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PROTON THERAPY PROTON THERAPY IN CLINICAL PRACTICE: PAST, PRESENT AND FUTURE PAST, PRESENT AND FUTURE Michael Goitein Harvard Medical School Harvard Medical School & Ankerstrasse 1, Windisch 5210 Switzerland Michael Goitein, AAPM Symposium, Baltimore, May 2009 1 AAPM Symposium, Baltimore, May 2009

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Page 1: PROTON THERAPYPROTON THERAPY IN CLINICAL PRACTICE · PDF filePROTON THERAPYPROTON THERAPY IN CLINICAL PRACTICE: PAST, PRESENT AND FUTUREPAST, PRESENT AND FUTURE ... awareness. TREATMENT

PROTON THERAPYPROTON THERAPYIN CLINICAL PRACTICE:

PAST, PRESENT AND FUTUREPAST, PRESENT AND FUTURE

Michael GoiteinHarvard Medical SchoolHarvard Medical School

& Ankerstrasse 1, Windisch 5210 Switzerland

Michael Goitein, AAPM Symposium, Baltimore, May 2009 1

AAPM Symposium, Baltimore, May 2009

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Synopsis

1. Physicsinteractions of protons with matter

Synopsis

ptreatment planning

2. Technologybeam generation shaping and deliverybeam generation, shaping and deliverypatient handlingintegration

3 Radiobiology3. RadiobiologyRBEmodelling and treatment strategy

4 Clinical Application4. Clinical Applicationclinical experienceclinical trials

Michael Goitein, AAPM Symposium, Baltimore, May 2009 2

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INTERACTIONS OF PROTONS WITH MATTER

proton penetration69MeV When

primary energyICRU (1993) S i P d 231

MeVenergy changedICRU (1993). Stopping Powers and

Ranges for Protons and Alpha Particles, ICRU Report 49

multiple Coulomb scattering graph courtesyof Bernie Gottschalk

Gottschalk et al. (1993) Multiple ( ) pCoulomb scattering of 160 MeVprotons. Nucl Instr Methods PhysRes B74:467–490.

d htt //h h l h d d

~ 2%of range, R

range, R

nuclear interactions

and http://huhepl.harvard.edu/~gottschalk/ Based on a figure courtesy of Eros Pedroni, PSI

Michael Goitein, AAPM Symposium, Baltimore, May 2009 3

there is a vast literature

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DOSIMETRY

• See ICRU report number 78 basically adopts IAEA’s prior protocol (TRS 398)

(thus eliminating a 2% discrepancy) proton dosimetry is based on X-ray calibration

f fof ion chambers, with correction factors however, the largest correction factor is in

the w-value of protons in the ion chamber gas, d thi l l l li C l i t iand this value largely relies on Calorimetric

determinations• Stated standard error of from 2.0% to 2.3%• Most important point:

Proton dosimetry is now standardizedand the standard is (or will soon be)

Michael Goitein, AAPM Symposium, Baltimore, May 2009 4

near-universally followed

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INHOMOGENEITIES

and

Michael Goitein, AAPM Symposium, Baltimore, May 2009 5

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INFINITE SLAB

Figure based on data of Eros Pedroni

X-rays

doserange change

X rays

protons

intensity change

Michael Goitein, AAPM Symposium, Baltimore, May 2009 6

depthinterface effects are minor (few %) – Koehler (unpublished)

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SEMI-INFINITE SLAB (thin edge)

airplastic

Med Phys 5:265 (1978)

l i

scanning diode

overlying material

Michael Goitein, AAPM Symposium, Baltimore, May 2009 7Goitein et al., Med Phys 5: 265 (1978)

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Q. How wide a slivercan cause range shortening?g g

2mm wide Teflon “sliver”

l f th i

Goitein & SistersonRadiat Res 1978; 74:217

angular feathering

Radiat. Res. 1978; 74:217

Michael Goitein, AAPM Symposium, Baltimore, May 2009 8

A: pretty small (~ 1mm)- at the edge of available imaging and computation resolution!

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DISTAL EDGE DEGRADATION

Human skull(water-filled)

pristineBragg Peak

in water, no skull

detector

water tank

no skull

in water, no skull

Michael Goitein, AAPM Symposium, Baltimore, May 2009 9Urie et al. Phys Med Biol 1986; 31: 1

spread-outBragg Peak

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lateral beam passing through inhomogeneities distal dose

position C; SOBP

“ k ” b

degradation

Dose (%)

90100

“make up” beam to “fill in” the distal dose deficit

8090

50

20

0

Depth (cm)150 5 10

0

Michael Goitein, AAPM Symposium, Baltimore, May 2009 10

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PROTON CONSUMER’S REPORT SCHEMA

past present future

d / t d t t t

almost nothing

done / to do current status

as good as it getsvery littlesome

l

mostly understood

quite a lotreally a lot

i

glass half full

Michael Goitein, AAPM Symposium, Baltimore, May 2009 11

some work to be done,but not very critical

pretty ignorant

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INTERACTION OF PROTONS - SUMMARY

t t ti

past present future

proton penetration

multiple Coulombmultiple Coulombscattering

nuclear interactionsnuclear interactions

dosimetrydosimetry

inhomogeneities

Michael Goitein, AAPM Symposium, Baltimore, May 2009 12

inhomogeneitiesawareness

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TREATMENT PLANNING

• image-based geometric design• dosimetric design (manual)• uncertainty• intensity-modulated proton

therapy (IMPT)l ith i l d i• algorithmic plan design

- optimization and robustness

Michael Goitein, AAPM Symposium, Baltimore, May 2009 13

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WHAT IS DIFERENT ABOUT TREATMENT PLANNINGFOR PROTON THERAPY?

adapted fromRadiation Oncology:A physicist’s eye view

Michael Goitein, AAPM Symposium, Baltimore, May 2009 14

A physicist s-eye view.Michael Goitein.Springer, New York, 2007see also: ICRU report 78

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GEOMETRIC DESIGN – image based

Beam’s-eye viewaperture drawingp gvirtual simulation

f CT

McShan et al. BJR 1979

use of CTsagittal / coronal reconstructionscontour definitionf

DRRsimage registration( lti d lit i i

Michael Goitein, AAPM Symposium, Baltimore, May 2009 15

reference for setup film

(multi-modality imaging– “hat & head” techniqueChen, Kessler, Pelizzari…)

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DOSIMETRIC DESIGN

• algorithmsbroad beam - radiological path length

l bpencil beam

Monte Carlo

e.g. Hong et al. A pencil beam algorithm for proton dose calculation. Phys Med Biol 41:1305–1330

e g GEANT 100

e.g. GEANT,purpose-written code

• dose display

30

50

70

90

color washside-by-side displaydose-difference displays

110

130

(with scale!)

protons

X-rays• plan assessment

and comparisonDVHs

Michael Goitein, AAPM Symposium, Baltimore, May 2009 16Shipley et al. Proton radiation as boost therapy for localized prostatic carcinoma. JAMA 1979; 241:1912

protonsDVHsscore functions

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UNCERTAINTY

• Virtually all aspects of treatment planning are subjectto significant (mainly systematic) uncertainties, such as:g ( y y ) ,

definition of gross tumor, CTV, and normal anatomy patient and organ localization and movement dose estimation treatment delivery

t t

(Goitein. Calculation of the uncertainty in the dose delivered in radiation therapy. Med Phys 1985; 12:608 612) etc. etc. Med Phys. 1985; 12:608-612)

• It is the job of the plan designer(s) to:h i i ( i l l f fid ) assess the uncertainties (at a given level of confidence)

take steps to minimize them to the extent practically possible

Michael Goitein, AAPM Symposium, Baltimore, May 2009 17

p plan the treatment taking the residual uncertainties

into account

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COMPENSATION FOR MIS-REGISTRATION

idealized compensation but, mis-registration can lead to undershoot:

solution (if one gives priority to tumor coverage):solution, (if one gives priority to tumor coverage):“open up” the compensator (at the price of certain overshoot)

Michael Goitein, AAPM Symposium, Baltimore, May 2009 18

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COMPENSATION FOR MULTIPLE SCATTERING

At 15cm depth, ≃ 3mm ~ 2%of range, R

range, R

Based on a figure courtesy of Eros Pedroni, PSI

unwanted undershoot

Michael Goitein, AAPM Symposium, Baltimore, May 2009 19

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COMPENSATION FOR MULTIPLE SCATTERING

At 15cm depth, ≃ 3mm ~ 2%of range, R

range, R

so, expand compensator

Based on a figure courtesy of Eros Pedroni, PSI

Michael Goitein, AAPM Symposium, Baltimore, May 2009 20

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COMPENSATOR DESIGN (physical and virtual)

compensates for mis-registrationand multiple scattering

Michael Goitein, AAPM Symposium, Baltimore, May 2009 21

Urie M et al. (1984) Compensating for heterogeneitiesin proton radiation therapy. Phys Med Biol 29:553–566

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COMPENSATING FOR REGISTRATION ERROR– simple inhomogeneityp g y

“expanded” bolussimple (nominal) bolus

Michael Goitein, AAPM Symposium, Baltimore, May 2009 22Urie M et al. (1984) Compensating for heterogeneities in proton radiation therapy. Phys Med Biol 29:553–566

correct alignment 3 mm misaligned

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COMPENSATING FOR REGISTRATION ERROR– complex inhomogeneitiesp g

simple (nominal) bolus “expanded” (by 3mm) bolus

Michael Goitein, AAPM Symposium, Baltimore, May 2009 23

correct alignment 3 mm misalignedUrie M et al. (1984) Compensating for heterogeneities in proton radiation therapy. Phys Med Biol 29:553–566

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BEAM DIRECTION NEAR-TANGENT TO A SKIN:TISSUE INTERFACE

• The greatest inhomogeneity is that which exists at the interface between the patient and the surrounding airf h b d k• if the beam direction is near-tangent to a skin:tissue interface, the dose distribution can be very sensitive to patient motion or misalignment

Michael Goitein, AAPM Symposium, Baltimore, May 2009 24translation rotation

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CALCULATION & DISPLAYOF UNCERTAINTY

• Compute 3 dose distributionsnominal dose at a pixel computed using

nominal values of all variableslower bound

b d

dose at a pixel computed using the value of each variable that would tend to yield the lowest dose(but use the computed “upper bound” value, if lower)

upper bound dose at a pixel computed using the value of each variable that would tend to yield the highest dose(but use the computed “lower bound” value, if higher)

Michael Goitein, AAPM Symposium, Baltimore, May 2009 25

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A MAJOR CONSEQUENCE OF UNCERTAINTY

• larger-than-desired safety margins

Michael Goitein, AAPM Symposium, Baltimore, May 2009 26

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GEOMETRIC DESIGN, DOSE CALCULATION & UNCERTAINTY

• image-based geometricdesign

past present futuredesign

use of imaging

image registrationg g

time variations (4D)

• dosimetric design (manual)broad- & pencil-beams

Monte Carlo

• uncertainty

Michael Goitein, AAPM Symposium, Baltimore, May 2009 27

computation, and allowancefor the uncertainties

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TREATMENT PLANNING

• image-based geometric design• dosimetric design (manual)• uncertainty• intensity-modulated proton

therapy (IMPT)l ith i l d i• algorithmic plan design

- optimization and robustness

Michael Goitein, AAPM Symposium, Baltimore, May 2009 28

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OPTIMIZATION

• Why is the subject of optimization important?1. In IMPT, which presently requires pencil-beam scanning, there are

so many variables that one needs a computer algorithm to set themperhaps 10,000 pencil beams or more, times the 3 variables ofintensity, depth of penetration and transverse size for each pencil beam

2 Even in uniform-beam irradiation the choice of penetration (which can2. Even in uniform beam irradiation, the choice of penetration (which can vary over the field, is difficult and can benefit from computer-based solutions (e.g. field-patching)

• Optimization requires a search algorithm to find the optimal set of variables, and a score function. Generally:

a solution to the search problem is not hard to find, though it may be computationally demanding

li i ll i f l f ti i t l diffi lt t fi da clinically meaningful score function is extremely difficult to find• In proton therapy, however

due to the almost two orders of magnitude more variables, the search problem becomes even more demanding

Michael Goitein, AAPM Symposium, Baltimore, May 2009 29

problem becomes even more demandingthe score function is further complicated due to uncertainties in the

penetration of each pencil beam

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ROBUST OPTIMIZATION

• One simply has to deal with uncertainties.• A robust plan is one which is not too negatively affected

b th id bl i d ibl t i tiby the unavoidable or irreducible uncertainties.• There are two ways of achieving robustness:

find the plan which has the least-badp“worst case”

the worst case is the (unphysical) dosedistribution for which, for a given levelof uncertainty in the treatment variables

A Lomax, PSI

see, also: Shalev et al. Treatment planning using images of regret. M d D i 1988 13(2) 57 61

of uncertainty in the treatment variablesin each voxel within the PTV the dose isset to the lowest possible dose; andin each voxel within an OAR the dose is

00Med Dosim. 1988;13(2):57-61. set to the highest possible dose.

find the plan which on average has the best score– when averaging over all sources of uncertainty

Michael Goitein, AAPM Symposium, Baltimore, May 2009 30

Unkelbach J and Oelfke U Phys. Med. Biol. 49 (2004) 4005–29Unkelbach et al. Accounting for range uncertainties...Phys. Med. Biol. 52 (2007) 2755–2773

these approaches have demonstrated very promising results

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IMPT, OPTIMIZATION AND ROBUSTNESS

• IMPTd t di f th bl

past present future

understanding of the problem

development of solutions

• OPTIMIZATION

h h isearch techniques

dose-based optimization

biological optimization

Michael Goitein, AAPM Symposium, Baltimore, May 2009 31

• ROBUST PLANNING

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Synopsis

1. Physicsinteractions of protons with matter

Synopsis

ptreatment planning

2. Technologybeam generation shaping and deliverybeam generation, shaping and deliverypatient handlingintegration

3 Radiobiology3. RadiobiologyRBEmodelling and treatment strategy

4 Clinical Application4. Clinical Applicationclinical experienceclinical trials

Michael Goitein, AAPM Symposium, Baltimore, May 2009 32

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GENERAL STATUS OF THE TECHNOLGY OF PROTON THERAPY

• There is a misapprehension that, since proton therapy has been developed over about half a century, the technology iis mature.

• It is not.• This is largely because:g y

the early experience was in research environments in whichless-than-efficient procedures were toleratedthe current commercial offerings largely copied the existing g g y p gtechnologies (with the addition of gantries)IMPT is a very recently-recognized possibility and has not had time to be satisfactorily commercially developed

• But, don’t be too alarmed, because:proton therapy is currently being delivered with the existing technology to the benefit of large numbers of patients

Michael Goitein, AAPM Symposium, Baltimore, May 2009 33

the developments are needed to allow protons to reach their full potential, and to be used in a clinically streamlined fashion.

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BEAM GENERATION

• The technology of currently-used proton acceleratorsis prett ell de elopedis pretty well developed

synchrotronscyclotrons

both are adequate and reasonably reliable – except that:

• There is still an intensity problem - reflected in:low beam intensity at low energies (cyclotrons)too large pencil beam sizes (caused also by other factors)too large pencil beam sizes (caused also by other factors)

• Cost remains a factor (we’re still waiting for true marketplace competition 15 years after MGH signedmarketplace competition 15 years after MGH signed the first commercial contract for a proton facility)

Michael Goitein, AAPM Symposium, Baltimore, May 2009 34

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NEW TECHNOLOGIES FOR PROTON GENERATION

• Good luck• Good luck

• but, beware!b th f t f d T t iremember the fate of d-T generators in

neutron therapy

and don’t compromise performance e g• and, don t compromise performance – e.g.lowering the maximum energyfailure to support IMPTetcetc.

Michael Goitein, AAPM Symposium, Baltimore, May 2009 35

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BEAM SHAPING: SCATTERED BEAMS

• The technology has been very fully developedprimarily by Andy Koehler, Bernie Gottschalk, and colleagues at the Harvard Cyclotron Laboratory

• Current commercial systems primarily use the “historic” y p ytechnology, including double-scattering - with a few enhancements, e.g.

automatically selectable range modulator wheels

• The depth characteristics are fairly satisfactory, using the t d l t t h l

y gbeam gating to vary the depth of the SOBP

current range modulator technologyexcept for low energies for which the Bragg peaks are too

narrow to stack easily and a better method of spreading them (e g ridge filters) is needed

Michael Goitein, AAPM Symposium, Baltimore, May 2009 36

them (e.g. ridge filters) is needed

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BEAM SHAPING: SCATTERED BEAM PENUMBRA

• But, beam penumbra in the current scattered beam implementations is very inadequate (worse than Cobalt-60 in many cases)is very inadequate (worse than Cobalt 60 in many cases)

• For scattered beams, the historically achieved penumbrae were OK due to their long throw, but in the current gantry implementations the penumbra is far from satisfactoryimplementations the penumbra is far from satisfactory.

This is because theyuse double-scattering

ith a relati el shortfull doseregion

compensatorrangemodulatorwith a relatively short

throw (SAD)region

protons

firstscatterer

secondscatterer

patient

large effectivesource size (a few cm)

d b h l

Michael Goitein, AAPM Symposium, Baltimore, May 2009 37

tumor (i.e. target volume)aperture

compensatedrange modulator

scattered beam technology

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BEAM SHAPING: SCANNED BEAMSand intensity-modulated proton therapy (IMPT)y p py ( )

• IMPT requires the use of a pencil beam of protons whose Bragg peak is scanned throughout the target volumeBragg peak is scanned throughout the target volume while its energy (penetration) and intensity are varied at will.

gantry “nozzle” -

t tcontrol systemcan rotate

around patient

system

scanning magnets

Michael Goitein, AAPM Symposium, Baltimore, May 2009 38

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BEAM SHAPING: SCANNED BEAMSand intensity-modulated proton therapy (IMPT)y p py ( )

• IMPT requires the use of a pencil beam of protons whose Bragg peak is scanned throughout the target volume while its

( t ti ) d i t it i d• The only significant experience with IMPT

to date has been at the Paul Scherrer

energy (penetration) and intensity are varied.

Institute (PSI) in Switzerland where they developed, and have used since 1996, a prototype so-called spot-scanning gantry

• PSI are now building a second gantry featuring isocentric rotation and faster scanning (due to start treating in 2010)

• Commercial scanning systems arejust now in their infancy.

Michael Goitein, AAPM Symposium, Baltimore, May 2009 39

IMPT technology

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BEAM SHAPING: SCANNED BEAM PENUMBRA

• In scanned beams, the beam penumbra is set by thediameter of the pencil beam near the end of range.

• This has two components:scattering in the patient

about which technology can do nothingpencil beam size in the absence of the patient

which is entirely due to the technology

• If one wants to at least match, at a depth of 10cm, typicallinac penumbrae of about 7mm (80-20%), the pencil beamsize at isocenter in the absence of the patient (i.e. due to

≈ 3.5 mm – i.e. a fwhm of no more than ≈ 8 mmthe technology) needs to be no more than about:

Current implementations fall short of this important goal

Michael Goitein, AAPM Symposium, Baltimore, May 2009 40

• Current implementations fall short of this important goal.

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INTERPLAY EFFECT

• The main downside of beam scanning is that, if thereis motion of the patient and/or the tumor, so-called interplay ff t l d t d d d i ti ithi th t teffects can lead to up-and-down dose variations within the target

(dose mottle).Phillips M et al. Effects of respiratory motion on dose uniformity with acharged particle scanning method. Phys Med Biol. 1992 Jan;37(1):223-34Bortfeld T et al. Effects of intra–fraction motion on IMRT dose delivery…Phys Med Biol 47:2203–2220.

scanll

scanll

Dose mottle is not just theoretical It has beenscan cell cell theoretical. It has been observed at about the 14% (SD) level in an animal experimentat PSI, caused merely , yby ~2mm movementsof the mouse intestine irradiated in a scanned 10 mm pencil beam!

G l l IJROBP

Michael Goitein, AAPM Symposium, Baltimore, May 2009 41

cell has received~5 times intended dose

cell has received~0 times intended dose

Gueulette et al. IJROBP2005;62:838-845

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CURRENT SOLUTION(S) TO THE INTERPLAY PROBLEM

• First, reduce the amount of motion to the extent possible respiratory gating respiratory gating abdominal compression tumor tracking

• Then, repaint the field many times. But…

Grözinger et al. Simulations to design an online motion compensationsystem for scanned particle beams Phys Med Biol 51 (2006) 3517–3531

static 1 scan 2 scans 3 scans 5 scans 10 scans

Michael Goitein, AAPM Symposium, Baltimore, May 2009 42

system for scanned particle beams Phys. Med. Biol. 51 (2006) 3517 3531and thesis: http://elib.tu-darmstadt.de/diss/000407/

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BEAM SHAPING

In depth• In depthscattered beams

scanned beams

ll ( b )• Laterally (penumbra)scattered beams

scanned beams

Michael Goitein, AAPM Symposium, Baltimore, May 2009 43

30

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IMMOBILIZATION AND MOTION MANAGEMENT

• Proton therapy has, from its very beginning, emphasized accuracy of beam placement (relative toemphasized accuracy of beam placement (relative to the target volume) and tight margins where possible and indicated.

• This is for two reasons:compensators need to be in accurate registration with the inhomogeneities and beam shapes they arethe inhomogeneities and beam shapes they are intended to compensate for in order to avoid an unintended distribution of dosea main goal of proton therapy is to minimize thea main goal of proton therapy is to minimize the volume of normal tissue outside the target volume which receives a high dose

• This has resulted in a number of developments which

Michael Goitein, AAPM Symposium, Baltimore, May 2009 44

This has resulted in a number of developments which have found wide application

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PLANNING, IMMOBILIZATION AND LOCALIZATION

patient #1 at HCL (1974)

planning based on radiographsplanning based on radiographspatient #2 at HCL (1974)

Michael Goitein, AAPM Symposium, Baltimore, May 2009 45planning based on smearing tomography alignment based on radiographs

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IMMOBILIZATION AND LOCALIZATION (contd.)

Michael Goitein, AAPM Symposium, Baltimore, May 2009 46Verhey et al. Precise positioning of patients for radiation therapy. Int J Radiat Oncol Biol Phys. 1982; 8:289-294

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GATING & TARGET TRACKING (intra- & inter- fraction)

implanted

respiratory gating (NIRS, Japan)

implantedgold seeds

rectal probe & water-

filled balloon

Shipley et al. Proton radiation as boost therapy for localized prostatic carcinoma. JAMA 1979; 241:1912

Minohara et al. Respiratory gated irradiation system for heavy-ion radiotherapy. Int J Radiat Oncol Biol Phys 47(4):1097–1103;2000

h hPSI

ocular tumor tracking though real time video

tracking of anterior eye position (HCL, PSI)

high-mag. image of anterior eye with the position of the pupil being outlined.

PSI

Michael Goitein, AAPM Symposium, Baltimore, May 2009 47

eye position (HCL, PSI)

picture courtesy J Vervey, PSI

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PATIENT SUPPORT ASSEMBLY

HCL 6-degreeof freedom patient

supporter (Wagner)

i l d

supporter (Wagner)

Commercial 6 degreeof freedom patient couch (IBA)

O C iOrsay-Curie6 degree of freedom patient couch(Mazal) The additional

degrees of freedom are required to adjust for small rotational

Michael Goitein, AAPM Symposium, Baltimore, May 2009 48

rotational misalignments of the patient.

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THROUGHPUT

• Currently it generally takes too long, and is too hard, to set up and treat a patient.

this is hard on the patientthis is hard on the staffit can degrade quality, and it

tends to reduce accuracy

reduces throughput and henceincreases costs

• One partial solution is to performthe patient setup outside thetreatment room and bring him orher into the treatment room wheni b il bl i h iit becomes available without, inprinciple, the need for furtherlocalization, à la PSI.

Michael Goitein, AAPM Symposium, Baltimore, May 2009 49

• But, this does not get at the root of the problem which is:inadequate systems engineering – and inadequate

specification of the needs

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INTEGRATION

• Integration and Workflow are concepts which areare concepts which are more talked about than put into practice.

Michael Goitein, AAPM Symposium, Baltimore, May 2009 50

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PATIENT HANDLING AND INTEGRATION

• patient handlingimmobilization andmotion management

patient supportassembly

throughput

integration• integrationworkflow

Michael Goitein, AAPM Symposium, Baltimore, May 2009 51

40

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Synopsis

1. Physicsinteractions of protons with matter

Synopsis

ptreatment planning

2. Technologybeam generation shaping and deliverybeam generation, shaping and deliverypatient handlingintegration

3 Radiobiology3. RadiobiologyRBEmodelling and treatment strategy

4 Clinical Application4. Clinical Applicationclinical experienceclinical trials

Michael Goitein, AAPM Symposium, Baltimore, May 2009 52

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RBE = 1.10 isn’t all that bad...

1.22

2

1.10

Michael Goitein, AAPM Symposium, Baltimore, May 2009 53

2Paganetti et al.IJORB 53: 407 (2002)

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DOSE

100%100%bio-effective dose

physical dose

Michael Goitein, AAPM Symposium, Baltimore, May 2009 54DEPTH

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But, proton RBE needs (some) refinement

RBE

1.0

1 RBE rises across SOBP3DOSE

100%2

1 RBE rises across SOBP?? order of 1% / cm3

“blip” nearend of SOBP4

100%

RBE 1.10 incenter of SOBP 5

elongation of

? 5 - 10%bio-effective dose

physical dose

RBE in entrance region a bit less (? 5%) than at SOBP center?

grange ~ 1-2 mm.

6 RBE depends on dose per fraction

Michael Goitein, AAPM Symposium, Baltimore, May 2009 55DEPTH

6 RBE depends on dose per fraction

7 RBE depends on tissue type & endpoint

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MODELLING AND TREATMENT STRATEGY

d dreduced tumor dose in the

region in which the tumor is close to the

brainstem increased brainstem dose accepted in the small region in which it is close

Michael Goitein, AAPM Symposium, Baltimore, May 2009 56

which it is close to the tumor

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MODELLING TUMOR CONTROL PROBABILITY (TCP)

The development of biophysical models p ysuggested that, for example, a partial boost to a tumor may increase the TCP

dosepartial boostminimum

dose35

50% volume80% volume90% volumedose

boost

dose

20

25

3090% volume100% volume

TCPincrease (%)

50 = 2

distancet t

boostdose

0

5

10

15

Michael Goitein, AAPM Symposium, Baltimore, May 2009 57

distancetarget volume

Goitein et al. Proceedings of the 19th LH Gray Conference (Brit. J. Radiol.). 1997: 25-39

201510500

Boost Dose (%)

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BUT (as seen in IMRT and with interplay effects)…BEWARE DOSE MOTTLE!

doseaverage dose

dose mottle

amplitude

average dose

p

distancetarget volume

TCP (actual dose distribution < TCP (average tumor dose)for a dose mottle of ±7.5% TCP ≈ - 4 %for a dose mottle of ±10% TCP ≈ 6 5 %

Michael Goitein, AAPM Symposium, Baltimore, May 2009 58Brahme A. Acta Radiol Oncol23: 379-391 (1984)

for a dose mottle of ±10% TCP ≈ - 6.5 %

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MODELLING NORMAL TISSUECOMPLICATION PROBABILITY (NTCP)

tion

serial structure

on

parallel structurera

diat

radi

atio

0.60.60.6 0.60.60.6

0.2

0.3

0.4

0.51.0

0.9

0.8

a = 10

NTC

P

0.2

0.3

0.4

0.51.0

0.9

0.8

a = 10

0.2

0.3

0.4

0.51.0

0.9

0.8

a = 10

NTC

P

0.2

0.3

0.4

0.5

1.00 9

a = 2

0.2

0.3

0.4

0.5

1.00 9

a = 2

0.2

0.3

0.4

0.5

1.00 9

a = 2

0

0.1

0 0.2 0.4 0.6 0.8 1relative volume

0.7

0

0.1

0 0.2 0.4 0.6 0.8 1relative volume

0.7

0

0.1

0 0.2 0.4 0.6 0.8 1relative volume

0.7

0

0.1

0 0.2 0.4 0.6 0.8relative volume

0.90.8

0.70

0.1

0 0.2 0.4 0.6 0.8relative volume

0.90.8

0.70

0.1

0 0.2 0.4 0.6 0.8relative volume

0.90.8

0.7

Michael Goitein, AAPM Symposium, Baltimore, May 2009 59

Modelling supported the idea that organs could tolerate ahigher dose if it was only delivered to part of the organ.

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RADIOBIOLOGY: dose-volume effects

• There are many important but unanswered questionsthe answers to which are relevant for all radiations, but particularly to particles with which

one is attempting to spare normal tissues particularly effectively

• Some of the unsolved issues are:“bath-or-shower dilemma” (is it better to deliver

a lower dose to a larger volume of normaltissue, or a higher dose to a smaller volume?)

vs.

dose, d, to a relative volume, v

how does functional damage to an organ or tissuedepend on the relative (or absolute) volumeirradiated to high dose?

lower dose, d’, to rest of volume

how does functional damage to an organ or tissuedepend on the (lower) dose delivered to the restof the volume?

dose, d’’, to surrounding volume

how does the radiation damage of an organ or tissuedepend on the radiation experience of nearbytissues and organs?

We need to resurrect whole organ and whole organism radiobiology

Michael Goitein, AAPM Symposium, Baltimore, May 2009 60

• We need to resurrect whole-organ and whole-organism radiobiology• When we know the answers to some of these questions, we will need

new biophysical models so we can use computers to optimize treatments

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RBE, MODELLING AND TREATMENT STRATEGY

• RBE

• Radiation responseRadiation responseof tissues

data

modelling

treatment strategies

Michael Goitein, AAPM Symposium, Baltimore, May 2009 61

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Synopsis

1. Physicsinteractions of protons with matter

Synopsis

ptreatment planning

2. Technologybeam generation shaping and deliverybeam generation, shaping and deliverypatient handlingintegration

3 Radiobiology3. RadiobiologyRBEmodelling and treatment strategy

4 Clinical Application4. Clinical Applicationclinical experienceclinical trials

Michael Goitein, AAPM Symposium, Baltimore, May 2009 62

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CLINICAL EXPERIENCE

• Some 61,000 patients have been treated with proton beam therapy as of Feb 2009beam therapy as of Feb. 2009.

• The largest single group is comprised of ~17,000 patients with ocular melanomas.p

• There have been only a limited number of clinical trials f b h d l d d

http://ptcog.web.psi.ch/patient_statistics.html

of proton beam therapy, and only two randomized clinical trials of protons vs. conventional radiotherapy.

• The experience to date should perhaps be read as a• The experience to date should perhaps be read as a confirmation that the theoretical arguments for proton beam therapy have been upheld in the limited number f h h h h b d

Michael Goitein, AAPM Symposium, Baltimore, May 2009 63

of situations in which they have been tested.Goitein & Goitein. Swedish protons. Acta Oncol. 2005;44(8):793-7

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Chondrosarcoma l l t l- local control

Choroidal melanoma 0 8

1

Choroidal melanoma- local control

0

0.2

0.4

0.6

0.8

Loca

l Con

trol

00 5 10 15

Time (years)

100

Paranasal sinus tumors

Perc

ent (

%)

40

60

80

33 squamous cell carcinomas, 30 carcinomas with neuroendocrine

differentiation20 adenoid cystic carcinomas

Paranasal sinus tumors

local control

Michael Goitein, AAPM Symposium, Baltimore, May 2009 64

0

20

Follow-Up Time (years)0 1 2 3 4 5 6 7 8

Local control Regional control Freedom from distant metastasis

20 adenoid cystic carcinomas13 soft tissue sarcomas, and6 adenocarcinomas.The median dose was 71.6 CGE.

local controlregional controlfreedom from distant metastases

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THE RATIONALE FOR JUDGING THE CLINICAL SUPERIORITY OF PROTONS VIS À VIS X RAYSSUPERIORITY OF PROTONS VIS-À-VIS X-RAYS

For the same dose to the target volume, protons deliver a l h i l d h i l d l i hlower physical dose to the uninvolved normal tissues than do high-energy X-rays.

There is very little difference in tissue response per unit y p pdose between protons of therapeutic energies as compared with high-energy X-rays, so that the only relevant differences are physical.e e a t d e e ces a e p ys ca

There is no medical reason to irradiate any tissue judged not to contain malignant cells.

Radiation damages normal tissues and the severity of that damage increases with increasing dose.

Suit H, et al. Should positive phase III clinical trial data be required before proton beam therapy is more widely adopted? No Radiother Oncol 2008;86:148153

Michael Goitein, AAPM Symposium, Baltimore, May 2009 65

Each of these 4 statements is established experimentally beyond reasonable doubt

beam therapy is more widely adopted? No. Radiother Oncol. 2008;86:148 153

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RANDOMIZED CLINICAL TRIALS

• There are two fundamental principles which govern whether a randomized clinical trial (RCT) is ethically appropriate:

The arms of the study must be in equipoise. That is to say, the arms must be judged to be substantially equivalent from a patient’s point of viewequivalent from a patient s point of view. When a doctor agrees to take care of a patient, he or she is entering into an unwritten contract with the patient to use his or her best efforts and judgment on behalf of that patient. There can be no unspoken reservation that societal interests may take priority over those of the

These principles together with the previous 4 statements mean that

patient, and the patient may expect to be fully informed regarding any facts that he or she might deem relevant.

Michael Goitein, AAPM Symposium, Baltimore, May 2009 66

These principles, together with the previous 4 statements, mean that many otherwise desirable RCTs can not be performed for ethical reasons - equipoise can not truthfully be said to obtain for them.

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CLINICAL TRIALS (contd.)

• It is a great pity that almost no case-controlled l l d h b l d f dclinical studies have been planned or performed.

• It would seem that, in the absence of an ability in many cases to conduct randomized clinicalin many cases to conduct randomized clinical trials, carefully designed prospective case-controlled comparisons between proton centers and institutions lacking a proton capacity wouldand institutions lacking a proton capacity would be desirable.

• clinical trialsclinical trialsrandomized

t ll d

Michael Goitein, AAPM Symposium, Baltimore, May 2009 67

case-controlled

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RECENT TEXTS

• Gottschalk B (2004) “Passive Beam Spreading in Proton Radiation Therap ” http //h hepl har ard ed / gottschalk/Therapy” http://huhepl.harvard.edu/~gottschalk/File named “pbs.pdf” can be extracted from BGdocs.zipSee, also, PowerPoint lectures in BGtalks.zip

• ICRU report 78 “Prescribing, Recording and ReportingProton Beam Therapy” Oxford U. Press. Journal of theICRU 7(2); 2007

• T.F. Delaney and H.M. Kooy (eds)“Proton and Charged ParticleRadiotherapy” Lippincott WilliamsRadiotherapy Lippincott Williamsand Wilkins, 2007

• M. Goitein “Radiation Oncology:

Michael Goitein, AAPM Symposium, Baltimore, May 2009 68

A Physicist’s-Eye View” Springer, 2007

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SUMMARY changes with time

TECHNOLOGY

current sourcesof protons throughput,

integration &

INTERACTIONS OF PROTONS

broad- & pencil-beam algorithms

Monte Carlo dose calculation

future sourcesof protons

scattered beam technology

gworkflow

RADIOBIOLOGY

RBE value(s)proton penetration

Coulomb scattering

calculation

uncertainties:calcn. andallowance for

technology

scanned beam technology& IMPT

RBE value(s)

tissue response:data

nuclear interactions

dosimetry

IMPT: understanding

IMPT:solutions

scattered beam:depthcharacteristics

scanned beam:depthcharacteristics

tissue response:models

treatmentstrategies baseddosimetry

inhomog--eneities

optimization:search techniques

optimization:

characteristics

scattered beam:lateral penumbra

scanned beam:CLINICAL TRIALS

strategies basedon biology

TREATMENT PLANNING

use of imaging

optimization:dose-based

optimization:biology-based

scanned beam:lateral penumbra

immobilization& motion management

randomizedprotons vs. X-rays

case-controlledprotons vs. X-rays

Michael Goitein, AAPM Symposium, Baltimore, May 2009 69

image registration robust

optimizationpatient support systems

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CONCLUSIONS

• Much has been done.• Much remains to be done.Much remains to be done.• It is important that what has been learned in

the past be incorporated into the clinical work p pof the future - and not simply regarded as being of purely historical interest and hardly worth learning aboutworth learning about.

Michael Goitein, AAPM Symposium, Baltimore, May 2009 70

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finis

Michael Goitein, AAPM Symposium, Baltimore, May 2009 71