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Prioritization of sites for plant species restoration in the Chilean Biodiversity 1
Hotspot: A spatial multi-criteria decision analysis approach 2
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Running Head: Prioritizing sites for plant species restoration 4
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Ignacio C. Fernándeza,b,*, Narkis S. Moralesb,c 6
aLandscape Ecology & Sustainability Laboratory, Arizona State University, LSE Room 704, Tempe, AZ 7
85281, USA. (email: [email protected]). 8
bFundación Ecomabi, Ahumada 312, Oficina 425, Santiago, Chile. 9
cDepartment of Biological Sciences, Faculty of Science and Engineering, Macquarie University, Building 10
E8B Room 206, NSW 2109, Sydney, Australia. (email: [email protected]) 11
*Corresponding author 12
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Author contributions: IF and NM conceived and designed the research; NM performed the niche 14
modeling; IF built the spatial layers and performed the GIS analyses; IF and NM wrote and edited the 15
manuscript. 16
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Abstract 19
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Various initiatives to identify global priority areas for conservation have been developed over the last 20 21
years (e.g. Biodiversity Hotspots). However, translating this information to actionable local scales has 22
proven to be a major task, highlighting the necessity of efforts to bridge the global-scale priority areas with 23
local-based conservation actions. Furthermore, as these global priority areas are increasingly threatened 24
by climate change and by the loss and alteration of their natural habitats, developing additional efforts to 25
identify priority areas for restoration activities is becoming an urgent task. In this study we used a Spatial 26
Multi-Criteria Decision Analysis (SMCDA) approach to help optimize the selection of sites for restoration 27
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initiatives of two endemic threatened flora species of the “Chilean Winter Rainfall-Valdivian Forest” 28
Hotspot. Our approach takes advantage of freely GIS software, niche modeling tools, and available 29
geospatial databases, in an effort to provide an affordable methodology to bridge global-scale priority 30
areas with local actionable restoration scales. We used a set of weighting scenarios to evaluate the 31
potential effects of short-term vs long-term planning perspective in prioritization results. The generated 32
SMCDA was helpful for evaluating, identifying and prioritizing best suitable areas for restoration of the 33
assessed species. The method proved to be simple, transparent, cost effective and flexible enough to be 34
easily replicable on different ecosystems. This approach could be useful for prioritizing regional-scale 35
areas for species restoration in Chile, as well as in other countries with restricted budgets for 36
conservation efforts. 37
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Keywords: Conservation planning; Restoration planning; Niche modeling; Maxent; Climate change; 39
Bielschmiedia miersii; Pouteria splendens. 40
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Implications for Practice: 43
• Developing methodological approaches to identify and prioritize areas for restoration activities is a 44
crucial task for restoration planning, especially in regions with limited resources for conservation 45
initiatives. 46
• The increasing availability of free GIS software, niche modeling tools, and geospatial databases offer 47
valuable resources that can be integrated into a spatial multi-criteria decision analysis (SMCDA) to help 48
in the selection of best areas for restoration initiatives. 49
• The SMCDA provide a flexible, transparent, affordable and replicable framework to prioritize regional-50
scale areas for restoration of plant species in Chile, as well as in other countries with restricted budgets 51
for conservation efforts. 52
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Introduction 56
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Humans have extensively and profoundly altered Earth’s landscapes by transforming natural habitats in 58
productive lands and by appropriating a vast extension of available natural resources (Ellis et al. 2010; 59
Ellis & Ramankutty 2008). The replacement of natural habitats by agricultural lands, artificial forests, and 60
urban areas has generated the loss, fragmentation, and degradation of natural habitats leading to an 61
alarming global increase in species extinction rates ( Foley et al. 2005; Brook et al. 2008). While the 62
current biodiversity crisis is far reaching and complex, resources available for planning and developing 63
conservation strategies are still very limited ( Wilson et al. 2009; Watson et al. 2011). Therefore, one of 64
the main challenges for conservation biologist has been the development of methodological approaches 65
that helps in the prioritization of limited resources among different conservation options (Redford et al. 66
2003). 67
68
Among these challenges, a frequent task for conservationists has been the selection of areas to be 69
prioritized for conservation actions. At the global scale these initiatives have aimed to identify those 70
ecoregions that are most valuable for conservation around the world (Brooks et al. 2006). Examples of 71
these initiatives are the “Global 200 Ecoregion” (Olson & Dinerstein 2002), the “Crisis Ecoregion” 72
(Hoekstra et al. 2005), and probably the most recognized of all, the world “Biodiversity Hot Spots” ( Myers 73
1990; Myers et al. 2000; Mittermeier et al. 2004). Even though these initiatives have been fruitful in 74
signaling priority areas at a global-scale, their real success has been criticized because they have not 75
provided information regarding how to allocate resources within prioritized ecoregions (Wilson et al. 76
2006). For these initiatives to have real impacts in local conservation actions will require the development 77
of complementary regional and local scales prioritization approaches (Redford et al. 2003). This is a 78
critical issue because the large extent of prioritized areas are in developing countries (Brooks et al. 2006) 79
where budgets for conservation initiatives are often much smaller than is required (Waldron et al. 2013). 80
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At finer scales conservationists have placed a great extent of their efforts to identify and bring under 82
protection the most valuable sites for conservation. These efforts have largely been guided by the use of 83
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“systematic conservation planning ” (Margules & Pressey 2000), which has provided a useful framework 84
to optimize the selection of sites to be targeted for developing conservation strategies (Sarkar et al. 2006; 85
Wilson et al. 2009). In general conservation planning can be defined as “the process of deciding where, 86
when and how to allocate limited conservation resources to minimize the loss of biodiversity, ecosystem 87
services and other valued aspects of the natural world” (Pressey & Bottrill 2009). It concerns the 88
prioritization of sites based in their biodiversity value, and the participatory planning and collaborative 89
implementation of strategies that secure the long-term viability of biological diversity (Kukkala & Moilanen 90
2013). Whereas systematic conservation planning has largely influenced the way institutions and 91
governments prioritize the efforts to protect valuable ecosystems (Sarkar et al. 2006), this systematic 92
approach seems to not have permeated to other fundamental conservation actions, such as restoration 93
planning (but see Noss et al. 2009) 94
95
Biodiversity restoration activities are among the most expensive conservation strategies worldwide (Holl 96
et al. 2003). However the development of approaches specifically aimed to prioritize sites for restoration 97
or reintroduction of species has been scarcely addressed (Noss et al. 2009). In contrast to the 98
predominant systematic conservation planning approach that focuses primarily in prioritizing areas that 99
currently contain target species, restoration activities often need to prioritize sites that have reduced 100
populations, or even the complete absence of the species to conserve. Furthermore, because systematic 101
conservation planning has focused primarily on current biodiversity patterns, it has had limited 102
applications for conservation strategies in a rapidly changing climate (Pressey et al. 2007). As a result, 103
species may lose protection as their ranges shift out of current reserve boundaries (Schloss et al. 2011). 104
Therefore the development of complementary efforts that helps decision-makers to identify best areas for 105
restoration activities under a climate change perspective should be taken as a major objective. 106
107
The increasing development of freely available spatial software, and the production and release of 108
geospatial data by governments and international organizations have greatly improved our capacity to 109
address spatial conservation planning challenges (Baldwin et al. 2014). Furthermore, the availability of 110
niche modeling softwares and the development and release of future climate projections have also 111
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increased our capability for conservation planning under a climate change scenario (Schwartz 2012). 112
Even though, available planning software, such as Marxan are already capable to handle future 113
environmental variability (e.g. Carvalho et al. 2011; Veloz et al. 2013), they often need large amount of 114
specific data that may not be readily available, or even may not be relevant for regional scale restoration 115
prioritization goals. Moreover, their use may be perceived as complex and challenging by practitioners, 116
which could preclude their application for decision-making (Baldwin et al. 2014). 117
118
To overcome these difficulties, the integration of Multi-Criteria Decision Analysis (MCDA) in a Geographic 119
Information System (GIS) could provide an inexpensive, simple, flexible, transparent and replicable 120
approach to integrate available and generated spatial information to prioritize sites for restoration 121
initiatives at a regional scale. From a rudimentary perspective a GIS-based MCDA or Spatial Multi-Criteria 122
Decision Analysis (SMCDA) can be seen as a decision support process that integrates geospatial data 123
and combining rules to obtain information for decision-making (Malczewski 2006). The SMCDA approach 124
provides a framework that takes explicit account of multiple criteria, helps to structure the management 125
problem, provides a model that can serve as a focus for discussion, and offers a transparent process that 126
leads to rational, justifiable, and explainable decisions (Mendoza & Martins 2006). SMCDA has been 127
increasingly used in environmental sciences and forest management in last decades; however it 128
application for selecting sites for restoration have been scarcely explored (Mendoza & Martins 2006; 129
Huang et al. 2011). 130
131
The objective of this study was to develop and evaluate a complementary approach to systematic 132
conservation planning that could be widely used to identify and prioritize site for species restoration 133
initiatives at the regional scale. As a representative case study, we focused our analysis on the selection 134
of priority areas for restoration for two threatened endemic tree species Bielschmiedia miersii and 135
Pouteria splendens of the “Chilean Rainfall-Valdivian Forest Biodiversity Hotspot” (Arroyo et al. 2004). 136
These species are dominant trees in their respective ecological communities, are inadequately covered 137
by protected areas, and are increasingly threatened by human driven activities (Hechenleitner et al. 2005; 138
Schulz et al. 2010; Pliscoff &Fuentes-Castillo 2011). 139
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Methodology 140
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Study area 142
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The study area covers the “shrub and sclerophyllous forest ecological region” of Central Chile (Gajardo 144
1994), including the coastal and inner territories that make up the current distribution of B. miersii and P. 145
splendens (Fig. 1). Original landscapes within this ecological region were characterized by a dominance 146
of shrubs species in the coastal ranges, and a mix of forest and shrubs in more inland areas (Gajardo 147
1994). This region has been severely transformed by the fragmentation of the original landscape, and the 148
remaining habitats are increasingly threatened by human activities (Pliscoff & Fuentes-Castillo 2011). 149
150
Climate within the study area can be broadly characterized as Mediterranean, with marked colder 151
temperatures and rainy periods during winter months, and warmer and dry period during summer 152
(Luebert & Pliscoff 2006). However, local climate characteristics differ considerably over the geographical 153
range of the study area. Historical data for the northern city of Illapel (31°37’50’’ S; 71°09’55’’ W) registers 154
an annual total precipitation of ∼240 mL, while data for the southern city of Rancagua (31°54’43’’ S; 155
71°30’39’’ W) reports a yearly total precipitation of ∼500 mL. Annual average temperatures are similar 156
over the study range (around 12 - 13°C), but thermic oscillation during warmer and colder seasons differs 157
between the coastal and inland territories (Dirección Meteorológica de Chile 2001). For example, the 158
inner city of Santiago (33°27’50’’ S; 70°38’26’’ W) has an average maximum temperature of 29.7°C during 159
summer months and a minimum average temperature of 3.9° C during winter, whereas for the same 160
period the maximum and minimum temperatures for the coastal city of Valparaiso (33°02’42’’ S; 161
71°37’14’’ W) are 20.8°C and 9.2°C respectively (Cruz & Calderón 2008). 162
163
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165
166
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Spatial Multi Criteria Decision Analysis (SMCDA) 168
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To identify the best suitable areas for restoration with B. miersii and P. splendens we performed a GIS-170
based multi criteria decision analysis (Malczewski 2006) consisting in the integration of four spatial raster 171
layers by using a weighted scheme (Eq. 1). 172
173
PRS� � W��� x PHS�+ W��� x FHS�+ W�� x LUT� + W�� x PSC�
(Eq. 1) 174
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We designed the equation and layers to produce a Priority for Restoration Score (PRS) ranging from 0 to 176
10 for each species (i), with higher values indicating better areas for restoration. Weights (Wx) are specific 177
for each variable and their sum must be equal to 1. Spatial layers in Equation 1 are: Present habitat 178
suitability (PHS), used as an indicator of the relative quality of each pixel’s current climatic conditions for 179
the occurrence of the assessed species. Future habitat suitability (FHS), used as an indicator of the 180
relative quality of each pixel’s future climatic conditions for the occurrence of the assessed species. Land-181
use type (LUT), which represents the current availability of lands with potential conditions to start a 182
restoration project with the studied species. Priority sites for conservation (PSC), which are areas 183
prioritized by the Chilean government for future conservation initiatives, and used as an indicator of the 184
suitability of each pixel to hold restoration activities in the long-term. The specific methods to generate 185
these four layers are explained below. 186
187
Present Habitat Suitability (PHS) 188
189
We used Maxent software version 3.3.3k (Phillips et al. 2006; Phillips & Dudík 2008; 190
http://www.cs.princeton.edu/~schapire/maxent) to model present and future potential habitat suitability of 191
B. miesrsii and P. splendens. We input georeferenced data of recorded individuals of both species as 192
presence points and climatic geospatial data gathered from the WorldClim database 193
(http://www.worldclim.org). Worldclim database consists in 19 bioclimatic layers generated from the 194
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interpolation of climatic data compiled around the world with a resolution of ∼1 Km2 (Hijmans et al. 2005). 195
Species-presence data was obtained from herbarium specimens, literature records, previous species 196
surveys, and data collected in several field campaigns during the year 2011. We aggregated species 197
presence points to match climatic data resolution avoiding pseudo replication. A total of 75 presence 198
points for B. miersii and 22 for P. splendens were included in the modeling procedure. 199
200
To ensure the quality of the final habitat suitability models and to reduce potential over-parameterization ( 201
Williams et al. 2003; Merow et al. 2013) we performed a Pearson correlation analysis of the 19 bioclimatic 202
variables using for that the software ENMTools version 1.4.4 (Warren et al. 2010). As suggested by 203
previous studies (Kumar & Stohlgren 2009), all variables with correlations larger than 0.8 were evaluated 204
to retain only those more relevant for the species ecology. After the correlation analysis, only 8 out the 19 205
bioclimatic variables were included in the modeling of B. miersii and P. splendens suitable habitats (See 206
supplementary data). 207
208
To select the model parameters we generated and compared several different models by utilizing the 209
corrected Akaike information criterion (AICc) available in the software ENMTOOLS version 1.4.4 (Warren 210
et al. 2010). We took this approach, instead of using Maxent default parameters, as recent studies have 211
shown that could provide better results than Maxent standard configuration (e.g. Merow et al. 2013; Syfert 212
et al. 2013), especially when modeling with a small number of samples (< 20 - 25) (Shcheglovitova & 213
Anderson 2013). The results suggested that the best combination of parameters were HQPT with a 214
regularization multiplier of 2 for B. miersii and LQ with a regularization multiplier of 1 for P. splendens 215
(See supplementary data). 216
217
To generate the final model for B. miersii we used a random sample of 75% of the presence points, while 218
the 25% remaining points were used to validate the model. The model efficiency was analyzed by the 219
reported AUC (area under the curve). The generated distribution model for B. miersii showed an AUC of 220
0.974, which is classified as an excellent predicting performance (Elith 2000). 221
222
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In the case of P. splendens we followed the “Jackknife” model testing procedure proposed by Pearson et 223
al. (2007), which is especially helpful for bioclimatic modeling with small presence point data. The 224
procedure consists in removing one presence point from the original dataset (n=22) to subsequently run 225
the model with the remainder (n – 1, 21 points) presence points. This process was repeated for all 226
presence points generating 22 different models. We then analyzed P. splendens modeling performance 227
by using the software “pValuecompute v.1.0” (Pearson et al. 2007). Performance test for the modeled 228
distribution showed good predicting capability, with a success of 86% (p < 0.001). 229
230
Finally we built the PHS raster layers by standardizing the data produced by the Maxent modeling phase 231
into values ranging from 0 to 10. We did this by dividing the probability values of each pixel by the 232
maximum probability value obtained in the entire grid, and then multiplying the resulting value by 10. 233
Generated layer was then resampled to 100 m/pixel through the bilinear interpolation method. 234
235
Future Habitat Suitability (FHS) 236
237
To generate the future habitat suitability layer under a hypothetical climate change scenario, we re-238
projected the models generated in the PHS section by using projected climatic data for the period 2041-239
2060. We used the climatic projection model known as HadGEM2-ES (Jones et al. 2011) because of its 240
good overall performance in predicting the seasonal variability of precipitation and temperature in South 241
America (Cavalcanti & Shimizu 2012). We chose the RCP 2.6 scenario as a conservative representation 242
of concentrations pathways (RCP) of greenhouse gases (Moss et al. 2010). The RCP 2.6 scenario 243
assumes that the global greenhouse emissions will have their maximum concentration between the years 244
(2010 - 2020), declining after this period. The new climatic layers were downscaled and calibrated using 245
WorldClim 1.4 as the baseline “present” climate (Hijmans et al. 2005). The same bioclimatic variables 246
selected to build the distribution model under the current climatic conditions for each species were used 247
to perform the modeling of future potential habitat suitability. The final FSH raster layer was standardized 248
in values ranging between 0 and 10 and resampled to 100 m/pixel by using the same process used to 249
generate the PSH layer. 250
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Land-use type (LUT) 251
252
We used the Chilean national forest inventory spatial dataset (available at http://sit.conaf.cl/) to categorize 253
land-use within the study area. This polygon-based data set was recently updated and is one of the main 254
tools used by the government to develop policies regarding to forest conservation and management 255
(CONAF-Corporación Nacional Forestal 2011). We reclassified the more than 50 land-use type 256
categories present in the inventory in three main classes (i.e. urban, productive, natural) based on the 257
urban-rural-natural spatial pattern present in central Chile (Schulz et al. 2010). Urban lands encompassed 258
all areas classified as urban or industrial by the forest inventory, and were considered not suitable for 259
restoration and therefore given a value of 0. We based this decision on the large difficulties involved in 260
recovering urban and industrial land into areas suitable for restoration initiatives (Pavao-Zuckerman 261
2008). Productive lands included all areas used for agriculture and silvicultural activities and were given a 262
value of 5. This intermediate score represented areas that could be suitable for restoration, but where 263
restoration projects will face several difficulties due to private land-use conflicts and soil restoration 264
challenges (Rey Benayas & Bullock 2012). Natural lands grouped all areas covered by natural vegetation 265
communities, and were given a value of 10. The resulting reclassified vector layer was then converted to 266
a raster layer with a 100 m/pixel resolution. 267
268
Priority Sites for Conservation (PSC) 269
270
Priority Sites for Conservation are specific areas identified by the Chilean government as the most 271
important zones to develop private or public conservation efforts. There are a total of 68 Priority Sites for 272
Conservation in Chile, and they represent a proactive mechanism specified in the Chilean Biodiversity 273
National Strategy to promote initiatives focused on conservation and protection of biodiversity in the long-274
term (Conama 2003; Pliscoff & Fuentes-Castillo 2011)We used the latest version of the PSC vector layer 275
available from the Chilean Environmental Ministry map service (http://ide.mma.gob.cl). From this layer we 276
selected only the PSCs that were within our study area. We assigned a value of 10 to all the areas within 277
defined priority sites for conservation, and a decreasing values of one unit (i.e. 9,8,7…0) for every one 278
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kilometer of distance to the priority area. Therefore, all the areas that are farther than 9 km from a PSC 279
have a value of 0. Our scoring scheme for the PSC layer (i.e. distance based) follows the 280
recommendation of the Convention on Biological Diversity (Article 8) to develop complementary 281
sustainable development efforts near protected and other areas of conservation importance (United 282
Nations 1992). The resulting vector layer was then converted to a raster layer with a 100 m/pixel 283
resolution. 284
285
SMCDA Weighting and Analysis 286
287
We developed five weighting scenarios to evaluate the effect of different approaches on habitat 288
prioritization results. The weighting scenarios covered a gradient from an extreme short-term to an 289
extreme long-term approach (Table 1). The extreme short-term scenario (EST) allocates all the weight to 290
the layers related with the current feasibility to start restoration projects (i.e. PHS, LUT), disregarding the 291
contribution of the layers implicated with the long-term viability of restoration projects. At the other hand, 292
the extreme long-term scenario (ELT) allocates all the weight to the layers associated with long-term 293
viability of restoration activities (i.e. FHS, PSC), but disregards factors that may be important for the 294
current implementation of the project. Between these extreme scenarios we built three intermediate 295
weighting scenarios, including a short-term (ST), a non-weighted (NW), and a long-term (LT) scenario 296
(Table 1). 297
298
All GIS processing was performed using the free GIS platform Quantum GIS 2.6 Brighton (www.qgis.org). 299
Output layers generated from the SMCDA were “masked” to fit only the areas potentially suitable for the 300
assessed species. We did this by creating a masking layer composed by the aggregated area of present 301
and future niche modeling distribution. We used the “minimum presence threshold” value to set the 302
distribution boundary for each species. All final raster layers were translated to prioritization maps for 303
qualitative evaluation, and areas corresponding to the highest suitability scores (i.e. 9 and 10) where 304
computed for quantitative analysis. 305
306
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Results 307
308
Input layer results 309
310
The six raster layers we generated to be used as inputs for the SMCDA are shown in Fig. 2. Even though 311
the main objective of this work was to develop a simple method for prioritizing site for restoration under 312
different scenarios, we consider it relevant to briefly describe the resulting layers that were used as the 313
input variables for our method. This is not only important for placing results in context, but also to provide 314
information that helps to evaluate the SMCDA results. 315
316
Modeled distribution under current climate of B. miersii shows a concentration of highest values in the 317
mountainous range covering the northwestern part of the species current distribution. This is coincident 318
with the area that concentrates the large extent of recorded populations. However, the model also 319
assigned intermediate and lower values to several areas were currently populations occur, as those in the 320
central and southern part of current distribution (Fig. 2a). The projected distribution with climate change 321
does not show major differences with the projection under current climatic conditions, except for a slight 322
increase in the range of highest values toward the south and east (Fig. 2b). 323
324
In the case of P. splendens, the modeled distribution under current climate is almost entirely restricted to 325
the coastal plains, ravines, and valleys that are directly influenced by the ocean climate. Highest values 326
for P. splendens tend to be localized in three main areas located in the northern, central and southern 327
range of predicted distribution. Whereas the southern and central areas coincide with historic presence 328
records for the species, there are no historic records for the northern area (Fig. 2c). In contrast with B. 329
miersii, the modeled distribution for P. splendens under climate change shows important changes when 330
compared to the current climate conditions, experiencing a general increase of highest values towards 331
the east, which are mostly concentrated in the central part of the species current distribution range (Fig. 332
2d). 333
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Land-use types presenting the highest values tend to be concentrated in the northern part of the study 334
area. These high value areas present a gradual reduction of prevalence towards southern zones where 335
seems to be confined mostly to the upper part of valleys (Fig. 2e). Areas presenting land-use types with 336
intermediate values are mostly represented by valleys and flat areas which are majorly concentrated in 337
the southern part of the study area. Areas presenting the lowest values are concentrated in the eastern 338
part of the area of study. This is coincident with the presence of the Andes Mountain Range, which due to 339
their altitude, topography and severe climatic conditions generate different land covers (e.g. volcanic 340
debris, glaciers, bare rock) that are not viable for restoration with the assessed species (Fig. 2e). 341
342
Areas defined as priority sites for conservation (PSC) by the Chilean government are not evenly 343
distributed in the study area, which is clearly seen as the concentration of highest values in the central 344
and southern parts of the study area, and a complete absence of these sites in northern area (Fig. 2f). 345
Furthermore, PSC are mostly concentrated in the coastal mountainous range (between the Andes 346
mountain and the coast), whereas the coastal plains and zones adjacent to the ocean present only small 347
and highly isolated PSC (Fig. 2f). 348
349
SMCDA results 350
351
The generated Priority for Restoration Scores (PRS) maps for the five weighting schemes for B. miersii 352
and P. splendens are shown in Figure 3. These maps show the distribution of PRS, which represent the 353
ranked suitability of different areas for developing restoration activities under the five different weighting 354
scenarios. 355
356
There are important differences in the spatial patterns of PRS between the different weighting scenarios. 357
In general, both for B miersii and P. splendens, there is a decreasing average pixel PRS and increasing 358
spatial clustering when moving from the EST to the ELT scenario (Table 2). The fragmented patterns of 359
highest suitable areas shown in short-term scenarios are associated with the projected spatial distribution 360
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of current population (Figure 2a,c), whereas the clustered pattern of long-term scenarios are highly 361
associated with the presence of priority sites for conservation (Figure 2,f). 362
363
While the PRS under the five scenarios show general spatial patterns common to both species, the 364
amount of areas prioritized in the two highest suitability scores does not follow the same patterns (Fig 4). 365
In the case of B. miersii the scenario prioritizing the larger amount of areas with the two highest suitability 366
scores (i.e. 9 and 10) is the EST, whereas for P. splendens is the ELT, which is the opposite scenario. At 367
the other hand, the scenario prioritizing the smaller amount of areas for B. miersii is the LT, whereas for 368
P. splendens is the ST. 369
370
371
Discussion 372
373
Results from our work highlight the usefulness of using a SMCDA approach to identify, evaluate and 374
prioritize sites for restoration at a regional scale. By using this approach we were able to identify and 375
quantify the best suitable areas for restoration initiatives of two threatened endemic species of the 376
Chilean Biodiversity Hotspot. The SMCDA provided a simple and transparent methodological framework 377
to integrate available spatial information, generating insightful knowledge readily usable by local decision-378
makers. Although we could have use additional spatial information as input layers for our approach, we 379
attempted to focus our analysis to spatial layers that can be gathered or easily generated elsewhere. In 380
view of that the aim of this work was not to present the proposed method as a definitive approach –and 381
neither our maps as definitive results, but rather to put in perspective the usefulness of the SMCDA as a 382
tool for spatial prioritization of sites for biodiversity restoration. 383
384
One of the key steps in the developing of a multi-criteria spatial analysis for conservation planning should 385
be the selection of the input layers and the specific weighing applied to each of them (Phua & Minowa 386
2005; Huang et al. 2011). These decisions do not only have to be focused on combining relevant 387
available information, but also must produce legitimate results for decision makers (Munda 2005). 388
.CC-BY-NC-ND 4.0 International licensenot certified by peer review) is the author/funder. It is made available under aThe copyright holder for this preprint (which wasthis version posted September 13, 2015. . https://doi.org/10.1101/026716doi: bioRxiv preprint
15
Therefore, the relevancy, accuracy and reliability of the information contained in the input layers are key 389
factors for the quality and credibility of our results 390
391
Input layers 392
393
While we could theoretically include a large number of input variables in our SMCDA, the limited 394
availability of spatial information with adequate resolution importantly reduced the number of potential 395
input layers we could use. Furthermore, because the scope of our work was to develop a methodological 396
framework that can be used elsewhere, selection of input layers not only had to be based in the available 397
spatial information in our study area, but also in other regions with similar conservation challenges. 398
399
In this regard, we are aware that several regions may not have updated and accurate available land-use 400
layers as we had, or if they have, the accessibility to the information could be restricted to governmental 401
agencies. However this limitation could be solved by using freely available land-classification software 402
and satellite images, which is a methodology that can accurately classify land cover in the three 403
categories we used in our approach (e.g. Nolè et al. 2015). Even though the of land-use in only three 404
categories (i.e. urban, rural, natural) can be considered too broad for local-scale conservation planning, it 405
could provide useful information about regional-scale availability of natural lands that can be currently 406
targeted for restoration activities with focal species. 407
408
The inclusion in the SMCDA of official recognized “priority sites for conservation (PSC)” is one of the 409
major novelties of our approach. In contrast with traditional protected areas, PSC are mostly areas not 410
currently protected, but officially recognized as primary importance to be protected in the short to mid-411
term (Conama 2003; Tognelli et al. 2008). PSC inclusion provide an objective indicator on the specific 412
areas that governments would support for future conservation initiatives, which is a fundamental 413
information for planning restoration initiatives under future climate change scenarios. Because the 414
designation of PSC is based in the Convention on Biological Diversity (United Nations 1992; article 8 415
letters a and b), PSC’s represent information that should be available in several of the 194 countries 416
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signatories of this convention, and therefore supports its inclusion in the SMCDA as a commonly 417
available spatial information. 418
419
The use of niche modeling software is a key part of our approach because provides fundamental 420
ecological information regarding the areas that have current and future environmental conditions to 421
potentially support restoration projects with the focal species. Additionally, results from the niche 422
modeling phase, such as the most relevant environmental variables related to each species, may also 423
contribute to understand what are key environmental conditions related with the occurrence of species, 424
which can provide useful ecological information for the development of local scale restoration 425
management strategies (Schwartz 2012). However, while niche modelling software are powerful tools, 426
the accuracy of predicted distribution results will depend on the quality of presence data, environmental 427
layers, and parameter settings ( Loiselle et al. 2008; Costa et al. 2010; Soria-Auza et al. 2010) In this 428
regard, researchers and practitioners need to be particularly cautious of potential data flaws if they are to 429
use niche modelling to generate the species distribution layers to be used in the SMCDA. 430
431
Scenarios weighting scheme 432
433
The main characteristic of our weighting scheme was to explicitly relate the weighting scenarios with the 434
underlying characteristics of the used spatial layers in terms of their relevance for short-term and long-435
term decision-making. Each of the five built scenarios has an implicit narrative behind that helps to 436
explain decision-makers the specific weight assigned to each variable. Our assumption was that if 437
restoration strategies are based in short-term planning, current environmental conditions and available 438
natural lands will prevail in decisions. However, if strategies are developed to embrace long-term 439
perspectives, future environmental conditions and projected protected lands need to be increasingly 440
taken into account. 441
442
Even though this weighting scheme was designed to be easily communicated to decision-makers, we did 443
not include a participatory phase to integrate potential decision-makers diversity of opinions. This 444
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17
participatory phase is often considered a fundamental step to legitimate the results in building 445
conservation policies (Munda 2005; Ananda & Herath 2008). However, as we have stated before, our 446
work was not focused on generating a definitive outcome, but rather on evaluating the potential 447
application of the SMCDA approach as a tool for restoration prioritization initiatives. Although our 448
weighting scheme has not passed through a legitimatization phase by decision-makers, we still consider 449
that our results could be helpful because the gradient weighting scheme provide decision-makers with a 450
range of outcomes that can be used as exploratory boundaries to evaluate potential results. Indeed 451
participatory phases often derive in a range of weights, and thus in more than one set of results that are 452
finally used to make a decision (Chen et al. 2010). The use of a gradient weighting scheme when using a 453
small number of variables could also be used to evaluate the sensibility of the SMCDA to changes in 454
weighting values, and therefore to understand what specific values play larger roles in generated results. 455
456
SMCDA results 457
458
Outcomes generated through the SMCDA reveals the specific effects of weighting scenarios and the 459
spatial interaction of spatial layers in the distribution and extent of areas identified with high priorities for 460
developing restorations initiatives with the two species used in our study. These results not only provide 461
useful information for local decision-makers, but also help to understand the role of the different input 462
layers in final outcomes. 463
464
Results of the SMCDA for B. miersii show a significant larger amount of prioritized area for restoration 465
when compared with the suitable areas for P. splendens independently of the assessed scenario, which 466
was an expected result based in the much larger distribution of the former species compared to the later. 467
However, an interesting result from our work was that the total suitability areas for restoration of each 468
species changed in opposite direction when moving from the short-term to the long-term weighting 469
scenarios. Whereas weighting emphasizing long-term scenarios tended to reduce the availability of 470
suitable habitats for B. miersii restoration, these same scenarios increase the extent of suitable areas for 471
P. splendens restoration projects. As two of out of the four layers (i.e. PSC, LUT) were shared for both 472
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18
species in the SMCDA, the divergences of these results are mainly related with the change on the 473
species distribution due to the climate change scenario. In fact, while B. miersii is predicted to see 474
reductions in its potential distribution under the future climate, P. splendens is expected to have an 475
opposite response, presenting a large increase in projected distribution. This species specific response to 476
climate change highlights the importance to take into account the future climate variability for planning 477
plant species restoration initiatives (Gelviz-Gelvez et al. 2015). Because these two species are dominant 478
trees in their respective ecological community, they can be used as proxy for selecting priority sites for 479
restoration efforts focused in the entire vegetation community. 480
481
482
Conclusion 483
484
In this work we demonstrate the usefulness of integrating available spatial layers and niche modeling into 485
a SMCDA approach to develop an affordable, flexible, transparent, and replicable method to prioritize 486
areas for restoration initiatives of plant species taking into account the future climatic variability. It is 487
affordable because it can be performed by using free software (i.e. Maxent, QGIS) and freely available 488
spatial information. It is flexible because input layers, layer scoring, and weighting schemes can be 489
modified to fit specific decision-making contexts. It is transparent because each of the steps is clearly 490
identified and justified. And it is replicable because it uses information that can be gathered or generated 491
elsewhere. Finally, our approach does not aim to be used in replacement of other local-scale software-492
based planning approach, such as Zonation and Marxan, but rather as a complementary method that 493
bridge the global-scale priority areas, with local-scale restoration planning efforts. This SMCDA approach 494
could be used as a management tool to prioritize regional-scale areas for restoration of plant species in 495
Chile, as well as in other countries with restricted budgets for conservation efforts. 496
497
498
499
500
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19
Acknowledgments 501
502
We would like to thank Gloria Montenegro, Eduardo Arellano and Luis Olivares from the Faculty of 503
Agronomy and Forestry Engineering of the Pontifical Catholic University of Chile for their support during 504
this research. This project was partially funded by the Chilean Native Forest Research Grant, Project 505
CONAF 025/2010: “Distribución, hábitat potencial y diversidad genética de poblaciones de Belloto del 506
Norte (Beilschmiedia miersii) y Lúcumo chileno (Pouteria splendens)”, 507
508
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Tables 649
650
651
Table 1. Scenario weighting scheme used for both species. Scenarios are: EST; extreme short-term, ST; 652
short-term, NW; non-weighted, LT; long-term, ELT; extreme long-term. 653
Layers Scenario Weighting
EST ST NW LT ELT
Present Habitat Suitability 0.50 0.40 0.25 0.20 0.00
Future Habitat Suitability 0.00 0.20 0.25 0.40 0.50
Land-Use Type 0.50 0.30 0.25 0.10 0.00
Priority Sites for Conservation 0.00 0.10 0.25 0.30 0.50
654
655
Table 2. Main statistical summary of PRS for the five evaluated scenarios for each of the assessed 656
species. Mean, coefficient of variation, and Moran’s I coefficient of autocorrelation are shown. Scenarios 657
are: EST; extreme short-term, ST; short-term, NW; non-weighted, LT; long-term, ELT; extreme long-term. 658
B. miersii P. splendens
EST ST NW LT ELT EST ST NW LT ELT
Mean 6.19 5.35 5.15 4.50 4.09 4.73 4.42 4.31 4.07 3.88
CV 0.29 0.31 0.33 0.41 0.58 0.37 0.35 0.35 0.41 0.51
Moran’s I 0.93 0.96 0.97 0.98 0.99 0.88 0.94 0.95 0.98 0.98
659
660
661
662
663
664
665
666
667
668
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Figure Captions 669
670
671
Figure 1. Study Area. The shaded area corresponds to the “shrub and sclerophyllous forest” ecological 672
region, which was used as the boundaries for the niche modeling process. Rectangular area includes the 673
range of distribution of both species, and corresponds to the extent used for creating the maps showed in 674
following sections. Cities mentioned in the text are shown. 675
676
Figure 2. Visualization of the spatial layers built and used as input for the SMCDA. Letters a) and b) 677
represent the modeled present (PHS) and future (FHS) habitat suitability for B. miersii. Letters c) and d) 678
represent the present and future (PHS and FHS) modeled habitat suitability for P. splendens. In a) and c) 679
black dots correspond to the record presence points of these species that were used for the niche 680
modeling process. Letter e) corresponds to the land-use type (LUT) layer, and letter f) to the priority sites 681
for conservation (PSC) layer. 682
683
Figure 3. Suitability of areas for restoration with B. miersii (top) and P. splendens (bottom) under the five 684
assessed scenarios generated through the SMCDA. Values represent Priority for Restoration Score 685
(PRS). Scenarios are: EST; extreme short-term, ST; short-term, NW; non-weighted, LT; long-term, ELT; 686
extreme long-term. 687
688
Figure 4. Quantification of total area categorized in the two highest PRS scores (9 and 10) under the five 689
scenarios for each of the two assessed species, a) B. miersii, b) P. splendens. 690
691
692
693
694
695
696
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Figures 697
698
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