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    ECE 580 Term ProjectBetul ArdaHuizi Diwu

    Department of Electricaland Computer Engineering

    University of Rochester

    Quantum Dot Lasers

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    Outline

    Quantum Dots (QD) Confinement Effect Fabrication Techniques

    Quantum Dot Lasers (QDL)

    Historical Evolution Predicted Advantages Basic Characteristics Application Requirements

    Q. Dot Lasers vs. Q. Well Lasers

    Market demand of QDLs Comparison of different types of QDLs Bottlenecks Breakthroughs Future Directions

    Conclusion

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    Quantum Dots (QD)

    Semiconductor nanostructures Size: ~2-10 nm or ~10-50 atoms

    in diameter Unique tunability Motion of electrons + holes = excitons Confinement of motion can be created by:

    Electrostatic potential e.g. in e.g. doping, strain, impurities,

    external electrodes the presence of an interface between different

    semiconductor materials e.g. in the case of self-assembled QDs

    the presence of the semiconductor surface e.g. in the case of a semiconductor nanocrystal

    or by a combination of these

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    Quantum Confinement Effect

    E = Eq1 + Eq2 + Eq3, Eqn = h2(q1/dn)2 / 2mc

    Quantizationof density of states: (a) bulk (b) quantumwell (c) quantumwire(d) QD

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    QD Fabrication Techniques

    Core shell quantumstructures

    Self-assembled QDs

    and Stranski-Krastanov growth MBE (molecular beam

    epitaxy) MOVPE

    (metalorganics vaporphase epitaxy)

    Monolayer fluctuations Gases in remotely

    doped

    heterostructures

    Schematic representation of different approaches to

    fabrication of nanostructures: (a) microcrystallites in

    glass, (b) artificial patterning of thin film structures,

    (c) self-organized growth of nanostructures

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    QD Lasers Historical Evolution

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    QDL Predicted Advantages

    Wavelength of light determined by the energy levels not bybandgap energy: improved performance & increased flexibility to adjust the

    wavelength Maximum material gain and differential gain

    Small volume: low power high frequency operation large modulation bandwidth small dynamic chirp small linewidth enhancement factor low threshold current

    Superior temperature stability of Ithreshold

    Ithreshold

    (T) = Ithreshold

    (Tref).exp ((T-(T

    ref))/ (T

    0))

    High T0 decoupling electron-phonon interaction by increasing the

    intersubband separation. Undiminished room-temperature performance without external thermal

    stabilization

    Suppressed diffusion of non-equilibrium carriers Reducedleakage

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    QDL Basic characteristics

    An active medium tocreate populationinversion by pumping

    mechanism: photons at some sitestimulate emission atother sites whiletraveling

    Two reflectors: to reflect the light inphase

    multipass amplification

    Components of a laser

    An energy pump source electric power supply

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    QDL Basic characteristics

    An ideal QDL consists of a 3D-array of dots withequal size and shape

    Surrounded by a higher band-gap material confines the injected carriers.

    Embedded in an optical waveguide Consists lower and upper cladding layers (n-doped

    and p-doped shields)

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    QDL Application Requirements Same energy level

    Size, shape and alloy composition of QDs closeto identical

    Inhomogeneous broadening eliminated realconcentration of energy states obtained

    High density of interacting QDs Macroscopic physical parameter light output

    Reduction of non-radiative centers Nanostructures made by high-energy beam

    patterning cannot be used since damage isincurred Electrical control

    Electric field applied can change physicalproperties of QDs

    Carriers can be injected to create light emission

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    Q. Dot Laser vs. Q. Well Laser

    In order for QD lasers compete with QW lasers: A large array of QDs since their active volume is

    small An array with a narrow size distribution has to be

    produced to reduce inhomogeneous broadening Array has to be without defects

    may degrade the optical emission by providingalternate nonradiative defect channels

    The phonon bottleneck created by confinement

    limits the number of states that are efficientlycoupled by phonons due to energy conservation Limits the relaxation of excited carriers into lasing

    states Causes degradation of stimulated emission

    Other mechanisms can be used to suppress thatbottleneck effect (e.g. Auger interactions)

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    Q. Dot Laser vs. Q. Well Laser

    Comparison of efficiency: QWL vs. QDL

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    Market demand of QD lasers

    QD Lasers

    Microwave/Millimeter wave transmission with optical fibers

    D

    atacomnetwo

    rk

    T

    elecomnetwo

    rk

    Optics

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    Market demand of QD lasers

    Only one confinedelectron level andhole level

    Infinite barriers Equilibrium carrier

    distribution Lattice matched

    heterostructures

    Lots of electronlevels and holelevels

    Finite barriers Non-equilibrium

    carrier distribution Strained

    heterostructures

    Earlier QD Laser Models Updated QD Laser Models

    Before and after self-assembling technology

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    Comparison

    High speed quantum

    dot lasers

    Advantages

    Directly Modulated QuantumDot Lasers

    Datacom application

    Rate of 10Gb/sMode-Locked Quantum DotLasers

    Short optical pulsesNarrow spectral widthBroad gain spectrumVery low factor-low chirp

    InP Based Quantum Dot Lasers Low emission wavelengthWide temperature rangeUsed for data transmission

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    Comparison

    High power Quantum

    Dot lasers

    Advantages

    QD lasers forCoolerless PumpSources

    Size reducedquantum dot

    Single Mode Tapered

    Lasers

    Small wave length

    shiftTemperatureinsensitivity

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    Bottlenecks

    First, the lack of uniformity. Second, Quantum Dots density is

    insufficient. Third, the lack of good couplingbetween QD and QD.

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    Breakthroughs

    FujitsuTemperature Independent QD laser2004

    Temperature dependence of light-current characteristics Modulation waveform at 10Bbps at 20C and 70 C with no current adjustment

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    Breakthroughs

    InP instead of GaAs

    Can operate on ground state for much shorter cavity length High T0 is achieved First buried DFB DWELL operating at 10Gb/s in 1.55um range Surprising narrow linewidth-brings a good phase noise and time-

    jitter when the laser is actively mode locked

    Alcatel Thales IIIV Laboratory,France2006

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    Commercialization

    Zia Laser's quantum-dot laser structures comprise an active region that lookslike a quantum well, but is actually a layer of pyramid-shaped indium-arsenidedots. Each pyramid measures 200 along its base, and is 7090 high. About100 billion dots in total would be needed to fill an area of one square

    centimeter. -----www.fibers.org

    http://www.fibers.org/http://www.fibers.org/
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    Future Directions Wideningparameters range

    Further controllingthe position anddot size

    Decouple thecarrier capturefrom the escapeprocedure

    Combination of QDlasers and QWlasers

    Reduce inhomogeneouslinewidth broadening

    Surface PreparationTechnology

    Allowing the injection ofcooled carriers

    Raised gain at thefundamental transitionenergy

    using

    by

    In term of

    to

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    Conclusion

    During the previous decade, there was anintensive interest on the development of quantumdot lasers. The unique properties of quantum dotsallow QD lasers obtain several excellentproperties and performances compared to

    traditional lasers and even QW lasers.

    Although bottlenecks block the way of realizingquantum dot lasers to commercial markets,breakthroughs in the aspects of material andother properties will still keep the research areaactive in a few years. According to the marketdemand and higher requirements of applications,future research directions are figured out andneeded to be realized soon.

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    Thank you!