putting data management processes in place for mifid ii
TRANSCRIPT
FROM
April 6, 2017
Welcome to A-Team Group’s webinar
Putting data management processes in
place for MiFID II
FROM
April 6, 2017
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April 6, 2017
Moderator:
Sarah Underwood, Editor, A-Team Group
FROM
April 6, 2017
Panel Member: Geoffroy Vander Linden, Co-Chair,
FIX Community MIFID II Trade Reporting Group
Areas of Expertise:
• Member of ESMA Secondary Market Working Group
• Previously a member of the ESMA Market Data
Reporting Working Group
• Co-Chair of the MiFID Reference Data Subgroup for
FIX and also Co-Chair of the FIX Trade and Transaction
Reporting Subgroup
• Head of transparency services at Trax responsible for
development of a MiFID II APA, transparency and
systematic internaliser services, and best execution
reporting under MiFID II
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April 6, 2017
Panel Member: Rob Pughsley, Principal Sales Engineer,
Financial Services, MarkLogic
Areas of Expertise:
• Financial Services technology practitioner
specialising in NoSQL and focussing on its
applicability to the regulatory space
• Helping financial institutions understand how to
apply MarkLogic solutions to MIFID II (and other
regulations)
• 20+ years experience as both vendor and
customer, across various regulatory and technology
roles
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April 6, 2017
Panel Member: Dermot Harriss, Senior Vice President,
Regulatory Solutions, OneMarketData
Areas of Expertise:
• 20-year focus on trading technology, strategies
and risk management, including compliance
risk management
• Responsibilities at OneMarketData include
MiFID II strategy
• Responsible for the development of surveillance
and best execution solutions
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April 6, 2017
Panel Member: Greg Van Droogenbroeck,
Head of Regulatory and Accounting Products,
Enterprise Solutions, Bloomberg LP
Areas of Expertise:
• Head of regulatory products at Bloomberg,
providing clients with regulatory focused data
feeds on an intra-day basis to feed into their
enterprise databases and applications
• A focus on providing data sets on time for new
regulatory requirements and, as such, rolling out a
data solution in advance of MiFID II
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April 6, 2017
Financial institutions’ readiness to meet MiFID II requirements
Expected regulatory tolerance on MiFID II deadline day
Coping with the data volume and data standards of MiFID II
Data management challenges and priorities to reach compliance
Technology solutions proving useful to MiFID II compliance
Business and operational benefits of a successful programme
Expert guidance for practitioners working on MiFID II compliance
Talking Points
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April 6, 2017
Readiness to meet the requirements of MiFID II
and regulatory tolerance on compliance day
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Are firms taking a tactical or strategic approach
to MiFID II compliance?
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Coping with the extended volume of data required
by MiFID II
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Approaches to new data requirements such as
classification codes, LEIs and extended use of ISINs
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Prioritising outstanding data management
challenges to achieve compliance
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Technology solutions supporting successful
MiFID II programmes
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April 6, 2017
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Examples of financial institutions running effective
and timely compliance programmes
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Business and operational benefits of a successful
MiFID II programme
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Advice for data management practitioners
working on MiFID II compliance
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April 6, 2017
Thank you to our sponsors
Contact:
Rob Pughsley,
Principal Sales Engineer
Contact:
Contact:
Dermot Harriss, SVP Regulatory
Solutions
Tim King, Director of Sales
+44 (0)7956 370 340
FROM
April 6, 2017
Upcoming A-Team Group Events
Visit IntelligentTradingTechnology.com/events
or DataManagementReview.com/events
June 8th
Intelligent
Trading
Summit
New York
November 16th
NEW: RegTech
Summit for
Capital Markets
New York
October 5th
NEW: RegTech
Summit for
Capital Markets
London
FROM
April 6, 2017
Upcoming A-Team Group Webinars
Visit webinar sections of
Datamanagementreview.com and IntelligentTradingTechnology.com
April 25th
Voice recording
for
communication
surveillance
under MIFIDII
April 20th
Using metrics
to measure
data quality
April 27th
A step-by-step
guide to the
implementation
of data
governance
FROM
April 6, 2017
A-Team Group Handbook Series
Visit the handbooks section of
DataManagementReview.com and IntelligentTradingTechnology.com
FROM
April 6, 2017
Join the
Data Management Review Online Community
Data Management Review is your single destination for knowledge and resources covering data management
approaches, trends and challenges as well as all the regulations impacting financial data management for the
enterprise.
Join our 15,000 other members - it’s entirely free to join!
Sign up at http://bit.ly/signupforDMR
Membership entitles you to free access to expert unbiased commentary.
We deliver:
Regular weekly updates on the latest news and views
Blogs and commentary
White papers
Surveys and research
Data management handbooks
Events
Webinars
Awards
FROM
April 6, 2017
Join the
Intelligent Trading Technology Online Community
Intelligent Trading Technology is your single destination for knowledge and resources covering trading technology
approaches, trends and challenges as well as all the regulations impacting financial trading technology for the
enterprise.
Join our 17,000 other members - it’s entirely free to join!
Sign up at http://bit.ly/ITTSignup
Membership entitles you to free access to expert unbiased commentary.
We deliver:
Regular weekly updates on the latest news and views
Blogs and commentary
White papers
Surveys and research
Trading technology handbooks
Events
Webinars
Awards