quality assurance of the pre-analytical phase · with courtesy of jasna leniček krleža, croqalm...
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Quality Assurance of the pre-analytical phase
Ana-Maria Šimundić
D E PA RT MENT O F M E DI C AL L A B OR ATORY D I AG NOST I C S
C L I N I C AL H O S P I TA L S V E T I D U H , Z A G R EB, C R OAT I A
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Why pre-analytical EQA?Types of pre-analytical EQA?Benefits and challenges?Some examples
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Why pre-analytical EQA?
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Preanalytical phase
o is the most common source of errors
o huge variations in practices and policies• between continents
• between countries
• between labs
• between invdividuals
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CONCLUSIONS: Laboratory professionals in Croatia have a positive attitude towards the importance of patient preparation for laboratory testing. However, the information for laboratory testing is not standardized and frequently lacks guidance for tests related to TDM, coagulation and endocrinology. This study highlights the need for standardized, updated and evidence-based recommendations for patient preparation in order to minimize the risk for patients.
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o There is a large heterogeneity in Europe!
o Only a few countries have guidelines (7/28)
o phlebotomy is performed by medical and nonmedical personnel
o different level of education and life long training
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Simundic AM, et al. Compliance of blood sampling procedures with the CLSI H3-A6 guidelines: An observational study by the European Federation of Clinical Chemistry and Laboratory Medicine (EFLM) working group for the preanalytical phase (WG-PRE). CCLM 2015;53(9):1321-31.
Conclusions: The level of compliance of phlebotomy procedures with the CLSI H3-A6 guidelines in 12 European countries was found to be unacceptably low. The most critical steps in need of immediate attention in the investigated countries are patient identification and tube labelling.
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Simundic AM, et al. The quality of the extra-analytical phase of laboratory practice in some developing European countries and Mexico - a multicentric study. CCLM 2011 Feb;49(2):215-28.
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Advances in Clinical Chemistry
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Standardization of preanalytical practices is essential!
Lippi G, Simundic AM, Rodrigues-Manas L, Bossuyt P, Banfi P. Standardizing in vitro diagnostics tasks in clinical trials: a call for action. Ann Transl Med 2016, doi: 10.21037/atm.2016.04.10
Patients should receive the same level of care across Europe!
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Standardization
Formulation, publication, and implementation of
guidelines, rules, and specifications for common and repeated use,
aimed at achieving optimum degree of order or uniformity in a given context, discipline, or field.
http://www.businessdictionary.com
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Harmonization
The process of
recognizing, understanding, and explaining differences
while taking steps to achieve uniformity of results,
or at a minimum, a means of conversion of results
such that
different groups can use the data interchangeably.
Clinical and Laboratory Standards Institute
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o harmonization in laboratory medicine is mandatory
o standardization and harmonization projects should deal with all steps of the total testing process: pre-, analytical and post-analytical phase
o initiatives aiming to improve harmonization of laboratory test results have an ethical dimension,
o main purpose is to provide reliable information that, in turn, should assure optimal care for patients in a global world
Clin Chem Lab Med 2013; 51(4): 741–751
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External quality assessment (EQA)
o provides confidence that the results are comparable.
o is a tool for:
o achieving comparability and reducing variation
o identifying gaps and targeting training needs
o monitoring laboratory performance over time and
maintaining quality
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Medical laboratories -Particular requirements for quality and competence (ISO 15189:2012)
5.6.4.
External quality assessment programmes should, as far as possible, provide clinically relevant challengesthat mimic patient samples and have the effect of checking the entire examination process, including pre-and post-examination procedures.
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Types of pre-analytical EQA?
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o Type I: Registration of procedures
o Type II: Circulation of samples simulating errors
o Type III: Registration of errors/adverse events
Kristensen GB, Aakre KM, Kristoffersen AH, Sandberg S. How to conduct External Quality Assessment Schemes for the pre-analytical phase? Biochem Med (Zagreb). 2014;24(1):114-22.
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Type I preanalytical EQA
Surveys (questionnaires)
o questions about policies and procedures,
o preanalytical cases
Advantages
o low cost
o easy to distribute widely
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Kristensen GB, Aakre KM, Kristoffersen AH, Sandberg S. How to conduct External Quality Assessment Schemes for the pre-analytical phase? Biochem Med (Zagreb). 2014;24(1):114-22.
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http://www.isber.org
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http://www.isber.org
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Type I Preanalytical EQA in Croatia – the origins
Bilic Zulle L, Simundic AM, Supak Smolcic V, Nikolac N, Honovic L. Biochem Med 2010;20:64-74
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Bilic Zulle L, Simundic AM, Supak Smolcic V, Nikolac N, Honovic L. Biochem Med 2010;20:64-74
Type I Preanalytical EQA in Croatia – the origins
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Type I Preanalytical EQA in Croatia – the origins
Conclusions:
Results indicate the urgent need for improving activities in the extra-analytical phase, especially phlebotomy procedures. Reinforced education of all the personnel involved, appropriate recording and monitoring of extra-analytical phase is necessary to reach high quality standards.
Bilic Zulle L, Simundic AM, Supak Smolcic V, Nikolac N, Honovic L. Biochem Med 2010;20:64-74
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2014 - First preanalytical EQA
In 2014 - 1 pilot round per year:
o Modul 10 - pre-analytical
o Modul 11 - post-analytcal
From 2015 - 3 rounds per year:
o Modul 10 - pre-analytical
o Modul 11 - post-analytcal
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3 preanalytical cases:
o incorrect collection of 24h urine
o incorrect sampling time for the OGTT - prolonged fasting.
o request for potassium in slightly hemolyzed sample
o questions related to sample acceptance criteria
Preanalytical EQA (2014)
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o Questions
o multiple choice
o only one answer was correct according to current
recommendations and standards of good laboratory practice in
Croatia.
o Individualized reports:
o absolute numbers and percentages of respondents.
o educative comments.
Preanalytical EQA (2014)
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Case 1 – description (2014)
o patient arrives to the lab in the morning (8:00 am).
o creatinine clearance is requested.
o patient brings 24h urine (1500 mL) in a clean plastic bottle
o patient says that he had collected entire urine with the exception of the first morning urine on the day of arrival to the lab (1 - 2 dL) because the urine container was full
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Possible choicesPlease select response which best describes the policy and procedure with a sample in your laboratory:
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Case 3 – description (2014)The laboratory has received the blood sample with a request for serum potassium measurement. After centrifugation, sample is slightly hemolyzed (free hemoglobin concentration of 0.5 g/L; Figure 1: tubes No. 3).
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Please select response which best describes the policy procedure with a sample in your laboratory:
Possible choices
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Compliance with National recommendation for venous blood sampling (published 2014):
o 1/2015 - consumables, materials and equipment
o 2/2015 - patient identification
o 3/2015 – venous blood sampling
o 1/2016 – sample transport and delivery
Preanalytical EQA (2015)
Nikolac N, Krleza JL, Simundic AM. Preanalytical external quality assessment of the Croatian Society of Medical Biochemistry and Laboratory Medicine and CROQALM: finding undetected weak spots. Biochem Med. 2017;27(1):131-43.
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Preanalytical EQA (1/2015)Consumables, materials and equipment
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
yes no sometimes
Nikolac N, Krleza JL, Simundic AM. Preanalytical external quality assessment of the Croatian Society of Medical Biochemistry and Laboratory Medicine and CROQALM: finding undetected weak spots. Biochem Med. 2017;27(1):131-43.
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Preanalytical EQA (2/2015)Patient identification
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
yes no sometimes
Nikolac N, Krleza JL, Simundic AM. Preanalytical external quality assessment of the Croatian Society of Medical Biochemistry and Laboratory Medicine and CROQALM: finding undetected weak spots. Biochem Med. 2017;27(1):131-43.
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Preanalytical EQA (3/2015)Blood sampling
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
yes no sometimesNikolac N, Krleza JL, Simundic AM. Preanalytical external quality assessment of the Croatian Society of Medical Biochemistry
and Laboratory Medicine and CROQALM: finding undetected weak spots. Biochem Med. 2017;27(1):131-43.
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Preanalytical EQA (1/2016)Sample transport and storage
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
yes no
Nikolac N, Krleza JL, Simundic AM. Preanalytical external quality assessment of the Croatian Society of Medical Biochemistry and Laboratory Medicine and CROQALM: finding undetected weak spots. Biochem Med. 2017;27(1):131-43.
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Type II preanalytical EQA
o circulation of samples with some kind of error
o lipemic, hemolyzed, icteric sample
o drug interference
o EDTA contamination
o wrong additive (heparin instead of clot activator)
o could be accompanied with a case history
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Type II preanalytical EQA
o Nordic hemolysis project
o Croatian society (CROQALM)
Kristensen GB, Aakre KM, Kristoffersen AH, Sandberg S. How to conduct External Quality Assessment Schemes for the pre-analytical phase? Biochem Med (Zagreb). 2014;24(1):114-22.
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o 143 laboratories participated (response rate was 97%):
o 32 from Denmark,
o 25 from Finland,
o 4 from Iceland,
o 53 from Norway
o 29 from Sweden.
o Four samples with different degrees of hemolysis were distributed to the laboratories (0, 100, 200 and 400 mg Hb/dL).
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o The laboratories were asked to provide their H-index (Hbconcentration) value and measure 15 different clinical chemistry components in duplicate:
o Alkaline phosphatase (ALP), bilirubin (total), calcium, creatine kinase (CK), chloride (Cl), cobalamin, folate, free thyroxine (FT4), gamma glutamyltransferase (GGT), glucose, lactate dehydrogenase (LDH), potassium, sodium, thyroid-stimulating hormone (TSH) and uric acid.
o Labs were also asked to answer some questions concerning how hemolyzed samples were handled in the laboratory.
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ResultsParticipating laboratories differ in actions taken upon the analytical results for most of the components (reject, reject with comment, report or report with comment).
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Poster abstract @ 3rd EFLM-BD Conference on Preanalytical Phase, March 20–21, 2015, Porto, Portugal
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SPIDIA
o funded by the European Commission, 4 year project
o project aim:
o to develop quality guidelines and tools for in vitro molecular diagnostics
o to standardize the preanalytical process (transport and handling)
o the implementation of EQA for the collection, transport and processing of blood samples for RNA and DNA-based analysesis an essential part of this project
(www.spidia.eu)
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o Labs receive blood samples and are asked to do:
o DNA or RNA extraction
o provide details about the reagents and protocols used for the extraction
o Extracted DNA and RNA samples are evaluated for purity, yield, integrity, stability, and the presence of interferingsubstances inhibiting molecular assays.
o All participants received a report comparing the performance of the DNA and RNA they submitted to that of the other participants
SPIDIA
(www.spidia.eu) (www.spidia.eu)
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www.spidia.eu
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Preanalytical EQA (2017-2018)
How do labs treat lipemic samples?
o 1/2017 - chemistry
o 2/2017 - hematology
o 3/2017 – coagulation
How do labs treat icteric samples?
o 1/2018 – chemistry
o 2/2018 – coagulation
o 3/2018 - hematology
Sample spiked with Intralipid
Sample spiked with bilirubin
(data not published)
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CROQALM Modul 10 2018/01
How do you detect degree of icterus in chemistry samples?
Visually
HIL indices
(data not published)
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CROQALM Modul 10 2018/02
How do you detect degree of icterus in coagulation samples?
Visually
HIL indices
(data not published)
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CROQALM Modul 10 2018/01
Estimate the degree of icterus in the (chemistry) sample.
Not icteric
Mildly icteric
Icteric
Severely icteric (data not published)
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CROQALM Modul 10 2018/01
Given the estimated degree of icterus, please state what would you do with therequest for creatinine in the sample.
Report without a comment
Report with a comment
Report after sample treatment
Report after sample treatment, with a comment
I would not report a result
(data not published)
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Challenges in Type II EQAo same as analytical EQA (sample stability, commutability,
homogeneity, etc.)
o requires dedicated and competent personnel and some resources (equipment, samples, facilities)
o requires expertise (how to produce unsuitable samples??)
o difficult to mimic real life preanalytical problems on a large scale
o only a very limited number of preanalytical problems can be explored (not to be used on a regular basis)
o response bias (participants know they are receiving „preanalytical samples”)
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Type III preanalytical EQA
o registration of errros/adverse events
o labs report their data regularly over time
o standardized system of reporting
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Type III preanalytical EQA
Kristensen GB, Aakre KM, Kristoffersen AH, Sandberg S. How to conduct External Quality Assessment Schemes for the pre-analytical phase? Biochem Med (Zagreb). 2014;24(1):114-22.
o UK experience
o IFCC Working Group on Laboratory errors and patient safety (WG-LEPS)
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o 20% of laboratories do not use automated serum indices.
o 34.5% of laboratories do not routinely monitor any preanalytical quality indicators.
o 91.8% of laboratories are interested in the establishment of an EQA scheme to
allow interlaboratory comparisons of preanalytical errors.
Responses indicate that:
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Challenges of Type III EQA
o results between different schemes not comparable due to the:
o differences in the reporting system
o different definitions of errors
o requires substantial amount of time and dedicated personnel
o reporting potentially not reflecting the real life (underreporting)
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Benefit of Type III EQA
o offers practical and effective method to monitor preanalytical errors over time and compare with other labs
o promotes a continuous improvement to the benefit of the patient
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Conclusions 1/3o EQA is used to assess the degree of comparability of
preanalytical practices
o Various EQA
o offer different benefits
o have different challenges
o all types of EQA are useful and complementary
o should be used together
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Conclusions 2/3
o EQA is valuable tool only if there is a system in place for:
o analysing EQA failures
o implement corrective and preventive actions
o monitor changes over time
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Conclusions 3/3
o National EQA schemes are advisable as they will more likely target local needs
o Responsibility:
o National societies
o Laboratories
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27. Simpozij HDMBLM: CROQALM: od uzorka do ocjeneAcknowledgments
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www.preanalytical-phase.org