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1 Realising the technological promise of smartphones in addiction research and treatment: An ethical review Hannah Capon a , Wayne Hall b, c , Craig Fry d and Adrian Carter* a, c a School of Psychological Sciences, Monash University, 18 Innovation Walk, Clayton Campus, Wellington Rd, Monash University, VIC 3800 Australia b Centre for Youth Substance Abuse Research, University of Queensland, CYSAR - K Floor Mental Health Centre, Royal Brisbane and Women’s Hospital Site, Herston, QLD 4029 Australia c UQ Centre for Clinical Research, University of Queensland, UQCCR – Level 2, Building 71/918, Herston Campus, Brisbane, QLD 4029 Australia d Centre for Cultural Diversity and Wellbeing, Victoria University, PO Box 14428 Melbourne VIC 8001 Australia *Corresponding author. Tel.: (03) 9902 9431. Email address: [email protected] (A. Carter). Running Head: Ethical use of smartphones in addiction Word count: 5,390 Declaration of interests None. Target journal: International Journal of Drug Policy

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Realising the technological promise of smartphones in addiction research and treatment: An ethical review

Hannah Capona, Wayne Hallb, c, Craig Fryd and Adrian Carter*a, c

a School of Psychological Sciences, Monash University, 18 Innovation Walk, Clayton Campus, Wellington Rd, Monash University, VIC 3800 Australia b Centre for Youth Substance Abuse Research, University of Queensland, CYSAR - K Floor Mental Health Centre, Royal Brisbane and Women’s Hospital Site, Herston, QLD 4029 Australia c UQ Centre for Clinical Research, University of Queensland, UQCCR – Level 2, Building 71/918, Herston Campus, Brisbane, QLD 4029 Australia d Centre for Cultural Diversity and Wellbeing, Victoria University, PO Box 14428 Melbourne VIC 8001 Australia *Corresponding author. Tel.: (03) 9902 9431. Email address: [email protected] (A. Carter). Running Head: Ethical use of smartphones in addiction

Word count: 5,390

Declaration of interests None.

Target journal: International Journal of Drug Policy

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ABSTRACT

Background:SmartphonetechnologiesandmHealthapplications(orapps)promiseunprecedentedscopefordatacollection,treatmentintervention,andrelapsepreventionwhenusedinthefieldofsubstanceabuseandaddiction.Thispotentialalsoraisesnewethicalchallengesthatresearchers,clinicians,andsoftwaredevelopersmustaddress.Aims:Thispaperaimstoidentifyethicalissuesinthecurrentusesofsmartphonesinaddictionresearchandtreatment.Methods:Asearchofthreedatabases(PubMed,WebofScienceandPsycInfo)identified33studiesinvolvingsmartphonesormHealthapplicationsforuseintheresearchandtreatmentofsubstanceabuseandaddiction.Acontentanalysiswasconductedtoidentifyhowsmartphonesarebeingusedinthesefieldsandtohighlighttheethicalissuesraisedbythesestudies.Results:Smartphonesarebeingusedtocollectlargeamountsofsensitiveinformation,includingpersonalinformation,geo-location,physiologicalactivity,self-reportsofmoodandcravings,andtheconsumptionofillicitdrugs,alcoholandnicotine.Giventhatdetailedinformationisbeingcollectedaboutpotentiallyillegalbehaviour,weidentifiedthefollowingethicalconsiderations:protectinguserprivacy,maximisingequityinaccess,ensuringinformedconsent,providingparticipantswithadequateclinicalresources,communicatingclinicallyrelevantresultstoindividuals,andtheurgentneedtodemonstrateevidenceofsafetyandefficacyofthetechnologies.Conclusions:mHealthtechnologyoffersthepossibilitytocollectlargeamountsofvaluablepersonalinformationthatmayenhanceresearchandtreatmentofsubstanceabuseandaddiction.Torealisethispotentialresearchers,cliniciansandapp-developersmustaddresstheseethicalconcernstomaximisethebenefitsandminimiserisksofharmtousers.

Keywords:smartphones,mHealth,addiction,substanceabuse,ethics,research,treatment.

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INTRODUCTION

Smartphonesareapowerfulandubiquitoustechnologythatcombinesmobilecomputingwithtelecommunicationcapabilities(Mosa,Yoo,&Sheets,2012).In2011,therewereover6billionphonesubscriptionsreaching87%oftheworld’spopulation(ITU,2011).Arecentsurveyfoundthat43%ofglobalrespondentshaveasmartphone(Poushter,2016).ForcountriessuchasAustraliaortheUnitedStates,thisfigureapproachesthree-quarters(Poushter,2016).Thereisgrowinginterestintheuseofsmartphonesandothermobiletechnologiesforconductingresearchondruguseandaddictionandinterveningtoreducedruguseanditsharmfuleffects(Kuntsche&Labhart,2014;Meurk,Hall,Carter,&Chenery,2014).

Theabilityofsmartphonestorunthirdpartysoftwareapplications(orapps)hasgeneratedinterestintheiruseforresearchinsubstanceabuseandaddiction.Smartphonesovercomemanyofthetraditionallimitationsofaddictionresearchthatrelyuponpenandpapersurveysordiariesandretrospectiverecall.Althoughgatheringretrospectiveself-reportmaybecost-efficientandconvenient,ithasbeenfoundtounderestimatesubstanceabuse(Kuntsche&Labhart,2014).Self-reporteddrugusecanbeunder-reportedifparticipantsareunwillingtorevealthetrueamountconsumed.Itmayalsobesubjecttorecallbiaswhenusersonlyremembersomeoftheirtotaldrugconsumption(Kuntsche&Labhart,2014).Surveysofdrugusegenerallyunderrepresentheavysubstanceabusersinthepopulation(Kuntsche&Labhart,2014).Lessintrusivesmartphonetechnologiescanencourageawidersectionofthepopulationtoparticipateinsurveys.Lesstimeistakentofilloutlengthyquestionnairesanddiaries,andpromptscanbesentthroughoutthedaytocollectagreaterrangeofdataatmoreregularintervals(Kuntsche&Labhart,2014).

Smartphonesarealsobeinglookedatforuseinhealthcaresettingstoimprovediagnosisandpersonalisetreatment(Mosaetal.,2012).Smartphonesmayenablecliniciansandotherhealthcareprofessionalstodeliverclinicallyimportantinformationinauniquelytimelyway.Forexample,datacollectedbyasmartphonecouldtriggerclinicallyrelevantmessagestotheuserpriortoanydruguse(Luxton,McCann,Bush,Mishkind,&Reger,2011).TheuseofsmartphonetechnologiesforthispurposehasbeentermedmHealth(Tamony,Holt,&Barnard,2015).

mHealthfallswithinthebroaderfieldofelectronicresearchore-research(Kypri&Lee,2009;Miller&Sønderlund,2010).E-researchiscommonlyusedtostudyhumanparticipantsfrompopulationsdifficulttoidentify,recruitandretaininresearchandtreatment.AdvantagesofmHealthande-researchinnon-therapeuticresearch(e.g.epidemiological,socialandbehavioural,humanitiesresearch)(Barratt,2012;Meurketal.,2014;Miller,Johnston,McElwee,&Noble,2007;Sheareretal.,2007),include:increasedparticipantcomfortandperceivedanonymitythatencouragesmorehonestdisclosure;improvedconsentprocesses(FordIietal.,2015;Monney,Penzenstadler,Dupraz,Etter,&Khazaal,2015;R.Pateletal.,2015);reducedresearchcosts;andfewerdataerrors(Milleretal.,2007;Monneyetal.,2015).Theseapproacheshavealsoprovenbeneficialwithhumanparticipantsintherapeuticresearchdomains(i.e.prevention,treatmentandotherinterventions)includegreatercapacitytorecruitparticipantsforclinicalstudies,moreefficientinterventiondelivery,improvedmonitoringofadherencetotreatmentprotocols(Vahabzadeh,Lin,Mezghanni,Epstein,&Preston,2009),andcapacitytoproducesignificantinterventioneffects(Amstadter,Broman-Fulks,Zinzow,Ruggiero,&Cercone,2009;Neil,Batterham,Christensen,Bennett,&Griffiths,2009).

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Forbothresearchandtreatmentofaddiction,smartphonemonitoringofsubstanceuseortreatmentispossiblethroughpassivedatacollectionorviadirectinputfrompatients.Smartphoneappscanpromptandrecordapatient’sself-reporteddrugconsumptionandcravings,commonlyreferredtoasEcologicalMomentaryAssessment(EMA)(Serre,Fatseas,Swendsen,&Auriacombe,2015).Smartphonetechnologiesmaypassivelyrecordpatternsofmovementwithintheenvironment,forexample,viaglobalpositioningsystems(GPS),wirelesslocalareanetworks(orWi-Fi),Bluetooth,accelerometers,gyroscopes,pressure-sensors,proximity-sensing magnetometers,barometers,humiditysensors,temperaturesensors,andambientlightsensors(Luxtonetal.,2011).Microphonesandcamerasareabletorecordimagesandsounds,includingpersonalconversations,inthevicinityofthephone(Peietal.,2013).Fromthesedataitispossibletodeducerichsocialinformationaboutanindividual,includingtheiridentity,gender,age,maritalstatus,socialstatus,wheretheylive,wheretheirchildrengotoschool,health,sexlife,religion,mood,andwhethertheyvisitatherapist,andifsohowoften,orhowregularlytheyvisitdrinkingorgamblingestablishments(A.Carter,Liddle,Hall,&Chenery,2015;Gasson,Warwick,Kosta,Royer,&Meints,2011;King,2011;Peietal.,2013;Shilton,2009).

Physiologicalinformationsuchasheartrate,bloodpressureandsubstanceconcentrationlevelsmaybemeasuredusingadditionalsensors.Remotemonitoringdevices,forexample,arebeingdevelopedtocontinuouslymonitorphysiologicalresponsesorprecursorstocravingsorrelapseinpersonsbeingtreatedforaddiction(Boyer,Smelson,Fletcher,Ziedonis,&Picard,2010;Yuetal.,2012).Smartphonescanalsobeadaptedtodirectlymonitorphysiologicalresponsestodrugconsumption,suchassensorbandsthatareabletodetectelectro-dermalactivity,bodymotionandskintemperature(Boyeretal.,2012).Thisinformationmaybelinkedtootherelectronicdatabases,eithercommerciallyavailableorthroughagreementwithothergovernmentagencies(e.g.personalmedicalrecords).Algorithmsmaythenbedevelopedtoidentifybehaviouralpatternsindicativeoftreatmentprogress,suchastreatmentresponseandtriggersforcravingsandbehaviourthatincreasestheriskofrelapse(Ahsanetal.,2013).Inorderforthetechnologytoprovideeffectivetreatments,robustresearchwillneedtobeconducted.Giventhesensitiveinformationbeingcollectedandintrusivenatureoftheequipment,anumberofethicalissuesarise.

Ethicalissues

mHealthraisesnovelethicalissuesforresearchbecauseitdiffersfromtraditionalmeansofhumanparticipantrecruitment,consent,datacollection,andanalysis(A.Carteretal.,2015).mHealthmethodsalterthenature,dynamicsandpotentialconsequencesofresearchparticipationandareevolvingrapidly.ThepotentialnegativeconsequencesofparticipationinmHealthresearchareparticularlysalientforthosewithstigmatiseddisordersorbehaviour,suchasthosewithadrugaddictionorwhouseillicitdrugs(Meurketal.,2014).

TherearealsoconcernssurroundingtheclinicalapplicationsofmHealthtechnologyforaddictionorsubstanceabusetreatment.Confidentialityandinformedconsentproceduresmayneedtoberevisedtoconsiderstoragelocationsandsecurity.Giventhewidemarketavailableandpossibilityforcorporateinterest,evidenceofsafeandeffectivetreatmentsmayneedtobehighlightedpriortodistributionamongpotentiallyvulnerableusers.Thespeedofgrowthofthesmartphoneappmarketappearstohaveoutpacedthemedicalfraternity’sabilitytoaddresstheseethicalchallenges(Boyce,2012).

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Thepaceofdevelopmentis“forcingresearchersandresearchregulatorstorethinkandre-evaluatesuchfundamentalresearchethicsissuesasprivacy,informedconsent,ownership,recruitment,publicversusprivatespace,researchandscientificintegrityitself”(Buchanan&Hvizdak,2009,p.37).TheWorldHealthOrganizationhasrecognisedtheneedforgreaterconsiderationoftheethicaluseofelectronicormobileresearchandhealth.Unfortunately,progressindevelopingethicalguidancehasbeenslow.ArecentNHMRCAustralianHealthEthicsCommittee(AHEC)consultationpaperonethicalissuesinalcoholanddrugresearchacknowledged:“TheNationalStatementwaspublishedbeforetheethicalissuesraisedbythesedevelopmentsbecameapparentsoitcurrentlyprovidesnospecificguidanceforInternet-basedorotherformsofonlineresearch”(NHMRC,2011,p.27).Thisisparticularlythecaseformobiletechnologies.Althoughrecentguidelineshavebeenoutlinedontheuseofdigitaldatainresearch(Clarketal.,2015),ethicalguidelinesarestillrequiredtoclarifybestpracticeintheuseofmHealthtechnology(A.Carteretal.,2015).

Itisimportantthatethicalregulationoftheresearchandclinicaluseofsmartphoneskeepspacewiththerapiddevelopmentsinthesetechnologies.Traditionalwaysofensuringtheconfidentialityandprivacyofresearchdatacollectedondruguseandbehaviourarenotsufficienttodealwiththesophisticatedarrayofpersonaldatathatarecollectedviasmartphonetechnologies.Researchteamsandcliniciansmustunderstandtheseethicalimplicationsiftheyaretomaximisethepromiseofthistechnologyandminimiseanyunintendedharms.Theseethicalconcernsdependonhowthetechnologyisbeingused,andthesortsofsafeguardsthatareputinplace.Theuseofappropriatetechnicalsafeguardsduringthedevelopmentofappscanmitigatemanyoftheseconcerns(e.g.bytheuseofsecurein-boxes,maximisingusercontroloverdatarecorded,transmissionofdatausingsecuremethods,andprovidingaccesstodevicesforthosethatdonothavethem)(A.Carteretal.,2015).Thecurrentlackofethicalguidelinesinthisareacan“resultinresearchersactingwithlessconsideration,andevenbehavingunethicallytowardstheirstudysubjects”(Bober,2004,p.308).

Inordertobetterunderstandtheethicalissuesraisedbytheuseofsmartphonesinaddictionresearchandtreatment,thispaperaimstoreviewthewaysinwhichsmartphonetechnologiesarecurrentlybeingemployedinthefield.Fromthisethicalreview,wewillconcludewithasetofrecommendationsforthedevelopmentanduseofmHealthappsforresearchersandcliniciansinthefieldofsubstanceabuseandaddiction.

METHODS

Asearchofthreeelectronicdatabases(PubMed,PsycInfoandWebofScience)wasperformedbyHCusingthefollowingterms:(“substanceuse”OR“substanceabuse”OR“drugdependence”ORaddict*ORalcohol*ORsmok*ORtobaccoORcannabisORmarijuanaORheroinORcocaineORopioidORopiate)AND(mHealthORsmartphoneORiPhoneOR“mobilephoneapp”)NOT(“smartphoneaddiction”).Eighty-fourarticlesweredownloadedtoanEndnotedatabaseforfurtheranalysisofeligibility.Titlesandabstractsofthearticleswereexaminedtoidentifystudiesfulfillingthefollowingcriteria:1)involvingmHealthappsorsmartphones(definedasmobilephoneswithonboardsensors,internetcapabilityandtheabilitytorunthirdpartyapps);2)foruseintheresearchortreatmentofsubstanceabuseoraddiction.Articlesnotfulfillingthesecriteriawereexcluded(n=22).Full-textanalysisexcludedafurther30publicationsbecausetheyeitherdidnotfulfiltheinclusioncriteria,providedonlyacasereportorgeneralreviewofthetopicorre-publisheddata(Epsteinetal.,2009;McTavish,Chih,Shah,&Gustafson,2012).Articlereferencelistswerescreened

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identifyingoneadditionalstudy(Yuetal.,2012).Thefinalanalysiscomprisedof33uniquepapersdescribing35mHealth/mobilephoneapplications(seeFigure1).

[Figure1TrialFlowDiagram.]

DataAnalysis

ThedatawastranscribedintotheStatisticalPackageforSocialSciences(SPSS)Version23.0softwaretobeanalysedquantitativelyandalsotabulatedinMicrosoftWordforqualitativeanalysis.Ofthe33studiesincludedinthisanalysis,10usedsmartphonetechnologytocollectresearchdatafromparticipants(Researchapps,seeTableS1)and23focusedonthetreatmentormanagementofaddictionandsubstanceabuse(Clinicalapps,seeTableS2).Acontentanalysisidentifiedthefollowingrelevantthemes:substanceinvestigated,studyaimsanddesign,informationrecordedaspartofthestudy,howinformationwasstoredandtransferredfromthesmartphone,andtheethicalconsiderationshighlightedinthestudy.Wethenexaminedtheethicalconcernsraisedbythesethemesandassessedthemeasuressuggestedintheliteraturetomitigatetheseconcerns.Wethenconductedanethicalanalysisemployingapluralisticprinciplistapproach(Beauchamp&Childress,2009)toidentifyadditionalethicalconcernsthatwarrantfurtherconsiderationbyresearchers,clinicians,andappdevelopers.

RESULTS

SubstanceInvestigated

Approximatelyhalfoftheappsfocusedontobaccoabuseandone-thirdinvolvedalcoholuse(seeTable1);twoexaminedheroinaddiction,andonecocaineabuse.Threestudiesexaminedaddictioningeneral,eithercoveringarangeofsubstancesornotspecifyingthesubstanceofaddiction.

[Table1Substanceoffocus.]

StudyDesignandAim

Themajority(37.1%)ofstudiesanalysedwererandomisedcontrolledtrials(RCT)ofclinicalsmartphoneapps.Approximatelyone-third(31.4%)wereobservationalstudiesofinterventioneffectsonparticipants’behaviour;sevenofthesewerecohortstudiesandfourwerecase-controlstudies.One-quarteroftheapplicationsreviewedwerefeasibilitystudies.Twopaperswerereviewsofcommerciallyavailableapplications.

Fivedistinctaimsoftheappswereidentified(seeTable2).Overhalfaimedtoinduceorsupportbehaviourchange,suchassmokingcessation,orreducedalcoholconsumption.Otherapplicationsaimedat:preventingtheuserfromrelapsingtodruguse;assistingtheusertomonitortheirconsumption;andencouragingmedicationadherenceinthetreatmentofalcoholabuse.

Morethanhalfofthe10researchapplicationsusedtextmessagingandEMAprotocolstoassessrelationshipsbetweencravings,substanceuse,moodorproximitytoretailoutletsforalcoholortobacco.Onestudytestedthereliabilityandvalidityofamobilephonebasedbreathcarbon-monoxidemeter,whileanotheraimedtoinvestigatetheprevalenceofsmokinginvehicles.Twostudiesusedsmartphoneappstostudytheeffectsofalcoholoncognition:oneusedgamesto

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measurealcoholintoxicationandcomparedthiswithbloodalcoholconcentration;theotherexaminedtheeffectivenessofaprogramtoincreaseexecutivefunctioningofalcoholabusers.

[Table2Purposeofapplication.]

PersonalInformationRecorded

Theappscollectedarangeofdemographicandpersonalinformation(seeTable3).Amajorityrequireduserstorecordtheirregularconsumptionhabits,dailydruguse,cravings,ortriggersofcravings.Overhalfoftheappsobtainedpersonaldemographicinformationthatincludedage,gender,ethnicity,educationlevelandemployment.Users’locationsweretrackedusingGPSorothergeo-locatingsensorsbymorethanone-fifthoftheapplicationsandthreeincludeddevicesthatmeasuredphysiologicaldata.Threeobtainedthisinformationviauserself-report.Sixappscollectedinformationonparticipants’medicalhistoryortheiruseofprescribedmedications.Morethanone-thirdofappscollectedinformationonusers’goalsforrecovery,suchaspersonalmotivationsorreasonsforabstinence.

[Table3Typeofinformationcollected.]

DataStorageandTransfer

One-quarterofthestudiesdidnotaddressstoragesecurityormethodsoftransferringtheinformationfromthedevice.Almosthalf(48.6%)utilised‘secure’onlinestoragebanks,suchas‘thecloud’,andwirelessor3Gserverstotransferthisinformation(Ahsanetal.,2013;BinDhim,McGeechan,&Trevena,2014;Hertzbergetal.,2013;Reitzeletal.,2014;Renner,2012;Struik&Baskerville,2014).Theremaindereitherstoredinformationonlocaldevices(25.7%).Intermsoftransferofinformation,overhalfofthestudiestransferreddatausingonlinepathwaysandapproximatelyone-fifth(22.9%)transferredinformationusinglocalised,offlinedevices.

EthicalConsiderations

Afterreviewingtheliterature,weidentifiedthefollowingethicalissuesasemergingthemes:protectingtheprivacyoftheinformationcollected(assessedbyattemptstoensureuseranonymity,encryptionofdata,considerationofstorageandtransfersecurity,passwordprotection,privateinboxes,andusercontrol);ensuringequalaccesstothetechnologyforallindividuals;andprovidingappropriateclinicalinformationtotheindividual(includingrecommendationsforsupportiveresourcesforsubstanceabusetreatment)(seeTable4).

Privacy

Overonethirdoftheapplicationsreportedimplementingprocessesthataimedtopreserveuseranonymity(e.g.unidentifiedusernames,de-identificationofthedata).Elevenappsuseddataencryptionmethods,wheredataisscrambledtomakeitindecipherablebythirdpartiesandone-fifthusedpassword-protection.Twentyappsprovideduserswithanelementofcontrolovertheutilityoftheapp.Forexample,anumberofappssoughttomaintainuserprivacybyprovidingtheparticipantwiththeabilitytoturnoffalertsatcertaintimes(Keoleian,Stalcup,Polcin,Brown,&Galloway,2013;Kirchneretal.,2013;McTavishetal.,2012;vanMierloetal.,2014).Oneapplicationallowedtheusertoswitchofflocationserviceswhendesired(McTavishetal.,2012),potentiallyreducingtheamountofunnecessarydatacollectedandthepossibilityofathird-partyidentifyingtheuserthroughdataprofiling(Gassonetal.,2011).

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Ofthe18applicationsthatusedtextmessaging,onlythreeincorporatedaseparateorprivateinboxfortheuser(e.g.(Hasin,Aharonovich,&Greenstein,2014;Haug,Kowatsch,Castro,Filler,&Schaub,2014)).Toensureprivacyfromthirdpartyaccess,ifthedeviceislostorstolen,asmallnumberofappsusedpasswordprotection(e.g.(Hertzbergetal.,2013;Renner,2012;vanMierloetal.,2014)).

Equalaccesstothetechnology

FourteenofthestudiesreviewedtookstepstoensurethatindividualsinthelowersocioeconomicpopulationhadaccesstomHealthtechnology.Arangeofmethodswereobserved,suchasprovidingtheparticipantwithasmartphonedevice(Dulin,Gonzalez,&Campbell,2014;Ingersolletal.,2014;Johnson,Barrault,Nadeau,&Swendsen,2009),recruitingparticipantsfromtreatmentcentres(Epsteinetal.,2009;Johnsonetal.,2009;Watkinsetal.,2014)orfocusingprimarilyonindividualsoflowerincome(Reitzeletal.,2014;Wenetal.,2014).YetmorethanhalfofthestudiesrequiredparticipantstoownasmartphonedeviceorhaveaccesstotheInternet(Keoleianetal.,2013;Whittaker,2011)inordertobeeligibletoparticipate.

Communicationofclinicalinformation

Overhalfofthestudiesprovidedexternalsupportresourcesforparticipants,througheitherclinicaltreatmentaspartofthestudy(Boyeretal.,2012;Epsteinetal.,2009;Ingersolletal.,2014;McTavishetal.,2012),personalcareoronlineinteractiveresources(Dulinetal.,2014;McTavishetal.,2012).However,almosthalfofthestudiesdidnotprovideanyresourcesorclinicallyrelevantinformationforusers.Finally,sixappsweredevelopedalongsidenot-for-profit,independentorganisations,suchasQuitVictoria(Ploderer,Smith,Pearce,&Borland,2014)ortheCancerCouncil(Borland,Balmford,&Benda,2013;Buller,Borland,Bettinghaus,Shane,&Zimmerman,2014).

[Table4Ethicalissuesconsidered.]

DISCUSSION

Arangeofresearchmethodswereobservedinthe33uniquestudiesofsmartphonetechnologiesinaddictionresearchandtreatmentanditwasencouragingtofindthemostcommonbeingrandomisedcontrolledtrials,the‘goldstandard’researchmethod.Yet,despitesomein-depth,potentiallyidentifiableinformationbeingcollectedabouttheuser,manystudiesmayhaveoverlookedthereliabilityoftheirsecuritymeasures.Suchoversighthasimplicationsontheparticipant’sprivacyandinformedconsent.Giventhepotentialvulnerabilityofthepopulationinquestion,ethicalissuesmayarisewhenusingmHealthtechnologyfortreatingsubstanceabuserelatedtotheequalavailabilityofsmartphonetechnologyforall,communicationofclinicallyrelevantinformation,evidenceofsafetyandeffectivenessoftheappaswellastheprocessofappdesign.

Privacy

ThemostprominentethicalconcernwithmHealthtechnologyisprotectingtheprivacyofusers’personalinformation.ThemHealthappswereviewedcollectedarangeofsensitiveinformation,suchasusers’demographiccharacteristics,druguse,moodorcravings.Fromsuchdata,itmaybepossibleforathirdpartytoidentifypersonsengagingincriminalbehaviours(e.g.consumptionorpurchaseofillicitdrugs),thelocationsatwhichtheydidso,andthedetailsofotherswhomayalsobeinvolved.Giventhesensitivityoftheinformationcollected,researchers,cliniciansandappdevelopershaveanethicalobligationtotakestepstoensurethatthirdpartiescannotaccesssuch

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informationandtobeawareofthelimitationsoftheirpromisestoprotectusers’privacy.Weareunabletodiscernfromthisstudywhethertheinformedconsentprocessmettheserecommendations.TheinabilitytoensureanonymityandguaranteeprivacyisseldomacknowledgedinthemHealthliterature.Althoughabreachofauser’sprivacymaybeviewedasunlikely,thisisanareathatrequiresgreaterattention.

Datastorageandtransfer

Despitecollectinginformationaboutpotentiallyillegalbehaviours,manystudieseitherdidnotaddressstoragesecurity,orutilisedonlinestoragebankswherethelevelofsecurityisunknown.Therisksofsuchstoragelocationsneedtobeaddressed.Researchersandclinicianscannotguaranteethatinformationstoredonlinewillnotbeaccessedbythirdparties,despitepasswordprotection,asrecenthighprofilebreachesofcloudstorageillustrate(Chuetal.,2013;"Cloudhackoncelebrities,"2014;Timberg,2014).Furthermore,entrustingdatawiththird-partynetworks,viatransmissionorstorage,canincreasethepossibilityofhacking.Thereisalsoaquestionaboutdataownershipbytelecommunicationcompaniesandcloudstorageprovidersthroughwhichthedataistransmittedorstored(e.g.Internetserviceproviders(ISP),Google,Amazon)(He,Naveed,Gunter,&Nahrstedt,2014).

Third-partyaccess

Therearelimitstotheextenttowhichresearchers,cliniciansandapp-developerscanguaranteetheprivacyofparticipantinformation,despiteusingoff-line,securestorage.Druguseisoftenillicitandmaybeofinteresttobothcriminalandcivilcourts(e.g.FamilyCourtsincustodydisputes).Ifpresentedwithasubpoena,researchersandcliniciansarelegallyrequiredtohandoverparticipantinformationthatisrecordedondrug-relatedapps.Furthermore,manydrugusersareengagedinillegalbehaviour(bydefinitioninusinganillegaldrug),andfrequentlycomeunderthesurveillanceoftheauthorities.Ifthereissuspicionthattheyhaveengagedinillegalactivities,lawenforcementofficialshavetheauthoritytodemandaccesstosmartphonedata,whichmayrecordproofofillegalactivityofstudyparticipants(e.g.theirillicitdruguseorpropertycrimes)orothers(e.g.thelocationoftheirdrugdealers).

Inadditiontocarryinglargervolumesofpersonaldata,mobilephonesareoftenpermanentaccompanimentsthatareeasilyvisibleandaccessiblebythirdparties.Despiteeffortstoreducetheriskofthirdpartiesaccessingtheapporuserinformation,thesimplepresenceofanapponaphonemaybeenoughtodisclosethatthepersonhasanaddiction.Thesearesalientissueswhereusersmaybesubjecttosignificantstigmatisationandsocialdiscrimination(e.g.byemployers,educators,insurers).Stepsshouldbetakentomitigateunintendeddiscoveryoftheapporthedatarecorded.Theselimitationsshouldalsobeacknowledgedthroughtransparentandrobustinformedconsentprocedures(seebelow).

Useranonymity

Anumberofappdesignershavetakenstepstoensurethatthedatatheycollectdoesnotidentifytheuser.Forexample,anonymoususernameswereemployedandspecificdetailswereremovedfromthedatathatcoulduniquelyidentifyaperson(e.g.personaladdress)(Plodereretal.,2014;Stoner&Hendershot,2012;vanMierloetal.,2014).Althoughtheseattemptsmayincreaseuser

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anonymity,theycanbeineffectiveiftheapppassivelycollectsgeo-locationdata,aswasfoundfortwoapps(BinDhimetal.,2014;Boyeretal.,2012).

Dataencryptionmethodswereutilisedbysomeapps,wheredataisscrambledsothatitisindecipherablebythirdparties.Yetthesecurityofthisprocedureisuncertainasitispossibleforcodestobebrokenorcrackedwithmoderncomputingmethods(Wei,Murugesan,Kuo,Naik,&Krizanc,2013).Althoughmostoftheappsthatusedencryptionmethodsalsode-identifiedthedatacollected(Ahsanetal.,2013;BinDhimetal.,2014;Boyeretal.,2012;Gajecki,Berman,Sinadinovic,Rosendahl,&Andersson,2014;Gamitoetal.,2014;Renner,2012;Stoner&Hendershot,2012;vanMierloetal.,2014),collectingawiderangeofdata,includinggeo-location,rendersitpossibletoconstructadataprofilethatmayidentifytheuser(Gassonetal.,2011).

Somefeaturesincludedinanumberofappsmaythreatenusers’privacy.Forexample,alertsemployedbysmartphonestocollectresearchdatamayattracttheattentionofthirdparties(B.L.Carteretal.,2008;Dulinetal.,2014;Johnsonetal.,2009).Suchapproachesmayincreasetheprivacyandcontrolaparticipanthasovertheirdataandtheintrusivenessoftheapp,butatthecostofreducingitsresearchvalueifdataaremissed.Thistradeoffmustbecarefullybalancedduringresearchdesignandethicalreview.

InformedConsent

ItisimperativethatparticipantsinsmartphoneresearchorusersofmHealthappsfortreatmentofaddictionarefullyinformedofthepotentialriskstotheirprivacyandthelimitationsonresearchersandclinicians’abilitytoprotectthisprivacy.Presently,thetechnologicalandlegalimplicationsofthesedevicesmaybedifficultforbothparticipantsandresearcherstocomprehend.Forexample,researcherswhousedanmHealthappforindividualsrecoveringfromalcoholdependenceconductedfocusgroupstoexamineusers’perceptionsofGPStracking(D.Gustafsonetal.,2011).Mostuserswerequiteopentolocationtracking,providedthedatawereonlysharedwiththeirpermission.Despitethelimitedabilitytoprotectprivacyofinformationonillicitsubstanceuse,theresearchersdidnotclarifythelimitstoprivacyordescribetheamountofinformationthatmaybegleanedfromthedevices.

Somelong-termdependentdrugusersmayhavecognitiveorlearningimpairmentsthatinterferewiththeirabilitytounderstandtheethicalimplicationsraisedbythetechnologicallysophisticateduseofsmartphoneapps.Researchersandcliniciansmusttakethisintoconsiderationbydesigninginformedconsentproceduresthatexplainthistechnologicallycomplexinformationinwaysthatfacilitatecomprehension(e.g.byusingvisualaidsandtestingcomprehension).Furthermore,asthelegalsituationisdifferentindifferentcountries,researchersandcliniciansshouldbeawareofthelawsaffectingtheirarea.

EqualAccesstomHealthTechnology

TheexpenseofbuyingsmartphonesandtelephoneplansmaypreventvulnerablepopulationsfromaccessingmHealthservicesorparticipatinginresearch.Thiscanamplifyinequitiesinaccesstohealthcare.Whiletherehasbeenarapidgrowthinmobilephonecoverageinrecentyears,somesegmentsofthepopulationstilllackaccess(Labrique,Kirk,Westergaard,&Merritt,2013).Arecentstudyonmobilephoneuseinsubstanceabusepatientsfoundthatalthoughthemajorityowneda

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mobilephone,onlyhalfhadsmartphonecapabilitiesandthree-quarterswereonpay-as-you-gocontracts(Milward,Day,Wadsworth,Strang,&Lynskey,2015).mHealthapplicationsthatrequireinternetaccessandcostlydatatransmissionmaybeunaffordableandthusinaccessibleforsignificantportionsofthedrugdependentpopulation.

MorethanhalfofthestudiesreviewedrequiredparticipantstoownasmartphonedeviceorhaveaccesstotheInternetinordertobeeligibletoparticipate.Theserequirementsexcludeindividualswhomaynothaveaccesstosmartphonetechnology.Giventhatdruguserstendtobeover-representedinlowersocioeconomicpopulations,thereisanethicalimperativetoensurethatthesepatientsarenotpreventedfrombenefittingfrommHealthmonitoring(Labriqueetal.,2013).Furthermore,studyresultswillbeskewedifsuchapopulationisignoredandasaresultthoseinmostneedofrehabilitationorsupportareexcludedfromparticipatinginimportantresearchorfromreceivingtreatmentbenefits.

CommunicationofClinicalInformationtoParticipants

Acriticaldecisioninusingsmartphonesforclinicalpurposesishowtocommunicateresultstousers.Theprovisionofimmediateandubiquitousfeedbackofinformationhasthepotentialtoempowerandassistpatientstobettermanagetheirhealthandtoimproveclinician/patientrelationships(Boyce,2012).Thisissuewasonlyconsideredbyasmallnumberofstudies.One,forexample,provideddetailedpersonalisedfeedbackintheformofgraphsandsummariesand,after30days,patientsmetwithcounsellorstoensurethattheyunderstoodthefeedback(Hasinetal.,2014).Otherappsfulfilledthisethicalrequirementbyprovidinguserswithfeaturesmappingtheirself-reportedprogressintheformofmonetaryorhealthbenefitstrackers(BinDhimetal.,2014;Brickeretal.,2014;Struik&Baskerville,2014).Tobeclinicallymeaningful,however,thefindingsmustbescientificallyrobustandpresentedinawaythatthepatientunderstands.

Ataminimum,appsmustprovideinformationonclinicalservicesandresourcesavailabletothepersonbothviaandexternaltotheapp.Itisnotonlyimportantthatappdevelopersandresearchersfacilitateaccesstoclinicalinformationandservices,butalsothattheyarefactualandmaximisebenefitstotheuser.

EvidenceofSafetyandEffectiveness

Inordertominimiseanyriskofharmstotheusers,app-developersshouldprovideevidenceofthesafetyandeffectivenessoftheappsbeforemakingthemavailabletothepublic.ThisurgentneedwasrecognizedbytheWorldHealthOrganizationandotherleadinghealthagenciesintheBellagiocalltoactiononglobaleHealthevaluationthatcalledforrigorousevaluation“togenerateevidenceandpromotetheappropriateintegrationanduseoftechnologies...toimprovehealthandreducehealthinequalities”(TheBellagioeHealthEvaluationGroup,2011,p.1).Oneapp,forexample,includedalertstowarnuserswhentheywereenteringalocationwheretheymaybeatriskofarelapsetodrinking(Dulinetal.,2014).Withoutevidenceofsafetyandeffectiveness,alertssuchasthismayunintentionallyremindtheuserofanopportunitytousetheirdrugandinducecraving.

Althoughsomeappsweredevelopedalongsideindependentorganisations,manythatarepubliclyavailablearecreatedbycommercialdeveloperswhoarenotsubjecttothesameethicalguidelinesasuniversityorhospital-basedresearchers(Abroms,Westmaas,Bontemps-Jones,Ramani,&

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Mellerson,2013).Giventhesimplicityandcost-effectivenessofmHealthsolutions,decision-makersmayoverlookthelackofrobustempiricalevidenceindecidingwhethertousethem(Boyce,2012).TheimplementationofuntestedmHealthinterventionsmayresultinfailedprojects,wastedresources,andpoorerhealthoutcomesforthoseusingtheseservices.Inordertobenefittheuser,itisimperativethatthemHealthappsusedbyresearchers,clinicians,universitiesandhospitalsaresupportedbyrigorousevidenceofsafetyandefficacy(Boyce,2012).

AppDesignandDevelopment

Thedevelopmentandinvestigationoftheseappsrequiresengagementwithusersandotherstakeholderstoidentifytheirconcernsanddevelopprocessesthatprotecttheparticipantandmaximisetheutilityandeffectivenessoftheintervention.Focusgroupswereemployedthroughoutthedevelopmentprocessforanumberofpapersdevelopingappsforsmokingcessation(Giroux,Bacon,King,Dulin,&Gonzalez,2014;Ybarra,Holtrop,Prescott,&Strong,2014).Althoughimportantforenhancinguseraccessandutility,issuesrelatedtoparticipantprivacywerenotaddressed.ResearchersandappdevelopersneedtoconsiderethicalissueswhendesigningmHealthtechnologyforaddictionresearchandtreatmentpurposes.Aconsiderationoftheseissuesshouldnotbeleftuntilafteranapphasbeendesigned.Thiswillnotoptimallymeettheethicalchallenges,mitigateanyriskofharmforusers,ormaximiseparticipantautonomy.Weproposeanumberofrecommendationsforthedevelopmentanduseofsuchtechnologyforsubstanceabuseandaddiction(seeBox.1).

LimitationsandFutureDirections

ThepresentpaperhasreviewedtheliteratureontheuseofmHealthtechnologyforresearchandtreatmentofsubstanceabuseoraddiction.Wehaveidentifiedanumberofethicalconcernsandhaveprovidedrecommendationsforresearchers,cliniciansandappdevelopersthatwouldcontributetoensuringuserprivacyismaintainedandstandardethicalprinciplesarenotviolatedwiththefast-developingtechnology.Duetothenatureoftheresearch,however,somelimitationsareacknowledged.Thepresentreviewwaslimitedtotheuseofsmartphonespublishedinacademicjournalsonly.Thismayhaveexcludedcommerciallyavailableappsthatwerenotbeingtestedbyresearchers.Areviewofappsavailableoncommercialplatformsisrecommendedforfutureresearch.Theuseofsmartphonesinaddictionresearchandtreatmentinvolvescomplex,technicallyspecificresearchandknowledge.Webelievethatmultidisciplinaryworkinggroupsareneededtoexaminethecomplextechnicalissuesinvolvedinensuringtheethicaluseofsmartphoneappsinresearchandtreatment,andtodevelopasetofeasilyunderstoodguidelinesforbothresearchersandcliniciansabouttheminimumstandardethicalrequirementsforthedesignanduseofthispromisingtechnology.

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EthicalConsideration RecommendationsDatastorageandtransfer

Seriousconsiderationshouldbegiventowherethedataisstoredandhowitistransmittedfromthedevice.Onlinetransmissionandstorageshouldbeavoidedinfavouroflocalisedstorageunitsthatcanonlybeaccessedbyauthorisedpersonnel.Onlydatarelevanttotheaimsofthestudyorpurposeoftheapplicationshouldbecollected.

Dataownership Ifdataistobestoredonthirdpartynetworks,clearguidelinesshouldbeprovidedpriortodatacollectionthatoutlinestoallpartieswhohasrightstoaccessthedataandwhichpartiesownthedata.

Third-partyaccess Passwordprotectionorprivateinboxfeaturesshouldbeutilisedtopreventaccidentalthirdpartyaccesstotheapp/device.Individualsshouldbeinformedofthepotentialforthirdpartiestoaccesstheirdata,throughlegalmeans,orhacking.

Useranonymity Dataencryptionmethodscanreducelikelihoodofthird-partyaccesstoinformationbuttheirlimitationsmustberelayedtotheuser.Usersneedtobemadeawareifde-identificationprocessesarenotpossible.Wherepossible,usersshouldbegivenpowertocontrolhowmuchinformationiscollectedandwhen.

Informedconsent mHealthusersneedtobeinformedoftherisksandbenefitsofthetechnologyinawaythatisclearandunderstandable.Thisincludeslimitstoconfidentialityandprivacy,forexample,courtordersorsubpoena.

AccesstomHealthtechnologies

Strategiesneedtobeusedtoensurethatindividualsfromminoritygroups,suchaslowersocioeconomicpopulationsorthosewithadisability,haveequalaccesstothebenefitsofmHealthtechnology.Provisionofdevicestoresearchparticipantswillincludethosemostinneedandensureamorerepresentativesample.

Communicationofclinicallyrelevantresults

Feedbackofclinicallyrelevantinformationshouldberelayedtotheuserinamannerthattheyunderstandbutonlywhenthereisstrongempiricalevidencetosupportthefindings.Usersshouldalsobeprovidedwithaccesstoexternalresourcesforevidence-based,clinicalsupportfortheiraddiction.

Evidenceofsafetyandeffectiveness

InterventionsencompassedinmHealthtechnologyshouldonlybeutilisedifprospectivelyshowntobesafe,effectiveandofbenefittotheconsumer.

RegulationofmHealthproducts

AregulatoryprocessisneededtocarefullyevaluatemHealthappsandrequireevidenceofsafety,effectiveness,andethicalconductbeforeroutinepublicdistributionandclinicaluse.

Box1Recommendationsforresearchers,clinicians,andappdeveloperswhenusinganddesigningmHealthtechnologyfortherapeuticandnon-therapeuticaddictionresearch.

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CONCLUSIONS

SmartphoneandmHealthtechnologyprovideuniquepossibilitiesforcollectingvaluableinformationaboutresearchandforthetreatmentofsubstanceabuseandaddiction.Giventhewidescopeofpersonalinformationthatcanbecollected,thepromiseofthesetechnologiesalsoraiseanumberofethicalissues.Ouranalysissuggeststhatthereisalackofawarenessoftheethicalissuesraisedbytheiruse,theimplicationsforhowtheappsaredeveloped,andhowbothresearchandclinicaltreatmentsareconducted.Giventhesensitivityofinformationbeingcollected(e.g.illegalbehaviours),itisanethicalimperativeforresearchers,app-developersandclinicianstoprotecttherightsandprivacyoftheusers.Thereiscurrentlyalackofattentiontowhereinformationisbeingstored,thelevelofsecurityinvolved,andhowitisbeingtransferred(Heetal.,2014;Su,2014).App-developersandresearchersneedtoensurethatappsaredesignedinawaythatreducetheriskofpersonalinformationbeingaccessedbythirdpartiesandmaximisesuseranonymity.ThereisgreatpotentialofmHealthtechnology,yetitisimperativethatwefirstaddresstheseethicalconsiderationstoensurethatwecapitaliseonthepossiblebenefitsofthesetechnologieswhileminimisingthepotentialriskstotheusers.

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TablesandFigures

Figure1Flowdiagramforliteraturesearchandstudyinclusion.

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Table1Substancefocus.

Substance N(%) ReferencesTobacco 17(48.6%) (Ahsanetal.,2013;BinDhimetal.,2014;Borland

etal.,2013;Brickeretal.,2014;Bulleretal.,2014;B.L.Carteretal.,2008;Haugetal.,2014;Hertzbergetal.,2013;Kirchneretal.,2013;Meredithetal.,2014;V.Patel,Nowostawski,

Thomson,Wilson,&Medlin,2013;Plodereretal.,2014;Reitzeletal.,2014;Struik&Baskerville,

2014;vanMierloetal.,2014;Watkinsetal.,2014;Whittaker,2011)

Alcohol 12(34.3%) (Bendtsen&Bendtsen,2014;Dulinetal.,2014;Gajeckietal.,2014;Gamitoetal.,2014;Hasinetal.,2014;Haugetal.,2014;Kauer,Reid,Sanci,&Patton,2009;Matsumura,Yamakoshi,&Ida,

2009;McTavishetal.,2012;Renner,2012;Stoner&Hendershot,2012;Yuetal.,2012)

Heroin 2(5.7%) (Boyeretal.,2012;Epsteinetal.,2009)Cocaine 1(2.9%) (Freedman,Lester,McNamara,Milby,&

Schumacher,2006)General 3(8.6%) (Campling,2011;Ingersolletal.,2014;Johnsonet

al.,2009)

Table2PurposeofmHealthapplications.

Purpose N(%) ReferencesBehaviourchange 18(51.4%) (Ahsanetal.,2013;Bendtsen&Bendtsen,2014;

BinDhimetal.,2014;Borlandetal.,2013;Brickeretal.,2014;Bulleretal.,2014;Dulinetal.,2014;Hasinetal.,2014;Haugetal.,2014;Hertzbergetal.,2013;Ingersolletal.,2014;Plodereretal.,2014;Renner,2012;Struik&Baskerville,2014;

vanMierloetal.,2014;Whittaker,2011;Yuetal.,2012)

Relapseprevention 3(8.6%) (Boyeretal.,2012;Campling,2011;McTavishetal.,2012)

Medicationadherence 1(2.9%) (Stoner&Hendershot,2012)Monitorconsumption 5(14.3%) (Gajeckietal.,2014;Gamitoetal.,2014;Kaueret

al.,2009;Matsumuraetal.,2009;V.Pateletal.,2013)

Researchonly 8(22.9%) (B.L.Carteretal.,2008;Epsteinetal.,2009;Freedmanetal.,2006;Johnsonetal.,2009;Kirchneretal.,2013;Meredithetal.,2014;Reitzeletal.,2014;Watkinsetal.,2014)

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Table3Typeofinformationcollected.

TypeofInformationCollected

N(%) References

Demographics 20(57.1%) (Ahsanetal.,2013;BinDhimetal.,2014;Borlandetal.,2013;Brickeretal.,2014;Bulleretal.,2014;B.L.Carteretal.,2008;Epsteinetal.,2009;Gajeckietal.,2014;Gamitoetal.,2014;Haugetal.,2014;Hertzbergetal.,2013;Johnsonetal.,2009;

Kaueretal.,2009;Kirchneretal.,2013;Matsumuraetal.,2009;McTavishetal.,2012;Reitzeletal.,2014;Struik&Baskerville,

2014;vanMierloetal.,2014;Watkinsetal.,2014)Location

Self-Reported 3(8.6%) (Epsteinetal.,2009;Freedmanetal.,2006;V.Pateletal.,2013)GPStracking 8(22.9%) (BinDhimetal.,2014;Boyeretal.,2012;Dulin,Gonzalez,King,

Giroux,&Bacon,2013;Kirchneretal.,2013;McTavishetal.,2012;Reitzeletal.,2014;Struik&Baskerville,2014;Watkinset

al.,2014)Consumptionhabits 26(74.3%) (Ahsanetal.,2013;Bendtsen&Bendtsen,2014;BinDhimetal.,

2014;Borlandetal.,2013;Brickeretal.,2014;Bulleretal.,2014;Campling,2011;B.L.Carteretal.,2008;Dulinetal.,2014;

Epsteinetal.,2009;Freedmanetal.,2006;Gajeckietal.,2014;Haugetal.,2014;Hertzbergetal.,2013;Johnsonetal.,2009;Kaueretal.,2009;McTavishetal.,2012;Reitzeletal.,2014;

Renner,2012;Struik&Baskerville,2014;vanMierloetal.,2014;Watkinsetal.,2014;Whittaker,2011;Yuetal.,2012)

Cravings/Triggers 24(68.6%) (Ahsanetal.,2013;BinDhimetal.,2014;Borlandetal.,2013;Boyeretal.,2012;Brickeretal.,2014;Bulleretal.,2014;B.L.Carteretal.,2008;Dulinetal.,2014;Epsteinetal.,2009;Freedmanetal.,2006;Hasinetal.,2014;Haugetal.,2014;Ingersolletal.,2014;Johnsonetal.,2009;McTavishetal.,

2012;Reitzeletal.,2014;Renner,2012;Stoner&Hendershot,2012;Struik&Baskerville,2014;vanMierloetal.,2014;Watkinsetal.,2014;Whittaker,2011;Yuetal.,2012)

Physiologicalresponse 3(8.6%) (Boyeretal.,2012;Meredithetal.,2014;Yuetal.,2012)Medicalhistory 6(17.1%) (Borlandetal.,2013;Brickeretal.,2014;Bulleretal.,2014;

Gamitoetal.,2014;Johnsonetal.,2009;vanMierloetal.,2014)

Dailydruguse 30(85.7%) (Ahsanetal.,2013;Bendtsen&Bendtsen,2014;BinDhimetal.,2014;Borlandetal.,2013;Brickeretal.,2014;Bulleretal.,

2014;Campling,2011;A.Carter,Liddle,J.,Hall,W.,Chenery,H.,2015;Dulinetal.,2014;Epsteinetal.,2009;Freedmanetal.,2006;Gajeckietal.,2014;Hasinetal.,2014;Haugetal.,2014;Hertzbergetal.,2013;Ingersolletal.,2014;Johnsonetal.,

2009;Kaueretal.,2009;Matsumuraetal.,2009;McTavishetal.,2012;Meredithetal.,2014;Plodereretal.,2014;Reitzeletal.,2014;Renner,2012;Stoner&Hendershot,2012;Struik&Baskerville,2014;vanMierloetal.,2014;Watkinsetal.,2014;

Whittaker,2011)Goalsforrecovery 13(37.1%) (Ahsanetal.,2013;BinDhimetal.,2014;Borlandetal.,2013;

Brickeretal.,2014;Bulleretal.,2014;Campling,2011;Hasinetal.,2014;Haugetal.,2014;McTavishetal.,2012;Stoner&

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Hendershot,2012;Struik&Baskerville,2014;vanMierloetal.,2014)

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Table4Ethicalissuesconsidered.

Ethicalconsideration N(%) ReferencesPrivacy

Useranonymity 13(38.2%a) (Ahsanetal.,2013;BinDhimetal.,2014;Borlandetal.,2013;Freedmanetal.,2006;Gajeckietal.,2014;Gamitoet

al.,2014;Haugetal.,2014;Matsumuraetal.,2009;V.Pateletal.,2013;Renner,2012;Stoner&Hendershot,

2012;vanMierloetal.,2014)Dataencryption 11(32.3%b) (Ahsanetal.,2013;BinDhimetal.,2014;Boyeretal.,2012;

Gajeckietal.,2014;Gamitoetal.,2014;Haugetal.,2014;Meredithetal.,2014;Renner,2012;Stoner&Hendershot,2012;Struik&Baskerville,2014;vanMierloetal.,2014)

Passwordprotection 7(24.1%c) (Boyeretal.,2012;Hasinetal.,2014;Haugetal.,2014;Hertzbergetal.,2013;V.Pateletal.,2013;Renner,2012;

vanMierloetal.,2014)Usercontrol 20(69.0%d) (Bendtsen&Bendtsen,2014;BinDhimetal.,2014;Bricker

etal.,2014;Campling,2011;B.L.Carteretal.,2008;Gajeckietal.,2014;Haugetal.,2014;Hertzbergetal.,

2013;Ingersolletal.,2014;Kaueretal.,2009;McTavishetal.,2012;Plodereretal.,2014;Reitzeletal.,2014;Renner,2012;Struik&Baskerville,2014;vanMierloetal.,2014;Watkinsetal.,2014;Whittaker,2011;Yuetal.,2012)

Privateinbox 3(16.7%e) (Bulleretal.,2014;Hasinetal.,2014;Haugetal.,2014)Equityinaccess 14(46.7%f) (Boyeretal.,2012;A.Carter,Liddle,J.,Hall,W.,Chenery,

H.,2015;Dulinetal.,2014;Epsteinetal.,2009;Freedmanetal.,2006;Gamitoetal.,2014;Hasinetal.,2014;

Ingersolletal.,2014;Johnsonetal.,2009;Kaueretal.,2009;McTavishetal.,2012;Reitzeletal.,2014;Watkinset

al.,2014;Yuetal.,2012)Supportresources 19(55.9%g) (Bendtsen&Bendtsen,2014;Brickeretal.,2014;Bulleret

al.,2014;Dulinetal.,2014;Epsteinetal.,2009;Freedmanetal.,2006;Gajeckietal.,2014;Hasinetal.,2014;Haugetal.,2014;Hertzbergetal.,2013;McTavishetal.,2012;

Plodereretal.,2014;Reitzeletal.,2014;Struik&Baskerville,2014;vanMierloetal.,2014;Watkinsetal.,

2014;Yuetal.,2012)aOneapplicationwascodedasnotapplicable(NA)forthisethicalconsiderationaspersonalinformationwasnotcollected(Meredithetal.,2014).bOneapplicationwascodedasNAforthisethicalconsiderationasitwasnotinvasivetotheusersprivacy(V.Pateletal.,2013).cSixapplicationswerecodedasNAforthisethicalconsiderationastheappswereusedincontrolledexperimentalconditions(Freedmanetal.,2006;Gamitoetal.,2014;Matsumuraetal.,2009;Meredithetal.,2014;Reitzeletal.,2014;Watkinsetal.,2014).dSixapplicationswerecodedasNAforthisethicalconsiderationastheywereeitherusedincontrolledexperimentalconditionsorwerenotinvasivetotheusersprivacy(Epsteinetal.,2009;Freedmanetal.,2006;Gamitoetal.,2014;Matsumuraetal.,2009;Meredithetal.,2014;V.Pateletal.,2013).e17applicationswerecodedasNAforthisethicalconsiderationasmessagingwasnotincludedinthefeatures(Ahsanetal.,2013;BinDhimetal.,2014;Brickeretal.,2014;Epsteinetal.,2009;Freedmanetal.,2006;Gamitoetal.,2014;D.H.Gustafsonetal.,2014;Hasinetal.,2014;Hertzbergetal.,2013;Matsumuraetal.,2009;Meredithetal.,2014;V.Pateletal.,2013;Plodereretal.,2014;Reitzeletal.,2014;Stoner&Hendershot,2012;Struik&Baskerville,2014;Watkinsetal.,2014).fFiveapplicationswerecodedasNAforthisethicalconsiderationastheywerepartofexploratory/feasibilitystudies(Ahsanetal.,2013;Matsumuraetal.,2009;Meredithetal.,2014;V.Pateletal.,2013;Struik&Baskerville,2014).gOneapplicationwascodedasNAforthisethicalconsiderationastheusersoftheappwerenotbeingstudiedfortheirpersonalsubstanceabuse(V.Pateletal.,2013).

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