received by nsd/fara registration unit 12/31/2015 4:23:14 pm...2015/12/31  · a£cnc> or...

12
Received by NSD/FARA Registration Unit 12/3112015 4:23:14 PM ;oi«B.f*>;-i 5 i24-aoo2: Ex£%Aprj.i us. Department of Justice Supplemental Statement vVashmgton,.pc : 20530; Pursuant to the Fofeigii Agente 1938, as amended For Six Month Period Eliding 1^0/201'S'- 1. (a) Name of Registrant : Gray Global Adyjsprs,- LLC (Insert dsseS I^;REG.ISTRANT (^Registration No. 5806 (c) Business Addr&|es) of Registrant 300 New Jersey' Avenue, NIW Suite 601 Washington, DG 20001 '-2. Has there been a chahg^inthe information previous^ wimythe;fbnbwing? (a) If an individual: . • (l) , ; Resia^nee a3dress{es); YefrQ No ' '(2) Citizenship- 'Yes^D (3) Occupation -Yes;D -^P'O (b) If an organization: (1) iNarhe: Yes-• Wm (2) : Ownership oreoritrol ; 'Yes ; |3 Nog (1) jBraiiclrolikes . YeS:0 :Ndf§ (c) Explain fiilly ail changes, if any, indicated in Items (a) and (b);above. IF THE REGISTRANT IS AN INDIVIDUAL, OMIT RESPONSETO-ITEMS(3,4, AND'.5j[$);. 3. If you have previously tiled Exhibit C , state whether ariy pli^j^ : ^%m : ^ve:p^p^ldu^ thj$.$ period. Yes No® llfyes,haye^ YelO N o f] IfhOi please atiacriffl I The FAhibn C, for which no printed Torm is provided eornou ofa true copj ofthe charter, aititlss. <rf incorpontion. association, and bv faWs oi'aregbsrantthai is ah ' organisation (A waiver ofthe requirement to file ar> Fxbibtt C may be obtained for good cans: upon written application to the Assistant Atlomev Goiwai, Nawonal Sccuntv Division, U S. Departmentoftetice.-.Washmgton.DC,20530.)' Revisea&ti'. Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM

Upload: others

Post on 18-Jul-2020

2 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM...2015/12/31  · a£cnc> or 0ITic1.1t ofthe Government ofthe United Stales or any section of the public within the United

Received by NSD/FARA Registration Unit 12/3112015 4:23:14 PM ;oi«B.f*>;-i5i24-aoo2: Ex£%Aprj.i

us. Department of Justice Supplemental Statement vVashmgton,.pc:20530; Pursuant to the Fofeigii Agente

1938, as amended

For Six Month Period Eliding 1^0/201'S'-

1. (a) Name of Registrant:

Gray Global Adyjsprs,- LLC

(Insert dsseS

I^ ;REG. ISTRANT

• ( Registration No.

5806

(c) Business Addr&|es) of Registrant 300 New Jersey' Avenue, NIW Suite 601 Washington, DG 20001

'-2. Has there been a chahg inthe information previous^ wimythe;fbnbwing? (a) If an individual: . •

(l) ,;Resia nee a3dress{es); YefrQ No • ' '(2) Citizenship- 'Yes D (3) Occupation -Yes;D -^P'O

(b) If an organization: (1) iNarhe: Yes-• Wm (2) : Ownership oreoritrol ;'Yes;|3 Nog (1) jBraiiclrolikes . YeS:0 :Ndf§

(c) Explain fiilly ail changes, if any, indicated in Items (a) and (b);above.

IF THE REGISTRANT IS AN INDIVIDUAL, OMIT RESPONSETO-ITEMS(3,4, AND'.5j[$);. 3. If you have previously tiled Exhibit C , state whether ariy p l i^ j^ : ^%m : ^ve :p^p^ ldu^ thj$.$ period.

Yes • No® llfyes,haye^ YelO N o f ] IfhOi please atiacriffl

I The FAhibn C, for which no printed Torm is provided eornou ofa true copj ofthe charter, aititlss. <rf incorpontion. association, and bv faWs oi'a regbsrant thai is ah ' organisation (A waiver ofthe requirement to file ar> Fxbibtt C may be obtained for good cans: upon written application to the Assistant Atlomev Goiwai, Nawonal Sccuntv Division, U S. Departmentof tetice.-.Washmgton. DC,20530.)'

Revisea&ti'.

Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM

Page 2: Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM...2015/12/31  · a£cnc> or 0ITic1.1t ofthe Government ofthe United Stales or any section of the public within the United

Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM (PAGE 2)

4. .(a),HSMa^ directors or similar officials of the registrant during this,6 month reporting period?

Yes p, NplB Ifyes. fiHflishihe fbllow:ingtin|orinatibn:. . . . Name Position D tc Conriectfcn Ended

(b) Hay^artypersons become paitners,.;officers;. directors or shnlikrofficiBstoijplris 6 month reporting period? :Yes;d ' % &

Nafne Residence Address Cttiterisrup Position Date Assumed

3< (a)ltoany person named in Item ^bjtendered^services directty:;in^ principal? Yes • No M

If yes, identify each such person arid describe the service rendered.

(b);Dp^ag^s six month rejjortjng period, has the registrant hired W ^ ^ ^ ^ ^ - ^ ' - e ^ - e i ^ i ^ , any persons who rendered M^it l render services to the registrant directly in furtherance: of the mte^ts;of any ;toreign principal or sejpn^a, or in aTeItt^.<^;simi%'t^cc»ty?'' Yes • No 3

%n»e' Residence Address Citizenship Position' Date Assumed

WH^¥i%' :^loye^' ;<» ;ii^ivldit^% who Have filed a short form fegistration statement; tentjinateditheir employment or cpanectfon with the registj^ during this 6 mohm Yes E3' No B ;

•If y % T ^ i ^ . f c f o l ^

^ i * n 9 e - 'p^iti^n:W;CoRnectjtm. Date Terminated

id) Have any employees or,individuals, who have filed a shortform ^ principat during this 6 month reporting period? Yes • No 3

Ifyes, furnish the following information:

Narne Position or Connection Foreign Principal Date Terminated

6. Have short form registration statements been filed by al! of the persons named in Items 5(a) and 5(b) ofthe supplemental statement? Yes • No •

!f no. list names of persons who have not filed the required statement.

Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM

Page 3: Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM...2015/12/31  · a£cnc> or 0ITic1.1t ofthe Government ofthe United Stales or any section of the public within the United

Received by NSD/FARA Registration Unit 12/31 /2015

jfo FOREIGN PRINCIPAL

4:23:14 PM (PAGE 3)

7. Has your connection with any foreign principd.erided during this 6 month reporting period? Yes D M&M I f ves. furnish the following information;

Foreign Principal: Date of Termination

rlTtaye ymtaco^ Yes • "No 13 If ye% fuMs^

Nmfeatid Addre^ F|teighAPTincip>l(s) Pate Acquired

9. in addition to those named in items ? and j | t i^Uis t foreign priKcipaK to represent during the 6 month reporting;period. •

Moroccan American Center for Policy

10. (al Have yoiifiled exhife principalis); if any, listed in Item 8*> Exhibit A3 Yes • No Q

' Exhibits* ' Yes • ;No • : If no, pJeja«;ajteefc:-#^

(b) Have there been any changes in the Exhibits A and B previously filed for any foreign principal whom you represented during this six month period? Yes • No ® If yes. have you filed an amendment to these exhibits? Yes • N o i

;i|np,:pl|ase-8fta v x

2 The term "foreign principal" includes, m addition to th»e defined in Section 1 (b) of the Act. an individual organization any of whose activities arc drratl) or Hidratlv supervised, directed, controlled financed, or subsidized in whole or w ma|Qr pan by a foreign gas erament, foreign political parts, foreign organization or lonsi «n mdn tduai, (See Rirfe SOOja) (9)) A registrant who represents more than one foreign principal is required lo list in the statements he fites under the A.ct onl> those pimtipals tor whom he.-.is not entitled to elaimiexemption under- Section 3 of the Act.: (See Rule 20S )

3 '! he t'xhibsl A. which ts filed on Form NSD-3, sets forth the information required to be disclosed concerning each foreign principal 4 lite C\h>bit B. which is filed on Form NSD-4, sets forth the information concerning the agrecmc-m or undersuimlmjj between the registrant and.uV:

foreign principal; • " • " °:

•Received.fay NSP/FAR^ RegistrationJJnit—12/31/2015 4.;23:;14,.PM:

Page 4: Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM...2015/12/31  · a£cnc> or 0ITic1.1t ofthe Government ofthe United Stales or any section of the public within the United

Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM

(Mtl.E.4)

Iir-AGTIVOTES

: 1 h During this 6 month fT^iitife^p^riotli have you engaged •in any activities for or rendered any seryiGes to any foreign principal named in Items 7;.&.or$ of this\s#ement? Yes B No. O

If yes, identify each foreign rrrincipaj and describe in full detail your activrjres and services;

Moroccan American Center for Roliey.v The Registrant provided strategic counsel to the. Government of Morocco on bilateral relations with the United States.

12. During this 6 mdiTth rafting period, have you on behalf of anyiftireigii principal engaged in political activity5 as defined below? Yes O No B 1

If.yes,-'identify eacfvwch foreign priheip^ and describe in full detail all such: political activity, indtcatitig. anioiig other things, me relations, interests and policies spughtto be-i^uepc^:aM^means;piplov^.itq achieve this purpose; If the regi strant arranged, sponsored orrdeiivered.sp.eeches, lectures f^ : m^ : B^^ : b^»^^ls . , give details as to dates, places of delivery, names of speakers ^ d sybje i matter.

13, In addition to the above described activities, if any. have you engaged in activityon your own behait%hiefr foreign principal(s)? Yes • No 13

If yes, describe fttlly ;

r

5 "Political activity," as defined in Section l(o) ofthe Act. means any activity that the person engaging m believes will, or that the person intends to, ro any way influence any a£cnc> or 0ITic1.1t ofthe Government ofthe United Stales or any section of the public within the United States w, ith relcrenee to formulating, adopting or changing the domestic or foreign policies ot the United Slates or with reference to political or public interests, policies, or a-Utwos of J government of a foreiip couirtrs or a foreign political parts

Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM

Page 5: Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM...2015/12/31  · a£cnc> or 0ITic1.1t ofthe Government ofthe United Stales or any section of the public within the United

Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM

• (PMiE 5)

14.(a): RECEtPTS-MQMES During this;;6 month rerx»rtW|^o^i^-^ife>cjved. frornahy; r ^ ^ j ^ n c i p a i named in Items % or .9 of this statement,.or from any other'source, .^f^in>tr»'tnteit!$ts of any sochforsign principal,,.any contributions, income: or money either Yes M No; • '

Ifyes,. set forth below in thej^iredd^ m-'a^M-ofi(^,mdn-tes;*

'£W*e.; JFrom Whom jpurjsose' Amount, See attachment: Jte:#l4|a):

$175,000.0)

Total

(B) • RECEIPTS - FUMDRAISING CAMPAIGN During this 6month reporting period, have >ou received, as pan of a furijlraising carnpaign7,any raoaey on behalf of any foreign prineipai,;named in Items % 8, or 9 of this statement? . Y es- • Mo H

Ifyes, hiveyou filedaiJ Exhibit t o p * registration? Yes: • No O

Ifyes, Indicate the;date^ Date

During this 6 month reporting period, have you received ^ •named in fems^, feor^ef ffi^ for or in theintere^dfahy such foreigriprmctpaP

Yes fi: No M,

.l%es, temisJhtte _

-Foreign-Principal. ;r^Received: -tnihgofVatae Purpose?

k 7 A registrant is required to file an Exhibit D if he collects or receives CMitnhuuons, loans, moivm. or other things, ofvalue for a foreign principal as pan ofs fimdratsme campaign. (See Rule 201(c)} , «

8 An Exhibit 0, for which ra> printed form is provided sets tor* an account of money collected t»r received as a result ofa fundrawng campaign and transmitted for a tbragn -prineipat. ...

* T l l i n 8 S o f W BieluA." i*'< are not limited to gifts, interest tree,loans, expense free travel, favored stock purchases, exclusive rights, favored treatment over competitors 'kickbacks.* and the like • ~- ..--.-..*s!rv» .;...v

Received by NSD/FARA Registration Unit 12/31 /2015 4:23:14 PM

Page 6: Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM...2015/12/31  · a£cnc> or 0ITic1.1t ofthe Government ofthe United Stales or any section of the public within the United

Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM

(BACE 6).

15. (a) :OlSBUI^j|!M|BI^M0Nl.£S : ~ • ' " ' "' ~~~~ During tKisjo month;rerwrtmg period, have you :(•») disbitrs ditor expended .niionieis i nxdn t^ t i an^ t jb : ' ^^ on behalf of any foreign-principal named in items 7V $• or

9 of this statemerit? Yes 11 No •

(2) tran^ftt^'ffipniN'.to.any such foreign .pyjiKjpa|? Yes • No •

j 1fno,e)$ii |p^ on behalf of any foreign principal.

Ifyes. set forth below-iiV the required detail and separately for each foreign principal an account of such.monies, including monies tiTOsmifted, if^y,-fo:e^foreigri^p>liirfctpal '

Date To Whom Purpose Amount

attachment to #15 (a)

122,166*5

' flat

Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM

Page 7: Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM...2015/12/31  · a£cnc> or 0ITic1.1t ofthe Government ofthe United Stales or any section of the public within the United

Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM

(PAGE :(b}...PISBURSEMENTS^HINGS<)FV.AIAJE

'. .-I^.i^^tiiis;:6.'-mohth' reporting period, nave you disposed of money in furtherance of of in

LYe!s;E3 "Ho. 0

If yes. furnish the fofftnyirig.inforTaation;;

Date Recipient Foreign Principal Thing of Value Purpose

- m -BKBKI^EMENTS^PBLIli€AL€ONTJRrB0TIONS Dffm^Ms-:€tu&iah re|iorting rKrioihave you ;ffom your ew:frfimds fed on your oyra behalf eithffdirectiy ortfiroughany offief person, made any contributions of money or other things;of value11 ih: connection with an election to any political offiee, or in connection with

Yes M No •

Ifyes, JutttiA-the/W .

lAfe .Amount^f'rhingofyaiue Political OrgariiMidnor Candidate ' Location of Event

iiaShrrwrt!; to

10, i l Things ofvalue include tnri are not limited to gifts., mtercit free learn, esqienje free srave! favored stock purchases, exclusive rights, ttvored treattteitt over competitors.

Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM

Page 8: Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM...2015/12/31  · a£cnc> or 0ITic1.1t ofthe Government ofthe United Stales or any section of the public within the United

Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM

V - INFORMATIONAL MATERIALS (PA<3E8)

16. (a) During this 6;Month reporting period, did you prepare, disseminate or cause to be disseminated any informational materials? Yxs EJ . ' No. a

If Yes. go to Item 17;

•(b) If you answered No tdltem 16(a), do you disseminate any material in connection with your registration? Y ^ i Q N o l

IfYes, please forward the materials -dissent inated during (he six month period to the Registration Unit for review.

17. Identify' a^'-i^i^'W^ij^^cipjpil ' . .

18 During this 6: month: reporting period, has any foreign principal established a budget or alloc ted a specified sum of money to

1mmi<^ :yo}^^w^y0^mW!!^^S o r disseminatinginformational materials? Yes D No §3

if-yes, identify each such foreign principal, specify amd^, and indicate f # what period of time;

19. During this. 6 mpnft reportm materials; include the use of any of the following:

P Radio or TV broadcasts • Magazine or newspaper • Motion picture films Q Letters or telegrams • . Advertising campaigns • Press releases • Pamphlets or other publications • Lectures or speeches • Other (specify) .. ; , ; ; ;

Electronic Communications

• Email

• Website URL(s);

• •Social media websites U'RL(s):, : [ Q; Other (specify) . '. .. . s^ r _ ...

20. Duringthi^6 month reporting-peripud,-did .youlis^emihats or cause |o be disseminated infprmat iortai materials among any of • the followlhg-groups:

O Public officials • 'T*fws^p»s • Libraries

O Legislators:- 0!'€ditprs .0 B^^brMilihstiMionS';

• GOTernment agencies; O Civic groups,or associations • Natidhalify. groups

Q OQm (spe(;i0^ .

$1.; What teguage was u ^ ^ ' - • v -

• English • Other•'(specify): ~ .. .-• . , ..

22. Did you file with the Registration Unit, U.S. Department of Justice a copy of each item of such informational materials disseminated or caused to be disseminated during this 6 month reporting period? Yes d No O

23. Did you label each item of such informational materials with the statement required by Section 4(b) of the Act? Yes • No •

12 The term informational materials includes any oral, visual, graphic, wrillen. or pictorial information or matter of any kind including that published bs meant of advertising, {woks, periodicals, newspapers, ieetures, broadcasts, motion pictures, or am- means or irBtrumetrtaittv of interstate or foreign commerce or otherwise. Informations! materials disseminated b> an agent ot a foreign principal as pan of an acth ity in itself exempt from registration, or an acta its umeh by nsdf would nc-t require registration, need not be filed pursuantto Section 4<b) of the Act.

Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM

Page 9: Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM...2015/12/31  · a£cnc> or 0ITic1.1t ofthe Government ofthe United Stales or any section of the public within the United

Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM

(PAGE 9)

VI - EXECUTION In accordance with 28 .U.'S.C'ii1744 the undersigned swear(s)or,affirrri(s) under penalty of perjury that he/she has (they have) read the iiifcrmation set forth irt this fegistration statement and the attached exhibits and that he/she is (they are) familiar with die contents thereof and that such contents areih 'their entirety, true and accurate to the best of.his/her (their) knowledge and belief, except that the uridersigned make(s) no representation as to truth or accuracy of the information contained in the attached Short;Eomi Registration Statement(s)y if any, insofar as such information isJnot within his/her(their) personal knowledge.

j(Date of signature) (Print or type name under eacj lature or provide electronic signature'')

i 3 This statement shali be signed by the individual agent, if the registrant is an mJiv idual or bv a majority of those partner!., otficers airectors or persons performing similar functions if the registrant K an organization, except that the organrattmn can by power ot attorney. authaiire one or more individuals to evecutc this, stasenent on n>, hehatf

Received by NSD/FARA Registration Unit 12/31/2015 4;23; 14 PM

Page 10: Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM...2015/12/31  · a£cnc> or 0ITic1.1t ofthe Government ofthe United Stales or any section of the public within the United

Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM

Attachment to # 14 (a) Supplemental Filing

6/1/2015 thru 11/30/2015 Gray Global Advisors, LLC

Client: The Moroccan American Center for Policy r

Date From Whom Purpose Amount 6/05/15 Moroccan American Center for Policy Fees $25,000.00 6/24/15 Moroccan American Center for Policy Fees $25,000.00 7/29/15 Moroccan American Center for Policy Fees $25,000.00 8/14/15 Moroccan American Center for Policy Fees $25,000.00 9/22/15 Moroccan American Center for Policy Fees $25,000.00 10/23/15 Moroccan American Center for Policy Fees $25,000.00 11/17/15 Moroccan American Center for Policy Fees $25,000.00

Total $175.000.00

Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM

Page 11: Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM...2015/12/31  · a£cnc> or 0ITic1.1t ofthe Government ofthe United Stales or any section of the public within the United

Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM

Attachment to #15 [a) Supplemental Filing

6/01/2015 to 11/30/15 Gray Global Advisors, LLC

Consultant: Nurnberger & Associates

Date To Whom Purpose Amount 06/30/15 07/29/15 08/31/15 09/29/15 10/30/15 11/30/15

Total

Nurnberger & Nurnberger & Nurnberger & Nurnberger & Nurnberger & Nurnberger &

Associates Associates Associates Associates Associates Associates

Fees Fees Fees Fees Fees Fees

$8,333.33 $8,333.33 $8,333.33 $8,333.33 $8,333.33 $8,333.33

$49.999.98

Consultant: Edolphus Towns

16/30/15 07/29/15 08/31/15 09/29/15 10/30/15 11/30/15

Total

Edolphus Towns Edolphus Towns Edolphus Towns Edolphus Towns Edolphus Towns Edolphus Towns

Fees Fees Fees Fees Fees Fees

$3,000.00 $3,000.00 $3,000.00 $3,000.00 $3,000.00 $3,000.00

$18.000.00

Total $67.999.98

Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM

Page 12: Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM...2015/12/31  · a£cnc> or 0ITic1.1t ofthe Government ofthe United Stales or any section of the public within the United

Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM

Attachment to #15 (c] Supplemental Filing

OS/01/2015 -11/30/2015 Gray Global Advisors, LLC

Principal: Justin Gray

Date

6/01/15

9/09/15

9/16/15

10/01/15

11/09/15

Amount or Thing of Value

$500.00

$1,000.00

$1,000.00

$1,000.00

$1,000.00

Political Organization/Candidate

Chaka Fattah for Congress

John Lewis for Congress

Keith Ellison for Congress

Ivey for Congress

Clyde Williams for Congress

Attachment to #15 (c) Supplemental Filing

05/01/2015 -11/30/2015 Gray Global Advisors, LLC

Principal: Edolphus Towns

Date Amount of Political Organization/Candidate Thing of Value

9/09/15 $1,000.00 John Lewis for Congress

9/09/15 $250.00 G.K. Butterfield for Congress

9/21/15 $1,000,00 Frank Pallone for Congress

9/30/15 $500.00 Ivey for Congress

Location

Contribution only

Contribution only

Contribution only

Contribution only

Contribution only

Location

Contribution only

Contribution only

Contribution only

Contribution only

Received by NSD/FARA Registration Unit 12/31/2015 4:23:14 PM