plasticizer metabolites in the environment
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Water Research 38 (2004) 3693–3698
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Plasticizer metabolites in the environment
Owen Horna, Sandro Nallia, David Coopera,�, Jim Nicellb
aDepartment of Chemical Engineering, McGill University, 3610 University Street, Wong Building, Montreal,
Que. H3A 2B2, CanadabDepartment of Civil Engineering and Applied Mechanics, McGill University, 817 Sherbrooke Street West Montreal,
Que. H3A 2K6, Canada
Received 22 July 2003; received in revised form 17 May 2004; accepted 30 June 2004
Abstract
Earlier work with pure cultures had shown that the interaction of microbes with plasticizers leads to the formation of
metabolites including 2-ethylhexanoic acid and 2-ethylhexanol that resist further degradation. The presence of these
metabolites is now reported in a variety of environmental samples. Thus, even in a complex ecosystem, when plasticizers
are degraded, the breakdown is not complete and significant amounts of 2-ethylhexanoic acid and 2-ethylhexanol are
observed. These compounds have been shown to exhibit acute toxicity using Microtox, Daphnia, rainbow trout and
fathead minnow toxicity assays. Since it is already well established that plasticizers are ubiquitous in the environment, it
is expected that their recalcitrant metabolites will also be ubiquitous. This is of concern because, while the plasticizers
do not exhibit acute toxicity, their metabolites do.
r 2004 Elsevier Ltd. All rights reserved.
Keywords: Adipate; Phthalate; Plasticizers; Plastics; Metabolites; Toxicity
1. Introduction
Plasticizers are clear, colourless, oily liquids that are
used to impart properties such as flexibility and work-
ability to plastics. They are widely used in many
products including medical equipment, food film,
upholstery, flooring, moldings, gaskets, piping, rain-
wear, electrical wire insulation, auto trim and under-
coating, pool and pond liners and roofing systems.
Plasticizers are also used in other applications such as
paints in which special coating properties are required.
Polyvinyl chloride (PVC) is an excellent example of the
magnitude of the industrial importance of plasticizers.
The annual production of PVC is in the tens of millions
of tons of which plasticizers can account for up to 40%
e front matter r 2004 Elsevier Ltd. All rights reserve
atres.2004.06.012
ing author.
ess: [email protected] (D. Cooper).
by weight (Mersiowsky et al., 2001). The most common
plasticizer is di (2-ethylhexyl) phthalate (DEHP) whose
production is estimated at 1.4 million tonnes per year
(Bauer and Herrmann, 1997).
It has been demonstrated that plasticizers tend to
leach from solid polymer matrices into the environment
(Fromme et al., 2002). Numerous studies have con-
firmed the presence of plasticizers in air, soil and water
samples to such an extent that they are now described as
being ubiquitous in the environment (Fromme et al.,
2002; Staples et al., 1997). Because DEHP is used so
extensively, many studies have been conducted to
evaluate its degradation within the environment using
soil organisms and in a laboratory setting using pure and
mixed cultures (Cartwright et al., 2000; Cassidy and
Irvine, 1999; Ejlertsson et al., 1997; Gejlsbjerg et al.,
2001; Marttinen et al., 2003; Roslev et al., 1998; Scholz
et al., 1997). These earlier researchers had reported that
d.
ARTICLE IN PRESSO. Horn et al. / Water Research 38 (2004) 3693–36983694
DEHP is either recalcitrant or is mineralized (Cart-
wright et al., 2000; Marttinen et al., 2003). However, it
has recently been shown that the exposure of common
plasticizers including DEHP and di-2-ethylhexyl adipate
(DEHA) to pure cultures of soil microorganisms under
laboratory conditions resulted in the production and
accumulation of toxic metabolites (Nalli et al., 2003,
2004). Because millions of tonnes of plasticizers are
incorporated into plastics every year and are ultimately
released to the environment, the objective of this work
was to establish whether the toxic metabolites are also
observed in the environment.
2. Experimental
2.1. Reagents
DEHP (99%), di (2-ethylhexyl) adipate (DEHA,
99%), 2-ethylhexanol (99%+) and 2-ethylhexanoic acid
(99%) were purchased from Sigma Aldrich (St. Louis,
MO). Lab grade acetone, HPLC grade water, HPLC
grade chloroform and hydrochloric acid were purchased
from Fischer Scientific (Montreal, QC)
2.2. Toxicity studies
The Daphnia (Daphnia magna) and the rainbow trout
(Oncorhynchus mykiss) toxicity assays of reagent grade
2-ethylhexanol and 2-ethylhexanoic acid were conducted
by Bodycote Material Testing Canada (Pointe-Claire,
QC, Canada). The lethal concentrations for 50%
mortality (LC50) were obtained by exposure to serial
dilutions (100%, 50%, 25%, 12.5% and 6.25% by
volume) of solutions of 300 mg/L 2-ethylhexanol or
1700 mg/L 2-ethylhexanoic acid. These solutions were
prepared with the pure reagents in de-chlorinated
municipal water. The LC50 was calculated using the
mortality after a 48 h period for the Daphnia and a 96 h
period for the rainbow trout.
The pure reagents were sent to Bodycote Material
Testing Canada (Ste- Foy, QC, Canada) for the fathead
minnow (Pimephales promelas) toxicity assay. Solutions
of 15 mg/L 2-ethylhexanol and 86 mg/L 2-ethylhexanoic
acid in carbon filtered municipal water with 88 mg/L
CaCO3 were prepared. The same serial dilutions noted
above were tested to obtain the 25% inhibition
concentration (IC25) representing the concentration that
would elicit a decrease in 25% of the organism’s body
weight over the course of a 7-day study. The IC25 was
estimated using linear interpolation.
Acute toxicity of these compounds based on the 5 min
Microtox toxicity assay has been previously reported
(Nalli et al., 2003). The assay involved the short-term
incubation of the putative toxic compound with the
luminescent marine bacterium Photobacterium phosphor-
eum. The concentration of toxicant that caused a 50%
decrease in light output is reported as the effective
concentration, EC50, and is presented as percent by
volume of the whole product mixture. The toxicity of a
sample increases as the EC50 decreases.
2.3. Sample collection and preparation
Samples were selected to reflect a wide range of water
quality from pure to highly contaminated. All the
samples were collected in 10 L Pyrexs glass reagent
bottles (Fisher Scientific, Montreal, QC). Before sam-
pling, the bottles were rinsed three times with lab grade
acetone, distilled water, and HPLC grade chloroform
for a total of nine washes. Aluminum foil was used as a
barrier between plastic screw tops and the samples to
avoid potential contamination of samples with plastici-
zers. The bottles were stored at 4 1C. Sediment and snow
samples were collected using 200 mL glass bottles, rinsed
as described above, and then transferred to 10 L reagent
bottles. All samples were collected manually as grab
samples.
Undisturbed snow was sampled from a green space in
downtown Montreal within 5 h of falling. The St.
Lawrence River site was at the downstream end of the
island of Montreal. River samples, including sediment
samples, were taken within 2 m of the shoreline. Water
samples were drawn from a creek that drains an
industrial area on the Island of Montreal and passes
through parkland (Bois-de-Liesse Park, Montreal, QC)
Landfill leachate was also collected from a landfill
located inside the boundaries of the city of Montreal.
The Miron landfill site was chosen to provide an
example of the type of contamination that could be
generated from typical urban waste. The sample was
collected through a sampling port on a pipe that
delivered the leachate that had been collected
from the landfill to an aeration basin. A sample of
HPLC-grade water from an unopened bottle was used as
a control.
The pH of the samples was reduced to 1.5 using 10 M
HCl and then the samples were extracted twice using
100 mL of HPLC-grade chloroform. The chloroform
from the combined extracts was evaporated and the
residue was re-dissolved in 1 mL of chloroform. Snow
was melted and then extracted using the same proce-
dure. The river sediment samples were extracted using
100 mL of HPLC grade chloroform in a Soxhlet
extraction apparatus. The chloroform extract was
prepared as above.
Tap water was sampled continuously from the
Montreal water distribution system. A total of 44.3 L,
at a flowrate of 1 L/h, was passed through 100 mL of
HPLC grade chloroform. The chloroform extract was
then prepared as above.
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2.4. Gas chromatography/mass spectrometry
A Varian CP-3800 gas chromatograph with an FID
detector was used to quantify the concentrations of
DEHP and DEHA. The column used was the CP-Sil 5
CB 15 m� 0.53 mm (Varian, St-Laurent, QC). The
settings on the GC were as follows: an injector
temperature of 250 1C, an initial column temperature
of 40 1C, a hold time 2 min, a first temperature ramp rate
of 10 1C per minute to 150 1C and a second temperature
ramp rate 20 1C per minute to a final temperature of
300 1C. The detector temperature was 300 1C.
The quantification of the metabolites 2-ethylhexanol
and 2-ethylhexanoic acid was performed using a gas
chromatograph/mass spectrometer (Thermo Quest mod-
el TRACE GC 2000/Finnigan POLARIS), because of its
superior sensitivity to these compounds. The GC/MS
contained an RTX-5 MS internal diameter 0.25 mm
column (Resteck) and the settings on the GC were as
follows: an injector temperature of 275 1C, an initial
column temperature of 60 1C, a hold time of 1 min, a
first ramp rate of 5 1C per minute to 100 1C and a second
ramp rate of 20 1C per minute to a final temperature of
340 1C. Calibration curves were obtained for each
compound. The 95% confidence limits on the analysis
of DEHA, DEHP, 2-ethylhexanol and 2-ethylhexanoic
acid were plus or minus 5, 4, 0.1 and 0.4 mg/L,
respectively, based on six samples each.
Identification of the compounds was based on a
comparison to the GC retention times and the fragmen-
tation patterns from GC- mass spectrometry of plasti-
cizer and metabolite standards.
3. Results and discussion
Plasticizers such as DEHP or DEHA can be degraded
by a common soil bacterium in the presence of an easily
used carbon source (Nalli et al., 2003). The degradation
was not complete and resulted in the production of
metabolites including 2-ethylhexanol, 2-ethylhexanoic
acid and monoesters such as 2-ethylhexyl phthalate. A
proposed pathway for the degradation of DEHP or
DEHA is shown in Fig. 1. The final metabolite for
both DEHP and DEHA was 2-ethylhexanoic acid,
which was observed to be particularly resistant to
further degradation.
Initial work using the Microtox assay showed that
these metabolites were more toxic than the original
plasticizers. Toxicity tests have now been extended to
include assays based on various aquatic organisms
including fathead minnows, rainbow trout and Daphnia.
The results shown in Table 1 confirm that 2-ethylhex-
anoic acid and 2-ethylhexanol exhibit acute aquatic
toxicity. Notably, previous reports have also linked the
presence of 2-ethylhexanoic acid to peroxisome prolif-
eration of liver cells in rats and mice, which resulted in
tumour growth and death (Astill et al., 1996; Keith et
al., 1992; Lhuguenot et al., 1985; Sundberg et al., 1994).
The above results could have important implications
with respect to potential environmental impact. How-
ever, the production of metabolites by pure cultures
would not necessarily lead to their accumulation in the
environment if the whole ecology of a site results in
further degradation of these compounds. To assess this
possibility, a number of sites around the island of
Montreal, Canada were sampled. All of the samples
were found to contain the most common plasticizers
(Table 2), which is consistent with earlier work in which
plasticizers were found to be ubiquitous (Fromme et al.,
2002; Staples et al., 1997). Neither plasticizers nor any of
the possible metabolites were detected in the control
sample.
Most of the environmental samples also contained
one or more of the metabolites, which is consistent with
recent studies of the degradation of these plasticizers
using pure cultures (Nalli et al., 2003). This work had
shown that 2-ethylhexanoic acid was a very intractable
metabolite and, thus, it was not surprising to find
appreciable amounts of it in the environment. However,
it was surprising to find that these samples also
contained significant amounts of the less stable meta-
bolite, 2-ethylhexanol. This is important because the
alcohol has a higher acute toxicity than the acid (Table
1). This was unexpected because biological systems have
been shown to be able to easily oxidize alcohols
including 2-ethylhexanol to the corresponding car-
boxylic acids (Cheung et al., 2003; French et al., 2002).
River sediments had the highest concentrations of the
alcohol and acid. This is consistent with the fact that
these compounds are relatively hydrophobic and thus
likely to partition into the sediments. The concentrations
of metabolites in the sediment were so large that it was
even possible to observe a monoester, which is the first
metabolite in the series shown in Fig. 1. This was
surprising because the monoesters were seldom observed
even in the laboratory experiments conducted with pure
microorganisms and with high concentrations of plasti-
cizers (Nalli et al., 2003).
The samples of snow and tap water were expected to
have the lowest concentrations of the compounds of
interest. In fact, even these were contaminated. The data
for the sample of snow revealed that precipitation can
act as a means of introducing plasticizers into surface
waters. This sample also contained appreciable
amounts of the most intractable metabolite. The tap
water contained small amounts of the plasticizers and
the acid metabolite. It is probable that this
metabolite originated from the degradation of the
plasticizers, but it is unknown whether this compound
entered the water during processing or distribution or if
it came from the water source (St. Lawrence River) and
ARTICLE IN PRESS
O
O
O
O
OH
O
O
O
OH
OH
OH
O
OH
O
H
O
OH
O
R R+
+ R
R = or
Fig. 1. Mechanism for the production 2-ethylhexanol and 2-ethylhexanoic acid by the biological degradation of DEHP and DEHA.
Table 1
Comparison of 2-ethylhexanol and 2-ethylhexanoic acid toxicities using four acute toxicity assays
Compounds investigated Microtoxa Fathead minnow Rainbow trout Daphnia
EC50 (mg/L) IC25 (mg/L) LC50 (mg/L) LC50 (mg/L)
2-ethylhexanoic acid 43 23.0 (12–25)b 150 (110–220)b 120 (0–430)b
2-ethylhexanol 7.8 415 27 (20–39)b 100 (78–160)b
aToxicity data obtained from Nalli et al. (2003).bConfidence intervals for toxic concentrations obtained by bootstrapping.
O. Horn et al. / Water Research 38 (2004) 3693–36983696
passed through the treatment system. The samples of the
landfill leachate contained plasticizers in detectable
amounts, but neither 2-ethylhexanol nor 2-ethylhexa-
noic acid were detected. Since the production of
metabolites has only been observed during aerobic
growth, the absence of these compounds in the leachate
could be attributed to the anaerobic conditions of the
landfill.
The ubiquity of these metabolites and their
presence in significant concentrations indicate that these
ARTICLE IN PRESS
Table 2
Plasticizer and metabolite concentrations measured in environmental samples from the urban area of Montreal, Canada
Source Concentration (parts per billion)a
DEHAb DEHPc 2-ethylhexanol 2-ethylhexanoic acid
HPLC grade water 0.0 0.0 0.0 0.0
Tap water 5.1 4.6 0.0 0.050
Melted snow 150 130 0.0 6.7
River water 14 180 0.85 3.2
River sedimentd 4400 110,000 100 110
Creek water 5.8 47 0.49 1.2
Landfill leachate 25 62 0.0 0.0
aIn mg/L for water samples and mg/kg for sediment samples.bDi-(2-ethylhexyl) adipate.cDi-(2-ethylhexyl) phthalate.dTrace amounts of mono 2-ethylhexyl phthalate were also observed .
O. Horn et al. / Water Research 38 (2004) 3693–3698 3697
compounds resist degradation in environments where
mixed microbial populations would be present. There
are several recent references, which briefly mention the
observation of either the alcohol or the acid in studies
involving analyses of samples of precipitation and
indoor air. However the sources of these compounds
were not suggested (Balestrini and Polesello, 1999;
Sartin et al., 2001; Sunesson et al., 1996). The presence
of the 2-ethylhexanoic acid in these and in our own
samples substantiates concerns about the fate of the
plasticizers in the environment.
It must be acknowledged that there are other possible
sources of the alcohol and acid besides the metabolism
of plasticizers. For example, they could originate from
plasticizer production processes, the use of lubricants
and surfactants, as well as the pharmaceutical industry
(Staples, 2001). However, it has been claimed that these
sources are well contained and that the main sources of
exposure would be due to accidental spills (Staples,
2001). These sources could not account for the
quantities observed in our studies nor their presence in
many different environmental samples. In addition, the
mono-ester observed in the sediment sample could only
come from the metabolism of the di-ester, since the half-
life of DEHP degradation by abiotic alkaline hydrolysis
has been reported to exceed 1000 years at neutral pH
(Wolfe et al., 1980). Thus, these observations support
the argument that the metabolites that were observed in
the environment originated from the biodegradation of
plasticizers.
4. Conclusions
As plasticizers themselves are ubiquitous and can be
partially degraded by common soil bacteria, we con-
clude that plasticizer metabolites will also be wide-
spread. While the levels of metabolites observed in this
study may not result in acute aquatic toxicity, it is likely
that their intractability will lead to a tendency for them
to persist in the environment.
Acknowledgements
This research was supported by grants from the EJLB
Foundation and the Natural Sciences and Engineering
Research Council of Canada. Nalli and Horn acknowl-
edge financial support received through the Eugenie
Ulmer Lamothe fund of the Department of Chemical
Engineering, McGill University.
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