predicting residential ozone deficits from nearby traffic

9
Predicting residential ozone deficits from nearby traffic Rob McConnell a, * , Kiros Berhane a , Ling Yao a , Frederick W. Lurmann b , Edward Avol a , John M. Peters a a Department of Preventive Medicine, Keck School of Medicine at the University of Southern California, 1540 Alcazar Street, CHP 236, Los Angeles, CA 90089, United States b Sonoma Technology, Incorporated, 1360 Redwood Way, Suite C, Petaluma, CA 94954, United States Received 24 June 2004; accepted 16 June 2005 Available online 10 August 2005 Abstract Oxides of nitrogen in fresh traffic exhaust are known to scavenge ambient ozone. However, there has only been little study of local variation in ozone resulting from variation in vehicular traffic patterns within communities. Homes of 78 children were selected from a sample of participants in 3 communities in the southern California Children’s Health Study. Twenty-four hour ozone measurements were made simultaneously at a home and at a community central site monitor on two occasions between February and November 1994. Homes were geo-coded, and local residential nitrogen oxides (NO x ) above regional background due to nearby traffic at each participant’s home were estimated using a line source dispersion model. Measured home ozone declined in a predictable manner as modeled residential NO x increased. NO x modeled from local traffic near homes accounted for variation in ozone concentrations of as much as 17 parts per billion. We conclude that residential ozone concentrations may be over- or underestimated by measurements at a community monitor, depending on the variation in local traffic in the community. These findings may have implications for studies of health effects of traffic-related pollutants. D 2005 Elsevier B.V. All rights reserved. Keywords: Ozone; Oxides of nitrogen; Vehicle emissions; Photochemistry 1. Introduction There is an extensive literature describing how ozone varies on a regional scale as a function of sources of upwind ambient NO x , reactive organic gases, and atmospheric photochemistry, and models have been developed to predict downwind ozone concentrations in communities without monitoring stations (National Research Council Committee on Tropospheric Ozone Formation and Measurement, 1991; Diem and Comrie, 2002). However, a recent critique of ozone mapping efforts noted that interpolations from central site moni- tors to local neighborhoods are not justified by the spatial resolution of available data and have not been validated against the dense network of measurements that would be required to justify the assumption that the 0048-9697/$ - see front matter D 2005 Elsevier B.V. All rights reserved. doi:10.1016/j.scitotenv.2005.06.028 * Corresponding author. Tel.: +1 323 442 1096; fax: +1 323 442 3272. E-mail address: [email protected] (R. McConnell). Science of the Total Environment 363 (2006) 166– 174 www.elsevier.com/locate/scitotenv

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  • e d

    , Li

    for variation in ozone concentrations of as much as 17 parts per billion. We conclude that residential ozone concentrations may

    of upwind ambient NOx, reactive organic gases, and

    atmospheric photochemistry, and models have been

    2002). However, a recent critique of ozone mapping

    efforts noted that interpolations from central site moni-

    tors to local neighborhoods are not justified by the

    Science of the Total Environment 3be over- or underestimated by measurements at a community monitor, depending on the variation in local traffic in the

    community. These findings may have implications for studies of health effects of traffic-related pollutants.

    D 2005 Elsevier B.V. All rights reserved.

    Keywords: Ozone; Oxides of nitrogen; Vehicle emissions; Photochemistry

    1. Introduction

    There is an extensive literature describing how

    ozone varies on a regional scale as a function of sources

    developed to predict downwind ozone concentrations

    in communities without monitoring stations (National

    Research Council Committee on Tropospheric Ozone

    Formation and Measurement, 1991; Diem and Comrie,Edward Avol a, John M. Peters a

    aDepartment of Preventive Medicine, Keck School of Medicine at the University of Southern California, 1540 Alcazar Street,

    CHP 236, Los Angeles, CA 90089, United StatesbSonoma Technology, Incorporated, 1360 Redwood Way, Suite C, Petaluma, CA 94954, United States

    Received 24 June 2004; accepted 16 June 2005

    Available online 10 August 2005

    Abstract

    Oxides of nitrogen in fresh traffic exhaust are known to scavenge ambient ozone. However, there has only been little study

    of local variation in ozone resulting from variation in vehicular traffic patterns within communities. Homes of 78 children were

    selected from a sample of participants in 3 communities in the southern California Childrens Health Study. Twenty-four hour

    ozone measurements were made simultaneously at a home and at a community central site monitor on two occasions between

    February and November 1994. Homes were geo-coded, and local residential nitrogen oxides (NOx) above regional background

    due to nearby traffic at each participants home were estimated using a line source dispersion model. Measured home ozone

    declined in a predictable manner as modeled residential NOx increased. NOx modeled from local traffic near homes accountedPredicting residential ozon

    Rob McConnell a,*, Kiros Berhane a0048-9697/$ - see front matter D 2005 Elsevier B.V. All rights reserved.

    doi:10.1016/j.scitotenv.2005.06.028

    * Correspondin

    3272.

    E-mail address: [email protected] (R. McConnell).eficits from nearby traffic

    ng Yao a, Frederick W. Lurmann b,

    63 (2006) 166174

    www.elsevier.com/locate/scitotenvand have not beenspatial resolution of available datag author. Tel.: +1 323 442 1096; fax: +1 323 442validated against the dense network of measurements

    that would be required to justify the assumption that the

  • available in close proximity in urban areas, levels have

    differed by up to 50% within 5 km of each other

    Total(McNair et al., 1996).

    One reason for the spatial inhomogeneity of ozone

    is local variation in traffic, because nitric oxide (NO)

    present in fresh vehicle exhaust reacts with and con-

    sumes ozone. This reaction occurs much more rapidly

    than the atmospheric photo-oxidation that produces

    ozone regionally. Thus, ozone is reduced in tunnels, in

    heavy traffic, and near heavy traffic corridors, com-

    pared with nearby fixed site measurements near the

    traffic corridor (Rodes and Holland, 1981; Chan et al.,

    1991). Ozone concentrations are generally lower in

    urban cores with heavy traffic, compared with down-

    wind suburban areas with little traffic related NO to

    react with and consume ozone (National Research

    Council Committee on Tropospheric Ozone Forma-

    tion and Measurement, 1991; Diem and Comrie,

    2002; Gregg et al., 2003). In one previous study,

    concentrations 8 m downwind from a freeway were

    often less than 10% of background ambient levels,

    and reduction in ozone concentrations were evident to

    500 m (Rodes and Holland, 1981). Although this local

    variation in traffic is known to modify ozone concen-

    tration (Liu et al., 1997; Monn, 2001), there has been

    little attempt to exploit complex variation in traffic on

    freeways, arterials, and collector streets within neigh-

    borhoods to predict ozone exposure at homes, predic-

    tions which would be useful for health studies. Grid-

    based photochemical air quality models typically have

    K-theory dispersion algorithms that are not suitable

    for applications with the fine horizontal resolution

    (e.g., b200 m) needed to simulate line-source impact(Seinfeld and Pandis, 1998).

    We investigated whether local variation in mea-

    sured residential ozone in southern California could

    be predicted based on traffic related oxides of nitrogen

    (NOx) at the home. NOx from local traffic were

    estimated from traffic counts available from the Cali-

    fornia Department of Transportation.

    2. Data and methodsdistribution of ozone is homogeneous within commu-

    nities (Diem, 2003). Where monitoring sites have been

    R. McConnell et al. / Science of theWe used an existing data set of ambient ozone

    measured at homes in southern California and ofconcurrent measurements of ambient ozone and NOxat community central site monitors (Avol et al., 1998).

    Residential NOx concentrations outside study homes

    were estimated for our analysis from traffic patterns

    near the homes, as described below. We examined the

    relationship between home ozone and residential traf-

    fic-related NOx, after adjusting for simultaneously

    measured central site ozone and NOx. Based on this

    regression, we estimated residential ozone at other

    homes in the community.

    Homes of 78 children were selected from a sample

    of participants in the Childrens Health Study (Peters

    et al., 1999). Details of the study population for this

    residential ozone study and the sampling protocol

    have been reported previously (Avol et al., 1998).

    Briefly, ozone was measured between February and

    December during 1994 immediately outside homes in

    the southern California communities of Lancaster, San

    Dimas, and Riverside. A controlled flow sampler,

    which permitted timed exposure diffusion sampling

    with an Ogawa sampler, was developed for use in this

    study. Nitrite-coated filters from Ogawa USA (Pom-

    pano Beach, FL) were loaded onto Teflon-filter

    holders in an ozone-free environment. Before and

    after sampling, filters were stored under conditions

    designed to minimize ozone exposure. These passive

    samplers were placed on the rear patio or porch at

    least 1 m above the ground, but avoiding tree cano-

    pies, roof overhangs, and home air vents. Sampling

    was conducted during 24 h at each study home on two

    occasions, once in the spring and once in late summer/

    early fall. In previous evaluations (Koutrakis et al.,

    1993) and in this study in co-located field sampling at

    5 homes and in laboratory comparisons with a con-

    tinuous ultraviolet photometer (Dasibi Model 1003-

    AH, Glendale, California) (Lurmann et al., 1994; Avol

    et al., 1998), the timed exposure diffusion sampling

    results were found to be comparable to within

    approximately 6%.

    During each 24-hour home ozone measurement,

    background ambient ozone was interpolated to the

    neighborhood of each study home from measurements

    at nearby air monitoring stations, typically located

    within a few kilometers of study homes. These mea-

    surements were made for comparison to each home

    measurement. Ambient background NOxx in each

    Environment 363 (2006) 166174 167community was measured at the nearest station.

    These measurements were made with ultraviolet

  • Totaozone photometers and chemiluminescent NOx moni-

    tors operated under prescribed regulatory air monitor-

    ing protocols and procedures.

    NOx levels above ambient background were esti-

    mated from traffic patterns in the vicinity of each

    home. Each address was standardized to United States

    Postal Service specifications, using Lorton Data

    (www.lortondata.com) and geo-coded using the Tele-

    Atlas online geocoding service. Average annual daily

    traffic volumes on freeways, arterials, and collectors

    in each community were obtained from the California

    Department of Transportation for 2000 and adjusted

    to reflect 1994 traffic volumes, based on 3% per year

    growth in Southern California (CalTrans, 2002). The

    roadway locations were also based on the Tele-Atlas

    roadway database. Fleet average vehicle emission

    factors for NOx in 1994 were obtained from the

    California Air Resources Boards EMFAC2002

    model (California Air Resources Board, 2002). The

    ambient concentrations of NOx from on-road vehicle

    emissions on roadways within each community were

    estimated at each residence using the CALINE4 line

    source dispersion model developed by the California

    Department of Transportation (Benson, 1989). The

    modeling region for each community was a 20 km

    by 20 km region encompassing the residences

    wherein the CALINE4 model estimated unique con-

    centrations at each geocoded residence location with

    1020 m spatial resolution. These concentrations

    should be regarded as incremental NOx contributions

    that result in local variation on top of background

    concentrations of ambient NOx (measured at the cen-

    tral site in each community). We refer to these mod-

    eled estimates as residential NOx to distinguish them

    from measured central site NOx measurements. Back-

    ground ambient NOx results from regional transport

    and photochemistry on an urban and regional scale.

    Thus, local traffic influences the relatively homoge-

    neous background regional NOx concentrations down-

    wind from these local traffic sources and also

    influences middle-scale and neighborhood-scale var-

    iations immediately adjacent to roadways and in the

    nearby neighborhood. We elected to use the modeled

    concentration of NOx for this study, because NO in

    fresh traffic exhaust is rapidly converted to NO2, as it

    mixes and reacts with background ozone,, and the

    R. McConnell et al. / Science of the168modeled incremental contribution of traffic to NOxconcentration disperses rapidly from the source. Thus,modeled incremental NOx is expected to reflect NO in

    fresh traffic exhaust available to react with ozone, and

    if so, should predict decreases in ozone within com-

    munities relative to the central site monitor.

    Line source dispersion models like CALINE4 have

    primarily been evaluated for short-term (1 h) esti-

    mates of carbon monoxide concentration, where the

    CALINE4 model has shown it is able to predict 1-h

    concentrations within a factor of two (50 to +100%)in 80% of cases (Benson, 1989). We have evaluated

    the CALINE4 models performance for long-term

    NOx from local traffic at 12 southern California loca-

    tions (see Fig. 1). The models annual predictions

    were highly correlated (R2=0.97) with the 4-year

    average concentrations observed at routine air mon-

    itoring sites, yet the model underestimated the

    observed concentrations since they included the regio-

    nal background NOx. The CALINE4 model estimates

    suggest local traffic contributions constitute 18% of

    NOx concentrations in these communities.

    An additional community in the original study,

    Lake Gregory, was excluded from the analysis

    reported here, because there was little traffic (Avol

    et al., 1998). Seven other homes were excluded from

    the analysis, because there were incomplete ambient

    central site NOx measurements during the day of

    sampling. In addition, in the original study, indoor

    ozone was measured at homes, using a sampler iden-

    tical to that described above. Two homes were

    excluded because indoor ozone was unexplainably

    greater than outdoor ozone. (Because there are gen-

    erally no indoor sources of ozone, and ozone is sca-

    venged indoors, indoor levels of ozone are virtually

    always values lower than outdoor values). One other

    outlier was excluded from the analysis, because out-

    door home ozone was more than 3 standard deviations

    from the mean and was inexplicably high with respect

    to the central site monitor. Seventy-eight homes were

    included in the final analysis.

    Because there were two measurements at each

    home, we needed to account for the correlation

    between the repeated measures from the same subject.

    We used the Generalized Estimating Equations (GEE)

    approach (Diggle et al., 1994) to investigate the

    effects of estimated residential NOx from the

    CALINE4 model on outdoor residential ozone.

    l Environment 363 (2006) 166174Under this approach, the interpretation of parameter

    estimates is identical to that in standard multiple linear

  • once

    d NO

    liforn

    Totalregression, but it has the advantage of providing

    correct standard errors (which would have been

    underestimated otherwise). The assumptions for the

    GEE based model are similar to those in standard

    0 20 40Observed Ambient NOx C

    CALI

    NE4

    mod

    eled

    NO

    x fro

    m lo

    cal t

    raffi

    c (p

    pb)

    0

    2

    4

    6

    8

    10

    12

    14

    Fig. 1. Comparison of annual average CALINE4 model estimate

    concentrations observed at 12 air monitoring stations in southern Ca

    R. McConnell et al. / Science of themultiple linear regression. The following final model

    was fitted:

    Ycij a dTZcij c1CS Ozonecij c2CS NOx cij c3NOx cij ecij: 1

    Where Y is ozone (measured at home), c, i and j

    denote community, individual home, and visit, respec-

    tively. Here, a represents the overall intercept and drepresents a vector of parameters of effects of a matrix

    of adjustment variables, Zcij (e.g., visit, community).

    The parameter of main interest was c3, the effect ofresidential NOx levels, NOx cij, in a model that

    adjusted for central site O3 and NOx levels, denoted

    by CS_Ozonecij and CS_NOx cij, respectively. Central

    site ozone and NOx measurements were centered at

    the overall mean of 35.9 parts per billion (ppb) and

    44.6 ppb, respectively, in these models. This GEE

    model was fitted with the identity link and a

    bworkingQ exchangeable correlation structure. It usedbempiricalQ standard errors that are robust to any mis-specification of the nature of dependence between the

    two repeated measures from the same home.We assessed how generalizeable the estimates for

    the effect of residential NOx might be to other com-

    munities by evaluating the effect of NOx in models

    without the community indicator variables. We eval-

    60 80ntration (ppb)

    Atascadero

    Santa Maria

    Lompoc

    Lancaster

    Lk Arrowhead

    San Dimas

    Glendora

    Upland

    Mira Loma

    Riverside

    Lk Elsinore

    Alpine

    y = 0.18x - 0.5,R2 = 0.97

    x concentrations from local traffic to 19951998 average NOxia.

    Environment 363 (2006) 166174 169uated potential modification of the effect of residential

    NOx on residential ozone by community and by visit

    early or late in the year. Appropriate interaction terms

    were added to the GEE model to test these hypoth-

    eses. A validation of the model consisted of randomly

    selecting 2/3 of the sample in each community and

    fitting a model which was then used to predict the

    observed O3 in the remaining 1/3 of the sample.

    Finally, the predictions from the model were used

    to examine the possible impact of residential NOx on

    long-term residential ozone concentrations at homes

    of all participants in the Childrens Health Study in

    these 3 communities with addresses that could be

    accurately geo-coded (449 in Lancaster, 498 in River-

    side, and 439 in San Dimas). For this prediction, we

    used 1994 annual average residential NOx concentra-

    tions derived from CALINE4 at the GIS coded

    addresses of all study homes and the 19941998

    average ozone and NOx concentrations measured at

    the central site monitors. We also estimated the effect

    based on a single 1994-year average for the measured

    central site pollutants. Because the home ozone pre-

    dictions were very similar, we have presented only the

  • estimates based on the more stable multi-year pollu-

    tant average.

    3. Results

    Average 24-h ozone measurements were 33 ppb

    and 34 ppb at the homes and central site monitoring

    stations, respectively, but there was a large range from

    4.5 ppb to over 90 ppb (Table 1). Estimated residential

    NOx concentrations modeled from traffic were not

    normally distributed. The median was 11 ppb, but

    asured at central sites, and of modeled residential NOx

    mes) San Dimas (N =22 homes) All communities (N =78 homes)

    max) Mean (SD) (min, max) Mean (SD) (min, max)

    79) 28 (15) (4.5, 60) 33 (15) (4.5, 79)

    92) 34 (14) (15, 57) 36 (15) (9.7, 92)

    42) 56 (21) (26, 103) 45 (30) (3.2, 142)

    Median (min, max) Median (min, max) Median

    IQR)

    (min, max) Median

    (IQR)

    (min, max)

    35) 16.2 (3.1) (6.2, 24) 11 (9.7) (2.1, 35)

    Table 2

    Determinants of home ozone concentration

    Parameter Coefficient (in pbb) (S.E.) P value

    Residential NOxa 0.51 0.11 b0.0001

    Central site O3a 0.91 0.05 b0.0001

    Central site NOxa 0.029 0.018 0.10

    Riverside 0.28 1.65 0.86San Dimas 0.12 2.03 0.95

    Visit 1 2.29 1.0 0.03

    Intercept 37.7 1.14 b0.0001a Residential NOx in ppb; central site O3 and NOx centered at 40

    and 45 ppb, respectively.

    R. McConnell et al. / Science of the Total Environment 363 (2006) 166174170(IQR) (IQR)

    Residential NOxb 4.8 (1.5) (2.1, 6.8) 11 (5.8) (6.2,one home 90 m from a freeway had an estimated

    NOx exposure of 35 ppb. Fifty percent of the esti-

    mated concentrations were between 6.2 and 16 ppb;

    and 80% were between 4.3 and 19 ppb (results not

    tabulated). Lancaster had a much smaller range of

    modeled NOx than either of the other two commu-

    nities. Although these exposures are modest compared

    with the much larger measured central site NOx mea-

    surements, it is important to note that these were

    incremental concentrations from traffic near homes

    above any community ambient background levels.

    Residential ozone was inversely associated with

    estimated residential NOx, decreasing by 0.51 ppb

    for each modeled increase of 1 ppb in residential

    NOx (Table 2). Thus, the range of residential NOx in

    this study (2.135 ppb from Table 1) was associated

    with almost a 17 ppb decrease in the ozone measured

    at those homes (results not tabulated). However, a

    relatively small proportion of homes near heavy traffic

    corridors accounted for most of the variation in ozone,

    and the variation due to traffic at most homes was

    modest. The 10th to the 90th percentile of the resi-

    Table 1

    Concentrations of ozone measured at homes, of ozone and NOx me

    Pollutant Lancaster (N =25 homes) Riverside (N =31 ho

    Mean (SD) (min, max) Mean (SD) (min,

    Home O3a 40 (60) (6.5, 63) 32 (14) (9.6,

    Central site O3a 39 (13) (16, 65) 36 (16) (9.7,

    Central site NOxa 29 (16) (3.2, 60) 46 (37) (11, 1a Measured 24-h mean (ppb).b Modeled for annual average daily traffic counts.dential NOx distribution (from 4.3 to 19 ppb) was

    associated with a 7.5 ppb decrease in home ozone.

    Home ozone exposure was higher during the first visit

    (earlier in the year), on average, than on the second

    visit, after adjusting for central site ozone measure-

    ments and other variables in the model (Table 2). Visit

    was also significant in a model adjusting for season

    (before May or after October), but the addition of

    season to the model did not substantially change the

    effect of NOx (data not presented). We adjusted for

    central site NOx, an indication of more polluted days

    with stagnant air around roadways, in order to account

    for potentially larger effects of residential traffic on

    ozone on those days.

    The split sample resulted in coefficients derived

    from 2/3 of the homes similar to those from the entire

    sample. The coefficient for residential NOx in 2/3 of the

    sample was0.51, for ambient ozone at the central site0.89, for visit 2.26. Although the power to test this

    prediction model in the remaining homes was limited

    by small sample size, the predicted home ozone in the

    remaining homes was highly correlated with the mea-

  • A prediction curve for home ozone across the

    range of incremental traffic-modeled NOx observed

    in this study, in a hypothetical community with mea-

    sured long-term central site monitoring station aver-

    age NOx, CS_NOx, and ozone, CS_Ozone, has the

    following form:

    Home ozone 37:7 0:919CS Ozone 35:90:029 CS NOx 44:6 0:51NOx

    2where long-term (19941998) central site ozone and

    NOx measurements were centered at the overall sam-

    Total Environment 363 (2006) 166174 171sured concentration (R =0.94; p b0.0001). However,this was largely accounted for by the large variability

    in ozone at the central site, which was highly correlated

    with home ozone. The residuals from the prediction

    model excluding residential NOx were more modestly

    but still significantly correlated with residential NOx(R =0.43; p =0.002).

    We considered whether the prediction model

    derived from the entire sample could be used to pre-

    dict ozone at homes in other communities in southern

    California, based on ambient measurements at a com-

    munity central site monitor and traffic patterns near

    homes, exposure indices that are widely available

    throughout California (and elsewhere in the United

    States). Our premise was that the atmospheric chemi-

    cal reactions affecting these relationships and the

    general nature of vehicle emissions not accounted

    for in the vehicle emission models (e.g., NO/NOxratios) would be similar across many communities.

    However, this type of statistical modeldescribing the

    physical effects of traffic-related NOx on local ozone

    could not be extrapolated to other communities if

    residential ozone or NOx were confounded by com-

    munity, or if the effect of residential NOx were to vary

    in different communities, after adjusting for central

    site measurements and other covariates in the model.

    None of these conditions occurred in our limited

    sample of communities: There were no significant

    effects of community (Table 2); the coefficient for

    residential NOx was almost identical in a model that

    did not adjust for community (data not shown); and

    there were no significant interactions between resi-

    dential NOx and community (that is, the effect of

    residential NOx did not differ by study community).

    The significant effect of visit, an unphysical parameter

    required in the model, suggests that predicted residen-

    tial ozone with respect to central site measurements

    may vary by time of the year or other unmeasured

    conditions prevalent at the different visits in this

    study. However, any bias introduced by this effect

    was unlikely to vary by residential NOx, because

    there was no interaction of residential NOx with

    visit (data not presented). Although this consideration

    may make the accuracy of ozone predictions ques-

    tionable and merits further investigation, it is never-

    theless instructive to examine the likely effect of

    R. McConnell et al. / Science of thetraffic on home ozone concentrations with respect to

    long-term central site ozone concentrations.ple mean in our study of 35.9 ppb and 44.6 ppb,

    respectively. Traffic modeled residential NOx were

    estimated from CALINE4 at homes. Visit and com-

    munity (with visit 2 and Lancaster as references,

    respectively) should not affect the long-term within-

    community variability in ozone with respect to the

    central site, nor should they contribute to the varia-

    bility in the predicted values with respect to other

    homes in the community. Based on this prediction

    equation, we estimated the distribution of residential

    ozone in the entire cohort of children enrolled in the

    Childrens Health Study in the three communities. We

    restricted the distribution to homes with residential

    NOx values less than 35 ppb, because the behavior

    of the model at higher residential NOx (which were as

    large as 128 ppb in this population) is unknown. In

    San Dimas and Riverside the predicted range in resi-

    dential ozone was 15 ppb (Table 3), although the

    variation from the 10th to the 90th percentile of the

    distribution in those towns was a more modest 4.5 in

    Table 3

    Predicted 5-year average home ozone (in pbb) in entire cohort, by

    community

    Town Predicted 5-year O3 at homes NOxa

    (min,

    max)

    O3 at

    C.S.aMean 10%,

    90%aMin,

    max

    Lancaster

    (N =449)

    33 32, 34 29, 35 0.3, 12 33

    Riverside

    (N =498)

    27 23, 29 16, 31 4.1, 35 31

    San Dimas

    (N =439)

    17 14, 19 9, 24 2.8, 33 23

    a Ozone 10%, 90% corresponds to lower decile and upper decileof the distribution; NOx (in ppb) corresponds to residential NOx; O3at C.S. was measured at the central site monitor in each community.

  • It is well known that measurements of regional

    pollutants like ozone at central site monitors misclas-

    Totasify personal exposure (Delfino et al., 1996; United

    States Environmental Protection Agency, 1996). The

    estimates in Table 3 suggest that there is likely to be

    systematic spatial variation of average ozone with

    nearby traffic. The predicted within-communitySan Dimas and 5.8 in Riverside. However, because

    we truncated the upper distribution of residential NOxat 35 ppb, lower ozone levels (with a lower limit of

    zero) might be expected to be observed at homes with

    higher levels of residential NOx in these communities.

    4. Discussion

    There has been little previous research demonstrat-

    ing the predictable local spatial variability in ozone

    that we have shown in these study communities as

    nearby traffic varies. As described above, ozone con-

    centrations at most homes varied by a modest 7.5 ppb

    or less due to nearby traffic. However, reductions in

    ozone concentrations of up to 17 ppb were associated

    with heavy local traffic across the range of estimated

    residential NOx in this sample. Our results are con-

    sistent with one previous report that demonstrated a

    3040% decrement in ozone as traffic and building

    density increased at many sites in a neighborhood

    within 2 km of central monitor (Lin et al., 2001).

    There are several potential implications of this obser-

    vation for the evaluation of health effects of traffic and

    ozone, and potentially for regulatory policy: (1) The

    interpretation of measurements of ambient ozone at

    community monitoring stations in southern California

    and elsewhere may be biased if traffic patterns at

    homes in the community differ substantially from

    traffic near the monitoring station; (2) there should

    be further investigation of ozone variability due to

    traffic on a neighborhood scale within communities in

    order to refine models that could be used for assigning

    ambient ozone exposures at homes for use in epide-

    miologic studies; and (3) the inverse relationship of

    ozone to traffic may bias the results of ongoing studies

    of the health effects of fresh traffic emissions, if

    potentially confounding health effects of ozone are

    not appropriately accounted for.

    R. McConnell et al. / Science of the172range of 15 ppb in measurement of home ozone

    concentration is small compared with the large tem-poral variability shown in Table 1, and the levels are

    low compared with the current National Ambient Air

    Quality Standards regulating peak concentrations

    exceeding 120 ppb for 1 h and 80 ppb for 8 h of

    the day. However, the long-term average 24 h ozone

    measured at the central sites was relatively low, even

    in these study communities with high peak ozone

    concentration, which were selected to represent

    diverse southern California ozone profiles. Therefore,

    the predicted misclassification of ozone exposures at

    homes could constitute a substantial proportion of the

    measured long-term ozone exposures at central sites.

    Because NO from traffic near a central site monitoring

    station would also reduce the measured ozone at that

    station, the central site measurements could either

    under-estimate or over-estimate the average commu-

    nity home ozone exposure, depending on whether

    nearby traffic at the central site were substantially

    higher or lower than near homes in the surrounding

    community. The U.S. Environmental Protection

    Agency has recommended that regional air pollution

    monitoring stations be sited away from roads with

    heavy traffic, and previous work in Los Angeles has

    demonstrated that ozone concentrations are affected

    up to at least 500 m of a major roadway (Rodes and

    Holland, 1981). However, using CALINE4 we have

    estimated NOx related to long-term average local

    traffic to contribute as much as 38 ppb at the central

    site monitoring station (in Long Beach) used for

    characterizing exposure in a multi-year longitudinal

    health study (Peters et al., 1999). Therefore, local

    traffic around such stations is potentially an important

    source of error in assigning exposure to an entire

    community based directly on central-site monitoring

    station data.

    The model presented illustrates how ozone might

    be predicted at individual homes. There was substan-

    tial variability in the ozone measurements at homes

    and central sites, and there was a large range of nearby

    traffic at these homes, representative of many com-

    munites in southern California and likely in other

    regions of the United States. However, questions

    remain regarding this approach that cannot be

    answered with the available data, and additional mea-

    surements over a longer time frame would be useful to

    model better the long-term variation in ozone expo-

    l Environment 363 (2006) 166174sure at homes. The 24 h ozone varied markedly over

    the period of the study, so the effect of residential NOx

  • effect of residential NOx on ozone is unlikely

    to vary by visit. Therefore, to the extent that

    Totalexplained a relatively small proportion of the varia-

    bility in residential ozone. A larger proportion of

    variability in the longer-term average residential

    ozone might be explained by residential NOx. Resi-

    dential NOx also explained only a modest proportion

    of measured home ozone based on the split sample

    approach (R =0.43 for NOx with the residual afteraccounting for the effect of central site ozone),

    although this may be due in part to the small sample

    size. Also, although the range of variability in resi-

    dential NOx was large, there were relatively few

    homes that accounted for the higher residential NOxestimates. It would be useful to examine the effect of

    residential NOx on ozone at more homes with heavy

    local traffic to evaluate the stability of observed esti-

    mates in areas where more marked reductions in

    ozone might be expected. Additional measurements

    in these communities also would help determine the

    relevance of local traffic patterns for the higher ozone

    concentrations observed between 10 am and 6 pm

    (when children and other susceptible groups may

    engage in more outside activity that would increase

    exposure).

    We observed no difference in the effect of resi-

    dential NOx in different communities, using a model

    that considered only linear effects of residential NOx(because this model is consistent with the known

    chemistry of ozone and local sources of NOx on the

    neighborhood scale of interest). However, the statis-

    tical power to identify interactions was limited. In a

    sensitivity analysis that used flexible techniqures

    that relaxed the assumption of linearity (Hastie

    and Tibshiarni, 1990), we observed some non-line-

    arity in the effect of NOx that may have reflected

    differences in the effect in Lancaster, which had

    much smaller residential NOx estimates than either

    of the other two communities. Longer term home

    ozone and NOx measurements would allow better

    assessment of heterogeneity across communities. In

    addition, there was systematic variability in ozone

    associated with the measurement at the second visit

    to the homes, after adjusting for other covariates

    (Table 2). Because traffic-modeled NOx estimates

    using CALINE4 were based on average traffic

    count estimates and on average wind speed and

    direction over an entire year, meteorological condi-

    R. McConnell et al. / Science of thetions or traffic patterns that differed on different

    days of measurement from those used to estimatevisit represented unmeasured influences on ozone

    throughout the community, including at the central

    site, there may be little bias to the assessment of

    how a home varies with respect to a central site

    within a given community, which is the key para-

    meter of interest. This issue requires further study.

    Finally, estimating long term average effects of

    residential NOx on ozone would not be possible in

    communities in which there is new development

    with traffic patterns that change in different ways

    in different parts of the community.

    Although uncertainties in the model presented

    require further assessment, the observed variation

    in ozone may be important for the design and

    interpretation of ongoing studies of traffic-related

    pollution. Heavy local traffic has been associated

    with deficits in lung function, with asthma and

    with asthmatic symptoms in children (Brauer et

    al., 2002; Delfino, 2002). It has been shown that

    particle number and ultrafine particle mass decrease

    dramatically to background levels within short dis-

    tances downwind of freeways (Zhu et al., 2002),

    and it is biologically plausible that such exposure

    would cause the observed associations with respira-

    tory health (Li et al., 2003). It is likely that expo-

    sure to fine and ultrafine particulate matter and

    other air pollutants in fresh traffic exhaust increases

    not just with freeways, but also with nearby traffic

    on arterial and collector roadways (although there

    has been little study of this issue). Our results

    indicate that exposure to these local toxic traffic

    related pollutants is likely to be inversely correlated

    with ozone exposure. Therefore, in high ozone com-

    munities the assessment of toxic effects of traffic

    likely also will be confounded by the toxic effects

    of ozone.

    5. Conclusion

    This study suggests that traffic patterns near homesthe long-term average NOx might explain the effect

    of visit. However, we observed no evidence for an

    interaction between visit and residential NOx, so the

    Environment 363 (2006) 166174 173are potentially a useful tool to predict local spatial

    variation in ozone within communities.

  • R. McConnell et al. / Science of the Total Environment 363 (2006) 166174174Acknowledgements

    Tami Funk and Siana Alcorn of Sonoma Technol-

    ogy contributed to developing traffic-modeled expo-

    sures and performed extensive quality assurance of

    the air pollution data, respectively, used for this study.

    Daniel Stram and W. James Gauderman made useful

    suggestions on modeling strategies. Edward Rappa-

    port, Jassy Molitor and Vince Lin provided program-

    ming support. We acknowledge the hard work of

    Helene Margolis and Dane Westerdahl of the Califor-

    nia Air Resources Board and the staff at the partici-

    pating air quality districts.

    This studywas supported by the Southern California

    Particle Center and Supersite, the National Institute of

    Environmental Health Science (grants P30 ES07048,

    P01 ES09581, and P01 ES11627), the Environmental

    Protection Agency (grant R 82670801-3), the Califor-

    nia Air Resources Board (Contract 94-331), and the

    Hastings Foundation.

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    Predicting residential ozone deficits from nearby trafficIntroductionData and methodsResultsDiscussionConclusionAcknowledgementsReferences