Jude, Covidien and Cordis.
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