procter r hug jr financial disclosure report for 2009

8/3/2019 Procter R Hug Jr Financial Disclosure Report for 2009

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A O t , [ FINANCIAL DISCLOSURE R E P O R T ~ < , , , : ,r , t ~ q , , i , ~ a ~ ; yin Government Act qf197b~e~. 1/20~0 I FOR CALENDAR YEAR 2009 (s u,s.c, app. ,s",~

1. Person R eporti*~g (lasl name , first, middle initial) 2. (~ourt or Organiza t ion 3. Dale of ReporttlUG, JR., I>ROCTER R. Ninth Circui~ Court of Appeals 05,07!2010

4. litlt, Article I[~ ~udgcs indlcmc at:ire or senit~r status; Sa. Repnrl Type ~heek appropriale typc~ 6, Reporling Periled~ Nominatirm, Date 01!01/2009

! 2 /31120095b. ~ Amended Report

7. Chambers or Office Ad6ress 8. ()11 the basis or the inl~rmation contained in this Rcporl and anym,~dificafions pertai,~ing thereto, i~ is, in my opini~m, in compliance400 S .Rcno, Nevada 89501 Reviewi,g Officer ................................................ Dale.

IMPORTANT NOTES: Ti~e instructiom accampanying this.lbrm must be followed. Complete Ml parts,cheekitlg the A~ONE bo.vJ br each part where y Ht have i1o reportable it([brmatiott. Sign ott 1 lst page.

I . P O S I T I O N S . a , , ~ , , , ~ , ~ , , . , , ittdividttul onl) ....... p lz 9 . 1 3 o J ~ f i l i tt g i ........... lions,)~ N O N E ~%;o reporlabte positions.)POSITION N A M E O F O R G A N I ZA T I O N !E N T I T Y

NONE (No r e p o r t a b l e agree,nents,)DA~ PARI IES ,XND TERMS


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Pa g e FINANC IAL2 o f 8 DIS C LOS URE RE PORT

! ! I. NON~I NVESTMENT IN COME. m~.,,,m,,.~A. Filers N~n-lnvestment

N O N E (No reportable non-inve.stment income.~DATE S OURC E AN l) TYPE INCOME

(yours, not spouses)I

2.3

4.

B . S p o u s e s N o n - ! ID,;eStl l le l l[ ! II come - t & , ,. ,,er,, married dt~ring at~ ,porti,m *[the reportit~g ,ear complete this sectitm,~ N O N 1~ (No rel)ort~b/e ~or;-inve,vlme~Tt tncome.~

DATE S O U R C E A N D T Y P EI

2

3

4.

NON E (No r e p o r g a h l e rei;nbur.semettls..~

SOUI~.CE DAIES 1.OCATION PLI RPO S L: I FF, MS PAl!)OP, PRO VID[.Z,D

2.345.


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F1NAN(:IAI, DISCLOSI_IRE REPORT})age 3 of 8 tlUG, .IR,, I tOC E I R. 05/07/2010

~ N O N E (No reportcchle gi/is.)S(3URCE D E S C R I P T I O N VALUE

t.

4

5.

7_ ] NONE (No ~c tmn /~d~/e IicdAtities ~C R I:.D tT O R I)F :SC R IP T IO N VA1, U F , C O D E

2 .3 .

5


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FINAINCIAL DISCLOSURE REPORTPage 4 o f 8 IlL;G, JR.. PROCTER R.

]05/07/2010

V I I . I N V E S T M E N T S a n d T R U S T S - i,,~.,,,~, ,,.a, ......... .i,.,,~ (Includes those of a1, . . . . . . . . . . d del, tndenl children; se; p p . J 4 - 6 0 , ~ f ! l i t lg instructions,)N O N E ( N o mT)or/ahle income, as.se/s, or mansactions.)

A. B. C. D

Place "(X)" after each assc~ [ Amotml Type (e .g . . Value ~ Value Type (e.g., Dale Value ~ Gain Idcnlily ofexempt ~?om prior disclosure . Code [ div. , rcm, Code 2 Mcllm d buy. sell. ~mn~dd/yy Code 2 Code I buyer/seller(A-H) or int.) (J-P) C od e 3 red em ption ) ~ ~ {J-l) I (A-It ) (~fprivatc

I. Slorey County Pr0pc~ics, Stormy County, G R e n t M W

2. Wesl Coast Development, Tonopah, Nevada D lntcrcsl L W

[ 3 . I~ro0ktrcc Parlncrs, Rcno. Nevada D P, ent K U

d. Flowers Kscrow Real Estate Morlgage A Interes t N T

5. U I3S M/M Fund 1 3 Interes t P1 T

6. Wachovia MMFund 1t In,crest !_. T

7. Wells Fargo MiMFund 1;. hdcrcs t O T

8. Mt~ rga n S um le y D e a n W iucr I .. iqu id As s e t A in te rest J T

9. Al~chor I~ank. Madison. W[ t:D lal I n m r c s t Sold 1 2 / I 1 0 9 L A

i0. P ; a , n k o 1 " A f f l c r i ca A Inlcrcst M T1 I . Gohmm Sachs CD LI 1nlcrest Sold 12! 1/09 I. A

) 2 . Wells Fargo 13ank A Interes t K I

13 . ALCOA, Inc. A Dividend K T B w . . "~,;_4,0)~ ~ ,14. Alls ta te Corp. A Dividend J T Bo y 5/I 1109 J

I 5 . Barrick Gold Corp A Dividc~d K "1" Buy 3/31/09 K16. Berkshire I ta thm, vay. Inc. None 1. T B uy 6/11/09 1.

(a dd l )17. Costoo Wholesale Coqx A Dividend IZ T Boy 3/31109 K


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P a g c F I N A N C I A L 5 of 8 I ) IS C L O S U R E R E P O R T tn~c, .he., PROCr~:I~ m

VI I . IN VESTM EN TS a n d TR USTS - i..,.,,., ..t,,~,, ...........o , , , a , , , * . ~ , . , , . ~ , , , . , ., , . / . ~ . . . . . . .. . . . u , , ~ ,~ . d ~ , ., m ~ d , ~ . :L__J NO NE (No reportable im.ome, assets, or transactions.)

A. B. C. D ~ "(i~duding [msl as~cts) reporting period of rcpo~.ing period

d).~ (2) (~) (2) {~) (2) (3)Place"(X)" allot uach assm IAmoun~ i Type (e.g., Value Valttc "]ypc (e.g., Da~c [ Value I Gain } Identity ofexempt f r o m prior disclosure Cod,: I : div .. rent, Code 2 Method buy. sell {mnt~d~yy ] Code 2 ~ Code l { buycriscllcr{A-I!} ; orin t .) (,I-P} Code3 redemption) ;~ (J-P) [(A-IT) [if private

. :~ ( Q . W ) ] ..... : . ] transac t ion)

19. Citigmup, Inc. A Dividend K 1 Bu y [108/09 K

20 . CNlt Global NV A t ) iv idcnd J T Bu y 3131/09 J

2 ! . (onocophil l ips A Dividend K T Buy 4 /01/09 K

2 2 . Dell Inc, A Dividend K T Buy 02/19/09 K23 . I)u l"0t~t l )c Ncmours & Co. A Dividend K T Bu y 4101109 K

24 . Energy Convct. - ;ion I)cvices , Inc. A l ) ividond J T Buy 4/01/O9 ,I

25 . (icncra! Electric (t~. A Dividend J T 1 3 u y 3/31;09 J

26 . II)ACORP, Inc. .A Dividend J T Buy 3,"3 !/09 .I

2 7 . Hershey C,ump;my A I)ividcncl K rF Buy 1 1 1 2 5 1 0 9 K2 8 . Imcl (orp. A Dividcngl K F Buy 3 , . ~ 3 1 / 0 9 K

32. K!a rt ]:oods, Inc. A DivMcnd K "1 I ~ h l y 04/01/09 K

3 3 . M v r ck & ("o., I n c . A Dividend K "I I ~ ; u y 04/01/09 K34, Nuw~n M uhi -Stratcgy Income A l ) ividm~d K 1 B u y 7/24i09 K


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N a m e o f P ~ r s o n R e p o r ~ i~ gP a g e F I N A N C I A L 6 o f 8 D I S C I ,O S U R E R E P O R T nu~;, JR., P R O C T E R ~. 0 5 1 0 7 1 2 0 1 0

N O N E ( N o reportable income, as,ve/s, or transactions.)A. B . C. D

{ i n c l u d i n g Irusl aSScls} r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(I ) (2 ) ~ ) (2} ( 1 ~ " (2) ~ (3) ( 4 ) ( 5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t ~ rypc (e.g, value Value T y p e ( e . g . . , Dale V a k m G a i n I d c n l ~ t ye ~ e m p l i Y o m p r i o r d i s c l u s u r c ( o 6 c I ~ d i v , , r e n t . C o d e 2 M e t h o d b u y , s e l l . [ m n v ~ d d / y y ] C o d e 2 C o d e I buyer/seller

[ ~ 5 . Pall Corp, } 1)ividend Buy3 6 . Pepsico. lnc A Dividend J T Buy 4 / 2 ~ 1 0 937 Pfizer, h~c. A Dividend K F B uy 7/2~/09 K

3 8 . Prosharcs Short S&PS00 A l)ividcnd I., T Buy 10/21;09 I,3 9 . [qoshilrcs Shorl QQ Q A Dividend K l B t ~ . , I [ ) / 2 1 / 0 9 K4 0 . t,e.oy;tl Dulch Shell PI,C A l)ividcnd J T l : ~ u y 3/31/09 J

, I 1 . Sal).vay, Inc. A Dividend K T Buy 7i28/09 K4. . Smith & Nephew Pl ,C A Dividend K T Buy 05/13/09 K4 3 , Charles Schwab Corp A Dividend K T Bu y 4/01/09 K

4 4 . 3 M (: t l l l ~ p a l l y A Dividend J T lluy 3 1 3 1 i 0 9 J45 . Unitev,ar N V A Dividend J T B u 3 . 4101/09 J

46 . United Parcel SVC, Inc. A Dividend K T Bu y 9/04109 K

~47. United srs 12 Mtmth Nat. A I)ivide~td K T Bu y 12 /10 /09 K

48 . Wat-Mart Stores, Inc. A Dividend K T Bu y 4/24/09 K

49 . Wells I :a rgo S~ock A I ) ivid~nd K "1


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F I N A N C I A L D I S C L O S U R E R E P O R T

VIII. ADDITIONAL INFORI~IATION OR EXPLANATIONS.


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]>age 8 of 8 h u G , J l~ . , ~ R O C r t: R R . I ,0~s07/2I X. C E R T I F IC A T I O N .

I certify that all information given above (including infi~rmation pertaining to my spouse and minor or dependent children, if any) is;ttcuvate, true, and complete to the host of my knowled~e and belief, and that any information n~t reported was withheld because it met applicable statutoryprovisions per~llilting non-disclosure.

1 furlher crllfy lhaI carried income lr~m~ outside elllploymcllt and honoraria and lhe ;icccptanct of gifts which havt- beell rcportvd are ~11compliance wilh the pr~wisions ~15 IJ.S.C, app. ~ 51)1 el. scq., 5 U.S,~. ~ 7353, and Judicial Conference regulations.

Signa ture

NOTE: ANY INDIVIDUAl, WIIO KNO\VIN(;L AND \VILI;ULL FAI~SII:IES OR FALLS TO FII,E Tills REI~ORT MAY BE SU|I,IECT TO CIVILANI) CRIMINAl, SANCTIONS (5 U.S.C. app. 104~

I :ILING INSTI~UCIIONSMalt s~gn cd original ant i 3 addi t ional c.op~ cs

Comnaittcc on Financial DisclosureAdministrative Office of the Unitcd Slates CourtsSuitc 2-301One Columbus Circle, N.E.Washington, D.C. 20544

procter r hug jr financial disclosure report for 2009

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