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TRANSCRIPT
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2. Project Planning and ProposalDevelopment: Case Study I
Dr. Kazuhiro SaitouAssociate Professor
Department of Mechanical EngineeringUniversity of Michigan
2.1 Background
2.2 Information gathering
2.3 Project planning
2.4 Proposal development
2.5 Proposal submission
2.6 Concluding remarks
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2.1 Background
Project life cycleInformation gathering
Program announcement
Merit review criteria
Project planning
Idea, idea, idea
Identifying what, why, how
Proposal development
Project summary
Project description
budget
Proposal submission
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Background
Structural analysis Simulation of deformation
under loads
Structural synthesis Optimization of product
geometry using structuralanalysis
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Background
Project scope Method for synthesis of multi-component
structural assembly considering:
Structural performances
Manufacturing and assembly costs Software implementation of the method
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Background
NSF CAREER Award Faculty Early Career Development Program
5-year with $400K
Emphasize integration of research and
education Industry matching funds to encourage
industry collaboration
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Background
Project summary 1999 competition (rules slightly vary)
(4+1) year project with ~$420K
NSF CAREER Award + contract with Toyota
1 MS and 3 PhD students in 4 years
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Outline
Background Information gathering
Project planning
Proposal development Proposal submission
Concluding remarks
2. Project Planning and Proposal Development I
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2.2 Information gathering
Program announcement Email news letters
Emails from College
Internet resources*
2. Project Planning and Proposal Development I
* sample materials in appendices 2.1 2.6
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Information gathering
Merit review criteria (used by review panels) What is the intellectual merit?
How important within/outside of the field?
PI(s) qualified?
Original and creative?
Well planned?
Access to necessary resources?
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Information gathering
Merit review criteria (used by review panels) What are the broader impacts?
Promotes teaching training, and learning?
Enhance infrastructure of research and
education? Disseminated broadly?
Benefit to society?
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Outline
Background Information gathering
Project planning
Proposal development Proposal submission
Concluding remarks
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Project planning
Idea, idea, idea!! Problem must be new and important
Approach must be innovative and effective
Must meet merit review criteria
Intellectual merit?
Broader impacts?
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Project planning
Idea, idea, idea!! :: My case Structural products are made of numerous parts
Product shape decomposed to part shapes
Small parts need many joints that waken structure
Large parts are strong but too costly to produce
What is optimal decomposition?
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Project planning
Identify What-Why-How What are you going to do? (Objective)
Why it is important? (Motivation)
intellectual merit
broader impacts Never done or not well done before
How are you going to do? (Approach)
Research questions
Approach to research questions
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Project planning
Identify What-Why-How :: My case What are you going to do?
Synthesis of multi-component structural assembly viadecomposition, considering
Structural performances
Manufacturing and assembly costs
2. Project Planning and Proposal Development I
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Project planning
Identify What-Why-How :: My case Why it is important?
Bad decomposition affects subsequent part design;cost of re-work is enormous
Best practice not known for hybrids, fuel cells, andelectric vehicles
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Project planning
Identify What-Why-How :: My case How are you going to do?
1) transform the problem as graph decomposition
2) solve by using structural analysis and optimization
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Project planning
Literature review Goal: Prove your research is indeed in blank
area
Utilize on-line resources
Be careful -- faulty statements on the state-of-the-art can kill the proposal
your work
2. Project Planning and Proposal Development I
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Project planning
Literature review :: My case Structural synthesis
Many papers on single-part structure
Many papers on multi-part structure with given partboundary
No papers on synthesis of part boundary consideringstructural performances
Design for manufacturing and assembly
Many papers on improving given part designs for easy
manufacturing Many papers on improving given part designs for easy
assembly
No papers on synthesis of part boundary consideringmanufacturing and assembly costs
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Project planning
Industry collaboration Encouraged by CAREER via matching
fund system (existed in 1999; notanymore)
Industry endorsement letter can be inAppendix
Works if practical case studies aredesired
IP issues among university, government,and company must be sorted out inadvance. Who will own the rights toinventions?
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Project planning
Industry collaboration :: My case Approached to Toyota after 1st attempt
Submitted in July 1998.
Proposal turned down in March 1999.
Contracted with Toyota right after 2nd
attempt Submitted in July 1999.
Proposal got through in March 2000. Endorsement letter for the 2nd submission
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Outline
Background Information gathering
Project planning
Proposal development Proposal submission
Concluding remarks
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2.4 Proposal development
Required contents (from GPG):
1. Cover sheet
2. Project summary (1 pg)
3. Table of contents
4. Project description (+ results form prior NSF support) (15 pgs)
5. References cited
6. Biographical sketches (2 page max)
7. Budget
8. Current and pending support9. Facilities, equipment, and other resources
10. Special information and supplementary documentation
11. Appendices
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Proposal development
Project summary (1 page) First thing reviewers read
Self-contained summary of proposal
Must include:
statement of objective method to be employed
separate statements of (1) intellectualmerit and (2) broader impacts
Proposals that do not separately
address both merit review criteria willbe returned without review.
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Proposal development
Project description (15 pages) Typical format
Section 1: Objective and motivation (what + why & how)
Section 2: Literature review (why)
Section 3: Proposed approach (how)
Section 4: Preliminary results (how)
Section 5: Schedule and milestones (how)
An anonymous NSF Program Director saidIn page 1, tell me what, how, and why. In
the rest of 14 pages, convince me that I cantrust you.
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Proposal development
Project description (15 pages) :: My case Objective
Synthesis of multi-component structural assembly
Motivation
Bad decomposition affects subsequent part design; costof re-work is enormous
Best practice not known for hybrids, fuel cells, andelectric vehicles
Literature review
No papers on synthesis of part boundary consideringstructural performances
No papers on synthesis of part boundary consideringmanufacturing and assembly costs
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Proposal development
Project description (15 pages) :: My case Proposed approach
1) transform the problem as graph decomposition
2) solve by using structural analysis and optimization
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Proposal development
Final polish-up Ask a senior colleague in somewhat distant area
to review
A anonymous multi-million $ NSF proposal winner
saidIn the end, I asked a high school senior toread the proposals to make sure logic is perfectlyclear
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Outline
Background Information gathering
Project planning
Proposal development Proposal submission
Concluding remarks
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2.5 Proposal submission
Proposal submission inhard copy form is rare
Electronic submissionmore common
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Outline
Background Information gathering
Project planning
Proposal development Proposal submission
Concluding remarks
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2.6 Concluding remarks
A to Z for proposal development in a nutshell Detailed guideline and clear review criteria
Good proposal = excellent idea + what-why-how
Plan well, then writing is a snap
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Concluding remarks