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    Recording of

    trader anddealer

    telephone calls,which will

    facilitatetoresolve the

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    disputes at

    different levels.

    Fast and

    frequent

    interaction

    between the risk

    managers, the

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    sub brokersand

    client will help

    in reducing the

    delay in giving

    limits.

    Periodical visits

    to the sub

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    brokers and

    franchisee by

    the

    RELIGARESE

    CURITIESpersonnel for

    interaction andinspection will

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    help

    inminimizing the

    risk to great

    extent.

    Regarding

    dealers risks,

    well-trained and

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    less stressed

    dealers will help

    inreducing the

    mistakes. It has

    been observedthat most of the

    mistakesaredone when

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    they are under

    stress. HRD

    must help in this

    matter.

    In settlement

    department the

    persons have be

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    appointed with

    utmost careand

    their periodic

    check can be

    conducted toavoid any

    employee fraud.

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    Along with

    large client

    base, quality of

    clientele will

    help inbalancedgrowth

    of business and

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    minimizing the

    risk.2

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    www.religare.in

    www.bseindia.co

    m

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    www.nseindia.co

    m

    www.google.co.i

    n

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    Dalal Street

    Various books of

    Equity

    Management.2

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  • 7/31/2019 Recording of Trader and Dealer Telephone Calls

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    ANNE

    XUREQUESTIONNAIRE

  • 7/31/2019 Recording of Trader and Dealer Telephone Calls

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    Q1. In which of

    these Financial

    Instruments do

    you invest into?

    Shares Mutual

    Funds Bonds

    Derivatives3

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    Upload Date: 09/30/2009

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