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Platinum
Metals
Review
www.platinummetalsreview.comE-ISSN 1471–0676
VOLUME 55 NUMBER 2 APRIL 2011
© Copyright 2011 Johnson Matthey Plc
http://www.platinummetalsreview.com/
Platinum Metals Review is published by Johnson Matthey Plc, refiner and fabricator of the precious metals and sole marketing agent for the sixplatinum group metals produced by Anglo Platinum Limited, South Africa.
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73 © 2011 Johnson Matthey
•Platinum Metals Rev., 2011, 55, (2), 73•
Editorial Team: Jonathan Butler (Publications Manager); Sara Coles (Assistant Editor); Margery Ryan (Editorial Assistant); Keith White (Principal Information Scientist)
Platinum Metals Review, Johnson Matthey Plc, Orchard Road, Royston, SG8 5HE, UKE-mail: [email protected]
E-ISSN 1471–0676
Platinum Metals ReviewA quarterly journal of research on the platinum group metals
and of developments in their application in industryhttp: //www.platinummetalsreview.com/
APRIL 2011 VOL. 55 NO. 2
Contents
Microstructure Analysis of Selected Platinum Alloys 7744
By Paolo Battaini
The 2010 Nobel Prize in Chemistry: 8844
Palladium-Catalysed Cross-Coupling
By Thomas J. Colacot
Dalton Discussion 12: Catalytic C–H 9911
and C–X Bond Activation
A conference review by Ian J. S. Fairlamb
A Healthy Future: Platinum in Medical Applications 9988
By Alison Cowley and Brian Woodward
Fuel Cells Science and Technology 2010 110088
A conference review by Donald S. Cameron
11th International Platinum Symposium 111177
A conference review by Judith Kinnaird
The Discoverers of the Rhodium Isotopes 112244
By John W. Arblaster
“Asymmetric Catalysis on Industrial Scale”, 2nd Edition 113355
A book review by Stewart Brown
Publications in Brief 114400
Abstracts 114422
Patents 114466
Final Analysis: Flame Spray Pyrolysis: 114499
A Unique Facility for the Production of Nanopowders
By Bénédicte Thiébaut
By Paolo Battaini
8853 SpA, Via Pitagora 11, I-20016 Pero, Milano, Italy;
E-mmail: [email protected]
Metallographic analysis can be used to determine the
microstructure of platinum alloys in order to set up
working cycles and to perform failure analyses. A
range of platinum alloys used in jewellery and indus-
trial applications was studied, including several com-
monly used jewellery alloys. Electrochemical etching
was used to prepare samples for analysis using optical
metallography and additional data could be obtained
by scanning electron microscopy and energy disper-
sive spectroscopy. The crystallisation behaviour of
as-cast alloy samples and the changes in microstruc-
ture after work hardening and annealing are described
for the selected alloys.
IntroductionOptical metallography is a widely used investigation
technique in materials science. It can be used to
describe the microstructure of a metal alloy both
qualitatively and quantitatively. Here, the term
‘microstructure’ refers to the internal structure of the
alloy as a result of its composing atomic elements
and their three-dimensional arrangement over dis-
tances ranging from 1 micron to 1 millimetre.
Many alloy properties depend on the micro-
structure, including mechanical strength, hardness,
corrosion resistance and mechanical workability.
Metallography is therefore a fundamental tool to sup-
port research and failure analysis (1–3). This is true
for all industrial fields where alloys are used. A great
deal of literature is available on the typical methods
used in optical metallography (4–6).
A large amount of useful information is available in
the literature for precious metals in general (7–10).
However, there is less information specifically
focussed on platinum and its alloys.
The present work aims to give some examples of
platinum alloy microstructures, both in the as-cast
and work hardened and annealed conditions, and to
demonstrate the usefulness of optical metallography
in describing them. This paper is a revised and
updated account of work that was presented at the
74 © 2011 Johnson Matthey
•Platinum Metals Rev., 2011, 55, (2), 74–83•
Microstructure Analysis of SelectedPlatinum Alloys
doi:10.1595/147106711X554008 http://www.platinummetalsreview.com/
24th Santa Fe Symposium® on Jewelry Manufacturing
Technology in 2010 (11).
Materials and MethodsA wide variety of platinum alloys are used in jew-
ellery (12–18) and industrial applications (10, 19–21).
Different jewellery alloys are used in different markets
around the world, depending on the specific coun-
try’s standards for precious metal hallmarking. The
alloys whose microstructures are discussed here
are listed in Table I. These do not represent all the
alloys available on the market, but were chosen as a
representative sample of the type of results that can
be obtained using metallographic techniques. The
related Vickers microhardness of each alloy sample,
measured on the metallographic specimen with a
load of 200 gf (~2 N) in most cases, is given for each
microstructure.
If metallographic analysis is aimed at comparing
the microstructure of different alloys in their as-cast
condition, the initial samples must have the same
size and shape. Mould casting or investment casting
can produce different microstructures, with different
grain sizes and shapes, depending on parameters
such as mould shape, size and temperature, the
chemical composition of the mould, etc. Therefore,
whenever possible, the specimens for the present
study were prepared under conditions which were as
similar as possible, including the casting process.
The specimens were prepared by arc melting and
pressure casting under an argon atmosphere to the
shape shown in Figure 1. A Yasui & Co. Platinum
Investment was used, with a final flask preheating tem-
perature of 650ºC. The captions of the micrographs
specify whether the original specimen is of the type
described above.
The preparation of the metallographic specimens
consists of the following four steps: sectioning,
embedding the sample in resin, polishing the metallo-
graphic section, and sample etching for microstructure
75 © 2011 Johnson Matthey
doi:10.1595/147106711X554008 •Platinum Metals Rev., 2011, 55, (2)•
Table I
Selected Platinum Alloys
Composition, wt% Melting rangeaa, Vickers microhardnessbb,ºC HV220000
Pt 1769 65c
Pt-5Cud 1725–1745 130
Pt-5Cod 1750–1765 130
Pt-5Aud 1740–1770 127
Pt-5Ird 1780–1790 95
Pt-5Rud 1780–1795 125
70Pt-29.8Ire 1870–1910 330
70Pt-30Rh 1910f 127
90Pt-10Rh 1830–1850f 95
60Pt-25Ir-15Rh n/a 212
aSome melting ranges are not given as they have not yet been reported bThe microhardness value refers to the microstructure of samples measured in this
study and reported in the captions of the FigurescHV100dThese alloys are among the most common for jewellery applications. Where it is not
specified, it is assumed that the balance of the alloy is platinumeThis alloy composition is proprietary to 8853 SpA, ItalyfSolidus temperature
detection. The detailed description of these steps
will not be given here, as they have been discussed
in other works (4–10).
Further advice relevant to platinum alloys was given
in the 2010 Santa Fe Symposium paper (11) and in
this Journal (22). In these papers, procedures for the
metallographic analysis of most platinum alloys are
described. The samples for the present study were
prepared by electrolytic etching in a saturated solution
of sodium chloride in concentrated hydrochloric
acid (37%) using an AC power supply, as described
previously (22).
Microstructures of the Platinum AlloysIn this section the microstructures of the selected
platinum alloys in different metallurgical conditions
are presented. As already stated, this selection is a
representative sample and not a complete set of the
platinum alloys which are currently on the market.
As-Cast Microstructures: Metallographyof CrystallisationExamination of the as-cast microstructures shows
the variation in size and shape of the grains in differ-
ent platinum alloys. However, a noticeable dendritic
grain structure is quite common. The largest grain
size was found in platinum with 5 wt% copper
(Pt-5Cu) (Figure 2) and platinum with 5 wt% gold
(Pt-5Au) (Figure 3), with sizes up to 1 mm and 2 mm,
respectively. The Pt-5Au alloy sample also shows
shrinkage porosity between the dendrites. The core
of the dendritic grains showed a higher concentra-
tion of the element whose melting temperature was
the highest in both cases. This behaviour, known as
‘microsegregation’, has been widely described (12,
23, 24). Electrolytic etching tended to preferentially
dissolve the interdendritic copper- or gold-rich
regions, respectively. In a platinum with 5 wt% iridium
(Pt-5Ir) alloy (Figure 4), since iridium has the higher
melting temperature, the dendritic crystals were
enriched in iridium in the first solidification stage.
It is important to point out that the higher or lower
visibility of microsegregation within the dendrites is
not directly related to the chemical inhomogeneity,
but to the effectiveness of the electrolytic etching in
76 © 2011 Johnson Matthey
doi:10.1595/147106711X554008 •Platinum Metals Rev., 2011, 55, (2)•
Diameter:25 mm
Cross-ssection diameter: 3 mm
Fig. 1. General shape of specimensprepared by investment casting for thisstudy. The microstructures of different alloysobtained by investment casting can becompared, provided that the specimens havethe same size and shape. The dashed lineshows the position of the metallographicsections examined in these samples
500 µm 500 µm
Fig. 2. As-cast Pt-5Cu alloy showingdendritic grains with coppermicrosegregation (sample shape asin Figure 1; flask temperature 650ºC;microhardness 130 ± 4 HV200 )
Fig. 3. As-cast Pt-5Au alloy showingshrinkage porosity between thedendrites (sample shape as inFigure 1; flask temperature 650ºC;microhardness 127 ± 9 HV200 )
500 µm
Fig. 4. As-cast Pt-5Ir alloy withcolumnar grains (sample shapeas in Figure 1; flask temperature650ºC; microhardness95 ± 2 HV200 )
revealing it. For example, the microsegregation in the
platinum with 5 wt% cobalt (Pt-5Co) alloy is hardly
visible in Figure 5, despite being easily measurable by
other techniques (24).
Scanning electron microscopy (SEM) and energy
dispersive spectroscopy (EDS) are very effective in
showing the presence of microsegregation. Figure 6shows an as-cast sample of a platinum with 25 wt%
iridium and 15 wt% rhodium alloy (60Pt-25Ir-15Rh).
The SEM backscattered electron image is shown in
Figure 7.The EDS maps in Figures 8–10 give the ele-
mental distribution on the etched surface. If the maps
were obtained on the polished surface the approxi-
mate concentration of each element may be different
due to the etching process and a possible preferen-
tial dissolution of different phases of the alloy.
However, because EDS is a semi-quantitative
method, it can only give the general distribution of
the elements on the metallographic section. It is
worthwhile remembering that metallographic prepa-
ration reveals only a few microstructural features. By
changing the preparation or the observation tech-
nique, some microstructural details may appear or
become more clearly defined, while others remain
invisible.
The melting range of the alloy and the flask pre-
heating temperature affect the size and shape of
grains significantly. In order to decrease the dendritic
size and obtain a more homogeneous microstructure,
the temperature of the material containing the solidi-
fying alloy is lowered as much as possible. The effec-
tiveness of such an operation is, however, limited by
77 © 2011 Johnson Matthey
doi:10.1595/147106711X554008 •Platinum Metals Rev., 2011, 55, (2)•
500 µm
Fig. 5. As-cast Pt-5Co alloywith small gas porosity (sampleshape as in Figure 1; flasktemperature 650ºC; microhardness130 ± 6 HV200 )
200 µm
Fig. 6. 60Pt-25Ir-15Rh alloy castin a copper mould. From thetransverse section of an ingot(microhardness 212 ± 9 HV200 )
50 µµm
Fig. 7. 60Pt-25Ir-15Rh alloy:scanning electron microscopy(SEM) backscattered electronimage of the etched sample. Thesample is the same as that shownin Figure 6
50 µm
Fig. 9. 60Pt-25Ir-15Rh alloy:energy dispersive spectroscopy(EDS) iridium map acquired onthe surface seen in Figure 7. Theiridium concentration is lowerwhere that of platinum is higher
50 µm
Fig. 10. 60Pt-25Ir-15Rh alloy:energy dispersive spectroscopy(EDS) rhodium map acquired onthe surface seen in Figure 7. Therhodium distribution follows thebehaviour of iridium. The zones ofhigher iridium and rhodium contentshow this approximate composition(wt%): 55Pt-28Ir-17Rh
50 µm
Fig. 8. 60Pt-25Ir-15Rh alloy:energy dispersive spectroscopy(EDS) platinum map acquiredon the surface seen in Figure 7,showing the platinum microsegre-gation. The network of highplatinum content shows thisapproximate composition (wt%):72Pt-14Ir-14Rh
the melting range and by the chemical composition
of the alloy. An example of the flask temperature
effect is shown in Figure 11 for Pt-5Ir poured into a
flask with a final preheating temperature of 890ºC.
This microstructure is to be compared with that in
Figure 4, in which a flask preheating temperature of
650ºC was used.
A smaller grain size was observed in the platinum
with 5 wt% ruthenium (Pt-5Ru) alloy, which showed
a more equiaxed grain (Figure 12) with a grain size
of about 200 µm. The addition of ruthenium led to
finer grains in the platinum alloy.
Pouring the alloy in a copper mould produces
a smaller grain size due to the high cooling rate, as
visible in Figure 6 and Figures 13–15. In this case,
the high iridium and rhodium content also con-
tributed to the lower grain size in the as-cast sample.
Homogenising thermal treatments result in a
microstructural change. Comparing Figure 16 with
Figure 17 highlights a reduction in microsegregation
in Pt-5Cu as a consequence of a homogenisation
treatment performed at 1000ºC for 21 hours.
Work Hardened and AnnealedMicrostructures: Metallography ofDeformation and RecrystallisationOptical metallography can reveal the changes in
microstructure that occur after work hardening and
recrystallisation thermal treatments and allows
recrystallisation diagrams like the one in Figure 18 to
78 © 2011 Johnson Matthey
doi:10.1595/147106711X554008 •Platinum Metals Rev., 2011, 55, (2)•
500 µm 500 µm
Fig. 11. As-cast Pt-5Ir alloy (sampleshape as in Figure 1; flasktemperature 890ºC; microhardness105 ± 2 HV200 )
Fig. 12. As-cast Pt-5Ru alloy showingshrinkage porosity at the centre ofthe section (sample shape as inFigure 1; flask temperature 650ºC;microhardness 125 ± 5 HV200 )
200 µm
Fig. 13. 70Pt-29.8Ir alloy: cast in acopper mould. From an ingot trans-verse section. A high iridium contentcontributes to grain refinement(microhardness 330 ± 4 HV200 )
200 µm
Fig. 14. 70Pt-30Rh alloy: cast in acopper mould. From the transversesection of an ingot. A high rhodiumcontent enhances the grainrefinement (microhardness127 ± 9 HV200 )
200 µm
Fig. 15. 90Pt-10Rh alloy: cast ina copper mould. From the trans-verse section of an ingot. The gasporosity is visible (microhardness95 ± 5 HV200 )
500 µm
Fig. 16. Higher-magnification imageof as-cast Pt-5Cu alloy showingdendritic grains with copper micro-segregation (microhardness 130 ± 4HV200 ). Compare with Figure 17
be drawn. This makes it a valuable aid in setting up
working cycles. It is necessary to establish the right
combination of plastic deformation and annealing
treatment in order to restore the material’s worka-
bility. This allows suitable final properties to be
achieved.
An example of the changes in microstructure after
various stages of work hardening and annealing is
shown in Figure 19 for the 60Pt-25Ir-15Rh alloy. This
can be compared to the as-cast structure shown in
Figure 6.
Drawn wires show a very different microstructure
along the drawing (longitudinal) direction in compar-
ison to the transverse direction (Figures 20–22 for
Pt-5Au). However, after annealing, the microstructure
becomes homogeneous and the fibres formed after to
the drawing procedure are replaced by a recrystallised
microstructure (Figures 23 and 24). Using the tech-
niques described elsewhere (11),analyses can be per-
formed even on very thin wires,as shown in Figure 25for a platinum 99.99% wire of 0.35 mm diameter.
It is worth pointing out that some binary platinum
alloys have a miscibility gap at low temperatures, as
shown by their phase diagrams (19, 20, 25). Examples
of this are given in Figures 26 and 27 for Pt-Ir and
Pt-Au, respectively. Similar behaviour is observed for
Pt-Co, Pt-Cu and Pt-Rh alloys.
As a consequence, a biphasic structure is expected
of each of them. However, this may not occur for var-
ious reasons. The phase diagrams refer to equilibrium
conditions, which hardly ever correspond to the
as-cast conditions. One of the two phases is some-
times present but in low volumetric fraction, due to
the chemical composition of the alloy, in which one
of the two elements has a low concentration.
Furthermore, the thermal treatments may have
homogenised the alloy. Finally, the metallographic
preparation may not be able to reveal such biphasic
structures. Therefore, it is necessary to use other
analytical techniques to detect the type and
concentration of the alloy phases. Only in specific
cases can the biphasic structure be revealed.
79 © 2011 Johnson Matthey
doi:10.1595/147106711X554008 •Platinum Metals Rev., 2011, 55, (2)•
Annea
ling
tempe
ratu
re, ºC
Size
of
grai
n, m
m
Deformation, ε %0 10 20 40 60 80
1700
1500
1300
1100
900
700
1.6
1.1
0.6
0.1
Fig. 18. Recrystallisationdiagram of a platinum-rhodium alloy annealedat a set temperature fora given time after adeformation of ε %.Adapted from (10). Byincreasing the annealingtemperature the grain sizeincreases. During annealingthe grain size also increasesif the previous deformationis reduced
500 µm
Fig. 17.Microstructureof Pt-5Cu alloyafter thermaltreatment at1000ºC for 21hours. Themicro-segregation ofcopper isreduced (micro-hardness 120 ±4 HV200 ).Compare withFigure 16
The best results in working platinum alloys are gen-
erally achieved by hot forging the ingot during the
first stages of the procedure. Metallography shows the
differences between a material that has been cold
worked and annealed (Figures 28 and 29 for Pt-5Cu)
and a material that has been hot forged (Figures 30and 31). Hot forging more easily achieves a homoge-
neous and grain-refined microstructure, free of
defects. This is due to the dynamic recrystallisation
that occurs during hot forging (26).
The Limits of MetallographyOptical metallography is only the first step towards
the study of the microstructure of an alloy. A wide
variety of analytical techniques can be used alongside
80 © 2011 Johnson Matthey
doi:10.1595/147106711X554008 •Platinum Metals Rev., 2011, 55, (2)•
500 µm
Fig. 20. Pt-5Au alloy: longitudinalsection (along the drawing direction)of a drawn cold worked wire(microhardness 190 ± 4 HV200 )
500 µm
Fig. 21. Pt-5Au alloy: transversesection of the drawn coldworked wire seen in Figure 20(microhardness 190 ± 4 HV200 )
50 µm
Fig. 22. Pt-5Au alloy: detail ofFigure 21 showing the deformationof the grains
500 µm
Fig. 23. Pt-5Au alloy: transverse sec-tion of the wire seen in Figure 21,after oxygen-propane flame anneal-ing (microhardness 104 ± 6 HV200 )
50 µm
Fig. 24. Pt-5Au alloy: detail ofFigure 23, showing therecrystallised grains
50 µm
Fig. 25. Pt99.99% wire:transverse sec-tion of the wireafter variousstages of draw-ing and anneal-ing (diameter0.35 mm;microhardness65 ± 3 HV100 )
200 µm
Fig. 19. 60Pt-25Ir-15Rh alloy: fromthe transverse section of an ingot,after various stages of work hard-ening and annealing (microhardness212 ± 5 HV200 ). Compare with theas-cast sample shown in Figure 6
81 © 2011 Johnson Matthey
doi:10.1595/147106711X554008 •Platinum Metals Rev., 2011, 55, (2)•
Tem
pera
ture
, ºC
Iridium content, at%Pt 20 40 60 80 Ir
2200
1800
1400
1000
600
Pt 20 40 60 80 Ir
Iridium content, wt%
2454
1769
Liquid
α
α1 + α2
Fig. 26. Pt-Ir phase diagram showing a miscibilitygap at low temperatures (20)
Gold content, at%
Gold content, wt%
Tem
pera
ture
, ºC
Pt 20 40 60 80 Au
1800
1600
1400
1200
1000
800
Pt 20 40 60 80 Au
Liquid
α
α1 α2
Fig. 27. Pt-Au phase diagram showing a miscibilitygap at low temperature (25)
2 mm
Fig. 28. Pt-5Cu alloy: from a trans-verse section of a 19 mm × 19 mmingot, which was rod milled,annealed in a furnace and finishedat 10 mm × 10 mm by drawing. Thesample shows residual coarse grainmicrostructure from the as-castcondition and fractures along the baraxis (microhardness 208 ± 13 HV200 ).The small square shows the positionof the detail seen in Figure 29
200 µm
Fig. 29. Pt-5Cu alloy: detail ofFigure 28, with coarse grains andsmall opened cracks evident
2 mm
Fig. 30. Pt-5Cu alloy: from a trans-verse section of a 19 mm × 19 mmbar, which was hot hammered,torch annealed and finished bydrawing. The sample hashomogeneous microstructure withsmall grain size (microhardness200 ± 9 HV200 ). The small squareshows the position of the detailseen in Figure 31
it to provide a far more complete knowledge of the
microstructure. One of the most widely used
techniques is SEM. In addition to this, EDS allows the
relative concentration of the contained chemical ele-
ments to be determined, as shown in Figures 8–10.
Further studies can be performed by X-ray diffraction
(XRD), which reveals the different crystal phases
present in the alloy.
When working with platinum alloys, often only
very small specimens are available, therefore more
recent techniques may be required in order to study
them. One of these is the focused ion beam (FIB)
technique, which can produce microsections of a
specimen (27, 28). The microsections are then
analysed by other techniques, such as transmission
electron microscopy (TEM). In this case the details of
microstructure can be detected due to the high spatial
resolution of the technique. The crystal structure of
the primary and secondary phases can be studied by
electron diffraction. Another interesting technique is
nano-indentation, performed with micron-sized
indenters, which allows hardness measurements to
be performed with a spatial resolution far better than
that attainable with ordinary micro-indenters. The
data obtained from these measurements allows the
measurement of fundamental mechanical properties
of the alloy, such as the elastic modulus (Young’s
modulus) (29).
ConclusionsThe metallographic analysis of platinum alloys can
be profitably carried out by using a specimen prepa-
ration methodology based on the techniques used for
gold-based alloys. However, electrochemical etching
is required in order to reveal the alloy microstructure
and observe it by optical microscopy. A saturated
solution of sodium chloride in concentrated
hydrochloric acid can be successfully used for a great
many platinum alloys, both in the as-cast condition
and after work hardening. Optical metallography pro-
vides essential data on the alloy microstructure
which can be used in setting up the working proce-
dures. Other techniques can be used alongside it to
achieve a more complete knowledge of the material,
the effects of the working cycles on it, and to interpret
and explain any remaining problems.
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doi:10.1595/147106711X554008 •Platinum Metals Rev., 2011, 55, (2)•
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23 D. Miller, T. Keraan, P. Park-Ross, V. Husemeyer andC. Lang, Platinum Metals Rev., 2005, 49, (3), 110
24 J. C. McCloskey, ‘Microsegregation in Pt-Co and Pt-RuJewelry Alloys’, in “The Santa Fe Symposium on JewelryManufacturing Technology 2006”, ed. E. Bell,Proceedings of the 20th Symposium in Nashville,Tennessee, USA, 10th–13th September, 2006, Met-Chem Research Inc, Albuquerque, New Mexico, USA,2006, pp. 363–376
25 “Smithells Metals Reference Book”, 7th Edn., eds. E. A.Brandes and G. B. Brook, Butterworth-Heinemann, Ltd,Oxford, UK, 1992
26 R. W. Cahn, ‘Recovery and Recrystallization’, in“Physical Metallurgy”, eds. R. W. Cahn and P. Haasen,Elsevier Science BV, Amsterdam, The Netherlands, 1996
27 P. R. Munroe, Mater. Charact., 2009, 60, (1), 2
28 E. Bemporad, ‘Focused Ion Beam and Nano-MechanicalTests for High Resolution Surface Characterization: NotSo Far Away From Jewelry Manufacturing’, in “The SantaFe Symposium on Jewelry Manufacturing Technology2010”, ed. E. Bell, Proceedings of the 24th Symposiumin Albuquerque, New Mexico, USA, 16th–19th May,2010, Met-Chem Research Inc, Albuquerque, NewMexico, USA, 2010, pp. 50–78
29 D. J. Shuman, A. L. M. Costa and M. S. Andrade, Mater.Charact., 2007, 58, (4), 380
The AuthorPaolo Battaini holds a degree in nuclearengineering and is a consultant in fail-ure analysis for a range of industrialfields. He is responsible for researchand development at 8853 SpA inMilan, Italy, a factory producing dentalalloys and semi-finished products ingold, platinum and palladium alloys,and is currently a professor of preciousmetal working technologies at theUniversity of Milano-Bicocca, Italy.Professor Battaini is also a recipient ofthe Santa Fe Symposium® AmbassadorAward and regularly presents at theSanta Fe Symposium® on JewelryManufacturing Technology.
83 © 2011 Johnson Matthey
doi:10.1595/147106711X554008 •Platinum Metals Rev., 2011, 55, (2)•
By Thomas J. Colacot
Johnson Matthey, Catalysis and Chiral Technologies,2001 Nolte Drive, West Deptford, New Jersey 08066,USA;
E-mmail: [email protected]
The 2010 Nobel Prize in Chemistry was awarded joint-
ly to Professor Richard F. Heck (University of Delaware,
USA), Professor Ei-ichi Negishi (Purdue University,
USA) and Professor Akira Suzuki (Hokkaido University,
Japan) for their work on palladium-catalysed cross-
coupling in organic synthesis. This article presents a
brief history of the development of the protocols for
palladium-catalysed coupling in the context of Heck,
Negishi and Suzuki coupling. Further developments in
the area of palladium-catalysed cross-coupling are also
briefly discussed, and the importance of these reac-
tions for real world applications is highlighted.
The 2010 Nobel Prize in chemistry was the third
awarded during the last ten years in the area of plat-
inum group metal (pgm)-based homogeneous cataly-
sis for organic synthesis. Previous prizes had been
awarded to Dr William S. Knowles (Monsanto, USA),
Professor Ryoji Noyori (Nagoya University, Japan) and
Professor K. Barry Sharpless (The Scripps Research
Institute, USA) in 2001, for their development of asym-
metric synthesis reactions catalysed by rhodium,
ruthenium and osmium complexes, and to Dr Yves
Chauvin (Institut Français du Pétrole, France),
Professor Robert H. Grubbs (California Institute of
Technology (Caltech), USA) and Professor Richard
R. Schrock (Massachusetts Institute of Technology
(MIT), USA) in 2005 for the development of the
ruthenium- and molybdenum-catalysed olefin
metathesis method in organic synthesis.
Figure 1 shows some of the researchers who have
made significant contributions in the area of palladi-
um-catalysed cross-coupling, including 2010 Nobel
laureate, Professor Akira Suzuki, during a cross-
coupling conference at the University of Lyon, France,
in 2007 (1).
Palladium-Catalysed ReactionsOrganometallic compounds of pgms are vitally
important as catalysts for real world applications in
84 © 2011 Johnson Matthey
•Platinum Metals Rev., 2011, 55, (2), 84–90•
The 2010 Nobel Prize in Chemistry:Palladium-Catalysed Cross-CouplingThe importance of carbon–carbon coupling for real world applications
doi:10.1595/147106711X558301 http://www.platinummetalsreview.com/
synthetic organic chemistry. Chemists are continually
striving to improve the efficiency of industrial
processes by maximising their yield, selectivity and
safety. Process economics are also important, and
chemists work to minimise the number of steps
required and thereby reduce the potential for waste
and improve the sustainability of the process.
Homogeneous catalysis is a powerful tool which can
help to achieve these goals. Of the three Nobel Prizes
in pgm-based homogeneous catalysis, perhaps the
most impact in practical terms has been made by
palladium-catalysed cross-coupling (2).
In order for an area to be recognised for the Nobel
Prize, its real world application has to be demon-
strated within 20 to 30 years of its discovery. Although
the area of metal-catalysed cross-coupling was initi-
ated in the early 1970s, there were a very limited num-
ber of publications and patents in this area before the
1990s (see Figure 2). However, the area has grown
rapidly from 1990 onwards, especially since 2000.
In terms of the number of scientific publications,
patents and industrial applications, Suzuki coupling
is by far the largest area, followed by Heck,
Sonogashira and Stille coupling (Figure 2). Negishi
coupling is smaller in terms of the number of pub-
lications, but its popularity is growing due to the
functional group tolerance of the zinc reagent in
comparison to magnesium, in addition to its signifi-
cant potential in sp3–sp2 coupling, natural product
synthesis and asymmetric carbon–carbon bond form-
ing reactions (1).
The history and development of the various types
of palladium-catalysed coupling reactions have been
covered in detail elsewhere (3, 4). This short article
will focus on the practical applications of palladium-
catalysed coupling reactions.
Heck CouplingBetween 1968 and
1972, Mizoroki and
coworkers (5, 6) and
Heck and coworkers
(7–9) independently
discovered the use of
Pd(0) catalysts for
coupling of aryl, ben-
zyl and styryl halides
with olefinic com-
85 © 2011 Johnson Matthey
doi:10.1595/147106711X558301 •Platinum Metals Rev., 2011, 55, (2)•
Fig. 1. From left: Professor Kohei Tamao (a significant contributor in Kumada coupling),Professor Gregory C. Fu (a significant contributor in promoting the bulky electron-richtert-butyl phosphine for challenging cross-coupling), Professor Akira Suzuki (2010 NobelPrize in Chemistry Laureate), Dr Thomas J. Colacot (author of this article) and ProfessorTamejiro Hiyama (who first reported Hiyama coupling) in front of a photograph ofProfessor Victor Grignard (who initiated the new method of carbon–carbon coupling) inthe library of the University of Lyon, France
Cop
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The
Nob
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ound
atio
n.Ph
oto:
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Mon
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pounds, now known as the Heck coupling reaction
(Scheme I) as Heck was the first to uncover the mech-
anism of the reaction.
The applications of this chemistry include the syn-
thesis of hydrocarbons, conducting polymers, light-
emitting electrodes, active pharmaceutical ingredi-
ents and dyes. It can also be used for the enantio-
selective synthesis of natural products.
Heck coupling has a broader range of uses than the
other coupling reactions as it can produce products
of different regio (linear and branched) and stereo
(cis and trans) isomers. Typically, olefins possessing
electron-withdrawing groups favour linear products
while electron-rich groups give a mixture of branched
and linear products.The selectivity is also influenced
by the nature of ligands, halides, additives and sol-
vents, and by the nature of the palladium source. The
reaction has recently been extended to include direct
arylation and hydroarylation, which may have future
potential in terms of practical applications. Heck cou-
pling also has the unique advantage of making chiral
C–C bonds,with the exception of α-arylation reactions.
The Negishi ReactionDuring 1976–1977,
Negishi and co-
workers (10–12) and
Fauvarque and Jutand
(13) reported the use
of zinc reagents in
cross-coupling reac-
tions.During the same
period Kumada et al.
(14–17) and Corriu
et al. (18) independ-
ently reported that nickel–phosphine complexes
were able to catalyse the coupling of aryl and alkenyl
halides with Grignard reagents. Kumada and cowork-
ers later reported (in 1979) the use of dichloro[1,1′-bis(diphenylphosphino)ferrocene]palladium(II)
(PdCl2(dppf)) as an effective catalyst for the cross-
coupling of secondary alkyl Grignard reagents with
organic halides (19). One common limitation to both
Ni- and Pd-catalysed Kumada coupling is that cou-
pling partners bearing base sensitive functionalities
86 © 2011 Johnson Matthey
doi:10.1595/147106711X558301 •Platinum Metals Rev., 2011, 55, (2)•
8000
7000
6000
5000
4000
3000
2000
1000
0
Tota
l num
ber
of p
ublic
atio
ns
and
pate
nts
DecadesPre-1990 1991–2000 2001–2010
SuzukiHeckSonogashiraStilleNegishiBuchwald-HartwigKumadaHiyamaAlpha ketone arylation
Fig. 2. Growth in the number of scientific publications and patents on platinumgroup metal-catalysed coupling reactions
RX +R’ H
H H
R’ H
H R
Pd catalyst
Base
R, R’ = aryl, vinyl, alkylX = halide, triflate, etc.
Scheme I. The Heck coupling reaction
Cop
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The
Nob
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ound
atio
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oto:
Ulla
Mon
tan
are not tolerated due to the nature of the organomag-
nesium reagents.
In 1982 Negishi and coworkers therefore carried out
a metal screening in order to identify other possible
organometallic reagents as coupling partners (20).
Several metals were screened in the coupling of an
aryl iodide with an acetylene organometallic reagent,
catalysed by bis(triphenylphosphine)palladium(II)
dichloride (PdCl2(PPh3)2). In this study, the use of
zinc, boron and tin were identified as viable counter-
cations, and provided the desired alkyne product in
good yields. The use of organozinc reagents as cou-
pling partners for palladium-catalysed cross-coupling
to form a C–C single bond is now known as the
Negishi reaction (Scheme II).
The Negishi reaction has been used as an essential
step in the synthesis of natural products and fine
chemicals (21–23).
Suzuki CouplingDuring the same
period as the initial
reports of the use of
palladium–phosphine
complexes in Kumada
couplings, the palla-
dium-catalysed cou-
pling of acetylenes
with aryl or vinyl
halides was concur-
rently disclosed by
three independent research groups, led by
Sonogashira (24), Cassar (25) and Heck (26).
A year after the seminal report on the Stille cou-
pling (27, 28), Suzuki picked up on boron as the last
remaining element out of the three (Zn, Sn and B)
identified by Negishi as suitable countercations in
cross-coupling reactions, and reported the palladium-
catalysed coupling between 1-alkenylboranes and
aryl halides (29) that is now known as Suzuki cou-
pling (Scheme III).
It should be noted that Heck had already demon-
strated in 1975 the transmetallation of a vinyl boronic
acid reagent (30). Perhaps the greatest acomplish-
ment of Suzuki was that he identified PdCl2(PPh3)2 as
an efficient cross-coupling catalyst, thereby demon-
strating the relatively easy reduction of Pd(II) to
Pd(0) during catalysis.
The Suzuki coupling reaction is widely used in
the synthesis of pharmaceutical ingredients such
as losartan. Its use has been extended to include
coupling with alkyl groups and aryl chlorides
through the work of other groups including Fu and
coworkers (31). Subsequent work from Buchwald,
Hartwig, Nolan, Beller and others, including Johnson
Matthey, has expanded the scope of this reaction.
Other Name Reactions in Carbon–CarbonCoupling In 1976, Eaborn et al. published the first palladium-
catalysed reaction of organotin reagents (32), fol-
lowed by Kosugi et al. in 1977 on the use of organotin
reagents (33,34). Stille and Milstein disclosed in 1978
the synthesis of ketones (27) under significantly
milder reaction conditions than Kosugi. At the begin-
ning of the 1980s, Stille further explored and improved
this reaction protocol, to develop it into a highly ver-
satile methodology displaying very broad functional
group compatibility (28).
In 1988, Hiyama and Hatanaka published their work
on the Pd- or Ni-catalysed coupling of organosilanes
with aryl halides or trifluoromethanesulfonates (tri-
flates) (35). Although silicon is less toxic than tin,
a fluoride source, such as tris(dimethylamino)-
sulfonium difluorotrimethylsilicate (TASF) (35) or cae-
sium fluoride (CsF) (36), is required to activate the
organosilane towards transmetallation. Professor S. E.
Denmark has also contributed significantly to this area.
Industrial ApplicationsIn the early 1990s the Merck Corporation was able to
develop two significant drug molecules, losartan, 11,
87 © 2011 Johnson Matthey
doi:10.1595/147106711X558301 •Platinum Metals Rev., 2011, 55, (2)•
RZnY + R’X R–R’Pd catalyst
R, R’ = aryl, vinyl, alkylX = halide, triflate, etc.Y = halide
Scheme II. The Negishi coupling reaction
RBZ2 + R’X R–R’Pd catalyst
Base
R, R’ = aryl, vinyl, alkylX = halide, triflate, etc.Z = OH, OR, etc.
Scheme III. The Suzuki coupling reaction
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ound
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oto:
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(also known as CozaarTM, for the treatment of hyper-
tension) (37) and montelukast, 22, (also known as
SingulairTM, for the treatment of asthma) (38, 39),
(Figure 3) using Suzuki and Heck coupling processes
respectively. This also increased awareness among
related industries to look into similar processes.
Today, coupling reactions are essential steps in the
preparation of many drugs. Recent reviews by Beller
(40) and by Sigman (41) summarise the applications
of Pd-catalysed coupling in the pharmaceutical,agro-
chemical and fine chemicals industries. Apart from
the major applications in the pharmaceutical and
agrochemical industries (the boscalid process is the
world’s largest commercial Suzuki process), cross-
coupling is also being practiced in the electronics
industry for liquid crystal and organic light-emitting
diode (OLED) applications in display screens (42,
43).
The research and development group at Johnson
Matthey’s Catalysis and Chiral Technologies has devel-
oped commercial processes for preformed catalysts
such as PdCl2(dtbpf) (Pd-118), 33, (44–46), L2Pd(0)
complexes, 44, (47) and precursors to twelve-electron
species such as [Pd(µ-Br)tBu3P]2 (Pd-113), 55, (48)
and LPd(η3-allyl)Cl, 66, (49, 50) (Figure 4). These cata-
lysts are all highly active for various cross-coupling
reactions which are used for real world applications.
More details on the applications of these catalysts
are given elsewhere (48, 51, 52). A special issue of
Accounts of Chemical Research also covered recent
updates of these coupling reactions from academia
in detail (53).
88 © 2011 Johnson Matthey
doi:10.1595/147106711X558301 •Platinum Metals Rev., 2011, 55, (2)•
PdBr
PtBu2
3
Fe
PtBu2
Pd
Cl
ClL L
4
tBu3P–Pd Pd–PtBu3
Br
5Pd
Cl
P
6
4a L = PtBu34b L = PtBu2Np4c L = PCy34d L = Q-Phos4e L = Ata-Phos4f L = P(o-tolyl)34g L = PPhtBu2
Fe
PtBu2
Ph
PhPh
Ph
Q-Phos ligand
Me2N
Ata-Phos ligand
PtBu2
Ph
2 Montelukast 1 Losartan
Fig. 4. Examples of highly active Pd cross-coupling catalysts developed and commercialised by Johnson Matthey
Fig. 3. Structures of losartan and montelukast
In order to address the issue of residual palladium
in the final product, several solid-supported
preformed palladium complexes have been devel-
oped and launched onto the catalyst market
(54–56).
ConclusionsPalladium-catalysed cross-coupling is of great impor-
tance to real world applications in the pharmaceu-
tical, agrochemicals, fine chemicals and electronics
industries. The area has developed quite rapidly
beyond the work of Heck, Negishi and Suzuki,
though all three reactions are widely used. Academic
groups such as those of Beller, Buchwald, Fu, Hartwig
and Nolan as well as industrial groups such as that
at Johnson Matthey, are now developing the field even
further. Buchwald-Hartwig coupling has become par-
ticularly important for developing compounds con-
taining carbon–nitrogen bonds for applications in
industry, as well as α-arylation of carbonyl com-
pounds such as ketones, esters, amides, aldehydes
etc., and nitriles (57). The significant growth of cross-
coupling reactions can be summarised in Professor
K. C. Nicolaou’s words:
“In the last quarter of the 20th century, a new
paradigm for carbon–carbon bond formation has
emerged that has enabled considerably the prowess
of synthetic organic chemists to assemble complex
molecular frameworks and has changed the way
we think about synthesis” (58).
More detailed articles summarising the history of
cross-coupling in the context of the 2010 Nobel Prize
in Chemistry with an outlook on the future of cross-
coupling will be published elsewhere (59, 60).
89 © 2011 Johnson Matthey
doi:10.1595/147106711X558301 •Platinum Metals Rev., 2011, 55, (2)•
Glossary
Ligand Name
Ata-Phos p-dimethylaminophenyl(di-tert-butyl)phosphine
Cy cyclohexyl
dppf 1,1′-bis(diphenylphosphino)ferrocene
dtbpf 1,1′-bis(di-tert-butylphosphino)ferrocene
Np neopentyl
Ph phenyl
Q-Phos 1,2,3,4,5-pentaphenyl-1′-(di-tert-butylphosphino)ferrocenetBu tert-butyl
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The AuthorDr Thomas J. Colacot, FRSC, is aResearch and Development Managerin Homogeneous Catalysis (Global) ofJohnson Matthey’s Catalysis andChiral Technologies business unit.Since 2003 his responsibilities includedeveloping and managing a new cat-alyst development programme, cat-alytic organic chemistry processes,scale up, customer presentations andtechnology transfers of processesglobally. He is a member of PlatinumMetals Review’s Editorial Board,among other responsibilities. He hasco-authored about 100 publicationsand holds several patents.
90 © 2011 Johnson Matthey
doi:10.1595/147106711X558301 •Platinum Metals Rev., 2011, 55, (2)•
Reviewed by Ian J. S. Fairlamb
Department of Chemistry, University of York, Heslington,York YO10 5DD, UK;
E-mmail: [email protected]
The 12th Dalton Discussion (DD12) conference was
held at Durham University, UK, from 13th–15th
September 2010 (1). It was the first Dalton Discussion
to have been jointly organised by the Dalton and
Organic Divisions of the Royal Society of Chemistry
(RSC). A special issue of Dalton Transactions, con-
taining refereed papers (both original and perspective
articles), accompanied all the presentations at the
conference (2). The DD12 meeting was supported by
generous sponsorship from BP, Pfizer and the Dalton
and Organic Divisions of the RSC, and poster prizes
were provided by Springer, Dalton Transactions and
Catalysis Science and Technology.
The principal aim of DD12 was to bring together
both organic and inorganic chemists from around the
world to highlight and discuss important aspects rele-
vant to the design, development and application of
late transition metal-catalysed protocols involving the
activation of either carbon–X (X = halogen or pseudo-
halogen) or carbon–hydrogen bonds. The investi-
gation of mechanism and synthetic applications of
catalytic processes by both experimental and theo-
retical methods underpinned many of the oral and
poster contributions at the conference.
Common themes discussed at DD12 included:
• Ligand design and kinetic studies of catalytic
processes involving C–H and C–X activation;
• New opportunities in C–X activation;
• Fundamental experimental aspects of C–X and
C–H activation;
• Mechanistic and theoretical aspects of C–X and
C–H activation.
It was quite fortuitous that DD12 occurred just a
few weeks prior to the announcement on 6th October
2010 that the Nobel Prize in Chemistry 2010 would be
awarded to Professors Richard F. Heck, Ei-ichi Negishi
and Akira Suzuki for work in the field of palladium-
catalysed cross-coupling reactions in organic synthe-
sis (3), which highlights the general importance and
timeliness of the topic.
Over one hundred delegates attended DD12 from
across Europe, Asia, the Middle East and North
America. Both academic and industrial groups were
91 © 2011 Johnson Matthey
•Platinum Metals Rev., 2011, 55, (2), 91–97•
Dalton Discussion 12: CatalyticC–H and C–X Bond Activation
doi:10.1595/147106711X554071 http://www.platinummetalsreview.com/
represented at the conference, with around 25% of
attendees being from major industrial organisations.
The DD12 meeting comprised eight single sessions
run over three days. Individual sessions began with
either a Keynote lecture or an invited lecture. These
were followed by three five-minute contributed pre-
sentations. With the exception of the sixth session
(see below), questions were taken during the lively
and lengthy discussions held after all of the session
lectures had taken place.
Ligand DesignProfessor Todd Marder (Durham University, UK)
chaired the first session of the meeting. Professor
Hans de Vries (DSM Pharmaceutical Products, The
Netherlands) gave the Keynote lecture, which pro-
vided an overview of cross-coupling reactions and
issues of ‘ligand design’ versus ‘ligand-free’ catalysis.
His lecture nicely set the tone of the meeting and
stimulated lots of discussion; for example, on the
nature of the catalytically active species and the
role of palladium nanoparticles. Professor de Vries
then went on to present several mechanisms for the
modified Ullmann reaction, highlighting the impor-
tance of copper(III) species, but also issues surround-
ing the complex catalytic reaction systems.
A careful study of manganese-catalysed C–H oxi-
dation with hydrogen peroxide showed that spe-
cially designed multidentate ligands were oxidised to
pyridine-2-carboxylic acid prior to catalytic substrate
oxidation, which explains the observed catalytic
activity (Scheme I). This work by Wesley R. Browne
(University of Groningen, The Netherlands) showed
that some caution should be exerted in ligand design,
metal catalysis and reaction mechanism analysis,
especially where the ligand can change chemical
form under the catalytic reaction conditions used.
Selective CatalysisThe second session was chaired by Warren B. Cross
(University of Leicester, UK) who introduced a
Keynote lecture from Professor Aiwen Lei (Wuhan
University, China). Professor Lei discussed selective
oxidative cross-coupling using palladium(II) catalysis
(with a suitable oxidant) between two different
nucleophiles (for example Process A, Scheme II) and
92 © 2011 Johnson Matthey
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Mn/H2O2
OH
N N
N
N N
Ligand oxidationN
CO2HMn/H2O2
HO
Activecatalystspecies
Scheme I. Ligand degradation in a manganese-catalysed oxidation process
+
Process AM
R1
Process BX
R1
H
R1Process C
H
R2Pd catalyst
R1
R2
M = metalX = halogen or pseudohalogen
or:
or:
Scheme II.New catalyticcross-couplingprocesses withactivated orunactivated arenes
went on to elaborate on issues surrounding the rates
of reductive elimination processes. Crucially, fast
reductive elimination and transmetallation rates were
found to determine the selectivity of the hetero-
coupling reaction.
George Fortman (University of St Andrews, UK)
discussed work on the synthesis of gold–acetylides
formed by alkyne C–H activation. The serendipitous
discovery of a palladium-catalysed regioselective
C–H functionalisation of 2-pyrones was then reported
by Professor Fairlamb. Two catalysts were used in this
work,namely trans-Pd(Br)N-Succ(PPh3)2 and Pd2(dba-
4-OMe)3 (N-Succ = succinimide; dba-4-OMe = 1,5-bis-
(4′-methoxyphenyl)penta-1E,4E-dien-3-one).
The third session of the meeting was chaired by
Professor Fairlamb, and began with a Keynote lecture
by Professor Jennifer Love (The University of British
Columbia, Canada). Love presented a brief overview
of carbon–fluorine activation processes including
cross-coupling reactions of polyfluoroarenes. She
focused on the development of nickel and platinum
catalyst systems for arylboronic acid cross-coupling
with fluoroarenes containing ortho-directing groups.
This presentation was followed by Professor Philippe
Dauban (Centre National de la Recherche
Scientifique (CNRS), France), who presented studies
of catalytic aminations involving nitrene insertion
into C–H bonds (Scheme III). The selective C–H
functionalisation of secondary methylene carbon
centres in the presence of other secondary sites was
a particular highlight.
During the discussion session of these lectures,
several of the pharmaceutical chemists present at the
meeting debated the role of fluoroaryl groups in
pharmaceutical compounds. Several viable synthetic
methods for incorporating fluoro substituents into
arenes were highlighted.
Mechanistic AspectsThe fourth session of DD12 was chaired by Professor
Susan Gibson (Imperial College London, UK), and
began with an invited lecture by John M. Brown
(Oxford University, UK). Brown introduced anilide
activation of adjacent C–H bonds in the palladium-
catalysed Fujiwara-Moritani reaction using catalytic
Pd(OAc)2 in the presence of tosic acid and p-benzo-
quinone. Kinetic aspects such as induction periods
and palladacycle formation were presented as well as
synthetic aspects. During the discussion session a
number of mechanistic aspects of these processes
were raised, which led to David (Dai) Davies
(University of Leicester, UK) defining the ambiphilic
metal ligand activation (AMLA) process in which the
number of atoms thought to be involved in the transi-
tion state is specified, as illustrated in Scheme IV for
AMLA-4 (4 electrons) and AMLA-6 (6 electrons)
93 © 2011 Johnson Matthey
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Iodine(I)
R’R
S(S)NH2 + Iodine(III)
Rh*
Concertedor stepwise?
Rh*=NS(S)
H
R’R
NHS(S)
Terpenes orpolycyclic systems
Yield ≤91%de ≤99%
S(S)NH2 =
NH2S
O
N SO2-p-Tol
Rh* =O
O
N
O O
Rh RhRh2((S)-nta)4nta = nitrilotriacetate
Scheme III. Selectivecarbon–hydrogenactivation-catalyticamination usingrhodium catalysis
intermediates which are of general relevance to C–H
activation. The concerted metalation-deprotonation
(CMD) is identical to AMLA-6.
Esteban P. Urriolabeitia (University of Zaragoza,
Spain) reported stoichiometric and catalytic
regioselective C–H functionalisations including a
palladium-catalysed oxidative etherification of imino-
phosphoranes. Finally, a combined theoretical and
experimental study on the use of ruthenium vinyli-
dene complexes as catalysts for carbon–oxygen bond
formation was presented by Jason M. Lynam
(University of York, UK). The role of carboxylate
‘acetate’ ligands was discussed, and a variant of the
AMLA/CMD mechanism proposed, namely the ligand-
assisted-proton shuttle (LAPS) (Scheme V).
The fifth session was chaired by Anthony Haynes
(The University of Sheffield, UK). Professor Zhang-Jie
Shi (Peking University, China) gave an interesting
presentation, particularly the unusual results of a
‘metal-free’ coupling of an aryl halide with an arene
using potassium tert-butoxide and 1,10-phenanthro-
line (4).
Dai Davies went on to present alkyne insertion
reactions of cyclometallated pyrazole and imine
complexes of iridium, rhodium and ruthenium, with
emphasis on establishing substrate/catalyst/product
correlations through detailed structural and spectro-
scopic studies. The last speaker of the session, Xavi
Ribas (Universitat de Girona, Spain), discussed reduc-
tive elimination from a ‘model’ aryl–Cu(III)–halide
species which was triggered by a strong acid, and its
relevance to the mechanism of Ullmann-type cou-
plings (Scheme VI).
C–H ActivationThe sixth session was chaired by Professor Peter
Scott (The University of Warwick, UK), and the first
invited lecture was from Professor Robin Bedford
(University of Bristol, UK). Bedford presented an
introduction to the field of ‘C–H activation’, and went
on to discuss mild and selective ‘solvent-free’ aro-
matic C–H functionalisation/halogenation reactions
catalysed by Pd(OAc)2. The second lecture was
given by Professor Fairlamb on surface-catalysed
94 © 2011 Johnson Matthey
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++
O
HN
O
HNPd(OAc)2, p-TsOH, butyl
acrylate, p-benzoquinone
CO2Bu
LnMR’
R
H
++LnM
R’
R
H
++
LnM
R’
R H
++
LnMX
R
H
O
O
Oxidativeaddition
σ-Bondmetathesis
Ambiphilic metal ligand activation(AMLA)
AMLA-6*AMLA-4
*AMLA-6 is essentially identical toconcerted metalation deprotonation(CMD)
R’ = H, hydrocarbyl, borylX = heteroatom with lone pair(s)
O H
RuO
R
O
[Ru]O
H
R
O O
[Ru] C
H
R
[Ru]=Ru(κ2-OAc)(PPh3)2
Scheme IV. Alkenylationchemistry (top); ambiphilicmetal ligand activation(AMLA) and concertedmetalation-deprotonation(CMD) mechanisms forcarbon–hydrogen activation(bottom)
Scheme V. Ligand-assisted-protonshuttle (LAPS)mechanism
Suzuki-Miyaura cross-coupling over palladium nano-
particles stabilised by polyvinylpyrrolidinone (PVP).
This work, in collaboration with Professor Adam Lee,
gave details about the reaction mechanism, including
results from kinetic studies, X-ray photoelectron spec-
troscopy (XPS) and X-ray absorption spectroscopy
(XAS), of a heterogeneous surface-catalysed Suzuki
cross-coupling (Figure 1). Extended X-ray absorption
fine structure (EXAFS) measurements proved particu-
larly informative in showing that palladium nanopar-
ticles do not change size in a typical Suzuki-Miyaura
cross-coupling. Finally, Professor Yoshiaki Nakao
(Kyoto University, Japan) presented a nickel-catalysed
alkenylation of aromatic C–H bonds in indoles and
pentafluorobenzene.
The seventh session was chaired by Jason M. Lynam
and the Keynote lecture was given by Professor
William D. Jones (University of Rochester, USA).
Professor Jones discussed various kinetic and ther-
modynamic aspects of C–H bond activation by transi-
tion metals. A key focus of the lecture was placed on
the ortho-fluorine effect by drawing on both rhodium–
carbon and carbon–hydrogen bond energy correla-
tions in a series of fluorinated aromatic hydrocarbons
(Figure 2). Professor Robin Perutz (University of
York, UK) delivered a presentation on studies in col-
laboration with Professor Odile Eisenstein (Université
Montpellier II, France), discussing the effect of ortho-
fluorine substituents on Pd/C catalysed C–C bond
formation, particularly C–H functionalisation and the
CMD/AMLA-6 mechanism. Together, the Jones and
Perutz presentations showed that one should con-
sider both C–H acidity and metal–carbon (aryl)
bond strengths when explaining the regioselective
C–H functionalisation accelerated by ortho-fluorine
substituents.
Theoretical AspectsThe final session was chaired by Professor Odile
Eisenstein, and began with an invited lecture by
Professor Stuart Macgregor (Heriot-Watt University,
UK). Macgregor delivered an introduction to theo-
retical approaches, following previous comments on
the strengths, weaknesses and pitfalls of certain
aspects of density functional theory (DFT) calcula-
tions. More detailed computational studies were
presented on catalytic alkene hydroarylation with
[CpIr((κ2-OAc)(PH3)]+, with particular emphasis on
the AMLA-6 mechanism. This once again highlighted
the key role played by the ‘flexible’ acetate ligand.
Eric Clot (Université Montpellier II, France) went on
to present a DFT study of the mechanism of Pd(PR3)-
catalysed benzocyclobutene formation via C(sp3)–H
activation. In the final presentation, Professor Mike
95 © 2011 Johnson Matthey
doi:10.1595/147106711X554071 •Platinum Metals Rev., 2011, 55, (2)•
N
N N
CH3
H H
( )3
CuIII
X
+( )3
CF3SO3H (1.5 equiv),CH3CN, 298 K, <1 h
X = Cl or Br
N
N N
H3C
H H + [CuI(CH3CN)4]+
( )3
X
( )3
H
+
CF3SO3– (TFO–)
Scheme VI. Aryl–X reductive elimination from an aryl–Cu(III)–X species via protonation with triflic acid
Ar1X
Ar2B(OH)2
Ar1–Ar2
Heterogeneous catalytic cycle
Kinetically stablemetallic Pdnanoparticles(<5 nm)
Fig. 1. Palladium-surface catalysedSuzuki-Miyaura cross-couplings (From A. F. Lee et al., in (2). Reproduced by permission of The Royal Society ofChemistry)
George (The University of Nottingham, UK) presented
a combined experimental (fast time-resolved infrared
spectroscopy (TRIR)) and theoretical investigation of
the C–H activation of cyclic alkanes by cyclopentadi-
enyl rhodium(I) carbonyl complexes. He highlighted
the inherent mechanistic differences in C–H activa-
tion of linear versus cyclic alkanes by half-sandwich
rhodium complexes. Interestingly, C–H activation in
cyclic alkanes depends primarily on the strength of
alkane–metal binding. Note that this paper appeared
in a later issue of Dalton Transactions (5).
Poster PrizesFollowing the conference dinner in the famous
Durham Castle, Professors Love and Perutz awarded
four poster prizes. The poster content of the awardees
(Figure 3)highlighted the breadth of subjects covered
and the high standard of all of the posters presented
at the meeting. The winning posters were:
• ‘Hydrodefluorination of Fluoroaromatics by
[RuH2(CO)(NHC)(PPh3)2]: An Explanation for
the 1,2-Regioselectivity’, Julien Panetier (Heriot-
Watt University, UK)
• ‘Development of Chiral 4-(DAAP)-N-oxide
Catalysts for the Sulfonylative Kinetic Resolution
of Amines’, Toritse Bob-Egbe (Imperial College
London,UK)
• ‘Reversible Reactions Across the M–C Bond of
Lanthanide NHC Complexes to Form New N–E
and C–E Bonds’, Anne Germeroth (University of
Edinburgh, UK)
• ‘Novel Multidentate Phosphine-Alkene Ligands
for Catalysis’, Amanda Jarvis (University of York,
UK)
Concluding RemarksFrom the oral presentations, numerous posters and
lively discussions at the DD12 meeting, there was
overwhelming evidence that a better understanding
of the mechanisms of metal-catalysed C–X and C–H
functionalisation processes is emerging. Quite strik-
ingly, studies in inorganic and organometallic coordi-
nation chemistry, theoretical and kinetic studies, new
synthetic methodologies and applications are driving
this understanding. The platinum group metals play
an important role in many of the catalytic processes
under discussion.
As a first joint discussion conference between the
RSC Dalton and Organic Divisions, it was a great suc-
cess, and showed quite clearly that both the organic
96 © 2011 Johnson Matthey
doi:10.1595/147106711X554071 •Platinum Metals Rev., 2011, 55, (2)•
Fn
FF
[Rh] HR3P
Fn
F
[Rh] HR3P
[Rh] HR3P
8 kcal mol–1
5 kcal mol–1ortho-fluorine effect
[Rh] = Tp’RhTp’ = tris(3,5-dimethylpyrazolyl)borate
RRh–C /C–H = 2.15Fig. 2. The ortho-fluorine effect inpromoting carbon–hydrogen activation.RRh–C /C–H = slope of line on plot ofRh–C vs. C–H bond strength (FromT. Tanabe et al., in (2). Reproduced bypermission of The Royal Society ofChemistry)
Fig. 3. Poster prize winners of Dalton Discussion 12:Julien Panetier (Heriot-Watt University), ToritseBob-Egbe (Imperial College London), Anne Germeroth(University of Edinburgh) and Amanda Jarvis(University of York)
and inorganic communities need to work together to
deliver powerful, clean and efficient methods for the
preparation of functionalised organic building blocks
and fine chemicals.
References1 RSC Conferences and Events, Dalton Discussion 12:
Catalytic C–H and C–X Bond Activation (DD12): http://www.rsc.org/ConferencesAndEvents/RSCConferences/dd12/index.asp (Accessed on 31 December 2010)
2 Dalton Discussion 12: Catalytic C–H and C–X bondactivation (DD12), Dalton Trans., 2010, 39, (43),10321–10540
3 The Nobel Prize in Chemistry 2010: http://nobelprize.org/nobel_prizes/chemistry/laureates/2010/ (Accessed on 31December 2010)
4 C.-L. Sun, H. Li, D.-G. Yu, M. Yu, X. Zhou, X.-Y. Lu,
K. Huang, S.-F. Zheng, B.-J. Li and Z.-J. Shi, NatureChem., 2010, 2, (12), 1044
5 M. W. George, M. B. Hall, P. Portius, A. L. Renz, X.-Z.Sun, M. Towrie and X. Yang, Dalton Trans., 2011, 40,(8), 1751
The ReviewerProfessor Ian Fairlamb is currently aFull Professor in Organic Chemistry atthe University of York, UK, and hasresearch interests in catalysis, syntheticchemistry, mechanistic understanding,nanocatalysis, metals in medicine, andapplications of catalysis in chemicalbiology. In 2004, he was awardedboth a Royal Society UniversityResearch Fellowship and the RoyalSociety of Chemistry Meldola Medaland Prize for outstanding contributionsto the field of palladium chemistryin synthesis.
97 © 2011 Johnson Matthey
doi:10.1595/147106711X554071 •Platinum Metals Rev., 2011, 55, (2)•
By Alison Cowley
Johnson Matthey Precious Metals Marketing, Orchard
Road, Royston, Hertfordshire SG8 5HE, UK
and Brian Woodward*
Johnson Matthey Medical Products, 12205 World Trade
Drive, San Diego, California 92128, USA;
**EE--mmaaiill:: wwooooddwwbbkk@@jjmmuussaa..ccoomm
The world’s growing population demands increasing
access to advanced healthcare treatments. Platinum is
used to make essential components for a range of
medical devices, including pacemakers, implantable
defibrillators, catheters, stents and neuromodulation
devices. The properties of platinum which make it
suitable for medical device applications include its bio-
compatibility, inertness within the body, durability, elec-
trical conductivity and radiopacity.Components can be
manufactured in a variety of forms, from rod, wire and
ribbon to sheet and foil, plus high-precision microma-
chined parts. As well as biomedical device compo-
nents,platinum also finds use in anticancer drugs such
as cisplatin and carboplatin.
Introduction
According to the United Nations Environment
Programme (UNEP), the global population will reach
over 9 billion by 2050 with nearly 90% of the world’s
people located in developing countries (FFiigguurree 11) (1).
Since the early 1970s, platinum has been used in a
variety of medical devices for people around the
world suffering from such ailments as heart disease,
stroke, neurological disorders, chronic pain and other
life threatening conditions. In 2010, some 175,000 oz
of platinum are estimated to have been used in bio-
medical devices, of which around 80 per cent was for
established technologies such as guidewires and car-
diac rhythm devices. The remaining 20 per cent was
used in newer technologies, such as neuromodula-
tion devices and stents. In addition, over 25,000 oz of
platinum are used annually in anticancer drugs (2).
With an ageing and increasing world population,
there will be an increasing demand for healthcare
products and services that use components made
from platinum, other platinum group metals (pgms)
and their alloys. Increasing access to healthcare and
advanced medical treatments in developing coun-
tries means that platinum contributes to improving
the quality of life of people around the world.
98 © 2011 Johnson Matthey
•Platinum Metals Rev., 2011, 5555, (2), 98–107•
A Healthy Future: Platinum inMedical ApplicationsPlatinum group metals enhance the quality of life of the global population
doi:10.1595/147106711X566816 http://www.platinummetalsreview.com/
The Advantages of Platinum for
Biomedical Uses
The chemical, physical and mechanical properties of
platinum and its alloys make them uniquely suitable
for a variety of medical applications. Agnew et al. (3)
and Brummer et al. (4) carried out studies which con-
firmed the low corrosivity, high biocompatibility and
good mechanical resistance of platinum and plat-
inum alloys that are used for medical applications.
Platinum’s biocompatibility makes it ideal for
temporary and permanent implantation in the body,
a quality which is exploited in a variety of treatments.
As a metal, it can be fabricated into very tiny, com-
plex shapes and it has some important properties not
shared by base metals. It is inert, so it does not cor-
rode inside the body unlike metals such as nickel
and copper, which can sometimes cause allergic
reactions. Modern, minimally-invasive medical tech-
niques often use electricity to diagnose and treat
patients’ illnesses, and platinum’s conductivity makes
it an ideal electrode material. It is also radiopaque,
so it is clearly visible in X-ray images, enabling doc-
tors to monitor the position of the device during
treatment. Some examples of areas where pgms are
used in medical devices, together with some of the
manufacturers currently active in the medical device
market, are shown in TTaabbllee II.
For more than forty years platinum alloys have
been employed extensively in treatments for coronary
artery disease such as balloon angioplasty and stent-
ing where inertness and visibility under X-ray are
crucial. In the field of cardiac rhythm disorders,
platinum’s durability, inertness and electrical conduc-
tivity make it the ideal electrode material for devices
such as pacemakers, implantable defibrillators and
electrophysiology catheters. More recently, its unique
properties have been exploited in neuromodulation
devices (including “brain pacemakers”, used to treat
some movement disorders, and cochlear implants, to
restore hearing), and in coils and catheters for the
treatment of brain aneurysms.
Platinum in Biomedical Applications
Devices for Cardiac Rhythm Management
Abnormalities of the heart’s rhythm are common,
often debilitating, and sometimes fatal. For example,
bradycardia is a condition in which the heart’s
“natural pacemaker” is set too slow, resulting in
fatigue, dizziness and fainting. Other patients may
be at risk of sudden cardiac death, a condition in
which the heart’s lower chambers (the ventricles)
“fibrillate”, or pulse in a rapid and uncoordinated
manner. This prevents the heart from pumping
blood and leads rapidly to death unless the victim
receives cardioversion (a strong electric shock to the
heart, which restores normal rhythm).
These and other cardiac rhythm disorders can
now be managed very successfully using implanted
99 © 2011 Johnson Matthey
doi:10.1595/147106711X566816 •Platinum Metals Rev., 2011, 5555, (2)•
8
6
4
2
0
Glo
bal p
op
ula
tion,
estim
ate
s and
pro
ject
ions
(bill
ions)
Developed countries
Developing countries
1750 1800 1850 1900 1950 2000 2050
Year
Fig. 1. Trendsin population,developed anddevelopingcountries, between1750–2050(estimates andprojections) (1)(Image: HugoAhlenius, Nordpil)
devices such as artificial pacemakers (5, 6) and
implantable cardioverter defibrillators (ICDs) (7–9).
These consist of a “pulse generator”, a small box
containing a battery and an electronic control sys-
tem which is implanted in the chest wall, and one
or more leads which run through a large vein into
the heart itself. The electrodes on these leads deliver
electrical impulses to the heart muscle – in the case
of a pacemaker, these ensure that the heart beats
regularly and at an appropriate pace, while in the
case of an ICD, a much stronger electrical shock is
delivered as soon as the device detects a dangerously
irregular heartbeat. Each lead typically has two or
more electrodes made of platinum-iridium alloy,
while platinum components are also used to con-
nect the pulse generator to the lead (FFiigguurree 22).
Catheters and Stents
Catheters are flexible tubes which are introduced
into the body to help diagnose or treat illnesses
such as heart disease (10–13). The doctor can per-
form delicate procedures without requiring the
patient to undergo invasive surgical treatment,
improving recovery time and minimising the risk of
complications. Many catheters incorporate platinum
components: marker bands and guidewires, which
help the surgeon guide the catheter to the treatment
site, or electrodes, which are used to diagnose and
treat some cardiac rhythm disorders (arrhythmias).
One of the most common coronary complaints in
the developed world is atherosclerosis, the “furring
up” of the artery walls with fatty deposits, which can
lead to angina and heart attack (14). Blockages in the
coronary arteries are often treated using a procedure
called “percutaneous transluminal coronary angio-
plasty” (PTCA, also known as balloon angioplasty)
(15, 16). This treatment uses a catheter with a tiny bal-
loon attached to its end, which is guided to the treat-
ment site then inflated, crushing the fatty deposits
and clearing the artery. Afterwards, a small tubular
device called a stent (FFiigguurree 33) is usually inserted in
order to keep the newly-cleared artery open.
The advent of the implantable metal stent to prop
open the artery after angioplasty reduced the
occurrence of restenosis (re-narrowing of the artery)
by more than 25 per cent. In 2003 the US FDA
approved the first drug-eluting stent for use within
the USA (17). This type of stent is aimed at further
lowering the rate of restenosis following angioplasty
procedures.
Platinum’s role in PTCA is to help ensure that the
balloon is correctly located. First, the surgeon uses a
guidewire to direct the balloon to the treatment site.
This guidewire is made of base metal for most of its
length, but has a coiled platinum-tungsten wire at
its tip, which makes it easier to steer and ensures
that it is visible under X-ray. Platinum is also used in
marker bands, tiny metal rings which are placed
either side of the balloon in order to keep track of
its position in the body.
Stents are usually made of base metals (typically
stainless steel or cobalt-chromium). However, in
2009, the American device manufacturer Boston
Scientific introduced a cardiac stent made of a plat-
inum chromium alloy (18–20). This stent has been
approved in Europe, and the company is currently
100 © 2011 Johnson Matthey
doi:10.1595/147106711X566816 •Platinum Metals Rev., 2011, 5555, (2)•
TTaabbllee II
MMaarrkkeettss ffoorr MMeeddiiccaall DDeevviicceess aanndd tthhee MMaajjoorr DDeevviiccee CCoommppaanniieess
MMeeddiiccaall ddeevviiccee mmaarrkkeettss EExxaammpplleess ooff aapppplliiccaattiioonn aarreeaass MMaajjoorr mmeeddiiccaall ddeevviiccee ccoommppaanniieess
Surgical instrumentation Arthroscopic; ophthalmology; Boston Scientific; Johnson &
endo-laparoscopic; electro-surgical Johnson; Stryker; Tyco
Electro-medical implants Pacemakers; defibrillators; hearing Boston Scientific; Biotronik;
assist devices; heart pumps Medtronic; St. Jude Medical
Interventional Stents; angioplasty; catheter Boston Scientific; Abbott Vascular;
ablation; distal protection Johnson & Johnson; Medtronic
Orthopaedics Spinal fixation; hip implants; Biomet; Johnson & Johnson;
knee implants Stryker; Zimmer
seeking approval from the US Food & Drugs
Administration (FDA).
Catheters containing platinum components are
also used to detect and treat some types of cardiac
arrhythmia (21, 22). Devices called electrophysiology
catheters (23), which contain platinum electrodes,
are used to map the electrical pathways of the
heart so that the appropriate treatment – such as a
pacemaker – can be prescribed.
Other catheters with platinum electrodes are used
for a minimally-invasive heart treatment known as
radio-frequency (RF) ablation (24–26). Arrhythmias
are often caused by abnormalities in the conduction
of electricity within the heart, and it is often possible
101 © 2011 Johnson Matthey
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Pt-Ir, MP35N® orstainless steelmachined parts forterminal connector
Pt or Pt-Ir throughwires for multi-pinhermetic seal, insidethe seal housing(0.015” (0.381 mm) and 0.013”(0.330 mm)) Pt or Pt-Ir wire and
ribbon multifilarcoils for high-voltage shockingelectrodes
Pt-Ir alloy rings forshocking electrodes
TiNi-coated Pt-Irmachined partsfor passivefixation leads
Porous TiNi-coatedPt-Ir helix and postassembly for activefixation leads
Fig. 2. An implantable cardioverter defibrillator, showing the components that are made from platinum orplatinum group metal alloys
Balloonsupportingthe stent
Stent (stainlesssteel, Co-Cr,Co-Cr with Pt,or nitinol)
Guidewire withcoiled Pt-W tip
Marker band (Pt,Pt-Ir or Au)
Fig. 3. A balloon-mounted stent used inpercutaneous transluminal coronaryangioplasty (PTCA, or balloon angioplasty)procedures (Copyright © Abbott VascularDevices)
to cauterise part of the heart muscle in order to
restore normal heart rhythm. For example, ablation
is increasingly used to treat a very common heart
problem called atrial fibrillation, in which the upper
chamber of the heart (the atrium) quivers rapidly and
erratically. Using a catheter equipped with platinum-
iridium electrodes, the surgeon “ablates” or makes
small burns to the heart tissue, causing scarring,
which in turn blocks the superfluous electrical
impulses which trigger the fibrillation.
Neuromodulation Devices
Neuromodulation devices deliver electrical impulses
to nerves and even directly to the brain, treating dis-
orders as varied as deafness, incontinence (27, 28),
chronic pain (29) and Parkinson’s disease (30). Many
of these devices are based on an extension of heart
pacemaker technology, and they are sometimes
referred to as “brain pacemakers” (31). Like heart
pacemakers, they have platinum-iridium electrodes
and may also incorporate platinum components in
the pulse generator.
There are a number of different types of neurostim-
ulation, depending on the condition that is being
treated. Spinal cord stimulation (the commonest
neuromodulation therapy) is used to treat severe
chronic pain, often in patients who have already
had spinal surgery. Small platinum electrodes are
placed in the epidural space (the outer part of the
spinal canal) and connected to an implanted pulse
generator. The patient can turn the stimulation off
and on, and adjust its intensity.
In deep brain stimulation (DBS) (32–34), the elec-
trodes are placed in the brain itself. As well as pain,
DBS may be used to treat movement disorders such
as Parkinson’s disease, and it is being investigated as a
potential treatment for a wide range of other illnesses,
including epilepsy and depression. Epileptic patients
can also be treated using a vagus nerve stimulation
device (the vagus nerve is situated in the neck).
A cochlear implant (35–38) is used to restore hear-
ing to people with moderate to profound hearing
loss (many patients receive two implants, one in each
ear). A typical device consists of a speech processor
and coil, which are worn externally behind the ear,
an implanted device just under the skin behind the
ear, and a platinum electrode array which is posi-
tioned in the cochlea (the sense organ which
converts sound into nerve impulses to the brain).
The speech processor captures sound and converts it
to digital information, which is transmitted via the
coil to the implant. This in turn converts the digital
signal into electrical impulses which are sent to the
electrode array in the cochlea, where they stimulate
the hearing nerve. These impulses are interpreted by
the brain as sound. It is believed that around 200,000
people worldwide have received one or more
cochlear implants.
At present, neuromodulation is expensive and is
only available in a small number of specialist centres;
even in developed countries only a small proportion
of potentially eligible patients receive this treatment.
However, neuromodulation can be used to help
patients with common and sometimes difficult to
treat conditions (such as chronic pain, epilepsy and
migraine). Its use might therefore be expected to
increase significantly in coming years as new indica-
tions for these therapies are established.
Other Implants
Platinum’s biocompatibility makes it ideal for tem-
porary and permanent implantation in the body,
a quality which is exploited in a variety of treatments
in addition to the heart implants already discussed.
Irradiated iridium wire sheathed in platinum can be
implanted into the body to deliver doses of radiation
for cancer therapy (39–41). This treatment takes
advantage of platinum’s radiopacity to shield healthy
tissues from the radiation, while the exposed iridium
tip of the wire irradiates the tumour. Although this
procedure is gradually being replaced by other forms
of radio- and chemotherapy, it remains a useful
weapon in the battle against cancer.
A more recent development is the use of coils
made of platinum wire to treat aneurysms, balloon-
ings in blood vessels caused by weaknesses in the
vessel walls (42).If the blood pressure rises, the vessel
may rupture, causing a haemorrhage. Although this
can occur anywhere in the body, platinum is mainly
used to treat aneurysms in the brain,where surgery is
difficult and fraught with risk. Platinum is used
because it is inert, easy to shape, and radiopaque.
This treatment was first introduced about 20 years
ago. In the late 1980s, a doctor and inventor, Guido
Guglielmi (43–45), developed a detachable platinum
coil which could be used to treat brain aneurysms.
Coils are delivered to the site of the aneurysm by
microcatheter, then detached using an electrolytic
detachment process; once in place, the coils help to
coagulate the blood around the weak vessel wall,
102 © 2011 Johnson Matthey
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forming a permanent seal (FFiigguurree 44). The coils, num-
bering between one and around thirty depending on
the size of the aneurysm, are left inside the patient
indefinitely. The Guglielmi Detachable Coil (GDC®
Coil) device was approved in Europe in 1992 and in
the USA in 1995, and by 2009 this and subsequent
generations of platinum coil technology were being
used in an estimated 30–40% of US patients treated
for brain aneurysms.
The Manufacture of Platinum
Biomedical Components
There are many technologies used to produce pgm
components for biomedical applications, ranging
from rod, wire, ribbon and tube drawing, to sheet
and foil manufacture and highly precise Swiss-Type
screw machining (micromachining) (see FFiigguurree 55).
Rod and wire are manufactured in diameters
ranging from 0.125" (3.175 mm) down to 0.001"
(0.0254 mm). Dimensional consistency is assured by
laser measurement. Rod is used as the starting material
for a variety of machine components, with most of
the pgm parts being used in pacemaker, defibrillator
and other electrical stimulation products. Wire prod-
ucts are used primarily in three applications:
(a) platinum-tungsten and platinum-nickel fine
wires are used on balloon catheters as guide-
wires for positioning the catheter in exactly the
right location;
(b) other pgm wires are used as microcoils for neu-
rovascular devices such as treatments for brain
aneurysms;
(c) platinum-iridium wires are also used as feed-
through wires or connector wires used to
connect the pacemaker lead to the pulse
generator.
Ribbon is manufactured in the form of continuous
strips of rolled wire in a variety of platinum alloys.
Ribbon is often used in place of round wire to
produce coils with minimum outside diameter,
and is generally used for guidewire and microcoil
applications. Ribbon is sometimes preferred over
wire because wire can be harder to coil. It can also
be used for markers instead of traditional cut tubing.
TTaabbllee IIII shows some typical specifications and
applications for pgm rod, wire and ribbon.
Fine diameter platinum, platinum-iridium and
platinum-tungsten tubing (0.125" (3.175 mm) internal
diameter and below) cut to specific lengths is used
for markers or electrodes on angioplasty, electro-
physiology and neurological catheter devices,
aneurism tip coils, feed-through wires used to con-
nect the pacing lead to the pulse generator (also
known as “the can”) which houses the hybrid micro-
electronics and the battery, and pacemakers. Some
applications of thin walled precious metal tubing
are shown in TTaabbllee IIIIII.
103 © 2011 Johnson Matthey
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(a) (b) (c)Fig. 4. Detachableplatinum coils being usedto treat an aneurysm:(a) a microcatheter is usedto deliver the platinumcoils to the aneurysm;(b) the coils are detachedusing an electrolyticprocess; (c) more coils areadded to fill the aneurysmand allow blood tocoagulate, forming apermanent seal
Fig. 5. Micromachined parts made from preciousmetal alloys for biomedical device applications, witha pencil tip for scale
Sheet and foil is mainly made from pure platinum,
platinum-iridium alloys or rhodium. It can be shaped,
formed and rolled to a variety of dimensions. Sheet
or foil can be cut, formed and placed on a catheter
for marking in a similar way to ribbon. Rhodium foil
is used exclusively as a filter inside X-ray mammog-
raphy equipment to enhance the viewing image.
TTaabbllee IIVV shows some examples of applications of
pgm sheet and foil.
Micromachined parts are very complex and very
small – some are only 0.006" (0.152 mm) in diameter
and barely visible with the naked eye (FFiigguurree 55).
Fabrication must be extremely precise to maintain
the necessary quality and dimensional tolerances,
which can be as low as ± 0.0002" (0.005 mm). Highly
specialised equipment and techniques must be used,
such as computer numerical controlled (CNC) Swiss
Screw machines and electrical discharge machining
(EDM) (FFiigguurree 66). The automated high-production
Swiss Screw machines are used to fabricate the main
components and EDM is used to achieve the fine
details required for many platinum parts.
Specialty metal micromachined parts (0.8" (20 mm)
diameter and smaller) are made from a variety of
materials including pure platinum, platinum-iridium
alloys and gold plus non-precious metals and
104 © 2011 Johnson Matthey
doi:10.1595/147106711X566816 •Platinum Metals Rev., 2011, 5555, (2)•
TTaabbllee IIII
SSppeecciiffiiccaattiioonnss aanndd AApppplliiccaattiioonnss ooff PPllaattiinnuumm aanndd PPllaattiinnuumm AAllllooyy RRoodd,, WWiirree aanndd RRiibbbboonn CCoommppoonneennttss
AApppplliiccaattiioonnss TTyyppeess ooff ccoommppoonneenntt SSppeecciiffiiccaattiioonnss
Stimulation devices Rod for manufacture of Diameters from 0.001" (0.0254 mm)
machine components to 0.125" (3.175 mm); Cut lengths
Balloon catheters; stent Guidewires; feed through
delivery; stimulation leads wires; tip coils
TTaabbllee IIIIII
SSppeecciiffiiccaattiioonnss aanndd AApppplliiccaattiioonnss ooff PPllaattiinnuumm,, PPaallllaaddiiuumm,, GGoolldd aanndd PPrreecciioouuss MMeettaall AAllllooyy TThhiinn WWaalllleedd TTuubbee
CCoommppoonneennttss
AApppplliiccaattiioonnss TTyyppeess ooff ccoommppoonneenntt SSppeecciiffiiccaattiioonnss
Balloon catheters Radiopaque marker Inside diameter 0.0045" (0.1143 mm) to 0.250" (6.35 mm),
bands (tolerance: ± 0.0005" (0.0127 mm)); Wall thickness
Electrophysiology Electrode rings
catheters;
stimulation devices
TTaabbllee IIVV
SSppeecciiffiiccaattiioonnss aanndd AApppplliiccaattiioonnss ooff PPllaattiinnuumm,, PPllaattiinnuumm AAllllooyy aanndd RRhhooddiiuumm SShheeeett aanndd FFooiill CCoommppoonneennttss
AApppplliiccaattiioonnss TTyyppeess ooff ccoommppoonneenntt SSppeecciiffiiccaattiioonnss
Stimulation devices Electrodes; machine components; Thickness from 0.0007" (0.018 mm);
tip coils Width from 1.0" (25.4 mm) to
X-Ray equipment Imaging filters (rhodium foils)
from 0.02" (0.508 mm)
0.001" (0.0254 mm) to 0.005" (0.127 mm), (tolerance:
± 0.0005" (0.0127 mm)); Length 0.015" (0.381 mm) to
0.200" (5.08 mm), (tolerance: ± 0.003" (0.0762 mm))
3.75" (95.3 mm)
alloys such as stainless steel, titanium, MP35N®
cobalt-nickel-chromium-molybdenum alloy, Elgiloy®
cobalt-chromium-nickel alloy, Kovar® iron-nickel-
cobalt alloy, and materials such as Vespel®, Delrin®
and Teflon® (see TTaabbllee VV for examples). These prod-
ucts serve device applications such as coronary
stents, pacemaker and defibrillator pulse generator
and lead components, heart valve splices, endoscop-
ic catheters, blood gas analysers, kidney dialysis, and
other medical device and related equipment.
Parts made from pgms are often complemented
with a coating technology. Precious metal powders,
105 © 2011 Johnson Matthey
doi:10.1595/147106711X566816 •Platinum Metals Rev., 2011, 5555, (2)•
Fig. 6. The production floor at Johnson Matthey’s Medical Products micromachining facility in San Diego,California, USA
TTaabbllee VV
AApppplliiccaattiioonnss aanndd MMaatteerriiaallss ffoorr PPrreecciissiioonn MMiiccrroommaacchhiinneedd CCoommppoonneennttss
AApppplliiccaattiioonnss PPrreecciioouuss mmeettaallss** OOtthheerr mmaatteerriiaallss,, mmeettaallss aanndd aallllooyyss
Stimulation Platinum; platinum alloys; Nitinol; stainless steel; MP35N®;
palladium; palladium alloys Haynes® alloy 25 (L605); polymers
Manufacturing fixtures Platinum; platinum alloys Stainless steel 303/304/316; polymers
Orthopaedic Platinum; platinum alloys Titanium; titanium alloys; stainless steel;
ceramics
Cardiac implants Platinum; platinum alloys; Elgiloy®; Nitinol
karat golds
Hypotubes Platinum; platinum alloys Stainless steel; Nitinol
Precision pins, tips and Platinum; platinum alloys; silver –
rollers
Bushings, shafts, shims Platinum; platinum alloys Aluminium
and spacers
Precision fixtures and Platinum; platinum alloys; BiomedTM Brass; copper; Kovar®
assembly tools series palladium-rhenium alloys
*Platinum alloys used include platinum-iridium, platinum-10% nickel and platinum-8% tungsten
titanium nitride or iridium oxide are applied to
create a more porous surface structure. The creation
of a porous coating reduces the electrical impedance
from the lead to the battery and allows for a good
electrical connection, while reducing the energy
needed to run the battery. This helps the battery to
last longer. Most pacing lead systems manufactured
today have some form of porous surface. The end use
applications for coated pgm parts are the same as
described above for uncoated parts.
Anticancer Drugs
As well as its use in biomedical device components,
perhaps platinum’s most remarkable and unexpected
quality is its ability, in certain chemical forms, to
inhibit the division of living cells (46). The discovery
of this property led to the development of platinum-
based drugs (47), which are now used to treat a wide
range of cancers.
Although cancer remains one of the most feared
diseases, its treatment has advanced rapidly since the
late 1960s. Many types of cancer can now be treated
very effectively using surgery, radiation and drug-
based (chemo-) therapies. Chemotherapy drugs work
by killing cells. They are designed to target cancer
cells as specifically as possible, but inevitably cause
damage to healthy cells as well, causing the side
effects for which chemotherapy is well known.
One of the most remarkable advances in the last
few decades has been the improvement in the sur-
vival rate of patients with testicular cancer – it is esti-
mated that 98% of men with testicular cancer will be
alive 10 years after their diagnosis. The platinum anti-
cancer drug cisplatin (47) has played a vital role in
making testicular cancer one of the most survivable
cancers. This drug, along with its successor drug,
carboplatin (48), is also widely used in the treatment
of other common tumours, including ovarian, breast
and lung cancer.
Summary
For over forty years, platinum and its alloys have been
used in a wide range of medical treatments, includ-
ing devices such as coronary and peripheral
catheters, heart pacemakers and defibrillators. Newer
technologies such as neuromodulation devices and
stents also rely on the biocompatibility, durability,
conductivity and radiopacity of platinum to make key
components in a variety of forms. Platinum is used in
pharmaceutical compounds that extend the lives of
cancer patients. Medical device manufacturers and
pharmaceutical companies continue to invest in new
technologies to satisfy the need for advanced med-
ical treatments in both the developed world and,
increasingly, the developing world. Platinum, the
other pgms and their alloys will inevitably play a vital
part in these developments.
Acknowledgements
The assistance of Richard Seymour and Neil Edwards,
Technology Forecasting and Information, Johnson
Matthey Technology Centre, Sonning Common, UK,
in the preparation of this manuscript is gratefully
acknowledged.
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Further Reading “Biomaterials Science: An Introduction to Materials in
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and J. Lemons, Elsevier Academic Press, San Diego, CA,
USA, 2004
“Materials and Coatings for Medical Devices: Cardio-
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10th February 2011)
The Authors
Alison Cowley has worked inJohnson Matthey’s Market Researchdepartment since 1990 and currentlyholds the post of Principal Analyst.She is Johnson Matthey’s specialist onmining and supplies of the platinumgroup metals (pgms). She alsoconducts research into demand forpgms in a number of industrialmarkets, including the biomedicaland aerospace sectors.
Brian Woodward has been involved inthe electronic materials and platinumfabrication business for more than25 years and is currently the GeneralManager of Johnson Matthey’s MedicalProducts business based in San Diego,CA, USA. He holds BS and MBAdegrees in Business and Managementand has been focused on value-addedcomponent supply to the globalmedical device industry.
107 © 2011 Johnson Matthey
doi:10.1595/147106711X566816 •Platinum Metals Rev., 2011, 5555, (2)•
Reviewed by Donald S. Cameron
The Interact Consultancy, 11 Tredegar Road,
Reading RG4 8QE, UK;
EE--mmaaiill:: ddccaammeerroonniinntteerraacctt@@aaooll..ccoomm
This was the fifth conference in the Fuel Cells
Science and Technology series following meetings
in Amsterdam, Munich, Turin and Copenhagen (1–4).
It was held on 6th and 7th October 2010 at the World
Trade Center in Zaragoza, Spain, with the theme
‘Scientific Advances in Fuel Cell Systems’. This con-
ference series alternates with the Grove Fuel Cell
Symposium (5), placing more emphasis on the latest
technical developments. The two-day programme
was compiled by the Grove Symposium Steering
Committee from oral papers and posters submitted
from around the world, and the conference was
organised by Elsevier (6). The meeting was attended
by delegates from universities, research organisations
and the fuel cell industry, and as before, many of the
papers will be subjected to peer review and pub-
lished in full in a special edition of Journal of Power
Sources (7).
There were over 200 delegates from 37 countries,
including Spain, Germany and the UK. Although the
majority were from Europe, the significant numbers
from Japan, Iran and South Korea reflected the high
level of interest in fuel cells from those countries, as
well as others from the Middle East, Asia, Africa and
South America.
The Science and Technology conferences present
the latest advances in research and development on
fuel cells and their applications. There were three
plenary papers, together with eight keynote speakers
and 40 oral papers, together with 210 high-quality
poster presentations divided into seven categories.
Topics for the oral sessions included Fuels, Infra-
structure and Fuel Processing; Modelling and Control;
Materials for Fuel Cells; Fuel Cell Systems and
Applications; Fuel Cell Electrochemistry; and finally
Cell and Stack Technology. For this review, only
papers involving the use of the platinum group met-
als (pgms) are discussed.
An exhibition accompanying the conference
included displays of demonstration fuel cell systems
designed for education and training use (FFiigguurreess 11
and 22).
Delegates were welcomed to Zaragoza by Pilar
Molinero, Director General of Energy and Mining for
the Aragon regional government, who formally
108 © 2011 Johnson Matthey
•Platinum Metals Rev., 2011, 5555, (2), 108–116•
Fuel Cells Science and Technology 2010Scientific advances in fuel cell systems highlighted at the semi-annual event
doi:10.1595/147106711X554503 http://www.platinummetalsreview.com/
109 © 2011 Johnson Matthey
doi:10.1595/147106711X554503 •Platinum Metals Rev., 2011, 5555, (2)•
opened the conference and briefly described activi-
ties in Aragon to encourage hydrogen and fuel cell
technologies. The large number of wind farms in the
region have created an interest in energy storage
using water electrolysis to generate hydrogen during
periods of power surplus. A total of 30 hydrogen and
fuel cell projects are being supported, including a
hydrogen highway from Zaragoza to Huesca to sup-
port the introduction of fuel cell vehicles.
Plenary Presentation
Pilar Molinero presented the 2010 Grove Medal to
Professor J. Robert Selman (Illinois Institute of
Technology (IIT), USA), a leading academic who has
devoted more than 30 years to battery and fuel cell
research and development, and to global commer-
cialisation of these technologies. This has included
the electrochemical engineering of batteries and
high temperature fuel cells at the US Department of
Energy’s Argonne National Laboratory and Lawrence
Berkeley National Laboratory, and at the IIT.
Professor Selman presented a talk on his expe-
riences and advances made during this period. One
major development is the advent of computer model-
ling which has led to improved structures and per-
formance of fuel cells and their systems, although
there is still a need to experimentally verify the pre-
dictions obtained at each stage. Other exciting and
relatively new areas include the possibility of direct
carbon oxidation fuel cells, and miniaturisation
including biofuel systems and bioelectrochemistry.
One of his particular interests is the use of phase
change materials to maintain the uniform tempera-
tures in batteries by absorbing or evolving heat.
Fuels, Infrastructure and Fuel Processing
Fuel cell technology has moved on from the largely
research phase to commercial exploitation. A major
market is being developed for combined heat and
power (CHP) systems for residential domestic appli-
cations operating on natural gas. In a keynote pres-
entation, Sascha T. Schröder (National Laboratory for
Sustainable Energy, Technical University of Denmark)
outlined the policy context for micro combined heat
and power (mCHP) systems based on fuel cells.
Systems of up to 50 kW have been considered,
Fig. 1. A 1 kWe polymer electrolyte fuel cell andcontrol equipment designed for teaching purposes,exhibited at the Fuel Cells Science and Technology2010 conference. Operating on pure hydrogen, itcan be used to simulate a wide variety of fuel celland CHP applications. It is built by HELION, anAREVA subsidiary, and developed in collaborationwith teachers from Institut Universitaire deTechnologie (IUT) of Marseille, France
Fig. 2. One of a series of platinum-catalysed fuel celland solar hydrogen systems for educational purposesdesigned and built by Heliocentris. This companydevelops systems and turnkey solutions for trainingin industry and science, and specialises in hybridenergy storage comprising fuel cells, batteries andenergy management devices
although 3–5 kW units are preferred for domestic
installations. Low- and high-temperature polymer
electrolyte membrane (PEM) fuel cells are the most
advanced, although there is still a need for less
expensive reformers to make the systems economi-
cally viable. Incentives in the form of a regulatory
framework and ownership structures are of crucial
importance to achieve widespread use of such
devices in residential applications. A regulatory
review has been conducted as part of the first Work
Package of the EU-sponsored ‘FC4Home’ project,
focused on Denmark, France and Portugal. Schröder
outlined several types of possible support schemes,
such as investment support in the form of capital
grants and tax exemptions versus operating support
in the form of feed-in tariffs, fiscal incentives and
other payments for energy generated, and how this
impacts on investment certainty. Also, the way in
which incentives are offered is critical, for example
via energy service companies, electrical network
operators, natural gas suppliers or network operators
or to individual house owners. Schröder reported that
in Denmark, there are 65 fuel cell mCHP installations,
and in France there are 832, mainly in industry.
Most fuel cells oxidise hydrogen gas using atmos-
pheric air to produce electric power and water.
Hydrogen is generally obtained either by reforming
natural gas or liquid hydrocarbons, or by electrolysis
of water using surplus electrical energy. In recent
years there has been great interest in reforming diesel
fuel both for military and commercial purposes,
since it uses an existing supply infrastructure. The
pgms are often used in reforming reactions and also
in downstream hydrogen purification.
In a talk entitled ‘Experimental and Computational
Investigations of a Compact Steam Reformer for
Fuel Oil and Diesel Fuel’, Melanie Grote (OWI Oel-
Waerme-Institut GmbH, Germany) described the opti-
misation of a compact steam reformer for light fuel
oil and diesel fuel, providing hydrogen for PEM fuel
cells in stationary or mobile auxiliary applications.
Their reformer is based on a catalytically-coated
micro heat exchanger which thermally couples the
reforming reaction with catalytic combustion, and
also generates superheated steam for the reaction
(see FFiigguurree 33). Since the reforming process is sen-
sitive to reaction temperatures and internal flow
patterns, the reformer was modelled using a commer-
cial computational fluid dynamics (CFD) modelling
code in order to optimise its geometry. Fluid flow,
heat transfer and chemical reactions were consid-
ered on both sides of the heat exchanger. The model
was successfully validated with experimental data
from reformer tests with 4 kW, 6 kW and 10 kW ther-
mal inputs of low sulfur light fuel oil and diesel fuel.
In further simulations the model was used to investi-
gate co-flow, counter-flow and cross-flow conditions
along with inlet geometry variations for the reformer.
The experimental results show that the reformer
design used for the validation allows inlet tempera-
tures lower than 500ºC because of its internal super-
heating capability. The simulation results indicate
that another two co-flow configurations provide fast
superheating and high fuel conversion rates. The
temperature increase inside the reactor is influenced
by the inlet geometry on the combustion side. In
current investigations the optimised geometry con-
figurations are being tested in downscaled reformer
prototypes in order to verify the simulation results.
Because of the great detail of their model, the effect
of mass transfer limitations on reactor performance
can now be investigated. Hydrogen of 73% concen-
tration is typically produced.
Successful extraction of hydrogen from heavy
hydrocarbons largely depends on the development
of new catalysts with high thermal stability and
improved resistance to coke formation and sulfur
poisoning. A new range of ruthenium-containing
perovskite oxide catalysts is being examined for
diesel fuel reforming. In a talk entitled ‘Hydrogen Pro-
duction by Oxidative Reforming of Diesel Fuel over
Catalysts Derived from LaCo1−xRuxO3 (x = 0.01–0.4)’,
110 © 2011 Johnson Matthey
doi:10.1595/147106711X554503 •Platinum Metals Rev., 2011, 5555, (2)•
Fig. 3. Steam reformer with superheater forsupplying hydrogen to a PEM fuel cell(Reprinted from M. Grote et al., (7), withpermission from Elsevier)
Noelia Mota (Instituto de Catálisis y Petroleoquímica
del Consejo Superior de Investigaciones Científicas
(CSIC), Spain) explained how under reforming con-
ditions these LaCo oxides form well-dispersed cobalt
metallic particles over a matrix of lanthana. This
increases hydrogen formation and prevents deactiva-
tion by coke and sulfur. To improve the activity and
stability of LaCoO3-derived catalysts, structural and
electronic modifications can be introduced by
partial substitution of Co by other transition metals,
and among these, ruthenium is a highly effective cat-
alyst. This work studied the influence of the partial
substitution of Co over the physicochemical proper-
ties of LaCo1−xRuxO3 perovskite where x = 0, 0.01,
0.05, 0.1, 0.2 or 0.4 and the effect on the structure
and activity of the derived catalysts in the reforming
of diesel fuel to produce hydrogen. There was an
increase in the rate of hydrogen production associ-
ated with the higher ruthenium content.
Fuel Cell Systems and Applications
The fourteen member countries of the International
Energy Agency Hydrogen Implementing Agreement
(IEA–HIA) have been instrumental in summarising
and disseminating information on integrated fuel cell
and electrolyser systems. In a keynote presentation
entitled ‘Evaluation of Some Hydrogen Demonstra-
tion Projects by IEA Task 18’, Maria Pilar Argumosa
(Instituto Nacional de Técnica Aeroespacial (INTA)
Spain) summarised some of their findings since the
programme was established in 2003. In addition to
establishing a database of demonstration projects
worldwide, the programme has reported in detail on
lessons learned from several demonstrations of
hydrogen distribution systems. The project concen-
trated on fuel cells in the power range 2–15 kW and
exceptionally up to 150 kW. PEM and alkaline elec-
trolysers were studied as hydrogen generators. No
safety incidents occurred during the project,
although the fuel cells tested showed relatively high
performance degradation in field operation. Capital
costs of electrolysers are still high, and maintenance
costs for some systems have ranged up to €15,000 per
year although the warranty protocol was stipu-
lated to be less than €3000 per year for the first
three years. Electrolysers ranged from 50% to 65%
efficiency based on the higher heating value of
the fuel.
Future electrical networks will need active distrib-
uted units able to ensure services like load following,
back-up power, power quality disturbance compen-
sation and peak shaving. In his talk ‘PEM Fuel Cells
Analysis for Grid Connected Applications’, Francesco
Sergi (Consiglio Nazionale delle Ricerche, Italy) out-
lined their investigation of PEM fuel cell systems as
components of power networks. The paper high-
lighted the performances of PEM fuel cells using MEAs
supplied by ETEK containing 30% Pt on Vulcan XC,
and their behaviour during grid connected opera-
tion, particularly the phenomena of materials degra-
dation that can appear in these applications. Several
tests were conducted both on fuel cell systems and
single cells to compare the performances obtained
with DC and AC loads. Power drawn by single phase
grids contains low frequency fluctuations which
cause a large ripple on the stack output current.
During tests on single cells, degradation of the MEA
catalysts has been observed due to these dynamic
loads. A dedicated inverter designed to minimise
the ripple current effect on the fuel cell stack has
enabled durability tests to be performed on a 5 kW
Nuvera PowerFlowTM PEM fuel cell system which
showed no decay in the ohmic region of operation of
the cell after 200 hours, even with the fuel cell sys-
tems operating on the utility grid.
Materials handling using forklift vehicles is proving
to be one of the most exciting early markets for fuel
cells, with over 70 publicly reported demonstration
programmes since 2005 (8). In this application, life-
time and reliability are key parameters. A typical
forklift work cycle is characterised by heavy and fast
variations in power demand, for example additional
power is required during lifting and acceleration.
This is not ideal for a fuel cell and hence it is pre-
ferred to form a hybrid with an energy store. In his
talk ‘Integrated Fuel Cell Hybrid Test Platform in
Electric Forklift’, Henri Karimäki (VTT Technical
Research Centre of Finland) described how a hybrid
power source has been developed for a large coun-
terweight forklift consisting of a pgm-catalysed PEM
fuel cell, ultracapacitors and lead-acid batteries. The
project was carried out in two phases, firstly in the
laboratory with an 8 kW PEM fuel cell, a lead-acid bat-
tery and ultracapacitor to validate the system, then a
second generation 16 kW hybrid system was built into
a forklift truck (FFiigguurree 44). The latter power source
consisted of two 8 kW NedStack platinum-catalysed
PEM fuel cells with two 300 ampere-hour (Ah) lead-
acid batteries and two Maxwell BOOSTCAP® 165F
48V ultracapacitors, providing 72 kW of power.
111 © 2011 Johnson Matthey
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Hydrogen for the PEM fuel cell is stored on board in
metal hydride canisters connected in common with
the liquid cooling circuit. The energy stores were
connected directly in parallel without intermediate
power electronics to achieve a simple structure and
avoid conversion losses. Drawbacks of this arrange-
ment include limited ultracapacitor utilisation and
lack of direct control over the load profile seen by
the PEM fuel cell. The fuel cell voltage varied from
96 V to 75 V during operation. Control system hard-
ware and software were developed in-house and are
available as open source. The 16 kW system was
tested both in the laboratory with an artificial load
and outdoors installed in a real forklift (Kalmar
ECF556) utilising regenerative braking. After start-up
from warm indoor conditions, outdoor driving tests
were performed in typical southern Finnish winter
weather (−5ºC to −15ºC). The experimental results
allow direct comparison of system performance to
the original lead-acid battery installation.
Many submarines currently under construction are
being fitted with fuel cell power plants and existing
boats are being retrofitted, following pioneering work
by Siemens in Germany and United Technologies
Corporation in the USA. A contract has been awarded
by the Spanish Ministry of Defence to design, develop
and validate an air-independent propulsion (AIP)
system as part of the new S-80 submarine. This pro-
gramme was described by A. F. Mellinas (Navantia SA,
Spain). It is intended that S-80 submarines will exhibit
many performance features currently only available
in nuclear-powered attack boats, including three-
week underwater endurance and the possibility of
firing cruise missiles while submerged. The system is
based on an on-board reformer supplying hydrogen
to a fuel cell power module. Their system will operate
as a submarine battery charger, generating regulated
electrical power to allow long submerged periods.
This application imposes the strictest safety con-
straints while performing under the most demanding
naval requirements including shock, vibration and a
marine environment. It is also intended to combine
high reliability with a minimum acoustic signature to
provide a stealthy performance.
Fuel cell/electrolyser systems are being actively
developed as a means to support astronauts on the
surface of the moon, as explained by Yoshitsugu Sone
(Japan Aerospace Exploration Agency (JAXA)). JAXA
is developing a regenerative fuel cell system that
can be applied to aerospace missions (FFiigguurree 55). For
lunar survival, a large energy store is essential to
allow for the 14 day-14 night lunar cycle. The limited
energy density of the lithium-ion secondary cells
(currently 160–180 Wh kg−1, and likely to be less than
300 Wh kg−1 even in the future) means that over a
tonne of batteries would be needed to last the lunar
night, even for modest power demands.
Initially, PEM fuel cell systems that can be operated
under isolated low-gravity and closed environments
have been studied. Subsystems and operating meth-
ods such as closed gas circulation, with the working
gases in a counter-flow configuration, and a dehydra-
tor were developed to simplify assembly of the fuel
cell system. Fuel cells were combined with electroly-
sers and water separators to form regenerative fuel
cell systems, and the concept has been demonstrated
112 © 2011 Johnson Matthey
doi:10.1595/147106711X554503 •Platinum Metals Rev., 2011, 5555, (2)•
PEM fuel cells Lead-acidbatteries
Ultra-capacitors
Brakeresistor
Fig. 4. Hybrid forklift powersource with 2 PEM fuel cellstacks (total fuel cell peakpower 16 kW); 2 lead-acidbattery packs (total batterycapacity 24 kWh); 2 ultraca-pacitor modules (capacity~72 kWs assuming 20%utilisation). Hybrid systempeak power in the forklift is~50 kWe (Reprinted from‘Integrated PEMFC HybridTest Platform for IndustrialVehicles’, Fuel Cell Seminar2010, 18th–21st October2010, San Antonio, Texas,USA, by courtesy ofT. Keränen, VTT TechnicalResearch Centre of Finland)
for 1000 hours in an isolated, closed environment.
Practical performance has also been demonstrated,
initially using a thermal vacuum chamber, and also in
a stratospheric balloon in August 2008.
In addition to separate fuel cell stacks and elec-
trolysers, JAXA has developed a regenerative fuel
cell, where the polymer electrolyte fuel cell is com-
bined with the electrolyser to fulfil both functions.
A 100 W-class regenerative fuel cell has been built
and demonstrated as a breadboard model for over
1000 hours. A 17 cell stack of 27 cm2 electrodes pro-
vides an output of 100 W at 12 V, while in the electrol-
ysis mode,‘charging’ is at 28 V.
Fuel Cell Electrochemistry
One of the main challenges facing PEM fuel cells is to
increase the three-phase interface between catalysts,
electrolyte and gases, in order to thrift the amount
of pgm catalyst required. These catalysts are typically
platinum nanoparticles uniformly dispersed on porous
carbon support materials also of nanometre scale. In
her talk entitled ‘Synthesis of New Catalyst Design for
Proton Exchange Membrane Fuel Cell’, Anne-Claire
Ferrandez (Commissariat à l’énergie atomique (CEA)
Le Ripault, France) described grafting polymeric syn-
thon to the surfaces of the platinum nanoparticles,
allowing creation of new architectures of catalyst
layers that promote both ionic conduction between
the solid electrolyte and electronic conduction to the
carbon support. The resulting materials appear to be
oxidation resistant and stable to voltage cycling up
to +1.0 V. By adjusting synthesis parameters, it is
possible to optimise the electrical, chemical and mass
transfer properties of the electrodes and also reduce
the platinum content.
For automotive applications of PEM fuel cells, the
US Department of Energy has published a target
platinum loading of less than 0.2 mg cm−2 for com-
bined anode and cathode by 2015, with performance
characteristics equating to a platinum content of
0.125 g kW−1 by this date (FFiigguurree 66). This is most
likely to be achieved by optimising a combination
of parameters including catalyst, electrode and mem-
brane structures as well as operating conditions. Ben
Millington (University of Birmingham, UK) described
their efforts in a talk entitled ‘The Effect of Fabrication
Methods and Materials on MEA Performance’. Various
methods and materials have been used in the fabri-
cation of catalyst coated substrates (CCSs) for mem-
brane electrode assemblies (MEAs). Different solvents
(ethylene glycol, glycerol, propan-2-ol, tetrahydrofu-
ran and water), Nafion® polymer loadings (up to
1 mg cm−2) and anode/cathode Pt loadings have
been used in the preparation of catalyst inks
deposited onto various gas diffusion layers (GDLs)
sourced from E-TEK, Toray and Freudenberg, and the
performance of the resulting MEAs were reported.
Several methods of CCS fabrication such as painting,
screen printing, decal and ultrasonic spraying were
investigated. All MEAs produced were compared to
both commercial MEAs and gas diffusion electrodes
(GDEs). They found that MEA performance was dra-
matically affected by the solvent type, the deposi-
tion method of the catalyst ink on the GDE, the GDE
113 © 2011 Johnson Matthey
doi:10.1595/147106711X554503 •Platinum Metals Rev., 2011, 5555, (2)•
Charge
Charge
Charge
Charge
Charge
Discharge
Discharge
Discharge
Discharge
Discharge Discharge
Charge
Electrolyser Fuel cell Unitised regenerative fuel cell
Unitised regenerative fuel cellSeparated type regenerative fuel cell
O2 O2
H2O H2O
H2 H2
Fig. 5. Schematic of the concept for a 100 W regenerative fuel cell system for use in lunarand planetary missions (Reprinted from Y. Sone, (7), with permission from Elsevier)
type (woven or nonwoven), the drying process and
the amount of Nafion® added to the GDE during
fabrication. Currently, the university is able to pro-
duce MEAs with similar performance to commercial
products.
More widespread commercial development of fuel
cells has identified new challenges such as the effects
of impurities in fuel supplies and the atmospheres in
which the devices have to operate. One of these has
been studied in detail at the Technical University of
Denmark, and the results were presented in a paper
by Syed Talat Ali entitled ‘Effect of Chloride Impurities
on the Performance and Durability of PBI
(Polybenzimidazole)-Based High Temperature
PEMFC’. Chlorides derived from sea salt are present in
the atmosphere as an aerosol in coastal areas and salt
is also used for deicing roads in many countries dur-
ing winter. Small traces of chlorides may originate
from phosphoric acid in the PBI membrane and from
platinum chloride precursors used to prepare some
platinum catalysts, while substrate carbons such as
Cabot Vulcan® XC72R carbon black contain trace
impurities. The possible effect of halogen ions on
platinum catalysts are unknown, since they may pro-
mote dissolution as complex ions, thereby enhancing
metal oxidation and re-deposition processes. The
group’s present work is devoted to a systematic study
at temperatures from 25ºC to 180ºC. Firstly, determi-
nation of the chloride content of Pt-based catalysts
was carried out using ion chromatography. Secondly,
the effect of chloride on the dissolution of a smooth
Pt electrode was studied in 85% phosphoric acid at
70ºC using cyclic voltammetry. It was found that the
presence of chlorides is likely to be very harmful to
the long-term durability of acid doped PBI-based
high-temperature PEM fuel cells.
Materials for Fuel Cells
The pgms are also finding applications in hydrogen
generation by water electrolysis as a means of reduc-
ing electrode overvoltage and thereby improving
operating efficiency. This represents not only a clean
method of hydrogen production, but also an efficient
and convenient way of storing surplus energy from
renewable sources such as solar, wind and hydroelec-
tric power. In his talk ‘An Investigation of Iridium
Stabilized Ruthenium Oxide Nanometer Anode
Catalysts for PEMWE’, Xu Wu (Newcastle University,
UK) described the synthesis and characterisation
of these catalysts. The electrochemical activity of
RuxIr1−xO2 materials in the range 0.6 < x < 0.8 was
investigated. A nanocrystalline rutile structure solid
solution of iridium oxide in ruthenium oxide was
identified. When x was 0.8, 0.75, and 0.7, RuxIr1−xO2
exhibited remarkable catalytic activity, while increas-
ing the amount of iridium resulted in improved stabil-
ity. A PEM water electrolysis (PEMWE) single cell
achieved a current density of 1 A cm−2 at 1.608 V with
Ru0.7Ir0.3O2 on the anode, a Pt/C catalyst on the
cathode and Nafion® 117 as the membrane.
Cell and Stack Technology
Considerable progress has been made in develop-
ing high-temperature solid polymer electrolyte
fuel cells, with particular advances in membrane
technology.
In a keynote presentation entitled ‘High Tempera-
ture Operation of a Solid Polymer Electrolyte Fuel Cell
Stack Based on a New Ionomer Membrane’, Antonino
S.Aricó (Consiglio Nazionale delle Ricerche – Istituto
di Tecnologie Avanzate per l’Energia (CNR-ITAE),
Italy) gave details of tests on PEM fuel cell stacks as
part of the European Commission’s Sixth Framework
114 © 2011 Johnson Matthey
doi:10.1595/147106711X554503 •Platinum Metals Rev., 2011, 5555, (2)•
Fig. 6. Status of estimatedtotal pgm content in fuelcell stacks from 2005 to2009 compared to DOEtargets (J. Spendelow,K. Epping Martin andD. Papageorgopoulos,‘Platinum Group MetalLoading’, DOE HydrogenProgram Record No. 9018,US Department of Energy,Washington, DC, USA,23rd March, 2010)
Programme ‘Autobrane’ project. These were assem-
bled with Johnson Matthey Fuel Cells and SolviCore
MEAs based on the AquivionTM E79-03S short-side
chain (SSC) ionomer membrane, a chemically sta-
bilised perfluorosulfonic acid membrane developed
by Solvay Solexis (FFiigguurree 77). An in-house prepared
catalyst consisting of 50% Pt on Ketjen black was used
for both anode and cathode, applied at 67 wt% cata-
lyst with a Pt loading of 0.3 mg cm–2. Electrochemical
experiments with fuel cell short stacks were performed
under practical automotive operating conditions at
absolute pressures of 1–1.5 bar and temperatures
ranging up to 130ºC, with relative humidity varying
down to 18%. The stacks using large area (360 cm2)
MEAs showed elevated performance in the tempera-
ture range from ambient to 100ºC, with a cell power
density in the range of 600–700 mW cm−2, with a mod-
erate decrease above 100ºC. The performances and
electrical efficiencies achieved at 110ºC (cell power
density of about 400 mW cm−2 at an average cell
voltage of about 0.5–0.6 V) are promising for automo-
tive applications. Duty-cycle and steady-state galvano-
static experiments showed excellent stack stability
for operation at high temperature.
Poster Exhibits
The poster session was combined with an evening
reception to maximise the time available for oral
papers and over 200 posters were offered. These
included a wide range of applications of the pgms in
fuel processing, fuel cell catalysis and sensors. There
were a considerable number of posters featuring the
preparation and uses of pgm fuel cell catalysts, which
were too numerous to mention in detail.
Several posters featured preparation of Pt and PtRu
catalysts supported on carbon nanofibres. It is evi-
dent that while materials such as graphitised carbon
nanofibres can be highly stable and oxidation resist-
ant, with existing catalyst preparation techniques it is
difficult to make high surface area, uniform platinum
dispersions which can compete with catalysts on more
conventional carbon supports such as Vulcan® XC72.
One poster which highlighted this difficulty was
‘Durability of Carbon Nanofiber Supported Electro-
catalysts for Fuel Cells’, by David Sebastián et al.
(Instituto de Carboquímica, CSIC, Spain).
Other posters featured studies of the effects of
carbon monoxide on high-temperature PEM fuel
cells, and the effects of low molecular weight
contaminants on direct methanol fuel cell (DMFC)
performance. Studies are also in progress on more
fundamental aspects such as catalyst/support interac-
tions, for example ‘Investigation of Pt Catalyst/Oxide
Support Interactions’, by Isotta Cerri et al. (Toyota
Motor Europe, Belgium).
Summary
Conclusions from the Fuel Cells Science and Technol-
ogy 2010 conference were summed up by José Luis
García Fierro (Instituto de Catálisis y Petroleoquímica,
CSIC, Spain). He remarked that the high level of inter-
est in the conference partly reflects more strict envi-
ronmental laws combined with the high prices of gas
and oil (oil was US$75 per barrel at the time of the
conference), emphasising the need for the best possi-
ble efficiency in utilising fuels. Biofuels appear to be
making a more limited market penetration than orig-
inally expected. He also mentioned that of the posters
exhibited at the conference, no fewer than 45 involved
PEM fuel cell catalysts and components, direct
methanol and direct ethanol fuel cells. One poten-
tially large market for fuel cells is in shipping, where
marine diesel engines currently produce 4.5% of the
nitrogen oxides (NOx) and 1% of particulates from all
mobile sources. This becomes a sensitive issue, espe-
cially when vessels are in port. The marine market
consists of some 87,000 vessels, the majority of which
have propulsion units of less than 2 MWe. Among the
actions currently in progress to promote exploitation
of hydrogen technology and fuel cells are hydrogen
115 © 2011 Johnson Matthey
doi:10.1595/147106711X554503 •Platinum Metals Rev., 2011, 5555, (2)•
Fig. 7. Polymer structure of long side-chain Nafion®
and short side chain AquivionTM perfluorosulfonicionomer membranes (Reprinted from A. Stassiet al., (7), with permission from Elsevier)
refuelling stations for vehicles together with codes
and standards for the retail sales of hydrogen fuel,
with support for early market opportunities.
References1 D. S. Cameron, Platinum Metals Rev., 2003, 4477, (1), 28
2 D. S. Cameron, Platinum Metals Rev., 2005, 4499, (1), 16
3 D. S. Cameron, Platinum Metals Rev., 2007, 5511, (1), 27
4 D. S. Cameron, Platinum Metals Rev., 2009, 5533, (3), 147
5 The Grove Fuel Cell Symposium: http://www.grovefuelcell.
com/ (Accessed on 5th January 2011)
6 Fuel Cells Science and Technology: http://www.
fuelcelladvances.com/ (Accessed on 5th January 2011)
7 J. Power Sources, 2011, articles in press
8 V. P. McConnell, Fuel Cells Bull., 2010, (10), 12
The Reviewer
Donald Cameron is an independentconsultant on fuel cells and electrolysers,specialising in electrocatalysis.
116 © 2011 Johnson Matthey
doi:10.1595/147106711X554503 •Platinum Metals Rev., 2011, 5555, (2)•
Reviewed by Judith Kinnaird
School of Geosciences, University of the Witwatersrand,
Private Bag 3, 2050 Wits, South Africa;
EE--mmaaiill:: jjuuddiitthh..kkiinnnnaaiirrdd@@wwiittss..aacc..zzaa
Every few years an International Platinum Symposium
is organised to provide a forum for discussion of
the geology, geochemistry, mineralogy and benefici-
ation of major and minor platinum group element
(PGE) deposits worldwide. The theme of the 11th
International Platinum Symposium, which took place
in Sudbury, Canada, from 21st–24th June 2010 (1),
was “PGE in the 21st Century: Innovations in
Understanding Their Origin and Applications to
Mineral Exploration and Beneficiation”.
Participants from mining and exploration compa-
nies, geological surveys, consulting companies and
universities on all continents attended to listen to
85 papers and read 54 posters. Such meetings nor-
mally take place every four years although it is five
years since the previous meeting in Oulu, Finland in
2005, with a smaller interim meeting held in India.
The organisation was impeccable throughout, for
field trips, poster sessions, the social programme
and the main conference. The committee was led by
Professor C. Michael Lesher (Laurentian University,
Canada), Edward Debicki (Geoscience Laboratories,
Canada), Pedro Jugo (Laurentian University), James
Mungall (University of Toronto, Canada) and Heather
Brown (Ontario Geological Survey, Canada). Sudbury
proved an excellent venue, a mining town that has
developed into a pleasant tree-rich area that has
overcome all the earlier issues of environmental
degradation.
Delegates were told in an overview of the global
pgm industry that the Bushveld Complex in South
Africa and the Norilsk deposit in Russia together
account for roughly 90% of newly mined platinum
and 85% of newly mined palladium supply. The
Stillwater Complex in the USA is a significant source
of palladium but not platinum, while the Great Dyke
in Zimbabwe offers the possibility of significant
expansion (FFiigguurree 11). Russian stockpiles of palladium
are thought to be nearly exhausted, but recycling is
growing rapidly to become another dominant source
of supply. Demand for platinum, palladium and the
117 © 2011 Johnson Matthey
•Platinum Metals Rev., 2011, 5555, (2), 117–123•
11th International PlatinumSymposium “PGE in the 21st Century: Innovations in Understanding Their Origin and Applications toMineral Exploration and Beneficiation”
doi:10.1595/147106711X554512 http://www.platinummetalsreview.com/
other pgms is expected to grow strongly, however, and
new deposits of PGEs are of interest as possible
sources of future supply. It is therefore interesting that
the PGEs attract just 2% of overall global exploration
spending, which is focused on Africa, Canada and
Russia.
It was therefore not surprising that several recent
discoveries of deposits of PGEs around the world
were discussed at this meeting, with much progress
made towards understanding their geological origins
and their potential for exploitation as future ore
bodies. Existing deposits were also discussed, but data
on grades were sometimes lacking, and data were
presented as tenors (i.e. the grade calculated in 100%
sulfide only). Other studies focused on experimental
measurements, analytical techniques and results,
new geochemical criteria for the identification of
PGE-enriched deposits, characterisation of platinum
group mineral assemblages and the processes that
extract platinum from ore.
Papers of particular interest have been collated
and summarised below, according to geographical
region. All abstracts are available on the conference
website (1). It is important to note that there are six
platinum group elements (PGEs): platinum, palla-
dium, rhodium, iridium, osmium and ruthenium.
Geologists use the term ‘PGM’ to mean platinum
group minerals as the PGEs occur in minerals rather
than metallic form in natural deposits, whereas metal-
lurgists use ‘pgm’ to mean platinum group metals.
118 © 2011 Johnson Matthey
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Snake’s Head
Zambesi Mobile Belt
Ngezi
Unki
Mimosa
Hartley PlatinumSSoo
uutthh
CChhaamm
bbeerr
Mhondoro and Zinca
MusengeziSubchamber
Harare
Selous
Bulawayo
Harare
Zimbabwe
craton
200 km
km
0 50 100
NNoorrtt
hh CC
hhaamm
bbeerr
East
Dyk
e
East
Dyk
e
North M
arginal Zone
of the Lim
popo Belt
South
ern
sate
llite
sW
edza
Subch
amber
Selu
kwe
Subch
amber
Sebak
we
Subch
amber
Dar
wen
dal
eSu
bch
amber
Mafic sequence
Ultramafic sequence
Satellite dykes
Craton & cover rocks
Mobile belts
Major faults & fractures
29ºE 31ºE
19ºS
18ºS
16ºS
17ºS
Fig. 1. Large-scale map ofthe Great Dyke inZimbabwe, showing majorlithological subdivisionsand areas of currentexploitation. The GreatDyke is the largest resourceof platinum outside theBushveld Complex ofSouth Africa. Its size hasencouraged activeexploration and mining,and in 2010 there werethree major mines inoperation and severalintensive explorationinitiatives (Courtesy ofA. H. Wilson andA. J. du Toit, from ‘GreatDyke Platinum in the Regionof Ngezi Mine, Zimbabwe:Characteristics of the MainSulphide Zone andVariations that AffectMining’, 11th InternationalPlatinum Symposium,Sudbury, Ontario, Canada,21st–24th June, 2010)
Southern Africa
The opening day of the symposium focused on South
Africa’s Bushveld Complex and Zimbabwe’s Great
Dyke, as is fitting for the largest producers of platinum.
For the Bushveld, chromitite layers were described
from at least six cyclic units of ultramafic Lower Zone
in the northeastern limb, that have previously been
regarded as Marginal Zone but no platinum grades
were given. Profiles of PGEs through chromitites in
the layered mafic-ultramafic suite showed that plat-
inum per unit metre through the complex was highest
in the north west.The atypical stratigraphic sequence
of the ‘contact-type’ basal nickel-copper-PGE mineral-
isation of the satellite Sheba’s Ridge at the western
extremity of the eastern limb is unique with discontin-
uous UG2 Reef and Merensky Reef analogues above
a basal ‘Platreef’-style sulfide-rich ore body with
grades of <2 parts per million (ppm) Pt and <2.5 ppm
Pd and a Pt:Pd ratio typically ∼0.5, in contrast to the
UG2 and Merensky Reefs of the western and eastern
limbs where platinum exceeds palladium.This ratio is
similar to that for the composite Platreef of the north-
ern limb, which is up to 500 m thick. The Platreef also
does not correlate closely with the Merensky Reef
although the Platreef was shown to be the same age.
In the Great Dyke of Zimbabwe, PGEs are con-
tained in the stratiform Main Sulphide Zone near the
top of the ultramafic succession. In this zone there is
a consistent pattern of a lower Pd-enriched subzone
(Pt:Pd ratio of 0.7:1) with Pd <2 ppm and an upper
Pt-enriched subzone (Pt:Pd ratio of 2.5:1) with values
of Pt up to 4 ppm, which are separated by a narrow
transition zone.
North America and Canada
The Midcontinent Rift in North America, which has
been known for its undeveloped low-grade dissemi-
nated deposits, may become the next major Cu-Ni-
PGE mining district as several new, higher-grade dis-
coveries have been made which together have in situ
metal values over US$325 billion. The bulk of these
resources have been discovered in or near the
Duluth Complex in northeastern Minnesota, USA,
and include the following:
• The Nokomis deposit: a large, PGE-rich dissemi-
nated sulfide deposit with a reported estimate of
5 million ounces of Pt and nearly 10 million
ounces of Pd;
• The Current Lake Complex near Thunder Bay
in Ontario, Canada: a Pt-rich disseminated to
net-textured sulfide deposit. Disseminated Cu-Ni-
Pt-Pd sulfide mineralisation is hosted within a
tubular to tabular magma conduit with local high
grade zones (4.5 ppm Pt, 4.3 ppm Pd, 1.0% Cu
and 0.6% Ni) and 14 m of higher-grade net-
textured and massive sulfide near the base of the
intrusion which averages 16.2 ppm Pt, 13.9 ppm
Pd, 3.5% Cu and 1.2% Ni;
• The Eagle deposit in Michigan: a high-grade mas-
sive to net-textured ore body with a reported
resource estimated at 4.05 megatonnes (Mt) at
an average grade of 0.73 ppm Pt, 0.47 ppm Pd,
2.9% Cu and 3.57% Ni;
• The Tamarack deposit in Minnesota: similarly a
high-grade massive to net-textured ore body.
All these deposits have higher Pt:Pd ratios (com-
monly ≥1:1) than the ‘typical’ Duluth Complex dis-
seminated deposits (where ratios are typically ≤1:2).
Such discoveries, which are regarded as analogous to
Norilsk in Russia, have led to significant exploration
in the region for similar conduit-style ores.
In ancient Archaean rocks of northern Ontario, the
recently discovered Eagle’s Nest Ni-Cu-PGE minerali-
sation is interpreted as a feeder conduit beneath an
extensive complex of sills and related volcanic rocks
with pools of massive sulfide at or near the lower con-
tact. The Archaean Blackbird chromite-bearing sill
found in the James Bay Lowlands in 2008 is a sill-
hosted chromite deposit analogous to the Kemi
deposit in Finland. The chromitites have no sulfides,
and PGE grades are low.
Canada’s East Bull Lake intrusive suite hosts sever-
al contact-style Cu-Ni-PGE occurrences within several
of the larger intrusions, most notably in the River
Valley area. Grades of up to 25 parts per billion (ppb)
Pt and 33 ppb Pd were described for some of the
intrusions.
The West Raglan Ni-Cu-PGE project, in the early
Proterozoic Cape Smith Fold Belt of northern
Quebec, hosts several economic Ni-Cu-PGE sulfide
deposits (such as Xstrata’s Raglan deposits) and sev-
eral more recent discoveries (Goldbrook Ventures’
Mystery prospect and Canadian Royalties’ Mesamax
deposit, for example). Nickel sulfide deposits are
spatially associated with mafic-ultramafic sills and
intrusive complexes. Since 2003, drilling of the
Raglan trend has identified several discrete miner-
alised lenses at West Raglan which include a 36.43 m
interval at a grade of 2.54 ppm PGEs, 1.1% Cu and
2.66% Ni.
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The PGE deposits of the Lac des Iles Complex in
Canada (the Roby, Twilight and High-Grade Zones)
differ from most other PGE deposits as they occur in
a small, concentrically-zoned mafic intrusion rather
than in a large layered intrusion and the ore zone is
∼900 m by 700 m in size and open at depth rather
than thin and tabular. Pentlandite controls 30% of
whole-rock palladium, the rest is present as PGMs.
In spite of more than a century of mining in the
Sudbury district of Canada, new discoveries are still
being made. The principal styles of Cu-Ni sulfide
mineralisation that have been mined are:
(a) in the Sublayer at the lower contact of the
Sudbury Igneous Complex;
(b) in quartz diorite Offset Dykes (with grades of <10
ppm Pt and <10 ppm Pd); and
(c) the Frood-Stobie Breccia Belt.
However, in the past 20 years, there has been a pro-
gressive shift towards mining footwall deposits that
are enriched in Cu, Ni and PGEs. The recently recog-
nised ‘low-sulfide’ Cu-Ni-PGE systems represent the
most Pt- and Pd-enriched mineralisation type within
the footwall in the North and East Ranges of the 1.85
Ga complex (FFiigguurree 22((aa))). When present, mineralisa-
tion is generally peripheral to footwall deposits and
can also occur in the footwall immediately adjacent
to Cu-rich portions of the offset ore bodies. The
newly-discovered Capre 3000 mineralised zone in the
East Range has PGE abundances similar to other
North Range footwall vein-style systems. These are
associated with sulfides at a brecciated contact
between granite and gneiss. In the South Range, the
109 FW Zone low-sulfide deposit is a new discovery
in the footwall of the Crean Hill Mine adjacent to a
previously exploited contact sulfide deposit (FFiigguurree
22((bb))).
Russia and Northern Finland
The Kemi intrusion in northern Finland hosts the
largest economic chrome deposits outside the
Bushveld Complex but PGEs are low in abundance,
with a maximum combined Pt and Pd grade of <50
ppb and typical grades ranging between about 20–30
ppb in the lower half and <10 ppb in the upper half
of the intrusion. By contrast, the Kievey ore body in
the Fedorovo-Pansky layered mafic intrusion of the
Kola Peninsula in Russia has a combined Pt, Pd
and Au grade varying from 0.8 ppm to 18.2 ppm
(Pd:Pt = 6.7) with an average Cu grade of 0.15% and
Ni grade of 0.13%.
New information on the geology and PGE mineral-
isation of two other intrusions of the Kola region was
presented. The Volchetundra layered mafic intrusion
is 40 km long and 2–4 km wide, with marginal and
irregular sulfide-rich lenses in the steeply-dipping
eastern contact zone. These are up to 30 m thick with
PGE grades ranging from 0.1–3.7 ppm (typically
0.1–0.3 ppm) and Pd:Pt ratios from 2–5, although
sulfide-rich pods with higher-grade (up to 5 ppm)
PGEs have been delineated. In addition, reef-type
mineralisation in layered gabbro-gabbronorite of the
Main Zone is 1–18 m thick, with low to no sulfides,
PGE grades from 2–20 ppm and Pd:Pt ratios of 0.4–1.
The lenticular shaped Monchatundra layered intru-
sion extends over almost 500 km2 and ranges in com-
position from dunite to anorthosite. The ‘Frequently
Interlayered Zone’ within the mafic-ultramafic part
of the intrusion has disseminated sulfides (usually
0.5–2%, but locally up to 30%) and PGE mineralisa-
tion. The zone varies up to 130 m in thickness but
the ore-bearing interval ranges from 0.3 m to 42 m,
typically between 3 m and 18 m. The PGE grade
varies between 1.5–3.5 ppm with Pd:Pt ratios of 1.5–3.
Several papers reviewed aspects of the world class
Cu-Ni-PGE deposits of the Norilsk mafic-ultramafic
intrusions in Siberia. All important resources are
concentrated in three intrusions: the Talnakh,
Kharaelakh, and Norilsk 1 (Krivolutskaya) massifs.
The newly-discovered Cu-Ni-PGE Maslovskoe deposit
in the north of the Norilsk Trough comprises a
Northern intrusion which is very similar to the
Norilsk 1 massif and may be a southwest branch, and
a separate Southern Maslovsky intrusion. Both massifs
contain disseminated ores and veins and belong to
the Norilsk Intrusive Complex.The veinlet-disseminat-
ed ores of the Northern Maslovskoe deposit are
enriched in up to 25 ppm PGEs.
China
The Jinchuan nickel-copper deposit is the third largest
magmatic sulfide deposit in the world. It occurs in a
small, dyke-like ultramafic intrusion (6500 m × 400 m ×1100 m) in the western margin of the Northern China
Craton. Mineralisation is disseminated, net textured
or massive according to sulfide content. PGE abun-
dances are given in TTaabbllee II.
Brazil
Several favourable settings for Ni-Cu-PGE deposits
in Brazil include numerous large layered intrusions
120 © 2011 Johnson Matthey
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121 © 2011 Johnson Matthey
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Massive sulfide
Low sulfide PGE-Au
Disseminated Ni sulfide
Undifferentiated gneiss
Granite breccia
Sudbury breccia
Sudbury igneous complex
Diabase
Granite
Fault m
0 250
AA
DD
BB
CC
AABBCCDD
Contact
Footwall type
Low sulfide
Capre footwall
New discovery
(a)
(b)
Inclusion massive/
breccia sulfide
Siliceous zone
Disseminated Ni-Cu sulfide
Low sulfide, high PGE
mineralisation
Metasediments
Metavolcanic
Sudbury breccia
Granite
Quartz diorite
Norite
Trap dyke
Shear zone
Surface
Surface
DD
BB
AACC
AABBCCDD
Contact
Footwall type
Breccia belt type
109 FW
New discovery
0 100
Fig. 2. Composite cross-sections of typical geological settings for Footwall Deposits of PGEs and sulfidein the Sudbury Igneous Complex, Canada, in (a) the North and East Range and (b) the South Range (Courtesyof P. C. Lightfoot and M. C. Stewart, from ‘Diversity in Platinum Group Element (PGE) Mineralization atSudbury: New Discoveries and Process Controls’, 11th International Platinum Symposium, Sudbury, Ontario,Canada, 21st–24th June, 2010)
in cratonic areas, several clusters or lineaments
of mafic and mafic-ultramafic intrusions where
feeder dykes and the lowermost parts of layered
intrusions are exposed, a continental-scale province
of flood basalts, and several areas of extensive komati-
itic magmatism in Precambrian greenstone belts.
The Fortaleza de Minas komatiite-hosted Ni-Cu
deposit is quoted as an estimated resource of 6 Mt at
grades of 0.7 ppm combined Pt, Pd and Au, 0.4% Cu
and 2.5% Ni. The layered mafic-ultramafic lithologies
of the Tróia Unit of the Cruzeta Complex in north-
eastern Brazil have been the focus of platinum explo-
ration for more than 30 years. Local chromitite
horizons, 0.3 m to 3 m thick, contain up to 8 ppm Pt
and 21 ppm Pd.
Other Occurrences
Komatiite-hosted Ni-Cu deposits with PGEs from
Australia and Canada were discussed. PGE-bearing
chromitites from eastern Cuba and elsewhere were
described. Data from the Al’Ays ophiolite complex in
Saudi Arabia have shown that podiform chromitites
with high PGE concentrations (above 1.4 ppm) also
have distinctive minor element concentrations that
provide an improved fingerprint for further explo-
ration. The Ambae chromites of the Vanuatu Arc in
the south-west Pacific have grades of 75.8 ppb Rh,
52.1 ppb Ir, 36.8 ppb Os and 92.6 ppb Ru, whereas
Pd, Pt and Au are below the detection limit. These
values account for 56% of the Ir, over 90% of the
Ru and 22% of the Rh present in the Ambae lavas.
Reconnaissance studies of the PGEs potential of four
chromite mining districts in southern Iran showed
that chromites have concentrations of 6 PGEs (com-
bined Pt, Pd, Rh, Ir, Os and Ru) from 57 ppb to
5183 ppb with an average of 456 ppb.
New Discoveries
New Cu-Au-PGE mineralisation was reported from the
Togeda macrodyke in the Kangerlussuaq region of
East Greenland. A metasediment-hosted deposit from
Craignure, Inverary, in Scotland hosts sulfide mineral-
isation with PGE concentrations locally exceeding
3 ppm and, although small, this raises the possibility
of other metasediment-hosted Ni-Cu-PGE mineralisa-
tion in Scotland. Amphibolites and their weathered
equivalents on the northwest border of the Congo
Craton in South Cameroon have a PGEs plus Au con-
tent of 53 ppb to 121 ppb. The Pd:Pt ratios are ∼ 3.
Ni-Cu-PGE mineralisation was described from the
Gondpipri area of central India but Ni and Cu domi-
nate and PGE content is low.
Process Mineralogy in the Platinum
Industry and Future Trends
This was perhaps a new topic for these events.
Laser ablation inductively coupled plasma mass
spectrometry (LA-ICP-MS) mapping provides critical
information on the distribution of the PGEs in and
around magmatic sulfides and is useful in charac-
terising PGE deposits. As an example of the insights
that can be gained with this technique, new data
for samples from the Merensky Reef and Norilsk-
Talnakh show that the behaviour of Pt is very differ-
ent from that of Pd and Rh, which are generally
hosted by pentlandite. Pt often forms a plethora of
discrete phases in association with the trace and
semi-metals. The variable distribution of these phases
has implications for geometallurgical models and
PGE recoveries.
While the PGEs are most often concentrated in
sulfide minerals such as pyrrhotite, pentlandite and
chalcopyrite, there were several reports at the
122 © 2011 Johnson Matthey
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TTaabbllee II
PPllaattiinnuumm GGrroouupp EElleemmeenntt AAbbuunnddaanncceess ooff tthhee JJiinncchhuuaann DDeeppoossiitt iinn CChhiinnaa
OOrree ttyyppee PPllaattiinnuumm PPaallllaaddiiuumm RRhhooddiiuumm IIrriiddiiuumm RRuutthheenniiuumm
ggrraaddee,, ppppbb ggrraaddee,, ppppbb ggrraaddee,, ppppbb ggrraaddee,, ppppbb ggrraaddee,, ppppbb
Disseminated 35.8–853 74.8–213 2.5–19.5 5.1–38.5 4.2–33.1
Net-textured 12.7–1757a 171–560 0.7–5.1 0.4–4.0 1.5–3.5
Massive 11.6–102 218–1215 78.1–201 211–644 91–553
aOne exceptional occurrence of 3343 ppb
123 © 2011 Johnson Matthey
symposium of pyrite hosting appreciable amounts of
Rh and Pt. Pyrite from the McCreedy and Creighton
deposits of Sudbury has a similar Os, Ir, Ru, Re
(rhenium) and Se (selenium) content to that of coex-
isting pyrrhotite and pentlandite, whereas Rh (at up
to 130 ppm), arsenic (up to 30 ppm), Pt and Au show
a stronger preference for pyrite than for pyrrhotite or
pentlandite. In the Canadian Cordilleran porphyry
copper systems, up to 90% of the Pd and Pt in miner-
alised samples occurs in pyrite.
Concluding Remarks
With reports of a number of new discoveries along-
side much new information on existing resources,
the 11th International Platinum Symposium pro-
vided the industry with the most comprehensive
overview yet of platinum group element deposits
worldwide. While many of these deposits have rela-
tively low grades of PGEs, they may still prove to be
viable and valuable sources of pgms in the future.
Exploration efforts are also expected to become more
efficient as a greater understanding of the geological
process behind the formation of PGE deposits is
gained.
Reference1 The 11th International Platinum Symposium at Laurentian
University: http://11ips.laurentian.ca/Laurentian/Home/
Departments/Earth+Sciences/NewsEvents/11IPS/ (Accessed
on 7th January 2011)
The Reviewer
Judith Kinnaird is a Professor ofEconomic Geology at the School ofGeosciences at the University of theWitwatersrand, South Africa, andDeputy Director of the University’sEconomic Geology Research Institute(EGRI). Her research interests includeBushveld Complex magmatism andmineralisation especially of thePlatreef in the northern limb, whileher research team is currentlyconducting studies on chromititegeochemistry, mineralogy and PGEgrade distribution; tenor variations;zircon age-dating; Lower Zonemineralogy and geochemistry of theBushveld Complex in South Africa.
doi:10.1595/147106711X554512 •Platinum Metals Rev., 2011, 5555, (2)•
By John W. Arblaster
Wombourne, West Midlands, UK;
E-mmail: [email protected]
This is the fifth in a series of reviews on the circum-
stances surrounding the discoveries of the isotopes
of the six platinum group elements. The first review
on platinum isotopes was published in this Journal
in October 2000 (1), the second on iridium isotopes in
October 2003 (2), the third on osmium isotopes in
October 2004 (3) and the fourth on palladium isotopes
in April 2006 (4).
Naturally Occurring RhodiumIn 1934, at the University of Cambridge’s Cavendish
Laboratory, Aston (5) showed by using a mass spec-
trograph that rhodium appeared to consist of a single
nuclide of mass 103 (103Rh). Two years later Sampson
and Bleakney (6) at Princeton University, New Jersey,
using a similar instrument, suggested the presence of
a further isotope of mass 101 (101Rh) with an abun-
dance of 0.08%. Since this isotope had not been dis-
covered at that time, its existence in nature could not
be discounted. Then in 1943 Cohen (7) at the
University of Minnesota used an improved mass spec-
trograph to show that the abundance of 101Rh must be
less than 0.001%. Finally in 1963 Leipziger (8) at the
Sperry Rand Research Center, Sudbury, Massachusetts,
used an extremely sensitive double-focusing mass
spectrograph to reduce any possible abundance to
less than 0.0001%. However by that time 101Rh had
been discovered (see Table I) and although shown to
be radioactive, no evidence was obtained for a long-
lived isomer. This demonstrated conclusively that
rhodium does in fact exist in nature as a single
nuclide: 103Rh.
Artificial Rhodium IsotopesIn 1934, using slow neutron bombardment, Fermi
et al. (9) identified two rhodium activities with half-
lives of 50 seconds and 5 minutes. A year later the
same group (10) refined these half-lives to 44 seconds
and 3.9 minutes. These discoveries were said to be
‘non-specific’ since the mass numbers were not
124 © 2011 Johnson Matthey
•Platinum Metals Rev., 2011, 55, (2), 124–134•
The Discoverers of the RhodiumIsotopesThe thirty-eight known rhodium isotopes found between 1934 and 2010
doi:10.1595/147106711X555656 http://www.platinummetalsreview.com/
determined, although later measurements identified
these activities to be the ground state and isomeric
state of 104Rh, respectively. In 1940 Nishina et al.
(11, 12), using fast neutron bombardment, identified
a 34 hour non-specific activity which was later identi-
fied as 105Rh. In 1949 Eggen and Pool (13) confirmed
the already known nuclide 101Pd and identified the
existence of a 4.7 day half-life rhodium daughter
product. They did not comment on its mass although
the half-life is consistent with the isomeric state of101
Rh. Eggen and Pool also identified a 5 hour half-life
activity which was never subsequently confirmed.
Activities with half-lives of 4 minutes and 1.1 hours,
obtained by fast neutron bombardment, were identi-
fied by Pool, Cork and Thornton (14) in 1937 but
these also were never confirmed.
Although some of these measured activities repre-
sent the first observations of specific nuclides, the
exact nuclide mass numbers were not determined
and therefore they are not considered to represent
actual discoveries. They are however included in
the notes to Table I. The first unambiguous identifi-
cation of a radioactive rhodium isotope was by
Crittenden in 1939 (15) who correctly identified
both 104Rh and its principal isomer. Nuclides where
only the atomic number and atomic mass number
were identified are considered as satisfying the dis-
covery criteria.
Discovery DatesThe actual year of discovery is generally considered
to be that when the details of the discovery were
placed in the public domain, such as manuscript
dates or conference report dates. However, complica-
tions arise with internal reports which may not be
placed in the public domain until several years after
the discovery, and in these cases it is considered that
the historical date takes precedence over the public
domain date. Certain rhodium isotopes were discov-
ered during the highly secretive Plutonium Project of
the Second World War, the results of which were not
actually published until 1951 (16) although much of
the information was made available in 1946 by Siegel
(17, 18) and in the 1948 “Table of Isotopes”(19).
Half-LivesSelected half-lives used in Table I are generally those
accepted in the revised NUBASE evaluation of
nuclear and decay properties in 2003 (20) although
literature values are used when the NUBASE data are
not available or where they have been superseded by
later determinations.
125 © 2011 Johnson Matthey
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Table I
The Discoverers of the Rhodium Isotopes
Mass numberaa Half-llife Decay Year of Discoverers References Notesmodes discovery
89 psb EC + β+ ? 1994 Rykaczewski et al. 21, 22
90 15 ms EC + β+ 1994 Hencheck et al. 23 A
90m 1.1 s EC + β+ 2000 Stolz et al. 24 A
91 1.5 s EC + β+ 1994 Hencheck et al. 23 B
91m 1.5 s IT 2004 Dean et al. 25 B
92 4.7 s EC + β+ 1994 Hencheck et al. 23 C
92m 0.5 s IT? 2004 Dean et al. 25 C
93 11.9 s EC + β+ 1994 Hencheck et al. 23 D
94 70.6 s EC + β+ 1973 Weiffenbach, Gujrathi and Lee 26
94m 25.8 s EC + β+ 1973 Weiffenbach, Gujrathi and Lee 26
95 5.02 min EC + β+ 1966 Aten and Kapteyn 27
95m 1.96 min IT, EC + β+ 1974 Weiffenbach, Gujrathi and Lee 28
Continued
126 © 2011 Johnson Matthey
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Table I
The Discoverers of the Rhodium Isotopes (Continued)
Mass numberaa Half-llife Decay Year of Discoverers References Notesmodes discovery
96 9.90 min EC + β+ 1966 Aten and Kapteyn 27
96m 1.51 min IT, EC + β+ 1966 Aten and Kapteyn 27
97 30.7 min EC + β+ 1955 Aten and de Vries-Hamerling 29
97m 46.2 min EC + β+, IT 1971 Lopez, Prestwich and Arad 30
98 8.7 min EC + β+ 1955 Aten and de Vries-Hamerling 29 E
98m 3.6 min EC + β+ 1966 Aten and Kapteyn 31
99 16.1 d EC + β+ 1956 Hisatake, Jones and Kurbatov 32 F
99m 4.7 h EC + β+ 1952 Scoville, Fultz and Pool 33
100 20.8 h EC + β+ 1944 Sullivan, Sleight and Gladrow 34, 35 G
100m 4.6 min IT, EC + β+ 1973 Sieniawski 36
101 3.3 y EC 1956 Hisatake, Jones and Kurbatov 32 F
101m 4.34 d EC, IT 1944 Sullivan, Sleight and Gladrow 34, 37 G
102 207.0 d EC + β+, β− 1941 Minakawa 38
102m 3.742 y EC + β+, IT 1962 Born et al. 39
103 Stable – 1934 Aston 5
103m 56.114 min IT 1943 (a) Glendenin and Steinberg (a) 40, 41 H
(b) Flammersfeld (b) 42
104 42.3 s β− 1939 Crittenden 15 I
104m 4.34 min IT, β− 1939 Crittenden 15 I
105 35.36 h β− 1944 (a) Sullivan, Sleight and Gladrow (a) 34, 43 J
(b) Bohr and Hole (b) 44
105m 42.9 s IT 1950 Duffield and Langer 45
106 30.1 s β− 1943 (a) Glendenin and Steinberg (a) 40, 41 K
(b) Grummitt and Wilkinson (b) 46
(c) Seelmann-Eggebert (c) 47
106m 2.18 h β− 1955 Baró, Seelmann-Eggebert 48 L
and Zabala
107 21.7 min β− 1954 (a) Nervik and Seaborg (a) 49 M
(b) Baró, Rey and (b) 50
Seelmann-Eggebert
108 16.8 s β− 1955 Baró, Rey and 50 N
Seelmann-Eggebert
108m 6.0 min β− 1969 Pinston, Schussler and Moussa 51
Continued
127 © 2011 Johnson Matthey
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Table I
The Discoverers of the Rhodium Isotopes (Continued)
Mass numberaa Half-llife Decay Year of Discoverers References Notesmodes discovery
109 1.33 min β− 1969 Wilhelmy et al. 52, 53
110 28.5 s β− 1969 (a) Pinston and Schussler (a) 54
(b) Ward et al. (b) 55
110m 3.2 s β− 1963 Karras and Kantele 56
111 11 s β− 1975 Franz and Herrmann 57
112 3.4 s β− 1969 Wilhelmy et al. 52, 53
112m 6.73 s β− 1987 Äystö et al. 58
113 2.80 s β− 1988 Penttilä et al. 59
114 1.85 s β− 1969 Wilhelmy et al. 52, 53
114m 1.85 s β− 1987 Äystö et al. 58
115 990 ms β− 1987 Äystö et al. 60, 61
116 680 ms β− 1987 Äystö et al. 58, 60, 61
116m 570 ms β− 1987 Äystö et al. 58, 60, 61
117 394 ms β− 1991 Penttilä et al. 62
118 266 ms β− 1994 Bernas et al. 63 O
119 171 ms β− 1994 Bernas et al. 63 P
120 136 ms β− 1994 Bernas et al. 63 Q
121 151 ms β− 1994 Bernas et al. 63 P
122 psb β− ? 1997 Bernas et al. 64
123 psb β− ? 2010 Ohnishi et al. 65 See Figures 1
and 2
124 psb β− ? 2010 Ohnishi et al. 65 See Figures 1
and 2
125 psb β− ? 2010 Ohnishi et al. 65 See Figures 1
and 2
126 psb β− ? 2010 Ohnishi et al. 65 See Figures 1
and 2
am = isomeric state bps = particle stable (resistant to proton and neutron decay)
128 © 2011 Johnson Matthey
doi:10.1595/147106711X555656 •Platinum Metals Rev., 2011, 55, (2)•
Fig. 1. The superconducting ring cyclotron (SRC) in the Radioactive Isotope Beam Factory (RIBF) at theRIKEN Nishina Center for Accelerator-Based Science where the newest isotopes of palladium, rhodiumand ruthenium were discovered (65) (Copyright 2010 RIKEN)
Dr Toshiyuki Kubo
Toshiyuki Kubo is the team leader of the Research Group at RIKEN.
He was born in Tochigi, Japan, in 1956. He received his BS degree
in Physics from The University of Tokyo in 1978, and his PhD
degree from the Tokyo Institute of Technology in 1985. He joined
RIKEN as an Assistant Research Scientist in 1980, and was promot-
ed to Research Scientist in 1985 and to Senior Research Scientist
in 1992. He spent time at the National Superconducting Cyclotron
Laboratory of Michigan State University in the USA as a visiting
physicist from 1992 to 1994. In 2001, he became the team leader for
the in-flight separator, dubbed ‘BigRIPS’, which analyses the frag-
ments produced in the RIBF. He was promoted to Group Director
of the Research Instruments Group at the RIKEN Nishina Center in
2007. He is in charge of the design, construction, development and
operation of major research instruments, as well as related infra-
structure and equipment, at the RIKEN Nishina Center. His current
research focuses on the production of rare isotope beams, in-flight
separator issues, and the structure and reactions of exotic nuclei.
Fig. 2. Dr Toshiyuki Kubo(Copyright 2010 RIKEN)
129 © 2011 Johnson Matthey
doi:10.1595/147106711X555656 •Platinum Metals Rev., 2011, 55, (2)•
Notes to Table I
A 90Rh and 90mRh Hencheck et al. (23) only proved that the isotope was particle stable. Stolz et al.
(24) in 2000 identified both the ground state and an isomer. The half-life deter-
mined by Wefers et al. in 1999 (66) appears to be consistent with the ground
state. The discovery by Hencheck et al. is nominally assigned to the ground state.
B 91Rh and 91mRh Hencheck et al. (23) only proved that the isotope was particle stable. Wefers et al.
(66) first determined a half-life in 1999 but Dean et al. (25) remeasured the half-
life in 2004 and identified both a ground state and an isomer having identical
half-lives within experimental limits. The discovery by Hencheck et al. is nominally
assigned to the ground state.
C 92Rh and 92mRh Hencheck et al. (23) only proved that the isotope was particle stable. Wefers et al.
(66) incorrectly determined the half-life in 1999 with more accurate values being
determined by both Górska et al. (67) and Stolz et al. (24) in 2000. Dean et al.
(25) showed that these determinations were for the ground state and not for the
isomeric state which they also identified. The discovery by Hencheck et al. is nomi-
nally assigned to the ground state.
D 93Rh Hencheck et al. (23) only proved that the isotope was particle stable. Wefers et al.
in (66) incorrectly measured the half-life in 1999 with more accurate values being
obtained by both Górska et al. (67) and Stolz et al. (24) in 2000.
E 98Rh Aten et al. (68) observed this isotope in 1952 but could not decide if it was96Rh or 98Rh.
F 99Rh and 101Rh Farmer (69) identified both of these isotopes in 1955 but could not assign mass
numbers.
G 100Rh and 101mRh For these isotopes the 1944 discovery by Sullivan, Sleight and Gladrow (34) was
not made public until its inclusion in the 1948 “Table of Isotopes” (19).
H 103mRh Although both Glendenin and Steinberg (40) and Flammersfeld (42) discovered
the isomer in 1943 the results of Glendenin and Steinberg were not made public
until their inclusion in the 1946 table compiled by Siegel (17, 18).
I 104Rh and 104mRh Both the ground state and isomer were first observed by Fermi et al. (9) in 1934
and by Amaldi et al. (10) in 1935 as non-specific activities. Pontecorvo (70, 71)
discussed these activities in detail but assigned them to 105Rh. EC + β+ was also
detected as a rare decay mode (0.45% of all decays) in 104Rh by Frevert,
Schöneberg and Flammersfeld (72) in 1965.
J 105Rh For this isotope the 1944 discovery by Sullivan, Sleight and Gladrow (34) was not
made public until its inclusion in the 1946 table of Siegel (17, 18). The isotope
was first identified by Nishina et al. (11, 12) in 1940 as a non-specific activity.
K 106Rh The discovery by Glendenin and Steinberg (40) in 1943 was not made public until
Continued
130 © 2011 Johnson Matthey
doi:10.1595/147106711X555656 •Platinum Metals Rev., 2011, 55, (2)•
Some of the Terms Used for This Review
Atomic number The number of protons in the nucleus.
Mass number The combined number of protons and neutrons in the nucleus.
Nuclide and isotope A nuclide is an entity containing a unique number of protons and neutrons in the
nucleus. For nuclides of the same element the number of protons remains the same
but the number of neutrons may vary. Such nuclides are known collectively as the
isotopes of the element. Although the term isotope implies plurality it is sometimes
used loosely in place of nuclide.
Isomer/isomeric state An isomer or isomeric state is a high energy state of a nuclide which may decay
by isomeric transition (IT) as described in the list of decay modes below, although
certain low-lying states may decay independently to other nuclides rather than the
ground state.
Half-life The time taken for the activity of a radioactive nuclide to fall to half of its previous
value.
Electron volt (eV) The energy acquired by any charged particle carrying a unit (electronic) charge when it
falls through a potential of one volt, equivalent to 1.602 × 10–19 J. The more useful
unit is the mega (million) electron volt (MeV).
Notes to Table I (Continued)
its inclusion in the 1946 table of Siegel (17, 18) and therefore the discovery of this
isotope by both Grummitt and Wilkinson (46) and Seelmann-Eggebert (47) in
1946 are considered to be independent.
L 106mRh Nervik and Seaborg (49) also observed this isotope in 1955 but tentatively
assigned it to 107Rh.
M 107Rh First observed by Born and Seelmann-Eggebert (73) in 1943 as a non-specific
activity and also tentatively identified by Glendenin (74, 75) in 1944.
N 108Rh Although credited with the discovery, the claim by Baró, Rey and Seelmann-
Eggebert (50) is considered to be tentative and a more definite claim to the
discovery was made by Baumgärtner, Plata Bedmar and Kindermann (76)
in 1957.
O 118Rh Bernas et al. (63) only confirmed that the isotope was particle stable. The half-life
was first determined by Jokinen et al. (77) in 2000.
P 119Rh and 121Rh Bernas et al. (63) only confirmed that the isotopes were particle stable. The half-
lives were first determined by Montes et al. (78) in 2005.
Q 120Rh Bernas et al. (63) only confirmed that the isotope was particle stable. The half-life
was first determined by Walters et al. (79) in 2004.
131 © 2011 Johnson Matthey
doi:10.1595/147106711X555656 •Platinum Metals Rev., 2011, 55, (2)•
Decay Modes
α Alpha decay is the emission of alpha particles which are 4He nuclei. Thus the atomic
number of the daughter nuclide is two lower and the mass number is four lower.
β– Beta or electron decay for neutron-rich nuclides is the emission of an electron (and an
anti-neutrino) as a neutron in the nucleus decays to a proton. The mass number of the
daughter nuclide remains the same but the atomic number increases by one.
β+ Beta or positron decay for neutron-deficient nuclides is the emission of a positron (and a neutrino)
as a proton in the nucleus decays to a neutron. The mass number of the daughter nuclide remains
the same but the atomic number decreases by one. However this decay mode cannot occur unless
the decay energy exceeds 1.022 MeV (twice the electron mass in energy units). Positron decay is
always associated with orbital electron capture (EC).
EC Orbital electron capture in which the nucleus captures an extranuclear (orbital) electron
which reacts with a proton to form a neutron and a neutrino, so that, as with positron
decay, the mass number of the daughter nuclide remains the same but the atomic number
decreases by one.
IT Isomeric transition in which a high energy state of a nuclide (isomeric state or isomer)
usually decays by cascade emission of γ (gamma) rays (the highest energy form of electromagnetic
radiation) to lower energy levels until the ground state is reached.
p Proton decay in which a proton is emitted from the nucleus so both the atomic number and mass
number decrease by one. Such a nuclide is said to be ‘particle unstable’.
n Neutron decay in which a neutron is emitted from the nucleus so the atomic number remains
the same but the atomic mass is decreased by one. Such a nuclide is said to be ‘particle
unstable’.
Erratum: In the previous reviews (1–4) the alpha and beta decay modes were described in terms of ‘emittance’. This should
read ‘emission’.
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72 L. Frevert, R. Schöneberg and A. Flammersfeld, Z. Phys.,1965, 185, (3), 217
73 H. J. Born and W. Seelmann-Eggebert,Naturwissenschaften, 1943, 31, (35–36), 420
74 L. E. Glendenin, National Nuclear Energy Series, DivisionIV, Plutonium Project Report M-CN-2184, September1944, p. 11
75 L. E. Glendenin, Paper 115: ‘Short-Lived Ruthenium-Rhodium Decay Chains’, in “Radiochemical Studies: TheFission Products”, eds. C. D. Coryell and N. Sugarman,Vol. 2, National Nuclear Energy Series, Plutonium ProjectRecord, Division IV, Vol. 9, McGraw-Hill, New York,1951, pp. 849–852
76 F. Baumgärtner, A. Plata Bedmar and L. Kindermann,Z. Naturforsch., 1958, 13a, 53
133 © 2011 Johnson Matthey
doi:10.1595/147106711X555656 •Platinum Metals Rev., 2011, 55, (2)•
77 A. Jokinen, J. C. Wang, J. Äystö, P. Dendooven,S. Nummela, J. Huikari, V. Kolhinen, A. Nieminen,K. Peräjärvi and S. Rinta-Antila, Eur. Phys. J. A, 2000,9, (1), 9
78 F. Montes, A. Estrade, P. T. Hosmer, S. N. Liddick, P. F.Mantica, A. C. Morton, W. F. Mueller, M. Ouellette,E. Pellegrini, P. Santi, H. Schatz, A. Stolz, B. E. Tomlin,O. Arndt, K.-L. Kratz, B. Pfeiffer, P. Reeder, W. B. Walters,A. Aprahamian and A. Wöhr, Phys. Rev. C, 2006, 73, (3),035801
79 W. B. Walters, B. E. Tomlin, P. F. Mantica, B. A. Brown,J. Rikovska Stone, A. D. Davies, A. Estrade, P. T. Hosmer,N. Hoteling, S. N. Liddick, T. J. Mertzimekis, F. Montes,A. C. Morton, W. F. Mueller, M. Ouellette, E. Pellegrini,P. Santi, D. Seweryniak, H. Schatz, J. Shergur and A. Stolz,Phys. Rev. C, 2004, 70, (3), 034314
The Author John W. Arblaster is interested inthe history of science and theevaluation of the thermodynamic andcrystallographic properties of theelements. Now retired, he previouslyworked as a metallurgical chemist in anumber of commercial laboratoriesand was involved in the analysis of awide range of ferrous and non-fer-rous alloys.
134 © 2011 Johnson Matthey
doi:10.1595/147106711X555656 •Platinum Metals Rev., 2011, 55, (2)•
Reviewed by Stewart Brown
Johnson Matthey Precious Metals Marketing,Orchard Road, Royston, Hertfordshire SG8 5HE, UK;
E-mmail: [email protected]
Introduction“Asymmetric Catalysis on Industrial Scale: Challenges,
Approaches and Solutions”, edited by Hans-Ulrich
Blaser and Hans-Jürgen Federsel, builds and
expands upon its first edition, which was published
in 2004 (1). The second edition provides the reader
with a comprehensive examination of the industrially
important aspects of asymmetric catalysis, an area of
organic chemistry that introduces chirality (a mole-
cule that is non-superimposable upon its mirror
image) to a molecule.This is especially important for
pharmaceuticals, as biologically active compounds
are often chiral molecules.
One of the book’s co-editors, Hans-Ulrich Blaser,
is currently Chief Technology Officer at Solvias in
Basel, Switzerland, having previously spent twenty
years at Ciba and three years at Novartis.The other co-
editor, Hans-Jürgen Federsel, is Director of Science for
Pharmaceutical Development at AstraZeneca in
Sweden. He is recognised as a specialist in process
research and development where he has worked for
over 30 years.
The monograph is divided into 28 chapters, each
containing stand-alone case studies of a particular
chemical or biocatalytic process. This makes the text
very easy to dip in and out of, or alternatively to look
for specific examples of interest. The book highlights
real world processing issues, showing how each has
been tackled and solved by the authors. The main
aim of this book is to show that asymmetric catalysis
is not merely the preserve of academic research;
rather, it is a large-scale production tool for industrial
manufacturing. However, just as importantly it pro-
vides support and ideas for those suffering with simi-
lar issues in optimising industrial syntheses.
The reader of this book is required to have a rela-
tively advanced knowledge of organic chemistry in
order to fully appreciate the complexities of the vast
range of reactions covered. It is aimed primarily at
135 © 2011 Johnson Matthey
•Platinum Metals Rev., 2011, 55, (2), 135–139•
“Asymmetric Catalysis on IndustrialScale”, 2nd EditionEdited by Hans-Ulrich Blaser (Solvias AG, Switzerland) and Hans-Jürgen Federsel(AstraZeneca, Sweden), Wiley-VCH, Weinheim, Germany, 2010, 580 pages,ISBN: 978-3-527-32489-7, £140, €168, US$360 (Print version); e-ISBN: 9783527630639,doi:10.1002/9783527630639 (Online version)
doi:10.1595/147106711X558310 http://www.platinummetalsreview.com/
postgraduate level and particularly at those involved
in the pharmaceutical and process chemistry indus-
tries.The book combines both organic chemistry and
biochemistry in almost equal measure and so a good
understanding of biological compounds and reac-
tions is also required.
Asymmetric Catalysis by thePlatinum Group MetalsThe chapters are written by a grand total of 87 dif-
ferent authors from a plethora of pharmaceutical
companies around the world, as well as a few chemi-
cals companies and universities. The lengths of the
chapters are such that a solid overview is provided,
without overloading the reader with information. All
reaction schemes are well drawn and are generally
complemented with graphs and spectra of the synthe-
sised compounds, as well as some photographs and
process flow sheets to demonstrate some very elegant
engineering solutions. Furthermore, the chapters are
well referenced, allowing easy access to further infor-
mation and literature should the reader so require.
Due to the broad scope of this book, in terms of
the variety of reactions and processes covered, this
review will only focus on those involving platinum
group metal (pgm) catalysts. It will not cover non-
pgm catalytic processes or those involving biologi-
cal catalysis, of which there are many interesting
examples.
In terms of coverage, as expected in this particular
field, the pgms feature heavily throughout, with one
or more of the metals being referred to in 17 of the
28 chapters. In fact, Chapter 20, which examines
asymmetric hydrogenation for the design of drug
substances, features all five of the pgms that are
most widely used for catalytic applications: platinum,
palladium, rhodium, iridium and ruthenium.
Interestingly, the book is arranged by process rather
than perhaps a more orthodox method of segmenting
by catalyst type or chemical transformation. The rea-
soning behind this is that it enables readers to find
out how particular issues have been solved on a
process level, which should prove useful to the indus-
trial practitioner.
The chapters are grouped into three sections:
• Part I:‘New Processes for Existing Active
Compounds (APIs)’;
• Part II:‘Processes for Important Building Blocks’;
• Part III:‘Processes for New Chemical Entities
(NCEs)’.
Throughout this book the importance of process
development and scale-up, taking laboratory-scale
products to pilot plant and subsequently full-scale
production of active, pure products is impressed
upon the readers.
The range of enantioselective catalysis shown in
this book highlights the growing importance of
developing more selective, active and ultimately
more cost-effective processes for the production of
specific biologically active compounds.
New Processes for Existing Active CompoundsThe first section of the book contains five chapters,
each of which examines either new catalysts or new
routes to produce existing compounds for such prod-
ucts as cholesterol-lowering, cough-relieving or anti-
obesity drugs, as well as vitamins and indigestion
remedies. Asymmetric hydrogenations catalysed by
Ru, Ir or Rh feature heavily, especially in Chapter 2 in
which Kurt Püntener and Michelangelo Scalone
(F. Hoffmann-La Roche Ltd, Switzerland) present five
example syntheses showing how the hydrogenation
of different functional groups has led to significant
improvements in the production of active pharma-
ceutical intermediates (APIs).
Chapter 3 takes a detailed look at the use of asym-
metric hydrogenation in the production of (+)–biotin
(vitamin H). This compound has three stereocentres
that need to be controlled to produce the pure,
active compound that can produce full biological
activity in the body. The reader is led through the
history of biotin production (today a 100 tonne per
year industry) from the original eleven-step Goldberg-
Sternbach concept involving a palladium-catalysed
hydrogenation step, through to the much shorter and
more elegant Lonza process, utilising a rhodium-
catalysed asymmetric hydrogenation step (Scheme I).
The often lengthy reaction schemes are very well
drawn out and highlight the complexities associated
with this particular synthesis.
Chapter 5 covers the important reaction of asym-
metric ketone reduction, which despite being aca-
demically well understood poses significant issues
in complex biological molecules on an industrial
scale. This chapter highlights the groundbreaking
work by Ryoji Noyori, who won the 2001 Nobel Prize
in Chemistry with William S. Knowles for their work
on chiral hydrogenation reactions catalysed by Rh
and Ru complexes (2). This has influenced the work
in this chapter and much of the rest of the book.
136 © 2011 Johnson Matthey
doi:10.1595/147106711X558310 •Platinum Metals Rev., 2011, 55, (2)•
Andreas Marc Palmer (Nycomed GmbH, Germany)
and Antonio Zanotti-Gerosa (Johnson Matthey
Catalysis and Chiral Technologies, UK) tell the story of
how selectivity and activity can be tuned by the opti-
misation of ruthenium phosphine complexes such as
those shown in Figure 1 for large-scale reactions.
Processes for Important Building BlocksThe second section contains fourteen chapters cate-
gorised as new catalyst and process developments
for synthetically important building blocks, nine of
which mention pgms. Chapter 16 in particular
demonstrates the effectiveness of pgms with mention
given to Pd, Rh, Ir and Ru in a particularly in-depth
analysis of asymmetric transfer hydrogenation.
The technique of asymmetric transfer hydrogena-
tion is an important method for producing optically
active alcohols and amines (for example, Scheme II).
The authors spend considerable time in this chapter
discussing the reaction components before moving
on to some case studies to illustrate their use. This is
certainly one of the most detailed chapters, and it is
well supported by a series of tables, reaction schemes
and graphs.
Processes for New Chemical EntitiesThe final section is the least relevant in terms of
pgm use, with five of the remaining nine chapters not
featuring the metals. However, one of the stand-
out reviews in terms of pgm catalysis is Chapter 20.
137 © 2011 Johnson Matthey
doi:10.1595/147106711X558310 •Platinum Metals Rev., 2011, 55, (2)•
Scheme I. The Lonzaconcept: (+)-biotinprocess usingasymmetrichydrogenationcatalysed by arhodium(I) complex
Fig. 1. Two examplesof ruthenium phos-phine complexesused as catalysts forthe asymmetricreduction of ketones
This chapter, entitled ‘Enabling Asymmetric
Hydrogenation for the Design of Efficient Synthesis of
Drug Substances’ and written by Yongkui Sun, Shane
Krska, C. Scott Shultz and David M. Tellers (Merck &
Co, Inc, USA), includes examples of catalysed steps
involving platinum, palladium, rhodium, iridium and
ruthenium during the course of the text.
The chapter begins with an introduction once
again paying tribute to the great work by Knowles
and Noyori in the field of asymmetric hydrogenation.
It then talks about the work done by Merck chemists
to increase the use of asymmetric catalysis in drug
discovery programmes within the company.The chap-
ter drives home the key message that by identifying
and having a concerted effort to utilise and improve
a particular reaction, unprecedented progress could
be made.
Three detailed case studies born out of Merck’s
‘Catalysis Initiative’ are then recounted: laropiprant,
an API in the cholesterol-lowering drug TredaptiveTM;
taranabant, an API in the treatment of obesity; and
sitagliptin, an API in the treatment of type 2 diabetes
(Figure 2) (Scheme III). All three demonstrate the
vital importance of high-throughput screening to
optimise both catalyst and reaction conditions
within a constrained time-frame.The whole chapter is
a success story for the Merck ‘Catalysis Initiative’ and
should serve as inspiration to other companies in
the search for new methods for large-scale drug
production.
ConclusionsThis book contains a comprehensive examination of
a wide range of industrially important asymmetric
reactions. It clearly shows the difficulties and chal-
lenges associated with these reactions, and more
importantly how scientists and engineers have man-
aged to successfully overcome them. The pgms fea-
ture in a large proportion of the syntheses and
processes mentioned, with palladium-catalysed
hydrogenations and the work of Knowles and Noyori
being particularly significant.
The book is easy to read and well illustrated and
referenced throughout. The decision to group the
chapters by the nature of the process works well,
with the tables at the front of the book easily
directing readers to subjects of interest. The key aim
of this book, to show that asymmetric catalysis is not
merely the preserve of academic research, is driven
home in every chapter. The relevance of each reac-
tion and synthesis to the industrial environment is
made abundantly clear through a wide array of case
studies.
Overall, this book will be of interest to both indus-
trial specialists and academics as it contains a good
mix of chemistry and engineering. It provides com-
fort and inspiration to those working in this field
through the numerous success stories told and is
undoubtedly a useful source of potential contacts
for those struggling with a particular asymmetric
synthesis issue.
138 © 2011 Johnson Matthey
doi:10.1595/147106711X558310 •Platinum Metals Rev., 2011, 55, (2)•
Scheme II. Rhodium-catalysed asymmetrictransfer hydrogenation reactioninvestigated for the synthesis of a keyintermediate of duloxetine
Fig. 2. The structures of laropiprant, taranabant and sitagliptin
139 © 2011 Johnson Matthey
doi:10.1595/147106711X558310 •Platinum Metals Rev., 2011, 55, (2)•
“AsymmetricCatalysis onIndustrialScale”, 2ndEdition
References1 “Asymmetric Catalysis on Industrial Scale: Challenges,
Approaches and Solutions”, eds. H.-U. Blaser andE. Schmidt, Wiley-VCH, Weinheim, Germany, 2004
2 ‘Advanced Information on the Nobel Prize in Chemistry2001, Catalytic Asymmetric Synthesis’, The RoyalSwedish Academy of Sciences, Stockholm, Sweden,10th October, 2001
The ReviewerDr Stewart Brown graduated with an MChem(Hons) and a PhD in Chemistry from theUniversity of Liverpool, UK. He joined JohnsonMatthey in 2004 and spent 5 years as aProcess Development Chemist, involved in thescale-up of new catalysts and processes for theEmission Control Technologies business unit.In 2009 he transferred to Precious MetalsMarketing and is currently a Market Analystwithin the Market Research team, focusingon the chemical, electronics, automotive andpetroleum refining sectors.
Scheme III. First generation route to sitagliptin. BINAP = 2,2'-bis(diphenylphosphino)-1,1'-binaphthyl; EDC = N-(3-dimethylaminopropyl)-N‘-ethylcarbodiimide hydrochloride; DIAD = di-isopropyl azodicarboxylate;NMM = N-methylmorpholine
140 © 2011 Johnson Matthey
doi:10.1595/147106711X570631 •Platinum Metals Rev., 2011, 5555, (2), 140–141•
BOOKS
““HHeeaalltthhyy,, WWeeaalltthhyy,, SSuussttaaiinnaabbllee WWoorrlldd””
J. Emsley (UK), Royal Society ofChemistry, Cambridge, UK, 2010,248 pages, ISBN 978-1-84755-862-6,£18.99
The themes of this general read-
er book relate to the impor-
tance of chemistry in everyday
life, the benefits chemicals cur-
rently bring, and how the use of
chemicals can continue on a
sustainable basis. Topics cov-
ered include: health, food (the role of agrochemicals
and food chemists),water (drinking water; the seas as
a source of raw materials), fuels,plastics (can they be
sustainable?), cities and sport.
““MMooddeerrnn EElleeccttrrooppllaattiinngg””,, 55tthh EEddiittiioonn
Edited by M. Schlesinger (Universityof Windsor, Windsor, Ontario,Canada) and M. Paunovic (USA),John Wiley & Sons, Inc, Hoboken,New Jersey, USA, 2010, 736 pages,ISBN 978-0-470-16778-6, £100.00,€120.00, US$149.95; e-ISBN:9780470602638
This expanded new edition
places emphasis on electroplat-
ing and electrochemical plating in nanotechnolo-
gies, data storage and medical applications. It
includes chapters on ‘Palladium Electroplating’ and
‘Electroless Deposition of Palladium and Platinum’.
““PPhhaarrmmaacceeuuttiiccaall PPrroocceessss CChheemmiissttrryy””
Edited by T. Shioiri (Japan), K. Izawa(Ajinomoto Co, Inc, Japan) andT. Konoike (Shionogi & Co, Ltd,Japan), Wiley-VCH Verlag GmbH &Co KGaA, Weinheim, Germany, 2011,526 pages, ISBN 978-3-527-32650-1,£125.00, €150.00, US$210.00;e-ISBN 9783527633678
This book covers the basic
chemistry needed for future
developments and key tech-
niques in the pharmaceutical industry, as well as
morphology, engineering and regulatory issues.
Recent examples of industrial production of active
pharmaceutical ingredients are given. It includes
chapters on ‘Development of Palladium Catalysts for
Chemoselective Hydrogenation’, ‘Silicon-Based
Carbon–Carbon Bond Formation by Transition Metal
Catalysis’ and ‘Direct Reductive Amination with
Amine Boranes’.
JOURNALS
GGeeoosscciieennccee FFrroonnttiieerrss
Editor-in-Chief: X. X. Mo (ChinaUniversity of Geosciences (Beijing),China); China University ofGeosciences (Beijing), PekingUniversity and Elsevier BV; ISSN1674-9871
Geoscience Frontiers (GSF) is a
new quarterly journal under the
joint sponsorship of the China
University of Geosciences
(Beijing) and Peking University. Co-published with
Elsevier, GSF publishes original research articles and
reviews of recent advances in all fields of earth sci-
ences. Technical papers, case histories, reviews and
discussions are included.
GGrreeeennhhoouussee GGaasseess:: SScciieennccee aanndd TTeecchhnnoollooggyy
Edited by Mercedes Maroto-Valer(Centre for Innovation in CarbonCapture and Storage (CICCS), Uni-versity of Nottingham, UK) andCurtis Oldenburg (Geologic CarbonSequestration (GCS) Program,Lawrence Berkeley National Labora-tory, USA); Society of ChemicalIndustry and John Wiley & Sons, Ltd;e-ISSN 2152-3878
Greenhouse Gases: Science and Technology (GHG) is
a new quarterly online journal from the Society of
Chemical Industry (SCI) and Wiley. GHG is dedicated
to the management of greenhouse gases through cap-
ture, storage, utilisation and other strategies. GHG will
explore subject areas such as:
(a) Carbon capture and storage;
(b) Utilisation of carbon dioxide (CO2);
(c) Other greenhouse gases: methane (CH4), nitrous
oxide (N2O), halocarbons;
(d) Other mitigation strategies.
Publications in Brief
141 © 2011 Johnson Matthey
doi:10.1595/147106711X570631 •Platinum Metals Rev., 2011, 5555, (2)•
HHiigghh--TTeemmppeerraattuurree MMaatteerriiaallss
JOM, 2010, 6622, (10)
The theme of this issue of JOM
is high-temperature materials
which includes the following
four articles on the topic of
nickel-based superalloys:
TThhee TThheerrmmooddyynnaammiicc MMooddeelliinngg ooffPPrreecciioouuss--MMeettaall--MMooddiiffiieedd NNiicckkeellBBaasseedd SSuuppeerraallllooyyss
F. Zhang, J. Zhu, W. Cao, C. Zhang and Y. A. Chang, JOM,2010, 6622, (10), 35
PPrreecciioouuss--MMeettaall--MMooddiiffiieedd NNiicckkeell--BBaasseedd SSuuppeerraallllooyyss::MMoottiivvaattiioonn aanndd PPootteennttiiaall IInndduussttrryy AApppplliiccaattiioonnss
A. Bolcavage and R. C. Helmink, JOM, 2010, 6622, (10), 41
TThhee UUssee ooff PPrreecciioouuss--MMeettaall--MMooddiiffiieedd NNiicckkeell--BBaasseeddSSuuppeerraallllooyyss ffoorr TThhiinn GGaaggee AApppplliiccaattiioonnss
D. L. Ballard and A. L. Pilchak, JOM, 2010, 6622, (10), 45
AA CCoommbbiinneedd MMaappppiinngg PPrroocceessss ffoorr tthhee DDeevveellooppmmeenntt ooffPPllaattiinnuumm--MMooddiiffiieedd NNii--BBaasseedd SSuuppeerraallllooyyss
A. J. Heidloff, Z. Tang, F. Zhang and B. Gleeson, JOM, 2010,6622, (10), 48
2211sstt IInntteerrnnaattiioonnaall SSyymmppoossiiuumm oonn CChheemmiiccaall RReeaaccttiioonn
EEnnggiinneeeerriinngg ((IISSCCRREE 2211))
Ind. Eng. Chem. Res., 2010, 4499, (21),10153–11120
ISCRE 21 was held in
Philadelphia, Pennsylvania, USA,
from 13th–16th June 2010. The
symposium focused on the role
of chemical reaction engineer-
ing in addressing resource sus-
tainability, environmental and
life science challenges. The topics covered included
rational design of catalysts, computational catalysis,
reaction path analysis, dynamics of chemical reac-
tors, multiphase and reacting flows, environmental
reaction engineering, microreactors, membrane reac-
tors, process intensification, fuel cells, bioderived
chemicals and fuels, clean coal conversion processes,
CO2 capture and utilisation,hydrogen production and
utilisation, and novel functional materials. This ISCRE
21 special issue of Industrial & Engineering Chemistry
Research consists of Invited Perspectives by the
plenary speakers, as well as regular, full-length con-
tributed papers by the other authors.
RReecceenntt AAddvvaanncceess iinn tthhee iinn--ssiittuu CChhaarraacctteerriizzaattiioonn ooff
HHeetteerrooggeenneeoouuss CCaattaallyyssttss
Chem. Soc. Rev., 2010, 3399, (12),4541–5072
The 28 review articles of this
themed issue of Chemical
Society Reviews cover the advan-
tages, limitations, challenges
and future possibilities of in situ
characterisation techniques for
“elucidating the ‘genesis’ and
working principles of heterogeneous catalysts”. Bert
Weckhuysen (Inorganic Chemistry and Catalysis
Group, Debye Institute for Nanomaterials Science,
Utrecht University, The Netherlands) assembled this
issue on in situ characterisation of catalytic solids.
ON THE WEB
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Latest issue: Volume 3, Issue 01(November 2010)
Johnson Matthey Environ-
mental Catalysts and Tech-
nologies’ Global Emissions
Management (GEM) publi-
cation featuring developments in emissions control is
now online. Free subscription to GEM online allows
subscribers to:
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142 © 2011 Johnson Matthey
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CATALYSIS – APPLIED AND PHYSICAL
ASPECTS
CCoonnttrroolllleedd SSyynntthheessiiss ooff PPtt NNaannooppaarrttiicclleess vviiaa SSeeeeddiinngg
GGrroowwtthh aanndd TThheeiirr SShhaappee--DDeeppeennddeenntt CCaattaallyyttiicc AAccttiivviittyy
X. Gong, Y. Yang, L. Zhang, C. Zou, P. Cai, G. Chen and
S. Huang, J. Colloid Interface Sci., 2010, 335522, (2), 379–385
Octahedral,cuboctahedral,branched and ‘rice-like’Pt
NPs were synthesised using a seed-mediated growth
route. Pt NPs (3 nm) were prepared and dispersed in
oleyl amine to form a seed solution and then
Pt(acac)2 was added. By adjusting the molar ratio of
Pt from Pt(acac)2 and seed NPs, the seed diameter
and the addition route of Pt(acac)2, the NPs growth
could be controlled to fall into in a kinetic or thermo-
dynamic growth regime. The obtained NPs were
supported on C black (Vulcan XC-72). The catalysts
synthesised from branched NPs were found to have
higher catalytic activity and stability for the oxidation
of methanol.
PPyyrroopphhoorriicciittyy aanndd SSttaabbiilliittyy ooff CCooppppeerr aanndd PPllaattiinnuumm
BBaasseedd WWaatteerr--GGaass SShhiifftt CCaattaallyyssttss dduurriinngg OOxxiiddaattiivvee
SShhuutt--DDoowwnn//SSttaarrtt--UUpp
R. Kam, J. Scott, R. Amal and C. Selomulya, Chem. Eng. Sci.,
2010, 6655, (24), 6461–6470
In this investigation Cu/ZnO exhibited high levels of
pyrophoricity.This manifested as a sharp temperature
rise of the catalyst bed upon air introduction. Severe
sintering of the bulk and metallic phases of the cata-
lyst resulted in catalyst deactivation.No pyrophoricity
was observed for Pt-based catalysts; however, there
was sintering of the metallic phase in Pt/TiO2 and
Pt/ZrO2. Pt/CeO2 retained its activity, displaying no
loss in specific surface area or metal dispersion.
SShhaappee--SSeelleeccttiivvee FFoorrmmaattiioonn aanndd CChhaarraacctteerriizzaattiioonn ooff
CCaattaallyyttiiccaallllyy AAccttiivvee IIrriiddiiuumm NNaannooppaarrttiicclleess
S. Kundu and H. Liang, J.
Colloid Interface Sci., 2011,
335544, (2), 597–606
Sphere, chain, flake and
needle shaped Ir NPs
were synthesised via
reduction of Ir(III) ions in
c e t y l t r i m e t hy l a m m o -
nium bromide micellar
media containing alkaline
2,7-dihydroxynaphthalene under UV irradiation. The
NPs’ morphology was tuned by changing the surfac-
tant:metal ion molar ratios and altering other param-
eters.The Ir nano-needles were a good catalyst for the
reduction of organic dyes in presence of NaBH4.
CATALYSIS – REACTIONS
SSeelleeccttiivvee OOxxiiddaattiioonn ooff GGlluuccoossee OOvveerr CCaarrbboonn--
SSuuppppoorrtteedd PPdd aanndd PPtt CCaattaallyyssttss
I. V. Delidovich, O. P. Taran, L. G. Matvienko, A. N. Simonov,
I. L. Simakova, A. N. Bobrovskaya and V. N. Parmon, Catal.
Lett., 2010, 114400, (1–2), 14–21
Pt/C exhibited lower specific activity and provided
poor selectivity of glucose oxidation to gluconic acid
by O2 in comparison with Pd/C. The finely dispersed
Pd/C catalysts are prone to deactivation due to oxida-
tion of their surface, while larger metal particles are
more tolerant and stable. The activity of Pd nano-
particles can be maintained when the process is
controlled by diffusion of O towards the active com-
ponent of the catalyst.
CCaarrbboonnaatteess:: EEccoo--FFrriieennddllyy SSoollvveennttss ffoorr PPaallllaaddiiuumm--
CCaattaallyysseedd DDiirreecctt AArryyllaattiioonn ooff HHeetteerrooaarroommaattiiccss
J. J. Dong, J. Roger, C. Verrier, T. Martin, R. Le Goff, C. Hoarau
and H. Doucet, Green Chem., 2010, 1122, (11), 2053–2063
Direct 2-,4- or 5-arylation of heteroaromatics with aryl
halides using PdCl(C3H5)(dppb) as catalyst precur-
sor/base was shown to proceed in moderate to good
yields using the solvents diethylcarbonate (see the
FFiigguurree) or propylene carbonate.The best yields were
obtained using benzoxazole or thiazole derivatives
(130ºC). The arylation of furan, thiophene, pyrrole,
imidazole or isoxazole derivatives was found to
require a higher reaction temperature (140ºC).
Abstracts
J. J. Dong et al., Green Chem., 2010, 1122, (11), 2053–2063
EMISSIONS CONTROL
AA GGlloobbaall DDeessccrriippttiioonn ooff DDOOCC KKiinneettiiccss ffoorr CCaattaallyyssttss
wwiitthh DDiiffffeerreenntt PPllaattiinnuumm LLooaaddiinnggss aanndd AAggiinngg SSttaattuuss
K. Hauff, U. Tuttlies, G. Eigenberger and U. Nieken, Appl.
Catal. B: Environ., 2010, 110000, (1–2), 10–18
Five Pt/γ-Al2O3 DOCs with different Pt loadings and
ageing steps were characterised with regards to Pt
particle diameter, active surface area and conversion
behaviour for CO, propene and NO oxidation.
HR-REM showed that the Pt particles have diameters
larger than 8 nm. The catalyst activity was shown to
be directly proportional to the catalytically active sur-
face area, which was determined by CO chemisorp-
tion measurements. In order to model the CO and
propene oxidation kinetics, only the catalytically
active surface has to be changed in the global
kinetic models. The same was true for NO oxidation
at higher temperatures.
FUEL CELLS
HHiigghh PPllaattiinnuumm UUttiilliizzaattiioonn iinn UUllttrraa--LLooww PPtt LLooaaddeedd
PPEEMM FFuueell CCeellll CCaatthhooddeess PPrreeppaarreedd bbyy EElleeccttrroosspprraayyiinngg
S. Martin, P. L. Garcia-Ybarra and J. L. Castillo, Int. J.
Hydrogen Energy, 2010, 3355, (19), 10446–10451
The title cathodes with Pt loadings as low as 0.012 mg
Pt cm–2 were prepared by the electrospray method.
SEM of these layers showed a high dispersion of the
catalyst powders forming fractal deposits made by
small clusters of Pt/C NPs, with the clusters arranging
in a dendritic growth. Using these cathodes in MEAs,
a high Pt utilisation in the range 8–10 kW g–1 was
obtained for a fuel cell operating at 40ºC and atmos-
pheric pressure.Moreover,a Pt utilisation of 20 kW g–1
was attained at 70ºC and 3.4 bar over-pressure.
EEffffeecctt ooff MMEEAA FFaabbrriiccaattiioonn TTeecchhnniiqquueess oonn tthhee CCeellll
PPeerrffoorrmmaannccee ooff PPtt––PPdd//CC EElleeccttrrooccaattaallyysstt ffoorr OOxxyyggeenn
RReedduuccttiioonn iinn PPEEMM FFuueell CCeellll
S. Thanasilp and M. Hunsom, Fuel, 2010, 8899, (12),
3847–3852
The effect of three different MEA fabrication tech-
niques: catalyst-coated substrate by direct spray
(CCS), catalyst-coated membrane by direct spray
(CCM-DS) or decal transfer (CCM-DT), on the O2
reduction in a PEMFC was investigated under identi-
cal Pt-Pd/C loadings. The cells prepared by the CCM
methods, and particularly by CCM-DT, exhibited a sig-
nificantly higher open circuit voltage (OCV) but a
lower ohmic and charge transfer resistance. By using
CV with H2 adsorption, it was found that the electro-
chemically active area of the electrocatalyst prepared
by CCM-DT was higher than those by CCS and
CCM-DS. Under a H2/O2 system at 0.6 V, the cells
with an MEA made by CCM-DT provided the highest
cell performance (~350 mA cm–2).
METALLURGY AND MATERIALS
SShhaappee MMeemmoorryy EEffffeecctt aanndd PPsseeuuddooeellaassttiicciittyy ooff TTiiPPtt
Y. Yamabe-Mitarai, T. Hara, S. Miura and H. Hosoda,
Intermetallics, 2010, 1188, (12), 2275–2280
Martensitic transformation behaviour and SM prop-
erties of Ti-50 at%Pt SMA were investigated using
high-temperature XRD and loading–unloading com-
pression tests. The structures of the parent and
martensite phases were identified as B2 and B19,
respectively. Strain recovery was observed during
unloading at RT and at 1123 K, which was below the
martensite temperature. Shape recovery was investi-
gated for the samples by heating at 1523 K for 1 h. The
strain recovery rate was 30–60% for the samples tested
at RT and ~11% for the samples tested at 1123 K.
RRoollee ooff SSeevveerree PPllaassttiicc DDeeffoorrmmaattiioonn oonn tthhee CCyycclliicc
RReevveerrssiibbiilliittyy ooff aa TTii5500..33NNii3333..77PPdd1166 HHiigghh TTeemmppeerraattuurree
SShhaappee MMeemmoorryy AAllllooyy
B. Kockar, K. C. Atli, J. Ma, M. Haouaoui, I. Karaman, M.
Nagasako and R. Kainuma, Acta Mater., 2010, 5588, (19),
6411–6420
The effect of microstructural refinement on the ther-
momechanical cyclic stability of the title HTSMA
which was severely plastically deformed using equal
channel angular extrusion (ECAE) was investigated.
The grain/subgrain size of the high temperature
austenite phase was refined down to ~100 nm. The
increase in strength differential between the onset of
transformation and the macroscopic plastic yielding
after ECAE led to enhancement in the cyclic stability
during isobaric cooling–heating. The reduction in
irrecoverable strain levels is attributed to the increase
in critical stress for dislocation slip due to the
microstructural refinement during ECAE.
CHEMISTRY
TThhee CChheemmiissttrryy ooff TTrrii-- aanndd HHiigghh--NNuucclleeaarriittyy
PPaallllaaddiiuumm((IIII)) aanndd PPllaattiinnuumm((IIII)) CCoommpplleexxeess
V. K. Jain and L. Jain, Coord. Chem. Rev., 2010, 225544,
(23–24), 2848–2903
143 © 2011 Johnson Matthey
doi:10.1595/147106711X570479 •Platinum Metals Rev., 2011, 5555, (2)•
This review gives an overview of the title complexes
and reports developments. Three or more square-
planar metal atoms can be assembled in several ways
resulting in complexes with a myriad of geometric
forms.These square planes may be sharing a corner,
an edge and two edges or even separated by ligands
having their donor atoms incapable of forming
chelates, yielding dendrimers and self-assembled
molecules. Synthetic, spectroscopic and structural
aspects of these complexes together with their appli-
cations are described. (Contains 554 references.)
ELECTRICAL AND ELECTRONICS
DDiissssoolluuttiioonn aanndd IInntteerrffaaccee RReeaaccttiioonnss bbeettwweeeenn
PPaallllaaddiiuumm aanndd TTiinn ((SSnn))--BBaasseedd SSoollddeerrss::
PPaarrtt II.. 9955..55SSnn--33..99AAgg--00..66CCuu AAllllooyy
P. T. Vianco, J. A. Rejent, G. L. Zender and P. F. Hlava, Metall.
Mater. Trans. A, 2010, 4411, (12), 3042–3052
The interface microstructures and dissolution behav-
iour which occur between Pd substrates and molten
95.5Sn-3.9Ag-0.6Cu (wt%) were studied. The solder
bath temperatures were 240–350ºC, and the immer-
sion times were 5–240 s.As a protective finish in elec-
tronic assemblies, Pd would be relatively slow to
dissolve into molten Sn-Ag-Cu solder. The Pd-Sn inter-
metallic compound (IMC) layer would remain suffi-
ciently thin and adherent to a residual Pd layer so as
to pose a minimal reliability concern for Sn-Ag-Cu
interconnections.
DDiissssoolluuttiioonn aanndd IInntteerrffaaccee RReeaaccttiioonnss bbeettwweeeenn
PPaallllaaddiiuumm aanndd TTiinn ((SSnn))--BBaasseedd SSoollddeerrss::
PPaarrtt IIII.. 6633SSnn--3377PPbb AAllllooyy
P. T. Vianco, J. A. Rejent, G. L. Zender and P. F. Hlava, Metall.
Mater. Trans. A, 2010, 4411, (12), 3053–3064
The interface microstructures as well as the rate
kinetics of dissolution and IMC layer formation were
investigated for couples formed between molten
63Sn-37Pb (wt%) and Pd sheet. The solder bath tem-
peratures were 215–320ºC, and the immersion times
were 5, 15, 30, 60, 120 and 240 s. The extents of Pd
dissolution and IMC layer development were signifi-
cantly greater for molten Sn-Pb than the Pb-free
Sn-Ag-Cu (Part I, as above) at a given test temperature.
ELECTROCHEMISTRY
TThhee EEffffeecctt ooff GGoolldd oonn PPllaattiinnuumm OOxxiiddaattiioonn iinn
HHoommooggeenneeoouuss AAuu––PPtt EElleeccttrrooccaattaallyyssttss
S. D. Wolter, B. Brown, C. B. Parker, B. R. Stoner and J. T.
Glass, Appl. Surf. Sci., 2010, 225577, (5), 1431–1436
Ambient air oxidation of Au-Pt thin films was carried
out at RT and then the films were characterised by
XPS. The homogeneous films were prepared by RF
cosputtering with compositions varying from Au9Pt91
to Au89Pt11 and compared to pure Pt and Au thin
films. The predominant oxidation products were PtO
and PtO2. Variations in Pt oxide phases and/or con-
centration did not contribute to enhanced electrocat-
alytic activity for oxygen reduction observed for the
intermediate alloy stoichiometries.
AA FFeeaassiibbiilliittyy SSttuuddyy ooff tthhee EElleeccttrroo--rreeccyycclliinngg ooff
GGrreeeennhhoouussee GGaasseess:: DDeessiiggnn aanndd CChhaarraacctteerriizzaattiioonn ooff aa
((TTiiOO22//RRuuOO22))//PPTTFFEE GGaass DDiiffffuussiioonn EElleeccttrrooddee ffoorr tthhee
EElleeccttrroossyynntthheessiiss ooff MMeetthhaannooll ffrroomm MMeetthhaannee
R. S. Rocha, L. M. Camargo, M. R. V. Lanza and R. Bertazzoli,
Electrocatalysis, 2010, 11, (4), 224–229
The title GDE was designed to be used in the elec-
trochemical conversion of CH4 into MeOH under
conditions of simultaneous O2 evolution. The GDE
was prepared by pressing and sintering TiO2(0.7)/
RuO2(0.3) powder and PTFE. CH4 was inserted into
the reaction medium by the GDE and electrosynthe-
sis was carried out in 0.1 mol l–1 Na2SO4. Controlled
potential experiments showed that MeOH concen-
tration increased with applied potential, reaching
220 mg l–1 cm2, at 2.2 V vs. a calomel reference elec-
trode. Current efficiency for MeOH formation was 30%.
PHOTOCONVERSION
CCyycclloommeettaallaatteedd RReedd IIrriiddiiuumm((IIIIII)) CCoommpplleexxeess
CCoonnttaaiinniinngg CCaarrbbaazzoollyyll--AAcceettyyllaacceettoonnaattee LLiiggaannddss::
EEffffiicciieennccyy EEnnhhaanncceemmeenntt iinn PPoollyymmeerr LLEEDD DDeevviicceess
N. Tian, Y. V. Aulin, D. Lenkeit, S. Pelz, O. V. Mikhnenko, P. W.
M. Blom, M. A. Loi and E. Holder, Dalton Trans., 2010, 3399,
(37), 8613–8615
New red emitting cyclometalated Ir(III) complexes
containing carbazolyl-acetylacetonate ligands (1, 2)
were prepared and then compared to the commonly
used reference emitter [(btp)2Ir(III)(acac)]. For a
range of concentrations the new complexes
revealed better luminous efficiencies than
[(btp)2Ir(III)(acac)]. The phosphorescence decay
times of the newly designed triplet emitters are
significantly shorter making them attractive
candidates for applications in advanced organic and
polymer LEDs.
144 © 2011 Johnson Matthey
doi:10.1595/147106711X570479 •Platinum Metals Rev., 2011, 5555, (2)•
145 © 2011 Johnson Matthey
doi:10.1595/147106711X570479 •Platinum Metals Rev., 2011, 5555, (2)•
11
N. Tian et al., Dalton Trans., 2010, 3399, (37), 8613–8615
22
146 © 2011 Johnson Matthey
doi:10.1595/147106711X570398 •Platinum Metals Rev., 2011, 5555, (2), 146–148•
CATALYSIS – APPLIED AND PHYSICALASPECTS
PPaallllaaddiiuumm((00)) CCoommpplleexx CCaattaallyysstt
Johnson Matthey Plc, World Appl. 2010/128,316
A Pd(0)Ln complex, where L is a ligand and
n = 2, 3 or 4, is prepared by reacting a Pd(II) complex
in a solvent with a base and ligand L. Further base,
optionally in a solvent, may be added to form the
Pd(0)Ln complex. The pre-formed Pd(0) complex
can be prepared on an industrial scale and used as a
catalyst in Pd-catalysed cross-coupling reactions.
When n = 2, the Pd(II) complex may not be
[(o-tol)3P]2PdCl2. The Pd(0)Ln complex may be, for
example, Pd[tBu2(p-PhMe2N)P]2 or Pd[tBu2(Np)P]2.
PPoollyymmeerr--SSuuppppoorrtteedd RRuutthheenniiuumm CCaattaallyyssttss
C.-M. Che and K.-W. M. Choi, US Appl. 2011/0,009,617
Non-crosslinked soluble polystyrene-supported Ru
nanoparticles were prepared by reacting
[RuCl2(C6H5CO2Et)]2 with polystyrene in air. The
supported Ru nanoparticles can be used to catalyse
intra- and intermolecular carbenoid insertion into
C–H and N–H bonds, alkene cyclopropanation and
ammonium ylide/[2,3]-sigmatropic rearrangement
reactions and can be recovered and reused ten times
without significant loss of activity.
DDiinnuucclleeaarr OOssmmiiuumm--RRhhooddiiuumm PPhhoottooccaattaallyysstt
Toyota Motor Corp, Japanese Appl. 2010-209,044
A dinuclear metal complex,for example 1,containing
a light-harvesting Os(tpy)22+ moiety and a catalytical-
ly active diphosphine Rh moiety can be used as a
photocatalyst for decomposing H2O to produce H2.
The photocatalyst is prepared by cross-coupling a ter-
pyridyl Os complex with phenylboronic acid pinacol
ester having a phosphinothioyl group in the presence
of a Pd catalyst to obtain the corresponding phos-
phine sulfide. This is reacted with Raney Ni to give a
diphosphine ligand having an Os(tpy)22+ moiety.
This ligand is mixed with a transition metal complex
such as [RhCl(CO)2]2 in a suitable solvent at room
temperature to obtain the dinuclear metal complex.
CATALYSIS – INDUSTRIAL PROCESS
PPaallllaaddiiuumm--CCaattaallyysseedd PPrreeppaarraattiioonn ooff IInntteerrmmeeddiiaatteess
Bayer CropScience AG, World Appl. 2011/003,530
Substituted and unsubstituted (2,4-dimethylbiphenyl-
3-yl)acetic acids and their esters are prepared via a
selective Suzuki cross-coupling reaction using
homogenous or heterogeneous Pd catalysts. 4-tert-
Butyl-2,6-dimethylphenyl acetic acid and 4-tert-butyl-
2,6-dimethyl mandelic acid, useful as intermediates
for pharmaceutical compounds or agricultural chem-
icals, are produced in good yield from inexpensive
starting materials.
FFiixxeedd--BBeedd PPllaattiinnuumm CCaattaallyysstt ffoorr HHyyddrroossiillyyllaattiioonn
Gelest Technol. Inc, US Appl. 2010/0,280,266
A recyclable fixed-bed catalyst complex containing a
silica-supported Pt carbene catalyst is claimed for use
in a hydrosilylation process between an olefin, sili-
cone or alkyne and a silicone to produce an
organofunctional silane and/or a crosslinked silicone
which contains <20 ppm residual Pt, preferably <10
ppm. The process can be repeated between 3–100
times over a period from 1 week to 1 year without
new addition of catalyst complex. It may be used in a
continuous reactor system.
RRhhooddiiuumm CCaattaallyyssttss ffoorr HHyyddrrooffoorrmmyyllaattiioonn
Eastman Chem. Co, US Patent 7,872,156 (2011)
Novel fluorophosphite compounds active for hydro-
formylation processes for ethylenically unsaturated
substrates are claimed. Catalyst solutions contain
20–300 mg l–1 Rh with a mole:atom gram ratio of fluo-
rophosphite:Rh between 1:1–200:1.The hydroformyla-
tion activity increases as the concentration of ligand
increases. Linear or branched aldehydes can be
Patents
Os
N
PR2
P
Rh
(PF6)2
11
Japanese Appl. 2010-209,044
R =phenyl, isopropyl, ethyl, tert-butyl, cyclohexyl,
propyl or naphthyl
CO
ClN N
N
N
N
R2
produced under standard hydroformylation reaction
conditions of 75–125ºC and 1–70 bar (15–1000 psig).
EMISSIONS CONTROL
HHiigghh PPaallllaaddiiuumm CCoonntteenntt DDiieesseell OOxxiiddaattiioonn CCaattaallyyssttss
Umicore AG & Co KG, World Appl. 2010/133,309
Pd-enriched DOCs are claimed for the oxidation of
CO and HC emissions from a compression ignition/
diesel engine. A first washcoat covers 25–95% of the
substrate from the inlet and may contain Pt:Pd in a
ratio for example 1:1; a second washcoat is richer in
Pd than the first washcoat,with a Pt:Pd ratio for exam-
ple 1:2, and covers 5–75% of the substrate from the
inlet.The catalysts are described as having increased
performance and hydrothermal durability under cold
start conditions.
PPllaattiinnuumm--PPaallllaaddiiuumm DDiieesseell OOxxiiddaattiioonn CCaattaallyysstt
BASF Corp, US Patent 7,875,573 (2011)
An exhaust gas treatment system includes a DOC
containing two washcoat layers coated onto a high
surface area support substantially free of silica. The
bottom washcoat layer contains Pt:Pd in a ratio
between 2:1–1:2 and does not contain a HC storage
component. The top washcoat layer contains Pt:Pd
in a ratio between 2:1–10:1 and one or more HC stor-
age components. A soot filter is located downstream
of the DOC and a NOx conversion catalyst is located
downstream of the soot filter.
FUEL CELLS
PPllaattiinnuumm aanndd PPaallllaaddiiuumm AAllllooyy EElleeccttrrooddeess
Danmarks Tekniske Univ., World Appl. 2011/006,511
Electrode catalysts formed from Pt or Pd, preferably
Pt, alloyed with Sc,Y and/or La on a conductive sup-
port material are claimed for use in a PEMFC. The cat-
alysts are described as having increased ORR activity,
comparable active site density and lower cost com-
pared to pure Pt. The activity enhancement is stable
over extended periods of time.
BBiinnaarryy aanndd TTeerrnnaarryy PPllaattiinnuumm AAllllooyy CCaattaallyyssttss
California Inst. Technol., US Appl. 2011/0,003,683
Pt-based alloys containing <50 at% Pt plus one or
more of Zr, Ti, Hf, Nb, Co, Ni, Fe, Pd, Ru, Rh, Re, Os or
Ir in a continuous film on a nanoparticle support are
claimed for use in the cathode of a PEMFC or a
DMFC. The alloy may be nanocrystalline with a grain
size <100 nm, preferably <10 nm. Preferred composi-
tions include (Pt3Co)100–yZry, where 0 ≤ y ≤ 30 at%;
or (Pt100–xCox)100–yZry, where 0 ≤ x ≤ 80 and 0.5 ≤ y ≤60 at%.
GGoolldd--PPllaattiinnuumm EElleeccttrrooddee CCaattaallyysstt
Toyota Motor Corp, Japanese Appl. 2010-211,946
A nanoscale catalyst layer for a FC is formed from a
Au core having average particle diameter <10 nm
with a Pt shell.The Au and Pt may form an alloy. Initial
activity is good and dissolution of Pt is suppressed.
METALLURGY AND MATERIALS
NNiicckkeell-- aanndd CCooppppeerr--FFrreeee WWhhiittee GGoolldd AAllllooyy
Rolex SA, European Appl. 2,251,444 (2010)
A white Au alloy free of Ni and Cu contains (in wt%):
>75 Au; 18–24 Pd; 1–6 In, Mn, Hf, Nb, Pt, Sn, Ta, V, Zn
and/or Zr; optionally >0.5 Si,Ga and/or Ti; and option-
ally >0.2 Ru, Ir and/or Re. The alloy is prepared by
placing the components in a crucible; melting the
components; pouring the molten alloy; allowing to
harden; quenching in water; subjecting to at least one
cold rolling; and annealing under reducing atmos-
phere. The alloy is described as having suitable
mechanical properties for watch making and jew-
ellery use, and does not require Rh plating.
IIrriiddiiuumm aanndd RRhhooddiiuumm AAllllooyyss wwiitthh IInnccrreeaasseedd SSttrreennggtthh
W. C. Heraeus GmbH, US Appl. 2010/0,329,922
Ir and Rh alloys with increased creep rupture strength
at high temperature, in particular at ~1800ºC, are
claimed.0.5–30 ppm B and 0.5–20 ppm Ca are added
to Zr- and Hf-free Ir, Rh or alloys thereof. The alloys
may also be free of Ti.The strengthened Ir alloys may
be used in Ir crucibles for growing single crystals
such as Nd:YAG laser crystals or in components for
the glass industry.
APPARATUS AND TECHNIQUE
PPaallllaaddiiuumm MMeemmbbrraannee ffoorr HHyyddrrooggeenn SSeeppaarraattiioonn
Korea Inst. Energy Res., US Patent 7,875,154 (2011)
A Pd alloy composite membrane for hydrogen sepa-
ration is prepared by depositing a layer of Pd on a
porous metal or ceramic support, preferably Ni, using
a dry sputtering deposition process; depositing a layer
of Cu on the Pd layer; and heat treating to form an
alloy. Optionally a first layer of Ag, Ni, Cu, Ru or Mo
may be formed before depositing Pd.
147 © 2011 Johnson Matthey
doi:10.1595/147106711X570398 •Platinum Metals Rev., 2011, 5555, (2)•
PPllaattiinnuumm AAppppaarraattuuss ffoorr PPrroodduucciinngg GGllaassss
Nippon Electric Glass Co Ltd, Japanese Appl. 2010-228,942
Glass manufacturing apparatus which reduces the
formation of bubbles in optical or display glass is
claimed. A dry coating containing a glass powder and
a ceramic powder is formed on the outer surface of a
Pt container. The coated Pt container is then sur-
rounded by a refractory layer containing >97 wt%
Al2O3 and SiO2 and fired.
ELECTRICAL AND ELECTRONICS
GGaass DDiisscchhaarrggee LLaammpp wwiitthh IIrriiddiiuumm EElleeccttrrooddee
Koninklijke Philips Electronics NV, US Appl. 2010/0,301,746
A gas discharge lamp includes a gas discharge vessel
filled with S, Se, Te or a compound thereof and an
electrode assembly in which the electron-emissive
material is 80–100 wt% Ir optionally alloyed with Ru,
Os, Rh, Pd or Pt. The Ir-based electrode has a high
melting point and resists chemical reaction with the
gas filling, providing a long-lived, efficient, compact
and high intensity white light source for applications
such as general and professional illumination.
IInntteeggrraatteedd RRhhooddiiuumm CCoonnttaaccttss
IBM Corp, US Patent 7,843,067 (2010)
A microelectronic structure contains an interconnect
barrier layer of Ta, Ti, W, Mo or their nitrides, between
a Rh contact structure and a Cu interconnect struc-
ture. Interdiffusion between Rh and Cu is prevented
and low resistance in microelectronic devices can be
achieved.
MEDICAL AND DENTAL
RRuutthheenniiuumm CCoommppoouunnddss ffoorr TTrreeaattiinngg CCaanncceerr
Univ. Strasbourg, World Appl. 2011/001,109
Ru compounds for treating proliferative diseases, in
particular cancer, are claimed, together with pharma-
ceutical compositions containing the same. Preferred
compounds include 1 and 2.
148 © 2011 Johnson Matthey
doi:10.1595/147106711X570398 •Platinum Metals Rev., 2011, 5555, (2)•
PF6–
PF6–
+
+
11
22
Ru
N
N N
N
N
Ru
N
N N
N
N
O
O
World Appl. 2011/001,109
Flame spray pyrolysis can be used to produce a
wide array of high purity nanopowders ranging
from single metal oxides such as alumina to more
complex mixed oxides, metals and catalysts. The
technique was first developed by the research group
of Sotiris E. Pratsinis at ETH Zurich, Switzerland (1).
Since then it has been used to create new and
sophisticated materials for catalysis and other
applications (2).
Johnson Matthey has developed its own Flame
Spray Pyrolysis Facility (FFiigguurree 11) which produces
a range of nanopowders using the flame spray pyrol-
ysis technique. It has the capacity to produce up to
100 g h−1 of nanopowder product, depending on the
material composition, and a number of process vari-
ables enable the preparation of well-defined target
materials.
How it Works
Flame spray pyrolysis is a one step process in which
a liquid feed – a metal precursor(s) dissolved in a
solvent – is sprayed with an oxidising gas into a flame
zone. The spray is combusted and the precursor(s)
are converted into nanosized metal or metal oxide
particles, depending on the metal and the operating
conditions. The technique is flexible and allows the
use of a wide range of precursors, solvents and
process conditions, thus providing control over parti-
cle size and composition.
Materials Synthesised
A range of oxide-based materials have been prepared
using the technique and some examples are illus-
trated in TTaabbllee II. Some of these materials find uses
in catalysis, electronics, thin film applications and
149 © 2011 Johnson Matthey
doi:10.1595/147106711X567680 •Platinum Metals Rev., 2011, 5555, (2), 149–151•
Flame Spray Pyrolysis: A UniqueFacility for the Production ofNanopowders
FFIINNAALL AANNAALLYYSSIISS
Fig. 1. Johnson Matthey’s development-scale Flame Spray Pyrolysis Facility, housed at the JohnsonMatthey Technology Centre, Sonning Common, UK. It offers a unique facility for the productionfor nanopowders
150 © 2011 Johnson Matthey
doi:10.1595/147106711X567680 •Platinum Metals Rev., 2011, 5555, (2)•
other areas. Additionally the transferable knowledge
gained can be applied to the synthesis of pgm cata-
lysts and supported pgm catalysts by the flame spray
method.
Case Study: A Palladium Catalyst for
Fine Chemicals Synthesis
A 2 wt% Pd/Al2O3 catalyst was prepared from an
organometallic palladium compound and an alu-
minium alkoxide in a organic solvent. The solution
was fed into the spray at 5 ml min−1 in an oxygen
stream of 5 l min−1. The spray was then combusted
with a pre-ignited flame of methane/oxygen. The
resulting product (FFiigguurree 22) had a specific surface
area of 145 m2 g−1 with a Pd dispersion around 30% as
determined by CO chemisorption.
The catalyst was tested in the hydrogenation of
nitrobenzene to produce aniline, using 0.5 g of
nitrobenzene in 5 ml of ethanol at 3 bar and 50ºC. Its
performance was found to be comparable to that of
commercially available Pd/Al2O3 and Pd/C catalysts.
This demonstrates that the Pd particles in the flame
spray samples are well dispersed throughout the sup-
port and give rise to a high metal surface area avail-
able for catalysis.
Study of the effects of the process parameters
including spray conditions and precursor chemistry
on catalyst characteristics is ongoing.
Conclusion
The flame spray pyrolysis technique allows for the
preparation of a vast range of materials, including
metastable phases, due to the rapid quenching
process. Johnson Matthey has dedicated much effort
to the application of the technique to the synthesis of
catalysts. Further scale-up will be critical and work is
ongoing via an EU funded project aimed at achieving
a production capacity over 10 kg h−1. To increase our
know-how and satisfy other interest areas, more work
utilising the technique is also ongoing via other EU
and UK Technology Strategy Board (TSB) funded
projects.
TTaabbllee II
PPrrooppeerrttiieess ooff SSeelleecctteedd MMeettaall OOxxiiddeess PPrreeppaarreedd bbyy FFllaammee SSpprraayy PPyyrroollyyssiiss
MMaatteerriiaall PPaarrttiiccllee ssiizzeeaa,, SSppeecciiffiicc ssuurrffaaccee PPhhaassee iiddeennttiiffiiccaattiioonnnnmm aarreeaabb,, mm22gg−−11
Al2O3 10–15 ~100 Mixture of γ- and δ-Al2O3
CeO2 10–15 80–100 Cubic CeO2
ZnO 8–15 60–90 Mainly tetragonal ZrO2
TiO2 25 80–100 Mainly anatase and trace of rutile
Doped TiO2 30 90–100 Mainly rutile and traces of anatase
aDetermined by TEM analysis
bDetermined by BET analysis
5 nm
Fig. 2. Transmission electron microscopy (TEM) imageof a flame made Pd/Al2O3 catalyst with Pd nanoparti-cles highlighted by red arrows
References1 R. Strobel, A. Baiker and S. E. Pratsinis, Adv. Powder
Technol., 2006, 1177, (5), 457
2 R. Strobel and S. E. Pratsinis, Platinum Metals Rev.,2009, 5533, (1), 11
The Author
Dr Bénédicte Thiébaut joined Johnson Matthey twelve years agoand worked on numerous projects specialising in the last sevenyears in the nanotechnology area. She initially investigated thesynthesis of nanomaterials by solution routes and turned herinterest to other methodologies including the flame spray pyrolysis(FSP) technique.
151 © 2011 Johnson Matthey
doi:10.1595/147106711X567680 •Platinum Metals Rev., 2011, 5555, (2)•
Acknowledgement
The creation of the development-scale Flame Spray
Pyrolysis Facility at JMTC, Sonning Common, was
partly funded by a grant provided by the UK’s for-
mer Department of Trade and Industry (DTI) under
its Micro and Nano Technology (“MNT”) Network
initiative.
DR BÉNÉDICTE THIÉBAUT
Johnson Matthey Technology Centre, Blounts Court,Sonning Common, Reading RG4 9NH UK
EE--mmaaiill:: tthhiieebbbb@@mmaatttthheeyy..ccoomm
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