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    WHO recommendations

    on the management of

    diarrhoea and pneumoniain HIV-infected infants

    and children

    Integrated Management of Childhood Illness

    (IMCI)

    Departments of Child and Adolescent Health and Development (CAH)

    and HIV/AIDS

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    World Health Organization 2010

    All rights reserved. Publications o the World Health Organization can be obtained rom WHO Press, World Health

    Organization, 20 Avenue Appia, 1211 Geneva 27, Switzerland (tel: +41 22 791 3264; ax: +41 22 791 4857; email:

    [email protected]). Requests or permission to reproduce or translate WHO publications whether or sale or or

    noncommercial distribution should be addressed to WHO Press, at the above address (ax: +41 22 791 4806; email:

    [email protected]).

    The designations employed and the presentation o the material in this publication do not imply the expression o any

    opinion whatsoever on the part o the World Health Organization concerning the legal status o any country, territory,

    city or area or o its authorities, or concerning the delimitation o its rontiers or boundaries. Dotted lines on maps

    represent approximate border lines or which there may not yet be ull agreement.

    The mention o specifc companies or o certain manuacturers products does not imply that they are endorsed or

    recommended by the World Health Organization in preerence to others o a similar nature that are not mentioned.

    Errors and omissions excepted, the names o proprietary products are distinguished by initial capital letters.

    All reasonable precautions have been taken by WHO to veriy the inormation contained in this publication. However,

    the published material is being distributed without warranty o any kind, either express or implied. The responsibility

    or the interpretation and use o the material lies with the reader. In no event shall the World Health Organization be

    liable or damages arising rom its use.

    Printed in Geneva

    WHO Library Cataloguing-in-Publication Data

    WHO recommendations on the management o diarrhoea and pneumonia in HIV-inected inants and

    children: integrated management o childhood illness (IMCI).

    1.HIV inections - diagnosis. 2.HIV inections - therapy. 3.AIDS-related opportunistic inections. 4.HIV

    seropositivity - complications. 5.Diarrhea - complications. 6.Tuberculosis - complications. 7.Child

    welare. 8.Inant welare. 9.Guidelines. I.World Health Organization. Dept. o Child and Adolescent

    Health and Development

    ISBN 978 92 4 154808 3 (NLM classication: WA 320)

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    v

    Table o Contents

    Abbreviations and denitions viii

    Executive summary 1

    1. Introduction 3

    2. Objectives 3

    3. Methods 4

    3.1 Target audience 4

    3.2 Preparatory work 4

    3.3 Guideline review panel 5

    3.4 Process 6

    4. Recommendations 7

    4.1 Diarrhoea 7

    4.1.1 Burden o disease 7

    4.1.2 Current guidelines 7

    4.1.3 Etiological agents 8

    4.1.4 Preventive interventions 9

    4.1.5 Treatment interventions 11

    4.1.6 Outstanding issues or research 14

    4.2 Pneumonia 14

    4.2.1 Burden o disease 14

    4.2.2 Current guidelines (2004 and 2005) 14

    4.2.3 Etiological agents 18

    4.2.4 Preventive interventions 18

    4.2.5 Treatment interventions 204.2.6 Outstanding issues or research 20

    5. Dissemination and implementation o guidelines 21

    6. Reerences 22

    Annex 1. Existing WHO guidelines or preventing and treating diarrhoea in children 28

    Annex 2. Existing WHO recommendations or managing pneumonia in children 30

    Annex 3. Review questions or preventing and treating diarrhoea and managing

    pneumonia in HIV-inected and -exposed inants and children 32

    Annex 4. Riskbenet assessments 33Annex 5. GRADE proles 45

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    WHO recommendations on the management of diarrhoea and pneumonia in HIV-infected infants and children

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    Coordinated by

    Lulu M. Muhe, WHO/Child and Adolescent Health and WHO/HIV

    WHO steering group

    Siobhan Crowley (WHO/HIV), Olivier Fontaine (WHO/Child and Adolescent Health), Lulu Muhe (WHO/

    Child and Adolescent Health and WHO/HIV), Shamim Qazi (WHO/Child and Adolescent Health), Carmen

    Casanovas (WHO/Nutrition or Health and Development), Mary Lou Lindegren (Centers or Disease Control

    and Prevention [CDC], Atlanta, Georgia, USA), Barbara Marston (CDC, USA), Emilia Rivadeneira (CDC, USA),

    Rob Quick (CDC, USA)

    Systematic review panel

    George Rutherord and Eliza Humphreys (University o Caliornia, San Francisco, USA), Shabir Madhi and

    Warunee Punpanich (University o Johannesburg, South Arica)

    Guideline development panel

    Panel co-chairs

    Subject expert: Steve Graham (University o Melbourne, Australia)

    GRADE method expert: Yngve Falck-Ytter (Case Western Reserve University, Cleveland, Ohio, USA)

    Health researchers and implementing partners

    Dankwart Wittenberg (Pretoria University, South Arica), Prakash Jeena (University o Natal, Durban, South

    Arica), Israel Kalyesubula (Makerere University, Uganda; HIV), Mike English (Wellcome Trust Research

    Laboratories, Kenya), Amha Mekasha (Addis Ababa University, Ethiopia; HIV), Sanjiv Lewin (St Johns

    Hospital, Bangalore, India), Shaq Essajee (Clinton Foundation, New York City, USA), Tim Quick (USAID,

    Washington DC), Ciara OReilly (CDC, USA), Ian Aitken (Centre or Health Services, Management Sciences

    or Health); pneumonia and diarrhoea), Penny Enarson (International Union against Tuberculosis and

    Lung Disease, Paris, France), Adam Cohen (CDC, USA), Maggie Brewinski, B. Ryan Phelps, Sara Bowsky, USAID,

    Washington, Lynne Moenson and George Siberry rom NIH, USA.

    WHO secretariat

    Kasonde Mwinga (Child and Adolescent Health/AFRO, Congo), Olga Agbodjan-Prince (Inter-country

    Support Team, Child and Adolescent Health West Arica/AFRO, Burkina Faso), Teshome Desta (Inter-country

    Support Team, Child and Adolescent Health, East and Southern Arica/AFRO, Zimbabwe), Andrew Mbewe

    (Medical Ocer, Nigeria), Elizabeth Mason (WHO/Child and Adolescent Health), Jos Martines (WHO/

    Child and Adolescent Health), Karin Stenberg (WHO/Health Systems Stregthening), Samira Aboubaker

    (WHO/Child and Adolescent Health), Wilson Were (WHO/Child and Adolescent Health), Pia Sophie-Wool,

    Megan Towle, Silvia Sanasi (WHO consultants), Juan Pablo Pena- Rosas, WHO/ NHD.

    Other contributors

    Janani Krishnaswami (Kaiser Permanente Medical Center, San Francisco, Caliornia, USA), Nathan Smith

    (University o Caliornia, San Francisco, Caliornia, USA)

    Acknowledgements

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    WHO recommendations on the management of diarrhoea and pneumonia in HIV-infected infants and children

    Abbreviations and denitions

    ART antiretroviral therapy

    CDC Centers or Disease Control and Prevention (USA)

    Diarrhoea the passage o loose or liquid stools more requently than is

    normal or the individual

    Persistent diarrhoea diarrhoea or 14 days or more

    Chronic diarrhoea diarrhoea or 28 days or more

    Bloody diarrhoea presence o blood in the stools; also called dysentery

    Inant under 12 months o age

    Generalized HIV epidemic setting in which more than 1% o the population is HIV-positive

    GRADE grading o recommendations assessment, development and evaluation

    HIV human immunodeciency virus

    HIV-exposed born to a mother who is HIV-inected

    HIV-inected proven to have HIV inection by tests appropriate to age

    ORS oral rehydration solution

    PCP Pneumocystis jirovecii(previously Pneumocystis carinii) pneumonia

    Pneumonia

    Danger signs severe signs, including lethargy or unconsciousness, inability to drink or

    breasteed, persistent vomiting, central cyanosis, severe respiratory distress,

    or convulsions in a child aged 2 months to 5 years

    Non-severe cough or dicult breathing and ast breathing in a child aged 2 months5

    years with no general danger signs

    Severe cough or dicult breathing plus lower chest indrawing with no general

    danger signs

    Very severe cough or dicult breathing in a child aged 2 months5 years, chest indrawing

    and presence o danger signs Note that in the integrated management ochildhood illness, both severe and very severe pneumonia are classied as

    severe pneumonia or very severe disease.

    UNAIDS joint United Nations programme on HIV/AIDS

    WHO World Health Organization

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    Executive summary

    The main causes o death among children under 5 years o age are acute respiratory inection (17%) and

    diarrhoeal disease (16%), and children inected with human immunodeciency virus (HIV) have greater

    morbidity and mortality related to these conditions (WHO, 2008). An estimated 2.1 million children in the

    world are living with HIV, 90% o whom live in sub-Saharan Arica. The incidence o inection remains high,

    with 430 000 new HIV inections in children annually. Almost one third o untreated inected inants will

    die in the rst year o lie, and up to 50% by 2 years o age.

    Although tremendous progress has been made in identiying and treating inants and children with HIV

    inection, much remains to be done to scale-up and sustain eective prevention, care and treatment,

    especially o diarrhoea and pneumonia. Currently, only an estimated 15% o exposed inants are tested

    or HIV in the rst 2 months o lie, and coverage with paediatric antiretroviral therapy (ART) is 38% ( WHO

    2009). Coverage o HIV-inected and -exposed inants and children with co-trimoxazole prophylaxis,another highly eective, inexpensive, lie-saving intervention, has remained unacceptably low, at about 8%.

    Interventions that delay morbidity and mortality rom diarrhoea and pneumonia can make a signicant

    contribution to the long-term survival o HIV-inected and -exposed inants and children.

    The World Health Organization (WHO) departments o Child and Adolescent Health and o HIV/AIDS

    reviewed the evidence on management o diarrhoea and pneumonia in HIV-inected children, because o

    the substantial eects o these conditions on morbidity and mortality, potential dierences in etiological

    agents (and thus in recommended empirical regimens) rom those or uninected inants and children,

    potential changes in the susceptibility o pathogens to co-trimoxazole prophylaxis in these children, and

    the lack o specic recommendations or this high-risk group. These guidelines are part o a comprehensive

    set o normative documents being prepared by WHO or the prevention and treatment o common

    conditions aecting HIV-inected and -exposed inants and children.

    A group assessed the evidence on the basis o grading o recommendations assessment, development

    and evaluation (GRADE), and, during a consultation in October 2009, updated their recommendations or

    preventing and managing diarrhoea and pneumonia in HIV-inected and -exposed inants and children. The

    objectives were to summarize WHO recommendations or policy and practice, prepare GRADE evidence

    proles and discuss the actors taken into account in deciding on the strength o recommendations. The

    group also identied gaps in knowledge and set priorities or urther research.

    Recommendations

    The groups recommendations or managing pneumonia and diarrhoea in HIV-inected inants and children

    are, in most cases, the same as those or management in uninected children. Most studies providingevidence or recommendations were, however, conducted beore widespread use o co-trimoxazole or

    ART.

    The panel ound insucient evidence to justiy separate recommendations or inants and children

    who have been exposed to HIV and or those suspected o or conrmed to have HIV inection. Previous

    recommendations on co-trimoxazole prophylaxis ( WHO, 2006), provider-initiated testing and counselling

    (WHO, 2007) and sae water and hygiene (WHO, 2008) were incorporated into the guidelines in order

    to make them comprehensive. In accordance with the existing WHO recommendations on provider-

    initiated testing and counselling, the panel strongly recommended that all inants and children living in

    generalized epidemic settings and presenting with pneumonia or diarrhoea should have their HIV status

    determined.

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    WHO recommendations on the management of diarrhoea and pneumonia in HIV-infected infants and children

    Diarrhoea

    Prevention o diarrhoea

    Recommendation 1: Vitamin A supplementation is recommended or all HIV-inected and -exposed

    inants and children aged 6 months to 5 years, in doses given every 6 months (100 000 IU or those aged612 months and 200 000 IU or those aged > 12 months).

    Strong recommendation; low quality o evidence

    Treatment o diarrhoea

    Recommendation 2: Low-osmolarity oral rehydration solution (ORS) is recommended or the treatment

    o dehydration, or intravenous electrolyte solution in cases o severe dehydration, in HIV-inected and

    -exposed inants and children with diarrhoea.

    Strong recommendation; high quality o evidence

    Recommendation 3: Elemental zinc supplementation or 1014 days is recommended, with increased

    fuids and continued eeding, or all HIV-inected and -exposed children with diarrhoea, at 10 mg/day orinants < 6 months o age and 20 mg/day or inants and children > 6 months.

    Strong recommendation; high quality o evidence

    Recommendation 4: Ciprofoxacin or 3 days at an oral dose o 15 mg/kg is recommended or treating

    bloody diarrhoea in all HIV-inected and -exposed inants and children.

    Strong recommendation; moderate quality o evidence

    Recommendation 5: Daily multiple micronutrients or 2 weeks are recommended or all HIV-inected and

    -exposed inants and children with persistent diarrhoea.

    Conditional recommendation; low quality o evidence

    Pneumonia

    Co-trimoxazole treatment or suspectedPneumocystis jirovecii pneumonia

    Recommendation 6: Empiric co-trimoxazole treatment or suspected Pneumocystis jirovecii (previously

    Pneumocystis carinii) pneumonia (PCP) is recommended as an additional treatment or HIV-inected and

    -exposed inants aged rom 2 months up to 1 year with severe or very severe pneumonia.

    Strong recommendation; moderate quality o evidence

    Recommendation 7: Empirical co-trimoxazole treatment or PCP is not recommended or HIV-inected

    and -exposed children over 1 year o age with severe or very severe pneumonia.

    Conditional recommendation; moderate quality o evidence

    Antibiotic regimens or severe and very severe pneumonia

    Recommendation 8:

    Ampicillin (or penicillin when ampicillin is not available) plus gentamicin or cetriaxone are recommended

    as rst-line antibiotic treatment or HIV-inected and -exposed inants and children under 5 years o age

    with severe or very severe pneumonia.

    Conditional recommendation; low quality o evidence

    Recommendation 9: For HIV-inected and -exposed inants and children with severe or very severe

    pneumonia who ail treatment while on ampicillin or penicillin plus gentamicin, cetriaxone alone should

    be used as second-line treatment.

    Conditional recommendation; low quality o evidence

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    Diarrhoea and pneumonia are the main causes o morbidity and mortality in inants and children and

    particularly those inected with HIV. The joint United Nations programme on HIV/AIDS (UNAIDS) has

    estimated that the number o children < 15 years o age in the world living with HIV increased rom 1.6

    million in 2001 to 2.1 million in 2008. The deaths o 430 000 children were attributed to AIDS in 2008,

    and 430 000 children were newly inected with HIV in the same year (UNAIDS/WHO, 2009). Most o the

    inections (90%) were acquired by vertical transmission rom mother to child (UNICEF/WHO, 2009).

    Children born to HIV-inected mothers have greater mortality and morbidity than children not exposed

    to HIV (Marinda et al., 2007; Shapiro et al., 2007; Sutclie et al., 2008; Filteau, 2009). Inants who acquire

    HIV around delivery show rapid progression o disease during the rst ew months o lie and oten die.

    Cohort studies conducted beore the introduction o preventive and treatment strategies showed that

    the survival o HIV-inected inants was poor: nearly 30% died in inancy, and up to 50% died in the rst2 years o lie (Taha et al., 1999; Chilongozi et al., 2008; Newell et al., 2004). The peak prevalence o death

    among HIV-inected Arican children has been reported to be at 23 months o age (Bourne, 2009). Over

    200 000 children globally are now on ART, but treatment o inants and young children has been less

    successul than or older children and even less successul than the estimated 43% coverage o adults

    (WHO, 2009).

    Interventions to delay morbidity and mortality rom diarrhoea and pneumonia can make a huge

    contribution to the long-term survival o HIV-inected and -exposed inants and children. Although the

    existing interventions (e.g. sae water, ORS and appropriate case management) have been responsible

    or reducing the rates o mortality o children under 5 worldwide, the coverage o children remains low,

    particularly in resource-poor settings. Management is oten urther complicated in HIV-inected and

    -exposed children by immunodeciency, malnutrition, other inections, maniestations o primary HIVdisease and side-eects o ART.

    Given the signicant eects o diarrhoea and pneumonia on child morbidity and mortality and the

    particular susceptibility o those inected with or exposed to HIV, these areas o care management

    were considered priorities or review. This document summarizes the background, methods, analysis o

    evidence on diarrhoea and pneumonia management and recommendations o a panel o experts that

    was convened in October 2009 at WHO headquarters in Geneva, Switzerland. The guidelines are the rst

    in a series planned to address all the main causes o mortality in children under 5. The expert panel will

    probably consist o many o the same people in order to save costs.

    1. Introduction

    2. Objectives

    This document summarizes current knowledge on preventing and treating diarrhoea and managing

    pneumonia in HIV-inected and -exposed inants and children.

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    3. Methods

    3.1 Target audienceThis publication is intended primarily or use by national advisory boards, national HIV/AIDS and child

    health programme managers and senior policy-makers involved in planning national strategies or child

    survival and paediatric prevention and care or HIV inection in resource-limited settings. Health-care

    providers and proessional bodies could use these recommendations in advising national programmes

    and preparing guidelines or treatment and care.

    The population o interest is HIV-inected and -exposed inants and children aged 018 years, with a

    particular emphasis on those < 5 years o age. An inant is a child < 12 months old.

    3.2 Preparatory workAn internal WHO steering group determined the scope o this document on the basis o the burden o

    pneumonia and diarrhoeal disease in HIV-inected and -uninected inants and children, severity, eect

    on child survival and applicability o the recommendations in rst- and second-level health acilities

    in resource-poor settings. The group rst summarized existing WHO recommendations on prevention,

    diagnosis and treatment o diarrhoea and pneumonia in all children. The summary showed that the

    available guidelines do not answer all questions about HIV-inected and -exposed children, and the group

    thereore undertook systematic reviews o studies on the prevention o diarrhoea and the etiological

    agents and treatment o diarrhoea and pneumonia in these children. Comparisons with uninected

    children were made to identiy any changes needed to the current recommendations. A guideline

    development group identied the relevant populations, interventions, comparisons and outcomes and

    prepared GRADE evidence proles and riskbenet tables to guide recommendations. A guideline review

    group considered new drat recommendations based on the existing WHO guidelines.

    Protocols were designed or the systematic reviews. The nal protocol included the search strategy, the

    list o interventions and outcomes, the comparison group and exclusion and inclusion criteria. The HIV/

    AIDS Cochrane Collaborative Review Group search strategy (http://www.cochrane.org/cochrane-reviews/

    review-structure) was used or each question on population, intervention, comparison and outcome. The

    search strategies used in the systematic reviews, meta-analyses and GRADE proles were those dened

    in The Cochrane handbook or systematic reviews o interventions (version 5.0.2; last updated September

    2009; http://www.cochrane-handbook.org/). The search revealed relevant published and unpublished

    articles, manuscripts, abstracts and presentations. Furthermore, research centres or paediatric HIV and

    database centres were contacted or publications or the results o ongoing research. Electronic databases

    and conerence proceedings were searched, without limits on language; the proceedings included those

    o the conerences on retroviruses and opportunistic inections, the international AIDS conerencesand the International AIDS Society clinical meetings held every other year, which were searched rom

    their inception dates (1993, 1985 and 2001, respectively). To identiy ongoing trials, the ClinicalTrials.gov

    website (http://www.clinicaltrials.gov/), Current Controlled Trials (www.controlled-trials.com) and the

    Pan-Arican Clinical Trials Registry (www.pactr.org) were also searched. The reerence lists o published

    articles were examine or additional pertinent material. As the number o studies was anticipated to be

    limited, observational studies that met the inclusion criteria were included, in addition to randomized

    controlled trials. Systematic reviews and meta-analyses o interventions o interest were reviewed in

    detail. The searches were limited to studies published since 1994.

    Ater initial screening o the reerences, two reviewers independently double-coded and entered

    inormation onto standardized data extraction orms. The inormation included study details (e.g. design

    and location), participant details (e.g. inclusion and exclusion criteria, population size, attrition rate, HIVdiagnosis and disease and any clinical, immunological or virological staging or laboratory inormation),

    details o interventions and outcomes (e.g. mortality, clinical disease progression, treatment response,

    hospitalization and adverse events).

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    The quality o the evidence or various treatment was assessed by the GRADE method used by WHO, and

    the end-points included mortality, hospitalization and adverse events. In the GRADE method, the quality

    o the evidence is evaluated on the basis o established criteria or the design, limitations, consistency

    and directness o studies; other considerations are precision, reporting bias, eect size, doseresponse

    relations and conounding actors. GRADE tables are prepared with the Proler sotware. The evidence isgraded as high, moderate, low or very low, as dened in the handbook o the Guidelines Review Committee

    (Table 1). The review o studies o etiological agents was descriptive and was not assessed with the GRADE

    system.

    Strength o recommendation GRADE evidence prole

    Strong: The panel is condent that the desirable

    eects o adherence to the recommendationoutweigh the undesirable eects.

    Weak or conditional: The panel concludes

    that the desirable eects o adherence to

    the recommendation probably outweigh the

    undesirable eects;

    however, it is applicable only to a specic

    group, population or setting,

    or new evidence may change the balance o

    risk to benet,

    or the benets may not warrant the cost or

    resource requirements.

    The panel used the terms weak and

    conditional interchangeably.

    Research: Further research is required beore

    any recommendations can be made.

    High: Further research is unlikely to change

    our condence in the estimate o eect.

    Moderate: Further research is likely to have

    an important impact on our condence in

    the estimate o eect and may change the

    estimate.

    Low: Further research is likely to have an

    important impact on our condence in the

    estimate o eect and is likely to change the

    estimate.

    Very low: Any estimate o eect is uncertain.

    Table 1. Grading o recommendations and levels o evidence

    3.3 Guideline review panel

    The review group comprised members o the expert group that prepared recommendations or

    integrated management o childhood illness in 2004, health researchers, implementation partners,

    programme managers, and an independent methodologist, in accordance with the WHO procedures or

    guideline development. The group assessed the scientic evidence, GRADE and riskbenet proles and

    drat recommendations at a consultation in Geneva in October 2009, and their conclusions provided the

    basis or the present recommendations. Potential declarations o interest were documented and assessed

    beore the recommendations were drawn up; no conficts o interest were identied.

    All experts contributing to and attending the meeting o the panel o experts also completed declarations

    o interest. The declarations were reviewed initially by the WHO secretariat, and then experts were

    requested to declare any confict o interest publicly during the meeting. None o the members declared

    any confict o interest.

    The WHO department o Child and Adolescent Health coordinated the revisions to the guidelines

    with unding rom the WHO Core Voluntary Contribution, the United States Agency or International

    Development and the United States Centers or Disease Control and Prevention (CDC).

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    WHO recommendations on the management of diarrhoea and pneumonia in HIV-infected infants and children

    3.4 Process

    In the GRADE approach, recommendations were made on the basis o considerations o costs, values,

    preerence, easibility and the balance o desirable and undesirable eects (riskbenet assessment) and

    assessment o the quality o the scientic evidence. The criteria used to assess the quality o the evidence

    and the terms used to rank it are based on denitions in the WHO handbook or guideline development

    (WHO, 2010). When no or minimal evidence was available, the recommendations were based on the

    groups opinions on what constitutes best practice. The wording and strength o the recommendations

    were all agreed by consensus; they were urther graded as strong or conditional. When recommendations

    could not be made, the group indicated areas or research.

    Subgroups reviewed the evidence prole or each o the recommendations, and the existing and drat

    recommendations were assessed in plenary. The groups used riskbenet assessment tables to analyse

    outcomes (such as mortality, morbidity and serious adverse events), implementation in dierent settings,

    acceptability, cost, easibility, values, preerences, gaps and research needs (see Annex 4). The consultation

    subsequently reviewed and approved all the recommendations and annexes. The drat guidelines

    were reviewed between 1 November 2009 and 29 February 2010, and the original group reviewed the

    suggested modications and clarications.

    The guidelines are scheduled to be updated in 2012, with reviews ad interim or when new evidence

    becomes available. The guidelines on vitamin A supplementation or inants and young children are being

    updated by WHO, including an evaluation o the evidence or this intervention in HIV-positive children.

    These are expected to be published in the last trimester o 2010.

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    Prevention o diarrhoea

    Vitamin A supplementation (recommendation 1)

    Treatment o diarrhoeaUse o low-osmolarity ORS (recommendation 2)

    Zinc supplementation (recommendation 3)

    Use o ciprofoxacin or treating bloody diarrhoea (recommendation 4)

    Use o daily multiple micronutrients or treating persistent diarrhoea (recommendation 5)

    Treatment and management o pneumoniaEmpirical co-trimoxazole treatment or suspected PCP (recommendations 6 and 7)

    First-line treatment or severe or very severe pneumonia (recommendation 8)

    Second-line treatment or severe or very severe pneumonia (recommendation 9)

    4.1 Diarrhoea

    4.1.1 Burden o disease

    Diarrhoea is a major cause o morbidity and mortality among inants and children worldwide. In developing

    countries, diarrhoeal disease accounts or an estimated 17.521% o all deaths in children under the age 5years, equivalent to 1.5 million deaths per year (Boschi-Pinto et al., 2008). O all child deaths rom diarrhoea,

    78% occur in the Arican and South-East Asian regions, which are also disproportionately burdened with

    inant and childhood HIV inections (UNAIDS, 2007; Boschi-Pinto et al., 2008). Diarrhoeal disease occurs

    more commonly in HIV-inected than in uninected children, and their outcomes are worse (Thea et

    al., 1993; Amadi et al., 2001; Chokephaibulkit et al., 2001). Administration o ART and restoring immune

    unction are critical or the prevention and treatment o diarrhoea in children with HIV inection.

    Research on childhood diarrhoea is a priority o WHO or achieving the United Nations Millennium

    Development Goal o reducing childhood mortality by two thirds between 1990 and 2015 (UNICEF/

    WHO, 2008). While diarrhoeal control strategies developed in the 1980s reduced the number o child

    deaths rom diarrhoea, coverage with these eective interventions is low. Data rom 29 countries in 2005

    indicated that ORS was being used or only 3040% o children with diarrhoea (Forsberg et al., 2007; Ramet al., 2008).

    Children with HIV inection have higher incidence and mortality rates than uninected children receiving

    the same treatment or diarrhoea (Thea et al., 1993; Chhagan, Kauchali, 2006). Persistent diarrhoea in

    particular is associated with a high risk or death in HIV-inected children. Case management o HIV-inected

    inants and children is complicated by immunodeciency, malnutrition, other inections that increase

    susceptibility, gastrointestinal maniestations o primary HIV disease and gastrointestinal symptoms

    associated with antiretroviral drugs or those being treated (Ramos-Soriano et al., 1996; Guarino et al.,

    2004; Thom, Forrest, 2006).

    4.1.2 Current guidelinesWHO and UNICEF updated the guidelines or managing diarrhoeal disease in all children in 2004 (WHO/

    UNICEF, 2004), and WHO updated the guidelines or integrated management o childhood illness in 2005

    (WHO, 2005). The current recommendations or assessing and treating diarrhoea involve evaluating

    dehydration, appropriate fuid replacement, continued eeding or increased breasteeding, zinc

    supplementation, antibiotic regimens when indicated and appropriate reerral and ollow-up (see Annex

    1).

    Recommendations

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    The guidelines panel reviewed the evidence on the outcomes o diarrhoea prevention and treatment

    among HIV-inected and -exposed inants and children in order to update the recommendations and

    thus improve health outcomes.

    4.1.3 Etiological agents

    The severity o acute diarrhoeal episodes can range rom mild to moderate to severe cases that can lead

    to hospitalization or death. Severity is infuenced by many actors, including the agent (Table 2) and its

    pathogenicity and host characteristics, such as immunodeciency and age. Little inormation is available

    on the etiology o diarrhoea in HIV-inected or -exposed children, partially because o issues o easibility

    and the costs associated with integrating HIV programmes into etiological studies. In general, studies

    on diarrhoea are limited by a lack o control specimens and testing o a reduced spectrum o enteric

    pathogens due to cost and lack o the necessary training, advanced laboratory skills, commodities and

    equipment. As a result, some o the studies o HIV-inected children were conducted in areas with a known

    high HIV prevalence or among HIV-inected children tested or a limited spectrum o enteric pathogens.

    Persistent diarrhoea Bloody diarrhoea

    Enteropathogenic Escherichia coli Shigella

    Enteroaggregative E. coli Nontyphoidal Salmonella

    Nontyphoidal Salmonella Campylobacter

    Cryptosporidium Enteroaggregative E. coli

    Microsporidia Enteroinvasive E. coli

    Giardia lamblia Shiga toxin-producing E. coliAscaris lumbricoides Entamoeba histolytica

    Cytomegalovirus

    Other viruses

    Table 2. Common etiological agents o persistent and bloody diarrhoea

    From American Academy o Pediatrics (2009)

    In a study in an area o high HIV prevalence in rural Kenya, the rate o campylobacteriosis was highest

    among children aged < 5 years and decreased with age, whereas the shigellosis rate was lowest in children

    and increased with age. In this clinic-based study, Campylobacterspecies and diarrhoeagenic Escherichia

    coliwere most requently in stool specimens rom children < 5 years with diarrhoea (Brooks et al., 2006). In

    a cohort study in Kenya among children < 2 years, diarrhoea was commoner among those who were HIV-

    inected, although bacterial pathogens such as Campylobacterand Shigella were recovered inrequently

    rom their stool samples, suggesting that other pathogens (such as viruses, parasites and diarrhoeagenic

    E. coli) or other causes (such as malabsorption or metabolic enteritis) are important in this population (van

    Eijk et al., 2009). In Uganda, E. coli, Salmonella and Shigella species caused most acute diarrhoea in children

    with high resistance to co-trimoxazole (Musiime et al., 2009).

    Non-typhoidal Salmonella species are one o the main causes o bacterial bloodstream inections in

    children in sub-Saharan Arica, and HIV inection is a risk actor (Berkley et al., 2005; Brent et al., 2006;

    Morpeth, Ramadhani, Crump, 2009). A review o the literature on rotavirus inection in 2009 showed that

    this virus was as or less requent in HIV-inected inants with diarrhoea as in uninected inants; however,

    the authors noted methodological limitations to their review (Steele et al., 2009). As these studies are

    subject to limitations, additional data are needed to understand the etiology o acute, bloody and

    persistent diarrhoea among HIV-inected and -exposed children.

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    Agents o persistent diarrhoea

    Studies o the etiology o persistent diarrhoea provide little evidence o a unique spectrum o

    diarrhoeagenic agents in HIV-inected children. Common agents were not identied at higher rates

    in HIV-positive children in some studies (Del Aguila et al., 1997; Amadi et al., 2001), but were in others.

    A small longitudinal study in Zaire showed a marginally signicant association between HIV inectionand entero-aggregative E.coliinection (Pavia et al., 1992). A study in the United States showed a higher

    prevalence oP. carinii in intestinal tissue rom 19 HIV-positive children than in controls (Ramos-Soriano

    et al., 1996). Cryptosporidium and cytomegalovirus were linked to a particularly severe, prolonged orm

    o chronic diarrhoea in HIV-positive children, with some evidence o increased rates o colonization o

    Cryptosporidium in these children (Chintu et al., 1995; Guarino et al., 1997). In addition to Cryptosporidia,

    Microsporidia and Giardia were also reported at high prevalence in HIV-inected children in Malawi,

    although only the presence o Microsporidia was related to HIV inection (ten Hove et al. 2008). In this

    study, Isospora belli was not ound in HIV-inected children with diarrhoea, although it was ound in a

    concurrent study o HIV-inected adults. Other authors have also not ound that Cryptosporidium inects

    HIV-positive children signicantly more oten than uninected children (Onyango, Aduma, 2005). Even i

    HIV-inected children do not have a dierent spectrum o etiological agents, they are more oten colonized

    with diarrhoeaogenic pathogens than controls (almost twice as many in the study o Al-Tawil et al., 1996)

    and have more requent and more severe diarrhoeal illness (van Eijk et al., 2009).

    Agents o bloody diarrhoea

    Few studies have linked HIV inection to dysentery in children, and there is little evidence o a dierent

    spectrum o etiological agents in bloody diarrhoea in HIV-inected or -exposed children. Shigella is

    the predominant organism in bloody diarrhoea in developing countries, and WHO has estimated that

    it causes 10% o acute diarrhoea in children < 5 years (Alam, Ashra, 2003; Brooks et al., 2003; Walker,

    2005). Campylobacterand non-typhoidal Salmonella are also commonly identied agents o dysentery

    in the developing world (Taylor et al., 1991; Lanata, Mendoza, Black, 2002; Alam, Ashra, 2003; Pitter, Calles,

    2006).

    4.1.4 Preventive interventionsA systematic review was conducted o the evidence or an eect o vitamin A supplementation, zinc

    supplementation and co-trimoxazole prophylaxis on the incidence and severity o diarrhoeal disease in

    HIV-inected and -exposed children. The steering committee selected these interventions on the basis o

    current recommendations and their potential eect. As noted above, most o the trials were conducted

    beore widespread use o co-trimoxazole or ART, and their useulness in preventing and treating diarrhoeal

    disease in HIV-inected and -exposed children should be elucidated in uture studies.

    Vitamin A supplementation

    A systematic review resulted in identication o our trials o vitamin A supplementation in children with

    HIV inection or living in countries in Arica (Coutsoudis et al., 1995; Fawzi et al., 2000; Semba et al., 2005;Humphrey et al., 2006). The pooled summary estimate o the relative risk or mortality rom all causes

    (random eects: DerSimonian, Laird, 1986) or HIV-inected children on vitamin A supplementation when

    compared with those on placebo in three trials was 0.50 (95% condence interval, 0.31;0.79), with no

    evidence o heterogeneity. The eects o vitamin A rather than placebo on other outcomes were variable.

    In one study, vitamin A supplementation was associated with increased growth in a small subset o

    children with HIV inection (Villamor et al., 2002). Other trials have shown decreased morbidity rom

    diarrhoeal disease in groups receiving vitamin A supplementation (Coutsoudis et al., 1995), a reduced

    risk or severe watery diarrhoea (Fawzi et al., 2000) and a nonsignicant trend o a reduced requency o

    chronic diarrhoea (Semba et al., 2005). The limited ndings in HIV-exposed children are less clear: one trial

    o neonatal supplementation showed an increased risk or mortality with supplementation in comparison

    with placebo (Humphrey et al., 2006), but another showed no dierence (Coutsoudis et al., 1995). WHO

    does not currently recommend neonatal vitamin A supplementation.

    The panel discussed the evidence or use o the interventions in HIV-inected children and decided there

    should be no change to the recommendations set orth in the booklet on integrated management o

    childhood illness in high-HIV settings (see below). This recommendation sets a high value on correcting

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    WHO recommendations on the management of diarrhoea and pneumonia in HIV-infected infants and children

    Recommendation 1: Vitamin A supplementation

    Vitamin A supplementation is recommended or all HIV-inected and -exposed inants and childrenaged 6 months to 5 years, in doses given every 6 months (100 000 IU or inants aged 612 monthsand 200 000 IU or children > 12 months).

    This recommendation is unchanged and is the same or all children.

    Quality o evidence: Low

    Strength o recommendation: Strong

    Time to review: 2012

    vitamin A deciency and reducing mortality due to diarrhoea in HIV-inected children and less value on

    potential risks or lack o certainty about the eects o supplementation. A riskbenet assessment and

    the GRADE prole or this recommendation are shown in Annex 4.

    Zinc supplementation or prevention

    A systematic review o the use o zinc supplementation or primary prevention identied only one

    randomized controlled trial (Bobat et al., 2005), a study prompted by an early observational report that

    raised concern about the association between zinc and HIV ( Tang et al., 1993). The trial showed no eect

    o zinc on the primary outcome o plasma HIV-1 viral load in inected South Arican children aged 660

    months. The authors reported ewer visits or watery diarrhoea but no signicant dierence in other

    morbidity outcomes o inectious disease (Bobat et al., 2005). A trial o combined supplements (vitamin

    A, vitamin A plus zinc, zinc plus vitamin A plus multiple micronutrients) showed no signicant dierence

    in diarrhoeal or respiratory outcomes in HIV-inected, -exposed and -uninected children (Luabeya et

    al., 2007). In another analysis, HIV-negative children with stunting who received zinc or a combination

    o zinc, multiple micronutrients and vitamin A had a lower incidence o diarrhoea than those receiving

    vitamin A alone; however, there were too ew HIV-inected children or a meaningul analysis (Chhagan

    et al., 2009).

    The panel reviewed the evidence or use o zinc as a preventive intervention, even though universal

    zinc supplementation is not currently a WHO recommendation. The panel did not make a separate

    recommendation or HIV-inected children but considered the indirect evidence in reviewing the

    recommendation or zinc supplementation as treatment.

    Co-trimoxazole prophylaxis

    A trial in Zambia showed that mortality was lower among children on co-trimoxazole than among those

    given placebo, with a hazard ratio or death o 0.57 (95% condence interval, 0.43;0.77) or those given

    co-trimoxazole (Chintu et al., 2004). Follow-up studies conrmed the benets o co-trimoxazole on bothmorbidity and mortality, with ewer hospital deaths due to respiratory disease and a trend towards ewer

    hospital admissions in the treated group (Mulenga et al., 2007). Another study showed reduced morbidity

    rom diarrhoea with co-trimoxazole, although the nding was not signicant owing to the small number

    o children < 5 years (Mermin et al., 2004). Another observational study showed more diarrhoea among

    children with access to co-trimoxazole, although this nding has no clear clinical signicance, given the

    high baseline rates o diarrhoea and small numbers (Coutsoudis et al., 2005).

    The panel considered co-trimoxazole prophylaxis an important intervention or preventing mortality

    in HIV-inected and -exposed inants and children. This recommendation already appears in separate

    guidelines (WHO, 2006):

    All HIV-exposed and -inected inants and children should receive daily co-trimoxazole prophylaxis inaccordance with existing WHO guidelines. Strong recommendation; high quality o evidence.

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    Other prevention interventions

    The panel discussed other recommendations, including household water treatment methods, proper

    disposal o aeces and promotion o hand-washing with soap. As systematic reviews o these interventions

    were conducted previously, the recommendations were not reviewed at this time.

    Other recommended preventive measures are given in the guidelines on Essential prevention and care

    interventions or adults and adolescents living with HIV in resource-limited settings (WHO, 2008):

    Eective methods or treating household water and storage o water in containers that do not

    allow manual contact are recommended or people with HIV and their households.

    Proper disposal o aeces in a toilet or latrine or, at a minimum, by burial in the ground is

    recommended or people with HIV and their households

    Promotion o hand-washing with soap ater deaecation and ater handling human or animal

    aeces and beore ood preparation and eating and the provision o soap are recommended or

    people with HIV and their households.

    4.1.5 Treatment interventionsA systematic review identied evidence or treatment o diarrhoea, including zinc, antibiotics,

    micronutrients and ORS, in HIV-inected and -exposed children. The studies included only one clinical trial

    with controlled interventions in children. Several nonrandomized studies o the outcomes o standard

    care (uncontrolled interventions) in HIV-inected and -uninected children indicated that diarrhoeal

    disease occurs more commonly with worse outcomes in HIV-inected children (Thea et al., 1993; Amadi et

    al., 2001; Chokephaibulkit et al., 2001). The studies o HIV-inected children did not, however, address zinc

    therapy, antibiotics or bloody diarrhoea or mutivitamins and micronutrients.

    Oral rehydration solution

    A systematic review identied evidence or use o low-osmolarity ORS rom studies in adults, corroborating

    the existing recommendations on ORS treatment. A systematic review provided high-quality evidence

    that low-osmolarity ORS in comparison with the standard ormula reduces the need or unscheduled

    intravenous fuids and decreases stool output in children (Hahn, Kim, Garner, 2002).

    The panel was not concerned about using indirect evidence in the meta-analysis o low-osmolarity

    ORS as compared with standard ormula. They recognized that the gut mucosa o children inected

    with HIV might be more ragile, with enteropathy, but considered that these actors would not aect

    the recommendation. The riskbenet analysis and GRADE prole or this recommendation are shown in

    annexes 4 and 5.

    Recommendation 2: Management with ORS

    Low-osmolarity ORS is preerable to standard ORS or treatment o dehydration (intravenous electrolytesolution in cases o severe dehydration) in HIV-inected and -exposed inants and children withdiarrhoea.

    This recommendation is the same or all children.

    Quality o evidence: High

    Strength o recommendations: Strong

    Time to review: 2012

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    WHO recommendations on the management of diarrhoea and pneumonia in HIV-infected infants and children

    Zinc supplementation or treatment

    Zinc supplementation has been shown to reduce morbidity with diarrhoea in resource-limited settings

    (Brown et al., 2009), and WHO recommends its use in treating children with diarrhoea (WHO, 2009). A

    systematic review o studies in HIV-negative children provided evidence o moderate quality that zinc

    supplementation reduces the duration o acute or persistent diarrhoea (Lazzerini, Rontani, 2008). A trial oprimary prevention showed no evidence o harm and no association between zinc supplementation and

    an increase in HIV-1 viral load (Bobat et al., 2005).

    The panel noted that the studies on zinc treatment or diarrhoea in HIV-inected children are limited.

    They reviewed the evidence on zinc supplementation or HIV-negative children and a trial on primary

    prevention in HIV-inected children. The panel was not concerned about the indirectness o the evidence,

    in view o the biological implausibility that the physiology o zinc supplementation is dierent in HIV-

    inected and -uninected children and in view o the lack o evidence o harm in the trial conducted by

    Bobat et al. (2005), in which HIV-inected children were given zinc supplementation or 6 months. The

    riskbenet analysis and GRADE proles or this recommendation are shown in annexes 4 and 5.

    Recommendation 3: Treatment with zinc

    Elemental zinc supplementation is recommended or 1014 days, with increased fuids and continuedeeding, or all HIV-inected and -exposed children with diarrhoea (10 mg per day or inants under 6months o age, 20 mg per day or inants and children over 6 months).

    This recommendation is the same or all children.

    Quality o the evidence: High

    Strength o the recommendation: Strong

    Time to review: 2012

    Nitazoxanide or Cryptosporidium diarrhoea

    There is currently no WHO recommendation or managing Cryptosporidium inection, and treatment o

    HIV-inected children has proved particularly dicult because o low drug ecacy . The evidence that

    diarrhoea can be resolved better with nitazoxanide than with supportive care is o very low quality, and no

    signicant improvements in oocyst clearance or mortality were ound ater 8 days in immunocompromised

    children and adults (Abubakar et al., 2007). Two randomized controlled trials in Zambia with HIV-inected

    children ound that nitazoxanide did not eradicate cryptosporidial inection, nor did it reduce clinical

    symptoms, even with a high dose and longer treatment (Amadi et al., 2002, 2009).

    Ater reviewing the evidence, the panel decided not to make a recommendation on nitazoxanide or the

    treatment oCryptosporidium diarrhoea. The panel considered that HIV-related cryptosporidial diarrhoea

    might be dramatically reduced when ART is made widely available. Its decision also refects uncertaintyabout the therapeutic benet, the limited evidence on saety and the possibility o drug interactions in

    HIV-inected children. The panel noted that research is needed on treatment o crytosporidia and other

    protozoa. A riskassessment table and GRADE prole are given in annexes 4 and 5.

    Ciprofoxacin or bloody diarrhoea

    The systematic review o treatment interventions did not identiy any studies o antibiotic regimens or

    bloody diarrhoea in children with HIV inection or exposure. There is moderate indirect evidence that

    ciprofoxacin is more active than naladixic acid and is less prone to resistance, as reviewed in the technical

    update on integrated management o childhood illness in 2005 (WHO/UNICEF, 2005).

    The panel discussed regional dierences in resistance to specic organisms, including Salmonella spp,

    and areas o insucient evidence and uncertainty (e.g. i longer treatment is necessary or HIV-inectedchildren). The panel decided to retain the recommendation on ciprofoxacin in the technical update on

    integrated management o childhood illness (WHO/UNICEF, 2005). The riskbenet assessment is given in

    Annex 4; there is no GRADE prole or this recommendation.

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    Recommendation 4: Ciprofoxacin

    Ciprofoxacin is recommended or 3 days at an oral dose o 15 mg/kg or treating bloody diarrhoea.

    This recommendation is the same or all children.

    Quality o the evidence: Moderate

    Strength o the recommendation: Strong

    Time to review: 2012

    Micronutrients or persistent diarrhoea

    No direct evidence was ound or the use o micronutrients to treat persistent diarrhoea in HIV-inected

    or -exposed children. Indirect, low-quality evidence rom one trial o adults with HIV wasting syndrome

    did not show a dierence in morbidity or mortality among those given albendazole, with or without

    micronutrients and multivitamins (Kelly et al., 2008) No studies were identied in a systematic review

    o studies o micronutrient supplementation in HIV-inected children other than vitamin A (Irlam et al.,2005).

    In reviewing the evidence or the recommendation on multiple micronutrient supplementation or the

    treatment o persistent diarrhoea, the panel placed strong value on correcting nutritional deciencies in

    children with HIV and diarrhoea and less emphasis on potential risks or lack o certainty about the eect o

    multiple micronutrient supplementation. Further, the panel recognized that it is important to distinguish

    components o multiple micronutrients; vitamin A and zinc, or instance, were considered separately.

    The optimal ormulation o micronutrients is specied in materials on the integrated management o

    childhood illness (WHO/UNICEF, 2005). A risk-assessment table and GRADE prole are given in annexes 4

    and 5.

    Recommendation 5 : Multiple micronutrients or persistent diarrhoea

    Daily micronutrients are recommended or 2 weeks or all HIV-inected and -exposed inants andchildren with persistent diarrhoea.

    This recommendation is the same or all children.

    Quality o the evidence: Low

    Strength o the recommendation: Conditional

    Time to review: 2012

    Other treatments or managing persistent diarrhoea

    The panel reviewed the existing recommendations on persistent diarrhoea in children. Whilethe ollowing were not systematically reviewed, the panel included them, as they remain

    important guidelines:

    Give a lactose-ree or low-lactose diet to children with persistent diarrhoea who are over 6

    months old and unable to breasteed.

    Assess every child with persistent diarrhoea or nonintestinal inections (e.g. pneumonia,

    sepsis, urinary tract inection, oral thrush, otitis media), and treat them appropriately.

    Use antibiotics only when appropriate (i.e. bloody diarrhoea), and abstain rom administering

    antidiarrhoeal drugs.

    Provide HIV testing and counselling or inants and children living in generalized epidemic

    settings and or children in all epidemic settings who present with persistent diarrhoea or

    other signs and symptoms that could indicate HIV inection (including tuberculosis), children

    born to HIV-positive women, and children with suboptimal growth or malnutrition who are

    not responding to appropriate nutritional therapy.

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    WHO recommendations on the management of diarrhoea and pneumonia in HIV-infected infants and children

    4.1.6 Outstanding issues or researchThe panel identied signicant gaps in the available inormation on the prevention and treatment o

    diarrhoea in HIV-inected and -exposed children. Appropriately large prevention and intervention trials

    are needed, particularly in the context o the scaling-up o paediatric ART and co-trimoxazole prophylaxis.

    Additional studies are required to determine:

    the etiology o acute, bloody, persistent (1428 days) and chronic (> 28 days) diarrhoea among

    HIV-inected and -exposed children;

    patterns o resistance o etiological agents;

    the prevalence o pathogens such as cryptosporidia;

    the eect o vitamin A supplementation or inants under 6 months o age;

    the ecacy o dierent treatment regimens or diarrhoea;

    the eect o co-trimoxazole prophylaxis and ART on morbidity and mortality rom diarrhoea

    in HIV-inected children; and

    the importance o lactose-ree and low-lactose diets in the management o diarrhoea in HIV-inected children.

    4.2 Pneumonia

    4.2.1 Burden o diseasePneumonia is the single biggest killer o children worldwide, accounting or nearly one in ve deaths

    among young children, with an estimated 1.8 million deaths annually (Thea, Qazi, 2008). Most o the

    deaths occur in resource-constrained countries, with 50% in sub-Saharan Arica and 20% in South-East

    Asia, where an estimated 151 million cases o childhood pneumonia occur each year, 1120 million o

    which may require hospitalization (Rudan et al., 2008).

    As high as the estimates o the global pneumonia burden are, they may not accurately refect the ull

    impact o HIV inection on these rates over the past decade (Thea, Qazi, 2008). The most recent gures

    are essentially incidence rate estimates drawn rom studies conducted between 1969 and 1999, which

    were applied to the current populations o children at risk (Rudan et al., 2008). In high-burden countries,

    however, HIV inection has changed the picture, dramatically increasing the incidence, severity and

    mortality associated with pneumonia.

    4.2.2 Current guidelines (2004 and 2005)

    WHO recommendations or the management o severe and very severe pneumonia are described in the

    pocket book on integrated management o childhood illness (WHO, 2005), and WHO recommendations or

    the treatment o pneumonia in HIV-inected or -exposed children were ormulated during a consultation

    in Zimbabwe in 2003 (WHO, 2004).

    Clinical diagnosis at primary care level ollows the WHO guidelines or integrated management o

    childhood illness, which is a simplied guide based on the detection o ast breathing or lower chest wall

    indrawing; the guidelines do not include other aspects o chest examination, like auscultatory ndings (e.g.

    wheeze, crackles, bronchial breath sounds, percussion ndings, general eatures like clubbing). Cyanosis

    may be a less sensitive and specic sign, and may not be useul or diagnostic purposes at community

    level. Fast breathing, as dened by WHO, can be used to detect pneumonia in about 80% o children who

    need antibiotic treatment, and lower chest wall indrawing was ound to be 89% sensitive and specic or

    a paediatricians decision to admit a child or an acute lower respiratory inection. Care at reerral level (e.g.

    a district hospital) may include a chest radiograph; this cannot be used in rst-line diagnosis because o

    its low sensitivity, but it is an excellent adjunct because o its high specicity (WHO/UNICEF, 1998). Current

    evidence shows that the etiological agents o pneumonia still cannot be dierentiated clearly clinicallyor radiologically.

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    4.2.3 Etiological agentsMany organisms cause pneumonia. While respiratory viruses are the most commonly identied pathogens

    in HIV-uninected children with pneumonia, there is a high prevalence o bacterial inection or co-inection

    in many o these and other severe cases o pneumonia (Michelow et al., 2000; Madhi et al., 2002a,b). In the

    absence or minimal use o ART and co-trimoxazole prophylaxis,P. jiroveciiand cytomegalovirus are requentcauses o pneumonia in HIV-inected children, especially very young inants. The clinical presentation o

    pneumonia is similar in HIV-inected and -uninected children (Madhi et al., 2002a,b); however, the case

    atality rates are higher in inected children.

    Up to two thirds o all cases o pneumonia have a mixed bacterial and viral etiology, and various tests

    might be needed, sometimes concurrently, to detect the etiological agent. Agents can vary by age:

    children under 2 months o age are more oten inected with Gram-negative organisms, anaerobes and

    PCP, while children aged between 2 months and 5 years are requently aected by the common organisms

    Streptococcus pneumoniae, Haemophilus infuenzae and Staphylococcus aureus. Children over 5 years more

    oten have Mycoplasma pneumoniae or Chlamydophila pneumoniae.

    Most HIV-inected children have recurrent pneumonia, irrespective o the etiology. The association olymphocytic interstitial pneumonia and tuberculosis contributes to requent episodes o pneumonia,

    leading to chronic lung disease and bronchiectasis. In addition to the increased burden o pneumonia,

    HIV-inected and -exposed children are more susceptible to a broad spectrum o pneumonia-associated

    pathogens, including opportunistic agents such as PCP, Mycobacterium tuberculosis and cytomegalovirus

    (Runi, Madhi, 2002; McNally et al., 2007).

    WHO conducted a systematic review o studies on etiological agents or pneumonia, which comprised

    nine descriptive studies, including two post-mortem studies, and 15 analytical studies, o which ve were

    post-mortem studies. Most o the studies reviewed were conducted in Arica prior to 2004, beore the

    widespread availability and use o ART. The methods used varied widely; however, extractable data were

    available or a meta-analysis to obtain summary estimates o the prevalence oP. jirovecii, cytomegalovirus,

    adenovirus, M. tuberculosis, S. pneumoniae, H. infuenzae, S. aureus and Salmonella spp. as associatedcausative agents o morbidity or mortality.P. jiroveciiwas the most commonly identied etiological agent,

    with a summary odds ratio o 10.14 (95% condence interval, 1.66;62.07) in ante-mortem studies and 9.08

    (95% condence interval, 2.49;33.09) in post-mortem studies ( Table 3).

    P. jiroveci pneumonia in inants and children in highly HIV endemic settings

    From the early stages o the HIV epidemic, PCP was recognized as an important indicator o HIV/AIDS. It

    presented in HIV-inected adults and children, but early data rom Europe, Thailand and the USA showed

    that the peak prevalence o PCP in children was in inants under 12 months and usually under 6 months o

    age (Simonds et al., 1993; European Collaborative Study, 1994; Chokephaibulkit et al., 1999). A recent report

    rom Ireland and the United Kingdom showed that, beore 1998, 27% o HIV-inected inants had PCP or

    cytomegalovirus as a rst indicator, and 91% were young inants (Williams et al., 2001).

    PCP was rst reported in HIV-endemic regions o Arica, in autopsy studies in Cte dIvoire, South Arica and

    Zimbabwe (Jeena, Coovadia, Chrystal, 1996; Lucas et al., 1996; Ikeogu, Wol, Mathe, 1997). All 46 cases o

    PCP were reported in inants o a mean age o 34 months. The ndings o these and subsequent autopsy

    and clinical studies in the region are listed in Tables 4 and 5. The heterogeneity o PCP diagnoses and o

    the reporting o age in the clinical studies might have skewed some data, resulting in miscalculation o the

    proportion o inant cases. Nevertheless, autopsy and clinical data provide consistent evidence that most

    cases o PCP occur in young inants, as in the United Kingdom. O 130 autopsy cases reported, only 5% were

    in children over 12 months o age.

    Table 5 summarizes data on the ages o Arican inants and children with severe pneumonia and a diagnosis o

    PCP in clinical studies; the majority are inants. While data on atal cases o PCP are not shown, the proportion

    o deaths among inants is even greater.

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    WHO recommendations on the management of diarrhoea and pneumonia in HIV-infected infants and children

    Incidence oP. jirovecipneumonia

    Few community-based cohort studies are available o HIV-inected children beore the use o co-trimoxazole

    to allow calculation o PCP incidence rates. In two studies o children hospitalized with severe pneumonia

    (Chintu et al., 2004; Mulenga et al., 2007), pneumonia was the commonest morbid condition, but PCP wasnot reported in the placebo arm o a randomized-controlled trial o co-trimoxazole or HIV-inected children.

    Children in the placebo group were ollowed-up or a median o 17 months, and no conrmed case o PCP

    was ound. Similarly, the incidence o severe pneumonia was high in a cohort study o HIV-inected Malawian

    children, mostly over 2 years o age, and no cases o PCP were diagnosed (Lauer et al., 2006). These studies,

    however, included only children who were older than those in whom PCP was identied in cross-sectional,

    hospital-based etiological studies.

    Pathogen Study setting No. o studies Odds ratio (95% condence interval) Q test (p value)

    Fixed eects Random eectsP. jiroveci Clinical 3 8.17 (3.59;18.79) 10.14 (1.66;62.07) 0.033

    Post-mortem 5 7.45 (4.12;13.49) 9.08 (2.49;33.09) 0.029

    Cytomegalovirus Clinical 1 1.43 (0.61;3.58) N/A N/A

    Post-mortem 5 14.35 (6.69;30.75) 14.35 (6.69;30.75) 0.60

    M. tuberculosis Clinical 2 1.08(0.69;1.67) 1.08(0.69;1.67) 0.667

    Post-mortem 5 0.73 (0.43;1.25) 0.73 (0.43;1.25) 0.69

    S. pneumoniae Clinical 4 2.32 (1.47;3.66) 1.52 (0.47;4.93) 0.012

    Post-mortem 1 1.29 (0.39;4.31) 1.29 (0.39;4.31) 1.0

    H. infuenzae Clinical 4 1.24 (0.74;2.11) 1.22 (0.65;2.27) 0.323

    Post-mortem 1 0.33 (0.05;2.02) 0.33 (0.05;2.02) 1.0

    S. aureus Clinical 3 2.38 (1.27;4.49) 2.29 (1.02;5.11) 0.206

    Post-mortem 1 1.02 (0.29;3.52) 1.02 (0.29;3.52) 1.0

    Salmonella spp. Clinical 3 0.76 (0.27;2.11) 0.75 (0.26;2.13) 0.649

    Post-mortem 0 N/A N/A N/A

    E. coli Clinical 2 3.82 (0.86;17.09) 3.00 (0.37;24.54) 0.188

    Post-mortem 0 N/A N/A N/A

    Adenovirus Clinical 1 0.289 (0.11;0.75) 0.289 (0.11;0.75) 1.0

    Post-mortem 3 0.72 (0.22;2.34) 0.73 (0.20;2.61) 0.58

    All-cause*

    invasive bacteria

    Clinical 3 1.76 (1.31;2.38) 1.46 (0.77;2.79) 0.024

    Post-mortem 4 1.32 (0.95;1.84) 1.48 (0.77;2.89) 0.012

    Table 3. Odds ratios or identiying specic pathogens in HIV-inected and -uninected children

    with pneumonia

    N/A reers to Not Applicable.

    *Concomitant positive blood culture in clinical studies and either positive bacterial culture (rom lung aspirate or blood obtained

    within 3 h o death) or histopathological nding o pyogenic pneumonia in post-mortem studies

    From Jeena, Coovadia, Chrystal, 1996; Lucas et al., 1996; Ikeogu, Wol, Mathe, 1997; Moenson et al., 1998; Chokephaibulkit et al.,1999; Graham et al., 2000; Madhi et al., 2000a,b; Zar et al., 2000; Kattan et al., 2001; Nathoo et al., 2001; Zar et al., 2001; Chintu et al.,

    2002; Madhi et al., 2002b; Rennert et al., 2002; Runi and Madhi, 2002; Ansari et al., 2003; Bakeera-Kitaka et al., 2004; Bii et al., 2006;

    Surve and Rathod, 2006; Toro et al., 2006; Madhi et al., 2006; Madhi et al., 2007; McNally et al., 2007

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    Eect o HIV inection on mortality andP. jirovecipneumonia

    A recent review was conducted o all studies in the HIV-endemic region o Arica in which cases o severe or

    very severe pneumonia were diagnosed and managed according to the WHO strategy, including empiricPCP therapy in some studies (Enarson et al., 2010). HIV inection increased the risk or death signicantly,

    by sixold overall. The eect o HIV inection on case atality was largely conned to inants aged 212

    months, and PCP contributed strongly to this eect; however, heterogeneity in the methods and reporting

    obviated a quantitative meta-analysis o the data. Nevertheless, PCP aected the HIV-related pneumonia

    case atality rate, mainly among inants.

    Study site (reerence)Reported agerange o allpatients

    No. o PCP

    cases

    Reported age o PCP

    patients

    Cote dIvoire (Lucas et al., 1996) 1 month12 years 11 100% inants

    Zimbabwe (Ikeogu, Wol, Mathe, 1997) 05 years 19 Mean age, 3 months

    Range, 17 months

    South Arica (Jeena, Coovadia, Chrystal,1996)

    118 months 16 Mean age, 4 months

    Zimbabwe (Nathoo et al., 2001) Not specied 16 100% inants

    Zambia (Chintu et al., 2002) 016 years 58 88% inants

    Botswana (Ansari et al., 2003) 1 month13 years 10 100% inants

    Table 4. Autopsy studies in which PCP was reported in HIV-inected Arican children

    Study site (reerence) Reported agerange o allpatients

    No. oPCP cases

    Reported age o PCPpatients

    Malawi (Kamiya et al., 1997) 224 months 5 80% aged 36 months

    Malawi (Graham et al., 2000) 2 months5 years 16 100% aged 26 months

    South Arica (Zar et al., 2000)

    Median, 9 months;

    interquartile range,

    323 months

    15

    Median, 3 months;

    interquartile range, 34

    months

    South Arica (Runi, Madhi, 2002) 224 months 51Median, 4 months; range, 119

    months

    South Arica (Madhi et al., 2002b) 140 months 101Median, 4 months; range, 128

    months

    Uganda (Bakeera-Kitaka et al., 2004) 260 months 20 70% were inants

    South Arica (McNally et al., 2007) 1 month5 years 29 100% were inants

    South Arica (Morrow et al., 2010)Median, 3 months;interquartile range,

    25 months

    43 Median, 3.5 months;interquartile range, 35

    months

    Malawi (Graham et al., 2010) 2 months13 years 16 94% median age, 3 months

    Table 5. Ages o HIV-inected inants and children with PCP in clinical studies in Arica

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    WHO recommendations on the management of diarrhoea and pneumonia in HIV-infected infants and children

    4.2.3 Preventive interventions

    Co-trimoxazole (see also recommendations or prevention o diarrhoea)

    Co-trimoxazole prophylaxis has been the recommended standard o care or preventing PCP among HIV-

    inected and -exposed inants and children since the 1990s. The results o randomized clinical trials andobservational studies also demonstrate the eectiveness o co-trimoxazole in reducing morbidity and

    mortality rom pneumonia (presumed bacterial) among inants and children living with HIV in resource-

    limited settings. The WHO guidelines or co-trimoxazole prophylaxis (WHO, 2006) should be ollowed, in

    view o the importance o this intervention in preventing pneumonia.

    Other interventions

    The Global Action Plan or the Prevention and Control o Pneumonia (WHO/UNICEF, 2009) represents

    a comprehensive summary o WHO recommendations or other preventive interventions, such as

    vaccination against S. pneumoniae and H. infuenzae type b and the promotion o breasteeding. The panel

    did not review the Plan or these guidelines.

    4.2.4 Treatment interventionsWHO conducted a systematic review to identiy eective antimicrobial or adjunctive systemic therapy or

    community-acquired pneumonia in HIV-inected and -exposed inants and children.

    Empirical co-trimoxazole treatment

    A systematic review o etiological pathogens strongly suggested an etiological role o PCP in young

    inants, particularly those with new HIV inection in the absence o treatment with co-trimoxazole and

    ART. The panel recognized the importance o covering clinically suspected PCP and endorsed previous

    recommendations or empirical treatment with co-trimoxazole. The panel also agreed that PCP is important

    only in children under 1 year o age (Zar et al., 2000). Riskbenet assessments are given in Annex 4.

    Recommendation 6: Empirical co-trimoxazole treatment

    Empirical co-trimoxazole treatment or suspected PCP is recommended as an addition or HIV-inectedand -exposed inants rom 2 months to 1 year old with severe or very severe pneumonia.

    Quality o evidence: Moderate

    Strength o recommendation: Strong

    Time to review: 2012

    Antibiotic regimens or non-severe pneumonia

    The current treatment recommendation or non-severe pneumonia is co-trimoxazole or amoxicillin

    (WHO, 2007). No randomized controlled trial designed on the basis o an a-priori hypothesis has been

    conducted to examine the ecacy o dierent regimens o antibiotics or case management or identied

    pneumonia, nor have any observational studies been reported on non-severe pneumonia in HIV-inectedor -exposed children. The panel has thereore made no new recommendations.

    Recommendation 7: Empirical co-trimoxazole treatment

    Empirical co-trimoxazole treatment or PCP is not recommended or HIV-inected and -exposed childrenover 1 year o age with severe or very severe pneumonia.

    Quality o evidence: Low

    Strength o recommendation: Conditional

    Time to review: 2012

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    Antibiotic regimens or severe and very severe pneumonia

    While there has been no randomized controlled trial designed on the basis o an a-priori hypothesis to

    examine the eciency o antibiotic regimens or case management, a subgroup analysis was conducted

    in one randomized controlled trial in which oral amoxicillin was compared with parenteral penicillin

    or severe pneumonia in children. The response rates with the two regimens were comparable, but the

    treatment ailure rate was signicantly higher or HIV-inected inants at day 14 (40.7% versus 24.3%; odds

    ratio, 2.8; 95% condence interval 1.35; 3.5). The response rates were similar or children over 12 months

    o age, irrespective o HIV status.

    The panel based new recommendations on these ndings. The review was undertaken to quantiy the

    relative contributions o potential pathogens associated with community-acquired pneumonia in HIV-

    inected children (Table 3). The wide variations in method among studies hampered the review and made

    it dicult to compare the results o studies. The variation was exacerabated by discrepancies in results

    obtained with xed- and random-eects models. The extent to which this variation aected the estimates

    was dicult to ascertain.

    The systematic review also showed that the requency with which Gram-negative bacilli were identied

    did not dier signicantly between HIV-inected and -uninected children, although the lack o signicance

    might have been due to selection bias or lack o power. A signicant association ound between S. aureus

    inection and HIV status in studies in South Arica indicates the importance o considering empirical

    antibiotic regimens with coverage against S. aureus and treating S. aureus inection in the absence o

    response to rst-line antibiotic treatment.

    On the basis o the review o etiological agents, the panel discussed the use o oral amoxicillin or treating

    children over 1 year o age with severe pneumonia and discouraged its use or HIV-inected children. The

    panel also considered the use o co-amoxiclav and gentamicin or treating very severe pneumonia in HIV-

    inected children. In view o the poor quality o the evidence, the cost o amoxicillinclavulanate and the

    lack o availability o an injectable orm, the panel discouraged its use. On similar grounds, the panel did

    not recommend cephalosporin (rst or second generation) or treatment o severe pneumonia, owing to

    the poor quality o the evidence and the higher cost in comparison with ampicillin plus gentamicin.

    The panel did, however, recommend use o cetriaxone as an alternative rst-line antibiotic or treating

    very severe pneumonia or as a second-line option or children who do not respond to ampicillin plus

    gentamicin. The rationale or recommending cetriaxone as alternative rst- or second-line treatment

    is that it provides better coverage than second-generation cephalosporins, such as ceuroxime, or the

    combination o ampicillin plus aminoglycoside, against penicillin-resistant S. pneumoniae and many Gram-

    negative inections. Furthermore, cetriaxone is susceptible in vitro to methicillin-sensitive S. aureus. In

    areas o high prevalence o methicillin-resistant S. aureus, use o cloxacillin or vancomycin is recommended

    when there is strong clinical suspicion or microbiological evidence oS. aureus pneumonia.

    Recommendation 8

    Ampicillin (or penicillin when ampicillin is not available) plus gentamicin or cetriaxone arerecommended as a rst-line antibiotic regimen or HIV-inected and -exposed inants and children under5 years o age with severe or very severe pneumonia.

    Quality o evidence: Low

    Strength o recommendation: Conditional

    Time to review: 2012

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    WHO recommendations on the management of diarrhoea and pneumonia in HIV-infected infants and children

    Recommendation 9

    For HIV-inected and -exposed inants and children with severe or very severe pneumonia who do notrespond to treatment with ampicillin or penicillin plus gentamicin, cetriaxone alone is recommended

    or use as second-line treatment.Quality o evidence: Low

    Strength o recommendation: Conditional

    Time to review: 2012

    Adjunctive corticosteroid treatment or suspectedP. jirovecipneumonia

    Trials o PCP treatment have ocused on adjunctive systemic corticosteroids or alternative antimicrobial

    regimens. A single randomized controlled trial showed a nonsignicant eect against mortality in HIV-

    exposed children with a clinical suspicion o PCP, and an observational study indicated a signicant

    reduction in PCP case atality rates. Both studies were subject to methodological limitations and are

    qualied as providing low-quality evidence. The panel could not make new recommendations on thebasis o these two studies and instead recommended urther research. Riskbenet assessments and

    GRADE proles are shown in annexes 4 and 5.

    The panel was uncertain whether adjunctive corticosteroid treatment or severe PCP aects latent

    cytomegalovirus inection. Although a pooled analysis indicated a strong association between

    cytomegalovirus inection and atal HIV-associated pneumonia, the clinical signicance remains unclear.

    In the presence o a high prevalence o dierent pathogens, it is dicult to disentangle the eects o

    one pathogen. Earlier clinical studies showed that concomitant pulmonary cytomegalovirus inection did

    not aect survival. The panel was concerned that progression o latent cytomegalovirus inection could

    contribute to treatment ailure o severe PCP among children receiving adjunctive corticosteroid.

    4.2.6 Outstanding issues or researchThe panel noted signicant gaps in the evidence or management o pneumonia in HIV-inected and

    -exposed inants and children, including:

    the ecacy o rst- and second-line antibiotics or treatment o non-severe, severe and very

    severe pneumonia;

    the optimal duration o antibiotic treatment;

    the causes o treatment ailure;

    the eectiveness o cortisteroids in HIV-inected children with pneumonia;

    compliance to primary and secondary PCP prophylaxis;

    the eect o prevention o mother-to-child transmission and co-trimoxazole prophylaxis onthe incidence, associated mortality and etiology o pneumonia;

    the eect o ART on the incidence, associated mortality and etiology o pneumonia;

    the etiology o pneumonia in children inected with and suspected o inection with HIV; and

    appropriate data or annual monitoring.

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    A summary o the revised recommendations will be available on the WHO website, and the guidelines,

    training materials, and other operational manuals or integrated management o childhood illness will be

    updated to refect the revised recommendations.

    The WHO departments o Child and Adolescent Health and HIV at Headquarters will inorm WHO regional

    and country representatives, implementing partners, other stakeholders and proessional groups involved

    in child health and paediatric HIV about the revised recommendations.

    WHO, in collaboration with various partners, will provide or acilitate technical support to countries that

    require it, to adopt and adapt the revised guidelines.

    5. Dissemination and implementation o guidelines

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    WHO recommendations on the management of diarrhoea and pneumonia in HIV-infected infants and children

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