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Annals of Physics 308 (2003) 395–446
www.elsevier.com/locate/aop
Quantum stochastic differential equationsfor boson and fermion systems—methodof non-equilibrium thermo field dynamics
A.E. Kobryn,1 T. Hayashi, and T. Arimitsu*
Institute of Physics, University of Tsukuba, Ibaraki 305-8571, Japan
Received 15 April 2003
Abstract
A unified canonical operator formalism for quantum stochastic differential equations, in-
cluding the quantum stochastic Liouville equation and the quantum Langevin equation both
of the Itoo and the Stratonovich types, is presented within the framework of non-equilibrium
thermo field dynamics (NETFD). It is performed by introducing an appropriate martingale
operator in the Schr€oodinger and the Heisenberg representations with fermionic and bosonic
Brownian motions. In order to decide the double tilde conjugation rule and the thermal state
conditions for fermions, a generalization of the system consisting of a vector field and Fad-
deev–Popov ghosts to dissipative open situations is carried out within NETFD.
� 2003 Published by Elsevier Inc.
Keywords:Non-equilibrium thermo field dynamics; Stochastic differential equations; Martingale operator;
Fermionic Brownian motion; Bosonic Brownian motion
1. Introduction
In this paper we study time-dependent behavior of non-equilibrium quantum
systems involving stochastic forces which can be boson or fermion type and are
called quantum Brownian motion. Present consideration is an extension of previous
* Corresponding author. Fax: +81298534492.
E-mail address: [email protected] (T. Arimitsu).1 Present address: Institute for Molecular Science, Myodaiji, Okazaki 444-8585, Japan.
0003-4916/$ - see front matter � 2003 Published by Elsevier Inc.
doi:10.1016/S0003-4916(03)00178-7
396 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
analysis reported comprehensively by one of the authors [1] and is given in terms of
non-equilibrium thermo field dynamics (NETFD) [2–4]. NETFD is a unified formal-
ism, which enables us to treat dissipative quantum systems by the method similar to
usual quantum mechanics or quantum field theory, which accommodates the con-
cept of the dual structure in the interpretation of nature, i.e., in terms of the operatoralgebra and the representation space. The representation space in NETFD is com-
posed of a direct product of two Hilbert spaces: one is for non-tilde fields and the
other for tilde fields. Within the statistical operator (density operator) formalism
there is entanglement between operators and statistical operator due to their non-
commutativity. Introduction of two kinds of operators, without tilde and with tilde,
made it possible to resolve the entanglement between relevant operators and the sta-
tistical operator.
We are deriving a unified system of quantum stochastic differential equations(QSDEs) under the influence of quantum Brownian motion, including the quantum
stochastic Liouville equation and the quantum Langevin equation. The quantum
Fokker–Planck equation is derived by taking the random average of the correspond-
ing stochastic Liouville equation. The relation between the Langevin equation and
the stochastic Liouville equation, as well as between the Heisenberg equation for op-
erators of gross variables and the quantum Fokker–Planck equation obtained here,
is similar to the one between the Heisenberg equation and the Schr€oodinger equationin quantum mechanics and field theory. Our extension of analysis [1] consists of es-sentially three items. Two of them include definition of fermionic Brownian motion
and treatment of fermions in NETFD, i.e., the tilde conjugation rule and the thermal
state conditions in the case of fermion systems. Third item is the simultaneous con-
sideration of hermitian and non-hermitian interaction Hamiltonians.
To begin with, we first remind briefly some standard steps that people usually take
in order to obtain the irreversible evolution of macroscopic systems starting from the
microscopic level. At present, there are many viewpoints giving us tools how to de-
scribe N -body systems out of equilibrium. At the same time, one usually follows oneof several basic approaches: (i) the behavior of the systems is expressed in terms of
not the total (N -particle) distribution function but s-particle ones (with s being usu-
ally 1 and/or 2), (ii) the dynamics of the systems is characterized by the evolution of a
‘‘coarse grained’’ phase-space distribution function or statistical operator, and (iii)
the evolution of the systems is described by the equations of motion for the dynam-
ical gross variables.
The approach (i) is intimately related to the Bogoliubov method of a reduced de-
scription of many-particle systems [5], which is widely used for construction of ki-netic equations based on the Liouville or the Liouville–von-Neumann equation.
Bogoliubov�s hypothesis that the time dependence of higher-particle distribution
functions enter through the one-particle distribution provides a fundamental impor-
tance in various schemes of truncation of the BBGKY hierarchy.
In the approach (ii), the most frequently used tools are projection operators intro-
duced by Nakajima [6] and Zwanzig [7,8]. The basic idea underlying the application
of their techniques to complex systems is to regard the operation of tracing over
the environment as a formal projection in the space of the total system. It became
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 397
especially popular in quantum optics where the so-called quantum master equation
for reduced statistical operator of a relevant system now bears their names and is
called the Nakajima-Zwanzig equation [9].
The general framework, called sub-dynamics, at the Brussels school is also related
to the approach (ii) but the underlying concept is different from the one by Nakajimaand Zwanzig. The main point here is the notion of the increase of the number of cor-
relations within a system in time. It has been expounded in detail by Prigogine and
coauthors, see, e.g., [10,11].
Regarding to the approach (iii), we should mention projection operator by Mori
[12] and the one by Kawasaki and Gunton [13]. The former is used to derive linear
equations of motion for gross variables out of non-linear equations. Originally, one
of the intentions to introduce such an operator was to obtain expressions for phys-
ical (measurable) kinetic coefficients. The latter is an improved version of the time-dependent projection operator by Robertson [14].
Zubarev introduced the concept of non-equilibrium ensemble as a generalization of
Green�s works on the statistical mechanics of linear dissipation processes [15,16] and
Kubo�s theory of linear response of systems to mechanical [17] and thermodynamical
[18] external perturbations. This generalization is known as the method of non-equi-
librium statistical operator [19]. It is shown that this has a close relationship to the
projection operator methods [20].
The above-mentioned methods do not exhaust the entire list, but they may be themost generic ones. However, in this paper we do not follow them. In the case of pres-
ence of additional degree(s) of freedom, e.g., stochastic force(s), description may be
given also in some optional way (in a sense that consideration does not start from the
very microscopic level). The theory of Brownian motion is an example. The funda-
mental equation here is the Langevin equation and it is the stochastic differential
equation for dynamical variables [21,22]. Random forces in Langevin equation are
usually described by Gaussian white stochastic processes. Stochastic integral with re-
spect to such processes is defined as a kind of a Riemann-Stieltjes one [23] wheremultiplication between the stochastic increment and integrand is commonly consid-
ered in the form of Itoo [24] or Stratonovich [25] (for Itoo and Stratonovich multipli-
cations see Appendix A).
The Langevin equation can be used to calculate various time correlation func-
tions. Now it is radically extended to solve numerous problems in different areas
[26–30]. In particular, the theory of Brownian motion itself has been extended to sit-
uations where the ‘‘Brownian particle’’ is not a real particle anymore, but instead
some collective properties of a macroscopic system. Corresponding equation in thephase space or the Liouville space of statistical operators can be considered as a sort
of stochastic differential equation too. In order to investigate classical stochastic sys-
tems, the stochastic Liouville equation was introduced first by Anderson [31] and
Kubo [32–34].
There were several attempts to extend the classical theory (both the Langevin and
the stochastic Liouville equations) for quantum cases. Study of the Langevin equa-
tion for quantum systems has its origin in papers by Senitzky [35–37], Schwinger
[38], Haken [39–42], and Lax [43], where they investigated a quantum mechanical
398 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
damped harmonic oscillator in connection with laser systems. In particular, it was
shown that the quantum noise, i.e., the spontaneous emission, can be treated in a
way similar to the thermal fluctuations, and that the noise source has non-zero sec-
ond moments proportional to a quantity which can be associated with a quantum
analog of a diffusion coefficient. As it was noticed by Kubo [44] in his discussion withvan Kampen, the random force must be an operator defined in its own Hilbert space,
which does not happen in classical case since there is no consideration of space for
the random force.
Mathematical study of the quantum stochastic processes was initiated by Davies
[45,46], Hudson [47–52], Accardi [53,54], Parthasarathy [55–57], and their co-authors.
Quantum mechanical analogs of Wiener processes [47] and quantum Itoo formula for
boson systems [48–51] were defined first by Hudson et al. The classical Brownian mo-
tion is replaced here by the pair of one-parameter unitary group authomorphisms,namely by the annihilation and creation boson random force operators with time in-
dices in the boson Fock space, named quantum Brownian motion. Fermion stochas-
tic calculus were defined by Applebaum, Hudson and Parthasarathy [58–63]. In these
papers, they developed the fermion analog of the corresponding boson theory [49,50]
in which the annihilation and creation processes are fermion field operators in the fer-
mion Fock space. Within the frame of this formalism, the Itoo-Clifford integral [64–
67]—fermion analog of the classical Brownian motion—is contained as a special case.
It should be noted, however, that in both boson and fermion theories of quantum sto-chastic calculus mathematicians were debating unitary processes only. For readers�convenience, clue of mathematicians� theory of quantum Brownian motion and the
extension with allowance for thermal degree of freedom are put into Appendix B.
Contrary to expectations, attempts to extend the classical stochastic Liouville
equation for quantum case were not very successful so far. In the present work we
construct our consideration using the formalism of NETFD. It is an alternative
way to the above-mentioned general methods of non-equilibrium statistical mechan-
ics in the sense that it provides us with a general structure of the canonical operatorformalism for dissipative non-equilibrium quantum systems without starting from
the microscopic description, and turns out to be especially successful in the inclusion
of quantum stochastic forces. In particular, a unified canonical operator formalism
of QSDEs for boson systems was constructed first within NETFD [1,68–73] on the
basis of the quantum stochastic Liouville equation.
The paper is organized as follows. First, in Section 2, we remind a brief essence of
the formalism of NETFD by giving its technical basics and some fundamentals. In
Section 3 we derive the semi-free time evolution generator for systems in non-station-ary case. The semi-free generator is bi-linear and globally gauge invariant. The an-
nihilation and creation operators are introduced by means of a time-dependent
Bogoliubov transformation. We close the section by calculating the two-point func-
tion. The generating functional method, which gives us the relation between the
method of NETFD and the one of the Schwinger closed-time path, is introduced
in Section 4. Interaction with external fields is considered in Section 5. Here we
study two cases: hermitian and non-hermitian interaction hat-Hamiltonians.
To make possible their simultaneous consideration we introduce an auxiliary param-
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 399
eter k which plays the role of a switch between the cases. In Section 6, the general
expression of the stochastic semi-free time evolution generator is derived for a
non-stationary Gaussian white quantum stochastic process by means of the interac-
tion hat-Hamiltonian with arbitrary k. Correlations of the random force operators
are also derived generally. With the generator, quantum stochastic Liouville equa-tions and quantum stochastic Langevin equations of both Itoo and Stratonovich types
of the system are investigated in a unified manner. We conclude the section by deriv-
ing the equation of motion for the expectation value of an arbitrary operator of the
relevant system. In Section 7, we consider a semi-free system with a stationary
process and check explicitly the irreversibility of such a process in terms of its Boltz-
mann entropy. In Section 8 we investigate relation to the Monte Carlo wave-function
method. Summary and open questions are put into Section 9. Auxiliary material is
put into Appendices A, B, C, D.
2. Basics of NETFD
Information about the general method of NETFD can be found in many papers
and we refer first of all to the original source [2–4] and the review article [1]. To make
our paper self-contained, we include some standard steps which are necessary at least
to fix the notations. The formalism of NETFD is constructed upon the followingfundamental requirements.
An arbitrary operator A in NETFD is accompanied by its tilde conjugated partner~AA, called tilde operator, according to the rule
2 W
system
ðA1A2Þ� ¼ ~AA1~AA2; ð2:1Þ
ðc1A1 þ c2A2Þ� ¼ c�1 ~AA1 þ c�2 ~AA2; ð2:2Þ
ð ~AAÞ� ¼ A; ð2:3Þ
where c1 and c2 are c-numbers. It should be noted that in the present paper thedouble tilde conjugation rule (2.3) is of the same form for both bosonic and ferm-
ionic operators and leaves them unchanged.
To indicate commutation or anti-commutation of two operators, say A1 and A2,
we will use the notation ½A1;A2g and call it (anti-)commutator, which should be un-
derstood as
½A1;A2g ¼ ½A1;A2�þ ¼ fA1;A2g ¼ A1A2 þ A2A1; ð2:4Þ
when both operators are fermionic, or
½A1;A2g ¼ ½A1;A2�� ¼ ½A1;A2� ¼ A1A2 � A2A1 ð2:5Þ
otherwise.2hen one operator is bosonic and another one is fermionic, the rule of commutation depends on the
. In this paper for such combinations we assume (2.5).
400 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
Tilde and non-tilde operators, say A1 and ~AA2, are supposed to be mutually (anti-)
commutative at equal time, i.e.,
½A1; ~AA2g ¼ 0: ð2:6Þ
Tilde and non-tilde operators are related with each other through the thermal statecondition (TSC)
hhj ~AAy ¼ s�hhjA; ð2:7Þ
where hhj represents the thermal bra-vacuum; s is the complex parameter which takestwo values:
s ¼ 1 for bosonic operators;i for fermionic operators:
�ð2:8Þ
Derivation of the double tilde conjugation rule and TSC for fermionic operatorsused in this paper is given in Appendix C.
Within the framework of NETFD, the dynamical evolution of a system is
described by the Schr€oodinger equation (here we use the system with �h ¼ 1)
o
otj0ðtÞi ¼ �iHH j0ðtÞi; ð2:9Þ
where j0ðtÞi represents the thermal ket-vacuum. It can be also called the quantum
master equation or the quantum Fokker–Planck equation in this paper. The thermal
vacuums are tilde invariant, i.e., hhj� ¼ hhj and j0ðtÞi� ¼ j0ðtÞi, and are normalized
as hhj0ðtÞi ¼ 1. The hat-Hamiltonian HH , an infinitesimal time-evolution generator,
satisfies the tildian condition:
ðiHHÞ� ¼ iHH : ð2:10Þ
The tildian hat-Hamiltonian is not necessarily hermitian operator. It has zero eigen-
values for the thermal bra-vacuum
hhjHH ¼ 0; ð2:11Þ
which is nothing but manifestations of conservation of probability.
Introducing the time-evolution operator VV ðtÞ by
ddtVV ðtÞ ¼ �iHHVV ðtÞ; ð2:12Þ
with the initial condition VV ð0Þ ¼ 1, we can define the Heisenberg operator
AðtÞ ¼ VV �1ðtÞAVV ðtÞ ð2:13Þ
satisfying the Heisenberg equation for dissipative systemsd
dtAðtÞ ¼ i½HHðtÞ;AðtÞ�; ð2:14Þ
where HHðtÞ is the hat-Hamiltonian in the Heisenberg representation. The existence
of the Heisenberg equation of motion for coarse-grained operators enables us to
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 401
construct a canonical formalism of the dissipative quantum field theory. Note that
with the help of TSC we have an equation of motion for a vector hhjAðtÞ
3 W
inclusi
operat
d
dthhjAðtÞ ¼ ihhj½HHðtÞ;AðtÞ� ð2:15Þ
in terms of only non-tilde operators. The expectation value of an observable oper-
ator A at time t is given by
hAðtÞi ¼ hhjAj0ðtÞi ¼ hhjAðtÞj0i; ð2:16Þ
where j0i ¼ j0ðt ¼ 0Þi. We define that observable operators consist only of non-tildeoperators.3
3. Semi-free hat-Hamiltonian
Let us consider a system specified by the total hat-Hamiltonian
HH tott ¼ HHt þ HH1 þ HHI;t; ð3:1Þ
where HHt is a semi-free hat-Hamiltonian, whereas HH1 and HHI;t are, respectively, the
interaction hat-Hamiltonian within the relevant system and the one representing the
coupling with external fields. The system itself is supposed to be consistent with allthe requirements of NETFD given in the previous section. Some general remark
about treatment of interaction within the relevant system is given in Section 4. Ex-
plicit treatment of interaction with external fields is given in Section 5. Here we
concentrate on derivation and study of properties of the semi-free hat-Hamiltonian,
i.e., renormalized unperturbed hat-Hamiltonian.
3.1. Derivation of the semi-free hat-Hamiltonian
The semi-free hat-Hamiltonian is bilinear in operators a, ay, ~aa, and ~aay, and is
invariant under the phase transformation a ! aei/:
HHt ¼ h1ðtÞayaþ h2ðtÞ~aay~aaþ h3ðtÞa~aaþ h4ðtÞay~aay þ h0ðtÞ; ð3:2Þ
where hjðtÞ are time-dependent complex c-number functions. Operators a, ay, ~aa, and~aay satisfy the canonical (anti-)commutation relations½ak; ayk0 ��r ¼ dk;k0 ; ½~aak; ~aayk0 ��r ¼ dk;k0 ; ð3:3Þ
where we use r ¼ 1 for bosonic systems and r ¼ �1 for fermionic ones. According to(2.6), tilde and non-tilde operators are mutually (anti-)commutative. In the following
account, a subscript k for specifying a momentum and/or other degrees of freedom
will be dropped unless it is necessary. Number of unknown functions hjðtÞ can be
e can include tilde operators in addition to non-tilde ones in the definition of observable. However,
on of tilde operators may give us a set of different but equivalent definitions for one observable
or.
402 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
reduced by the use of (2.11) and tildian (2.10) for the semi-free hat-Hamiltonian.
It results in
HHt ¼ HHS;t þ iPPt; ð3:4Þ
whereHHS;t ¼ xðtÞðaya� ~aay~aaÞ; ð3:5Þ
PPt ¼ c1ðtÞðayaþ ~aay~aaÞ � s 2c1ðtÞ½ þ c2ðtÞ�ay~aay þ rsc2ðtÞa~aaþ r 2c1ðtÞ½ þ c2ðtÞ�;ð3:6Þ
with
xðtÞ ¼ Reh1ðtÞ; ð3:7Þ
c1ðtÞ ¼ Imh1ðtÞ; ð3:8Þ
c2ðtÞ ¼Imh3ðtÞ for bosonic systems;Reh3ðtÞ for fermionic systems:
�ð3:9Þ
Let us introduce operators aðtÞ and ayyðtÞ in the interaction representation definedby
aðtÞ ¼ VV �1ðtÞaVV ðtÞ; ayyðtÞ ¼ VV �1ðtÞayVV ðtÞ; ð3:10Þ
whered
dtVV ðtÞ ¼ �iHHtVV ðtÞ; ð3:11Þ
with the initial condition VV ð0Þ ¼ 1. They satisfy the equal-time (anti-)commutation
relations
½aðtÞ; ayyðtÞ��r ¼ 1: ð3:12Þ
The Heisenberg equation (2.14) for aðtÞ and ayyðtÞ withHHðtÞ ¼ VV �1ðtÞHHtVV ðtÞ ð3:13Þ
are explicitly given bydaðtÞdt
¼ c1ðtÞ½ � ixðtÞ�aðtÞ � s 2c1ðtÞ½ þ c2ðtÞ�~aayyðtÞ; ð3:14Þ
dayyðtÞdt
¼ ixðtÞ½ � c1ðtÞ�ayyðtÞ � sc2ðtÞ~aaðtÞ: ð3:15Þ
In these formulae we used a symbol yy instead of usual dagger because the semi-free
hat-Hamiltonian HHt is not necessarily hermitian.Since the semi-free hat-Hamiltonian HHt satisfies (2.11), we have TSC for the bra-
vacuum at time t
hhj~aayyðtÞ ¼ s�hhjaðtÞ: ð3:16Þ
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 403
By making use of the Heisenberg equations (3.14) and (3.15), and of TSC (3.16),
one obtains the equation of motion for a vector hhjayyðtÞaðtÞ in the form
d
dthhjayyðtÞaðtÞ ¼ �2jðtÞhhjayyðtÞaðtÞ þ iR<ðtÞhhj; ð3:17Þ
where jðtÞ and iR<ðtÞ are defined by
jðtÞ ¼ c1ðtÞ þ c2ðtÞ; ð3:18Þ
iR<ðtÞ ¼ �r½2c1ðtÞ þ c2ðtÞ�: ð3:19Þ
Substituting (3.18) and (3.19) into (3.14) and (3.15), one gets equations of motion for
operators aðtÞ and ayyðtÞ in the form
daðtÞdt
¼ � ixðtÞ½ þ jðtÞ�aðtÞ � riR<ðtÞ½aðtÞ � s~aayyðtÞ�; ð3:20Þ
dayyðtÞdt
¼ ixðtÞ½ þ jðtÞ�ayyðtÞ þ riR<ðtÞ½ayyðtÞ � s~aaðtÞ� � 2sjðtÞ~aaðtÞ: ð3:21Þ
Applying the thermal ket-vacuum j0i at the initial time to (3.17), we obtain theequation of motion for the one-particle distribution function
nðtÞ ¼ hhjayyðtÞaðtÞj0i ð3:22Þ
in the formd
dtnðtÞ ¼ �2jðtÞnðtÞ þ iR<ðtÞ: ð3:23Þ
Equation (3.23) can be identified as the generalized Boltzmann equation of the
system. The function iR<ðtÞ is given when the interaction hat-Hamiltonian HH1 is
defined.
The initial ket-vacuum j0i is specified by TSC
~aaj0i ¼ sfayj0i; ð3:24Þ
with f 2 ½0; 1Þ when r ¼ 1, f 2 ½0;1Þ when r ¼ �1. The initial value for the one-particle distribution function n ¼ nðt ¼ 0Þ is determined by f . Since
n ¼ n� ¼ hhjayaj0i� ¼ hhj~aay~aaj0i ¼ s�hhja~aaj0i ¼ jsj2f hhjaayj0i ¼ f ½1þ rn�;ð3:25Þ
we have
n ¼ f ½1� rf ��1: ð3:26Þ
In the first equality of (3.25) we used the fact that n is a real number; in the third
equality we used the tilde invariance of the thermal vacuums hhj and j0i; finally, inthe fourth and fifth equalities we used TSCs (2.7) and (3.24), respectively.
Solving the Heisenberg equations for aðtÞ, ayyðtÞ, and their tilde conjugates and
using TSC at initial time (3.24), we find TSC for the ket-vacuum at time t
404 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
~aaðtÞj0i ¼ snðtÞ1þ rnðtÞ a
yyðtÞj0i; ð3:27Þ
where nðtÞ satisfies the Boltzmann equation (3.23).Substituting (3.18), (3.19), and (3.23) into (3.6) one gets the most general form of
PPt in the interaction representation:
PPt ¼� fjðtÞ 1½ þ 2rnðtÞ� þ r _nnðtÞgðayaþ ~aay~aaÞ þ rsf2jðtÞ 1½ þ rnðtÞ� þ r _nnðtÞga~aaþ rsf2jðtÞnðtÞ þ _nnðtÞgay~aay � f2jðtÞnðtÞ þ _nnðtÞg: ð3:28Þ
Here, we used the abbreviation _nnðtÞ ¼ dnðtÞ=dt.By introducing thermal doublet notations
�aam ¼ ay;�
� s~aa�; al ¼ collon a; s~aay
� �; ð3:29Þ
canonical (anti-)commutation relations are written as
½al; �aam��r ¼ dlm: ð3:30Þ
The resulting semi-free hat-Hamiltonian (3.4) can be presented in a compactform as
HHt ¼ xðtÞ�aalal þ i�aalAðtÞlmam þ r½xðtÞ þ ijðtÞ�; ð3:31Þ
where matrix AðtÞlm has the following structure:AðtÞlm ¼ r�jðtÞ 2nðtÞ þ r½ � � _nnðtÞ; 2jðtÞnðtÞ þ _nnðtÞ�2jðtÞ nðtÞ þ r½ � � _nnðtÞ; jðtÞ 2nðtÞ þ r½ � þ _nnðtÞ
� �: ð3:32Þ
3.2. Annihilation and creation operators
Let us introduce annihilation and creation operators by
cðtÞ ¼ 1½ þ rnðtÞ�aðtÞ � rsnðtÞ~aayyðtÞ; ð3:33Þ
~cc$ðtÞ ¼ ~aayyðtÞ � rsaðtÞ: ð3:34Þ
From TSCs (3.16) and (3.27) at time t, we see that they annihilate the vacuums:hhjc$ðtÞ ¼ 0; cðtÞj0i ¼ 0; ð3:35Þ
hhj~cc$ðtÞ ¼ 0; ~ccðtÞj0i ¼ 0: ð3:36Þ
With the thermal doublet notations�aaðtÞl ¼ ðayyðtÞ;�s~aaðtÞÞ; aðtÞm ¼ collonðaðtÞ; s~aayyðtÞÞ; ð3:37Þ
�ccðtÞm ¼ ðc$ðtÞ;�s~ccðtÞÞ; cðtÞl ¼ collonðcðtÞ; s~cc$ðtÞÞ; ð3:38Þ
(3.33), (3.34), and their tilde conjugates can be written as�ccðtÞm ¼ �aaðtÞl½B�1ðtÞ�lm; cðtÞl ¼ BðtÞlmaðtÞm; ð3:39Þ
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 405
where BðtÞlm is a matrix of the time-dependent Bogoliubov transformation:
BðtÞlm ¼ 1þ rnðtÞ �rnðtÞ�1 1
� �: ð3:40Þ
This transformation is the canonical one since it leaves the canonical (anti-)-com-
mutation relations unchanged
½cðtÞl; �ccðtÞm��r ¼ dlm: ð3:41Þ
The equation of motion for the thermal doublet cðtÞl is derived asd
dtcðtÞl ¼ ½ � ixðtÞdlm � jðtÞslm3 �cðtÞ
m; ð3:42Þ
where
slm3 ¼ 1 0
0 �1
� �: ð3:43Þ
The solution of (3.42) then is obtained in the form
cðtÞl ¼ exp
Z t
0
dt0��� ixðt0Þdlm � jðt0Þslm3
��cð0Þm: ð3:44Þ
3.3. Schr€oodinger representation
Annihilation and creation operators in the Schr€oodinger representation are intro-
duced by the relations
�ccðtÞm ¼ VV �1ðtÞ�ccmt VV ðtÞ; cðtÞl ¼ VV �1ðtÞclt VV ðtÞ; ð3:45Þ
with VV ðtÞ being specified by (3.11) and the thermal doublet notations�ccmt ¼ c$;�
� s~cct�; clt ¼ collon ct; s~cc
$� �
: ð3:46Þ
Using (3.29), one can write
�ccmt ¼ �aal½B�1ðtÞ�lm; clt ¼ BðtÞlmam; ð3:47Þ
where matrix BðtÞlm is given by (3.40).We see that the annihilation and creation operators in the Schr€oodinger represen-tation annihilate the vacuums at time t:
hhjc$ ¼ 0; ctj0ðtÞi ¼ 0; ð3:48Þ
hhj~cc$ ¼ 0; ~cctj0ðtÞi ¼ 0: ð3:49Þ
Note that creation operator c$ and its tilde conjugated partner ~cc$ do not depend ontime. It is consistent with the fact that the vacuum hhj does not depend on time due to
the property hhjHHt ¼ 0.The terms (3.5) and (3.28) of the semi-free hat-Hamiltonian HHt, (3.4), now read
HHS;t ¼ xðtÞðc$ct � ~cc$~cctÞ; ð3:50Þ
406 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
PPt ¼ �jðtÞðc$ct þ ~cc$~cctÞ þ rs _nnðtÞc$~cc$; ð3:51Þ
in the normal ordering with respect to the annihilation and creation operators in theSchr€oodinger representation. When the system is semi-free, putting (3.50) and (3.51)
into (3.4) and substituting HHt for HH into the Schr€oodinger equation (2.9), one has
o
otj0ðtÞi ¼ rs _nnðtÞc$~cc$j0ðtÞi: ð3:52Þ
It is solved to give
j0ðtÞi ¼ expf�hhj~cctctj0ic$~cc$gj0i: ð3:53Þ
Here, we introduced a kind of the order parameterhhj~cctctj0i ¼ rs½nð0Þ � nðtÞ�; ð3:54Þ
which gives a measure of difference of the system from the initial state. From (3.53)we see that the evolution of the ket-vacuum is realized by a condensation of tilde and
non-tilde particle pairs into initial ket-vacuum. The ket-vacuum itself is the func-
tional of the one-particle distribution function nðtÞ. The dependence of the thermal
ket-vacuum on nðtÞ is given by
ddnðtÞ j0ðtÞi ¼ rsc$~cc$j0ðtÞi: ð3:55Þ
Then the Schr€oodinger equation can be written in an alternative way:
o
ot
�� _nnðtÞ d
dnðtÞ
�j0ðtÞi ¼ 0: ð3:56Þ
This shows that the vacuum j0ðtÞi is migrating in the super-representation space
spanned by the one-particle distribution function fnkðtÞg with the velocity f _nnkðtÞg as
a conserved quantity [74,75].
3.4. Two-point function of the semi-free field
A time-ordered two-point function Gðt; t0Þlm (propagator), defined by
Gðt; t0Þlm ¼ �ihhjT ½aðtÞl�aaðt0Þm�j0i; ð3:57Þ
is given byGðt; t0Þlm ¼ ½B�1ðtÞ�lkGðt; t0ÞkqBðt0Þqm; ð3:58Þ
withGðt; t0Þkq ¼ �ihhjT ½cðtÞk�ccðt0Þq�j0i ¼ GRðt; t0Þ 0
0 GAðt; t0Þ
� �; ð3:59Þ
where non-zero matrix elements are:
GRðt; t0Þ ¼ �ihhjT ½cðtÞc$ðt0Þ�j0i
¼ �ihðt � t0Þ expZ t
t0dt00��� ixðt00Þ � jðt00Þ
��; ð3:60Þ
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 407
GAðt; t0Þ ¼ irhhjT ½~cc$ðtÞ~ccðt0Þ�j0i
¼ ihðt0 � tÞ expZ t0
tdt00 ixðt00Þ�(
� jðt00Þ�)
: ð3:61Þ
Here, T is the time ordering operator.
4. Generating functional method
Let us define the generating functional for the semi-free field by
Z½K; ~KK� ¼ hhjT exp
(� i
Z �tt
0
dtSðtÞ)j0i; ð4:1Þ
where the source function SðtÞ reads
SðtÞ ¼ �KKðtÞlaðtÞl þ �aaðtÞlKðtÞl ¼ �KKcðtÞlcðtÞl þ �ccðtÞlKcðtÞl; ð4:2Þwith
�KKðtÞl ¼ ðKðtÞ�;�s ~KKðtÞÞ; KðtÞm ¼ collonðKðtÞ; s ~KKðtÞ�Þ; ð4:3Þ
and similar notations for �KKcðtÞm and KcðtÞl. The K �s are related by the Bogoliubovtransformation
�KKcðtÞm ¼ �KKðtÞl½B�1ðtÞ�lm; KcðtÞl ¼ BðtÞlmKðtÞm: ð4:4Þ
Matrix BðtÞlm here is the one given by (3.40). External fictitious fields KðtÞl and �KKðtÞmare c-numbers or Grassmann numbers corresponding to r ¼ 1 or r ¼ �1, andsatisfy
½KðtÞl; �KKðtÞm��r ¼ 0: ð4:5Þ
Operators aðtÞl, �aaðtÞm, cðtÞl, and �ccðtÞm are those in the interaction representationintroduced in Section 3.
Taking the functional derivative of the generating functional (4.1), one has
d ln Z½K; ~KK� ¼ �i
Z �tt
0
dt½d �KKcðtÞlhcðtÞliK þ h�ccðtÞliKdKcðtÞl�; ð4:6Þ
where hcðtÞliKand h�ccðtÞli
Kare defined by
hcðtÞliK¼ i
d
d �KKcðtÞlln Z½K; ~KK�
¼ 1
Z½K; ~KK�hhjT cðtÞl exp
("� i
Z �tt
0
dt0Sðt0Þ)#
j0i; ð4:7Þ
h�ccðtÞliK¼ ri
ddKcðtÞl
ln Z½K; ~KK�
¼ 1
Z½K; ~KK�hhjT �ccðtÞl exp
("� i
Z �tt
0
dt0Sðt0Þ)#
j0i: ð4:8Þ
408 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
The equation of motion for hcðtÞliKis obtained in the form
d
dthcðtÞli
K¼ ½�ixðtÞdlm � jðtÞslm3 �hcðtÞ
miK� iKcðtÞl: ð4:9Þ
With the boundary conditions
hcð0Þl¼1iK¼ hcð0Þi
K¼ 0; ð4:10Þ
hcð�ttÞl¼2iK¼ sh~cc$ð�ttÞi
K¼ 0; ð4:11Þ
h�ccð�ttÞl¼1iK¼ hc$ð�ttÞi
K¼ 0; ð4:12Þ
h�ccð0Þl¼2iK¼ �sh~ccð0Þi
K¼ 0; ð4:13Þ
it can be solved as
hcðtÞliK¼Z �tt
0
dt0Gðt; t0ÞlmKcðt0Þm; ð4:14Þ
where Gðt; t0Þlm is given by (3.59). The boundary conditions in (4.10)–(4.13) are de-
rived by TSCs (3.35) and (3.36).
Substituting (4.14) into (4.6), one finally obtains [76]
Z½K; ~KK� ¼ exp
(� i
Z �tt
0
dtZ �tt
0
dt0 �KKcðtÞlGðt; t0ÞlmKcðt0Þm)
¼ exp
(� i
Z �tt
0
dtZ �tt
0
dt0 �KKðtÞlGðt; t0ÞlmKðt0Þm): ð4:15Þ
This expression has been derived first by Schwinger for a boson system within the
closed-time path method [38]. Derivation of this result shown in the present section
reveals the relation between the quantum operator formalism of dissipative fields
(realized for the first time within NETFD) and their path integral formalism [38].
The effect of the interaction HH1 � HH1ðal; �aamÞ within the system, which induces thedynamical correlations, can be taken into account by the generating functional
Z1½K; ~KK� ¼ exp
(� i
Z �tt
0
dtHH1 id
d �KKðtÞl ; rid
dKðtÞm
!)Z½K; ~KK�: ð4:16Þ
Note that HH1 should satisfy hhjHH1 ¼ 0.
5. Interaction with external fields
5.1. Hermitian interaction hat-Hamiltonian
The simplest hat-Hamiltonian representing an interaction with an external fieldmay be given by
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 409
HH 0t ¼ H 0
t � ~HH 0t ; ð5:1Þ
with a hermitian interaction Hamiltonian
H 0t ¼ i aybt
� byt a
; ð5:2Þ
where bt, byt , and their tilde conjugates are operators of the external system and are
assumed to be (anti-)commutative with operators a, ay, and their tilde conjugates of
the relevant system. The subscript t indicates that these operators may depend on
time. Note that the hat-Hamiltonian (5.1) is tildian, i.e.,
iHH 0t
� ��¼ iHH 0
t : ð5:3Þ
The tilde and non-tilde operators of the external system are related with each
other by
hj~bbyt ¼ s�hjbt; ð5:4Þ
where hj is the bra-vacuum for the external system. Applying the bra-vacuum hhj forthe relevant system on (5.1), one hashhjHH 0t ¼ �ihhj b$
t a�
þ rs~bb$
t ay�: ð5:5Þ
Here we introduced a new operator
b$
t ¼ byt � s~bbt; ð5:6Þ
which annihilates the bra-vacuum hj for the external system:hjb$
t ¼ 0: ð5:7Þ
As it is seen from (5.6), the subscript t of the new operator b$t has been inherited from
the original operators of the external system. By applying the bra-vacuum hj on HH 0t in
addition to hhj, we observe that
hhhjHH 0t ¼ 0; ð5:8Þ
where the bra-vacuum of a total system is introduced by
hhhj ¼ hj � hhj: ð5:9Þ
The dynamics of the system is described by the Schr€oodinger equation for the ket-vacuum j0ðtÞii of the whole system:
o
otj0ðtÞii ¼ �iHH tot
t j0ðtÞii; ð5:10Þ
where HHI;t in HH tott is replaced by HH 0
t . Conservation of the probability is guaranteed by
hhhjHH tott ¼ 0 for the total system, i.e., the relevant system and the external system.
5.2. Non-Hermitian interaction hat-Hamiltonian
Let us consider if we can have an interaction hat-Hamiltonian which satisfies the
conservation of probability within the relevant system. This feature is consistent
410 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
with the one we have in the case of stochastic differential equations for classical
systems.
We assume that the interaction hat-Hamiltonian is globally gauge invariant and
bilinear:
HH 00t ¼ ifh1aybt:þ h2aybyt þ h3~aabt þ h4~aa~bb
yt þ h5~aay~bbt þ h6~aaybyt þ h7a~bbt þ h8abyt g;
ð5:11Þ
where quantities hj (j ¼ 1; . . . ; 8) are time-independent complex c-numbers. The tildianiHH 00t
� ��¼ iHH 00
t ð5:12Þ
gives us
h�1 ¼ h5; h�2 ¼ h6; h�3 ¼ h7; h�4 ¼ h8: ð5:13Þ
By applying hhj from the left to the Schr€oodinger equationo
otj0ðtÞii ¼ �iHH tot
t j0ðtÞii; ð5:14Þ
with HHI;t in HH tott being replaced by HH 00
t , we see that the requirement of the conser-
vation of probability within the relevant system leads to
hhjHH 00t ¼ 0: ð5:15Þ
HHt in HH tott is the semi-free hat-Hamiltonian of the relevant system satisfying (2.11).
From (5.15) we obtain
h1 þ rsh3 ¼ 0; h7 þ rsh5 ¼ 0; ð5:16Þ
h2 þ rsh4 ¼ 0; h8 þ rsh6 ¼ 0; ð5:17Þ
which are solved ash3 ¼ �sh1; h7 ¼ �rsh�1; ð5:18Þ
h4 ¼ �sh2; h8 ¼ �rsh�2: ð5:19Þ
Then the structure of HH 00t can be expressed in terms of only h1, h2, and their complex
conjugates as
HH 00t ¼ ifa$bt þ ~aa$ ~bbtg; ð5:20Þ
where we introduced new operators
a$ ¼ ay � s~aa; ð5:21Þ
bt ¼ h1bt þ h2~bbyt ; ð5:22Þ
and their tilde conjugates. Note that the creation operator a$ annihilates the bra-
vacuum hhj:
hhja$ ¼ 0: ð5:23ÞA.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 411
In order to investigate parameters h1 and h2 we consider the moments
hbt~bbti ¼ ðh1 þ rsh2Þ sh�1hbyt bti
�þ h�2hbtbyt i
�; ð5:24Þ
h~bbtbti ¼ ðh�1 þ sh�2Þ rsh1hbyt bti�
þ h2hbtbyt i�; ð5:25Þ
where we are using the symbol h� � �i ¼ hj � � � jti without specifying the dynamics
which determines the ket-vacuum jti of the external system. For the present purpose,
the details of its dynamics are not required. Here we assume, however, that the
external ket-vacuum may evolve in time. The further use of the property of the (anti-)
commutativity, i.e., hbt~bbti ¼ rh~bbtbti, gives the necessary two relations to define h1
and h2:
ðsh1 þ h2Þh�1 ¼ ðsh�1 þ rh�2Þh1; ð5:26Þ
rðsh1 þ h2Þh�2 ¼ ðsh�1 þ rh�2Þh2; ð5:27Þ
which reduce to
h�1h2 ¼ rh1h�2: ð5:28Þ
We can express h1 and h2 ash1 ¼ leih1 ; h2 ¼ meih2 ; ð5:29Þ
where l; m 2 Rþ, namely l ¼ jh1j, m ¼ jh2j. From the requirement (5.28), one hash2 ¼ h1 for r ¼ 1 and h2 ¼ h1 � p=2 for r ¼ �1. Substituting (5.29) into (5.22) and
putting the phase factor eih1 into bt and ~bbyt , we have
bt ¼ lbt þ rsm~bbyt : ð5:30Þ
Thus, the vector hjbt is calculated ashjbt ¼ hjðlbt þ rsm~bbyt Þ ¼ ðlþ rmÞhjbt: ð5:31Þ
The further requirement that the norm of hjbt should be equal to that of hjbt, i.e.,khjbtk ¼ khjbtk, leads one to the relationlþ rm ¼ 1: ð5:32Þ
5.3. Relation between the two interaction hat-Hamiltonians
Note that the hermitian interaction hat-Hamiltonian HH 0t and the non-hermitian
one HH 00t are related to each other by
HH 0t ¼ HH 00
t � ifb$
t ðlaþ rsm~aayÞ þ ~bb$
t ðl~aaþ rs�mayÞg: ð5:33Þ
With an auxiliary parameter 06 k6 1, it is possible to make a simultaneous con-
sideration of both hermitian and non-hermitian interaction hat-Hamiltonians by
introducing
HHI;t ¼ ifa$bt þ ~aa$ ~bbtg � ikfb$
t ðlaþ rsm~aayÞ þ ~bb$
t ðl~aaþ rs�mayÞg: ð5:34Þ
412 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
It is easy to see that this expression is reduced to HH 0t in the case k ¼ 1 and to HH 00
t in the
case k ¼ 0, respectively. The dynamics of the system is now described by the
Shr€oodinger equation (5.10) or (5.14) with HHI;t in HH tott being given by (5.34).
6. Quantum stochastic differential equations
6.1. Quantum stochastic Liouville equations
6.1.1. Itoo type
Let us derive the general form of the semi-free hat-Hamiltonian HHF ;t dt for a sto-
chastic Liouville equation of the Itoo type
dj0F ðtÞi ¼ �iHHF ;t dtj0F ðtÞi; ð6:1Þ
where a subscript F is added to indicate that we are considering a system under theinfluence of a random force. We assume that the hat-Hamiltonian HHF ;t dt for the
stochastic semi-free field is bilinear in a, ay, dFt, dFyt , and their tilde conjugates, and
that it is invariant under the phase transformation a ! aei/ and dFt ! dFt ei/. Here,
a, ay, and their tilde conjugates are operators of a relevant system satisfying the
canonical (anti-)commutation relation
½a; ay��r ¼ 1; ð6:2Þ
whereas dFt, dFyt , and their tilde conjugates are random force operators. The tilde
and non-tilde operators are related with each other by the TSC
hhj~aay ¼ s�hhja; ð6:3Þ
hjd ~FF yt ¼ s�hjdFt; ð6:4Þ
where hhj and hj are, respectively, the thermal bra-vacuum of the relevant system and
of the random force.From the investigation in Section 5, we can propose that the required form of the
hat-Hamiltonian should be
HHF ;t dt ¼ HHt dt þ dMMt; ð6:5Þ
where HHt is specified by (3.4) with PPt having the same structure as (3.28) or (3.51).For later convenience, we rewrite PPt as
PPt ¼ PPR þ PPD; ð6:6Þ
withPPR ¼ �jðtÞfa$aþ ~aa$~aag; ð6:7Þ
PPD ¼ rsf2jðtÞ½nðtÞ þ g� þ _nnðtÞga$~aa$; ð6:8Þ
where we introduceda ¼ naþ rsg~aay; nþ rg ¼ 1; ð6:9Þ
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 413
which forms a canonical set with a$ defined by (5.21), i.e.,
½a; a$��r ¼ 1: ð6:10Þ
The one-particle distribution function nðtÞ is defined bynðtÞ ¼ hhjayaj0F ðtÞi �
; ð6:11Þ
and satisfies the Boltzmann equation (D.11) (see Appendix D). Here, h� � �i means to
take the random average, i.e., the vacuum expectation value with respect to the
thermal bra- and ket-vacuums of random force: h� � �i ¼ hj � � � ji. Terms PPR and PPD
are, respectively, the relaxational and diffusive parts of the damping operator PPt.
The martingale dMMt is the term containing operators representing quantum
Brownian motion and satisfies
hdMMti ¼ 0: ð6:12Þ
Associating dFt and dF yt with bt dt and byt dt in (5.34), respectively, we have
dMMt ¼ ifa$ dWt þ ~aa$ d ~WWtg � ikfdW $t ðlaþ rsm~aayÞ þ d ~WW $
t ðl~aaþ rs�mayÞg; ð6:13Þ
where we introduced new operatorsdWt ¼ ldFt þ rsmd ~FF yt ; ð6:14Þ
dW $t ¼ dF y
t � sd ~FFt: ð6:15Þ
Note that dW $t and d ~WW $t annihilate the bra-vacuum for random force hj:
hjdW $t ¼ 0: ð6:16Þ
In the Itoo multiplication, the random force operators dWt , dW $t and their tilde
conjugates do not correlate with quantities at time t, e.g., j0F ðtÞi:
hdMMtj0F ðtÞii ¼ 0: ð6:17Þ
Thus, taking the random average of the stochastic Liouville equation (6.1), we arriveat the Fokker–Planck equation
o
otj0ðtÞi ¼ �iHHtj0ðtÞi; ð6:18Þ
where j0ðtÞi ¼ j0F ðtÞih i.The formal solution of (6.1) can be written as
j0F ðtÞi ¼ VVF ðtÞj0F ð0Þi; ð6:19Þ
where the time-evolution generator is defined throughdVVF ðtÞ ¼ �iHHF ;t dtVVF ðtÞ ð6:20Þ
with the initial condition VVF ð0Þ ¼ 1.6.1.2. Fluctuation–dissipation theorem of the second kind
By making use of the relation between the Itoo and the Stratonovich stochastic
multiplications (see Appendix A), we can rewrite the Itoo type stochastic Liouville
414 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
equation into the Stratonovich type as follows. Relation (A.6) makes the term con-
taining random force operators in the r.h.s of (6.1) be
dMMtj0F ðtÞi ¼ dMMt � j0F ðtÞi � 12dMMt dj0F ðtÞi; ð6:21Þ
where the symbol � has been introduced to indicate the Stratonovich stochastic
multiplication (see Appendix A). Substituting (6.1) into the last term for dj0F ðtÞi andneglecting terms of the higher order than dt, we arrive at the quantum stochastic
Liouville equation of the Stratonovich type
dj0F ðtÞi ¼ �iHHF ;t dt � j0F ðtÞi; ð6:22Þ
withHHF ;t dt ¼ HHS;t dt þ iPPt dt þ dMMt þ i2dMMt dMMt ð6:23Þ
¼ HHS;t dt þ ið1� kÞPPR dt þ dMMt: ð6:24Þ
In order to obtain expression (6.24) we used the generalized fluctuation–dissipation
theorem of the second kind, which can be written as
dMMt dMMt ¼ �2ðkPPR þ PPDÞdt ð6:25Þ
(refer to Appendix D for derivation). Note that in the Stratonovich multiplicationrandom force operators dWt , dW $t and their tilde conjugates correlate with quantities
at time t, i.e.,
hdMMt � j0F ðtÞii 6¼ 0: ð6:26Þ
The formal solution of (6.22) has the form (6.19), where the stochastic time-evo-lution generator VVF ðtÞ is defined through
dVVF ðtÞ ¼ �iHHF ;t dt � VVF ðtÞ ð6:27Þ
with the initial condition VVF ð0Þ ¼ 1.6.1.3. Correlations of the random force operators
Operators dWt , dW $t , and their tilde conjugates are of the quantum stochastic
Wiener process satisfying (for derivation of the results see Appendix D)
hdWti ¼ hd ~WWti ¼ 0; ð6:28Þ
hdWt dWsi ¼ hd ~WWt d ~WWsi ¼ 0; ð6:29Þ
hdWt d ~WWsi ¼ rhd ~WWs dWti ¼ sf2jðtÞ½nðtÞ þ m� þ _nnðtÞgdðt � sÞdtds; ð6:30Þ
andhdW $t i ¼ hd ~WW $
t i ¼ 0; ð6:31Þ
hdW $t dW $
s i ¼ hdW $t d ~WW $
s i ¼ 0; ð6:32Þ
hdW $t dWsi ¼ hd ~WW $
t d ~WWsi ¼ 0; ð6:33Þ
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 415
hdWt dW $s i ¼ hd ~WWt d ~WW $
s i ¼ 2jðtÞdðt � sÞdtds: ð6:34Þ
Due to the argument of Appendix D we also have n ¼ l and g ¼ m, which leads toa ¼ laþ rsm~aay: ð6:35Þ
In the following, we will use this definition in both PPt and dMMt. Especially, the latterbecomesdMMt ¼ ifa$ dWt þ ~aa$ d ~WWtg � ikfdW $t aþ d ~WW $
t ~aag: ð6:36Þ
It is important to note here that the martingale dMMt is introduced in the normalordering with respect to all operators a$, a, dW $
t , dWt , and their tilde conjugates.
Within the weak relations, the correlations (6.29), (6.30), and (6.32)–(6.34) reduce,
respectively, to
dWt dWs ¼ d ~WWt d ~WWs ¼ 0; ð6:37Þ
dWt d ~WWs ¼ rd ~WWsdWt ¼ sf2jðtÞ½nðtÞ þ m� þ _nnðtÞgdðt � sÞdsdt; ð6:38Þ
and
dW $t dW $
s ¼ dW $t d ~WW $
s ¼ 0; ð6:39Þ
dW $t dWs ¼ d ~WW $
t d ~WWs ¼ 0; ð6:40Þ
dWtdW $s ¼ d ~WWt d ~WW $
s ¼ 2jðtÞdðt � sÞdsdt: ð6:41Þ
6.2. Stochastic semi-free operators
The stochastic semi-free operators are defined by
AðtÞ ¼ VV �1F ðtÞAVVF ðtÞ; ð6:42Þ
whereas the random force operators in the Heisenberg representation by
W ðtÞ ¼ VV �1F ðtÞWtVVF ðtÞ; W $ðtÞ ¼ VV �1
F ðtÞW $t VVF ðtÞ; ð6:43Þ
and their tilde conjugates. We also use the convenient operators introduced by
�dW ðtÞ ¼ VV �1F ðtÞdWtVVF ðtÞ; �dW $ðtÞ ¼ VV �1
F ðtÞdW $t VVF ðtÞ; ð6:44Þ
and their tilde conjugates. Here,
dVV �1F ðtÞ ¼ iVV �1
F ðtÞHH�F ;t dt; ð6:45Þ
with VV �1F ð0Þ ¼ 1. HH�
F ;t dt is specified by
HH�F ;t dt ¼ HHF ;t dt þ i dMMt dMMt ¼ HHS;t dt þ iPP�
t dt þ dMMt ð6:46Þ
with
PP�t ¼ ð1� 2kÞPPR � PPD: ð6:47Þ
416 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
In particular cases when A represents a or ay, we have
aðtÞ ¼ VV �1F ðtÞaVVF ðtÞ; ~aayyðtÞ ¼ VV �1
F ðtÞ~aayVVF ðtÞ: ð6:48Þ
Since the stochastic tildian hat-Hamiltonian HHF ;t dt is not necessarily hermitian, we
introduced the symbol yy in order to distinguish it from the hermite conjugation y. Itis assumed that, at initial time t ¼ 0, the relevant system starts to contact with the
irrelevant system representing the stochastic process described by the random force
operators dFt, dFyt and their tilde conjugates. Within the formalism, the random
force operators dFt and dF yt are assumed to (anti-)commute with any relevant system
operator A in the Schr€oodinger representation, i.e.,
½A; dFtg ¼ 0; ½A; dF yt g ¼ 0: ð6:49Þ
The semi-free operators aðtÞ, ayyðtÞ, and their tilde conjugates keep the equal-time
canonical (anti-)commutation relations
½aðtÞ; ayyðtÞ��r ¼ 1; ð6:50Þ
and satisfy TSC
hhhj~aayyðtÞ ¼ s�hhhjaðtÞ: ð6:51Þ
Calculating the time derivatives of Heisenberg operators of the quantum Brown-ian motion (6.43) within the Itoo calculus (A.15), and taking into account (6.20) and
(6.45) with the characteristics of the Itoo multiplication
½dW $t ;Wt ��r ¼ ½dWt;W $
t ��r ¼ 0; ð6:52Þ
½dWt ; VVF ðtÞ� ¼ ½dW $t ; VVF ðtÞ� ¼ 0; ð6:53Þ
and their tilde conjugates, one has
dW ðtÞ ¼ dWt � iVV �1F ðtÞ½dWt ; dMMt�VVF ðtÞ; ð6:54Þ
dW $ðtÞ ¼ dW $t � iVV �1
F ðtÞ½dW $t ; dMMt�VVF ðtÞ; ð6:55Þ
and their tilde conjugates. With the help of (6.37)–(6.41), the expressions (6.54) and
(6.55) reduce, respectively, to
dW ðtÞ ¼ dWt � 2kjðtÞaðtÞdt; ð6:56Þ
dW $ðtÞ ¼ dW $t � 2jðtÞa$ðtÞdt ð6:57Þ
(and their tilde conjugates), while (6.53) gives
�dW ðtÞ ¼ dWt ; �dW $ðtÞ ¼ dW $t ð6:58Þ
(and their tilde conjugates).
We see that the martingale operator �dMMðtÞ � VV �1F ðtÞdMMtVVF ðtÞ being written in
terms of the Heisenberg operators reads
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 417
�dMMðtÞ ¼ ifa$ðtÞ �dW ðtÞ þ ~aa$ðtÞ �d ~WW ðtÞg � ikf �dW $ðtÞaðtÞ þ �d ~WW $ðtÞ~aaðtÞg¼ ifa$ðtÞdW ðtÞ þ ~aa$ðtÞd ~WW ðtÞg � ikfdW $ðtÞaðtÞ þ d ~WW $ðtÞ~aaðtÞg� dMMðtÞ; ð6:59Þ
and keeps the property
h �dMMðtÞi ¼ hdMMðtÞi ¼ 0 ð6:60Þ
for arbitrary k. The beautiful relation (6.59) is manifestations of the normal ordereddefinition (6.36). Note that the increments in the martingale (6.36) are introduced
just through the random force operators dW $t , dWt , and their tilde conjugates.
Therefore, dMMðtÞ is different from the operator calculated by d i a$ðtÞW ðtÞþfðt:c:g � ik W $ðtÞaðtÞ þ t:c:f gÞ. Here, t.c. indicates the tilde conjugation.
6.3. Quantum Langevin equations
6.3.1. Itoo type
Substituting dVVF ðtÞ, (6.20), and dVV �1F ðtÞ, (6.45), into the time derivative of the dy-
namical quantity AðtÞ within the Itoo calculus (A.15), we obtain the quantum Lange-
vin equation of the Itoo type in the form
dAðtÞ ¼ i½HHF ðtÞdt;AðtÞ� � dMMðtÞ½dMMðtÞ;AðtÞ� ð6:61Þ¼ i½HHSðtÞ;AðtÞ�dt þ jðtÞða$ðtÞ½aðtÞ;AðtÞg þ ~aa$ðtÞ½~aaðtÞ;AðtÞg
þ ð2k� 1Þð½AðtÞ; a$ðtÞgaðtÞ þ ½AðtÞ; ~aa$ðtÞg~aaðtÞÞÞdtþ sð2jðtÞ½nðtÞ þ m� þ _nnðtÞÞ½~aa$ðtÞ; ½a$ðtÞ;AðtÞggdtþ ½AðtÞ; a$ðtÞgdW ðtÞ þ ½AðtÞ; ~aa$ðtÞgd ~WW ðtÞþ kðdW $ðtÞ½aðtÞ;AðtÞg þ d ~WW $ðtÞ½~aaðtÞ;AðtÞgÞ ð6:62Þ
¼ i½HHSðtÞ;AðtÞ�dt � jðtÞð½AðtÞ; a$ðtÞgaðtÞ þ ½AðtÞ; ~aa$ðtÞg~aaðtÞþ ð2k� 1Þða$ðtÞ½aðtÞ;AðtÞg þ ~aa$ðtÞ½~aaðtÞ;AðtÞgÞÞdtþ sð2jðtÞ½nðtÞ þ m� þ _nnðtÞÞ½~aa$ðtÞ; ½a$ðtÞ;AðtÞggdtþ ½AðtÞ; a$ðtÞgdWt þ ½AðtÞ; ~aa$ðtÞgd ~WWt
þ kðdW $t ½aðtÞ;AðtÞg þ d ~WW $
t ½~aaðtÞ;AðtÞgÞ; ð6:63Þ
where (6.37)–(6.41) for multiplications among the random force operators are em-ployed. To derive (6.63) from (6.62), we used (6.56) and (6.57). Note that the
Langevin equations (6.62) and (6.63) written, respectively, by means of the quantum
Brownian motion in the Heisenberg representation and by means of that in the
Schr€oodinger representation may be related with the ‘‘out’’ and ‘‘in’’ fields introduced
by Gardiner et al. [77,78].
With the help of (6.62) one can verify that the calculus rule for the product of ar-
bitrary relevant stochastic operators, say AðtÞ and BðtÞ, satisfies the Itoo calculus
(A.15). This proves that QSDE (6.62) is of the Itoo type indeed. Furthermore, since
418 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
(6.62) is the time-evolution equation for any relevant stochastic operator AðtÞ, it isItoo�s formula for quantum systems.
6.3.2. Stratonovich type
The quantum Langevin equation of the Stratonovich type can be derived similarlyif one starts from the expression for a dynamical quantity AðtÞ, (6.42), and considers
its derivative in the Stratonovich calculus (A.16) with the help of
dVV �1F ðtÞ ¼ iVV �1
F ðtÞ � HHF ;t dt: ð6:64Þ
Substituting (6.27) for dVVF ðtÞ and (6.64) for dVV �1F ðtÞ into dAðtÞ, we have for the
stochastic Heisenberg equation of the Stratonovich type
dAðtÞ ¼ i½HHF ðtÞdt�;AðtÞ� ð6:65Þ¼ i½HHSðtÞ;AðtÞ�dt þ jðtÞða$ðtÞ½aðtÞ;AðtÞg þ ~aa$ðtÞ½~aaðtÞ;AðtÞg
þ ð2k� 1Þð½AðtÞ; a$ðtÞgaðtÞ þ ½AðtÞ; ~aa$ðtÞg~aaðtÞÞÞdtþ ½AðtÞ; a$ðtÞg � dW ðtÞ þ ½AðtÞ; ~aa$ðtÞg � d ~WW ðtÞþ kðdW $ðtÞ � ½aðtÞ;AðtÞg þ d ~WW $ðtÞ � ½~aaðtÞ;AðtÞgÞ ð6:66Þ
¼ i½HHSðtÞ;AðtÞ�dt � jðtÞð½AðtÞ; a$ðtÞgaðtÞ þ ½AðtÞ; ~aa$ðtÞg~aaðtÞþ ð2k� 1Þða$ðtÞ½aðtÞ;AðtÞg þ ~aa$ðtÞ½~aaðtÞ;AðtÞgÞÞdtþ ½AðtÞ; a$ðtÞg � dWt þ ½AðtÞ; ~aa$ðtÞg � d ~WWt
þ kðdW $t � ½aðtÞ;AðtÞg þ d ~WW $
t � ½~aaðtÞ;AðtÞgÞ: ð6:67Þ
Here, we defined
½X ðtÞ�; Y ðtÞ� ¼ X ðtÞ � Y ðtÞ � Y ðtÞ � X ðtÞ ð6:68Þ
for arbitrary operators X ðtÞ and Y ðtÞ, andHHF ðtÞdt ¼ VV �1F ðtÞ � HHF ;t dt � VVF ðtÞ: ð6:69Þ
Note that
VV �1F ðtÞ � dMMt � VVF ðtÞ ¼ VV �1
F ðtÞdMMtVVF ðtÞ þ 12VV �1F ðtÞdMMt dVVF ðtÞ þ 1
2dVV �1
F ðtÞdMMtVVF ðtÞ¼ dMMðtÞ: ð6:70Þ
Using expression (6.66), one can readily verify that the calculus rule for the
product of arbitrary relevant system operators, say AðtÞ and BðtÞ, satisfies the
Stratonovich type calculus (A.16). This fact proves that QSDE (6.66) is indeed of
the Stratonovich type, and provides us with the reason why the stochastic Hei-
senberg equation (6.65) has the same structure as the one (2.14) for non-stochastic
operators.
The quantum Langevin equation of the Stratonovich type can be also derived
from that of the Itoo type by making use the connection formulae (A.13) and(A.14). When dY ðtÞ is dW ðtÞ or d ~WW ðtÞ, and X ðtÞ is constituted by the relevant
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 419
operator, say AðtÞ, satisfying the quantum Langevin equation of the Itoo type, the
connection formula (A.13) reduces, respectively, to
AðtÞ � dW ðtÞ ¼ AðtÞ � dW ðtÞ � 12rsð2jðtÞ½nðtÞ þ m� þ _nnðtÞÞ½AðtÞ; ~aa$ðtÞgdt; ð6:71Þ
AðtÞ � d ~WW ðtÞ ¼ AðtÞ � d ~WW ðtÞ � 12sð2jðtÞ½nðtÞ þ m� þ _nnðtÞÞ½AðtÞ; a$ðtÞgdt: ð6:72Þ
Similarly, when dX ðtÞ is dW $ðtÞ or d ~WW $ðtÞ, and Y ðtÞ is AðtÞ, the connection formula(A.14) reduces, respectively, to
dW $ðtÞ � AðtÞ ¼ dW $ðtÞ � AðtÞ; ð6:73Þ
d ~WW $ðtÞ � AðtÞ ¼ d ~WW $ðtÞ � AðtÞ: ð6:74Þ
Using these relations in (6.62), the quantum Langevin equation of the Stratonovichtype is obtained in the form (6.66).
Substituting a and ~aa$ for A as an example, we see that both (6.61) and (6.65) result in
daðtÞ ¼ �ixðtÞaðtÞdt � ð1� 2kÞjðtÞaðtÞdt þ dW ðtÞ¼ � ixðtÞ½ þ jðtÞ�aðtÞdt þ dWt ; ð6:75Þ
d~aa$ðtÞ ¼ �ixðtÞ~aa$ðtÞdt þ jðtÞ~aa$ðtÞdt þ kd ~WW $ðtÞ¼ � ixðtÞ½ � ð1� 2kÞjðtÞ�~aa$ðtÞdt þ kd ~WW $
t ; ð6:76Þ
which are written in terms of the original operators as
daðtÞ ¼ � ixðtÞ½ � kjðtÞ�aðtÞdt � ð1� kÞjðtÞ½ðl� rmÞaðtÞ þ 2rsm~aayyðtÞ�dtþ dW ðtÞ � krsmd ~WW $ðtÞ
¼ � ixðtÞ½ þ kjðtÞ�aðtÞdt � ð1� kÞjðtÞ½ðl� rmÞaðtÞ þ 2rsm~aayyðtÞ�dtþ dWt � krsmd ~WW $
t ; ð6:77Þ
d~aayyðtÞ ¼ � ixðtÞ½ � kjðtÞ�~aayyðtÞdt þ ð1� kÞjðtÞ½ðl� rmÞ~aayyðtÞ � 2rslaðtÞ�dtþ rsdW ðtÞ þ kld ~WW $ðtÞ
¼ � ixðtÞ½ þ kjðtÞ�~aayyðtÞdt þ ð1� kÞjðtÞ½ðl� rmÞ~aayyðtÞ � 2rslaðtÞ�dtþ rsdWt þ kld ~WW $
t : ð6:78Þ
These equations are the same in both Itoo and Stratonovich multiplications as theyshould be with the martingale (6.36).
6.4. Averaged equation of motion
Applying the total bra-vacuum hhhj to the Itoo type quantum Langevin equations
(6.61)–(6.63), one can derive the stochastic equation of motion of the Itoo type for the
bra-vector state hhhjAðtÞ in the form
420 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
dhhhjAðtÞ ¼ ihhhj½HHSðtÞ;AðtÞ�dtþ ð2k� 1ÞjðtÞhhhjðAðtÞ½a$ðtÞaðtÞ þ ~aa$ðtÞ~aaðtÞ�Þdtþ rs 2jðtÞ½nðtÞð þ m� þ _nnðtÞÞhhhjAðtÞa$ðtÞ~aa$ðtÞdtþ hhhjðAðtÞ½a$ðtÞdW ðtÞ þ ~aa$ðtÞd ~WW ðtÞ�Þ ð6:79Þ
¼ ihhhj½HHSðtÞ;AðtÞ�dt� jðtÞhhhjðAðtÞ½a$ðtÞaðtÞ þ ~aa$ðtÞ~aaðtÞ�Þdtþ rs 2jðtÞ½nðtÞð þ m� þ _nnðtÞÞhhhjAðtÞa$ðtÞ~aa$ðtÞdtþ hhhjðAðtÞ½a$ðtÞdWt þ ~aa$ðtÞd ~WWt �Þ: ð6:80Þ
In terms of operators aðtÞ and ayyðtÞ it becomes
dhhhjAðtÞ ¼ ihhhj½HHSðtÞ;AðtÞ�dt � jðtÞhhhj ½AðtÞ; ayyðtÞgaðtÞ
þ ayyðtÞ½aðtÞ;AðtÞgdt � rð2jðtÞnðtÞ þ _nnðtÞÞ
� hhhj½½AðtÞ; ayyðtÞg; aðtÞgdt þ hhhj ½AðtÞ; ayyðtÞgdFt
� r½AðtÞ; aðtÞgdF yt
; ð6:81Þ
where we used
hjdWt ¼ hjdFt; hjd ~WWt ¼ s�hjdF yt : ð6:82Þ
The stochastic equation of motion of the Stratonovich type for the bra-vector
state hhhjAðtÞ is derived similarly in the form
dhhhjAðtÞ ¼ ihhhj½HHSðtÞ;AðtÞ�dt � jðtÞhhhj ayyðtÞ½aðtÞ;AðtÞg
� raðtÞ½ayyðtÞ;AðtÞgdt þ hhhj ½AðtÞ; ayyðtÞg � dFt
� r½AðtÞ; aðtÞg � dF y
t
: ð6:83Þ
Applying to (6.81) the random force ket-vacuum ji and the ket-vacuum j0i of therelevant system, one obtains the equation of motion for the expectation value of anarbitrary operator AðtÞ of the relevant system as
d
dthhAðtÞii ¼ihh½HHSðtÞ;AðtÞ�ii � jðtÞhh ½AðtÞ; ayyðtÞgaðtÞ
þ ayyðtÞ½aðtÞ;AðtÞg
ii
� rð2jðtÞnðtÞ þ _nnðtÞÞhh½½AðtÞ; ayyðtÞg; aðtÞgii: ð6:84Þ
Here, hh� � �ii ¼ hjhhj � � � j0iji means to take both random average and vacuum ex-pectation. This is the exact equation of motion for systems with linear-dissipative
coupling to reservoir, which can be also derived by means of the Fokker–Planck
equation (6.18). Here, we used the property
h½AðtÞ; ayyðtÞgdFti ¼ h½AðtÞ; aðtÞgdF yt i ¼ 0; ð6:85Þ
which is the characteristics of the Itoo multiplication. Note that equation of
motion for expectation value of an arbitrary operator AðtÞ does not depend on the
parameter k.
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 421
7. Semi-free system with a stationary process
One possible way to specify a model is to give the Boltzmann equation (3.23). For
the cases of a semi-free system corresponding to the stationary quantum stochastic
processes, one needs to make substitutions
iR<ðtÞ ¼ 2j�nn; xðtÞ ¼ x; jðtÞ ¼ j; ð7:1Þ
where �nn is an average quantum number in equilibrium given by
�nn ¼ ex=T
� r�1
; ð7:2Þ
and T is the temperature of environment (here we use the system with the Boltzmann
constant kB ¼ 1). Then, the Boltzmann equation (3.23) becomes
_nnðtÞ ¼ �2jðnðtÞ � �nnÞ: ð7:3Þ
It describes the system of a damped harmonic oscillator.
Substituting the Boltzmann equation (7.3) into the semi-free hat-Hamiltonian
(3.4) with (3.5) and (3.28) or with (3.50) and (3.51), one obtains
HH ¼ xðaya� ~aay~aaÞ þ 2rsijð1þ r�nnÞa~aaþ 2rsij�nnay~aay
� ijð1þ 2r�nnÞðayaþ ~aay~aaÞ � 2ij�nn ð7:4Þ¼ x�aalal � ij�aalAlmam þ rðxþ ijÞ ð7:5Þ¼ xðc$ct � ~cc$~cctÞ � ijðc$ct þ ~cc$~cctÞ � 2rsijðnðtÞ � �nnÞc$~cc$; ð7:6Þ
where
Alm ¼ 1þ 2r�nn �2r�nn2ð1þ r�nnÞ �ð1þ 2r�nnÞ
� �: ð7:7Þ
The Fokker–Planck equation of the model is given by
o
otj0ðtÞi ¼ �iHH j0ðtÞi; ð7:8Þ
with (7.6). It is solved as (3.53) with the order parameter
hhj~cctctj0i ¼ rsðnð0Þ � �nnÞ 1
� e�2jt; ð7:9Þ
where ct, c$, and their tilde conjugates are defined by (3.47) and (3.40) with nðtÞ being
replaced by the solution of (7.3). The expression (3.53) with the order parameter (7.9)
led us to the notion of a mechanism named the spontaneous creation of dissipation[79–84].
Introducing a set of new operators
�ddm ¼ ðdy;�s~ddÞ; dl ¼ collonðd; s~ddyÞ; ð7:10Þ
defined by�ddm ¼ �aal Blm½ ��1; dl ¼ Blmam; ð7:11Þ
422 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
with
Blm ¼ 1þ r�nn �r�nn�1 1
� �; ð7:12Þ
the hat-Hamiltonian HH can be also written in the form
HH ¼ xðdyd � ~ddy~ddÞ � ijðdyd þ ~ddy~ddÞ: ð7:13Þ
We see that the new operators satisfy the canonical ðanti-Þcommutation relation
½dl; �ddm��r ¼ dlm; ð7:14Þ
and that TSC (3.24) for the thermal ket-vacuum j0i can be expressed as~ddj0i ¼ sðnð0Þ � �nnÞdyj0i: ð7:15Þ
It is easy to see from the diagonalized form (7.13) of HH thatdðtÞ ¼ VV �1ðtÞ~ddyVV ðtÞ ¼ ~ddy e�ðixþjÞt; ð7:16Þ
~ddyyðtÞ ¼ VV �1ðtÞ~ddyVV ðtÞ ¼ ~ddy e�ðix�jÞt: ð7:17Þ
On the other hand, it is easy to see from the normal ordered form (7.6) that HHsatisfies hhjHH ¼ 0, since the annihilation and creation operators satisfy (3.48) and(3.49). The difference between the operators which diagonalize HH and the ones which
make HH in the form of normal product is one of the features of NETFD, and shows
the point that the formalism is different from usual quantum mechanics and quan-
tum field theory. This is manifestations of the fact that the hat-Hamiltonian is a
time-evolution generator for irreversible processes.The second law of thermodynamics tells us that for a closed system the entropy
increment dS of the relevant system should be given by [85]
dS ¼ dSi þ dSe; ð7:18Þ
dSi P 0; ð7:19Þ
where dSi is the change of intrinsic entropy of the system and dSe the change due tothe heat flow �dQ into the system from the thermal reservoir with temperature T :
dSe ¼�dQT
: ð7:20Þ
We can check this for the present model [1]. The entropy of the relevant system isgiven by [86]
SðtÞ ¼ � nðtÞ ln nðtÞf � r 1½ þ rnðtÞ� ln 1½ þ rnðtÞ�g; ð7:21Þ
whereas the heat change of the system can be identified with�dQðtÞ ¼ xdnðtÞ ð7:22Þ
leading todSe ¼xTdnðtÞ: ð7:23Þ
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 423
Putting (7.21) and (7.23) into (7.18) for dS and dSe, respectively, we have a relation
for the entropy production rate [1]
dSi
dt¼ dS
dt� dSe
dt¼ 2jðnðtÞ � �nnÞ ln nðtÞð1þ r�nnÞ
�nnð1þ rnðtÞÞ P 0; ð7:24Þ
giving the inequality (7.19). It is easy to check that inequality holds for both cases,
i.e., nðtÞ > �nn and nðtÞ < �nn, and that the equality realizes for the thermal equilibrium
state, nðtÞ ¼ �nn, or for the quasi-static process with j ! 0.
8. Relation to the Monte Carlo wave-function method
In this section, we will investigate the Fokker–Planck equation (7.8) in order toreveal the relation of NETFD to the Monte Carlo wave-function method, i.e., the
quantum jump simulation [9,87–94] in which evolution with a non-hermitian hat-
Hamiltonian is described in terms of randomly decided quantum jumps followed
by the wave-function normalization.
Let us decompose the hat-Hamiltonian (7.4) as
HH ¼ HH ð0Þ þ HH ð1Þ; ð8:1Þ
with
HH ð0Þ ¼ xðaya� ~aay~aaÞ � ijð1þ 2r�nnÞðayaþ ~aay~aaÞ; ð8:2Þ
HH ð1Þ ¼ 2irsjðð1þ r�nnÞa~aaþ �nnay~aayÞ � 2ij�nn; ð8:3Þ
and consider an equationo
otj00ðtÞi0 ¼ �iHH ð0Þj00ðtÞi0: ð8:4Þ
Note that HH ð1Þ contains cross terms among tilde and non-tilde operators. We see that
HH ð0Þ and HH ð1Þ have the properties
hhjHH ð0Þ ¼ �2ijð1þ 2r�nnÞhhjaya; ð8:5Þ
hhjHH ð1Þ ¼ 2ijð1þ 2r�nnÞhhjaya: ð8:6Þ
Introducing the wave-functions jwðtÞi and j ~wwðtÞi through the relationj00ðtÞi0 ¼ jwðtÞij ~wwðtÞi; ð8:7Þ
we have from (8.4) the Schr€oodinger equations of the formo
otjwðtÞi ¼ �iH ð0ÞjwðtÞi; ð8:8Þ
and its tilde conjugate, where
H ð0Þ ¼ xaya� ijð1þ 2r�nnÞaya: ð8:9Þ
424 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
This procedure is possible because HH ð0Þ does not contain cross terms among tilde and
non-tilde operators. The Monte Carlo simulations for quantum systems are per-
formed for the Schr€oodinger equation (8.8) [87–90].
The time evolution generated by the hat-Hamiltonian HH ð0Þ does not preserve the
normalization of the ket-vacuum, i.e., the inner product hh j0ðtÞi evolves for timeincrement dt as
hhj00ðt þ dtÞi0 ¼ hhjð1� iHH ð0Þ dtÞj0ðtÞi ¼ 1� dpðtÞ; ð8:10Þ
withdpðtÞ ¼ ihhjHH ð0Þj0ðtÞidt ¼ 2jð1þ 2r�nnÞnðtÞdt: ð8:11Þ
The recipe of the quantum jump simulation is that, for a time increment dt,1) when dpðtÞ < e with a given positive constant e, the normalized ket-vacuum
evolves as
j0ðtÞi ! j00ðt þ dtÞi ¼ j00ðt þ dtÞi0
1� dpðtÞ ¼ jwðt þ dtÞiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi1� dpðtÞ
p j ~wwðt þ dtÞiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi1� dpðtÞ
p ; ð8:12Þ
2) in the case dpðtÞ > e, a quantum jump comes in
j01ðt þ dtÞi ¼ �iHH ð1Þ dtj0ðtÞidpðtÞ : ð8:13Þ
The time increment dt should be chosen as the condition dpðtÞ 1 being satisfied.
Averaging the processes j00ðtÞi and j01ðtÞi with respective probabilities 1� dpðtÞand dpðtÞ:
j0ðt þ dtÞi ¼ ½1� dpðtÞ�j00ðt þ dtÞi þ dpðtÞj01ðt þ dtÞi; ð8:14Þ
we can obtain the Fokker–Planck equation (7.8). Note that the ket-vacuums j00ðtÞiand j01ðtÞi look like satisfying a certain kind of stochastic Liouville equation.9. Summary
The aim of this paper has been to study the system of QSDEs from a physical ba-
sis. We have formulated everything from the starting point using the method of
NETFD. In the presented approach, boson and fermion systems are considered si-
multaneously. The obtained results have two fixed parameters: the real parameter
r specifying different commutation rules for boson and fermion operators, and the
complex parameter s, (2.8), specifying different thermal state conditions for bosonand fermion systems. Such a combined consideration was made possible due to
the unification of fermion and boson stochastic calculus (Appendix B), where fer-
mion annihilation and creation processes are realized in a boson Fock space by
means of a simple stochastic integral prescription leading to similar multiplication
rules for stochastic differentials.
The dissipation mechanism is considered through the concept of a quantum noise,
i.e., as a quantum field interacting with the relevant system. In our paper we consid-
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 425
ered two types of interaction with external fields: hermitian (06 k < 1) and non-her-
mitian (06 k < 1). With the latter, conservation of the probability is satisfied within
the relevant system. With the former, information about only relevant system is not
enough and instead of that we can speak about conservation of the probability with-
in the total system: relevant system plus environment system.As we are concentrated on the stochastic equations, there are two types of sto-
chastic calculus: Itoo and Stratonovich. Correspondingly, equations used one or an-
other type of stochastic calculus are classified as QSDE of the Itoo or Stratonovich
types. The Langevin equation of the Stratonovich type (6.65) has structure similar
to one of the Heisenberg equation of motion for a dynamical quantity in quantum
mechanics and quantum field theory. As a result of different stochastic multiplication
rule, the Langevin equation of the Itoo type (6.61) contains an extra term propor-
tional to a product of random forces dWt d ~WWt . The corresponding Fokker–Planckequation is then obtained most easily from the quantum stochastic Liouville equa-
tion of the Itoo type by taking the random average. Though in fermion case the con-
nection with the classical Brownian motion is only formal, the Itoo/Stratonovich
product formula is the same as in boson case (relations (A.15) and (A.16)). The av-
eraged equation of motion for a dynamical quantity can be obtained in two ways.
From the Langevin equation by taking both random average and the relevant vac-
uum expectation, or from the Fokker–Planck equation by taking the vacuum expec-
tation of operators corresponding to the dynamical quantity. In our study weshowed that QSDEs constructed upon hermitian and non-hermitian interaction
hat-Hamiltonians lead to the same averaged equation of motion (6.84) for an arbi-
trary operator of the relevant system. In the case of stationary semi-free quantum
stochastic process, its irreversibility is checked in terms of the Boltzmann entropy.
We also demonstrated the relationship between the presented formulation and the
method of quantum jump simulations.
The approach we followed in this paper is rather formal and we are looking now
for some demonstrative examples of its application for particular problems. An in-teresting result is obtained, for instance, for the model of a continuous quantum
non-demolition measurement—continuous observation of a particle track in the
cloud chamber [95,96] and for the system corresponding to the quantum Kramers
equation [97,98]. More detailed report about them will be presented elsewhere.
Acknowledgments
Authors thank Mr. Y. Fukuda and Mr. Y. Kaburaki for their fruitful discussions.
Appendix A. Ito and Stratonovich calculus
Definitions of the Itoo [24] and Stratonovich [25] multiplications for arbitrarystochastic operators Xt and Yt in the Schr€oodinger representation are given, respec-
tively, by
426 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
Xt � dYt ¼ XtðYtþdt � YtÞ; ðA:1Þ
dXt � Yt ¼ ðXtþdt � XtÞYt; ðA:2Þ
andXt � dYt ¼ 12ðXtþdt þ XtÞðYtþdt � YtÞ; ðA:3Þ
dXt � Yt ¼ ðXtþdt � XtÞ12ðYtþdt þ YtÞ: ðA:4Þ
From these relations we have the connection formulae between the Itoo and Stra-
tonovich products in the differential form as
Xt � dYt ¼ Xt � dYt þ 12dXt � dYt; ðA:5Þ
dXt � Yt ¼ dXt � Yt þ 12dXt � dYt: ðA:6Þ
Note that random average of the stochastic multiplication (A.1) or (A.2) of the Itoo
type is equal to zero.Definitions of the Itoo and Stratonovich multiplications for stochastic operators
X ðtÞ and Y ðtÞ in the Heisenberg representation are given in the same form by
X ðtÞ � dY ðtÞ ¼ X ðtÞ Y ðt½ þ dtÞ � Y ðtÞ�; ðA:7Þ
dX ðtÞ � Y ðtÞ ¼ X ðt½ þ dtÞ � X ðtÞ�Y ðtÞ; ðA:8Þ
and
X ðtÞ � dY ðtÞ ¼ 12X ðt½ þ dtÞ þ X ðtÞ� Y ðt½ þ dtÞ � Y ðtÞ�; ðA:9Þ
dX ðtÞ � Y ðtÞ ¼ X ðt½ þ dtÞ � X ðtÞ�12Y ðt½ þ dtÞ þ Y ðtÞ�; ðA:10Þ
where operators X ðtÞ and dX ðtÞ are introduced, respectively, through relations
X ðtÞ ¼ VV �1F ðtÞXtVVF ðtÞ; ðA:11Þ
dX ðtÞ ¼ dðVV �1F ðtÞXtVVF ðtÞÞ; ðA:12Þ
with VVF ðtÞ being a stochastic time evolution operator.
From (A.7)–(A.10), we have the connection formulae between the Itoo and Stra-
tonovich products in the differential form as
X ðtÞ � dY ðtÞ ¼ X ðtÞ � dY ðtÞ þ 12dX ðtÞ � dY ðtÞ; ðA:13Þ
dX ðtÞ � Y ðtÞ ¼ dX ðtÞ � Y ðtÞ þ 12dX ðtÞ � dY ðtÞ: ðA:14Þ
Stochastic multiplications (A.7)–(A.10) are consistent with corresponding types of
differential calculus for products of stochastic operators, which for the case of the Itootype calculus and the Stratonovich type calculus read, respectively, as
d½X ðtÞY ðtÞ� ¼ dX ðtÞ � Y ðtÞ þ X ðtÞ � dY ðtÞ þ dX ðtÞ � dY ðtÞ ðA:15Þ
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 427
and
d½X ðtÞY ðtÞ� ¼ dX ðtÞ � Y ðtÞ þ X ðtÞ � dY ðtÞ: ðA:16Þ
Appendix B. Boson and fermion Brownian motion
Let C0s denotes the boson Fock space (the symmetric Fock space) over the Hilbert
space H ¼ L2ðRþÞ of square integrable functions, and bt and byt denote, respectively,boson annihilation and creation operators at time t 2 ½0;1Þ satisfying the canonical
commutation relations
½bt; bys � ¼ dðt � sÞ; ½bt; bs� ¼ ½byt ; bys � ¼ 0: ðB:1Þ
The bra- and ket-vacuums (j and j) are defined, respectively, byðjbyt ¼ 0; btjÞ ¼ 0: ðB:2Þ
Note that ðj ¼ jÞy since here we are considering the unitary representation of bt andbyt . The space C0s is equipped with a total family of exponential vectors
ðeðf Þj ¼ ðjexpZ 1
0
dtf �ðtÞbt� �
; ðB:3Þ
jeðgÞÞ ¼ exp
Z 1
0
dtgðtÞbyt� �
jÞ; ðB:4Þ
whose overlapping is
ðeðf ÞjeðgÞÞ ¼ exp
Z 1
0
dtf �ðtÞgðtÞ� �
: ðB:5Þ
Here, f , g 2 H. The dense span of exponential vectors is denoted by E. Operators bt,byt and exponential vectors are characterized by the relations
ðeðf Þjbyt ¼ ðeðf Þjf �ðtÞ; btjeðgÞÞ ¼ gðtÞjeðgÞÞ: ðB:6Þ
Let us introduce operator Ut defined asUt ¼ r<P½0;t� þ r>Pðt;1Þ; ðB:7Þ
where r< and r> are two independent parameters taking values 1, and P½a;b� (a6 b)is an operator on H of multiplication by the indicator function whose action reads
P½a;b�
Z 1
0
dtgðtÞ ¼Z b
adtgðtÞ ¼
Z 1
0
dthðt � aÞhðb� tÞgðtÞ: ðB:8Þ
Here, hðtÞ is the step function specified by
hðtÞ ¼ 1 for tP 0;0 for t < 0:
�ðB:9Þ
The operator P½a;b� has the following properties:
P 2½a;b� ¼ P½a;b�; P y
½a;b� ¼ P½a;b�; P½a;b�P½c;d� ¼ P½c;d�P½a;b�; ðB:10Þ
428 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
which are easily verified using the definition (B.8). Then, we see that operator Ut is
unitary, and satisfies
U 2t ¼ I ; U y
t ¼ Ut; UtUs ¼ UsUt; ðB:11Þ
where I is the identity operator on H.The so-called reflection process Jt � JtðUtÞ, t 2 Rþ, whose action on E is given
by [62]
JtjeðgÞÞ ¼ jeðUtgÞÞ ¼ exp Ut
Z 1
0
dt0gðt0Þbyt0� �
jÞ; ðB:12Þ
inherits properties of the operator Ut, (B.11), i.e.,
J 2t ¼ 1; J y
t ¼ Jt; JtJs ¼ JsJt; ðB:13Þ
and does not change the vacuumðjJt ¼ ðj; JtjÞ ¼ jÞ: ðB:14Þ
Here, 1 is the unit operator defined in C0s .
Let us now consider new operators
bt ¼ Jtbt; byt ¼ byt Jt: ðB:15Þ
Apparently, they annihilate vacuumsðjbyt ¼ 0; btjÞ ¼ 0: ðB:16Þ
The following matrix elements:ðeðf Þj½Jt; bs��rjeðgÞÞ ¼ ðeðf Þjf1� r½r> þ ðr< � r>Þhðt � sÞ�ggðsÞJtjeðgÞÞ;ðB:17Þ
ðeðf Þj½bt;bys ��rjeðgÞÞ ¼ ðeðf Þjdðt� sÞjeðgÞÞþ ðeðf ÞjJtJsðr>r< � rÞf �ðsÞgðtÞjeðgÞÞ ðB:18Þ
are valid for f , g 2 H. Then the requirement of equal-time (anti-)commutativity
between Jt and bt
½Jt; bt��r ¼ 0 ðB:19Þ
gives1� rr< ¼ 0; ðB:20Þ
while the requirement of canonical (anti-)commutation relation½bt; bys ��r ¼ dðt � sÞ ðB:21Þ
leads tor>r< � r ¼ 0: ðB:22Þ
All those conditions are satisfied when r< ¼ r and r> ¼ þ1. Then the operator Ut
turns out to be
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 429
Ut ¼ rP½0;t� þ Pðt;1Þ: ðB:23Þ
Note that for a boson system, i.e., r ¼ 1, Ut ¼ I and the operators bt and byt reduce,respectively, to bt and byt .
We see that the generalized quantum Brownian motion, defined by
Bt ¼Z t
0
dt0bt0 ; Byt ¼
Z t
0
dt0byt0 ; ðB:24Þ
with B0 ¼ 0, By0 ¼ 0, satisfies
½Bt;Bys ��r ¼ minðt; sÞ: ðB:25Þ
The case r ¼ 1 represents the boson Brownian motion [49,55], whereas the case
r ¼ �1 the fermion Brownian motion [62]. Their increments
dBt ¼ Btþdt � ~BByt ¼ bt dt; ðB:26Þ
dByt ¼ By
tþdt � Byt ¼ byt dt; ðB:27Þ
annihilate the vacuum, i.e.,
ðjdByt ¼ 0; dBtjÞ ¼ 0; ðB:28Þ
and their matrix elements read
ðeðf ÞjdBtjeðgÞÞ ¼ ðeðf ÞjJtgðtÞdtjeðgÞÞ; ðB:29Þ
ðeðf ÞjdByt jeðgÞÞ ¼ ðeðf Þjf �ðtÞdtJtjeðgÞÞ; ðB:30Þ
ðeðf ÞjdBt dBtjeðgÞÞ ¼ 0; ðB:31Þ
ðeðf ÞjdByt dBtjeðgÞÞ ¼ 0; ðB:32Þ
ðeðf ÞjdBt dByt jeðgÞÞ ¼ dtðeðf ÞjeðgÞÞ: ðB:33Þ
Here, we neglected terms of the higher order than dt. The latter equations are
summarized in the following table of multiplication rules for increments dBt and dByt :
ðB:34Þ
Now we consider a tensor product space CC ¼ C0s � ~CC0
s . Its vacuum states jÞÞ and ex-
ponential vectors jeðf ; gÞÞÞ are defined through the ‘‘principle of correspondence’’ [3]
jÞÞ $ jÞðj; ðB:35Þ
jeðf ; gÞÞÞ $ jeðf ÞÞðeðgÞj: ðB:36Þ
430 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
Annihilation and creation operators acting on CC are defined through
btjeðf ; gÞÞÞ $ btjeðf ÞÞðeðgÞj; ðB:37Þ
byt jeðf ; gÞÞÞ $ byt jeðf ÞÞðeðgÞj; ðB:38Þ
~bbtjeðf ; gÞÞÞ $ jeðf ÞÞðeðgÞjbyt ; ðB:39Þ
~bbyt jeðf ; gÞÞÞ $ jeðf ÞÞðeðgÞjbt; ðB:40Þ
and similarly for Jt and ~JJt, i.e.,Jtjeðf ; gÞÞÞ $ Jtjeðf ÞÞðeðgÞj; ðB:41Þ
~JJtjeðf ; gÞÞÞ $ jeðf ÞÞðeðgÞjJt: ðB:42Þ
Algebra of commutation relations between these operators reads½bt; bys � ¼ ½~bbt; ~bbys� ¼ dðt � sÞ; ðB:43Þ
½bt; ~bbs� ¼ ½bt; ~bbys � ¼ 0; ðB:44Þ
½Jt; ~bbs� ¼ ½ ~JJt; bs� ¼ 0; ðB:45Þ
½Jt; bt��r ¼ ½ ~JJt; ~bbt��r ¼ 0: ðB:46Þ
Let us now consider new operators defined bybt ¼ Jtbt; byt ¼ byt Jt; ðB:47Þ
~bbt ¼ ss ~JJt~bbt; ~bbyt ¼ ss~bbyt ~JJt; ðB:48Þ
where ss is an operator satisfying the following (anti-)commutation relations:½ss; Jt� ¼ ½ss; ~JJt� ¼ 0; ðB:49Þ
½ss; bt��r ¼ ½ss; byt ��r ¼ 0; ðB:50Þ
½ss; ~bbt��r ¼ ½ss; ~bbyt ��r ¼ 0; ðB:51Þ
and the conditionss2 ¼ r: ðB:52Þ
Operators bt, byt and their tilde conjugates annihilate vacuums
ððjbyt ¼ ððj~bbyt ¼ 0; btjÞÞ ¼ ~bbtjÞÞ ¼ 0; ðB:53Þ
and satisfy canonical (anti-)commutation relations½bt; bys ��r ¼ ½~bbt; ~bbys ��r ¼ dðt � sÞ; ðB:54Þ
½bt; ~bbs��r ¼ ½bt; ~bbys��r ¼ 0: ðB:55Þ
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 431
Since ð~bbtÞy and ðbyt Þ�are calculated as
ð~bbtÞy ¼ ~bbyt ~JJt ssy ¼ rssy~bbyt ~JJt; ðB:56Þ
ðbyt Þ� ¼ ssðbyt JtÞ
� ¼ ss~bbyt ~JJt; ðB:57Þ
the commutativity of tilde conjugation and hermitian conjugation for operators(B.47) and (B.48) implies
ssy ¼ rss: ðB:58Þ
In order to fulfill the requirement that double tilde conjugation applied to operatorsbt�s leaves them unchanged one needs to put
ðssÞ� ¼ ssy; ðB:59Þ
sinceð~bbtÞ� ¼ ssðssÞ�Jtbt ¼ ssðssÞ�bt: ðB:60Þ
Because of~bbtjÞÞ ¼ ~bbtssjÞÞ ¼ 0; ðB:61Þ
one can conclude that ssjÞÞ / jÞÞ. The proportionality factor is a phase factor sincethe norm of ssjÞÞ is unity:
ððjssyssjÞÞ ¼ ðjrssssjÞ ¼ r2 ¼ 1: ðB:62ÞHence one can write
ssjÞÞ ¼ ei/=2jÞÞ: ðB:63Þ
Multiplying both sides by ss, one hasss2jÞÞ ¼ ei/jÞÞ ¼ rjÞÞ; ðB:64Þ
which gives ei/ ¼ r, orssjÞÞ ¼ffiffiffir
pjÞÞ: ðB:65Þ
Thermal degree of freedom can be introduced by the Bogoliubov transformation in
CC. For this purpose we require that the expectation value of bytbs should be
hbytbsi ¼ �nndðt � sÞ; ðB:66Þ
with �nn 2 Rþ, where h� � �i ¼ hj � � � ji indicates the expectation with respect to tildeinvariant thermal vacuums hj and ji. The requirement (B.66) is consistent with TSCfor states hj and ji such that
hj~bbyt ¼ s�hjbt; ~bbtji ¼s�nn
1þ r�nnbyt ji: ðB:67Þ
Let us introduce annihilation and creation operators
ct ¼ ½1þ r�nn�bt � rs�nn~bbyt ; ðB:68Þ
~cc$ ¼ ~bby � rsbt; ðB:69Þ
t t432 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
and their tilde conjugates. From the TSC (B.67) one has
hjc$t ¼ hj~cc$t ¼ 0; ctji ¼ ~cctji ¼ 0: ðB:70Þ
With the thermal doublet notations
�bblt ¼ byt ;�
� s~bbt�; bmt ¼ collon bt; s~bb
yt
� �; ðB:71Þ
and
�cclt ¼ c$t ;�
� s~cct�; cmt ¼ collon ct; s~cc
$t
� �; ðB:72Þ
(B.68), (B.69), and their tilde conjugates can be written in form of the Bogoliubov
transformation
clt ¼ Blmbmt ; �ccmt ¼ �bblt ½B�1�lm; ðB:73Þ
with (7.12). This new operators satisfy the canonical (anti-)commutation rela-tions½ct; c$s ��r ¼ dðt � sÞ: ðB:74Þ
In the following, we will use the representation space constructed on vacuums hjand ji. Note that hj 6¼ jiy, i.e., it is not a unitary representation. Let CCb denotes theFock space spanned by the basic bra- and ket-vectors introduced by a cyclic opera-
tions of ct, ~cct on the thermal bra-vacuum hj, and of c$t , ~cc$t on the thermal ket-vacuum
ji. Quantum Brownian motion at finite temperature is defined in the Fock space CCb
by operators
B]t ¼
Z t
0
dsb]s; ~BB]t ¼
Z t
0
ds~bb]s; ðB:75Þ
with B]0 ¼ 0 and ~BB]
0 ¼ 0, where ] stands for null or dagger. The explicit representa-
tion of processes B]t and
~BB]t can be performed in terms of the Bogoliubov transfor-
mation. The couple Bt and Byt , for example, is calculated as
Bt ¼Z t
0
dsðcs þ rs�nn~cc$s Þ ¼ Ct þ rs�nn~CC$
t ; ðB:76Þ
Byt ¼
Z t
0
dsð½1þ r�nn�c$s þ s~ccsÞ ¼ ½1þ r�nn�C$
t þ s~CCt; ðB:77Þ
where we defined new operators
C]t ¼
Z t
0
dsc]s; ~CC]t ¼
Z t
0
ds~cc]s; ðB:78Þ
with C]0 ¼ 0 and ~CC]
0 ¼ 0, and ] standing for null or the Venus-mark. Since vacuum
expectations of dC]t and d~CC]
t in thermal space CCb read
~ $ ~$
hdCti ¼ hdCCti ¼ hdCt i ¼ hdCCt i ¼ 0; ðB:79ÞA.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 433
hdC$
t dCti ¼ hd~CC$
t d~CCti ¼ 0; ðB:80Þ
hdCt dC$
t i ¼ hd~CCt d~CC$
t i ¼ dt; ðB:81Þ
calculation of moments of quantum Brownian motion in the thermal space CCb can be
performed, for instance, as
hdBt dByt i ¼ hðdCt þ rs�nnd~CC$
t Þð½1þ r�nn�dC$
t þ sd~CCtÞi¼ ½1þ r�nn�hdCt dC
$
t i ¼ ½1þ r�nn�dt: ðB:82Þ
Repeating this for other pair products of dB]t , d
~BB]t , and dt, multiplication rules for
these increments can be summarized in the following table:
ðB:83Þ
Appendix C. Treatment of fermions in thermo field dynamics
We are deciding the double tilde conjugation rule and the thermal state conditions
for fermions [99,100] by considering the system consisting of a vector field and Fad-
deev–Popov ghosts [101].
In the case of pure Abelian gauge field within the Feynman gauge, the system is
specified by the Hamiltonian Hvfþgh ¼ Hvf þ Hgh defined on the total state vectorspace V ¼ Vvf � Vgh. Hvf and Hgh are, respectively, Hamiltonians for the vector
field and ghosts defined on the vector field sector Vvf and the ghost sector Vgh
given by
Hvf ¼ �Z
d3keð~kkÞglmaylð~kkÞamð~kkÞ; ðC:1Þ
with eð~kkÞ ¼ j~kkj being the energy spectrum and glm ¼ diagð1;�1;�1;�1Þ, and by
Hgh ¼ �i
Zd3keð~kkÞ �ccyð~kkÞcð~kkÞ
h� cyð~kkÞ�ccð~kkÞ
i: ðC:2Þ
Here, aylð~kkÞ and alð~kkÞ are, respectively, creation and annihilation operators of the
gauge field of the mode ~kk satisfying the canonical commutation relations
½alð~kkÞ; aymð~qqÞ� ¼ �glmd3ð~kk �~qqÞ; ðC:3Þ
434 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
while cyð~kkÞ and cð~kkÞ [�ccyð~kkÞ, and �ccð~kkÞ] are, respectively, creation and annihilation
operators of ghosts [anti-ghosts] satisfying the following canonical anti-commuta-
tion relations:
½cð~kkÞ; �ccyð~qqÞ�þ ¼ �½�ccð~kkÞ; cyð~qqÞ�þ ¼ id3ð~kk �~qqÞ: ðC:4Þ
Other combinations of ghost/anti-ghost operators anti-commute with each other.
The BRS charge—generator of the BRS transformation [102] and the ghost charge
[103,104] acting on the total space V are, respectively, given by
QB ¼ �Z
d3kkl alð~kkÞcyð~kkÞh
þ aylð~kkÞcð~kkÞi; ðC:5Þ
Qc ¼Z
d3k cyð~kkÞ�ccð~kkÞh
þ �ccyð~kkÞcð~kkÞi; ðC:6Þ
which satisfy
½iQc;QB� ¼ QB: ðC:7Þ
Let us introduce a set of new operators faðrÞð~kkÞ j r ¼ þ;�;L; Sg through the
relation
alð~kkÞ ¼ aðrÞð~kkÞ�ðrÞl ð~kkÞ; ðC:8Þ
where �ðrÞl ð~kkÞ are polarization vectors defined by
�ðÞl ð~kkÞ ¼ ð0;~eeÞ; ðC:9Þ
�ðLÞl ð~kkÞ ¼ �ikl ¼ �iðj~kkj;~kkÞ; ðC:10Þ
�ðSÞl ð~kkÞ ¼ �i�kkl=2j~kkj2 ¼ �iðj~kkj;�~kkÞ=2j~kkj2; ðC:11Þ
with ~ee satisfying ~ee �~kk ¼ 0, ~ee� �~ee� ¼ 0 and ~ee� �~ee ¼ 1. The polarization vectors
�ðÞl ð~kkÞ correspond, respectively, to the transverse modes with helicity 1, while
�ðLÞl ð~kkÞ and �ðSÞl ð~kkÞ indicate, respectively, the longitudinal mode and the scalar mode.
With the definition (C.10) and (C.11), we see that �ðLÞ�l ð~kkÞ � �ðLÞ;lð~kkÞ ¼ �ðSÞ�l ð~kkÞ� �ðSÞ;lð~kkÞ ¼ 0, and �ðLÞ�l ð~kkÞ � �ðSÞ;lð~kkÞ ¼ 1. Introducing a ‘‘metric’’
gðrsÞ ¼ gðrsÞ ¼
�1 0 0 0
0 �1 0 00 0 0 1
0 0 1 0
0BB@
1CCA; ðC:12Þ
we can define ‘‘contravariant’’ polarization vectors through �lðrÞð~kkÞ ¼ gðrsÞ�ðsÞ;lð~kkÞ,and see that
�l�ðrÞð~kkÞ � �ðrÞ;mð~kkÞ ¼ glm; ðC:13Þ
�ðrÞ�l ð~kkÞ � �ðsÞ;lð~kkÞ ¼ gðrsÞ: ðC:14Þ
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 435
The commutation relations (C.3) being rewritten in terms of operators aðrÞð~kkÞ and
ayðrÞð~kkÞ become
½aðrÞð~kkÞ; ayðsÞð~qqÞ� ¼ �gðrsÞdð~kk �~qqÞ: ðC:15Þ
Also the Hamiltonian for the vector field and generator of the BRS transformation
read
Hvf ¼ �Z
d3keð~kkÞgðrsÞayðrÞð~kkÞaðsÞð~kkÞ; ðC:16Þ
QB ¼ �i
Zd3k ayðSÞð~kkÞcð~kkÞh
� aðSÞð~kkÞcyð~kkÞi: ðC:17Þ
In the local covariant operator formalism [103,104] of gauge theories, the space Vof state vectors has inevitably an indefinite metric as can be seen by (C.15) with
(C.12). The physical subspace Vphys of V, defined by [104]
QBVphys ¼ 0; ðC:18Þ
can be shown to have a positive semi-definite metric [104]. Dividing Vphys by itssubspace V0 consisting of normless states, we have, as a quotient space, the physical
Hilbert space Hphys (¼ Vphys=V0) with positive definite metric in which the probabi-
listic interpretation of quantum theory works. Hphys is isomorphic to the Hilbert
space Hphys spanned by the Fock states created by the cyclic operation of ayðÞð~kkÞ on a
certain vacuum. The space spanned by the Fock states created by ayðSÞð~kkÞ is classifiedin V0, while the space spanned by the Fock states created by ayðLÞð~kkÞ is classified in a
space complemented to Vphys. This reflects the fact that physical modes for photonsare two transverse modes only.
As it is sufficient to pay attention to one mode in the following manipulation, we
will pick up a mode, say~kk, from each type of particles, and drop the index~kk, for sim-
plicity. Let us span the state vector space V by means of a set of the bases
fjfnðrÞgÞ � jnc; n�ccÞg whose elements, being the bases of the vector field sector Vvf
and the ghost sector Vgh, respectively, are defined by
jfnðrÞgÞ ¼Y
r¼;L;S
1ffiffiffiffiffiffiffiffiffinðrÞ!
p ayðrÞ� �nðrÞ
jf0gÞ; ðC:19Þ
jnc; n�ccÞ ¼ cy ncð�ccyÞn�cc j0; 0Þ: ðC:20Þ
They constitute the eigenstates of Hvf , Hgh, and iQc:
Hvf jfnðrÞgÞ ¼ EvfðfnðrÞgÞjfnðrÞgÞ; ðC:21Þ
Hghjnc; n�ccÞ ¼ Eghðnc; n�ccÞjnc; n�ccÞ; ðC:22Þ
iQcjnc; n�ccÞ ¼ Nghðnc; n�ccÞjnc; n�ccÞ; ðC:23Þ
with EvfðfnðrÞgÞ ¼ eP
r nðrÞ, Eghðnc; n�ccÞ ¼ e nc þ n�ccð Þ, and Nghðnc; n�ccÞ ¼ nc � n�ccð Þ,where nðrÞ are non-negative integers, and nc and n�cc take values of 0 or 1. We will
436 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
denote the basis vectors fjfnðrÞgÞ � jnc; n�ccÞg by fjnÞg for brevity. Then, the metric
tensor of V is
gn;m ¼ ðnjmÞ: ðC:24Þ
At the finite temperature, the statistical average of an observable quantity A,satisfying
½QB;A� ¼ 0; ðC:25Þ
is given by [105]hAi ¼ TrAqP ð0Þ ¼ TrAqepQc ðC:26Þ
with P ð0Þ being a projection operator onto Hphys and q ¼ Z�1 e�bHvfþgh being the sta-tistical operator acting on V with the partition function Z ¼ Tr e�bHvfþghþpQc ; the traceoperation is taken in the space V. Here, for the second equality in (C.26), we used the
BRS-invariance of the statistical operator
½QB; q� ¼ 0: ðC:27Þ
Let us express the statistical average (C.26) as the vacuum expectation in the dou-bled state space (thermal space) VV ¼ V � ~V which is introduced as follows. If A is an
operator on V so that
A ¼Xn;m
AnmjnÞðmj; ðC:28Þ
the corresponding vector jAi in VV is obtained as
jAi ¼ Anmjn; ~mmi; ðC:29Þ
where fjn; ~mmi � jfnðrÞg; f ~mmðrÞgi � jnc; n�cc; ~mmc; ~mm�ccig is the set of the bases spanning VV anddefined through the ‘‘principle of correspondence’’ [3]:
jfnðrÞg; f ~mmðrÞgi $ jfnðrÞgÞðfmðrÞgj; ðC:30Þ
jnc; n�cc; ~mmc; ~mm�cci $ jnc; n�ccÞðmc;m�ccj: ðC:31Þ
The inner product in VV is given byhAjBi ¼ TrAyB: ðC:32Þ
Annihilation and creation operators acting on VV are defined throughaðsÞayðsÞ
� �jfnðrÞg; f ~mmðrÞgi $
aðsÞayðsÞ
� �jfnðrÞgÞðfmðrÞgj; ðC:33Þ
~aaðsÞ~aayðsÞ
� �jfnðrÞg; f ~mmðrÞgi $ jfnðrÞgÞðfmðrÞgj ayðsÞ
aðsÞ
� �; ðC:34Þ
for vector field, and through
c�cc
� �jnc; n�cc; ~mmc; ~mm�cci $
c�cc
� �jnc; n�ccÞðmc;m�ccj; ðC:35Þ
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 437
cy
�ccy
� �jnc; n�cc; ~mmc; ~mm�cci $ cy
�ccy
� �jnc; n�ccÞðmc;m�ccj; ðC:36Þ
~cc~�cc�cc
� �jnc; n�cc; ~mmc; ~mm�cci $ ð�1Þuþ1jnc; n�ccÞðmc;m�ccj
cy
�ccy
� �; ðC:37Þ
~ccy~�cc�ccy
!jnc; n�cc; ~mmc; ~mm�cci $ ð�1Þujnc; n�ccÞðmc;m�ccj
c�cc
� �; ðC:38Þ
for ghosts, where u ¼ Nghðnc; n�ccÞ � Nghðmc;m�ccÞ. Also bases jfnðrÞg; f ~mmðrÞgi and jnc; n�cc;~mmc; ~mm�cci are generated from the vacuums jf0g; f~00gi and j0; 0; ~00; ~00i, respectively, as
jfnðrÞg; f ~mmðrÞgi ¼Yr
ðayðrÞÞnðrÞ ð~aayðrÞÞ
mðrÞffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffinðrÞ!mðrÞ!
p jf0g; f~00gi; ðC:39Þ
jnc; n�cc; ~mmc; ~mm�cci ¼ ð�1ÞvðcyÞncð�ccyÞn�ccð~ccyÞmcð~�cc�ccyÞm�cc j0; 0; ~00; ~00i; ðC:40Þ
where v ¼ mcm�cc. For the total vacuum, we will use a collective designation j0; ~00i.Let us introduce thermal vacuums hhj and j0ðbÞi 2V such that
hAi ¼ hhjAj0ðbÞi: ðC:41Þ
We require them to satisfyhhjQQ�B ¼ 0; QQ�
B j0ðbÞi ¼ 0; ðC:42Þ
andhhjQQc ¼ 0; QQcj0ðbÞi ¼ 0; ðC:43Þ
where QQ�B and QQc are the generator of the BRS transformation and the ghost hat-
charge, respectively, in V [99]
QQ�B ¼ QB � ~QQB ¼ �i ayðSÞc
h� aðSÞcy þ ~aayðSÞ~cc� ~aaðSÞ~ccy
i; ðC:44Þ
QQc ¼ Qc � ~QQc ¼ cy�ccþ �ccyc� ~ccy~�cc�cc� ~�cc�ccy~cc: ðC:45Þ
To satisfy (C.42), we need a trick. Namely, by rewriting (C.26) ashAi ¼ TrhAqepQch�1; ðC:46Þ
we introduce an operator h with the basic requirement that its inverse exists. Then wesettle the correspondence
hhj $ h; j0ðbÞi $ qepQch�1: ðC:47Þ
It giveshhjQQc ¼ hhjðcy�ccþ �ccyc� ~ccy~�cc�cc� ~�cc�ccy~ccÞ $ hðcy�ccþ �ccycÞ � ðcy�ccþ �ccycÞh ¼ ½h;Qc�:ðC:48Þ
With the requirement given by the first equality in (C.43), the expression in (C.48) isequal to zero and tells us that h and Qc commute with each other, i.e. ½h;Qc� ¼ 0.
Then
438 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
QQcj0ðbÞi ¼ cy�cc�
þ �ccyc� ~ccy~�cc�cc� ~�cc�ccy~cc�j0ðbÞi
$ ðcy�ccþ �ccycÞqepQch�1 � qepQch�1ðcy�ccþ �ccycÞ ¼ ½Qc; q�epQch�1; ðC:49Þ
and the second equality in (C.43) is automatically satisfied as far as ½Qc; q� ¼ 0.
Based upon ½h;Qc� ¼ 0 and existence of h�1, let us try the following form of h:
h ¼ expfi/1ðicy�ccÞ þ i/2ð�i�ccycÞ þ i/3ðicy�ccÞð�i�ccycÞg; ðC:50Þ
where /1, /2, and /3 are real numbers which should be determined. Then, takinginto account the first correspondence in (C.47), the definition (C.44) and (C.50), the
calculation of the first equality in (C.42) goes as
hhjQQ�B ¼ �ihhjðayðSÞc� aðSÞcy þ ~aayðSÞ~cc� ~aaðSÞ~ccyÞ
$ �ifhðayðSÞc� aðSÞcyÞ þ ðaðSÞcy þ ayðSÞcÞhg
¼ �ihfayðSÞc� aðSÞcy þ e�i/1�i/3ð�i�ccycÞaðSÞcy þ ei/2þi/3ðicy�ccÞayðSÞcg: ðC:51Þ
If we take /1 ¼ 0, /2 ¼ p, and /3 ¼ 0, we have hhjQQ�B ¼ 0 with the choice
h ¼ expfipð�i�ccycÞg: ðC:52Þ
This structure for h allows us to calculate the second equality in (C.42) asQQ�B j0ðbÞi ¼ �iðayðSÞc� aðSÞcy þ ~aayðSÞ~cc� ~aaðSÞ~ccyÞj0ðbÞi
$ �ifðayðSÞc� aðSÞcyÞqepQch�1 þ qepQch�1ð�aðSÞcy � ayðSÞcÞg
¼ QBqepQch�1 þ qepQcQBh
�1 ¼ ½QB; q�epQch�1; ðC:53Þ
where we also used ½epQc ;QB�þ ¼ 0 which is obtained from (C.7). Taking into accountthe BRS-invariance of the statistical operator q (C.27), the expression (C.53) is equal
to zero, and both requirements (C.42) are fulfilled with the choice (C.52). We see that
introduction of factors h and h�1 indeed is necessary to satisfy the BRS-invariance of
the thermal vacuums hhj and j0ðbÞi. Expression of the unit operator in V
1 ¼Xn;m
jnÞg�1n;mðmj; ðC:54Þ
and correspondences (C.47) with (C.52) enable us to see the structure of thermal
vacuums as
hhj ¼Xn;m
ðg�1n;mÞ
�hn; ~mmjh
¼X
nðrÞ;mðrÞ
ðg�1nðrÞ;mðrÞ
Þ�hfnðrÞg; f ~mmðrÞgjXnc;n�ccmc;m�cc
ðg�1ðnc;n�ccÞ;ðmc;m�ccÞÞ
�hnc; n�cc; ~mmc; ~mm�ccjh
¼ hf0g; f~00gj expn� gðrsÞ~aaðrÞaðsÞ
oh0; 0; ~00; ~00j½1þ i~cc�cc�½1þ i~�cc�ccc�
¼ h0; ~00j exp i~cc�ccn
þ i~�cc�ccc� gðrsÞ~aaðrÞaðsÞo; ðC:55Þ
and
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 439
j0ðbÞi ¼ Z�1 expf�e�begðrsÞayðrÞ~aayðsÞ � ie�beðcy~�cc�ccy þ �ccy~ccyÞgj0; ~00i: ðC:56Þ
It may be instructive to note that considering
hhjQQþB ¼ 0; QQþ
B j0ðbÞi ¼ 0; ðC:57Þ
with QQþB ¼ QB þ ~QQB, instead of (C.42) with (C.44), leads to the choice
h ¼ expfipðicy�ccÞg.After determination of parameters /i the thermal state conditions with the
ghost operators can be derived through the following steps. First, for the bra-vac-
uum we see
hhj cy
�ccy
� �$ h
cy
�ccy
� �k
hhj~cc
�~�cc�cc
� �$ cy
��ccy
� �h;
ðC:58Þ
therefore
hhj cy
�ccy
� �¼ hhj ~cc
~��cc��cc
� �: ðC:59Þ
Similarly, taking into account structures of the statistical operator q, the ghostcharge Qc, (C.6), and h, (C.52), for the ket-vacuum we have
c
�cc
� �j0ðbÞi $
c
�cc
� �qepQch�1
ke�be~ccy
�e�be~�cc�ccy
!j0ðbÞi $ qepQch�1 e�bec
�e�be�cc
� �;
ðC:60Þ
which gives
c�cc
!j0ðbÞi ¼ e�be ~ccy
�~�cc�ccy� �
j0ðbÞi: ðC:61Þ
The double tilde conjugation rule must be defined so that it leaves thermal vacu-
ums unchanged. To this end, we put
~aaðrÞ� ��
¼ aðrÞ; ðC:62Þ
~cc~�cc�cc
� ��
¼ nc�nn�cc
� �; ðC:63Þ
440 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
and determine parameters n and �nn so that hhj� ¼ hhj and j0ðbÞi� ¼ j0ðbÞi. Taking thetilde conjugation of (C.55) we have
hhj� ¼ h0; ~00j� expf�inc~�cc�cc� i�nn�cc~cc� gðrsÞaðrÞ~aaðsÞg¼ h0; ~00j expfin~�cc�cccþ i�nn~cc�cc� gðrsÞ~aaðrÞaðsÞg; ðC:64Þ
where we assumed h0; ~00j� ¼ h0; ~00j. The requirement hhj� ¼ hhj gives n ¼ 1 and �nn ¼ 1,which leads to
~cc~�cc�cc
� ��
¼ c�cc
� �: ðC:65Þ
As a consequence, we obtain the tilde-invariance of the thermal ket-vacuum too:
j0ðbÞi� ¼ ðZ�1 expf�e�begðrsÞayðrÞ~aayðsÞ � ie�beðcy~�cc�ccy þ �ccy~ccyÞgj0; ~00iÞ�
¼ Z�1 expf�e�begðrsÞ~aayðrÞayðsÞ þ ie�beð~ccy�ccy þ ~�cc�ccycyÞgj0; ~00i ¼ j0ðbÞi: ðC:66Þ
A similar line of reasoning can be used to derive the tilde conjugation rule and the
thermal state conditions for a system consisting of physical fermions. Let us consider
the system specified by the Hamiltonian
Hf ¼Z
d3keð~kkÞayð~kkÞað~kkÞ ðC:67Þ
with að~kkÞ and ayð~kkÞ being, respectively, fermion annihilation and creation operators
satisfying the canonical anti-commutation relation
½að~kkÞ; ayð~qqÞ�þ ¼ dð~kk �~qqÞ: ðC:68Þ
As in previous consideration, in the following manipulation we will pay attention to
one mode, say ~kk, and drop the index ~kk for simplicity. In that case the bases of the
state vector space Vf will be denoted as j0Þ and j1Þ defined by aj0Þ ¼ 0 and
j1Þ ¼ ayj0Þ.At the finite temperature, the statistical average of an observable quantity A is
given by
hAi ¼ TrAqf ðC:69Þ
with qf being the statistical operator of the systemqf ¼ Z�1f e�bHf ¼ Z�1
f j0Þð0j�
þ e�bej1Þð1j�; ðC:70Þ
where Zf is the partition function.
Within the doubled state space Vf ¼ Vf � ~Vf , the statistical average (C.69) can beexpressed in terms of the vacuum expectation with respect to the thermal bra- and
ket-vacuums for physical fermions. The bases of Vf are defined through the principle
of correspondence:
jn; ~mmi $ jnÞðmj; ðC:71Þ
where n and m take values of 0 or 1. Annihilation and creation operators acting on VVfare defined through
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 441
aay
� �jn; ~mmi $ a
ay
� �jnÞðmj; ðC:72Þ
~aajn; ~mmi $ ð�1Þn�mþ1jnÞðmjay; ðC:73Þ
~aayjn; ~mmi $ ð�1Þn�mjnÞðmja: ðC:74Þ
The bases jn; ~mmi are generated from the vacuum j0; ~00i:jn; ~mmi ¼ ðayÞnð~aayÞmj0; ~00i: ðC:75Þ
This time we do not have peculiar symmetries for thermal vacuums like in the case
of gauge theories with the BRS symmetry. However, in the derivation of thermal
vacuums, let us use a trick similar to the one in (C.46)
hAi ¼ Tr ei/ayaAqe�i/aya ¼ hhjAj0ðbÞi; ðC:76Þ
where / is a real number which should be decided. We settle the correspondence for
hhj and j0ðbÞi as
hhj $ ei/aya; j0ðbÞi $ qf e
�i/aya: ðC:77Þ
They are normalized, hhj0ðbÞi ¼ 1, and generated from j0; ~00i as
hhj ¼ h0; ~00j½1þ ei/~aaa�; ðC:78Þ
j0ðbÞi ¼ Z�1f ½1þ e�i/ e�beay~aay�j0; ~00i: ðC:79Þ
A requirement of the tilde invariance for the thermal bra-vacuum
hhj� ¼ hhj ðC:80Þ
determines the tilde conjugation rule for physical fermion operators up to the phasefactorðaÞ� ¼ ~aa; ð~aaÞ� ¼ �e2i/a: ðC:81Þ
We have seen in (C.65) that the ghost operators, which are fermion operators, were
unchanged under the double tilde conjugation. Let us adopt the same rule forphysical fermion operators, i.e., put / ¼ p=2 to obtain
ðaÞ� ¼ ~aa; ð~aaÞ� ¼ a: ðC:82Þ
With this choice of /, the thermal vacuums for physical fermions readhhj ¼ h0; ~00j½1þ i~aaa�; ðC:83Þ
j0ðbÞi ¼ Z�1f ½1� ie�beay~aay�j0; ~00i ðC:84Þ
and satisfy the following thermal state conditions
hhj~aay ¼ �ihhja; ~aaj0ðbÞi ¼ ie�beayj0ðbÞi: ðC:85Þ
442 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
Appendix D. Correlation of random force operators
The random force operators are of the Wiener process whose first and second mo-
ments are given by real c-numbers:
4 In
hdFti ¼ hdF yt i ¼ 0; ðD:1Þ
hdFt dFti ¼ hdF yt dF
yt i ¼ 0; ðD:2Þ
hdFt dF yt i ¼ a real c-number; ðD:3Þ
hdF yt dFti ¼ a real c-number; ðD:4Þ
where h� � �i ¼ hj � � � ji represents the random average referring to the random force
operators dFt. From (D.1), (D.2), and TSC (6.4) we have for operators (6.14) and
(6.15)
hdWti ¼ hd ~WWti ¼ hdW $t i ¼ hd ~WW $
t i ¼ 0; ðD:5Þ
hdWt dWsi ¼ hd ~WWt d ~WWsi ¼ 0; ðD:6Þ
while from (6.16) it followshdW $t dWsi ¼ hdW $
t d ~WWsi ¼ 0; ðD:7Þ
hdW $t dW $
s i ¼ hdW $t d ~WW $
s i ¼ 0; ðD:8Þ
and their tilde conjugates. Using (D.6)–(D.8) the explicit structure of dMMtdMMt in(6.23) is written as
dMMt dMMt ¼ �2rdWt d ~WWta$~aa$ þ kðdWt dW $
t a$aþ d ~WWt d ~WW $
t ~aa$~aaÞ ðD:9Þ
in a ‘‘weak sense.’’4 We demand that the Stratonovich type time evolution generator
should not contain a diffusion term, i.e., the term proportional to a$~aa$. Then the
correlation hdWt d ~WWti is determined to be
dWt d ~WWt ¼ sf2jðtÞ½nðtÞ þ g� þ _nnðtÞgdt ¼ hdWt d ~WWti ðD:10Þ
so that PPD in (6.23) is cancelled by the first term in the r.h.s. of (D.9). Here, the firstequality in (D.10) should be understood in a weak sense as well. Expression (D.10) is
compatible with the assumption that the process is white. Let us put the subscript Fto R<ðtÞ in the Boltzmann equation in order to remember that it is due to the in-
teraction with the random force dFt:
_nnðtÞ ¼ �2jðtÞnðtÞ þ iR<F ðtÞ: ðD:11Þ
Making use of two previous equations, we have
the case of classical systems it corresponds to the stochastic convergence.
A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446 443
iR<F ðtÞdt ¼ 2jðtÞnðtÞdt þ _nnðtÞdt ¼ �2jðtÞgdt þ rshdWt d ~WWti
¼ �2jðtÞgdt þ hdF yt dFti þ m hdFt dF y
t i�
� rhdF yt dFti
�; ðD:12Þ
where (6.14) has been used and l has been erased with the help of (5.32).
We can assume that the quantity g may depend on m, i.e., g ¼ gðmÞ, and that thephysical quantities jðtÞ, R<
F ðtÞ, hdFyt dFti, and hdFtdF y
t i may not depend on m. Then,differentiating equation (D.12) with respect to m, one has
0 ¼ �2jðtÞ ogom
dt þ hdFt dF yt i � rhdF y
t dFti: ðD:13Þ
This leads to
ogom
¼ kðtÞ; ðD:14Þ
which is solved as
g ¼ kðtÞmþ lðtÞ; ðD:15Þ
where kðtÞ and lðtÞ are real numbers independent of m. With this solution onehas
hdFt dF yt i � rhdF y
t dFti ¼ 2jðtÞkðtÞdt; ðD:16Þ
andiR<F ðtÞdt ¼ �2jðtÞlðtÞdt þ hdF y
t dFti; ðD:17Þ
which leads tohdF yt dFti ¼ f2jðtÞ½lðtÞ þ nðtÞ� þ _nnðtÞgdt; ðD:18Þ
where we have used (D.11). The substitution of (D.18) into (D.16) gives us
hdFt dF yt i ¼ f2jðtÞ½kðtÞ þ rlðtÞ þ rnðtÞ� þ r _nnðtÞgdt: ðD:19Þ
For the case of stationary quantum stochastic process, the Boltzmann equation
(D.11) reduces to
_nnðtÞ ¼ �2j½nðtÞ � �nn�; ðD:20Þ
where �nn is the average quantum number in equilibrium. Therefore, (D.18) and (D.19)reduce, respectively, to
hdF yt dFti ¼ 2j½�nnþ lðtÞ�dt; ðD:21Þ
hdFt dF yt i ¼ 2j½kðtÞ þ rlðtÞ þ r�nn�dt: ðD:22Þ
Since in the white noise assumption the Boltzmann equation (D.20) is compatible
with the stationary process specified by [41]
hdF yt dFti ¼ 2j�nndt; ðD:23Þ
hdFt dF yt i ¼ 2j½1þ r�nn�dt; ðD:24Þ
444 A.E. Kobryn et al. / Annals of Physics 308 (2003) 395–446
one concludes now that
lðtÞ ¼ 0; kðtÞ ¼ 1; ðD:25Þ
which leads tog ¼ m; n ¼ l: ðD:26Þ
Note that the result (D.24) can be obtained using the Bogoliubov transformation asit is described in Appendix B.
Substituting (D.25) into (D.18) and (D.19), one obtains
hdF yt dFti ¼ ½2jðtÞnðtÞ þ _nnðtÞ�dt; ðD:27Þ
hdFt dF yt i ¼ f2jðtÞ½1þ rnðtÞ� þ r _nnðtÞ�gdt; ðD:28Þ
which leads to
hdWt dW $t i ¼ hdFtdF y
t i � rhdF yt dFti ¼ 2jðtÞdt: ðD:29Þ
Assembling (D.9), (D.10), (D.26), and (D.29), one obtains expression (6.25).
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