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Sue Ahn Youngjun Han 12/14/2016 Civil and Environmental Engineering

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Page 1: PowerPoint Presentation › research › presentations › ... · CV (+VMS): effective for low penetration rate Proactive: to minimize breakdown probability Reactive: to resolve existing

Sue Ahn

Youngjun Han

12/14/2016

Civil and Environmental Engineering

Page 2: PowerPoint Presentation › research › presentations › ... · CV (+VMS): effective for low penetration rate Proactive: to minimize breakdown probability Reactive: to resolve existing

Source: Washington State DOT

VSLVariable Speed Limit

TO PREVENT BREAKDOWN

Prevent bottleneck activation

e.g., Carlson et al. (2010)

TO INCREASE DISCHARGE RATE

Main Principle

Speed Limitation Inflow Regulation Breakdown prevention

Below bottleneck capacity & Capacity Drop

From moving jams or fixed bottlenecks

e.g., Hegyi et al. (2008); Chen et al. (2014)

Stochastic BN capacity

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STOCHASTIC CAPACITYCapacity can vary

EMPIRICAL OBSERVATIONS

1 minute flow (pcphpl)

Pro

bab

ility

of

Bre

akd

ow

n

Persuad et al. (1998)

Elefteriadou (1994), Evans et al. (2001), Son et al. (2004),

Brilon et al. (2005), Chen et al. (2014)

1. INTRODUCTION

PREVIOUS FINDING

• Breakdown probability increases

with flow

• It typically has S-shape

• Mainly focus on flow effect

• Other factors?

• Insight for traffic control?

LIMITATION

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1. INTRODUCTION

PROBLEM STATEMENTS

1. Stochastic capacity, but…

We have a limited understanding of breakdown mechanisms and the effects of various factors

2. VSL can regulate inflow to a bottleneck, but…

VSL causes controlled-congestion that propagates upstream

3. VSL can prevent traffic breakdown or minimize capacity drop, but…

Existing strategies do not consider stochastic BN capacity for determining control parameters

Conservative control system underutilization

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1. INTRODUCTION

RESEARCH OBJECTIVESModel, Strategies, Optimization

To analyze breakdown

mechanisms and effects

of various factors

Offer insight for traffic

control

BREAKDOWN MODEL

CV (+VMS): effective for

low penetration rate

Proactive: to minimize

breakdown probability

Reactive: to resolve

existing queue / prevent

additional breakdown

CONTROL STRATEGIES

To achieve maximum

delay saving

Considering stochastic

capacity and control failure

probability

SYSTEM OPTIMIZATION

Page 6: PowerPoint Presentation › research › presentations › ... · CV (+VMS): effective for low penetration rate Proactive: to minimize breakdown probability Reactive: to resolve existing

1. INTRODUCTION

RESEARCH OBJECTIVESModel, Strategies, Optimization

To analyze breakdown

mechanisms and effects

of various factors

Offer insight for traffic

control

BREAKDOWN MODEL

CV (+VMS): effective for

low penetration rate

Proactive: to minimize

breakdown probability

Reactive: to resolve

existing queue / prevent

additional breakdown

CONTROL STRATEGIES

To achieve maximum

delay saving

Considering stochastic

capacity and control failure

probability

SYSTEM OPTIMIZATION

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BreakdownModel

1. INTRODUCTION

2. BREAKDOWN MODEL

3. MODEL PROPERTIES

4. PROACTIVE CONTROL

5. CONCLUSION

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DRIVER BEHAVIORNewell’s Car-Following Model (Newell, 2002)

dis

tance

time

𝑆𝐹∗(𝑣′′)

𝑆𝐹∗(𝑣′)

Vehicle 𝐹Vehicle 𝐿

𝜏𝐹

𝑑𝐹

𝑣′

𝑣′′

speed (𝑣)

𝑑𝐹

𝜏𝐹

𝑆𝐹∗(𝑉𝐹)

𝑉𝐹

ID mode

CF mode

𝑆𝐹∗(𝑣′′)

𝑣′′

VEHICLE TRAJECTORIES SPACING AND SPEED

sp

acin

g(𝑠

)

Same except translation Linear relation

(Desired speed)

𝑣′

𝑆𝐹∗(𝑣′)

𝑣′

𝑣′′

(=Free flow speed, 𝑢)

2. BREAKDOWN MODEL

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DRIVER BEHAVIORVehicle behavior with merge

speed (𝑣)

𝑑𝐹

𝜏𝐹

𝑺𝑭∗ (𝒖)

𝑢

ID mode

CF mode

CASE 1 : MERGING SPACING (𝑠𝐹) ≥ DESIRED SPACING (𝑆𝐹∗(𝑢))

spacin

g(𝑠

)

𝑆𝐹∗(𝑣𝑖𝑛)

𝑣𝑖𝑛

dis

tance

time

𝑠𝐹(≥ 𝑆𝐹∗(𝑢))

𝑢

𝑣𝑖𝑛

Vehicle 𝑀

(Merging)

(ID mode)

ID mode → CF mode

(Free flow speed)

2. BREAKDOWN MODEL

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DRIVER BEHAVIORVehicle behavior with merge

speed (𝑣)

𝑑𝐹

𝜏𝐹

𝑺𝑭∗ (𝒖)

𝑢

ID mode

CF mode

CASE 1 : MERGING SPACING (𝑠𝐹) ≥ DESIRED SPACING (𝑆𝐹∗(𝑢))

spacin

g(𝑠

)

𝑣𝑖𝑛

dis

tance

time

𝑠𝐹(≥ 𝑆𝐹∗(𝑢))

𝑢

𝑣𝑖𝑛

Vehicle 𝑀

(Merging)

𝑆𝐹∗(𝑢)(ID mode)

(CF mode)

ID mode → CF mode

(Free flow speed)

2. BREAKDOWN MODEL

Page 11: PowerPoint Presentation › research › presentations › ... · CV (+VMS): effective for low penetration rate Proactive: to minimize breakdown probability Reactive: to resolve existing

DRIVER BEHAVIORVehicle behavior with merge

speed (𝑣)

𝑑𝐹

𝜏𝐹

𝑆𝐹∗(𝑢)

𝑢

ID mode

CF mode

CASE 1 : MERGING SPACING (𝑠𝐹) ≥ DESIRED SPACING (𝑆𝐹∗(𝑢))

spacin

g(𝑠

)

𝑆𝐹∗(𝑣𝑖𝑛)

𝑣𝑖𝑛

dis

tance

time

𝜏𝐹

𝑑𝐹𝑣𝑖𝑛𝑠𝐹(≥ 𝑆𝐹

∗(𝑢))

𝑢

𝑆𝐹∗(𝑣𝑖𝑛)

𝑣𝑖𝑛

Vehicle 𝐹

Vehicle 𝑀

(Merging)

𝑆𝐹∗(𝑢)(ID mode)

(CF mode)

ID mode → CF mode

(Free flow speed)

2. BREAKDOWN MODEL

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DRIVER BEHAVIOR

speed (𝑣)

𝑑𝐹

𝜏𝐹

𝑆𝐹∗(𝑢)

𝑢

ID mode

CF mode

CASE 2 : MERGING SPACING (𝑠𝐹) < DESIRED SPACING (𝑆𝐹∗(𝑢))

spacin

g(𝑠

)

(Free flow speed)

Prompt CF mode

dis

tance

time

(ID mode)

(CF mode)

𝑠𝐹(< 𝑆𝐹∗(𝑢))

𝑢

𝑣𝑖𝑛

Vehicle 𝑀(Merging)

Vehicle behavior with merge

Page 13: PowerPoint Presentation › research › presentations › ... · CV (+VMS): effective for low penetration rate Proactive: to minimize breakdown probability Reactive: to resolve existing

DRIVER BEHAVIOR

speed (𝑣)

𝑑𝐹

𝜏𝐹

𝑆𝐹∗(𝑢)

𝑢

ID mode

CF mode

CASE 2 : MERGING SPACING (𝑠𝐹) < DESIRED SPACING (𝑆𝐹∗(𝑢))

spacin

g(𝑠

)

(Free flow speed)

𝑠𝐹

𝑣𝑟

Prompt CF mode

dis

tance

time

𝜏𝐹

𝑑𝐹

(ID mode)

(CF mode)

𝑣𝑖𝑛𝑠𝐹(< 𝑆𝐹∗(𝑢))

𝑢

𝑆𝐹∗(𝑣𝑖𝑛)

𝑣𝑖𝑛

𝑣𝑟

Vehicle 𝐹

Vehicle 𝑀(Merging)

Rule 1Merging spacing decides the speed

𝑣𝑟 =𝑠𝐹 − 𝑑𝐹𝜏𝐹

Vehicle behavior with merge

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DRIVER BEHAVIORVehicle behavior of merging vehicle

Vehicle 𝑀

𝑣𝑖𝑛

𝑢

𝑡𝑎

Duration of 𝒗𝒊𝒏 (𝒕𝒊𝒏)

• Acceleration time

𝑡𝑎 =𝑢 − 𝑣𝑖𝑛2𝑎

time

distance

2. BREAKDOWN MODEL

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DRIVER BEHAVIORVehicle behavior of merging vehicle

𝑣𝑖𝑛

𝑢

𝑡𝑎

Duration of 𝒗𝒊𝒏 (𝒕𝒊𝒏)

𝑆𝑀∗ (𝑢)

𝑢

• Acceleration time

𝑡𝑎 =𝑢 − 𝑣𝑖𝑛2𝑎

time

distance

2. BREAKDOWN MODEL

Vehicle 𝐿

Vehicle 𝑀

Page 16: PowerPoint Presentation › research › presentations › ... · CV (+VMS): effective for low penetration rate Proactive: to minimize breakdown probability Reactive: to resolve existing

DRIVER BEHAVIORVehicle behavior of merging vehicle

time

distance Vehicle 𝑀

𝑣𝑖𝑛

𝑢

𝑡𝑎

Duration of 𝒗𝒊𝒏 (𝒕𝒊𝒏)

𝑆𝑀∗ (𝑢)

𝑢

• Acceleration time

𝑡𝑎 =𝑢 − 𝑣𝑖𝑛2𝑎

• Time to reach desired spacing

𝑡𝑑𝑠 =𝑆𝑀∗ 𝑢 − 𝑠𝑀

𝑢−𝑣𝑖𝑛

∴ 𝒕𝒊𝒏= 𝒎𝒂𝒙 𝒕𝒂, 𝒕𝒅𝒔𝑡𝑑𝑠

𝒔𝑴

Rule 2

2. BREAKDOWN MODEL

DURATION OF MERGING SPEED

Vehicle 𝐿

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BREAKDOWN PROCESS

𝑣𝑖𝑛

dis

tance

time

Leading

Vehicle (𝐿)Merging

Vehicle (𝑀)

Following

Vehicle (𝐹)

𝑢 𝑢 𝑢

𝑢

dis

tance

time

Dissipate Propagate

𝐿 𝑀1 𝐹1 𝑀2𝐹2 𝐹3 𝐹4

TRIGGER PROPAGATIONSpeed reduction by merging vehicle Wide spread congestion

Two elements of traffic breakdown

Both Trigger and propagation are necessary to cause traffic breakdown

2. BREAKDOWN MODEL

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TRIGGERDegree of disturbance by merge vehicle

𝒉 > 𝒉𝒄𝒓

• ℎ𝑐𝑟 =𝑠𝑀 𝑢 +𝑆𝐹

∗ 𝑢

𝑢

• No speed reduction (vehicle 𝐹)

NO TRIGGER𝑀𝐿

𝑢

𝑢

𝑠𝑀 𝑡𝑖𝑛

𝐹

𝑢

𝑣𝑖𝑛

𝒉𝒄𝒓𝑜

𝑠𝑀(𝑢)

**𝒉: headway between vehicle 𝐿 and 𝐹 before merging

𝑺𝑭∗ (𝒖)

ℎ Headway

dis

tance

2. BREAKDOWN MODEL

𝒉𝒄𝒓

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TRIGGER

𝒉𝐈 < 𝒉 ≤ 𝒉𝒄𝒓

• ℎI =𝑠𝑀+𝑆𝐹

∗ 𝑢

𝑢

𝒗𝒕𝒓 = 𝒗𝒊𝒏

𝒕𝒕𝒓 =𝒉−𝒉𝐈

𝒉𝒄𝒓−𝒉𝐈𝒕𝒊𝒏

TYPE I: MILD𝑀𝐿

𝑢

𝑢

𝑠𝑀 𝑡𝑖𝑛

𝐹

𝑢

𝑣𝑖𝑛

𝒉𝒄𝒓𝑜

𝑠𝑀(𝑢)

**𝒉: headway between vehicle 𝐿 and 𝐹 before merging

𝒉𝐈

𝑺𝑭∗ (𝒖)

𝒗𝒕𝒓(= 𝒗𝒊𝒏)

𝒕𝒕𝒓

Headway

dis

tance

2. BREAKDOWN MODEL

Degree of disturbance by merge vehicle

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TRIGGER

TYPE II: MODERATE

𝒉𝐈𝐈 < 𝒉 ≤ 𝒉𝐈

• ℎII =𝑠𝑀+𝑑𝐹

𝑢

𝒕𝒕𝒓𝟏 = 𝝉𝑭, 𝒕𝒕𝒓𝟐 = 𝒕𝒊𝒏

• 𝑡𝑡𝑟 = 𝑡𝑡𝑟1 + 𝑡𝑡𝑟2

𝒗𝒕𝒓𝟏 =(𝒉−𝒉𝑰𝑰)𝒖

𝝉𝑭, 𝒗𝒕𝒓𝟐 = 𝒗𝒊𝒏

• 𝑣𝑡𝑟 =𝑡𝑡𝑟1𝑣𝑡𝑟1+𝑡𝑡𝑟2𝑣𝑡𝑟2𝑡𝑡𝑟1+𝑡𝑡𝑟2

𝑀𝐿

𝑢

𝑢

𝑠𝑀 𝑡𝑖𝑛

𝐹

𝑢

𝑣𝑖𝑛

ℎ𝑐𝑟𝑜

𝑠𝑀(𝑢)

**𝒉: headway between vehicle 𝐿 and 𝐹 before merging

𝒉𝐈𝐈 𝒉𝐈

𝒗𝒕𝒓𝟐(= 𝒗𝒊𝒏)

𝒕𝒕𝒓𝟐(= 𝒕𝒊𝒏)𝒕𝒕𝒓𝟏(=𝝉𝑭)

𝒗𝒕𝒓𝟏

Headway

dis

tance

2. BREAKDOWN MODEL

Degree of disturbance by merge vehicle

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TRIGGER

TYPE III: SEVERE

𝒉𝐈𝐈𝐈 < 𝒉 ≤ 𝒉𝐈𝐈

• ℎIII =𝑠𝑀

𝑢

𝒕𝒕𝒓𝟏 =𝒅𝑭−𝑺𝑭

𝒗𝒊𝒏+ 𝝉𝑭,

𝒕𝒕𝒓𝟐 = 𝒕𝒊𝒏 + 𝝉𝑭 − 𝒕𝒕𝒓𝟏• 𝑡𝑡𝑟 = 𝑡𝑡𝑟1 + 𝑡𝑡𝑟2

𝒗𝒕𝒓𝟏 = 𝟎 , 𝒗𝒕𝒓𝟐 = 𝒗𝒊𝒏

• 𝑣𝑡𝑟 =𝑡𝑡𝑟1𝑣𝑡𝑟1+𝑡𝑡𝑟2𝑣𝑡𝑟2𝑡𝑡𝑟1+𝑡𝑡𝑟2

𝑀𝐿

𝑢

𝑢

𝑠𝑀 𝑡𝑖𝑛

𝐹

𝑢

𝑣𝑖𝑛

ℎ𝑐𝑟𝑜

𝑠𝑀(𝑢)

**𝒉: headway between vehicle 𝐿 and 𝐹 before merging

𝒉𝐈𝐈𝐈 𝒉𝐈𝐈 ℎI

𝒗𝒕𝒓𝟐(= 𝒗𝒊𝒏)

𝒕𝒕𝒓𝟐𝒕𝒕𝒓𝟏

𝒗𝒕𝒓𝟏(= 𝟎)

Headway

dis

tance

2. BREAKDOWN MODEL

Degree of disturbance by merge vehicle

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PROPAGATIONPersistence of disturbance until next merging vehicle

dis

tance

time𝑜

𝒕𝑴

𝐿 𝑀1 𝐹1

𝑀2

𝐹2 𝐹3

𝐹4

𝜏𝑑

𝑣𝑖𝑛

𝑣𝑡𝑟

𝑢

𝐹5

dis

tance

time

𝒕𝑴

𝑀1

𝑀2

𝜏𝑑

𝐿 𝐹1 𝐹2 𝐹3

𝑣𝑖𝑛

𝑣𝑡𝑟

𝑢

𝑜

𝐹4

𝐹5

<Not propagation> <Propagation>

2. BREAKDOWN MODEL

“Disturbance will cumulate over time / lead to widespread congestion”

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PROPAGATIONTo resolve triggered disturbance

𝑀1 𝐹1 𝐹2

𝒗𝒕𝒓

Critical

buffer time

(𝐵𝑐𝑟)

𝑀1 𝐹1 𝐹2

𝑣𝑖𝑛

𝑣𝑡𝑟

𝐹3 𝐹4

Sum of Buffer headway (during 𝒕𝑴)

* Buffer headway of vehicle 𝑖 (𝑏𝑖)

𝑏𝑖 = ℎ𝑖 −𝑆𝑖∗ 𝑢

𝑢= ℎ𝑖 − 𝜏𝑖 +

𝑑𝑖

𝑢

>

𝒕𝒕𝒓

Minimum

headway

(ℎ𝑚𝑖𝑛 = 𝜏𝐹2 +𝑑𝐹2𝑢

)

2. BREAKDOWN MODEL

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PROPAGATIONProbability of propagation

𝑝 𝑃𝑅 = 𝑝 𝑖=1𝑛 𝑏𝑖 < 𝐵𝑐𝑟

= 𝑝 𝑖=1𝑛 ℎ𝑖 − 𝜏𝑖 +

𝑑𝑖

𝑢< 𝐵𝑐𝑟

= 𝑝 𝑖=1𝑛 ℎ𝑖 < 𝐵𝑐𝑟 + 𝑖=1

𝑛 𝜏𝑖 +𝑑𝑖

𝑢

= 𝑝 𝐸 ℎ <𝐵𝑐𝑟

𝑛+ 𝐸 𝜏 +

𝐸 𝑑

𝑢

= 𝑝 𝐸 ℎ < 𝐵 ℎ

= 𝑝 𝑍 <𝐵 ℎ −𝜇ℎ

𝜎ℎ/ 𝑛

𝑏𝑖 = ℎ𝑖 − 𝜏𝑖 +𝑑𝑖𝑢

Definition of buffer headway

Divide by 𝑛

𝐵 ℎ =𝐵𝑐𝑟𝑛+ 𝐸 𝜏 +

𝐸 𝑑

𝑢

Central limit theorem

Probability calculation

2. BREAKDOWN MODEL

Z-score (standard normal distribution)

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BREAKDOWN PROBABILITY Integrating of Trigger and Propagation

BREAKDOWN = “TRIGGER” AND “PROPAGATION”

𝑝 𝐵𝐷 =

𝑖=I

III

𝑝 𝑇𝑦𝑝𝑒 𝑖 𝑡𝑟𝑖𝑔𝑔𝑒𝑟 × 𝑝 𝑃𝑟𝑜𝑝𝑎𝑔𝑎𝑡𝑖𝑜𝑛 𝑇𝑦𝑝𝑒 𝑖 𝑡𝑟𝑖𝑔𝑔𝑒𝑟

=

𝑖=I

III

𝑎𝑖

𝑏𝑖

𝑝 ℎ 𝑑ℎ × 𝑎𝑖𝑏𝑖 𝑝 ℎ 𝑝(𝑃𝑅 ℎ)𝑑ℎ

𝑎𝑖𝑏𝑖 𝑝 ℎ 𝑑ℎ

=

𝑖=I

III

𝑎𝑖

𝑏𝑖

𝑝 ℎ 𝑝(𝑃𝑅 ℎ)𝑑ℎ = 𝒉𝐈𝐈𝐈

𝒉𝒄𝒓

𝒑 𝒉 𝒑 𝑷𝑹 𝒉 𝒅𝒉

2. BREAKDOWN MODEL

(Probability of breakdown)

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ModelPropertiesAnd breakdown mechanism

1. INTRODUCTION

2. BREAKDOWN MODEL

3. MODEL PROPERTIES

4. PROACTIVE CONTROL

5. CONCLUSION

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MODEL PROPERTIES

Breakdown probability decreases with

1) Low flow rate (mainline, merging)

2) High merging speed

3) Low deviation of headway

4) Small 𝜏 (aggressive driver)

Understand Breakdown Mechanisms → Insight for Control

3. MODEL PROPERTIES

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MODEL PROPERTIESEffects of Headway Distribution (Deviation)

3 scenarios of headway distribution

Same mean, different deviations

(i) Exponential distribution: 𝜎ℎ = 𝜇ℎ

(ii) Gamma distribution: 𝜎ℎ = 𝜇ℎ/2

(iii) Gamma distribution: 𝜎ℎ = 𝜇ℎ/4

(i) 𝜎ℎ= 𝜇ℎ

(ii) 𝜎ℎ = 𝜇ℎ/2 (iii) 𝜎ℎ= 𝜇ℎ/4

pro

babili

ty o

f bre

akdow

nflow rate (veh/hr)

Small headway deviation

Low propagation Low breakdown

( Before critical flow)

MECHANISM

3. MODEL PROPERTIES

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Proactive VSLControl

1. INTRODUCTION

2. BREAKDOWN MODEL

3. MODEL PROPERTIES

4. PROACTIVE CONTROL

5. CONCLUSION

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OBJECTIVES

To achieve uniform headways in free

flow state

Not to generate controlled congestion

that propagates upstream

MEANS

Temporary deceleration of CV

Combination with VMS control

PROACTIVE VSL CONTROLHeadway Adjustment Area

4. PROACTIVE CONTROL

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PROACTIVE VSL CONTROLControl Procedure

𝑜dis

tance

time

(Before) Random headway

Merging

area

𝑢 𝑢 𝑢 𝑢 𝑢

flo

w r

ate

density

𝑎

𝑢

𝑞𝑎𝑤

Headway

Adjustment

Area

𝑎

4. PROACTIVE CONTROL

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PROACTIVE VSL CONTROLControl Procedure

𝑜dis

tance

time

(Before) Random headway

Merging

area

𝑢

𝒗𝒂′

CV

𝑢

flo

w r

ate

density

𝑎 𝑎′

𝑣𝑎′𝑢

𝑞𝑎𝑤

Headway

Adjustment

Area

1. CV reduce

speed as 𝒗𝒂′

𝑎

4. PROACTIVE CONTROL

𝑢 𝑢 𝑢 𝑢

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PROACTIVE VSL CONTROLControl Procedure

𝑜dis

tance

time

(Before) Random headway

Merging

area

𝑢

𝒗𝒂′

CV

𝑢

flo

w r

ate

density

𝑎 𝑎′

𝑣𝑎′𝑢

𝑞𝑎𝑤

Headway

Adjustment

Area

1. CV reduce

speed as 𝒗𝒂′

𝑎

4. PROACTIVE CONTROL

𝑢 𝑢 𝑢 𝑢

2. VMS VSL =𝑣𝑎′

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PROACTIVE VSL CONTROLControl Procedure

𝑜dis

tance

time

(Before) Random headway

(After) Uniform headway

Merging

area

𝑢

𝒗𝒂′

CV

𝑢

𝑢

𝑢

𝑢

𝑢

𝑢

𝑢

𝑢

𝑣𝑎′

𝑢

flo

w r

ate

density

𝑎 𝑎′

𝑣𝑎′𝑢

𝑞𝑎𝑤

Headway

Adjustment

Area

1. CV reduce

speed as 𝒗𝒂′

2. VMS VSL =𝑣𝑎′

𝑎

4. PROACTIVE CONTROL

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ConclusionsAnd Future works

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CONCLUSIONS / CONTRIBUTIONS

BREAKDOWN MODEL

Better describes the mechanisms of traffic breakdown

Obtain insight for traffic control: small headway deviation

PROACTIVE CONTROL

Harmonize vehicle headways using CV (CAV) and VMS

Decrease breakdown probability without controlled-congestion propagating upstream

7. CONCLUSIONS

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LIMITATIONS / FUTURE WORKSMultilane and Autonomous Vehicle

MULTILANE ISSUE

Breakdown model: Following vehicles can change lanes

Traffic control: Vehicle might change lanes to avoid speed reduction

Model Consider probability of LC

Low CV Additional control by VMS

High CV Simultaneous control of multiple CVs in different lanes

7. CONCLUSIONS

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Thank You!

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CAPACITY DROPDischarge rate from bottleneck diminishes after onset of congestion

Authors (Year) Type Capacity Drop

Edie (1961) Tunnel -12.5 %

Banks (1991) On-ramp -3.0~-10.0 %

Hall and Agyemang-Duah (1991) On-ramp -5.0~-6.0 %

Cassidy and Bertini (1999)On-ramp

On-ramp

-8.0~-9.0 %

-4.0~-10.0 %

Bertini and Leal (2005) Lane drop -10.0 %

1. INTRODUCTION

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STOCHASTIC CAPACITYCapacity can vary

MECHANISM

• Elefteriadou (1994): Effect of merging flow rate (by Breakdown process)

• Evans et al. (2001): Effect of mainline flow (by Markov Chains)

• Son et al. (2004): Effect of merging vehicle (by Wave propagation model)

• X. Chen et al. (2014): Effect of merging vehicle (by Queueing theory)

1. INTRODUCTION

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DRIVER BEHAVIORVehicle behavior of merging vehicle

Vehicle 𝑀

𝑣𝑖𝑛

𝑢

𝑡𝑎

Duration of 𝒗𝒊𝒏 (𝒕𝒊𝒏)Vehicle 𝐿

𝑆𝑀∗ (𝑢)

𝑢

• Acceleration time

𝑡𝑎 =𝑢 − 𝑣𝑖𝑛2𝑎

time

distance

2. BREAKDOWN MODEL

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TRIGGER

Trigger

Type

Range of 𝒉(𝒂𝒊 < 𝒉 < 𝒃𝒊)

𝒗𝒕𝒓 𝒕𝒕𝒓

𝒗𝒕𝒓𝟏 𝒗𝒕𝒓𝟐 𝒕𝒕𝒓𝟏 𝒕𝒕𝒓𝟐No

trigger𝒉 > ℎ𝑐𝑟 - -

I ℎI < 𝒉 ≤ ℎ𝑐𝑟 𝑣𝑖𝑛𝒉 − ℎIℎ𝑐𝑟 − ℎI

𝑡𝑖𝑛

II ℎII < 𝒉 ≤ ℎI(𝒉 − ℎII)𝑢

𝜏𝐹𝑣𝑖𝑛 𝜏𝐹 𝑡𝑖𝑛

III ℎIII < 𝒉 ≤ ℎII 0 𝑣𝑖𝑛𝑑𝐹 − 𝒉 − ℎIII 𝑢

𝑣𝑖𝑛+ 𝜏𝐹 𝑡𝑖𝑛 + 𝜏𝐹 − 𝒕𝒕𝒓𝟏

2. BREAKDOWN MODEL

Degree of disturbance by merge vehicle

*The magnitude of trigger depends on headway, h, between leading and following vehicle.

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PROPAGATIONProbability calculation

𝐹1𝐹2

𝜏𝐹2

𝑑𝐹2

𝑢

𝑡𝑡𝑟

𝑡𝑡𝑟

𝑣𝑡𝑟

𝑣𝑡𝑟

𝑩𝒄𝒓

𝑢 𝑢

Probability of propagation

𝑝 𝑃𝑅 = 𝑝 𝑖=1𝑛 𝑏𝑖 < 𝐵𝑐𝑟

• 𝑛: vehicle number during merging interval, 𝑡𝑀𝑛 = 𝑞𝑡𝑀

• 𝑏𝑖: buffer headway of vehicle 𝑖

𝑏𝑖 = ℎ𝑖 −𝑆𝑖∗ 𝑢

𝑢= ℎ𝑖 − 𝜏𝑖 +

𝑑𝑖

𝑢

• 𝐵𝑐𝑟: Critical buffer time

𝐵𝑐𝑟 = 𝑡𝑡𝑟 1 −𝑣𝑡𝑟

𝑢

2. BREAKDOWN MODEL

PROPAGATION

PROBABILITY.

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BREAKDOWN PROBABILITY Process Summary

Headway distribution (𝒑(𝒉 𝒒))

Decide trigger type by ℎ

Parameters

- Driver: 𝜏 (and 𝑑)- Vehicle: 𝑎𝑐𝑐- Traffic: 𝑢, 𝑣𝑖𝑛, 𝑠𝑀, 𝑡𝑀

Estimate 𝑣𝑡𝑟 and 𝑡𝑡𝑟 as function of ℎ

Calculate 𝐵𝑐𝑟 by 𝑣𝑡𝑟 and 𝑡𝑡𝑟

Estimate 𝒑(𝑷𝑹 𝒉) by 𝐵𝑐𝑟

Flow rate (𝑞)

Estimate 𝑝(𝐵𝐷 𝑞)

Step 1

[Trigger]

Step 2

[Propagation]

Step 0

[Parameters]

2. BREAKDOWN MODEL

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3. MODEL PROPERTIES

MODEL PROPERTIESEffects of Flow rate

𝑞 = 1700 𝑣𝑝ℎ

𝑞 = 1800 𝑣𝑝ℎ

𝑞 = 1900 𝑣𝑝ℎ

pro

babili

ty o

f bre

akdow

n

merge flow rate (veh/hr)

merg

e f

low

rate

(vhe/h

r)

mainline flow rate (veh/hr)

Higher mainline flow Severe trigger, Higher prob. propagation Higher prob. breakdown

Higher merge flow rate Higher prob. propagation Higher prob. breakdown

𝒑(𝑩𝑫)

MECHANISM (Smaller buffer headway)

(Shorter merging interval Fewer vehicles to resolve disturbance )

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pro

babili

ty o

f bre

akdow

n

MODEL PROPERTIESEffects of Merging behavior

𝑣𝑖𝑛 = 40 𝑝ℎ

𝑣𝑖𝑛 = 42 𝑝ℎ

𝑣𝑖𝑛 = 44 𝑝ℎ

𝑣𝑖𝑛 = 4 𝑝ℎ

𝑣𝑖𝑛 ≥ 48 𝑝ℎ

pro

bab

ility

of

bre

akd

ow

n

flow rate (veh/hr)

𝑠𝑀 = 1 0 𝑡

𝑠𝑀 = 100 𝑡

𝑠𝑀 = 0 𝑡pro

bab

ility

of

bre

akd

ow

n

flow rate (veh/hr)

By merging speed

pro

babili

ty o

f bre

akdow

n

flow rate (veh/hr)

By merging spacing

(Leading and merging vehicle)

flow rate (veh/hr)

High merging speed Mild trigger Low breakdown

Small merging spacing (close to leading vehicle) Mild trigger Low breakdown

MECHANISM

3. MODEL PROPERTIES

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MODEL PROPERTIESEffects of Driver Characteristics

𝜏 = 1.4 𝑠𝑒𝑐

𝜏 = 1. 𝑠𝑒𝑐

𝜏 = 1. 𝑠𝑒𝑐

pro

ba

bili

ty o

f b

rea

kd

ow

nflow rate (veh/hr)

Effect of Driver characteristic (𝜏)

Trigger (magnitude of 𝑣𝑡𝑟 and 𝑡𝑡𝑟) is

affected by 𝜏𝐹

Propagation is affected by 𝐸 𝜏

Effects of 𝑬 𝝉

Small 𝐸 𝜏 (aggressive driver)

Mild trigger, Low prob. propagation

Low breakdown

MECHANISM

3. MODEL PROPERTIES

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INSIGHTS FOR TRAFFIC CONTROL

Breakdown probability decrease with

1) Low flow rate (mainline, merging)

2) High merging speed

3) Low deviation of headway

4) Low 𝜏 (aggressive driver)

Demand & traffic management

Geometric design

Controllable (proactive control)

Connected automated vehicle

Understand Breakdown Mechanisms → Insights for Control

Contribution

3. MODEL PROPERTIES

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PROACTIVE VSL CONTROLContribution

Decrease Breakdown Probability without Propagated Congestion

Required at low CV penetration to control regular vehicles

Phase-out with CV penetration increasing

Discuss for VMS

4. PROACTIVE CONTROL

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ONGOING WORKSModel Validation

Parameters From

Free flow speed 𝑢 Trajectory or Historical data (free flow state)

Wave speed 𝑤 Trajectory or Literature

Headway distribution 𝑝(ℎ) Trajectory or Detector data

Average tau 𝐸(𝜏) Trajectory or Literature

Merge flow rate 𝑞𝑀 Historical data

Merge headway distribution 𝑝(𝑡𝑀) Trajectory data

Merge speed 𝑣𝑖𝑛 Trajectory data

Acceleration rate 𝑎 Trajectory data

Merge spacing 𝑠𝑀 Trajectory data

7. CONCLUSIONS

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STOCHASTIC BREAKDOWN MODEL

prob

abili

ty o

f bre

akdo

wn

flow rate (veh/hr)

Results / Features

Develop model to link microscopic

behavior to breakdown probability

Increases with flow rate (S-shape)

→ Consistent with previous result

General model to incorporate other

factors as well as flow rate

(→ Next Chapter)

2. BREAKDOWN MODEL