psychology journal, 2009 issn: 1931‐5694 vol. 6, no. 2 www ... documents... · lo & chung,...

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Psychology Journal, 2009 ISSN: 1931‐5694 Vol. 6, No. 2 www.psychologicalpublishing.com pp. 34‐46 © 2009 Psychological Publishing Theoretical and Methodological Problems in Research on Emotional Freedom Techniques (EFT) and Other Meridian Based Therapies A. Harvey Baker* Queens College of the City University of New York Patricia Carrington University of Medicine and Dentistry of New Jersey Dimitri Putilin Queens College of the City University of New York *A. Harvey Baker; Department of Psychology; Queens College of the City University of New York; [email protected] (email). ABSTRACT ‐Controlled research into Emotional Freedom Techniques (EFT) and other meridian‐based therapies is at its beginnings. We examined several issues facing EFT researchers, including: the number and type of dependent measures; expectancy effects; the need for follow‐up assessment; a newly proposed procedure for keeping participants blind; the duration of the intervention; the value of treating the hypothesized Energy Meridian System and EFTís operations as separate constructs; and the possibility that EFTís efficacy is mediated by processes long known to be associated with psychotherapy. Such issues are considered in the context of three recent EFT studies: Waite and Holder (2003); Wells et al. (2003); and Baker and Siegel (2005). Some limitations of these studies are delineated and guidelines on EFT research are suggested. E E motional Freedom Techniques (EFT) (Craig, 1995, 1999, 2002, 2006) and its

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Page 1: Psychology Journal, 2009 ISSN: 1931‐5694 Vol. 6, No. 2 www ... documents... · Lo & Chung, 1979; Roccia & Rogora, 1976), we know of no accepted body of scientific studies which

PsychologyJournal,2009ISSN:1931‐5694Vol.6,No.2www.psychologicalpublishing.compp.34‐46©2009PsychologicalPublishingTheoreticalandMethodologicalProblemsinResearchonEmotionalFreedomTechniques(EFT)andOtherMeridianBasedTherapiesA.HarveyBaker*QueensCollegeoftheCityUniversityofNewYorkPatriciaCarringtonUniversityofMedicineandDentistryofNewJerseyDimitriPutilinQueensCollegeoftheCityUniversityofNewYork*A.HarveyBaker;DepartmentofPsychology;QueensCollegeoftheCityUniversityofNewYork;[email protected](email).ABSTRACT‐ControlledresearchintoEmotionalFreedomTechniques(EFT)andothermeridian‐basedtherapiesisatitsbeginnings.WeexaminedseveralissuesfacingEFTresearchers,including:thenumberandtypeofdependentmeasures;expectancyeffects;theneedforfollow‐upassessment;anewlyproposedprocedureforkeepingparticipantsblind;thedurationoftheintervention;thevalueoftreatingthehypothesizedEnergyMeridianSystemandEFTísoperationsasseparateconstructs;andthepossibilitythatEFTísefficacyismediatedbyprocesseslongknowntobeassociatedwithpsychotherapy.SuchissuesareconsideredinthecontextofthreerecentEFTstudies:WaiteandHolder(2003);Wellsetal.(2003);andBakerandSiegel(2005).SomelimitationsofthesestudiesaredelineatedandguidelinesonEFTresearcharesuggested.EEmotionalFreedomTechniques(EFT)(Craig,1995,1999,2002,2006)andits

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precursor,ThoughtFieldTherapy(TFT)(Callahan,1985)arerelativelynewapproachestotreatingpsychologicalproblems.Eachfeaturesthetappingofvariousacupuncturemeridianendpointswhilerepeatingcertainverbalphrases.Althoughtheseapproachesareattractingattentioninthefieldsofmentalhealthandtraumatology(e.g.Oschman,2006;Ruden,2005),thereisadearthofcontrolledresearchinthefield.Toourknowledge,nostudieshavebeenpublishedinpeer‐reviewedjournalsassessingtheeffectivenessofTFTbyusinganappropriatecomparison/controlcondition,andonlytwopublishedstudiesinpeer‐reviewedjournalshaveinvestigatedEFTinthismanner.ThispaperreferstocontrolledstudiesonEFT,althoughourcommentsshouldapplytoanymeridianbasedtherapy.AsitisrelativelyearlyinthedevelopmentofEFTresearch,itwouldseemthatnowisthetimetoidentifytheoreticalandproceduralquestionsfrequentlyencounteredbythoseengagedinsuchinvestigationsandtoclarifytheconceptstobeexplored.

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PsychologyJournal,2009,Vol.6,No.2,pp.34‐46TheoreticalUnderpinningsoftheMeridianBasedTherapiesThetheorythatinspiredbothEFTandTFTisbasedontheEnergyMeridianSystem(EMS)postulatedbyancientChinesemedicine‐‐thesametheorythatshapedthepracticeofacupuncture.Accordingtothistheory,avitalenergyknownasQiflowsthroughpathwaysinthebodydesignatedasenergyìmeridians.îIfthisflowisblocked,itissaidtocausedysfunction,disease,or,intheeventofmassiveblockage,death.WewillrefertothispostulatedflowofQithroughenergymeridianpathwaysastheEMS.ThefoundersofbothEFTandTFTclaimthatallemotionalproblemsreflectanimbalanceintheEMS,andthatstimulatingtheendpointsofvariousacupuncturemeridianpointsservestoredressthisimbalance(Callahan,1985;Craig,1995;Gallo,1999).Itshouldbenoted,however,thatthetheorybehindbothEFTandTFTisstillonlyatheory.Althoughthereissomescientificevidenceindicatingthatacupunctureisaneffectiveanalgesic(e.g.Levine,Gormley,&Fields,1976)andanti‐anxietyagent(e.g.,Lo&Chung,1979;Roccia&Rogora,1976),weknowofnoacceptedbodyofscientificstudieswhichhasasyetdemonstratedtheexistenceoftheputativeEMSandQi.AstumblingblocktoconductingresearchonEFT(andbyimplicationonanyothermeridianbasedtherapy)isthatitisalltooeasytoassumethatEFT'seffectiveness,ifdemonstrated,wouldconstituteinandofitselfproofoftheexistenceoftheEMS;orconversely,thatifEFTíseffectivenesswasdisconfirmed,thatthiswoulddisprovetheexistenceoftheEMS.Inordertoavoidconfusioninthisareaofresearch,werecommendthatthesetwoquestionsbeconceptualizedseparatelywheneverstudiesinthisfieldareundertaken.Wewillelaborateonthispointlater.EFTOperationsandProceduresAsingleroundofthestandardEFTprocedureinvolveseightsteps(Craig,1995,1999):Step1‐Theparticipantisaskedtoimaginehimselforherselfexperiencingthedisturbingaffectorsituationtobeaddressed.Step2‐Thepersonisaskedtoratehisorhernegativeaffect,ìÖasitexistsNOWÖ.asyouthinkaboutitÖî(Craig,1995,p.28)

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ona0to10pointSubjectiveUnitsofDiscomfortScale(SUDS),wherezerodenotesìnoneîand10denotesìmaximumintensity.îStep3‐Theparticipantusesastandardsetupphrase(e.g.,ìEventhoughIhavethisfearofrats,Ideeplyandcompletelyacceptmyselfî)whichisrepeatedthreetimesoutloudwhilesheorhetapsonaspecificlocationatthesideofthehand,orsimultaneouslyrubstwospecificlocationsonthechest.Step4‐Theparticipantthentapsfivetoseventimesoneachofsevendifferentacupuncturepointsonthefaceandupperbodywhilerepeatingashortreminderphraseateachlocation(e.g.,ìfearofratsî)tomaintainfocusontheissuebeingaddressed.Step5‐Thesamethingisdoneonfivelocationsononehand,whileagainrepeatingthereminderphraseonceateachlocation.Step6‐Thepersonthenperformsnineactivities(calledìtheninegamutprocedureî)consistingoftappingonalocationonthebackofonehandwhileengaginginaseriesofeyemovementsandvocalizations.Steps7and8consistofrepeatingSteps4and5.Theentireproceduretakesanaverageoftwotothreeminutes.WhenusingEFTwithclinicalpatients,atypicaltreatmentsessionconsistsofmultipleroundsoftreatment,lastingusuallyabout45minutes.Itshouldbenotedthattheshort

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PsychologyJournal,2009,Vol.6,No.2,pp.34‐46formofEFT,whichomitsStep6ineachround,ismostoftenusedtodayforclinicalpurposes.ControlledStudiesonEFTInthefirstcontrolledandpublishedstudyofEFT,WaiteandHolder(2003)exploredwhetherEFTisefficaciousindecreasingasinglespecificfear,andwhethertheefficacyofEFT,ifany,isìattributabletothemanipulationofmeridianpointsî(Waite&Holder,2003,p.21).Inthefirstphaseoftheirstudy,WaiteandHolder(2003)employedfourconditions:1.ìEFTî‐aparticipantunderwentoneroundofthefullEFTproceduredescribedabove,tappingwiththetipsofhis/herindexandmiddlefingers(personalcommunicationfromM.Holder,June21,2004)onlocationsonhis/herbody.2.ìPlaceboî‐aparticipantusedthetipsofher/hisindexandmiddlefingerstotapon12pointsonthearmthatarenotusedinEFT.Exceptforthelocations,thefullEFTprocedurewasfollowed.3.ìModelingî‐insteadoftappingon12locationsonhis/herownbodyduringSteps4and5,aparticipanttappedon12correspondinglocationsonthebodyofadoll,usingthesametwofingertips.DuringStep3(seeEFTdescriptionabove),participanttappedonthedollíschestratherthanonhis/herownchest.DuringStep6,participanttappedonthedollíshandratherthanonhis/herownhandwhileperformingthe9‐gamutprocedure.4.AìControlîconditionwhereparticipantconstructedanorigamitoyoutofpaper.OnlyStep2oftheEFTprocedure(fearlevelassessmentusingSUDS)wasincluded.NoothercomponentsofEFTwerepresentinthiscondition.Exceptforthelocationsuponwhichtheparticipanttapped,eachofthefirstthreeconditionsincludedalltheotheraspectsofEFT:focusingonthefearedobjectorsituation,theuseofstandardizedEFTverbalizations,the9‐gamutprocedure,andfearlevelassessments.ThecontrolgroupdidnotemployanyaspectsofEFT,butreceivedthesamefearlevelassessmentsastheotherconditions.

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FearlevelwasassessedusingSUDS,onceatbaseline,andagainaftertheintervention(post‐treatment1).Noobjective(i.e.behavioralorphysiological)measuresoffearwereused.Thisstudyalsoincludedasecondphaseinvolvingabreathingandtappingtechniquewhichwasadministeredequallytoparticipantsinallconditions.Therewerenosignificantfindingsforthissecondphaseandtheauthorsalmostcompletelyignoreitindiscussingtheirstudy.Weemulatethemhereandfocusallourattentiononthefirstphaseofthestudy.WaiteandHolderís(2003)findingsshowedsignificantdecreasesinfearfrombaselinetopost‐treatment1foreachofthethreetreatmentconditions(EFT,PlaceboandModeling),andnosignificantdecreaseinfearforthecontrol(toy‐construction)condition(seeFig.1inWaite&Holder,p.23).ItisimportanttonotethattheirEFT,Placebo,andModelingconditionsincludedallcomponentsoftheEFTprocedureanddifferedonlyinthelocationthatwastapped.WaiteandHolderconcludedthattheefficacyobservedfortheEFT,Placebo,andModelingconditions(a)"appearsunrelatedtotheuniquefeaturesofEFTandinsteadderivesfromcomponentssharedwithmoretraditionaltherapiesalreadyestablishedaseffectivetreatmentsforspecificphobiaîsuchassystematicdesensitizationordistraction(p.24),and(b)"[does]notsupporttheideathatthe

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PsychologyJournal,2009,Vol.6,No.2,pp.34‐46purportedbenefitsofEFTareuniquelydependentonthe'tappingofmeridiansí"(p.20).Wells,Polglase,Andrews,Carrington,andBaker(2003)exploredwhetherEFTcanreducespecificphobiasofsmallanimalsunderlaboratory‐controlledconditions.Randomlyassignedparticipantsweretreatedindividuallyfor30minuteswithEFT(n=18)orwithDiaphragmaticBreathing(DB)(n=17).TheDBconditionwasdevisedtoserveasacomparisontreatmentconditionrelativetotheEFTcondition.Durationoftreatment,numberofroundsoftreatment,demandcharacteristics,attentionpaidbytheexperimentertotheparticipant,timespentfocusingonandimaginingthefearedobject,etc.,wereverysimilarinbothconditions.ThenumberofassessmentsofSUDSlevelwasalsoequalforEFTandDB,sincemorefrequentassessmentofSUDSforoneconditionmightproducedifferentdemandcharacteristicsforthatcondition.TheresultswerepositiveforEFT:ANOVASrevealedthatEFTproducedsignificantlygreaterimprovementthandidDBbehaviorallyandonthreeself‐reportmeasures,althoughnotonpulserate.ThegreaterimprovementforEFTwasmaintained,andpossiblyenhanced,at6‐9monthsfollow‐uponthebehavioralmeasure.ThesefindingssuggestthatasingletreatmentsessionusingEFTtoreducespecificphobiascanproducevalidbehavioralandsubjectiveeffects.Wewillnowlookatthemethodologicalandpracticalproblemsillustratedbytheabovetwopublishedstudiesandoneadditionalstudy(Baker&Siegel,2005).MethodologicalandPracticalProblemsMeasuringDependentVariablesIntheWaiteandHolder(2003)study,onlyasingleself‐reportdependentmeasure(SUDS)wasemployedatpre‐interventionandpost‐intervention,whereasinWellsetal.(2003)andinanunpublishedreplicationandextensionofWellsetal.,BakerandSiegel(2005),multipleself‐reportmeasures,abehavioralmeasureandaphysiologicalmeasure

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wereused.Whenonlyasingleself‐reportdependentmeasureisemployed‐‐especiallyonethatrepeatedlyanddirectlyassessesthetargetbehavior,asSUDSdoes‐‐wesuspectthatthereisgreaterpossibilitythatdemandcharacteristicswillaffecttheoutcome.WhenusingSUDS,itismucheasierfortheparticipanttobecomeawarethattheexperimenterdesiresadecreaseinself‐reportedfear.Amorerobustarrayofdependentmeasureswouldbeadvisable,preferablytoincludepsychometricallyvalidself‐reportmeasuresofthetargetedsymptom,generalmeasuresofpsychologicalhealth,andobjectiveorbehavioralmeasuresthatassessthetargetedsymptom(s).Twoexamplesofthisarefoundin(a)BakerandSiegelísuseoftheFearofSpecificAnimalQuestionnaire(Baker,Quiatchon,&Putilin,inpreparation)aswellasabehavioraltaskinvolvingagraduatedapproachtothefearedanimal,withassessmentsofdiscomfortateachstep,and(b)Roweís(2005)findingofdecreaseinlong‐termpsychologicalsymptomsassessedbytheshortformoftheSCL‐90‐R(SA‐45)inagroupofparticipantsatanEFTtrainingworkshop.ThereisanadditionallimitationintheuseofSUDSasadependentmeasureofoutcome.AsPignotti(2005)pointsout,mainstreampsychologyregardsandusesSUDSasaìprocessmeasureîandnotasanìoutcomemeasureî.InbothoftheTFTandEFTprocedures,SUDSisusedasbothaprocessmeasure(tomonitorthepersonísprogressthroughoutthesession),aswellasanoutcomemeasure(treatmentonaspecificaspectof

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PsychologyJournal,2009,Vol.6,No.2,pp.34‐46theclientísissueisconcludedwhenSUDSreaches0).AlthoughthislatterusageofSUDSiscommonandconvenientinaclinicalsetting,itisinadequateasevidenceoftreatmentefficacywhenEFTorTFTarestudiedinthelaboratory.NomatterhowhighlysignificanttheoutcomesareasassessedbySUDS,thesefindingsneedtobecorroboratedbycreditableself‐reportandbehavioraloutcomemeasurestobeacceptabletothepsychologicalscientificcommunity.Inadditiontorecommendingmultiplemeasuresatthetimeoftheoriginalintervention,thereisgreatvalueinassessingthelong‐termeffectsoftheinterventionbybringinginparticipantsforafollow‐upsessionconsistingofonlyassessmentwithoutprecedingtreatmentorothermanipulation.Inthisway,onecandistinguishbetweentransientandlong‐termeffects.ControlforExpectancyEffectsExpectancyeffectshavebeenknowntoaffectpsychotherapyoutcomes(e.g.,Weinberger&Eig,1999)aswellasavarietyofotherpsychologicalphenomena(e.g.,Kirsch,1985;Kirsch&Lynn,1999).IntheWaiteandHolder(2003)study,participantsineachinterventionconditionweretold,priortotheintervention,thattheparticularinterventionmightpossiblyhelpthemtodecreasetheirfear.However,nomeasureswereusedtoassessand/orcontrolforexpectancy.IntheWellsetal.(2003)study,expectancyeffectwasassessedbyaskingparticipantsduringthepre‐treatmentphasehowconfidenttheywerethattheiras‐yet‐unidentifiedtreatmentwouldwork.Theseratingsconstitutedaglobalratingofconfidencethatanytreatmentwouldhelptheircondition.Sincethetwotreatmentconditions(EFTandDB)hadnotyetbeendescribedtoparticipants,itisnotpossibletodeterminewhetherthetwogroupsdifferedinexpectationofhelponcetheybecamefamiliarwithadescriptionofthetreatmentproceduretowhichtheyweretobeexposed.Therefore,althoughthetwo

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groupsdidnotdifferintermsoftheirgeneralratingsofconfidencethatanytreatmentwouldhelp,expectationregardingtheparticulartreatmenttowhichtheywereexposedwasnotassessed.ItisonlyintheBakerandSiegelstudy(2005)thattherewas(a)ademonstrationofthetreatmentproceduretowhichtheparticipanthadjustbeenrandomlyassigned,(b)asystematicassessmentofpre‐treatmentexpectancyregardingthatparticipantístreatmentprocedure,and(c)statisticalcontrolforanypossibleeffectofexpectationonoutcome.WerecommendthatmeasuresofexpectancyforEFTbestandardizedtothedegreepossible,andthatthesemeasuresbeadministeredbeforetheexperimentalintervention,tocontrolforexpectancyeffects.ResearcherswouldbewelladvisedtoconsiderthemeasuresoftherapeuticexpectancyproposedbyBorkovecandNau(1972)orDevillyandBorkovec(2000).ASuggestedProcedureforKeepingParticipantsBlindtoConditionChristoff(2004)hasdescribedaprocedurethatcanbeusedtokeepaparticipantblindregardingwhetherornotshe/heisreceivingarealtreatmentoraplacebo/controlcondition.Forexample,iffearisbeingstudied,anaiveparticipantcanbeinformedthathe/shewillbereceivingeitheranestablishedtreatmentforfear,anewexperimentaltreatmentforfear,anestablishedpsychologicaltreatmentthatisnotforfear,aplacebo

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PsychologyJournal,2009,Vol.6,No.2,pp.34‐46treatment(appropriatelydefinedfortheparticipant),ornotreatment.Inthisblindprocedure,nosubjectiseverinformedregardingwhattypeofconditionhe/sheisinatleastuntilthestudyiscompleted.Ifthereisapossibilitythatparticipantsmaycommunicatewitheachotherregardingtheconditionthattheparticipanthasexperienced,then(a)thenatureoftheconditionisneverrevealedtotheparticipant(andtheConsentFormforewarnstheparticipantthatthiswillbethecase),and(b)experimenter(s)aretrainedtoneverrevealconditiontypetotheparticipant.Christoff(2004)suggestedthatonecancouplethisprocedurewithabriefquestionnaireafterward,listingeachoneofthepossibleconditiontypeslistedabove,todeterminetowhatdegreetheparticipantbelieveshe/shewasexposedtothattypeofcondition.Ifthisprocedureisrigorouslyexecuted,aparticipantcanbekeptblindregardingwhattypeofconditionhe/shehasbeenexposedto.Additionally,thisprocedurecreatesthepossibilityofbothassessingandcontrollingforparticipantísperceptionsoftheintervention.LengthofExposuretoInterventionInthethreecontrolledstudiesofEFTdescribedabove,markedlydifferentexposuretimestoEFTwereused.WaiteandHolder(2003)presentedparticipantswithasingleround(about2to3minutesinlength)ofEFT,whiletheparticipantsintheWellsetal.(2003)studyweresubjectedtoa30‐minuteEFTsession,andBakerandSiegel(2005)useda45minutesession.Thus,WaiteandHolderwereputtingEFTtoamuchmorestringenttestbyposingthequestion:doesverybriefandatypicalparticipantexposuretoEFT(ascomparedtothemuchlongersessionsroutinelyusedinclinicalpractice)showanyeffects?Itislikelythattheveryshortdurationoftheirinterventioncoupledwiththeuseofonlyasingle‐itemself‐reportdependentmeasuresubstantiallyincreasedthepossibilitythattheiroutcomeswereinfluencedbydemandcharacteristics.WewouldrecommendthatanEFTsessionof30‐45minutes,attheminimum,beemployed.

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ìEnergyMeridiansîandìOperationsîasSeparateConstructsThecreatorsofbothTFTandEFT(e.g.,Callahan,1985,Craig,1995)regardstimulationoftheenergymeridiansystemasthecentralfeatureoftheirmethods.Thus,mostoftheoperationsofEFThavethestatedaimofaffectingtheEMSsoastoreleaseblockedenergies.WaiteandHolder(2003)sharedthisperspective,asevidencedbytheircommentthatìthepresentresearchwasbasedprimarilyonthecontentionthatmeridianpointsarethefundamentalfactorinEFTíseffectivenessÖî(p.24).Fromthisperspective,ifonecouldproduceevidencethatdirectphysicalstimulationoftheputativeenergymeridiansystemisnotanecessaryconditionforproducingtheefficacyobservedforEFT,thentherewouldbereasonablegroundsforcontendingthatEFTdoesnoteitherentailorimplicateuniqueprocesses,butinsteadproducesefficacythroughprocesseslongknowntooccurinvariousformsofpsychotherapysuchasdesensitizationordistraction(assuggestedbyWaite&Holder,2003).BelievingthattheyhadruledoutalldirectphysicalstimulationoftheEMSintheirmodelingcondition,WaiteandHolderthusconcludedthatalthoughEFTwasclearlyefficacious,itsbeneficialeffectswerenotduetostimulationoftheEMS,andthereforeEFTdidnotrepresentanewtherapeuticprocess.Fromthisperspective,WaiteandHolderísreferencetotheir

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PsychologyJournal,2009,Vol.6,No.2,pp.34‐46conditionwhichinvolvedtappingontwelvenon‐meridianpointsononeísarmasaìplaceboconditionîisreasonable,despitethefactthatalltheothercomponentsoftheEFTprocedurewereincludedinthiscondition.However,onecanconstrueEFTísoperationsandthetheoryregardingtheenergymeridiansystemasseparateentities,andthusgeneratetwodifferenthypotheticalquestions:First,aretheoperationsinvolvedinEFT(i.e.handmovements,verbalizations,etc.)efficacious,regardlessoftheunderlyingmechanismofaction?Second,dotheeffectsofEFTdependoninfluencinganenergymeridiansystem?WeofferthesedualhypothesesbecausepriorresearchhasshownthatEFTisefficacious(Waite&Holder,2003;Wellsetal.,2003;Baker&Siegelís[2005]replicationofWellsetal.,2003),andthusfar,thereisnoacceptablescientificevidenceestablishingtheexistenceoftheEMS.Thisraisesthepossibilitythatthecreatorsofmeridian‐basedpsychotherapiesserendipitouslycameuponasetofoperationsallorpartofwhichareefficaciouswhetherornottheEMSexists.Fromthisperspective,afailuretofindanysupportfortheexistenceoftheEMSwouldsimplyprovideabasisforrejectingaparticulartheoryofwhyEFTworksbutwouldnot,byitself,provideabasisforrejectingEFT‐as‐a‐set‐ofoperationsorforconcludingthatEFT‐as‐a‐set‐of‐operationsdoesnotconstituteaneffectiveornoveltherapeuticapproach.AsappliedtotheWaiteandHolder(2003)study,thisperspectivedoesnotjustifyreferringtothearm‐tappingconditionasìplacebo,îi.e.,apsychologicallyinerttreatment,sincethemechanismofactionresponsiblefortheobservedefficacyofEFThasnotyetbeenidentified.Westronglyrecommendthatthesetwoissues,theoperationsinvolvedinEFTandthetheoryofEMS,betreatedasseparateentities,andthatresearchonEFTandothermeridianbasedtherapiesbeconductedandinterpretedwithacleardifferentiationbetweenthetwo.Ifthisisdone,unwarrantedconclusionsaremuchlesslikelytobedrawnandresultscanbemoreclearlydelineated.AppropriateControlConditions

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TherearetwopitfallsthatmayfaceinvestigatorsattemptingtoclarifytheroleofEMSinproducingtheobservedefficacyofmeridianbasedtherapies.ThefirstdealswithanoverlyrestrictiveconceptualizationofwhatisinvolvedinstimulationoftheEMS.ìPhysicalstimulationoftheEMSîandìtappingonmeridianendpointsîarenotsynonymous,althoughCraig(e.g.1995)oftenwritesasiftheyare.Ifoneadoptsthisperspective,onemightconcludethatbyeliminatingtapping,onehaseliminatedallstimulationoftheEMS.Yet,tappingisonlyonewaytophysicallystimulatetheEMS.Forexample,notappingwhatsoeverwouldoccurifacupunctureneedleswereusedinsteadoftapping,andyetsimilarresultsshouldbeproducediftheEMShypothesisisvalid.Thesecondpitfallinvolvesfailingtorecognizethattheactofìtappingîisbidirectional:intapping,thefingertipsstimulatethesurfacebeingtappedandthesurfacebeingtappedsimultaneouslystimulatesthefingertips.Itiseasytofailtonoticethis,ashappenedwithWaiteandHolder(2003).TheybelievedtheyhadeliminatedalldirectphysicalstimulationoftheEMSintheirìmodelingîcondition,inwhichparticipantstappedonvariouslocationsofadoll.Theyfailedtorecognize,howeverthatthereareacupuncturepointsinthefingersthatwere,infact,beingstimulatedrepeatedlyastheir

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PsychologyJournal,2009,Vol.6,No.2,pp.34‐46participantstappedonthedollusingthetipsoftheirindexandmiddlefingers(M.Holder,personalcommunication,June21,2004).TraditionalChineseacupunctureidentifiesanimportantmeridianpointatthetipofthemiddlefinger(Pericardium9)(Worsley,1975;O'Conner&Bensky,1981).Theindexfingeralsohastwomeridianpointsonit:onelocatedontheradialsideofthefingeratthecornerofthenail,andtheotherontheradialsideoftheindexfingerdistaltothejointofthefinger(O'Conner&Bensky,1981).ThemodelingconditionoftheWaiteandHolderstudythuscontainedtheexactsamefrequencyofEMSstimulationasdidEFT(thatis,thenumberoftappingswereidentical),butthetotalquantityofphysicalactivationoftheEMSwassubstantiallylessinthismodelingcondition(onlythefingertipswerestimulatedbutnotthe12meridianendpointsusedinEFT).FutureresearchcanclarifytheroleoftheEMSinproducingtheeffectsofEFTbyemployingacontrolconditioninwhichmeridianstimulationiscompletelyeliminated,whileretainingalltheotherfeaturesofEFT.IfsuchaconditionproducedresultscomparabletothoseofEFT,itwouldpresentconclusiveevidencethatdirectphysicalstimulationoftheEMSdoesnotconstituteanecessaryconditionfortheeffectsobservedwithEFT.Furthermore,whenattemptingtoeliminatestimulationoftheEMSinacomparisoncondition,researchersmustensurethatallmeansofstimulationñwhetherbytapping,acupuncture,orothermeansñareeliminated.RelationshipBetweenProcessesLongKnowntoOccurwithPsychotherapyandProcesseswhichmayMediateEFTísEfficacyBasedontheirerroneousbeliefthattheyhadeliminatedallstimulationtotheputativeEMSintheirmodelingcondition,whileobtainingthesameefficacyasintheirEFTcondition,WaiteandHolder(2003)dismissedEFTasreflectingonlynonspecificeffects.EveniftheyhadeliminatedallEMSstimulationasintended,andobtainedthesameresults,theirconclusionwouldstillbelogicallyunwarranted.ItisimportanttoconsiderthepossibilitythatevenifitisempiricallydemonstratedthatstimulationoftheEMSis

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notanecessaryconditionforobservingefficacywithEFT,itisstillpossiblethatoneormoreaspectsofEFTofferstherapeuticvaluethatisequivalentto,oranimprovementupon,well‐establishedpsychotherapies.Forexample,EFTmayactivatemorereadily,morequicklyand/ormoreintenselyoneormoreoftheprocesseslongknowntooccurinpsychotherapy.Eventhoughtheprocess(es)activatedmaybeinherentintraditionaltherapies,aneasier,morerapidormoreintenseactivationwouldbetherapeuticallyvaluableandspecifictoEFT.ConsiderWaiteandHolderís(2003)conclusionthattheprocessthatmediatestheefficacyofEFTmaybedesensitization.Infact,desensitizationorcounter‐conditioningmaywellbeoneoftheprocesseselicitedbyEFT(seecommentsbyWellsetal.[2003]totheeffectthatthecombinationofrelaxation,whichmanyparticipantsandpatientsreportafteranEFTsession,withfrequentfocusingonthefearedobjectmightbeclassifiedasìanovelformofdesensitizationî[p.959]).ThisconclusionneednotresultindismissingEFTashavingcertainpropertiesofitsownthatcouldbetherapeuticintheirownright.Thefactthatdesensitizationisaprocesslongknowntooccurinpsychotherapydoesnotbearonthisissuedirectly,formorethanoneprocessmaybeinvolved.Forexample,ifEFTinducesdesensitizationmorerapidly,moreintensely,orboth,thatcouldconstitute

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PsychologyJournal,2009,Vol.6,No.2,pp.34‐46somethingnewandusefulñeventhoughtheprocessitself(desensitization)isonelongknowntopsychologists.InordertoidentifyanypotentiallyuniquetherapeuticcharacteristicsofEFT,wesuggestatwo‐prongedapproach.First,bycomparingcharacteristicssuchasefficacyandrateoftherapeuticchangeinEFTwiththoseofwell‐establishedtherapies,futureresearchmayfindindicationsthatEFToffersadvantagesthatcannotbeattributedtosharedaspectsbetweenEFTandtheestablishedtherapies.Second,futureresearchcanbedirectlyaimedatidentifyingthemechanismofactioninEFT.TheRapidityoftheEffectsofEFTNeedstobeDeterminedItisessentialtoinvestigatetherapidityoftheoccurrenceoftheeffectsofEFTandofothermeridianbasedtherapiesascomparedtothatoftraditionaltherapies,becausethismightbeoneofitsmostvaluablefeatures.Forexample,astrikingfindingoftheWaiteandHolder(2003)studywasthatsignificantdecreasesinfearoccurredafteronlyoneroundofeachoftheirthreeinterventionconditions.AsingleroundofEFTwasadministeredin"justafewminutes"intheirstudy(M.Holder,Personalcommunication,June21,2004).Weknowofnolaboratorycontrolledstudyintheliteratureusingatraditionalpsychotherapeuticmodalitythathasproducedsucharapidstatisticallysignificanteffect.TheWaiteandHolderstudyindicatesthatintheEFTcondition,meanSUDSleveldecreasedbyapproximately18%(ourestimate:seeFig1oftheirstudy)inonlyafewminutes,withsimilardecreasesobservedfortheothertwoexperimentalconditions,butnotforthenotreatmentcondition.Thisisanimpressivedecreaseforsoshortadurationoftreatment.Iffutureresearchconfirmsthatthisisarealeffectintrinsictooneormoreoperationsinvolvedintheseinterventions,anddoesnotsimplyreflectdemandcharacteristics,responsetendencies,expectations,orothermethodologicalartifacts,thenthisrapiditywouldbenoteworthywhetherornotenergymeridiansareresponsible.

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WesuggestthatexperimentallycomparingEFTwithtraditionalpsychotherapies,givingspecialattentiontotherapidityoftheeffectsofeachandtheirdurationovertime,isthebestwaytoanswerthisquestion.TherapistAllegianceEffectsInpsychotherapyresearch,astrongcorrelationhasbeenobservedbetweenthetherapist/researcherísallegianceandtheoutcomeofthestudy(Luborskyetal.,1999).Thissuggeststhatifthepersonwhointeractswiththeparticipanthasanallegiancetotheparticularformofpsychotherapyunderstudy,he/shemayinfluencetheparticipanttoproduceresultsthatsupporttheefficacyofthatparticularformoftreatmentParsimonyandlogicsuggesttousthatthetherapistallegianceeffect,ifany,wouldmostclearlybeevidentintheobservedefficacyofthespecificconditiontowhichpositiveornegativeallegianceisdirected.EFTwasfoundtodecreasefearfrompre‐topost‐interventionassessmentsinboththeWellsetal.(2003)studyandtheBakerandSiegel(2005)study.ThepossibleroleoftherapistallegianceinproducingthisobservedefficacycouldnotberuledoutsinceeachoftheseresearchteamshadapositiveallegiancetoEFT.

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PsychologyJournal,2009,Vol.6,No.2,pp.34‐46ItwouldthereforebeofgreatinteresttofindastudywhichdemonstratedefficacyforanEFTconditionconductedbysomeonewithnopriorallegiancetoEFT.WebelieveWaiteandHolder(2003)haveproducedsuchastudy.Theywere"...relativelyneutralaboutwhetherEFTwouldworkornotattheoutsetofthestudy...î(Holder,M.,Personalcommunication,June21,2004).WhenattentionisrestrictedtotheirEFTconditiononly,WaiteandHolder(2003)reportadecrease(p=.003)infearlevelfrombaselinetoposttreatment1(afterasingleroundoftreatment,lastingafewminutesonly).Inthisrestrictedsense,theirfindingfortheirEFTconditionisparalleltothoseofWellsetal.(2003)andBakerandSiegel(2005)whoalsofoundasignificantdecreaseinfearfortheirEFTconditionsfrompretesttoposttest.Forthefirsttimeinalaboratorycontrolledstudy,therefore,thereisevidencethatthereisasignificantdecreaseinfearforanEFTconditioninastudywhereitisquiteunlikelythatthepossibleroleoftherapistallegiancehascontributedtothisoutcome.WerecommendthatfuturestudiesofEFTbeconducted,whenatallpossible,byresearcherswhohavelittleformalallegiancetoEFT,orwheretheexperimenter(s)administeringconditionstoparticipantsassumeequalefficacyofEFTandthecomparisoncondition(s)beingused.Whilethisrequirementisadmittedlynoteasytomeet,effortsshouldbemadetoatleastapproximateit.LegitimateIssuesRaisedbyTFTandEFTCriticsGiventhatthepresentauthorsarefavorablydisposedtothepossibilitythatEFTpossessestrueefficacy,itisimportantthatwetakecognizanceofcertainlimitationsofstudiesthatwehavehereconstruedassupportiveofEFT(viz.,Wellsetal.,2003;andBaker&Siegel,2005).CriticsofTFTandEFT(e.g.,Herbert&Gaudiano,2001;Lohr,Lilienfeld,Tolin,&Herbert,1999)makeapersuasivecasethatbeforeacceptinganyformofpsychotherapy

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asconstitutinganewandefficaciousformoftreatment,onemustruleoutthepossibilitythattheobservedefficacysimplyreflectsnon‐specificfactorsknowntobecommontomanyformsofpsychotherapy.AlthoughWellsetal.(2003)andBakerandSiegel(2005)eachmadeanattempttoruleoutsuchfactors,noclaimcanbemadethatallsuchfactorsweresuccessfullyruledout.Indeed,itisdifficulttodesignasinglestudythatcansuccessfullydothat.However,theWellsetal.andtheBakerandSiegelstudieseachoffersomeevidencethattheefficacyobservedwithEFTdoesnotreflectonlynon‐specificfactors.InWellsetal.(2003),bothconditions(EFTandDeepBreathing)entailedapproximatelyequalamountsofimaginedexposuretothefearedanimalandassessmentsofSUDS.ThefindingthatEFTshowedsignificantlygreaterdecreaseinfearcanthusnotbeexplainedasreflectingeithergreaterimaginedexposuretothefearedanimalorgreaterexposuretoassessmentofSUDS.TothedegreethatbothEFTanddeepbreathingshowedsomeshareddegreeofdecreaseinfear,thisshareddecreasemaywellreflecttheoperationofnon‐specificfactors.ButtothedegreethatEFTshowedsignificantlygreaterdecreaseinfearthandeepbreathing,thisdifferenceindecreaseinfearcannotreflectageneralnon‐specificfactorcommontobothconditions.InBakerandSiegel(2005),EFTwascomparedtoasupportiveinterview.Therewasnosignificantdifferenceinexpectationofhelpbeforetreatmentbetweenthesetwo

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PsychologyJournal,2009,Vol.6,No.2,pp.34‐46conditionsandthefindingthatEFTproducedsignificantlygreaterdecreaseinfearwhereastheinterviewdidnothelpatallheldupevenafterstatisticallycontrollingforexpectations.Thus,anygeneralnon‐specificfactorwhichholdstrueforbothEFTandthesupportiveinterviewcannotaccountforEFTísefficacyhere.However,withoutprovidingdirectempiricalevidenceastowhatspecificmechanismorprocessthatisatleastrelativelyuniquetoEFTleadstoitsefficacy,onecannotlogicallyruleoutthepossibilityoftheoperationofoneormorenon‐specificfactors.ThisisalimitationofboththeWellsetal.(2003)andtheBakerandSiegelstudies.SummaryandConclusionsInsummary,wehavefocusedonsomeproblemsinvolvedinresearchintoEFT.Wehavearguedforaneedtoassessandcontrolforparticipantexpectancyeffects,theneedforafollow‐upassessment,andthevalueofkeepingparticipantblindtothenatureoftheconditionhe/sheisin.Wehavecontendedthatinplanningstudiesandinterpretingresultsfromstudies,theconstructsofìenergymeridiansîandìoperationsinvolvedinEFTîshouldbetreatedquiteseparately.InadditionwehavearguedthatitisquitepossiblethatEFTinvolvesprocessesthataretherapeuticallyvaluableandrelativelyuniquetoEFT,andthatsimultaneouslyitsefficacymaybemediatedbyprocesseslongknowntooccurwithpsychotherapy.WehavealsotakencognizanceoftheimportantissueraisedbyTFTandEFTcriticsthatbeforeacceptinganyformofpsychotherapyasconstitutinganewandefficaciousformoftreatment,onemustruleoutthepossibilitythattheobservedefficacysimplyreflectsnon‐specificfactorsknowntobecommontomanyformsofpsychotherapy.ResearchintoEFTisstillinitsinfancy,andthemethodologicalproblemsinthestudiespublishedthusfarhavesometimesofferedcontradictorypossibilitiesforinterpretation.Forexample,inWaiteandHolder(2003),itisnotcleartowhatextentthe

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observedeffectsreflectartifact(i.e.demandcharacteristics)orrealeffectsoftreatment.Inthispaper,wehaveconsideredtheimplicationsthateachofthesepossibilitiesraise.However,onlyfutureresearchusingmorerobustmethodologywillbeabletodefinitivelyresolvetheseambiguities.Inourview,boththecriticsandsupportersofmeridian‐basedtherapytendtodrawconclusionsthatgobeyondwhattheavailableresearchdatawillsupport.InthethreeEFTstudiesreviewedhere,thereisagreementthatEFTisefficacious.WhilesupportersofEFTmayprefertoarguethatthisefficacyreflectsarelativelyuniqueand/orsuperiortherapeuticprocess,intheabsenceofstudiesdelineatingthemechanismofactionofEFT,thisconclusioncannotbereached.Ontheotherhand,criticshavearguedthat,sinceEFTísefficacydoesnotappeartodependonmeridianstimulation,itsefficacymustthereforereflectonlynon‐specificfactorscommontomostpsychotherapies(e.g.Waite&Holder,2003).Thisconclusionissimilarlypremature,whetherornottheEMSexists,especiallygiventherapiditywithwhichWaiteandHolderíseffectswereobtained.IfEFTandothermeridian‐basedtherapiesaretogainacceptanceinthemainstreampsychologicalcommunity,controlledresearchmustdemonstratethattheirefficacyisatleastcomparabletothatofwell‐establishedtherapiesforagivenpsychologicalcondition.WhetherornotthemechanismresponsiblefortheefficacyobservedwithEFTthusfarisfoundtoimplicateenergymeridians,acceptanceofEFTwouldbefacilitatedby

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PsychologyJournal,2009,Vol.6,No.2,pp.34‐46understandingwhatmechanismmediatesthatefficacy.Therefore,twocriticalareasforfutureresearchonEFTandothermeridian‐basedtherapieswouldbetodelineatethemechanismofactionthatproducesEFTísobservedefficacyandtocompareoutcomesofEFTtreatmentwiththoseofmoretraditionalpsychotherapies.ReferencesBaker,A.H.,&Siegel,L.S.(2005,April).Cana45minutesessionofEFTleadtoreductionofintensefearofrats,spidersandwaterbugs?AreplicationandextensionoftheWellsetal.(2003)laboratorystudy.PaperpresentedattheSeventhInternationalConferenceoftheAssociationforComprehensiveEnergyPsychology,Baltimore,Md.Borkovec,T.D.&Nau,S.D.1972.Credibilityofanaloguetherapyrationales.JournalofBehaviourTherapyandExperimentalPsychiatry,3,257‐260.Christoff,K.(2004).TreatingspecificphobiaswithBeSetFreeFast:Ameridianbasedsensoryintervention.DoctoraldissertationsubmittedtoTrinityCollegeofGraduateStudies,Orange,California.Callahan,R.(1985).Fiveminutephobiacure.Wilmington,DE:Enterprise.Craig,G.(1995,1999).EmotionalFreedomTechniques:theManual.TheSeaRanch,California:Author.Craig,G.(2002).Stepstowardbecomingtheultimatetherapist.TheSeaRanch,California.Author.Craig,G.(2006).TheEFTManual.(6thed.).RetrievedJuly19,2006,fromhttp://www.emofree.com/freestuff.htm.Devilly,G.J.&Borkovec,T.D.(2000).Psychometricpropertiesofthecredibility/expectancyquestionnaire.JournalofBehaviorTherapyandExperimentalPsychiatry.31(2),73‐86.Gallo,F.P.(1999).Energypsychology:Explorationsattheinterfaceofenergy,cognition,andhealth.NewYork:CRCPress.

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Herbert,J.D.,&Gaudiano,B.A.(2001).Thesearchfortheholygrail:heartratevariabilityandthoughtfieldtherapy.JournalofClinicalPsychology,57(10),12071214.Kirsch,I.(1985).Responseexpectancyasadeterminantofexperienceandbehavior.AmericanPsychologist,40,1189‐1202.Kirsch,I.&Lynn,S.J.(1999).Automaticityinclinicalpsychology.AmericanPsychologist,54,504‐515.Levine,J.D.,Gormley,J.,&Fields,H.L.(1976).Observationsontheanalgesiceffectsofneedlepuncture(acupuncture).Pain,2(2),149‐159.Lo,C.W.,&Chung,Q.Y.(1979).Thesedativeeffectofacupuncture.AmericanJournalofChineseMedicine,7(3),253‐258.Lohr,J.M.,Lilienfeld,S.O.,Tolin,D.F.&Herbert,J.D.(1999).Eyemovementdesensitizationandreprocessing:Ananalysisofspecificversusnonspecifictreatmentfactors.JournalofAnxietyDisorders,13(1‐2),185‐207.Luborsky,L,Diguer,L,Seligman,D.A.,Rosenthal,R.,Krause,E.D.Johnson,S.,etal.(1999).Theresearcher'sowntherapyallegiances:A"wildcard"incomparisonsoftreatmentefficacy.ClinicalPsychology:ScienceandPractice,6,95‐106.

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PsychologyJournal,2009,Vol.6,No.2,pp.34‐46OíConner,J.,&Bensky,D.(1981).Acupuncture:Acomprehensivetext.Chicago:EastlandPress.Oschman,J.L.(2006)Traumaenergetics.JournalofBodyworkandMovementTherapies,10,21‐34.Pignotti,M.(2005).Thoughtfieldtherapyvoicetechnologyvs.randommeridianpointsequencesñAsingle‐blindcontrolledexperiment.ScientificReviewofMentalHealthPractice,4(1),38‐47.Roccia,L.,&Rogora,G.A.(1976).Acupunctureandrelaxation.MinervaMedicalJournal,67(29),1918‐1920.Rowe,JackE.(2005).TheeffectsofEFTonlong‐termpsychologicalsymptoms.CounselingandClinicalPsychologyJournal,2(3),104‐111.Ruden,R.A.(2005).Aneurobiologicalbasisfortheobservedperipheralsensorymodulationofemotionalresponses.Traumatology,11(3)145‐158.Waite,L.W.,&Holder,M.D.(2003).Assessmentoftheemotionalfreedomtechnique:analternativetreatmentforfear.TheScientificReviewofMentalHealthPractice,2(1)20‐26.Weinberger,J.&Eig,A.(1999).Expectancies:Theignoredcommonfactorinpsychotherapy.InI.Kirsch(Ed.),Howexpectanciesshapeexperience(pp.357‐382).Washington,DC:AmericanPsychologicalAssociation.Wells,S.,Polglase,K.,Andrews,H.B.,Carrington,P.,&Baker,A.H.(2003).Evaluationofameridian‐basedintervention,EmotionalFreedomTechniques(EFT),forreducingspecificphobiasofsmallanimals.JournalofClinicalPsychology,59(9),943‐966.Worsley,J.R.(1975).Acupuncturists'TherapeuticPocketBook.Columbia,Maryland:TheCentreforTraditionalAcupuncture.

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