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Forging Global Alliances for Forging Global Alliances for Marine Biosafety through Marine Biosafety through GloBallast PartnershipsGloBallast Partnerships
Jose Matheickal, IMO
•• Global / IMO ResponseGlobal / IMO Response
•• Regulatory frameworkRegulatory framework
OverviewOverview
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•• GloBallast Pilot and GloBallast GloBallast Pilot and GloBallast PartnershipsPartnerships
•• Private Sector PartnershipsPrivate Sector Partnerships
•• Regional / national InitiativesRegional / national Initiatives
International Maritime OrganizationInternational Maritime Organization
S f d S Shi iS f d S Shi i
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Safer and Secure Shipping …..Safer and Secure Shipping …..
Cleaner Oceans…Cleaner Oceans…
IMO Response to Marine BiosafetyIMO Response to Marine Biosafety
•• IMOIMO--Res. A.774(18)Res. A.774(18)•• IMOIMO--Res. A.868(20)Res. A.868(20)•• IMOIMO BWM Convention 2004BWM Convention 2004
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•• IMOIMO--BWM Convention 2004BWM Convention 2004•• BLG Agenda on BiofoulingBLG Agenda on Biofouling
•• IMOIMO--GloBallast ProgrammeGloBallast Programme•• IMOIMO--ITCP ProjectsITCP Projects
IMO BWM ConventionIMO BWM Convention
•• IMO Diplomatic CONF 2004IMO Diplomatic CONF 2004
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•• 11 countries (~3.5%)11 countries (~3.5%) have ratified the have ratified the Convention so farConvention so far
•• Need 30 countries / 35% tonnageNeed 30 countries / 35% tonnage
Highlights of ArticlesHighlights of Articles
•• Article 5, Sediment Reception FacilitiesArticle 5, Sediment Reception Facilities
•• Article 6, Scientific and Technical ResearchArticle 6, Scientific and Technical Research
•• Article 7, Survey and CertificationArticle 7, Survey and Certification
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•• Article 9, Inspection of ShipsArticle 9, Inspection of Ships
•• Article 13, Technical Assistance, CoArticle 13, Technical Assistance, Co--operation operation and Regional Agreementsand Regional Agreements
•• Article 18, Entry into ForceArticle 18, Entry into Force
Highlights of RegulationsHighlights of RegulationsSection B Section B -- Management and Control Management and Control
Requirements for ShipsRequirements for Ships
Section C Section C -- Special Requirements in Certain AreasSpecial Requirements in Certain Areas
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Section D Section D -- Standards for Ballast WaterStandards for Ballast WaterManagementManagement
Section E Section E -- Survey and Certification Requirements Survey and Certification Requirements for Ballast Water Managementfor Ballast Water Management
Original water Empty New ocean water
Option 1 – Empty-Refill
Open Ocean Ballast ExchangeOpen Ocean Ballast Exchange
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Original water 1 tank exchange 2 tank exchange 3 tank exchange
Option 2 – Flow Through
BWMC Highlights, BWMC Highlights, TimeframeTimeframe
Ship Construction Ship Construction DateDate
Ballast capacityBallast capacity(cubic metres)(cubic metres)
Standard appliedStandard applied
Before 2009Before 2009 15001500 -- 50005000 BWE or BWP standard until 2014, BWE or BWP standard until 2014, th BWPth BWP
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Before 2009Before 2009 1500 1500 50005000 then BWPthen BWP
Before 2009Before 2009 <1500 or >5000<1500 or >5000 BWE or BWP standard until 2016, BWE or BWP standard until 2016, then BWPthen BWP
In or after 2009In or after 2009 <5000<5000 BWP standardBWP standard
In or after 2009 but In or after 2009 but before 2012before 2012 5000 or more5000 or more BWE or BWP standard until 2016, BWE or BWP standard until 2016,
then BWP standardthen BWP standard
In or after 2012In or after 2012 5000 or more5000 or more BWP standardBWP standard
BWMC Highlights, BWMC Highlights, Section DSection DRegulation DRegulation D--3 Approval 3 Approval Requirements for BWM Systems:Requirements for BWM Systems:
–– systems using active systems using active substances (chemical substances (chemical treatment) must betreatment) must be
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treatment) must be treatment) must be approved using IMO approved using IMO guidelinesguidelines
–– systems must be safe for systems must be safe for ship, equipment and crewship, equipment and crew
Status of Technology DevelopmentsStatus of Technology Developments
•• One treatment system obtained both basic approval One treatment system obtained both basic approval and final approval by IMO and final approval by IMO –– however this is yet to be however this is yet to be type approved by national administrationtype approved by national administration
•• 7 systems given basic approval by IMO7 systems given basic approval by IMO
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y g pp yy g pp y
•• 7 more systems currently applying for basic approval7 more systems currently applying for basic approval
•• Certain systems (if no active substance / chemical Certain systems (if no active substance / chemical used) do NOT need IMO approval used) do NOT need IMO approval –– only type only type approval neededapproval needed
Technical GuidelinesTechnical GuidelinesGuidelines for sediments reception facilities (G1)Guidelines for sediments reception facilities (G1)Guidelines for Ballast Water Sampling (G2)Guidelines for Ballast Water Sampling (G2)Guidelines for ballast water management equivalent compliance(G3) Guidelines for ballast water management equivalent compliance(G3) Guidelines for Ballast Water Management and Development of Ballast Guidelines for Ballast Water Management and Development of Ballast
Water Management Plans (G4)Water Management Plans (G4)Guidelines for ballast water reception facilities (G5) Guidelines for ballast water reception facilities (G5) Guidelines for Ballast Water Exchange (G6) Guidelines for Ballast Water Exchange (G6) Guidelines for Risk Assessment under RegulationGuidelines for Risk Assessment under Regulation AA--4 (G 7)4 (G 7)G id li f l f B ll t W t M t S t (G8)G id li f l f B ll t W t M t S t (G8)
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Guidelines for approval of Ballast Water Management Systems (G8) Guidelines for approval of Ballast Water Management Systems (G8) Guidelines for approval and oversight of prototype ballast water Guidelines for approval and oversight of prototype ballast water
treatment technology programmes (G10)treatment technology programmes (G10)Guidelines for Ballast Water Exchange Design and Construction Guidelines for Ballast Water Exchange Design and Construction
Standards (G11)Standards (G11)Guidelines for sediment control on ships (G12)Guidelines for sediment control on ships (G12)Guidelines for additional measures including emergency situations (G13)Guidelines for additional measures including emergency situations (G13)Guidelines on designation of areas for ballast water exchange (G14)Guidelines on designation of areas for ballast water exchange (G14)Survey Guidelines for the purpose of BWM ConventionSurvey Guidelines for the purpose of BWM ConventionGuidelines on PSC under the BWM ConventionGuidelines on PSC under the BWM Convention
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GloBallast Programme GloBallast Programme (2000(2000––2004 and 20072004 and 2007--2012)2012)
GloBallast Programme GloBallast Programme (2000(2000––2004 and 20072004 and 2007--2012)2012)
•• To prepare developing countriesTo prepare developing countries
GloBallast Pilot Phase GloBallast Pilot Phase (2000(2000--2004)2004)
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To prepare developing countries To prepare developing countries for BWM Conventionfor BWM Convention
•• Technical cooperation and Technical cooperation and capacity buildingcapacity building
Communication, Awareness & Communication, Awareness & Information Clearing House Information Clearing House (http://globallast.imo.org)(http://globallast.imo.org)
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Presided by India and Vice presided by Brazil , South Africa & Ukraine
9 out of 11 countries who have now ratified the Convention are from
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ratified the Convention are from GloBallast Regions
South-North Transfer of GloBallast Tools and Expertise
Pilots to Pioneers: 6 centres of excellence
Phase 2 Phase 2 -- GloBallast PartnershipsGloBallast Partnerships
General Objectives:
– Build on GloBallast 1 foundation
– Coordinate a global partnership
Support regional initiatives
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– Support regional initiatives
– Spur national legal, policy & institutional (LPI) development
– Accelerate BW Convention adoption
• 14 regions globally (6 high priority regions)
• Aprox. $20 million (cash & in-kind) supportSi ifi t i t
GloBallast Partnership (2007GloBallast Partnership (2007--2012)2012)GloBallast Partnership (2007GloBallast Partnership (2007--2012)2012)
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• Significant private sector partcipation through GIA
• Operational from October 2007
Focus: The Legal, Policy, Institutional Focus: The Legal, Policy, Institutional Reform Process at National LevelReform Process at National Level
Policies and institutional Policies and institutional Review Review (Legislations,(Legislations,
Policies and institutional Policies and institutional Arrangements)Arrangements)
Policy / Policy / Strategy DevelopmentStrategy Development•• PrinciplesPrinciples•• Detailed PolicyDetailed Policy
Capacity BuildingCapacity BuildingCapacity BuildingCapacity Building
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Reform PhaseReform Phase•• Legislative ReformLegislative Reform•• Institutional RationalisationInstitutional Rationalisation
ImplementationImplementation
Capacity BuildingCapacity BuildingCapacity BuildingCapacity BuildingDemo ProjectsDemo Projects
Info sharingInfo sharing
Assist Developing Countries to Reduce Risk of BW Mediated Bioinvasions
Learning, evaluation
and adaptive management
BWM Strategies in place and Legal, Policy and Institutional (LPI) reforms implemented and sustained at national level
Public-Private Partnershipsdeveloped for
accelerating technology solutions
Knowledge management andelectronic communications
systems developed and utilised
Project Coordination
structure
Monitoring& Eval.Reports
Rapid Status Assessment
National Legal reforms
InstitutionalCapacity
Compl.M&E
Systems
NBWMS GloBallastIndustry Alliance
BWT State ofart Publ.
Testing Facility
Standards
EnhancedS. HolderParticip.
GloBallastMarine
Elec. Inf. Sys
BWEconomic
Assessment
EnhancedBase Line
Information
SedimentMgmt
Solutions
ProjectCoord.
Unit
Mid-termEvaluation
DevelopGuidelines forrapid assmnt.
Develop Templates/guidelines
UpdateGloBallast
Mod. Course
DevelopIMO Model
Courses
DevelopModel
Legislations& Training
DevelopCME
Models &
GlobalIndustry
Taskforce
DevelopGeneral
Framework
Tec/econFeasibil.
Study
BWMFund
UpdatePB Survey protocols
selectDesignoptionsGMEIS
LME / RS /Pilot Reg.
Cooperation
Outcomes
Outputs
Activities
Objective
Guidance onEconomic
assessment
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SpecialistCapacities.
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GlobalTask Force
RegionalCoord.
Unit
Regional Task
Force
NationalLA, NFP,NPC
TerminalEvaluation
AP/IPReports
Rapidassessment
StakeholderWorkshops
IntroductoryTraining on
BWM
CapacitateTraining
Organizations
& TrainingModule
LegalTraining
Nationallegislation
indicators
CMETraining
Imple-mentCME
Review ofCME
Effectness
GEF-UNDPIMO Industry
Forum
Test FacilityManual
Global Expert
workshop
Pilot study
Best Pract.Manual
R&D Forums
PBS survey& reports
Baseline infTo GMEIS
EconomicAssessment
GMEISExpert
workshop
Country ProfDatabase
Format Dev.
KnowledgeManagementCP Database
training
DevelopCP Database
Nationalwebsites
NewsLetters
& e-forums
LocalBrochures/publications
GloBallast +GMEIS portal
NationalTask Force
Develop NBWMS
AggregateEconomic
Data.GBP in Intl.& regionalForums
Regional Harmonization
WorkshopFinancial
Sustainability workshops
PB SurveyTraining
Taxonomy Training
Taxonomy Expert Roster
The project will endeavour to reflect the Public-private sector partnership activities
at regional level
The project will endeavour to reflect the Public-private sector partnership activities
at national level
Preliminary Strategy for Project Preliminary Strategy for Project ImplementationImplementation
Global PartnersGlobal Partners
Regional Implem. Regional Implem. PartnersPartners
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ChampionsChampions
(LPCs)(LPCs)
W.CAR.W.CAR.
SPREPSPREP
MEDMED
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Global (5 Priority Regions + 1 Special Global (5 Priority Regions + 1 Special New Region + 6 Pilot Regions + 2 New Region + 6 Pilot Regions + 2
GEF regions) GEF regions)
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GBP Lead PartnersGBP Lead Partners GBP Partners.GBP Partners. GB Pilots.GB Pilots.
Piloting to Partnering – Forging New FrontiersPiloting to Partnering – Forging New Frontiers
Private sector Partnerships: Private sector Partnerships: Global Industry Alliance (GIA)Global Industry Alliance (GIA)
Achieve Marine Bio
Security
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Catalyze Innovation &
Change
Provide Business Benefits
GlAGlA