records management
DESCRIPTION
Records Management. What to Keep and What to Toss. What is Records Management?. Management of the life cycle of a record Creation Storage Retrieval Retention Protection Disposition Ensures that authentic and accurate information can be retrieved quickly, easily and costeffectively. - PowerPoint PPT PresentationTRANSCRIPT
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Records ManagementRecords Management
What to Keep and What to TossWhat to Keep and What to Toss
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What is Records Management?What is Records Management? Management of the life Management of the life
cycle of a recordcycle of a record CreationCreation StorageStorage RetrievalRetrieval RetentionRetention ProtectionProtection DispositionDisposition Ensures that authentic Ensures that authentic
and accurate informationand accurate information can be retrieved quickly, can be retrieved quickly,
easily and costeffectivelyeasily and costeffectively
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Record Creation
Records ActiveUse
Record Inactive
RecordsCenter
Archives
Destruction
Life Cycle of a RecordLife Cycle of a Record
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Records Exist in Many FormatsRecords Exist in Many Formats The medium used to The medium used to
document an official document an official activity or function is activity or function is irrelevantirrelevant
The content of the record The content of the record determines if it is evidence determines if it is evidence of an official government of an official government transaction, action, or transaction, action, or activityactivity
Records can be stored as Records can be stored as paper, photographs, paper, photographs, maps, maps, drawings, microfilm, drawings, microfilm, databases, digital databases, digital images, images, spreadsheets, e-mail, spreadsheets, e-mail, tweets, etc.tweets, etc.
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Records Management is Risk ManagementRecords Management is Risk Management Understand the risk of loss--Understand the risk of loss--
loss is not just inadvertent loss is not just inadvertent destruction…destruction…
Intentional and illegal Intentional and illegal destruction or alterationdestruction or alteration
Security breech (theft, misuse Security breech (theft, misuse or fraud)or fraud)
System backup process failedSystem backup process failed Human errorHuman error Technology obsolescenceTechnology obsolescence DeteriorationDeterioration Pests (rodents, insects, etc.)Pests (rodents, insects, etc.)
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What is the Negative Impact?What is the Negative Impact?
Financial lossFinancial loss Lost opportunityLost opportunity Litigation/audit/ Litigation/audit/
investigationinvestigation System repair/recovery System repair/recovery
costscosts Customer inconvenienceCustomer inconvenience Lost time/productivityLost time/productivity Public embarrassment or Public embarrassment or
scrutinyscrutiny
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How to Mitigate Risk?How to Mitigate Risk? Select appropriate Select appropriate
recordkeeping systems (efficient recordkeeping systems (efficient and effective retrieval)and effective retrieval)
Policies, procedures, Policies, procedures, documentationdocumentation
Security (inappropriate use or Security (inappropriate use or alteration, protect private alteration, protect private information)information)
System backupSystem backup RedundancyRedundancy Disaster planDisaster plan Implement retention routinely Implement retention routinely
in accordance with an approved in accordance with an approved scheduleschedule
Maintain proper storage Maintain proper storage conditionsconditions
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NMU Records ManagementNMU Records Management Policy and Statutory RequirementsPolicy and Statutory Requirements University Records CenterUniversity Records Center University ArchivesUniversity Archives Records Retention and Disposition SchedulingRecords Retention and Disposition Scheduling New Records Management Web SiteNew Records Management Web Site
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Policy and Statutory RequirementsPolicy and Statutory Requirements
Michigan Public Act 431 Michigan Public Act 431 (1984)(1984)
Michigan Public Act 116 Michigan Public Act 116 (1992)(1992)
Michigan Optical Imaging Michigan Optical Imaging RulesRules
NMU Board of Control Policy NMU Board of Control Policy Statement (1991)Statement (1991)
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Records Retention SchedulingRecords Retention Scheduling Assists offices in the management of their filesAssists offices in the management of their files Provides for the efficient and legal disposition Provides for the efficient and legal disposition
of official University Recordsof official University Records Records InventoryRecords Inventory Records AnalysisRecords Analysis Approval ProcessApproval Process Legal documentLegal document
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Why Follow a Retention Schedule?Why Follow a Retention Schedule? Risks of keeping records too Risks of keeping records too
longlong Wastes spaceWastes space Harder to find records you needHarder to find records you need Records must be reviewed for Records must be reviewed for
FOIA and litigationFOIA and litigation Risks of destroying records too Risks of destroying records too
soonsoon Violation of Michigan lawViolation of Michigan law Exposes agency to liability if the Exposes agency to liability if the
records are requested via FOIA records are requested via FOIA or litigationor litigation
Avoid random record purging Avoid random record purging by establishing a routine within by establishing a routine within the normal course of businessthe normal course of business
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Determining Retention PeriodsDetermining Retention Periods
Operational/ Operational/ Administrative ValueAdministrative Value
Fiscal ValueFiscal Value Legal ValueLegal Value Historical/Archival Historical/Archival
ValueValue Destroy records when Destroy records when
their value ceases to their value ceases to existexist
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New Records Management Web SiteNew Records Management Web Site
Access to general and Access to general and office specific records office specific records retention schedulesretention schedules
Records Transfer Records Transfer ProceduresProcedures
Online Retrieval Online Retrieval Request FormRequest Form
Online Records Online Records Transfer FormTransfer Form
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University Records CenterUniversity Records CenterGSB 205GSB 205
4,000 square foot, 4,000 square foot, climate control, secureclimate control, secure
Comprehensive storage Comprehensive storage and retrieval serviceand retrieval service
Records Destruction Records Destruction ServiceService
Access restricted but Access restricted but available by available by appointmentappointment
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