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Planning a Table Top Exercise Photo courtesy of FEMA February 2008 Laurie Pearce Don Bindon

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Page 1: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Planning a Table Top Exercise

Photo courtesy of FEMA

February 2008Laurie Pearce

Don Bindon

Page 2: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

AgendaPhoto courtesy of FEMA

1 Introductions1. Introductions2. Common Terminology3 What is it you need to know?3. What is it you need to know?4. Developing a Scenario5 Exercise Time!5. Exercise Time!6. Questions 7 Wrap Up7. Wrap Up

Page 3: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

IntroductionsY•Your name

•Your organization•Why did you y ypick this workshop?workshop?

•Who are we?•Who are we?

Page 4: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Continuum of ExercisesContinuum of Exercises

Table TopFull Scale/

Comprehensive

p

Plan Review • More Experience• Greater Complexity• Greater Complexity• More Preparation Time• Increased CostIncreased Cost

Page 5: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Basic DefinitionsPlan Review Exercise

A review of the plan with its owner to reviewits owner to review structure, content and objectives of the planobjectives of the plan

Page 6: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Basic DefinitionsTable Top Exercise

A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used early in the

i iexercise program to detect issues that may interfere with the conducting of a realistic simulation

Page 7: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Basic Definitions

Walk Through ExerciseMethods shift from paper-based topaper based to hands-on. Physical actions are requiredactions are required to determine if procedures in planprocedures in plan will work.

Page 8: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Basic Definitions

Modular/Component Exercise

Exercise focuses on a single critical business function like a call tree or single server application.

Page 9: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Basic DefinitionsFunctional/Line of Business

Exercise activity is grouped according to the purpose or manner in which elements work or are used. An example would be an exercise Photo courtesy of FEMA

utilizing the EOC..

Page 10: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Basic Definitions

Simulation/Mock Exercise

A simulation exercise generally simulates a disastergenerally simulates a disaster and exercises the response & recovery roles &recovery roles & responsibilities in a realistic wayway..

Page 11: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Basic DefinitionsComprehensive/Full Scale Exercise

Extensive and complex exercise that engagesexercise that engages many of the elements of the organization –

Photo courtesy of FEMA

of the organization may re-enact the worst case scenariocase scenario.

Page 12: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Types of Exercises

S h d l dScheduled

S iSurprise

Page 13: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Key Factors for A TabletopKey Factors for A Tabletop Exercise

Exercise Developmentp

Exercise Participants

Scenario Development

Page 14: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Exercise Plan DevelopmentExercise Plan Development

Don’t have the same people who develop the plan writewho develop the plan write the exercise

Use a committee to write the exercisewrite the exercise –provides another l i t itlearning opportunity

Page 15: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Exercise Plan DevelopmentExercise Plan Development

Don’t write the exercise to point outexercise to point out the weaknesses (but th t h )that may happen)

– if you see a weakness fix it before the exercise

Page 16: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Exercise Plan DevelopmentExercise Plan Development

Keep it simple and straightforward!

Don’t make it too bigDon t make it too big a scenario and too

li t dcomplicated

Page 17: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Exercise Plan DevelopmentExercise Plan Development

Develop a disaster scenario not a catastrophe

…don’t make it a doomsdaya doomsday scenario

Page 18: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Exercise Plan DevelopmentExercise Plan Development

If you only use the process when it isprocess when it is a really big one, it bbecomes a disincentive to exercise for day-to-day operations

Photo courtesy of FEMA

y p

Page 19: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Exercise Plan DevelopmentExercise Plan Development

Needs to be about team building and relationshipbuilding and relationship building

…it’s early in the yprocess

Page 20: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Exercise Plan Development

N f lt i

Exercise Plan Development

No fault exercise

“Blame the man notman, not the plan”

“Blame the plan, not th ”the man”

Page 21: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Exercise Plan DevelopmentExercise Plan Development

Take the time to Prepare!

Page 22: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Exercise ParticipantsExercise Participants

Caution re: numbers!

Organizational behavior researchbehavior research would suggest no

1 imore than 15 in the exercise

Page 23: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Exercise Participants

Never have an

Exercise Participants

Never have an exercise before

ki hmaking sure that people are trained re: plan, process and the roles and responsibilities

Page 24: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Exercise Participants

M k i l d th i ht

Exercise Participants

Make sure you include the right people in the room – have those in ol ed that can make theinvolved that can make the appropriate decisions

(inputs should reflect the right level – e g middleright level – e.g., middle managers – middle management decisions)management decisions)

Page 25: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Exercise ParticipantsExercise Participants

Remember that people will do what they are used to do y– so training will need to be oftenneed to be often

Page 26: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Scenario DevelopmentScenario Development

If it’s too complicated people will start to p pfocus on the scenario to the point that theyto the point that they forget to work together as a teamtogether as a team

Page 27: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Scenario Development

Determine the scope

Scenario Development

Determine the scope

Is this a tabletop for: •your business (single site)? y g•multi-site?•industry-wide?industry wide?•with partners?

Page 28: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Scenario DevelopmentScenario Development

In most exercises the scenarios always worsen – the inputs make it worse

…which is the opposite from real oppos te o ealife where things do get betterget better

Page 29: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Scenario DevelopmentScenario Development

So, make sure the scenario has a positive outcomehas a positive outcome

… no need to be “Pollyanna” – but the scenario shouldthe scenario should demonstrate improvementimprovement

Page 30: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Scenario DevelopmentScenario Development

Make sure that the scenario engagesscenario engages the right people and that the scenariothat the scenario includes them (e.g., i l ll l k)single payroll clerk)

– who isn’t there

Page 31: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Scenario DevelopmentScenario Development

Certain thingsCertain things need to be specific notspecific not generic

Page 32: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Scenario Development

Have to reinforce your

Scenario Development

Have to reinforce your business continuity

l d ’t j t fplan – don’t just focus on emergency response

…critical business…critical business functions should be exercisedexercised

Page 33: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Scenario DevelopmentInclude non-critical business

Scenario Development

functions to ensure that there is an understanding of what isan understanding of what is critical and not critical

Consider what you are t i t d llnot going to do as well

as what you are going to do

Page 34: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Scenario DevelopmentScenario Development

Consider what links i t ithexist with emergency

responders – consider their immediate arrival versus a short delay, or a long delay

Page 35: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Scenario Development

Take people out of

Scenario Development

Take people out of their comfort zone –h h d l i hhave them deal with emergency management situations that are not part of ptheir normal practice or day-to-dayor day-to-day

Page 36: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Scenario DevelopmentScenario Development

Don’t testDon t test communications!

Page 37: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Scenario DevelopmentScenario Development

Remember that nothat no scenario ever unfolds as isunfolds as is practiced in

l lif !real life!

Page 38: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Introducing the CompanyIntroducing the Company

EPICC InternationalInternational Inc.

Page 39: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Introducing the SituationIntroducing the Situation

The B k dBackground

The Objectivesj

Page 40: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Introducing the ScenarioIntroducing the Scenario

Explosion!!

Page 41: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Task One

Complete the

Task One

Complete the scenario to iincorporate the points listed in the background g& to meet the objectivesobjectives

Page 42: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Task TwoTask Two

Identify the resourcesresources

Page 43: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Task ThreeDevelop an

Task Three

Input to meet the Objective j

An input should bring gout a situation for thefor the participants to

tiaction

Page 44: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Let’s PlayLet s PlayConsider

•Does the input make sense?•Does it meet the objective?objective?

Page 45: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

ReviewReview

•Did the inputDid the input make sense?•Did it meet the•Did it meet the objective?

Page 46: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Key Factors for A TabletopKey Factors for A Tabletop Exercise

Exercise Developmentp

Exercise Participants

Scenario De elopmentDevelopment

Page 47: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used

Questions?

Page 48: Planning a Table Top Exercise - EPICC · Table Top Exercise A review of the processes and procedures that would be used in aprocedures that would be used in a real disaster. Used