CoJumhla, 2.

,.

MATTHEW J. PERRY, JR..

UNITED STATES DISTRICT COURT DISTRICT OF SOUTH CAAOUNA

UNITED ITATD COUln'HOUSI 1D1 R D STIIE&T

COWlllBIA, '°unt e&ROIJMJ. 801

SENIOR WllTED STATES olUDCIE.

Septelllber27.2004

Honorable Mmy M. Lisi. Chair JudlcJal Conference of the

United States Committee 011. f'IDalldal Disclosure One Columb'llS Circle. ftE Washington, D.C. 20544

:ae: Calendar Year 2003 rlling

Dear Judge Lisi:

I acknowledge receipt of your letter of July 29, 2004 requesting additional

lnfonnatlon concerning my calendar year 2003 report as req1dred by secUon 102 of the Ethics ID Government Act of 1978 (5 U.S.C. app. 4 §§ 101·111).

1. You observe that ID Block 4 I did not pl'OYide my title. You direct that I amend my report accordingly. Ill compliance with

your letter, I hereby amend my report to state bl block & that my title is Uni States District Judge-Senior St.a.tu.

You ob.serve that ID Part \Ill,, page 1, line S and 6 Colp.mu C(2), ftlue method code -r' used for •Rental property #1

s.c.· and ..omce Bldg. (1./3J 1.t.r co1111111>1a,. s.c. appears to be Incorrect, as this rders to the cash market value of an asset and ls

appropriate only for assets ·such as deposit account. or publicly traded securities. You also observe that It appears from .. e. . ,. . ,. .descripUons of these as.sets (real property) that either nlae " . method code "Q•, ·a·, -s·, 'V',. or -W"' would mon: accurately indicate the basis for the Yalu.es, and you Indicate that I shou.ld amend by report accorcllogly.

In accordance with your directions I ba\'E reviewed these entries and I agree that they are Incorrect. I hereby amend my report as

follows:

.·

(a) As to line s (Kent.al Property #1 C'.olumb SC., Column C(2) Please delete value method code 'T" and Insert value method code ""'W"".

· · 1 hereby amend my report by deleting reference to this asset.

3. You observe that In Part VII Page 1, Unes 5 and 6 Column (2),, 'Value method code 'T' used for ''Rental Property #1 Cobunbla, s.c. and -omce Bldg ..... (l/3int.) In. Colmnbla, 5.C. appears to be securities. You also observes that it appears from the descdptlon of these assets (real property) that eliher val11e method code ''Qff., "R,.., "S"., -v•. or "W" c:ould more accurately indicate tbe basis for the values, and you.Indicate tbat I should amend my report accordlllgly.

In accordance with your directions, I have reviewed these entries and I agree that they are Incorrect. I hereby awnend my report as follows:

(a) As to Une s (Rental Property #1., Columbia, SC, Column C(2) please delete value method code -r and Insert w.lue method Code "F.

(b) As to line 6 (Oftlce Bldg..... 1/3 la) Columbia, SC, column C(2) please delete w.lue method code -i­and Insert value method code w.

4. You obsene tbat Jn Part \'II, page 1, lines 15-18 and page 2, Une 19 for wrlous assets,, the Income amollllt coc:le and the Income type should be provided In Column B. And you instruct that "if no Income was received, Column B(l) under "'Alnounr' should be left blank and the word l"IOl'IB should appear In Column B(2) under wr)pe.'"

In accordance with your instructions, I have reviewed these entries. I hereby amend my report as to the entries In Part VD, page 1, llnes 1&-18 and page 2,, line 19 by leaYIDg Column B (1) under ... Amount"' blank and by Inserting the wor ·l'IONE ID Volume B (2) under -,ype.•

5. You observe that in Part VII, page 2, lines 20-23 for various assets,, I listed Income amount code ""A• in Column 8(1) and left Column B(2) blank. And you instruct that If no Income was received Column 8(1) under .. Amount" should be left blank and the word

r. .,

Judge Mary M. Lisi, Chair Page 3. ·

"None• should appear in Column 8(2) under -i'ype."" Otherwise, you Instruct that If the entries of Income amo11nt cocle "'A"" ID Column 8(1) are correct.. I should enter the appropriate Income type ID Column B(2) in accordance with pages 4S and 46 of tbe. filing Instructions.

Upon consideration and reYlew, I hereby amend my i-eport as

to the enbies on page 2 .. lines 20-2:5 by Inserting In Column B(2) as to each asset reported on Unes 20-23 the word cli'eidend (or div.).

I,

6. You obsern: that as to tbe same assets (Part VII, page 2..

. lines 20-23) I Usted value code5 (J) ID Column C(1) and left Column C(2) blank, and you direct that I pro\'lde the appropriate method codes (Q-W) tor these assets.

I bereby amend by report by lnsertJDg value method code "'W"' In Column C(2) as tO each of the reported as.sets. .

7. You observe that bl Part VII, Page 1, tines 2, 4 and (9...12) I listed the sale or other disposition of varloas assets In Column D(l); and you st.ate that these are the same assets tbat I reported in

inadvertence.

my 2002 report as being disposed of.

I agree with your obsenatlon and I state that this was an I hereby amend my report by deletmg the Items

reported In Part VII. Page 1. lines 2. 4 and 9-12.

three copies of this response by transmitted to you by facsimile,

As directed by you. I am providing you and tbe Committee with mall today. A co ls also

JtlJF, Jr.\caf

Enclosures

TOTAL P.134

__________ _ Date ____ _

PO SITTON NAME OFORGANUATION/ENTITY

.......

(.{) CJ

1= m I -ri --

c::� m rria < OJ> u -:-i

'.·.' 0

A0-10

Rev.1/2004

FINANCIAL DISCLOSURE REPORT

1. Person Reporting (Last name, First name, Middle initial)

PERRY, JR., MA1TIIEW J

4. Title (Article Ill Judges indicate active or senior s tatus; magistrate judges indicate full. or part-time)

MATTHEW J. PERRY, JR., Senior

Calendar Year 2003

2. Court or Organization

U. S. DIST.COURT,SOUTH CAROLIN

5. RcportType (check appropriate type)

Q Nomination. Date

Q Initial (!)Annual 0 Fioal

Report Required by the Ethics

In Government Act ·or 1978

(5 U.S.C. app. §§ 101-111)

3. Date of Report

511"512004

6. ·Reporting Period

1/1/2003

to

12131/2003

7. Chambers or Office Address

Matthew J. Pcny, Jr.

U.S.Courthouse 90 l Richland

Street, Columbia S.C. 29201

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with appl icable laws and regulations.

Reviewing Officer

IMPORTANT NOTES: The instructions accompanying this form mJSt be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

L POSIDONS. (Reporting individual only; see pp. 9-13 offiling instructions)

0 NONE - (No reportable positions.>

I. NONE

2. NONE

3. NONE

4. NONE

s. NONE

6. NONE

7. NONE

8. NONE

9. NONE ·

c::> ::c....,..

O::;;: (')c.n

_J;o:= -

-11r rn ("") r:1 N

IL AGREEMENTS. (Reporting individual only; see pp. 14-16 offiling instructions)

D NONE - (No reportable agreements.)

I. NONE

2. NONE

3. NONE

P ARTIES AND TERMS

SOURCE AND 1YPE GROSS INCOME

SOURCE AND TYPE

SOURCE DESCR!PTION

NONE

FINANCIAL DISCLOSURE REPORT Name or Person Reporting

PERRY, JR., MA1TIIEW J

Date of Report

511512004

m NON-INVESTMENT INCOME. (Reporting individual and spouse; sec PP· 11-24 offiling instructions)

A. Filer's Non-Investment lncom

0 NONE - (No reportable non-investment income.)

I. NONE

2. NONE

3. NONE

(yours, not spouse's)

B. Spouse's Non-Investment Income - (lf' u 'MR mmied dming any portion of the reporting year, please complete this section. (dollar amount ·notn:qui?Cd except forhcmoraria)

0 NONE - (Noreportablenon-investmcntincome.)

1.

2. NONE

3. NONE

4. NONE

IV. RED\1BURSEMENTS -transportation, lodging, food, entertainment

(Includes those to spouse and dependent children. Sec pp. 25-27 of instructions.)

0 NONE - (No such reportable reimbursements.)

l. NONE

2. NONE

3. NONE

4. NONE

5. NONE

SOUR.CE DESCRIPTION

CREDITOR DESCRIP1JON VALUE CODE

2.

3. NONE

F1NANCIAL DISCLOSURE REPORT Name of Person Reporting

PERRY, JR., MATI'HEW J

V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

Date of Report

5/1512004

D NONE (No such reportable gifts.) -

$01. NONE

NONE

VL UABILffIES. (Includes those ofspouse and dependent children. See pp. 32-34 of instructions.)

D NONE (No reportable liabilities.)-

1. NONE

2. NONE

3. NONE

B

ff

c

Value

D

(1)

(A-H)

7.

(2) (3) Type (e.g.

(4) (S)

· FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

Page 1 of2 PERRY, JR., MATIHEW J 5/1512004

- income, value, tm!Scatioos (includes those of the spouse and dependent children. See pp. 34-57 of filing inslructiom.) VIL JNYESTMENTS and TRUSTS

A. 8. c. D.

Income during Gross \'lllue at end of Transactiom during reporting period Description of Assets reporting period reporting period(including trust assets)

not exempt fi:om disclosure (2) (I) (2) (1)

Place "(X)" after each assetexempt Dale:Armunt Type (e.g. Value Value Gain Identity of from prior disclosure buy, sell. Month-Codcl div. mil or Codc2 MedlOd Code2 Code buyer/seller

int.) (J-P) Code3 meiger, Day (J-P) 1 (A- (ifprivale (Q-W) redemption) J.f\ lraDSaction)

DNONE (No i:eportable income, assets, or tJansactioos)

1.

2. YORK COUNTY SCHOOL DIS1RICT MUNICIPAL BOND

A Div. Call 1\13\ J A

3. GREENVILLE SC HOSPITAL SYSTEM MUNICIPAL BOND

E Div. K T

4. EXXON CORP.(COM.STOCK) A Div. Sell 8\16\ J A

s. RENTAi PROPERTY #1 COWMBIA, S.C. c Rent K T

6.

OFFICE BLDG (113 INT.) Columbia, S.C. None J T

8.

MERRilL U.YNCH BROKAGE CMA ANN.TAX D Dividend J T EXEMPT FUND

9.

MERRilL LYNCH MUNI BOND INS. PT E Dividend Sell 11\12 K (MUl1JAL BOND)

10.

DUKE CAPITAL ML-(MUNI BOND) A Interest Call 1\13\ J A11.

12. MERRilL LYNCH MUNI BOND INS.PT (MUl1JAL FUND)

E Dividend Sell 11\1\ K E

13. MERRIIL LYNCH SCANA (MUNI BOND) D Dividend Sell 5\4\0 J D

14. MERRilLLYNCHRIClll.ANDCOUNTYSC (MUNI BOND)

E Dividend K Sell 8\16\ K E

IS. VAN KAMPEN ENERGING GROwrn (ACEFX)(BOND)

Buy 12120\01

12\20 J

16. MERRILL YNCH GLOBAL RESOURCES TR C (BOND)

Buyl2\20\ 01

8\16\ J

17. MERRilL LYNCH BASIC VALUE FD CL C (BOND)

Buyl2\20\ 01

J

18. MERRIIL LYNCH FUNDAMENTALGROwrn C(BOND)

Buyl2\20\ 01

I

I . Income/Gain Codes:

(See Columns BI and 04)

A

F

= Sl,OOOor less

= $S0.00l-SJOO,OOO G

; Sl,001-$2,SOO

= s100.001-s1.ooo,ooo

s $2,501-$5,000

HI = SI.000,001-$5.000,000

-$5.001-$15.000

H2 = More than ss.000,000

E = SJS,001 -$50,000

2. Value Codes: = $15,000 or less K SJ5,001-S50,000 L = $50,001-$100,000 M = $100,001-$250,000

(See Columns CI and D'.I) N = $250,000-$500,000 0 = S500.00l-Sl,OOO,OOO Pl = SLOOO,OO!-S5,000,000 P2 = $5,000,001-S25,00U,OOO

1'3 = $25,000,001-$50,000.000 P4 = SMore than $ 0,000,000

3. Value Method Codes Q Appraisal R = Cost (Real Estate Onlyi s = Assessment T = C.ash/Market

!See Colwnn C2) u Book Value v Other w •Estimated

_

(Q-W)

If

(3) (4)

E

.

Type

. FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 2 of2 PERRY, JR, MAITHEW J 5/15/2004

VD. INVESTMENTS and TRUSTS -iucomc, value, transcations (includes those ofthe spouse and dependent children. See pp. 34-57 of filing instructions.)

A. B. c. D. Income during Gross value at end of Transactions during reporting period

Description of Assets reporting period reportUig period (including trust assets)

(1) (2) (1) (2) (I) not exempt from disclosure

(2) (S)Place "(X)" after each asset exciqit AmoUDt (e.g. Value Value Type (e.g. Date: Value Gain Identity of ftom pior disclosure Code I div. nmt or Code2 Melhod buy, sell, Month- Code2 Code buyer/seller

(A-H) int.) (J-P) Code3 merger, Day (I-P) 1 (A- (if private rcdeqltion) "" transaction)

19. MERRIU. LYNCH SENIOR FLOATING RT FD n (BOND)

Buyl2\20\ 01

K

20. M.L HEALTHCARE A J Buy 12\20\01

1

21. DA VIS NY VENTIJRE A J BUY 12\20\01

J

22. PIMCO LONGTERM US GOVERNMENT A J BUY 12\20\02

J

23. DAVIS FINANCIALFUND A J BUY J 12\20\02

1. J ocome/Gain Codes: A = $1,000 or less B = Sl ,OOJ-$2,500 c = $2,501-$5,000 D = $5,00l·S15,000 Sl5,001-S50,000

(See Columns Bl 1111d 04} F = $50.001-Sl 00,000 G =SJ 00,001-Sl,000,000 HJ = SUlOO,OOl·SS.000,000 H2 = More than SS,000,000

2. Value Codes: J = $15,000 or less K = Sl5,00l-S50,000 L = $50,001-$100,000 M "" $100,001-$250.000

(See Columns CI and D3) N ; S250,000-S500,000 0 = SS00,001-Sl,000,000 Pl = Sl.OOO,OOJ-S5,000.000 P2 = $5.000,001-$25,000,000

P3 e S25,000,001·$50,UOU.OOO P4 = SMore than $50,UOO,OOU

3 . Value Method Code;; Q Appraisal R Cost Oleal Estate Only) S Assessment T = Cash'Marl;,,t

\I f"\t-1.. ......

"· . FINANCIAL DISCLOSURE REPORT NameofPersonRcporting

PERRY, JR., MAITHEW J

VID. ADDIDONALINFORMATION OREXPLANATIONS CindicatepartorReport.>

Date of Report

511512004

NO COMMENTS

. ' FINANCIAL DISCLOSURE REPORT Name of Person Reporting

PERRY, JR., MATIHEW J

Date of Report

5/15/2004

IX. CERIDlCATION.

I certify that all information given above (including infoimation pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions pennitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U .S.C. § 501 et seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N .E.

Washington. D.C. 20544