predicting residential ozone deficits from nearby traffic
TRANSCRIPT
-
e d
, Li
for variation in ozone concentrations of as much as 17 parts per billion. We conclude that residential ozone concentrations may
of upwind ambient NOx, reactive organic gases, and
atmospheric photochemistry, and models have been
2002). However, a recent critique of ozone mapping
efforts noted that interpolations from central site moni-
tors to local neighborhoods are not justified by the
Science of the Total Environment 3be over- or underestimated by measurements at a community monitor, depending on the variation in local traffic in the
community. These findings may have implications for studies of health effects of traffic-related pollutants.
D 2005 Elsevier B.V. All rights reserved.
Keywords: Ozone; Oxides of nitrogen; Vehicle emissions; Photochemistry
1. Introduction
There is an extensive literature describing how
ozone varies on a regional scale as a function of sources
developed to predict downwind ozone concentrations
in communities without monitoring stations (National
Research Council Committee on Tropospheric Ozone
Formation and Measurement, 1991; Diem and Comrie,Edward Avol a, John M. Peters a
aDepartment of Preventive Medicine, Keck School of Medicine at the University of Southern California, 1540 Alcazar Street,
CHP 236, Los Angeles, CA 90089, United StatesbSonoma Technology, Incorporated, 1360 Redwood Way, Suite C, Petaluma, CA 94954, United States
Received 24 June 2004; accepted 16 June 2005
Available online 10 August 2005
Abstract
Oxides of nitrogen in fresh traffic exhaust are known to scavenge ambient ozone. However, there has only been little study
of local variation in ozone resulting from variation in vehicular traffic patterns within communities. Homes of 78 children were
selected from a sample of participants in 3 communities in the southern California Childrens Health Study. Twenty-four hour
ozone measurements were made simultaneously at a home and at a community central site monitor on two occasions between
February and November 1994. Homes were geo-coded, and local residential nitrogen oxides (NOx) above regional background
due to nearby traffic at each participants home were estimated using a line source dispersion model. Measured home ozone
declined in a predictable manner as modeled residential NOx increased. NOx modeled from local traffic near homes accountedPredicting residential ozon
Rob McConnell a,*, Kiros Berhane a0048-9697/$ - see front matter D 2005 Elsevier B.V. All rights reserved.
doi:10.1016/j.scitotenv.2005.06.028
* Correspondin
3272.
E-mail address: [email protected] (R. McConnell).eficits from nearby traffic
ng Yao a, Frederick W. Lurmann b,
63 (2006) 166174
www.elsevier.com/locate/scitotenvand have not beenspatial resolution of available datag author. Tel.: +1 323 442 1096; fax: +1 323 442validated against the dense network of measurements
that would be required to justify the assumption that the
-
available in close proximity in urban areas, levels have
differed by up to 50% within 5 km of each other
Total(McNair et al., 1996).
One reason for the spatial inhomogeneity of ozone
is local variation in traffic, because nitric oxide (NO)
present in fresh vehicle exhaust reacts with and con-
sumes ozone. This reaction occurs much more rapidly
than the atmospheric photo-oxidation that produces
ozone regionally. Thus, ozone is reduced in tunnels, in
heavy traffic, and near heavy traffic corridors, com-
pared with nearby fixed site measurements near the
traffic corridor (Rodes and Holland, 1981; Chan et al.,
1991). Ozone concentrations are generally lower in
urban cores with heavy traffic, compared with down-
wind suburban areas with little traffic related NO to
react with and consume ozone (National Research
Council Committee on Tropospheric Ozone Forma-
tion and Measurement, 1991; Diem and Comrie,
2002; Gregg et al., 2003). In one previous study,
concentrations 8 m downwind from a freeway were
often less than 10% of background ambient levels,
and reduction in ozone concentrations were evident to
500 m (Rodes and Holland, 1981). Although this local
variation in traffic is known to modify ozone concen-
tration (Liu et al., 1997; Monn, 2001), there has been
little attempt to exploit complex variation in traffic on
freeways, arterials, and collector streets within neigh-
borhoods to predict ozone exposure at homes, predic-
tions which would be useful for health studies. Grid-
based photochemical air quality models typically have
K-theory dispersion algorithms that are not suitable
for applications with the fine horizontal resolution
(e.g., b200 m) needed to simulate line-source impact(Seinfeld and Pandis, 1998).
We investigated whether local variation in mea-
sured residential ozone in southern California could
be predicted based on traffic related oxides of nitrogen
(NOx) at the home. NOx from local traffic were
estimated from traffic counts available from the Cali-
fornia Department of Transportation.
2. Data and methodsdistribution of ozone is homogeneous within commu-
nities (Diem, 2003). Where monitoring sites have been
R. McConnell et al. / Science of theWe used an existing data set of ambient ozone
measured at homes in southern California and ofconcurrent measurements of ambient ozone and NOxat community central site monitors (Avol et al., 1998).
Residential NOx concentrations outside study homes
were estimated for our analysis from traffic patterns
near the homes, as described below. We examined the
relationship between home ozone and residential traf-
fic-related NOx, after adjusting for simultaneously
measured central site ozone and NOx. Based on this
regression, we estimated residential ozone at other
homes in the community.
Homes of 78 children were selected from a sample
of participants in the Childrens Health Study (Peters
et al., 1999). Details of the study population for this
residential ozone study and the sampling protocol
have been reported previously (Avol et al., 1998).
Briefly, ozone was measured between February and
December during 1994 immediately outside homes in
the southern California communities of Lancaster, San
Dimas, and Riverside. A controlled flow sampler,
which permitted timed exposure diffusion sampling
with an Ogawa sampler, was developed for use in this
study. Nitrite-coated filters from Ogawa USA (Pom-
pano Beach, FL) were loaded onto Teflon-filter
holders in an ozone-free environment. Before and
after sampling, filters were stored under conditions
designed to minimize ozone exposure. These passive
samplers were placed on the rear patio or porch at
least 1 m above the ground, but avoiding tree cano-
pies, roof overhangs, and home air vents. Sampling
was conducted during 24 h at each study home on two
occasions, once in the spring and once in late summer/
early fall. In previous evaluations (Koutrakis et al.,
1993) and in this study in co-located field sampling at
5 homes and in laboratory comparisons with a con-
tinuous ultraviolet photometer (Dasibi Model 1003-
AH, Glendale, California) (Lurmann et al., 1994; Avol
et al., 1998), the timed exposure diffusion sampling
results were found to be comparable to within
approximately 6%.
During each 24-hour home ozone measurement,
background ambient ozone was interpolated to the
neighborhood of each study home from measurements
at nearby air monitoring stations, typically located
within a few kilometers of study homes. These mea-
surements were made for comparison to each home
measurement. Ambient background NOxx in each
Environment 363 (2006) 166174 167community was measured at the nearest station.
These measurements were made with ultraviolet
-
Totaozone photometers and chemiluminescent NOx moni-
tors operated under prescribed regulatory air monitor-
ing protocols and procedures.
NOx levels above ambient background were esti-
mated from traffic patterns in the vicinity of each
home. Each address was standardized to United States
Postal Service specifications, using Lorton Data
(www.lortondata.com) and geo-coded using the Tele-
Atlas online geocoding service. Average annual daily
traffic volumes on freeways, arterials, and collectors
in each community were obtained from the California
Department of Transportation for 2000 and adjusted
to reflect 1994 traffic volumes, based on 3% per year
growth in Southern California (CalTrans, 2002). The
roadway locations were also based on the Tele-Atlas
roadway database. Fleet average vehicle emission
factors for NOx in 1994 were obtained from the
California Air Resources Boards EMFAC2002
model (California Air Resources Board, 2002). The
ambient concentrations of NOx from on-road vehicle
emissions on roadways within each community were
estimated at each residence using the CALINE4 line
source dispersion model developed by the California
Department of Transportation (Benson, 1989). The
modeling region for each community was a 20 km
by 20 km region encompassing the residences
wherein the CALINE4 model estimated unique con-
centrations at each geocoded residence location with
1020 m spatial resolution. These concentrations
should be regarded as incremental NOx contributions
that result in local variation on top of background
concentrations of ambient NOx (measured at the cen-
tral site in each community). We refer to these mod-
eled estimates as residential NOx to distinguish them
from measured central site NOx measurements. Back-
ground ambient NOx results from regional transport
and photochemistry on an urban and regional scale.
Thus, local traffic influences the relatively homoge-
neous background regional NOx concentrations down-
wind from these local traffic sources and also
influences middle-scale and neighborhood-scale var-
iations immediately adjacent to roadways and in the
nearby neighborhood. We elected to use the modeled
concentration of NOx for this study, because NO in
fresh traffic exhaust is rapidly converted to NO2, as it
mixes and reacts with background ozone,, and the
R. McConnell et al. / Science of the168modeled incremental contribution of traffic to NOxconcentration disperses rapidly from the source. Thus,modeled incremental NOx is expected to reflect NO in
fresh traffic exhaust available to react with ozone, and
if so, should predict decreases in ozone within com-
munities relative to the central site monitor.
Line source dispersion models like CALINE4 have
primarily been evaluated for short-term (1 h) esti-
mates of carbon monoxide concentration, where the
CALINE4 model has shown it is able to predict 1-h
concentrations within a factor of two (50 to +100%)in 80% of cases (Benson, 1989). We have evaluated
the CALINE4 models performance for long-term
NOx from local traffic at 12 southern California loca-
tions (see Fig. 1). The models annual predictions
were highly correlated (R2=0.97) with the 4-year
average concentrations observed at routine air mon-
itoring sites, yet the model underestimated the
observed concentrations since they included the regio-
nal background NOx. The CALINE4 model estimates
suggest local traffic contributions constitute 18% of
NOx concentrations in these communities.
An additional community in the original study,
Lake Gregory, was excluded from the analysis
reported here, because there was little traffic (Avol
et al., 1998). Seven other homes were excluded from
the analysis, because there were incomplete ambient
central site NOx measurements during the day of
sampling. In addition, in the original study, indoor
ozone was measured at homes, using a sampler iden-
tical to that described above. Two homes were
excluded because indoor ozone was unexplainably
greater than outdoor ozone. (Because there are gen-
erally no indoor sources of ozone, and ozone is sca-
venged indoors, indoor levels of ozone are virtually
always values lower than outdoor values). One other
outlier was excluded from the analysis, because out-
door home ozone was more than 3 standard deviations
from the mean and was inexplicably high with respect
to the central site monitor. Seventy-eight homes were
included in the final analysis.
Because there were two measurements at each
home, we needed to account for the correlation
between the repeated measures from the same subject.
We used the Generalized Estimating Equations (GEE)
approach (Diggle et al., 1994) to investigate the
effects of estimated residential NOx from the
CALINE4 model on outdoor residential ozone.
l Environment 363 (2006) 166174Under this approach, the interpretation of parameter
estimates is identical to that in standard multiple linear
-
once
d NO
liforn
Totalregression, but it has the advantage of providing
correct standard errors (which would have been
underestimated otherwise). The assumptions for the
GEE based model are similar to those in standard
0 20 40Observed Ambient NOx C
CALI
NE4
mod
eled
NO
x fro
m lo
cal t
raffi
c (p
pb)
0
2
4
6
8
10
12
14
Fig. 1. Comparison of annual average CALINE4 model estimate
concentrations observed at 12 air monitoring stations in southern Ca
R. McConnell et al. / Science of themultiple linear regression. The following final model
was fitted:
Ycij a dTZcij c1CS Ozonecij c2CS NOx cij c3NOx cij ecij: 1
Where Y is ozone (measured at home), c, i and j
denote community, individual home, and visit, respec-
tively. Here, a represents the overall intercept and drepresents a vector of parameters of effects of a matrix
of adjustment variables, Zcij (e.g., visit, community).
The parameter of main interest was c3, the effect ofresidential NOx levels, NOx cij, in a model that
adjusted for central site O3 and NOx levels, denoted
by CS_Ozonecij and CS_NOx cij, respectively. Central
site ozone and NOx measurements were centered at
the overall mean of 35.9 parts per billion (ppb) and
44.6 ppb, respectively, in these models. This GEE
model was fitted with the identity link and a
bworkingQ exchangeable correlation structure. It usedbempiricalQ standard errors that are robust to any mis-specification of the nature of dependence between the
two repeated measures from the same home.We assessed how generalizeable the estimates for
the effect of residential NOx might be to other com-
munities by evaluating the effect of NOx in models
without the community indicator variables. We eval-
60 80ntration (ppb)
Atascadero
Santa Maria
Lompoc
Lancaster
Lk Arrowhead
San Dimas
Glendora
Upland
Mira Loma
Riverside
Lk Elsinore
Alpine
y = 0.18x - 0.5,R2 = 0.97
x concentrations from local traffic to 19951998 average NOxia.
Environment 363 (2006) 166174 169uated potential modification of the effect of residential
NOx on residential ozone by community and by visit
early or late in the year. Appropriate interaction terms
were added to the GEE model to test these hypoth-
eses. A validation of the model consisted of randomly
selecting 2/3 of the sample in each community and
fitting a model which was then used to predict the
observed O3 in the remaining 1/3 of the sample.
Finally, the predictions from the model were used
to examine the possible impact of residential NOx on
long-term residential ozone concentrations at homes
of all participants in the Childrens Health Study in
these 3 communities with addresses that could be
accurately geo-coded (449 in Lancaster, 498 in River-
side, and 439 in San Dimas). For this prediction, we
used 1994 annual average residential NOx concentra-
tions derived from CALINE4 at the GIS coded
addresses of all study homes and the 19941998
average ozone and NOx concentrations measured at
the central site monitors. We also estimated the effect
based on a single 1994-year average for the measured
central site pollutants. Because the home ozone pre-
dictions were very similar, we have presented only the
-
estimates based on the more stable multi-year pollu-
tant average.
3. Results
Average 24-h ozone measurements were 33 ppb
and 34 ppb at the homes and central site monitoring
stations, respectively, but there was a large range from
4.5 ppb to over 90 ppb (Table 1). Estimated residential
NOx concentrations modeled from traffic were not
normally distributed. The median was 11 ppb, but
asured at central sites, and of modeled residential NOx
mes) San Dimas (N =22 homes) All communities (N =78 homes)
max) Mean (SD) (min, max) Mean (SD) (min, max)
79) 28 (15) (4.5, 60) 33 (15) (4.5, 79)
92) 34 (14) (15, 57) 36 (15) (9.7, 92)
42) 56 (21) (26, 103) 45 (30) (3.2, 142)
Median (min, max) Median (min, max) Median
IQR)
(min, max) Median
(IQR)
(min, max)
35) 16.2 (3.1) (6.2, 24) 11 (9.7) (2.1, 35)
Table 2
Determinants of home ozone concentration
Parameter Coefficient (in pbb) (S.E.) P value
Residential NOxa 0.51 0.11 b0.0001
Central site O3a 0.91 0.05 b0.0001
Central site NOxa 0.029 0.018 0.10
Riverside 0.28 1.65 0.86San Dimas 0.12 2.03 0.95
Visit 1 2.29 1.0 0.03
Intercept 37.7 1.14 b0.0001a Residential NOx in ppb; central site O3 and NOx centered at 40
and 45 ppb, respectively.
R. McConnell et al. / Science of the Total Environment 363 (2006) 166174170(IQR) (IQR)
Residential NOxb 4.8 (1.5) (2.1, 6.8) 11 (5.8) (6.2,one home 90 m from a freeway had an estimated
NOx exposure of 35 ppb. Fifty percent of the esti-
mated concentrations were between 6.2 and 16 ppb;
and 80% were between 4.3 and 19 ppb (results not
tabulated). Lancaster had a much smaller range of
modeled NOx than either of the other two commu-
nities. Although these exposures are modest compared
with the much larger measured central site NOx mea-
surements, it is important to note that these were
incremental concentrations from traffic near homes
above any community ambient background levels.
Residential ozone was inversely associated with
estimated residential NOx, decreasing by 0.51 ppb
for each modeled increase of 1 ppb in residential
NOx (Table 2). Thus, the range of residential NOx in
this study (2.135 ppb from Table 1) was associated
with almost a 17 ppb decrease in the ozone measured
at those homes (results not tabulated). However, a
relatively small proportion of homes near heavy traffic
corridors accounted for most of the variation in ozone,
and the variation due to traffic at most homes was
modest. The 10th to the 90th percentile of the resi-
Table 1
Concentrations of ozone measured at homes, of ozone and NOx me
Pollutant Lancaster (N =25 homes) Riverside (N =31 ho
Mean (SD) (min, max) Mean (SD) (min,
Home O3a 40 (60) (6.5, 63) 32 (14) (9.6,
Central site O3a 39 (13) (16, 65) 36 (16) (9.7,
Central site NOxa 29 (16) (3.2, 60) 46 (37) (11, 1a Measured 24-h mean (ppb).b Modeled for annual average daily traffic counts.dential NOx distribution (from 4.3 to 19 ppb) was
associated with a 7.5 ppb decrease in home ozone.
Home ozone exposure was higher during the first visit
(earlier in the year), on average, than on the second
visit, after adjusting for central site ozone measure-
ments and other variables in the model (Table 2). Visit
was also significant in a model adjusting for season
(before May or after October), but the addition of
season to the model did not substantially change the
effect of NOx (data not presented). We adjusted for
central site NOx, an indication of more polluted days
with stagnant air around roadways, in order to account
for potentially larger effects of residential traffic on
ozone on those days.
The split sample resulted in coefficients derived
from 2/3 of the homes similar to those from the entire
sample. The coefficient for residential NOx in 2/3 of the
sample was0.51, for ambient ozone at the central site0.89, for visit 2.26. Although the power to test this
prediction model in the remaining homes was limited
by small sample size, the predicted home ozone in the
remaining homes was highly correlated with the mea-
-
A prediction curve for home ozone across the
range of incremental traffic-modeled NOx observed
in this study, in a hypothetical community with mea-
sured long-term central site monitoring station aver-
age NOx, CS_NOx, and ozone, CS_Ozone, has the
following form:
Home ozone 37:7 0:919CS Ozone 35:90:029 CS NOx 44:6 0:51NOx
2where long-term (19941998) central site ozone and
NOx measurements were centered at the overall sam-
Total Environment 363 (2006) 166174 171sured concentration (R =0.94; p b0.0001). However,this was largely accounted for by the large variability
in ozone at the central site, which was highly correlated
with home ozone. The residuals from the prediction
model excluding residential NOx were more modestly
but still significantly correlated with residential NOx(R =0.43; p =0.002).
We considered whether the prediction model
derived from the entire sample could be used to pre-
dict ozone at homes in other communities in southern
California, based on ambient measurements at a com-
munity central site monitor and traffic patterns near
homes, exposure indices that are widely available
throughout California (and elsewhere in the United
States). Our premise was that the atmospheric chemi-
cal reactions affecting these relationships and the
general nature of vehicle emissions not accounted
for in the vehicle emission models (e.g., NO/NOxratios) would be similar across many communities.
However, this type of statistical modeldescribing the
physical effects of traffic-related NOx on local ozone
could not be extrapolated to other communities if
residential ozone or NOx were confounded by com-
munity, or if the effect of residential NOx were to vary
in different communities, after adjusting for central
site measurements and other covariates in the model.
None of these conditions occurred in our limited
sample of communities: There were no significant
effects of community (Table 2); the coefficient for
residential NOx was almost identical in a model that
did not adjust for community (data not shown); and
there were no significant interactions between resi-
dential NOx and community (that is, the effect of
residential NOx did not differ by study community).
The significant effect of visit, an unphysical parameter
required in the model, suggests that predicted residen-
tial ozone with respect to central site measurements
may vary by time of the year or other unmeasured
conditions prevalent at the different visits in this
study. However, any bias introduced by this effect
was unlikely to vary by residential NOx, because
there was no interaction of residential NOx with
visit (data not presented). Although this consideration
may make the accuracy of ozone predictions ques-
tionable and merits further investigation, it is never-
theless instructive to examine the likely effect of
R. McConnell et al. / Science of thetraffic on home ozone concentrations with respect to
long-term central site ozone concentrations.ple mean in our study of 35.9 ppb and 44.6 ppb,
respectively. Traffic modeled residential NOx were
estimated from CALINE4 at homes. Visit and com-
munity (with visit 2 and Lancaster as references,
respectively) should not affect the long-term within-
community variability in ozone with respect to the
central site, nor should they contribute to the varia-
bility in the predicted values with respect to other
homes in the community. Based on this prediction
equation, we estimated the distribution of residential
ozone in the entire cohort of children enrolled in the
Childrens Health Study in the three communities. We
restricted the distribution to homes with residential
NOx values less than 35 ppb, because the behavior
of the model at higher residential NOx (which were as
large as 128 ppb in this population) is unknown. In
San Dimas and Riverside the predicted range in resi-
dential ozone was 15 ppb (Table 3), although the
variation from the 10th to the 90th percentile of the
distribution in those towns was a more modest 4.5 in
Table 3
Predicted 5-year average home ozone (in pbb) in entire cohort, by
community
Town Predicted 5-year O3 at homes NOxa
(min,
max)
O3 at
C.S.aMean 10%,
90%aMin,
max
Lancaster
(N =449)
33 32, 34 29, 35 0.3, 12 33
Riverside
(N =498)
27 23, 29 16, 31 4.1, 35 31
San Dimas
(N =439)
17 14, 19 9, 24 2.8, 33 23
a Ozone 10%, 90% corresponds to lower decile and upper decileof the distribution; NOx (in ppb) corresponds to residential NOx; O3at C.S. was measured at the central site monitor in each community.
-
It is well known that measurements of regional
pollutants like ozone at central site monitors misclas-
Totasify personal exposure (Delfino et al., 1996; United
States Environmental Protection Agency, 1996). The
estimates in Table 3 suggest that there is likely to be
systematic spatial variation of average ozone with
nearby traffic. The predicted within-communitySan Dimas and 5.8 in Riverside. However, because
we truncated the upper distribution of residential NOxat 35 ppb, lower ozone levels (with a lower limit of
zero) might be expected to be observed at homes with
higher levels of residential NOx in these communities.
4. Discussion
There has been little previous research demonstrat-
ing the predictable local spatial variability in ozone
that we have shown in these study communities as
nearby traffic varies. As described above, ozone con-
centrations at most homes varied by a modest 7.5 ppb
or less due to nearby traffic. However, reductions in
ozone concentrations of up to 17 ppb were associated
with heavy local traffic across the range of estimated
residential NOx in this sample. Our results are con-
sistent with one previous report that demonstrated a
3040% decrement in ozone as traffic and building
density increased at many sites in a neighborhood
within 2 km of central monitor (Lin et al., 2001).
There are several potential implications of this obser-
vation for the evaluation of health effects of traffic and
ozone, and potentially for regulatory policy: (1) The
interpretation of measurements of ambient ozone at
community monitoring stations in southern California
and elsewhere may be biased if traffic patterns at
homes in the community differ substantially from
traffic near the monitoring station; (2) there should
be further investigation of ozone variability due to
traffic on a neighborhood scale within communities in
order to refine models that could be used for assigning
ambient ozone exposures at homes for use in epide-
miologic studies; and (3) the inverse relationship of
ozone to traffic may bias the results of ongoing studies
of the health effects of fresh traffic emissions, if
potentially confounding health effects of ozone are
not appropriately accounted for.
R. McConnell et al. / Science of the172range of 15 ppb in measurement of home ozone
concentration is small compared with the large tem-poral variability shown in Table 1, and the levels are
low compared with the current National Ambient Air
Quality Standards regulating peak concentrations
exceeding 120 ppb for 1 h and 80 ppb for 8 h of
the day. However, the long-term average 24 h ozone
measured at the central sites was relatively low, even
in these study communities with high peak ozone
concentration, which were selected to represent
diverse southern California ozone profiles. Therefore,
the predicted misclassification of ozone exposures at
homes could constitute a substantial proportion of the
measured long-term ozone exposures at central sites.
Because NO from traffic near a central site monitoring
station would also reduce the measured ozone at that
station, the central site measurements could either
under-estimate or over-estimate the average commu-
nity home ozone exposure, depending on whether
nearby traffic at the central site were substantially
higher or lower than near homes in the surrounding
community. The U.S. Environmental Protection
Agency has recommended that regional air pollution
monitoring stations be sited away from roads with
heavy traffic, and previous work in Los Angeles has
demonstrated that ozone concentrations are affected
up to at least 500 m of a major roadway (Rodes and
Holland, 1981). However, using CALINE4 we have
estimated NOx related to long-term average local
traffic to contribute as much as 38 ppb at the central
site monitoring station (in Long Beach) used for
characterizing exposure in a multi-year longitudinal
health study (Peters et al., 1999). Therefore, local
traffic around such stations is potentially an important
source of error in assigning exposure to an entire
community based directly on central-site monitoring
station data.
The model presented illustrates how ozone might
be predicted at individual homes. There was substan-
tial variability in the ozone measurements at homes
and central sites, and there was a large range of nearby
traffic at these homes, representative of many com-
munites in southern California and likely in other
regions of the United States. However, questions
remain regarding this approach that cannot be
answered with the available data, and additional mea-
surements over a longer time frame would be useful to
model better the long-term variation in ozone expo-
l Environment 363 (2006) 166174sure at homes. The 24 h ozone varied markedly over
the period of the study, so the effect of residential NOx
-
effect of residential NOx on ozone is unlikely
to vary by visit. Therefore, to the extent that
Totalexplained a relatively small proportion of the varia-
bility in residential ozone. A larger proportion of
variability in the longer-term average residential
ozone might be explained by residential NOx. Resi-
dential NOx also explained only a modest proportion
of measured home ozone based on the split sample
approach (R =0.43 for NOx with the residual afteraccounting for the effect of central site ozone),
although this may be due in part to the small sample
size. Also, although the range of variability in resi-
dential NOx was large, there were relatively few
homes that accounted for the higher residential NOxestimates. It would be useful to examine the effect of
residential NOx on ozone at more homes with heavy
local traffic to evaluate the stability of observed esti-
mates in areas where more marked reductions in
ozone might be expected. Additional measurements
in these communities also would help determine the
relevance of local traffic patterns for the higher ozone
concentrations observed between 10 am and 6 pm
(when children and other susceptible groups may
engage in more outside activity that would increase
exposure).
We observed no difference in the effect of resi-
dential NOx in different communities, using a model
that considered only linear effects of residential NOx(because this model is consistent with the known
chemistry of ozone and local sources of NOx on the
neighborhood scale of interest). However, the statis-
tical power to identify interactions was limited. In a
sensitivity analysis that used flexible techniqures
that relaxed the assumption of linearity (Hastie
and Tibshiarni, 1990), we observed some non-line-
arity in the effect of NOx that may have reflected
differences in the effect in Lancaster, which had
much smaller residential NOx estimates than either
of the other two communities. Longer term home
ozone and NOx measurements would allow better
assessment of heterogeneity across communities. In
addition, there was systematic variability in ozone
associated with the measurement at the second visit
to the homes, after adjusting for other covariates
(Table 2). Because traffic-modeled NOx estimates
using CALINE4 were based on average traffic
count estimates and on average wind speed and
direction over an entire year, meteorological condi-
R. McConnell et al. / Science of thetions or traffic patterns that differed on different
days of measurement from those used to estimatevisit represented unmeasured influences on ozone
throughout the community, including at the central
site, there may be little bias to the assessment of
how a home varies with respect to a central site
within a given community, which is the key para-
meter of interest. This issue requires further study.
Finally, estimating long term average effects of
residential NOx on ozone would not be possible in
communities in which there is new development
with traffic patterns that change in different ways
in different parts of the community.
Although uncertainties in the model presented
require further assessment, the observed variation
in ozone may be important for the design and
interpretation of ongoing studies of traffic-related
pollution. Heavy local traffic has been associated
with deficits in lung function, with asthma and
with asthmatic symptoms in children (Brauer et
al., 2002; Delfino, 2002). It has been shown that
particle number and ultrafine particle mass decrease
dramatically to background levels within short dis-
tances downwind of freeways (Zhu et al., 2002),
and it is biologically plausible that such exposure
would cause the observed associations with respira-
tory health (Li et al., 2003). It is likely that expo-
sure to fine and ultrafine particulate matter and
other air pollutants in fresh traffic exhaust increases
not just with freeways, but also with nearby traffic
on arterial and collector roadways (although there
has been little study of this issue). Our results
indicate that exposure to these local toxic traffic
related pollutants is likely to be inversely correlated
with ozone exposure. Therefore, in high ozone com-
munities the assessment of toxic effects of traffic
likely also will be confounded by the toxic effects
of ozone.
5. Conclusion
This study suggests that traffic patterns near homesthe long-term average NOx might explain the effect
of visit. However, we observed no evidence for an
interaction between visit and residential NOx, so the
Environment 363 (2006) 166174 173are potentially a useful tool to predict local spatial
variation in ozone within communities.
-
R. McConnell et al. / Science of the Total Environment 363 (2006) 166174174Acknowledgements
Tami Funk and Siana Alcorn of Sonoma Technol-
ogy contributed to developing traffic-modeled expo-
sures and performed extensive quality assurance of
the air pollution data, respectively, used for this study.
Daniel Stram and W. James Gauderman made useful
suggestions on modeling strategies. Edward Rappa-
port, Jassy Molitor and Vince Lin provided program-
ming support. We acknowledge the hard work of
Helene Margolis and Dane Westerdahl of the Califor-
nia Air Resources Board and the staff at the partici-
pating air quality districts.
This studywas supported by the Southern California
Particle Center and Supersite, the National Institute of
Environmental Health Science (grants P30 ES07048,
P01 ES09581, and P01 ES11627), the Environmental
Protection Agency (grant R 82670801-3), the Califor-
nia Air Resources Board (Contract 94-331), and the
Hastings Foundation.
References
Avol EL, Navidi WC, Colome SD. Modeling ozone levels in and
around Southern California homes. Environ Sci Technol 1998;
32:4638.
Benson P, 1989. Caline4a dispersion model for predicting air
pollution concentration near roadways. Sacramento, CA7 Cali-fornia Department of Transportation, Office of Transportation
Laboratory; 1989. p. 205.
Brauer M, Hoek G, Van Vliet P, Meliefste K, Fischer PH, Wijga A,
et al. Air pollution from traffic and the development of respira-
tory infections and asthmatic and allergic symptoms in children.
Am J Respir Crit Care Med 2002;166(8):10928.
California Air Resources Board. EMFAC2002; California air
resources boards emissions inventory series, the latest update
to the on-road emissions inventory. Sacramento, CA7 CaliforniaAir Resources Board; 2002. Available at http://www.arb.ca.gov/
msei/onroad/onepagers/2002.pdf.
CalTrans. California motor vehicle stock, travel and fuel forecast.
Sacramento, CA7 California Department of Transportation;2002. Available at http://i80.dot.ca.gov/hq/tsip/TSIPPDF/
MVSTAFF02.pdf.
Chan C, Ozkaynak H, Spengler JD, Sheldon L. Driver exposure to
volatile organic compounds, CO, ozone and NO2 under different
driving conditions. Environ Sci Technol 1991;25:96472.
Delfino RJ. Epidemiologic evidence for asthma and exposure to air
toxics: linkages between occupational, indoor, and community
air pollution research. Environ Health Perspect 2002;110(Suppl.
4):57389.
Delfino RJ, Coate BD, Zeiger RS, Seltzer JM, Street DH, KoutrakisP. Daily asthma severity in relation to personal ozone exposureand outdoor fungal spores. Am J Respir Crit Care Med
1996;154(3 Pt 1):63341.
Diem JE. A critical examination of ozone mapping from a spatial-
scale perspective. Environ Pollut 2003;125:36983.
Diem JE, Comrie AC. Predictive mapping of air pollution involving
sparse spatial observations. Environ Pollut 2002;119(1):99117.
Diggle PJ, Liang KY, Zeger SL. Analysis of longitudinal data. New
York7 Oxford University Press; 1994.Gregg JW, Jones CG, Dawson TE. Urbanization effects on tree
growth in the vicinity of New York City. Nature 2003;
424(6945):1837.
Hastie TJ, Tibshiarni RJ. Generalized additive models. London7Chapman and Hall; 1990.
Koutrakis P, Wolfson J, et al. Measurement of ambient ozone using
a nitrite-coated filter. Anal Chem 1993;65:20914.
Li N, Sioutas C, Cho A, Schmitz D,Misra C, Sempf J, et al. Ultrafine
particulate pollutants induce oxidative stress and mitochondrial
damage. Environ Health Perspect 2003;111(4):45560.
Lin T-Y, Young L-H, Wang C-S. Spatial variations of ground level
ozone concentrations in areas of different scales. Atmos Environ
2001;35:5799807.
Liu LJ, Delfino R, Koutrakis P. Ozone exposure assessment in a
southern California community. Environ Health Perspect 1997;
105(1):5865.
Lurmann F, Roberts P, Main H, Hering S, Avol E, Colome S. Phase
II Report Appendix A: Exposure Assessment Methodology;
Final Report on Contract A033-186 to the California Air
Resources Board. Sacramento; 1994.
McNair LA, Harley RA, Russell AG. Spatial inhomogeneity in
pollutant concentrations, and their implications for air quality
model evaluation. Atmos Environ 1996;30:4291301.
Monn C. Exposure assessment of air pollutants: a review on spatial
heterogeneity and indoor/outdoor/personal exposure to sus-
pended particulate matter, nitrogen dioxide and ozone. Atmos
Environ 2001;35:132.
National Research Council Committee on Tropospheric Ozone
Formation and Measurement. Rethinking the ozone problem
in urban and regional air pollution. Washington, DC7 NationalAcademy Press; 1991.
Peters JM, Avol E, Navidi W, London SJ, Gauderman WJ, Lurmann
F, et al. A study of twelve Southern California communities with
differing levels and types of air pollution: I Prevalence of
respiratory morbidity. Am J Respir Crit Care Med 1999;
159(3):7607.
Rodes CE, Holland DM. Variations of NO, NOx, and O3 concen-
trations downwind of a Los Angeles freeway. Atmos Environ
1981;15:24250.
Seinfeld JH, Pandis SN. Atmospheric chemistry and physics: from
air pollution to global change. New York7 J. Wiley and Sons;1998.
United States Environmental Protection Agency, Air Quality Cri-
teria for Ozone and other Photochemical Oxidants. Research
Triangle Park, NC7 Office of Research and Development;1996.
Zhu Y, Hinds WC, Kim S, Sioutas C. Concentration and size
distribution of ultrafine particles near a major highway. J AirWaste Manage Assoc 2002;52(9):103242.
Predicting residential ozone deficits from nearby trafficIntroductionData and methodsResultsDiscussionConclusionAcknowledgementsReferences