r··..·.. - authum · scrip code, name of the scrip, class ofsecurity: 11602, equity shares...

12
" Introductory sub-table (I)(a) 1/ v. ..... ,.. _ I 6, w r '"' .. .a l K \ "I.. , ) ... "" , G . , ......... ...,., -' (\ , * Name of the Company: Authum Investment & Infrastructure limited Scrip Code, Name of th e scri p, class of security: 11602, Equity Shares Quarter ended: 31.12.2014 AS a % 01total no. 01 partly AS a '1. 01 total no. 01 snare s 01 Partly paid-up shares:- No. of partly paid-up shares paid-up shares the company Held by promoter/promoter crcuo 0 0.00 0.00 Held by public 11528090 100.00 100.00 Total 11528090 . 100.00 100.00 AS a",. 01 total no. 01 snares 01 As a % of total no. of the company, assuming full outstanding convertible conversion of the convertible Outstandlnq convertible sec uritlesr-No. of outstanding securities securities securities Held by promoter/promoter qroup 0 0.00 0.00 Held by public 0 0.00 0.00 Total 0 0.00 0.00 AS a % of total no. 01 shares 01 As a % of total no. the company, assuming full Warrants:- No. of warrants of warrants conversion of warrants Held bv prornoterrprornoter croup 0 0.00 0.00 Held by public 0 0.00 0.00 Total 0 0.00 0.00 :10tai pain-up capital 0' me company, assuming full conversion of warrants and convertible securities 11528090 .

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Page 1: r··..·.. - AUTHUM · Scrip Code, Name of the scrip, class ofsecurity: 11602, Equity Shares Quarter ended: 31.12.2014 ASa % 01total no. 01 partly AS a '1. 01 total no. 01 snares

"

Introductory sub -table (I)(a)

1/ ~:;t&~~-v ...... ,.. _ I6,w r '"' .¢'~ .-

..(~"" .~\. al K ~ \';,\~l\ "I.. • )~ ', ~ 1.. ) ~ "

~ ..."" , G ., ......... ...,., -' (\ ,* '~"'

Name of the Company: Authum Investment & Infrastructure limited

Scrip Code, Name of the scrip, class of security: 11602, Equity Shares

Quarter ended : 31.12.2014

AS a % 01total no. 01 partly AS a '1. 01 total no. 01 snares 01Partly paid-up shares:- No. of partly paid-up shares paid-up shares the company

Held by promoter/promoter crc uo 0 0.00 0.00Held by public 11528090 100.00 100.00

Total 11528090 . 100.00 100.00

AS a",. 01 total no. 01 snares 01As a % of total no. of the company, assuming fulloutstanding convertible conversion of the convertible

Outstandlnq convertible securitlesr-No. of outstanding securit ies securities securi ti es

Held by promoter/promoter qroup 0 0.00 0.00Held by public 0 0.00 0.00

Total 0 0.00 0.00

AS a % of total no. 01 shares 01As a % of total no. the company, assuming full

Warrants:- No. of warrants of warrants conve rsion of warrants

Held bv prornoterrprornoter croup 0 0.00 0.00Held by public 0 0.00 0.00

Total 0 0.00 0.00

:10tai pain-up capital 0' mecompany, assuming fullconversion of warrants andconvertible securities 11528090 .

Page 2: r··..·.. - AUTHUM · Scrip Code, Name of the scrip, class ofsecurity: 11602, Equity Shares Quarter ended: 31.12.2014 ASa % 01total no. 01 partly AS a '1. 01 total no. 01 snares

". Statement Showing Sbareholdlng Pattern . .

Table (I)(a)Catcg Category of NumberoC Total Number of Total sha rchold ing as a Shares P ledged or otherwiseory Shareholder Sha r eho lders num ber sha res held in percentage of total encumberedcode of shares dematerialized nu m ber of sh a res

form

Asa Asa Number of As a percentagepercenta ge percentage sha res

of(A+B)I of (A+B+C)(I) (Ul mil (IV) (V) (VIl (VUl (VIUl IX)=(VU])/(JV)' 100

(A) Shareholdina of Promoter and1 Ind ian

(a) Individuals! Hindu Undivided Family

.a a a 0.00 0.00 0 0.00

(b) Central Government! State Government(s)a 0 a 0.00 0.00 0 0.00

(c) Bodies Corporate 0 0 0 0.00 0.00 0 0.00(d) Financial Instilutionsl Banks a 0 0 0.00 0.00 0 0.00(e) Any Others/S pecify) a a a 0.00 0.00 a 0.00

(e-j) 0.00(e-H) 0.00 •

Sub Tota l(A)(I) 0 0 0 0.00 0.00 0 0.00J

2 Foreigna Individuals (Non-Residents Individuals!

Fore ign Individuals) a 0 a 0.00 0.00 0.00 0.00b Bod ies Corpora te a 0 a 0.00 0.00 0.00 0.00c Institutions 0 0 0 0.00 0.00 0.00 0.00d Qualified Foreign Investor 0 0 a 0.00 0.00 0.00 0.00e Any Olhers(S pecii)') 0 0 0 0.00 0.00 0.00 0.00

e-i 0.00 .#.'~..Il_ v»e-ii trr. :-\~

~ I \\ '\ :.Sub Total(A)(2) 0 0 0 0.00 0.00 0 0.00 ,II'. ' ~. rv l~

'6'. ~ 1~• • Q

~c ',

'"~

Page 3: r··..·.. - AUTHUM · Scrip Code, Name of the scrip, class ofsecurity: 11602, Equity Shares Quarter ended: 31.12.2014 ASa % 01total no. 01 partly AS a '1. 01 total no. 01 snares

"Tutul Sha re holding of P ro moter and 0' . a a 0.00 0.00 a 0.00

( II) I' ublle shareho ldin~

lnst ttut ions

0.00

0.00

0.00

0.00

0.00

0.00

aa

aa

aa

....' ..01 Funds! UTI

FllumCla1 Institutions I Banks~Q.i2 r·· ..·..

(II)'

(c)

(d)(e)(f)(g)(h)

(i)

Central Government! State Government(s)

Venture Capital FundsInsurance CompaniesForeign Institutional InvestorsForeign Venture Capital Inve stors

Qualified Foreign InvestorAny Other (specify)

aaooaaa

aaooaao

aaoaaaa

0.000.00

0.00

0.000.00

0.000.00

0.000.00

0.000.000.00

0.000.00

0.00

0.000.00

0.000.00

0.00

0.00(i-Ii) 0.00 0.00 0.00(i-Ii)

Sub-Total (8)(1) a o o 0.00 0.00 0.00

82 INon-institutions(a) IBodies Corporate 20 1 5433653 5433653 47 .13 47.13 0.00(b) IIndividuals 0.00 0.00 0.00

Individuals -i. Ind ividual shareholdersholding nominal share capital up to Rs I

I Uakh 483 1 39570 39570 0.34 0.34 0.00II Iii. Individual shareholders holding

nomin al share capital in excess ofRs. Ilakh. 79 1 6054867 6054867 52.52 52.52 0.00

(c) [Qualified Foreign Investor(d) [Any Oth er (specify) J

0 1 00 1 a

aa

0.00

0.00

0.00

0.000.000.00

(d-i)

(d-li)

Sub-Total (B)(2) 582 1 11528090 11528090 100.00 100.00 0.00

(B) ITotal Public Sba re bo ld ing (B)=(B)(I)+(B)(2) 582 1 11528090 11528090 100.00 100.00 0.00 .. ~ -"- '"'... ,

T'~ ; -. , ] ,",,,TOTAL (A)+(B) 582 1 11528090 11528090 100.00 100.00 0.00 7,,;'; 'to. -/ I ,' ,\

I '. . \ \,/ I . . \, ., ~~ ~ '.

\ " , ~ .I '·iI '" ) :,'

¢ ~ "'p ..... ~ - ; '~.~~

Page 4: r··..·.. - AUTHUM · Scrip Code, Name of the scrip, class ofsecurity: 11602, Equity Shares Quarter ended: 31.12.2014 ASa % 01total no. 01 partly AS a '1. 01 total no. 01 snares

r

".'.~ '~"

... '; 1, ,. ,1' \ ~ :.~

/~ r'<o (j"" l K(, e,

, t:l \ .

~~... ,-~ .-, <;'

f> *

- _.(C) Shares held by Custodians and agai nst , . .

whieh Depository Receipts have beenissued

I Promoter and Promoter Group 0 0 0 0 0.00 0.00 #DlV/OI

2 Public 0 0 0 0 0.00 0.00

Sub-Total (C ) 0 0 0 0.00 0.00

GRAND TOTAL (A)+(B)+(C) 582 11528090 11528090 100.00 0 0.00~.:

cl

r

J

Page 5: r··..·.. - AUTHUM · Scrip Code, Name of the scrip, class ofsecurity: 11602, Equity Shares Quarter ended: 31.12.2014 ASa % 01total no. 01 partly AS a '1. 01 total no. 01 snares

,

IIIII>'5z0z..:III ...

NC

')V

l[)<

0"-

CO

Ol

Page 6: r··..·.. - AUTHUM · Scrip Code, Name of the scrip, class ofsecurity: 11602, Equity Shares Quarter ended: 31.12.2014 ASa % 01total no. 01 partly AS a '1. 01 total no. 01 snares

(J)(b) Statement showing holding ofsecurities <including shares, warrants, convertible securities ) of persons belonging to thecategory "Promo ter And Prom oter Group" N.A.

Sr. Name of the Details of Shares held Encumbered shares (*) Detail s of warrants Details of Total sha resconvertible (including underlyingsecurities shares assuming rull

conversion ofwarrants andconvertible securi ties)as a % of dilutedsha re canital

Number As a % of No. As a percentage As Re of Number As a 0/0 Number As R0/0of graod total grand total of to tal of total

shares (A) +(8) +( C ) (A)+(D)+(q warrant number cODverti numberbeld of su b- s of ble of

clau se (I) (a ) held warrant securitie con vertis s ble

of lhe held securitiesame 5

cl ass or thesa me

No. sha reholder class(I) (II) (/II) (IV) (V) (VI)=(V)/(/IIr100 (VII) (VIII) (IX) (X) (XI) (XII)

I 0 0.00 0 0.00 0.00 0 0.00 0 0.00 a2 0 0.00 0 0.00 0.00 0 0.00 0 0.00 03 0 0.00 0 0.00 0.00 a 0.00 a 0.00 a4 0 0.00 0 0.00 0.00 0 0.00 0 0.00 05 0 0.00 0 0.00 0.00 0 0.00 0 0.00 a6 0 0.00 0 0.00 0.00 0 0.00 0 0.00 a7 0 0.00 a 0.00 0.00 0 0.00 a 0.00 08 0 0.00 a 0.00 0.00 0 0.00 0 0.00 a9 0 0.00 a 0.00 0.00 0 0.00 a 0.00 010 0 0.00 a 0.00 0.00 0 0.00 0 0.00 011 0 0.00 0 0.00 0.00 0 0.00 0 0.00 a

TOTAL a 0.00 0 0.00 0.00 a 0.00 0 0.00 .. -:;;t .......... h 'lY' _

'O~'"

~t\

~.\. )~f;.......'-J ...1\-/tr .~ .

Page 7: r··..·.. - AUTHUM · Scrip Code, Name of the scrip, class ofsecurity: 11602, Equity Shares Quarter ended: 31.12.2014 ASa % 01total no. 01 partly AS a '1. 01 total no. 01 snares

(I)(c)(i) Statement showing holding of securities (including shares, warrants, convertible secur ities) of persons belonging to thecategory "Public" and holding more than 1% o!the total number of sha res

Sr. No. Nam e of the shareholder Number Shares as a Details of warrants Details of convertible Total sha resof shares percentage of total securities (including

held number of shares underlying shares[i.e., G ra nd Total assuming fuJI

(A)+(B)+(C) conversion ofindicated in Number Asa % Number % w.r.t warrants and

Statement at pa ra of total of total converti ble securities)(I)(a) above} warrant number of convertibl number of as a % of diluted

s warrants e convertible share

held of securities securities capital

the same held ofclas s the same. class

I Limited 1033200 8.96 0 0.00 0 0.00 8.96Sedum Investments & Finance

2 Private Limited 560000 4.86 0 0.00 0 0.00 4.863 Vilars Estates Private Limited 553000 4.80 0 0.00 0 0.00 4.80

Attribute Shares & Securities4 Private Limited 525000 4.55 0 0.00 0 0.00 4.55

Lucky commotrade Private5 Limited 525000 4.55 0 0.00 0 0.00 4.55

Kashish Multiu Trade Private6 Limited 525000 4.55 0 0.00 0 0.00 4.55

Forever Flourishing Finance &7 Investments Private Limited 525000 4.55 0 0.00 0 0.00 4.55

Nusarwar Merchants Private8 Limited 456083 3.96 0 0.00 0 0.00 3.969 Bhaskar Mondal 420000 3.64 0 0.00 0 0.00 3.6410 Vijay Kumar Patodia 371112 3.22 0 0.00 0 0.00 3.22II Manju Patodia 357105 3.10 0 0.00 0 0.00 3.1012 Shyam Sundar Patodia 315000 2.73 0 0.00 0 0.00 2.73

Khazana Tradelinks Private ,

13 Limited 272000 2.36 0 0.00 0 0.00 2.36 .Pears Mereantiles Private

14 Limited 236790 2.05 0 0.00 0 0.00 2.05

Page 8: r··..·.. - AUTHUM · Scrip Code, Name of the scrip, class ofsecurity: 11602, Equity Shares Quarter ended: 31.12.2014 ASa % 01total no. 01 partly AS a '1. 01 total no. 01 snares

Protima Mondal Jh-I : Bhaskar15 MondaI' 210000 1.82 0 0.00 0

.0.00 1.82

16 Nextgen Retail Private Limited 183750 1.59 0 0.00 0 0.00 1.5917 Shyarn Sundar Patodia 157500 1.37 0 0.00 0 0.00 1.3718 Rakesh S Kathotia 155000 1.34 0 0.00 0 0.00 1.3419 Vinod Lodha 140000 1.21 0 0.00 0 0.00 1.2120 Naresh Kumar Bhargava 140000 1.21 0 0.00 0 0.00 1.212 1 Santosh Kumar Choudhary 118300 1.03 0 0.00 0 0.00 1.0322 Santosh Kumar Choudhary 117950 1.02 0 0.00 0 0.00 1.02

TOTAL 7896790 68.50 0 0.00 0 0.00 68.50.~

~ ( ~c( IKO • ,\ 1~el.. I ;;!{. \. ):J~!.."- - -/ ,.' o,

1:'1 ~'

Page 9: r··..·.. - AUTHUM · Scrip Code, Name of the scrip, class ofsecurity: 11602, Equity Shares Quarter ended: 31.12.2014 ASa % 01total no. 01 partly AS a '1. 01 total no. 01 snares

(I)(e)(ii) Statement showing holding of securities (including shares, warrants. convertible securities) of persons (together withPAC) belonging to the category " Public" and holding more than 5% of the total number of share.. of the company

Sr. No. Name(s) of the Number Shares as a Details of wa rrants Details of convertible Total sharessha reholder(s) and ofsbares percentage of sec urities (inc luding

the Persons Acting in total nu mber of underlyingConcert (PAC) with shares shares

them {i.e., Grand Total assuming full(A)+(B)+(C) indicated conversion of

in Number As a % total Number of % w.r.t warrants andStatement at para of number of convertible total convertible

(I)(a) wa rrants wa rrants of securities number of securities) as aabove} the held convertible % of diluted,

sa me class securities share capital

of the sameclass

I Pagaria Holding Private Limite 1033200 8.96 0 0.00 0 0.00 8.96

TOTAL 1033200 8.96 0 0.00 0 0.00 8.96~

J

.~-1~(- \dt~ ( II{ \T A I;. a ~-, ,,~ ) ~~ \., ./ "-"I'- --' ~'* '

Page 10: r··..·.. - AUTHUM · Scrip Code, Name of the scrip, class ofsecurity: 11602, Equity Shares Quarter ended: 31.12.2014 ASa % 01total no. 01 partly AS a '1. 01 total no. 01 snares
Page 11: r··..·.. - AUTHUM · Scrip Code, Name of the scrip, class ofsecurity: 11602, Equity Shares Quarter ended: 31.12.2014 ASa % 01total no. 01 partly AS a '1. 01 total no. 01 snares
Page 12: r··..·.. - AUTHUM · Scrip Code, Name of the scrip, class ofsecurity: 11602, Equity Shares Quarter ended: 31.12.2014 ASa % 01total no. 01 partly AS a '1. 01 total no. 01 snares