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    2. Project Planning and ProposalDevelopment: Case Study I

    Dr. Kazuhiro SaitouAssociate Professor

    Department of Mechanical EngineeringUniversity of Michigan

    2.1 Background

    2.2 Information gathering

    2.3 Project planning

    2.4 Proposal development

    2.5 Proposal submission

    2.6 Concluding remarks

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    2.1 Background

    Project life cycleInformation gathering

    Program announcement

    Merit review criteria

    Project planning

    Idea, idea, idea

    Identifying what, why, how

    Proposal development

    Project summary

    Project description

    budget

    Proposal submission

    2. Project Planning and Proposal Development I

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    Background

    Structural analysis Simulation of deformation

    under loads

    Structural synthesis Optimization of product

    geometry using structuralanalysis

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    Background

    Project scope Method for synthesis of multi-component

    structural assembly considering:

    Structural performances

    Manufacturing and assembly costs Software implementation of the method

    2. Project Planning and Proposal Development I

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    Background

    NSF CAREER Award Faculty Early Career Development Program

    5-year with $400K

    Emphasize integration of research and

    education Industry matching funds to encourage

    industry collaboration

    2. Project Planning and Proposal Development I

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    Background

    Project summary 1999 competition (rules slightly vary)

    (4+1) year project with ~$420K

    NSF CAREER Award + contract with Toyota

    1 MS and 3 PhD students in 4 years

    2. Project Planning and Proposal Development I

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    Outline

    Background Information gathering

    Project planning

    Proposal development Proposal submission

    Concluding remarks

    2. Project Planning and Proposal Development I

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    2.2 Information gathering

    Program announcement Email news letters

    Emails from College

    Internet resources*

    2. Project Planning and Proposal Development I

    * sample materials in appendices 2.1 2.6

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    Information gathering

    Merit review criteria (used by review panels) What is the intellectual merit?

    How important within/outside of the field?

    PI(s) qualified?

    Original and creative?

    Well planned?

    Access to necessary resources?

    2. Project Planning and Proposal Development I

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    Information gathering

    Merit review criteria (used by review panels) What are the broader impacts?

    Promotes teaching training, and learning?

    Enhance infrastructure of research and

    education? Disseminated broadly?

    Benefit to society?

    2. Project Planning and Proposal Development I

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    Outline

    Background Information gathering

    Project planning

    Proposal development Proposal submission

    Concluding remarks

    2. Project Planning and Proposal Development I

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    Project planning

    Idea, idea, idea!! Problem must be new and important

    Approach must be innovative and effective

    Must meet merit review criteria

    Intellectual merit?

    Broader impacts?

    2. Project Planning and Proposal Development I

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    Project planning

    Idea, idea, idea!! :: My case Structural products are made of numerous parts

    Product shape decomposed to part shapes

    Small parts need many joints that waken structure

    Large parts are strong but too costly to produce

    What is optimal decomposition?

    2. Project Planning and Proposal Development I

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    Project planning

    Identify What-Why-How What are you going to do? (Objective)

    Why it is important? (Motivation)

    intellectual merit

    broader impacts Never done or not well done before

    How are you going to do? (Approach)

    Research questions

    Approach to research questions

    2. Project Planning and Proposal Development I

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    Project planning

    Identify What-Why-How :: My case What are you going to do?

    Synthesis of multi-component structural assembly viadecomposition, considering

    Structural performances

    Manufacturing and assembly costs

    2. Project Planning and Proposal Development I

    F

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    Project planning

    Identify What-Why-How :: My case Why it is important?

    Bad decomposition affects subsequent part design;cost of re-work is enormous

    Best practice not known for hybrids, fuel cells, andelectric vehicles

    2. Project Planning and Proposal Development I

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    Project planning

    Identify What-Why-How :: My case How are you going to do?

    1) transform the problem as graph decomposition

    2) solve by using structural analysis and optimization

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    2. Project Planning and Proposal Development I

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    Project planning

    Literature review Goal: Prove your research is indeed in blank

    area

    Utilize on-line resources

    Be careful -- faulty statements on the state-of-the-art can kill the proposal

    your work

    2. Project Planning and Proposal Development I

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    Project planning

    Literature review :: My case Structural synthesis

    Many papers on single-part structure

    Many papers on multi-part structure with given partboundary

    No papers on synthesis of part boundary consideringstructural performances

    Design for manufacturing and assembly

    Many papers on improving given part designs for easy

    manufacturing Many papers on improving given part designs for easy

    assembly

    No papers on synthesis of part boundary consideringmanufacturing and assembly costs

    2. Project Planning and Proposal Development I

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    Project planning

    Industry collaboration Encouraged by CAREER via matching

    fund system (existed in 1999; notanymore)

    Industry endorsement letter can be inAppendix

    Works if practical case studies aredesired

    IP issues among university, government,and company must be sorted out inadvance. Who will own the rights toinventions?

    2. Project Planning and Proposal Development I

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    Project planning

    Industry collaboration :: My case Approached to Toyota after 1st attempt

    Submitted in July 1998.

    Proposal turned down in March 1999.

    Contracted with Toyota right after 2nd

    attempt Submitted in July 1999.

    Proposal got through in March 2000. Endorsement letter for the 2nd submission

    2. Project Planning and Proposal Development I

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    Outline

    Background Information gathering

    Project planning

    Proposal development Proposal submission

    Concluding remarks

    2. Project Planning and Proposal Development I

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    2.4 Proposal development

    Required contents (from GPG):

    1. Cover sheet

    2. Project summary (1 pg)

    3. Table of contents

    4. Project description (+ results form prior NSF support) (15 pgs)

    5. References cited

    6. Biographical sketches (2 page max)

    7. Budget

    8. Current and pending support9. Facilities, equipment, and other resources

    10. Special information and supplementary documentation

    11. Appendices

    2. Project Planning and Proposal Development I

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    Proposal development

    Project summary (1 page) First thing reviewers read

    Self-contained summary of proposal

    Must include:

    statement of objective method to be employed

    separate statements of (1) intellectualmerit and (2) broader impacts

    Proposals that do not separately

    address both merit review criteria willbe returned without review.

    2. Project Planning and Proposal Development I

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    Proposal development

    Project description (15 pages) Typical format

    Section 1: Objective and motivation (what + why & how)

    Section 2: Literature review (why)

    Section 3: Proposed approach (how)

    Section 4: Preliminary results (how)

    Section 5: Schedule and milestones (how)

    An anonymous NSF Program Director saidIn page 1, tell me what, how, and why. In

    the rest of 14 pages, convince me that I cantrust you.

    2. Project Planning and Proposal Development I

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    Proposal development

    Project description (15 pages) :: My case Objective

    Synthesis of multi-component structural assembly

    Motivation

    Bad decomposition affects subsequent part design; costof re-work is enormous

    Best practice not known for hybrids, fuel cells, andelectric vehicles

    Literature review

    No papers on synthesis of part boundary consideringstructural performances

    No papers on synthesis of part boundary consideringmanufacturing and assembly costs

    2. Project Planning and Proposal Development I

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    Proposal development

    Project description (15 pages) :: My case Proposed approach

    1) transform the problem as graph decomposition

    2) solve by using structural analysis and optimization

    2. Project Planning and Proposal Development I

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    Proposal development

    Final polish-up Ask a senior colleague in somewhat distant area

    to review

    A anonymous multi-million $ NSF proposal winner

    saidIn the end, I asked a high school senior toread the proposals to make sure logic is perfectlyclear

    2. Project Planning and Proposal Development I

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    Outline

    Background Information gathering

    Project planning

    Proposal development Proposal submission

    Concluding remarks

    2. Project Planning and Proposal Development I

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    2.5 Proposal submission

    Proposal submission inhard copy form is rare

    Electronic submissionmore common

    2. Project Planning and Proposal Development I

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    Outline

    Background Information gathering

    Project planning

    Proposal development Proposal submission

    Concluding remarks

    2. Project Planning and Proposal Development I

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    2.6 Concluding remarks

    A to Z for proposal development in a nutshell Detailed guideline and clear review criteria

    Good proposal = excellent idea + what-why-how

    Plan well, then writing is a snap

    2. Project Planning and Proposal Development I

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    Concluding remarks