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Promoting the Social, Promoting the Social, Emotional and Emotional and Behavioral Development Behavioral Development of Young Children of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special Education Conference February 18, 2009 Anchorage, AK

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Page 1: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Promoting the Social, Promoting the Social, Emotional and Emotional and

Behavioral Development Behavioral Development of Young Children of Young Children

Barbara J. Smith, Ph.D.University of Colorado Denver

Alaska Statewide Special Education ConferenceFebruary 18, 2009

Anchorage, AK

Page 2: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Campbell (1995) estimated that approximately 10-Campbell (1995) estimated that approximately 10-15% of all typically developing preschool children have 15% of all typically developing preschool children have chronic mild to moderate levels of behavior problems.chronic mild to moderate levels of behavior problems.

Children who are poor are much more likely to develop Children who are poor are much more likely to develop behavior problems with prevalence rates that approach behavior problems with prevalence rates that approach 30% (Qi & Kaiser, 2003).30% (Qi & Kaiser, 2003).

Center for Evidence Based Practice: Young Children with Challenging Behavior www.challengingbehavior.org

Page 3: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

The proportion of preschool The proportion of preschool children meeting the criteria children meeting the criteria for the clinical diagnosis of for the clinical diagnosis of ODD (Oppositional Defiant ODD (Oppositional Defiant Disorder) ranges from 7% to Disorder) ranges from 7% to 25% of children in the United 25% of children in the United States, depending on the States, depending on the population surveyed population surveyed ( Webster-Stratton, 1997)( Webster-Stratton, 1997) . .

Center for Evidence Based Practice: Young Children with Challenging Behavior www.challengingbehavior.org

Page 4: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Children who are identified as hard to manage Children who are identified as hard to manage at ages 3 and 4 have a high probability (50:50) at ages 3 and 4 have a high probability (50:50) of continuing to have difficulties into of continuing to have difficulties into adolescence (Campbell & Ewing, 1990; Egeland adolescence (Campbell & Ewing, 1990; Egeland et al., 1990; Fischer, Rolf, Hasazi, & Cummings, et al., 1990; Fischer, Rolf, Hasazi, & Cummings, 1984).1984).

Center for Evidence Based Practice: Young Children with Challenging Behavior www.challengingbehavior.org

Page 5: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Early Predictors•Temperamental Difficulties

•Early Aggression

•Language Difficulties

•Noncompliance

Center for Evidence Based Practice: Young Children with Challenging Behavior www.challengingbehavior.org

Page 6: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

The correlation between The correlation between preschool-age aggression and preschool-age aggression and aggression at age 10 is higher aggression at age 10 is higher

than that for IQ.than that for IQ. (Kazdin, 1995)(Kazdin, 1995)

Center for Evidence Based Practice: Young Children with Challenging Behavior www.challengingbehavior.org

Page 7: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Early appearing Early appearing aggressive behaviors aggressive behaviors

are the best predictor of are the best predictor of juvenile gang juvenile gang membership membership

and and violence.violence. (Reid, 1993)(Reid, 1993)

Center for Evidence Based Practice: Young Children with Challenging Behavior www.challengingbehavior.org

Page 8: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

When aggressive and When aggressive and antisocial behavior has antisocial behavior has

persisted to age 9, persisted to age 9, further intervention has further intervention has

a poor chance of a poor chance of

success.success. (Dodge, 1993)(Dodge, 1993)

Center for Evidence Based Practice: Young Children with Challenging Behavior www.challengingbehavior.org

Page 9: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Preschool children are three times

more likely to be “expelled” then

children in grades K-12

(Gilliam, 2005)

Page 10: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Young Children with Young Children with Challenging Behavior:Challenging Behavior:

Are rejected by peersAre rejected by peersReceive less positive Receive less positive

feedbackfeedbackDo worse in schoolDo worse in schoolAre less likely to be Are less likely to be

successful in successful in kindergartenkindergarten

Center for Evidence Based Practice: Young Children with Challenging Behavior www.challengingbehavior.org

Page 11: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Social Competence

“Emotional well-being and social competence provide a strong foundation for emerging cognitive abilities, and together they are the bricks and mortar that comprise the foundation of human development.”

(National Scientific Council on the Developing Child, 2007)

Page 12: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Part C and 619 Child Outcomes

Percent of children who demonstrate improved:◦Positive social emotional skills (including positive social relationships)

◦Acquisition and use of knowledge and skills (including early language/ communication [and early literacy])

◦Use of appropriate behaviors to meet their needs

Page 13: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Key Social and Emotional Skills Children Need as They Enter School Key Skills

◦ Confidence◦ Capacity to develop good relationships with peers◦ Concentration and persistence on challenging tasks◦ Ability to effectively communicate emotions◦ Ability to listen to instructions and be attentive

When children don’t have these skills, they often exhibit challenging behaviors

Page 14: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

The Center on the Social and Emotional

Foundations for Early Learning(CSEFEL)

www.vanderbilt.edu/csefel

Page 15: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

vThe Technical Assistance

Center on Social Emotional Intervention

(TACSEI)

The Technical Assistance Center on Social

Emotional Intervention(TACSEI)

www.challengingbehavior.org

Page 16: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

The Pyramid Model: Effective Practices to Promote Social Emotional Competence and Prevent and Address Young

Children’s Challenging Behavior

Page 17: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Pyramid Model

UniversalPromotion

SecondaryPrevention

TertiaryIntervention

Page 18: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Nurturing and Responsive Relationships

• Foundation of the pyramid: for ALL children• Essential to healthy social development• Includes relationships with children, families and

team members

Page 19: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

High Quality Environments

• Inclusive early care and education environments: for ALL children

• Supportive home

environments

Page 20: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Supportive Home Environments

• Supporting families and other caregivers to promote development within natural routines and community settings

• Providing families and other caregivers with information, support, and new skills

Page 21: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Targeted Social Emotional Supports

• Explicit instruction and support for learning social skills

• Self-regulation, expressing and understanding emotions, developing social relationships

Page 22: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Individualized Intensive Interventions

• Family-centered, comprehensive interventions

• Assessment-based

• Skill-building

• Team based

• PBS

Page 23: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Pyramid Foundation=Effective Workforce

• Training and technical assistance

• Coaching

• Ongoing professional development

• Fidelity of implementation

• Policies, resources and procedures

Page 24: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Evaluation/Data Collection

• Implementation• Coaching• Teaching Pyramid Observation Tool

• Program• Program Incidents (calls to families, dismissals, transfer,

requests for assistance, family conferences)• Behavior Incidents

• Child• Social Skills Rating System or other measure (social skills; problem behavior)

Page 25: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Outcomes Associated with Adopting the Pyramid Model

Program-Wide

• Improved staff confidence in supporting children with challenges

• Active instruction of social emotional competence

• Elimination of time-out as a practice

• Development of a process for addressing the needs of children with the most problem behaviors

• Enhancement of partnerships with families

Page 26: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Outcomes Associated with Adopting the Pyramid Model

Program-Wide

• Increased use of comprehensive strategies and team planning

• Capacity to support all children rather than asking children to leave

• Internal capacity to deal with problem behaviors

• Reallocation of mental health dollars to focus more on prevention

• Reduced staff attrition, increase staff job satisfaction

• Improvement in overall program quality

Page 27: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

CSEFEL

National Center focused on promoting the social emotional development and school readiness of young children birth to age 5.

Jointly funded by the Office of Head Start and the Child Care Bureau, under the auspices of the Administration on Children, Youth and Families at the U.S. Department of Health and Human Services.

Page 28: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Resources

• Research syntheses in usable formats: what works briefs, etc.

• Practice resources and materials

• Training modules

• Planning strategies for adopting the Pyramid Model and Practices

• Webinars, voice over power points

• Video/DVDs

Page 29: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Pyramid Training Modules

Suggested Agenda

List of Materials Needed, including Video Clips

Trainer Scripts

Trainer PowerPoint Slides

Participant Handouts

Page 30: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

CSEFEL - What Works Briefs

Page 31: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

On Monday When

it Rained

Glad MonsterSad Monster

Hands Are Not for Hitting

Practical Ideas - Book Nooks

Page 32: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

TACSEITACSEI

National TA center funded by OSEP, US Dept. of Education

To identify, disseminate and promote the implementation of evidence-based practices to improve the social, emotional, and behavioral functioning of young children with or at risk for delays or disabilities ages birth through age 5.

Page 33: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Providing Evidence-Based Models

Providing Evidence-Based Models

Implementation and evaluation of the

use of the Pyramid Model with children

with or at risk for delays or disabilities

Analysis of implementation and

sustainability factors

Implementation guidance

Support for selected states in the

implementation, sustainability, and

scale-up of models

Page 34: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Consultant BankConsultant Bank

Bank of consultants organized by

expertise

Web-based process of matching

request to consultant

Accountability procedures

Page 35: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Primary Partners Primary Partners

Page 36: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special
Page 37: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

v

Lessons Learned Thus Far

State-wide Pyramid Implementation

Initiatives

State-wide Pyramid Implementation

Initiatives

Page 38: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

State ImplementationState Implementation

CSEFEL State PartnershipsCO, MD, IA, NE, NC, VT, HI, TN

TACSEI State Partnerships (to be selected in 2009 through an application process)

Page 39: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Implementation Purpose and Model

Implementation Purpose and Model

Purpose: PD system to support adoption and sustainability of Pyramid Model and practices

Model of state-wide implementation based on literature and experience re: how to:

Disseminate info on what works to program level staff and families

Support adoption of what worksSupport sustained use over time of what works

Page 40: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Implementation StrategiesImplementation Strategies

Literature and experience indicates the following strategies:

State level collaborative planning and support

State-wide trainers

Community/program level coaches

Demonstration sites

Page 41: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

State Level Planning and Support

State Level Planning and Support

State level collaborative planning teamPlanful group decision making processes that

promote shared ownership and limits feelings of “winners and losers”

Written, shared: vision, language, agendas, meeting summaries, action plans

Shared decision makingGround rules for conducting meetings and

decision making See www.vanderbilt.edu/csefel for some examples

Page 42: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Trainers and CoachesTrainers and Coaches

State wide Pyramid Model TrainersTrained to train on Pyramid and practicesTrained on effective training techniques

coaches

Pyramid Model CoachesTrained on Pyramid Model and practicesTrained on effective training practicesTrained on effective coaching strategies

Page 43: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Demonstration SitesDemonstration Sites

Demonstration sitesHigh quality setting, committed leadership,

enthusiastic about the Pyramid Model and being a demonstration site

Supported in implementation and sustainability of Pyramid Model and practices

Supported in data collection to ensure fidelity of implementation and positive outcomes

Supported as a site that stakeholders can visit to see the Pyramid in action!

Page 44: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Lessons Learned So FarLessons Learned So Far

Programs and families like the Pyramid Model and practices

Programs and coaches can implement the model and practices to fidelity

Programs report improved outcomes

Page 45: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Lessons Learned So FarLessons Learned So Far

It takes time, time, time, timeTime for trainingTime for providers to be coachedTime for coaches to coachTime for program planning Time for data collectionTime for helping families implement the

practices

Page 46: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

What Do We Mean by Implementation?

What Do We Mean by Implementation?

A specified set of activities designed to put into practice an activity or program of known dimensions.

Processes are purposeful and defined in sufficient detail such that independent observers can detect the presence and strength of these “specified activities”

Page 47: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Insufficient MethodsInsufficient Methods

Implementation by laws/ compliance by itself does not work

Implementation by “following the money” by itself does not work

Implementation without changing supporting roles and functions does not work

Fixsen, Naoom, Blase, Friedman, Wallace, 2005

Page 48: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Insufficient MethodsInsufficient Methods

Diffusion/dissemination of information by itself does

not lead to successful implementation

Training alone, no matter how well done, does not

lead to successful implementation

Fixsen, Naoom, Blase, Friedman, Wallace, 2005

Page 49: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

  OUTCOMES

(% of Participants who Demonstrate Knowledge, Demonstrate new Skills in a Training Setting,

and Use new Skills in the Classroom)

TRAININGCOMPONENTS

KnowledgeSkill

DemonstrationUse in the Classroom

Theory and Discussion

 

10% 

5% 0%

..+Demonstration in Training

30%20%

0%

…+ Practice & Feedback in Training

60% 60% 5%

…+ Coaching in Classroom

95% 95% 95%  

Joyce and Showers, 2002

Page 50: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

“What” AND “How”“What” AND “How”

To successfully implement and sustain the use of the Pyramid Model you need to understand:

The intervention framework (What - the Pyramid Model)

AND

Effective implementation and sustainability frameworks (How)

Page 51: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Population of Concern Intervention (the WHAT)

Strategies

Intervention

Outcomes

Children Birth through 5 with or at risk for delays or disabilities including children with challenging behavior

Competent use of the “Pyramid Model” framework and intervention strategies over time and across staff

Improved social and emotional competence, behavior & relationships among children, their families & other caregivers

TACSEI Logic Model for Implementation & Sustainability

TACSEI and the TA Center for State Implementation and Scaling Up of Evidence-Based Practices

Page 52: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Population of Concern Intervention (the WHAT)

Strategies

Intervention

Outcomes

Children Birth through 5 with or at risk for delays or disabilities including children with challenging behavior

Competent use of the “Teaching Pyramid” framework and intervention strategies over time and across staff

Improved social and emotional competence, behavior & relationships among children, their families & other caregivers

TACSEI and the TA Center for State Implementation and Scaling Up of Evidence-Based Practices

How?

TACSEI Logic Model for Implementation & Sustainability

Page 53: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Population of Concern Intervention

Strategies

Intervention

Outcomes

Children Birth through 5 with or at risk for delays or disabilities including children with challenging behavior

Competent use of the “Teaching Pyramid” framework and intervention strategies over time and across staff

Improved social and emotional competence, behavior & relationships among children, their families & other caregivers

Populations of Concern Implementation & Sustainability Strategies

Implementation & Sustainability Outcomes

Adults: Caregivers, early childhood service providers, family members, early interventionists, child care staff, preschool teachers

Science-Based Strategies:

Skill-based Training

Competent Coaching and Support

Collection and use of fidelity and outcome data

Development of facilitative administrative practices and policies within the organization to support implementation

Competent use of the Teaching Pyramid framework and intervention strategies over time and across staff.

TACSEI and the TA Center for State Implementation and Scaling Up of Evidence-Based Practices

TACSEI Logic Model for Implementation & Sustainability

Page 54: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Population of Concern Intervention Strategies Intervention Outcomes

Children Birth through 5 with or at risk for delays or disabilities including children with challenging behavior

Competent use of the “Teaching Pyramid” framework and intervention strategies over time and across staff

Improved social and emotional competence, behavior & relationships among children, their families & other caregivers

Populations of Concern Implementation & Sustainability Strategies

Implementation & Sustainability Outcomes

Adults: Caregivers, early childhood service providers, family members, early interventionists, child care staff, preschool teachers

Science-Based Strategies:

Skill-based Training

Competent Coaching and Support

Collection and use of fidelity and outcome data

Development of facilitative administrative practices and policies within the organization to support implementation

Competent use of the Teaching Pyramid framework and intervention strategies over time and across staff.

TACSEI and the TA Center for State Implementation and Scaling Up of Evidence-Based Practices

TACSEI Logic Model for Implementation and Sustainability

How?

Page 55: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

Population of Concern Intervention Strategies Intervention Outcomes

Children Birth through 5 with or at risk for delays or disabilities including children with challenging behavior

Competent use of the “Pyramid Model” framework and intervention strategies over time and across staff

Improved social and emotional competence, behavior & relationships among children, their families & other caregivers

Populations of Concern Implementation & Sustainability Strategies

Implementation & Sustainability Outcomes

Adults: Caregivers, early childhood service providers, family members, early interventionists, child care staff, preschool teachers

Science-Based Strategies Skill-based Training

Competent Coaching

Collection and use of fidelity and outcome measures and data

Development of facilitative administrative practices to support implementation

Competent use of the Pyramid Model framework to problem-solve, plan system change and competently use the intervention strategies over time and across staff

Formal Implementation Teams at State, regional, and agency levels

Collaborative planning, advocacy, and execution to advocate for, install, monitor, and support the use of Science-Based Implementation & Sustainability Strategies focused on the Pyramid Model content

Competent, Sustainable state, regional and agency infrastructure to support the development and use of Science-Based Implementation & Sustainability Strategies

TACSEI Logic Model for Implementation & Sustainability

TACSEI and the TA Center for State Implementation and Scaling Up of Evidence-Based Practices

Page 56: Promoting the Social, Emotional and Behavioral Development of Young Children Barbara J. Smith, Ph.D. University of Colorado Denver Alaska Statewide Special

There are evidence-based practices that are effective in changing the developmental trajectory of children with or at risk for social, emotional and behavioral concerns…the problem is not what to do, but rests in ensuring access to intervention and support