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Quality Assurance and Quality Control for Pavement Preservation Tuesday, April 3, 2018 2:00-3:30 PM ET TRANSPORTATION RESEARCH BOARD

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Quality Assurance and Quality Control for Pavement Preservation

Tuesday, April 3, 20182:00-3:30 PM ET

TRANSPORTATION RESEARCH BOARD

The Transportation Research Board has met the standards and

requirements of the Registered Continuing Education Providers Program.

Credit earned on completion of this program will be reported to RCEP. A

certificate of completion will be issued to participants that have registered

and attended the entire session. As such, it does not include content that

may be deemed or construed to be an approval or endorsement by RCEP.

Purpose Discuss the needs of Quality Assurance/Quality Control (QA/QC) for pavement preservation in construction operations

Learning ObjectivesAt the end of this webinar, you will be able to:• Describe the QA/QC issues in chip seal construction• Identify components of QA/QC for emulsions and chip seal

construction• Describe how QA/QC is used on the NCAT and MNRoad test

tracks and identify how it may be applied to their agency

Quality Assurance/Quality Control for Pavement

PreservationModerated by: Judith Corley-Lay

Chairman of AHD18

Agenda

Dr. Youngsoo “Richard” Kim will describe research findings on the variability of emulsion and aggregate application rates from a project in NC.

Colin Franco will introduce the work and the work products of the Emulsion Task Force (ETF).

Todd Shields will discuss elements of the QC template that the ETF is drafting for chip seals.

Dr. Buzz Powell will describe the QA/QC processes used at NCAT and MinnRoad and how they might be applied to agency practices.

Questions from the chat box.

Sponsors

AHD18, the committee on Pavement Preservation, developed this webinar.

AHD20, the committee on Pavement Maintenance, is co-sponsoring.

You are invited to attend one or both of the committees at the January annual meeting.

Pavement Preservation:Quality Assurance Essentials

Quality Assurance For Emulsion Treatments

In Pavement Preservation

By: Colin A. Franco, P.E. – RIDOTTodd Shields – INDOT

Webinar – April 3, 2018

Webinar Outline

• ETF - Introduction

• ETF - Mission

• ETF - Accomplishments

• ETF - Looking Ahead

• Overview of QA

• QA Specification for Chip Seal

Emulsion Task Force (ETF) and Quality Assurance(QA)

PPETG

• ETF originally part of the FHWA PP ETG

• The ETF is an all volunteer stake holder working group

• ETF is now an AASHTO affiliated Group supported by the AASHTO TSP2 program

ETF

A. Develop Performance Based Methods and Specifications for Emulsions (SPG)

1) Develop a Surface Performance Grade Specification for Emulsion (SPG)

2) Develop Performance Based Specifications for Emulsion Treatments in AASHTO Format

• Materials - specifications and tests• Materials -Design practices• Construction -guide specs• QA specifications

ETF - Original MandateETF

B. Encourage Adoption of Uniform National Standards

1) AASHTO – TSP2

PP Regional PartnershipsAASHTO Comp

2) FHWA – (PP)ETG

3) TRB (Webinars)

ETF - Original Mandate (cont.)ETF

Co-Chair- Colin Franco RIDOTCo-Chair- Chris Lubbers - Kraton Polymers

Members From: - Industry: AEMA/ ARRA/ ISSA/FP2

- Academia: CSU/ Tx A&M/ U.WISC/ NC State- State DOT’s: TX, IN, RI, MN- FHWA & Federal Lands- National Center Pavement Preservation (NCPP)

Current Membership (2013 – Present)ETF

Emulsion Treatments Requiring AASHTO STDs1.Chip Seal2.Micro surfacing3.Tack Coat4.Fog Seal5.Scrub6.Sand Seal7.Slurry Seal8.Foam Asphalt Stabilization9.Bonded Surface Treatment (NOVA Chip)10.Cold Mixes

» Virgin» Recycled» CIR

ETF

AASHTO STANDARDS

Emulsion Treatments M / MP T / TP R W/ SOM Comments

Construction Guide

Specs Best Practices

Chip Seal MP27-16 PP82-16NCHRP 14-

37

Microsurfacing MP28-16 PP83-16NCHRP 14-

37

Tack Coat Y Y 2016 To SOM ballot

Fog Seal MP33-17 PP88-17NCHRP 14-

37

Scrub Seal Y Y 2017 To SOM ballot

Sand Seal Y Y 2017 To SOM ballot

Slurry Seal MP32-17 PP87-17

Foam Asphalt Stabilization

Cold Mixes

Reclamation: CIR MP31-17 PP86-17 NCHRP 9-62

Legend

Emulsion Binder Standards M / MP T / TP R W/ SOM Y = Approved by AASHTO

Emulsified Asphalt M140-16 M=Material Specs

Cationic Emulsified Asphalt M208-16 T=Test Methods

Polymer-Modified Cationic Emulsified Asphalt M316-16 R=Design Practices

P=Provisional

• Project Selection – Pavement Management / Asset Management

• Project Contract Development

PP Project Development

ETF

0

1

2

3

5

5 10 15 20 25 30

Very Poor

Poor

Fair

Good

Very Good

Time in Years

PSI =

ʃ(Dis

tress

)

Crack Seal($)

Surface Treatment($$)

PreservationRehab($$$)

4

PERFORMANCE ENHANCEMENT THROUGH PAVEMENT PRESERVATION

Reconstruction($$$$)

Preservation Treatments-Fog Seal/Scrub Seal-Tack Coats-Chip Seal-Slurry Seal-Micro and Microplus-Thin Overlays (TO)-TO Plus (sami)

ETFAsset Management Through Pavement Preservation

Pavement Preservation Project Development:1.Project Selection – for the STIP

• Pavement Management System

• Experience of Pavement/Maintenance Engineers

2.Project Design/Contract Documents

Materials standards and specs for Emulsion Treatments

• Materials Specifications (M-Stds)• Materials Tests (T-Stds)• Materials Design Practices (R-Stds)

ETF

(PP) Project Development (cont.)3. Construction guide Standards

• Construction Guide Specifications

4.Quality Assurance Specifications

• Acceptance Decision

• Quality Control

• Independent Assurance

• Certification

ETF

• Components of a QA Program for All Emulsion Treatmentsbased on 23 CFR 637

1) Materials QA:• Acceptance Testing (Agency)• QC - Quality Control (Contractor)• IA - Independent Assurance (Agency)• New Process / Product Acceptance Procedures

2) Materials Certification:• Acceptance Plans ( Agency)• QC Plans (Contractor)• Vendor Supplied Material Certifications

3) Workmanship QA:• Equipment Calibration• Construction Process Checks

QA Protocols - EmulsionETF

4) Education and Training:• Define the training needs for Agency / Contactor Staff• Education and Training Resources NHI TCCC Industry Sponsored Training

• Certification Program for Field Staff - Contractor & Agency

Note: National Center for Pavement Preservation is taking the lead on education and training.

QA Protocols – (Cont.)ETF

Pavement Preservation:Quality Assurance Essentials

Quality Assurance – Definition & Regulation

AASHTO R10 & TRB Circular E-C 037

• Quality Assurance – All those planned and systematic actions necessary to provide confidence that a product or facility will performsatisfactorily in service …

• QA Regulated through 23 CFR 637

QA Program

Agency Acceptance

Dispute Resolution

IndependentAssurance

Contractor QC

Lab Qualification

Personnel Qualification

Core Elements of aQuality Assurance Program • Establishes the core

programmatic elements required to achieve quality

materials and workmanship.

Quality Control - QC - “The system used by a Contractor

to monitor, assess and adjust their production or

placement processes to ensure that the final product will

meet the specified level of quality.”

Definition

Contractor Quality Control (QC)

Scope of Quality Control Activities

• Contractor’s QC system should address:

• Materials production processes

• Materials transportation and handling

• Field placement procedures

• Calibration and maintenance of equipment

• Activities (sampling, testing and inspection) to maintain each process in control

• Means to make timely adjustments and corrections

Contractor QC Operating Documents – QC Plan

• Quality Control Plan - A project specific document prepared by the contractor

which identifies QC personnel and procedures that will be used to maintain

production and placement processes in control and meet the

agency specification requirements.

QC Plan

Agency Acceptance Program

Agency determination of the quality of the

product as specified by the contract

requirements.

• Monitor adequacy of QC activity

• Verification Sampling and Testing – materials, products, and workmanship

• Inspection / Monitoring of Workmanship

Acceptance Function

• The primary objectives of agency acceptance are:

Measure the Quality of all materials produced

and placed by the contractor

Determine the corresponding payment

the contractor should receive

• Acceptance is not focused on directing the methods used to achieve conformance

Independent Assurance - “Activities that are an unbiased and independent evaluation of all the sampling and testing procedures used in the Quality Assurance Program”

Independent Assurance ( AASHTO R-44) - IA

• Performed by Agency or Agency Designee who are not directly responsible for project Acceptance sampling and testing

• Provides periodic independent evaluation of QC and Acceptancepersonnel and their equipment

• Not used to make a determination of work quality or acceptability of product

Independent Assurance – IA (cont.)

• Agency Central Laboratories

• Consultant Labs used for Independent Assurance (IA)

• Consultant Labs used for Dispute Resolution

Laboratory Accreditation (AASHTO R -18)Required For:

• Agency Laboratory

Qualification Program

For all other Labs performing

sampling and testing that are

utilized in the Agency’s

acceptance decision

Laboratory Qualification

• Formal training

• On-the-job training

• re-qualification intervals

• Proficiency demonstration • A written exam*• A process for

disqualification or decertification

A complete personnel qualification/certification program should include, at minimum:

Requirement for Personnel Qualification / Certification

*May be used for qualification

QA - Overview for Chip Seals

Todd Shields IN DOT

Chip Seal Construction Variability and Performance-Related

Specifications

Y. Richard KimJimmy D. Clark Distinguished University Professor

North Carolina State University

TRB Webinar onQuality Assurance and Quality Control for Pavement Preservation

April 3, 2018

Outline

• Field chip seal projects (2008 and 2016 experiments)

• Variation in application rates• Performance test results• Proposed performance-related specifications

Field Projects• 2008 Experiment 12 single seal, 9 double seal, 2 triple seal sections

constructed in Franklinton, NC Constructed by NCDOT Division crews Granite 78M and lightweight aggregate with CRS-2L

emulsion

• 2016 Experiment Three double-seal sections constructed in Rowan,

Moore, and Caswell Counties Constructed by two contractors and three

construction crews Granite 78M and granite #14 with CRS-2L emulsion Less than 100 vehicles/day

Test Section Details2008 Experiment

Aggregate Section # Target EARa (gal/yd2) Target AARb (lb/yd2)

Granite 78M

1 0.3 22

2 0.35 22

3 0.4 22

11 0.35 22

12 0.4 22

Lightweight

7 0.3 11

8 0.35 11

9 0.4 11

13 0.3 11

14 0.35 11

15 0.4 11a Emulsion application rateb Aggregate application rate

Test Section Details2016 Experiment

County Contractor/Crew Layer Aggregate Target EAR

(gal/yd2)Target AAR

(lb/yd2)

Rowan Contractor ACrew #1

Bottom Granite 78M 0.3 18

Top Granite #14 0.2 11

Moore Contractor ACrew #2

Bottom Granite 78M 0.24 26

Top Granite 78M 0.28 26

Caswell Contractor BCrew #1

Bottom Granite 78M 0.3 18

Top Granite #14 0.25 9

Sampling

Vialit Sample froma Single Layer

MMLS3 Double Seal

Sample

Test Methods2016 Experiment

Purpose Test MethodAAR and EAR Determination

(Individual Layers)Ignition Oven Test on Vialit

SamplesAggregate Loss and Bleeding

PerformanceThird-Scale Model Mobile

Loading Simulator (MMLS3)Emulsion Sprayability and

Drain-out Rotational Viscometer

High Temp. Binder Performance

Multiple Stress Creep and Recovery (MSCR) Test Using DSR

Third Scale Model Mobile Loading Simulator (MMLS3)

MMLS3 Test Preparation

MMLS3 Test Procedure

Curing@ 35°C12 hours

Temp.Conditioning@ 25°C1 hour

Agg. Retention Test @ 25°C2 hours 10 mins.

Bleeding Test@ 50°C4 hours

Temp.Conditioning@ 50°C2 hours

W W W W W

BPT, Laser, VS, TP BPTLaserVSTPW: Measurement of the Specimen Weight

BPT: British Pendulum TestLaser: Laser Profiler TestVS: Visual SurveyTP: Transverse Profiling

Rate ComparisonConstructed by NCDOT Division Crews (2008)

Granite LightweightLightweight Granite

% Difference in RatesConstructed by NCDOT Division Crews (2008)

AAR ComparisonConstructed by Contractors (2016)

Rowan Moore Caswell

EAR ComparisonConstructed by Contractors (2016)

Rowan Moore Caswell

% Difference in RatesConstructed by Contractors (2016)

Bottom BottomTop Top TotalTotal

MMLS3 Test Results2016 Experiment

County Contractor/Crew Avg. % Aggregate Loss

Avg. %Bleeding

Rowan Contractor ACrew #1 4.3 72

Moore Contractor BCrew #1 8.9 58

Caswell Contractor ACrew #2 6.0 98

% Bleeding vs. AAR/EAR

High Temperature PerformanceMSCR Jnr @ 67 °C

5.0

5.5

6.0

6.5

7.0

7.5

Rowan Moore Caswell

Jnr @

3.2

kPa

-1

Max. Jnr for low traffic = 8 kPa-1

Max. Jnr for medium traffic = 5.5 kPa-1

Same emulsion supplier

Higher probabilityof bleeding

Findings

• The EAR and AAR measured from the constructed field sections were significantly lower than the targeted rates regardless of contractors and crews.

• Field survey after 8 months from the 2016 construction showed no significant performance problems of chip seals. Lower rates in both EAR and AAR seemed to have canceled out the negative effects of lower rates. Also low ADT might delay the possible performance issues.

Findings (Cont’d)

• MMLS3 test results from the 2016 experiment Acceptable aggregate retention performance for all

three sections Rowan County and Caswell County exhibited

significant bleeding, with the Caswell section being the worst.

Possible causes: use of #14 choking layer, under-application of aggregate (low AAR/EAR ratio), high Jnr values in the Caswell section

Findings (Cont’d)

• Quality of materials, design application rates, and construction quality control are all important for well-performing chip seals!

• Need a comprehensive system to improve the quality of chip seals Performance specifications for materials Performance-engineered mix design Performance-related construction QA specification Pay factors

Performance Specifications for Materials

• Aggregate Performance Uniformity Coefficient (PUC) Maximum fine content Particle shape Abrasion resistance

• Emulsion (EPG system by NCHRP 09-50 project) Workability (storage stability, sprayability, drain-out) High and low temperature behavior using DSR Other tests, such as demulsibility, particle charge,

sieve test, solubility, float, and percent residue

EPG Tests for Chip Seal Emulsions

MSCR

Fresh EmulsionResidue

Minimum Jnr

G* at critical phase angle

DSR Temperature-Frequency Sweep RV

SprayabilityDrain-out Storage stability

(Supplier Spec)

Low Temperature Aggregate Loss

Bleeding Workability & Stability

Performance-Engineered Mix Design

• Determination of AAR: Modified Board Test• Determination of EAR: 50% embedment concept

using laser profiler• EAR adjustments based on existing surface

condition and aggregate absorption• Vialit test for aggregate-asphalt residue

bond strength

Performance-Related Construction QA Specification

Acceptance Quality

Characteristics

Related Performance

Measure

Proposed Test Method Test Parameter

Emulsion-Aggregate Adhesive Strength

Aggregate Loss Vialit Test (Lab) % Aggregate Loss

Gradation Aggregate LossGradation

Analysis of Vialit Samples (Lab)

Performance Uniformity Coefficient

Emulsion Application Rate

(EAR)

Aggregate Loss and Bleeding

Ignition Oven: Vialit Samples

% Difference from Target EAR

Aggregate Application Rate

(AAR)

Aggregate Loss and Bleeding

Ignition Oven: Vialit Samples

% Difference from Target AAR

PUC Limits

Higher Uniformity

y = -0.0111x + 24.641R² = 0.7493

0

5

10

15

20

25

0 500 1000 1500

% A

ggre

gate

Los

s

BBS (kPa)

Unmodified at 15CModified at 15CUnmodified at 25CModified at 25CPoor Performing at 15C

Vialit Aggregate Loss Limits

Low: AADT < 500• Max. Vialit Loss = 20%

Medium: 500<AADT<2500• Max. Vialit Loss = 17.5%

High: AADT > 2500• Max. Vialit Loss = 15%

Conclusions

• Variability of application rates in chip seals demonstrated

• Material quality is also important!• Need a comprehensive system to ensure high

quality chip seals Emulsion PG specification PUC-based aggregate specification Performance-Engineered Mix Design Performance-related construction QA specification

Chip Seal Quality Assurance Guide

TODD SHIELDS, INDIANA DOTTSP2 EMULSION TASK FORCE

What is the goal?

What we are trying to AVOID

So how do we get there?

Good specifications Good designs Qualified personnel

Contractor – actually running the equipment

Agency – overseeing and accepting

Solid Quality Assurance QA Specifications

QC Plans

Agency Acceptance Protocols

Independent Assurance

ETF Quality Assurance Guide

The guide includes: Contractor Quality Control Agency Acceptance Protocols Independent Assurance

Currently in DRAFT format Being reviewed/finalized by ETF

Contractor Quality Control Plan

Quality Control Plan is approved by the Agency Personnel

Require TSP2 certification for: Job Foreman

Recommend for: Agg Sreader Operator Distributor Operator

Testing Facilities Recommend AASHTO Accreditation Program Allow other accrediting body approved by Agency

Contractor Quality Control - Aggregate Gradation

Unit Weight

Bulk Specific Gravity

Flakiness Index

Aggregate Absorption

Fractured Faces

Deleterious Material

Application Rates

Contractor Quality Control - Emulsion Viscosity Temperature Residue Demulsibility Sieve Storage Stability Multiple Stress Creep Recovery (MSCR) Ductility Elastic Recovery Penetration Ash Content (cationic) Solubility (anionic) Application Rate

Require to be submitted at least 15 days prior to construction.

Requires details on: Scope – all applicable specifications

QC Organization – org chart, qualifications

Testing Facilities and Equipment – testing labs, equipment calibration

Materials Control – sources, stockpiling

QC Activities – Workmanship

Materials sampling locations

Test methods and Frequency

Inspection and Oversight

Contractor Quality Control Plan

Placement and Workmanship Calibration procedures

Method to monitor application rates

Method to ensure proper spread patterns

Rolling operations

Sweeping operations

Method to control traffic

Documentation – reporting procedures, sample test forms, reports

Non-Conformance and Corrective Action – method to identify and corrective action

QC tests submitted to Agency within 24 hours Include supplier material certifications

Contractor Quality Control Plan

Agency Acceptance Protocols Materials Sampling and Testing

Aggregate and Emulsion Testing

Vendor certifications Materials

Personnel

Surface Preparation Surface is clean and dry

Minor defects corrected

Construction Procedures Equipment calibrated and functioning correctly

Proper placement procedures followed

Post Placement Check for any issues

Bleeding, broken aggregate, raveling, joint laps, etc.

Independent Assurance

IA is conducted by the Agency

Purpose is to Evaluate for Adequacy Personnel skills

Equipment

Both agency acceptance testing and contractor QC testing

IA is NOT for determining if materials or processes are in spec

Once we all agree on the format and content…

Expand to include other treatments Micro/Slurry

Tack Coat?

Ultrathin Bonded Wearing Course

Next Steps

Preservation ConstructionQuality

NCAT+MnROAD Research Partnership

Buzz Powell

Content

• Background• Thinlays• Crack Sealing• Chip seals• Micro surface• Future

2

3

Background

Background

• Performance is function of quality & condition• High quality prevents confounded outcomes• Regionally appropriate materials, designs• Verify designs using actual onsite stockpiles• Same placement team at all south, north sites• Utilized best practices & test procedures• Successful placements at all south, north sites.

4

5

Thinlays

Thinlays

6

7

Crack Sealing

Crack Sealing

8

Crack Sealing

9

Crack Sealing

10

11

Chip Seals

Chip Seals

• Vulcan (south), Martin Marietta (north) granite• Ergon (south), Flint Hills (north) emulsions• Quarry designs, onsite verifications by Paragon• Vance Brothers placement contractor (Colas)• Off section equipment setup, calibration• Emulsion/chip rate determinations by NCAT• Northern inspection team provided by MnDOT.

12

Chip Seals

13

Chip Seals

14

Chip Seals

15

Chip Seals

16

Chip Seals

17

Chip Seals

18

Chip Seals

19

Chip Seals

20

Chip Seals

21

22

Micro Surface

Micro Surface

23

Micro Surface

• Regular calibration of micro paver is key• We won’t place thinlays with printed tickets !• Summer 2016 MnROAD test procedure trial• Chute sample, roadside mixing, lab testing• Oven moisture, furnace for residual binder• Gradation of uncoated aggregate blend• Draft test procedure submitted to ALDOT.

24

Micro Surface

25

Micro Surface

26

Micro Surface

27

Micro Surface

28

Micro Surface

29

30

Future

Future

• http://www.pooledfund.org/Details/Study/627• Support for implementation of products• Best practices & guide specifications• Training, technical support, field projects• Life extending & condition improving benefits.

31

Future

32

“Fair”ConditionImprovingBenefit atEnd ofYear 5

“Fair” Life Extending Benefit Not Yet Defined

[email protected]

THANKS!

NCAT+MnROAD Research Partnership

Today’s Participants• Judith Corley-Lay, National Center for Pavement

Preservation, [email protected]• Y. Richard Kim, North Carolina State University,

[email protected]• Colin Franco, Rhode Island Department of

Transportation, [email protected]• Todd Shields, Indiana Department of Transportation,

[email protected]• R. Buzz Powell, National Center for Asphalt

Technology, [email protected]

Get Involved with TRB• Getting involved is free!• Join a Standing Committee (http://bit.ly/2jYRrF6)• Become a Friend of a Committee

(http://bit.ly/TRBcommittees)– Networking opportunities– May provide a path to become a Standing Committee

member– Sponsoring Committees: AHD20, AHD18

• For more information: www.mytrb.org– Create your account– Update your profile

Receiving PDH credits

• Must register as an individual to receive credits (no group credits)

• Credits will be reported two to three business days after the webinar

• You will be able to retrieve your certificate from RCEP within one week of the webinar