Ja nua ry 24th, 2018, 11 AM Ea ste rn

Quarte rly D&O Cla ims Tre nds:

2017 Wrap- Up

Le a d ing the wa y to sma rte r a nd mo re e ffic ie nt risk a nd insura nc e c o mmunitie s,

Advise n d e live rs:

the rig ht info rma tio n into

the rig ht ha nd s a t

the rig ht time

to po we rpe rfo rma nc e .

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About Advise n

Qua rte rly D&O Cla ims Tre nds: 2017 Wra p- Up

Visit www.a d vise nltd .c o m a t the e nd o f this we b ina r to d o wnlo a d :

– Co p y o f the se slide s

– Re c ording of today’s webinar– D&O Loss Insig ht (Advisen’s MSCAd la rg e lo ss

d a ta b a se )

– Front Pa g e Ne ws – Exe c utive Risk Front Pa g e Ne ws: http :/ / www.a d vise nltd .c o m/ insura nc e -ne ws/ fro nt-pa g e -ne ws/ # e xe c b yte

D&O Co mme rc ia l Insura nc e Gro up – 8,900+ Me mb e rs

http :/ / www.d a nd o d ia ry.c o m

Today’s Moderator

Jim Blinn

EVP, Clie nt So lutio ns

Ad vise n

Today’s Panelists

Ke vin La Croix

RT Pro Exe c , a d ivisio n o f RT Spe c ia lty,

Autho r o f the D&O Dia ry

John Mc Ca rric k

Pa rtne r

White & Willia ms LLP

Ma c hua Mille tt

Ma na g ing Dire c to r a nd Chie f

Inno va tio n Offic e r

Ma rsh

Counts of All Ca se s

Me rg e r Obje c tion

De riva tive Sha re holde r Ac tion

Se c uritie s Cla ss Ac tion

Tota l Counts – Unique Compa nie s

• 2017 c o mp a nie s sue d in Fe d e ra l c o urt is

50% hig he r tha n 2016

• To ta l c o mpa nie s sue d a re 16% hig he r

Total

Year Quarter SCAS

Merger

Objection SCAS

Merger

Objection

Total

Unique

Companies

2016 1 53 16 6 32 98

2 45 16 6 36 95

3 46 35 4 32 107

4 57 26 2 18 98

2017 1 79 49 1 16 138

2 53 52 1 11 112

3 52 62 1 7 118

4 46 49 1 4 99

Filing Date Federal State

388

450

Fina nc ia l Re sta te me nts

Source: Audit Analytics 2016 Financial Restatements Review

Dow Jone s Industria l Ave ra g e

FCPA Enforc e me nt Ac tions

Industry Groups – SCAS Ca se s

Ma rke t Ca p Groups – SCAS Ca se s

Fe de ra l Court Ca se Filing s

Source: Caseload Statistics Data Tables

Tha nk you, pa ne lists!

Ke vin La Croix

RT Pro Exe c , a d ivisio n o f RT Spe c ia lty,

Autho r o f the D&O Dia ry

John Mc Ca rric k

Pa rtne r

White & Willia ms LLP

Ma c hua Mille tt

Ma na g ing Dire c to r a nd Chie f

Inno va tio n Offic e r

Ma rsh

Visit www.a d vise nltd .c o m a t the

e nd o f this we b ina r to d o wnlo a d :

– Co py o f the se slid e s

– Recording of today’s webinar

Qua rte rly D&O Cla ims Tre nds:

2017 Wra p- Up

Ma rk your c a le nda r!

Qua rte rly D&O Cla ims Tre nds: Q1 2018

Tue sd a y, Ma y 1st, 2018a t 11 AM Ea ste rn

Qua rte rly D&O Cla ims Tre nds: Q2 2018

We d ne sd a y, July 25th, 2018a t 11 AM Ea ste rn

20

Advisen’s Public Co. D&O Loss Da ta

To le a rn more , visit:

https:/ / www.a dvise nltd.c om/ da ta / public - d- o- loss- da ta /

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risk a nd insura nc e c ommunitie s.

Advise n de live rs:

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