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Rapid Assessment of Potential Improvements in Rapid Assessment of Potential Improvements in Water Management through Hydropower Water Management through Hydropower Rehabilitation Rehabilitation Presented by: Presented by: Gregory A. Thomas Gregory A. Thomas Natural Heritage Institute * San Francisco, CA Natural Heritage Institute * San Francisco, CA World Bank Energy Week 2009: March 31 World Bank Energy Week 2009: March 31 st st April 2 April 2 nd nd

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Page 1: Rapid Assessment of Potential Improvements in Water ...siteresources.worldbank.org/INTENERGY/Resources/335544... · Rapid Assessment of Potential Improvements in Water Management

Rapid Assessment of Potential Improvements in Rapid Assessment of Potential Improvements in Water Management through Hydropower Water Management through Hydropower

RehabilitationRehabilitation

Presented by:Presented by:

Gregory A. ThomasGregory A. ThomasNatural Heritage Institute * San Francisco, CANatural Heritage Institute * San Francisco, CA

World Bank Energy Week 2009: March 31World Bank Energy Week 2009: March 31stst –– April 2April 2ndnd

Page 2: Rapid Assessment of Potential Improvements in Water ...siteresources.worldbank.org/INTENERGY/Resources/335544... · Rapid Assessment of Potential Improvements in Water Management

Location of Major DamsLocation of Major Dams

ChinaRest of Asia

North AmericaWestern Europe

AfricaEastern EuropeSouth America

Central AmericaAustralasia

Number of Large Dams

Page 3: Rapid Assessment of Potential Improvements in Water ...siteresources.worldbank.org/INTENERGY/Resources/335544... · Rapid Assessment of Potential Improvements in Water Management

Impacts of Hydropower Dams on Impacts of Hydropower Dams on River Ecosystems and Livelihoods:River Ecosystems and Livelihoods:

Reduces flow during natural flood periodsReduces flow during natural flood periods

Increases flow during dry periodsIncreases flow during dry periods

Disconnects the river from the floodplainDisconnects the river from the floodplain

Fragments the river systemFragments the river system

Page 4: Rapid Assessment of Potential Improvements in Water ...siteresources.worldbank.org/INTENERGY/Resources/335544... · Rapid Assessment of Potential Improvements in Water Management

Targeting Natural Flow Patterns

Page 5: Rapid Assessment of Potential Improvements in Water ...siteresources.worldbank.org/INTENERGY/Resources/335544... · Rapid Assessment of Potential Improvements in Water Management

ProductsProducts

1.1. Develop, Develop, ““test drivetest drive”” & refine for other & refine for other applications a applications a Rapid Assessment ToolRapid Assessment Tool

2.2. Create reoperation opportunity list Create reoperation opportunity list –– Africa Africa focusfocus

3.3. Suggest reoperation scenarios for select dams as Suggest reoperation scenarios for select dams as examplesexamples

Page 6: Rapid Assessment of Potential Improvements in Water ...siteresources.worldbank.org/INTENERGY/Resources/335544... · Rapid Assessment of Potential Improvements in Water Management

MethodMethod

1.1. Utilize readily available data & documents to Utilize readily available data & documents to perform initial screeningperform initial screening

2.2. To resolve uncertainties, conduct inTo resolve uncertainties, conduct in--country country interviews in selected countriesinterviews in selected countries

KenyaKenyaEthiopiaEthiopiaCameroonCameroonNigeriaNigeria

Page 7: Rapid Assessment of Potential Improvements in Water ...siteresources.worldbank.org/INTENERGY/Resources/335544... · Rapid Assessment of Potential Improvements in Water Management

Low

Pot

entia

l for

Reo

pera

tion

Seasonal Storage: Is the active storage capacity of the target reservoir more than 25%* of the

mean annual inflow into the target site/ species habitat?

STORAGE VS. RUN-OF-RIVER

Daily Storage:Does the dam store and release water on a daily

basis into the target site to meet peak power demand.and/or

FLOODPLAIN AND RESERVOIR USESCan land uses and aquatic interests in the downstream floodplain and reservoir area

be modified/managed to accommodate changes in water management?

ECOSYSTEM, LIVELIHOOD and FOOD PRODUCTION BENEFITS (Target site/ species)Does the target dam control flows into any of the following:

No No

Siting, Designing and (Re)operating Hydropower Dams for Improved Environmental Performance

* Provisional figure

depending on local conditions.

TURBINE CAPACITYIs there excess turbine capacity during

peak inflow events?

TURBINE RETROFITIs it feasible to add turbine capacity?

OTHER IMPAIRMENT FACTORSAre there other factors in the downstream environment which preclude environmental restoration?

No

No

Yes

Yes

Yes

Yes

No

POWER VARIABILITY Is seasonal power variability

tolerable?

ConsiderSITE LEVEL REOPERATION

COMPLEX/ CASCADEIs the facility one of a complex or cascade of hydropower facilities in the same basin?

INSTITUTIONAL MECHANISMSIs there an institutional mechanism for coordinating cascade management?

ConsiderCASCADE/ COMPLEX REOPTIMIZATION

Yes

Yes

EFFICIENCY GAINSCan the power output per unit

of water be increased?

PUMPED STORAGE/ RE-REGULATION

Is there a good downstream location for a new re-regulation

reservoir? Or up gradient location for a pumped storage facility?

Yes

Yes

GRID REOPERATIONAre there other sources of power in the grid that can provide substitute peak or

seasonal low runoff power?

GRID INTERCONNECTIONAre there other sources of power in

adjacent grids that can supplant some fraction of hydro-power during the

seasonal low runoff period(s)?

ConsiderGRID LEVEL REOPTIMIZATION

No

Yes

Yes

No

Yes

No

Yes

Yes

No

No

No

Low

Pot

entia

l for

Reo

pera

tion

No

No

Yes

No

Yes

Low Potential for Site Level Reoperation

Low Potential for Cascade or Grid

Level Reoperation

No

Yes

Page 8: Rapid Assessment of Potential Improvements in Water ...siteresources.worldbank.org/INTENERGY/Resources/335544... · Rapid Assessment of Potential Improvements in Water Management

Consider for reoptimization?

Country Yes Maybe No Total

Côte d'Ivoire 3 2 1 6

Morocco 3 1 15 19

Kenya 3 0 3 6

Tanzania 2 2 0 4

Ghana 2 0 0 2

Cameroon 1 5 1 7

Guinea 1 3 0 4

Tunisia 1 2 2 5

Mali 1 0 2 3

Burkina Faso 1 0 1 2

Togo 1 0 1 2

Angola 0 2 7 9

Nigeria 0 2 7 9

DRC 0 2 7 9

Ethiopia 0 2 3 5

Mozambique 0 2 2 4

Number of dams considered for reoptimizationNumber of dams considered for reoptimizationConsider for reoptimization?

Country Yes Maybe No Total

Sudan 0 2 2 4

Zambia 0 1 4 5

Zimbabwe 0 1 0 1

South Africa 0 0 5 5

Algeria 0 0 4 4

Mauritius 0 0 4 4

Madagascar 0 0 3 3

Congo 0 0 2 2

Egypt 0 0 2 2

Gabon 0 0 2 2

Malawi 0 0 2 2

Lesotho 0 0 1 1

Liberia 0 0 1 1

Sierra Leone 0 0 1 1

Swaziland 0 0 1 1

Uganda 0 0 1 1

Yes Maybe No TotalTotal 19 29 87 135

Page 9: Rapid Assessment of Potential Improvements in Water ...siteresources.worldbank.org/INTENERGY/Resources/335544... · Rapid Assessment of Potential Improvements in Water Management

Low

Pot

entia

l for

Reo

pera

tion

Seasonal Storage: Is the active storage capacity of the target reservoir more than 25%* of the

mean annual inflow into the target site/ species habitat?

STORAGE VS. RUN-OF-RIVER

Daily Storage:Does the dam store and release water on a daily

basis into the target site to meet peak power demand.and/or

FLOODPLAIN AND RESERVOIR USESCan land uses and aquatic interests in the downstream floodplain and reservoir area

be modified/managed to accommodate changes in water management?

No No

Siting, Designing and (Re)operating Hydropower Dams for Improved Environmental Performance

* Provisional figure

depending on local conditions.

TURBINE CAPACITYIs there excess turbine capacity during

peak inflow events?

TURBINE RETROFITIs it feasible to add turbine capacity?

OTHER IMPAIRMENT FACTORSAre there other factors in the downstream environment which preclude environmental restoration?

No

No

Yes

Yes

Yes

Yes

No

POWER VARIABILITY Is seasonal power variability

tolerable?

ConsiderSITE LEVEL REOPERATION

COMPLEX/ CASCADEIs the facility one of a complex or cascade of hydropower facilities in the same basin?

INSTITUTIONAL MECHANISMSIs there an institutional mechanism for coordinating cascade management?

ConsiderCASCADE/ COMPLEX REOPTIMIZATION

Yes

Yes

EFFICIENCY GAINSCan the power output per unit

of water be increased?

PUMPED STORAGE/ RE-REGULATION

Is there a good downstream location for a new re-regulation

reservoir? Or up gradient location for a pumped storage facility?

Yes

Yes

GRID REOPERATIONAre there other sources of power in the grid that can provide substitute peak or

seasonal low runoff power?

GRID INTERCONNECTIONAre there other sources of power in

adjacent grids that can supplant some fraction of hydro-power during the

seasonal low runoff period(s)?

ConsiderGRID LEVEL REOPTIMIZATION

No

Yes

Yes

No

Yes

No

Yes

Yes

No

No

No

Low

Pot

entia

l for

Reo

pera

tion

No

No

Yes

No

Yes

Low Potential for Site Level Reoperation

Low Potential for Cascade or Grid

Level Reoperation

No

Yes

ECOSYSTEM, LIVELIHOOD and FOOD PRODUCTION BENEFITS (Target site/ species)Does the target dam control flows into any of the following:

Page 10: Rapid Assessment of Potential Improvements in Water ...siteresources.worldbank.org/INTENERGY/Resources/335544... · Rapid Assessment of Potential Improvements in Water Management

ECOSYSTEM, LIVELIHOOD and FOOD ECOSYSTEM, LIVELIHOOD and FOOD PRODUCTION BENEFITS PRODUCTION BENEFITS

Does the target dam control flows into any of the following:Does the target dam control flows into any of the following:

Broad Alluvial Floodplains

Estuaries Deltas

Wetlands

• RAMSAR/ wetland supporting sustenance or livelihoods?

• (Former) floodplain utilized for agriculture, grazing, fishing, etc.?

• Habitat for species with economic, cultural or sustenance value?

• Delta or estuary supporting livelihoods or sustenance?

• Park, wildlife refuge or other protected area?• Flow dependent Important Bird Area?• Habitat for a flow-dependent endangered

species?• World Heritage site?

Floodplain Wetland

Estuary Delta

Page 11: Rapid Assessment of Potential Improvements in Water ...siteresources.worldbank.org/INTENERGY/Resources/335544... · Rapid Assessment of Potential Improvements in Water Management

Low

Pot

entia

l for

Reo

pera

tion

FLOODPLAIN AND RESERVOIR USESCan land uses and aquatic interests in the downstream floodplain and reservoir area

be modified/managed to accommodate changes in water management?

ECOSYSTEM, LIVELIHOOD and FOOD PRODUCTION BENEFITS (Target site/ species)Does the target dam control flows into any of the following:

No No

Siting, Designing and (Re)operating Hydropower Dams for Improved Environmental Performance

* Provisional figure

depending on local conditions.

TURBINE CAPACITYIs there excess turbine capacity during

peak inflow events?

TURBINE RETROFITIs it feasible to add turbine capacity?

OTHER IMPAIRMENT FACTORSAre there other factors in the downstream environment which preclude environmental restoration?

No

No

Yes

Yes

Yes

Yes

No

POWER VARIABILITY Is seasonal power variability

tolerable?

ConsiderSITE LEVEL REOPERATION

COMPLEX/ CASCADEIs the facility one of a complex or cascade of hydropower facilities in the same basin?

INSTITUTIONAL MECHANISMSIs there an institutional mechanism for coordinating cascade management?

ConsiderCASCADE/ COMPLEX REOPTIMIZATION

Yes

Yes

EFFICIENCY GAINSCan the power output per unit

of water be increased?

PUMPED STORAGE/ RE-REGULATION

Is there a good downstream location for a new re-regulation

reservoir? Or up gradient location for a pumped storage facility?

Yes

Yes

GRID REOPERATIONAre there other sources of power in the grid that can provide substitute peak or

seasonal low runoff power?

GRID INTERCONNECTIONAre there other sources of power in

adjacent grids that can supplant some fraction of hydro-power during the

seasonal low runoff period(s)?

ConsiderGRID LEVEL REOPTIMIZATION

No

Yes

Yes

No

Yes

No

Yes

Yes

No

No

No

Low

Pot

entia

l for

Reo

pera

tion

No

No

Yes

No

Yes

Low Potential for Site Level Reoperation

Low Potential for Cascade or Grid

Level Reoperation

No

Yes

Seasonal Storage: Is the active storage capacity of the target reservoir more than 25%* of the

mean annual inflow into the target site/ species habitat?

STORAGE VS. RUN-OF-RIVER

Daily Storage:Does the dam store and release water on a daily

basis into the target site to meet peak power demand.and/or

Page 12: Rapid Assessment of Potential Improvements in Water ...siteresources.worldbank.org/INTENERGY/Resources/335544... · Rapid Assessment of Potential Improvements in Water Management

Controlling FlowsControlling FlowsStorage capacity large relative to annual inflowNo substantial intervening tributariesNo substantial intervening dams planned

Page 13: Rapid Assessment of Potential Improvements in Water ...siteresources.worldbank.org/INTENERGY/Resources/335544... · Rapid Assessment of Potential Improvements in Water Management

Low

Pot

entia

l for

Reo

pera

tion

ECOSYSTEM, LIVELIHOOD and FOOD PRODUCTION BENEFITS (Target site/ species)Does the target dam control flows into any of the following:

No No

Siting, Designing and (Re)operating Hydropower Dams for Improved Environmental Performance

* Provisional figure

depending on local conditions.

TURBINE CAPACITYIs there excess turbine capacity during

peak inflow events?

TURBINE RETROFITIs it feasible to add turbine capacity?

OTHER IMPAIRMENT FACTORSAre there other factors in the downstream environment which preclude environmental restoration?

No

No

Yes

Yes

Yes

Yes

No

POWER VARIABILITY Is seasonal power variability

tolerable?

ConsiderSITE LEVEL REOPERATION

COMPLEX/ CASCADEIs the facility one of a complex or cascade of hydropower facilities in the same basin?

INSTITUTIONAL MECHANISMSIs there an institutional mechanism for coordinating cascade management?

ConsiderCASCADE/ COMPLEX REOPTIMIZATION

Yes

Yes

EFFICIENCY GAINSCan the power output per unit

of water be increased?

PUMPED STORAGE/ RE-REGULATION

Is there a good downstream location for a new re-regulation

reservoir? Or up gradient location for a pumped storage facility?

Yes

Yes

GRID REOPERATIONAre there other sources of power in the grid that can provide substitute peak or

seasonal low runoff power?

GRID INTERCONNECTIONAre there other sources of power in

adjacent grids that can supplant some fraction of hydro-power during the

seasonal low runoff period(s)?

ConsiderGRID LEVEL REOPTIMIZATION

No

Yes

Yes

No

Yes

No

Yes

Yes

No

No

No

Low

Pot

entia

l for

Reo

pera

tion

No

No

Yes

No

Yes

Low Potential for Site Level Reoperation

Low Potential for Cascade or Grid

Level Reoperation

No

Yes

Seasonal Storage: Is the active storage capacity of the target reservoir more than 25%* of the

mean annual inflow into the target site/ species habitat?

STORAGE VS. RUN-OF-RIVER

Daily Storage:Does the dam store and release water on a daily

basis into the target site to meet peak power demand.and/or

FLOODPLAIN AND RESERVOIR USESCan land uses and aquatic interests in the downstream floodplain and reservoir area

be modified/managed to accommodate changes in water management?

Page 14: Rapid Assessment of Potential Improvements in Water ...siteresources.worldbank.org/INTENERGY/Resources/335544... · Rapid Assessment of Potential Improvements in Water Management

Floodplain and Reservoir UsesFloodplain and Reservoir Uses

Can land uses and aquatic interests in the downstream floodplain and reservoir area be modified/managed to accommodate changes

in water management?

Page 15: Rapid Assessment of Potential Improvements in Water ...siteresources.worldbank.org/INTENERGY/Resources/335544... · Rapid Assessment of Potential Improvements in Water Management

1. Reoperate cascade or complex to neutralizeEg. Tana River cascade in KenyaEg. Sanaga River complex in Cameroon

2. Upgrade efficiency of generation to maintain dry season power output

Note: reliability penalty compared to wet season output

3. Compensatory reoperation of grid systemEg. Akosombo Dam on Lower Volta in Ghana

Three conceptual pathways for Three conceptual pathways for compensating for change in schedule of compensating for change in schedule of

power generationpower generation

Page 16: Rapid Assessment of Potential Improvements in Water ...siteresources.worldbank.org/INTENERGY/Resources/335544... · Rapid Assessment of Potential Improvements in Water Management

Costs:Increased turbine capacityUpgraded turbine efficiencyIncreased transmission capacityIncreased thermal generationRemoval of floodplain constraints, levees

CostCost--Benefit BalanceBenefit BalanceBenefits:

Improved livelihoods/food productionIncreased total power outputImproved interannual reliabilityReduced flood riskClimate change adaptation

Page 17: Rapid Assessment of Potential Improvements in Water ...siteresources.worldbank.org/INTENERGY/Resources/335544... · Rapid Assessment of Potential Improvements in Water Management

Potential for beneficial reoperation is largeAt least 20% of dams

Siltation reversal and prevention is of major importance in many cases

In many cases, effects of existing dams will be overwhelmed by effects of new dams

Major ConclusionsMajor Conclusions

Page 18: Rapid Assessment of Potential Improvements in Water ...siteresources.worldbank.org/INTENERGY/Resources/335544... · Rapid Assessment of Potential Improvements in Water Management

Siting:Higher in systemTributaries

Design:Smaller relative to inflowOverdesign powerhouse and transmission

Operations:Run of river rather than storageRedefine role in generation mixFloodplain development policies are essential

Provides potent lessons for Provides potent lessons for decisions on new damsdecisions on new dams

Page 19: Rapid Assessment of Potential Improvements in Water ...siteresources.worldbank.org/INTENERGY/Resources/335544... · Rapid Assessment of Potential Improvements in Water Management

NNATURAL ATURAL HHERITAGE ERITAGE IINSTITUTENSTITUTEN H IN H I

Thank you for your attention!Thank you for your attention!